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Document 32021R2280
Commission Regulation (EU) 2021/2280 of 16 December 2021 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein and Commission Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97
Commission Regulation (EU) 2021/2280 of 16 December 2021 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein and Commission Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97
Commission Regulation (EU) 2021/2280 of 16 December 2021 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein and Commission Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97
C/2021/9174
OJ L 473, 30.12.2021, p. 1–130
(BG, ES, CS, DA, DE, ET, EL, EN, FR, GA, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)
In force
30.12.2021 |
EN |
Official Journal of the European Union |
L 473/1 |
COMMISSION REGULATION (EU) 2021/2280
of 16 December 2021
amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein and Commission Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Regulation (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein (1), and in particular Article 19(3), (4) and (5) thereof,
Whereas:
(1) |
Regulation (EC) No 338/97 regulates trade in animal and plant species listed in the Annex to that Regulation. The species listed in that Annex include the species listed in the Appendices to the Convention on International Trade in Endangered Species of Wild Fauna and Flora (‘the Convention’) as well as other species whose conservation status requires that trade from, into and within the Union be regulated or monitored. |
(2) |
Levels of trade in certain species require monitoring in order to collect data and consider whether stricter protection might be necessary in the future. To this end, the Scientific Review Group, established pursuant to Article 17 of Regulation (EC) No 338/97, has during its regular meetings in 2019 and 2020 reviewed different species and concluded that the following taxa should be included in Annex D to that Regulation: Otocryptis wiegmanni, Platysaurus imperator, Tracheloptychus petersi, Zonosaurus maximus, Pseudocerastes spp. (except for the species listed in Annex B), and Atelopus spp. (except for the species listed in Annex A). The Scientific Review Group also concluded that the following species should be included in Annex D, with an annotation delimiting which types of specimens are covered by the listing: Handroanthus spp., Tabebuia spp., Roseodendron spp., Aucoumea klaineana, Rhodiola spp., Boswellia spp., Millettia stuhlmannii, Pterocarpus macrocarpus, Entandrophragma cylindricum, Khaya spp., Okoubaka aubrevillei and Baillonella toxisperma. |
(3) |
New annotations should be inserted in the Notes on interpretation of Annexes A, B, C and D. It is necessary to insert one annotation in paragraph 12 in relation to a new listing in Annex C, to reflect the listing in Appendix III by the range state. It is also necessary to insert two annotations in paragraph 17 in relation to tree species to be included in Annex D, in order to ensure that the specimens which occur in international trade are covered by the listing. |
(4) |
In view of recent taxonomic changes agreed by the eighteenth meeting of the Conference of the Parties to the Convention, held in Geneva, Switzerland, from 17 to 28 August 2019 (CoP 18), it is appropriate to replace the current listing of Homalopsis bucata in Annex D by the listing of the entire genus Homalopsis spp. It is necessary to change Prionailurus iriomotensis in Annex A to Prionailurus bengalensis euptilurus, and the listing of Agalychnis spp. in Annex B into a listing of Agalychnis annae, A. callidryas, A. moreletii, A. saltator and A. spurrelli. It is also necessary to change the listing of the family Pristidae so that it falls under the order Rhinopristiformes. The spelling of Pelophylax shqipericus in Annex D needs to be corrected and Lophura hatinhensis needs to be deleted from Annex B as it is treated as L. edwardsi. |
(5) |
The footnote in the Annex to the Regulation related to Ovis collium, O. darwini, O. jubata, O. karelini, O. polii, and O. severtzovi which states ‘This taxon is referred to as Ovis ammon in Annex XIII to Commission Regulation (EC) No 865/2006’ should be removed, to bring it in line with Annex XIII to Commission Regulation (EC) No 865/2006 (2), as amended by Article 2(14) of the present Regulation. These amendments are a consequence of changes in the taxonomy of this group of species. |
(6) |
The text of certain annotations in the Annex to Regulation (EC) No 338/97 should be amended to improve clarity (Canis lupus, Caracara lutosa, Ceratophora aspera, C. stoddartii, Lyriocephalus scutatus, Crotalus durissus, and Rheobatrachus spp.). |
(7) |
Goniurosaurus spp. should be moved from the family Eublepharidae to the family Gekkonidae in order to bring the listing in line with the current standard nomenclature. |
(8) |
The following species have been included in Appendix III to the Convention since 14 February 2021: Goniurosaurus kuroiwae, Goniurosaurus orientalis, Goniurosaurus sengokui, Goniurosaurus splendens, Goniurosaurus toyamai, Goniurosaurus yamashinae and Echinotriton andersoni (all with annotation) at the request of Japan, and Calotes ceylonensis, Calotes desilvai, Calotes liocephalus, Calotes liolepis, Calotes manamendrai, Calotes nigrilabris, Calotes pethiyagodai at the request of Sri Lanka. The following species have been included in Appendix III to the Convention since 22 June 2021: Lodoicea maldivica (with annotation) at the request of the Seychelles, and Alauda arvensis, Galerida cristata, Lullula arborea, Melanocorypha calandra, Emberiza citronella, Emberiza hortulana, Carduelis cannabina, Carduelis carduelis, Carduelis flammea, Carduelis hornemanni, Carduelis spinus, Carpodacus erythrinus, Loxia curvirostra, Pyrrhula pyrrhula, Serinus serinus, Erithacus rubecula, Ficedula parva, Hippolais icterina, Luscinia svecica, Luscinia luscinia, Luscinia megarhynchos, Monticola saxatilis, Sylvia atricapilla, Sylvia borin, Sylvia curruca, Sylvia nisoria, Turdus merula, Turdus philomelos, Oriolus oriolus, Parus ater, Troglodytes troglodytes and Emys orbicularis (only applicable to the population of Ukraine) at the request of Ukraine. These amendments to Appendix III should be reflected in Annex C to Regulation (EC) No 338/97. |
(9) |
The Scientific Review Group has concluded at its regular meetings in 2020, and through several consultations in writing, that listing of the following species in Annex D to Regulation (EC) No 338/97 is no longer necessary, and these species should be deleted from that Annex: Dendrolagus dorianus, Dendrolagus goodfellowi, Dendrolagus matschiei, Dendrolagus pulcherrimus, Dendrolagus stellarum, Columba oenops, Didunculus strigirostris, Ducula pickeringii, Gallicolumba crinigera, Ptilinopus marchei, Turacoena modesta, Crax alector, Pauxi unicornis, Penelope pileata, Eulipoa wallacei, Arborophila gingica, Lophura bulweri, Lophura diardi, Lophura inornata, Bombycilla japonica, Cyanocorax caeruleus, Cyanocorax dickeyi, Procnias nudicollis, Dacnis nigripes, Sporophila falcirostris, Sporophila frontalis, Sporophila hypochroma, Sporophila palustris, Amandava amandava, Cryptospiza reichenovii, Erythrura coloria, Erythrura viridifacies, Estrilda quartinia (frequently traded as Estrilda melanotis), Hypargos niveoguttatus, Lonchura griseicapilla, Lonchura punctulata, Lonchura stygia, Carduelis ambigua, Carduelis atrata, Kozlowia roborowskii, Pyrrhula erythaca, Serinus canicollis, Serinus citrinelloides hypostictus (frequently traded as Serinus citrinelloides), Sturnella militaris, Cochoa azurea, Cochoa purpurea, Garrulax formosus, Garrulax galbanus, Garrulax milnei, Niltava davidi, Stachyris whiteheadi, Swynnertonia swynnertoni (also referenced as Pogonicichla swynnertoni), Turdus dissimilis, Pitta nipalensis, Pitta steerii, Sitta magna, Sitta yunnanensis, Lamprotornis regius, Mino dumontii, Sturnus erythropygius, Teratoscincus microlepis, Rhabdophis subminiatus, Calloselasma rhodostoma, Baronia brevicornis, Papilio grosesmithi, Papilio maraho, Calibanus hookeri, Biarum davisii ssp. marmarisense, Biarum ditschianum, Othonna cacalioides, Othonna hallii, Othonna lepidocaulis, Ceraria carrissoana, and Ceraria fruticulosa. |
(10) |
On the basis of review by the Scientific Review Group, three subspecies should be added to the listing in Annex D to Regulation (EC) No 338/97 of Teratoscincus scincus. |
(11) |
It is necessary to correct certain formatting errors in the Annex to Regulation (EC) No 338/97. |
(12) |
In view of the extent of the amendments it is appropriate, for clarity purposes, to replace the Annex to Regulation (EC) No 338/97 in its entirety. |
(13) |
Regulation (EC) No 338/97 should therefore be amended accordingly. |
(14) |
The purpose of Regulation (EC) No 865/2006 is to implement Regulation (EC) No 338/97 and to ensure full compliance with the provisions of the Convention. |
(15) |
CoP 18 adopted or amended Resolutions concerning, inter alia, the criteria to determine the purpose of a transaction, the list of standard references used for determining the names of species listed in the Appendices to the Convention, as well as introducing a new code to be used in permits and certificates. Therefore, in order to incorporate those CoP 18 agreements into Union law, it is necessary to amend certain provisions and to add further provisions to Commission Regulation (EC) No 865/2006. |
(16) |
CoP 18 amended Resolution Conf. 12.3, on Permits and certificates, with regard to different purposes of transaction and the codes to be used in Convention documents for designating those purposes. Those amendments should be made in Regulation (EC) No 865/2006. |
(17) |
CoP 18 further amended Resolution Conf. 12.3 by inserting a new code to be used to indicate the source of certain plant specimens which do not conform to any of the previously existing codes. That new source code should be included in Annex IX to Regulation (EC) No 865/2006. |
(18) |
Resolution Conf. 12.3 was furthermore amended with regard to the validity of Convention documents for specimens of species that have been transferred to Appendix I of the Convention. That amendment should be reflected in Regulation (EC) No 865/2006. |
(19) |
Annex IV to Resolution Conf. 12.3, on Types of biological samples and their use, was also amended, and those amendments should be reflected in Annex XI to Regulation (EC) No 865/2006. |
(20) |
CoP 18 also amended Resolution Conf. 11.3, on Compliance and enforcement, inter alia with regard to the conditions under which export permits and re-export certificates issued by third countries are to be accepted. Those amendments should be reflected in Regulation (EC) No 865/2006. |
(21) |
CoP 18 amended Resolution Conf. 12.11, on Standard nomenclature, and the new standard references for nomenclature should be reflected in Annex VIII to Regulation (EC) No 865/2006. |
(22) |
Already at its seventeenth meeting held in Johannesburg, South Africa, from 24 September to 4 October 2016 (CoP 17), the Conference of the Parties to the Convention amended Resolution Conf. 11.17, on National reports, by replacing the previous biennial reports with implementation reports to be submitted every three years. This change should be reflected in Regulation (EC) No 865/2006. |
(23) |
CoP 17 also amended Resolution Conf. 10.10, on Trade in elephant specimens, recommending that ‘all Parties […] in whose jurisdiction there is a legal domestic market for ivory that is contributing to poaching or illegal trade, take all necessary legislative, regulatory and enforcement measures to close their domestic markets for commercial trade in raw and worked ivory as a matter of urgency’. |
(24) |
The information available at present shows that important quantities of old ivory items are present in the Union, mostly imported into EU Member States before elephant species were included in Appendix I to the Convention. |
(25) |
To strengthen the fight against illegal ivory trade, and taking into account the principle of proportionality, the rules and enforcement efforts need to be reinforced proportionally to the risks identified with respect to the poaching of elephants and illegal trade in ivory. |
(26) |
The general exemption granted in accordance with Article 8, paragraph 4, of Regulation (EC) No 338/97, which allows worked ivory specimens that were acquired more than 50 years previously as defined in Article 2(w) of Regulation (EC) No 338/97 to be traded without a certificate issued in accordance with Article 8, paragraph 3 of the same Regulation, should be removed for worked specimens containing elephant ivory. As a consequence, it will no longer be possible to market worked ivory without a certificate issued in accordance with Article 8, paragraph 3 of the same Regulation. |
(27) |
In parallel, account should be taken of the fact that certificates referred to in Article 8, paragraph 3 of Regulation (EC) No 338/97 which concern elephant ivory specimens have been issued for almost 40 years (since entry into force of Regulation (EEC) No 3626/82) and that Union law does not require competent authorities to periodically renew them. As a consequence, it is not possible to have a complete overview of the certificates issued and, in some cases, due to administrative practice evolving over time, doubts may arise as to whether the certified material corresponds to the certificate issued. In order to better contribute to the continuous fight against illegal trade and to allow competent authorities of the Member States to strengthen the control of the trade in elephant ivory within the Union, it appears therefore necessary to set an expiry date to all these certificates. Taking into account the need for operators and authorities to adapt to these changes, the expiry date should be set after a transition period of 12 months after the entry into force of this Regulation. |
(28) |
For a certain time after the removal of these exemptions becomes effective, the amendments are expected to lead to an increase in the number of applications for certificates which are newly required for commercial activities in elephant ivory specimens. The time period within which applications for such certificates are to be processed by Member States’ management authorities should therefore be extended during the first year after the entry into force of this Regulation. |
(29) |
Regulation (EC) No 865/2006 should therefore be amended accordingly. |
(30) |
The measures provided for in this Regulation are in accordance with the opinion of the Committee on Trade in Wild Fauna and Flora, |
HAS ADOPTED THIS REGULATION:
Article 1
Amendment to Regulation (EC) No 338/97
The Annex to Regulation (EC) No 338/97 is replaced by the text in Annex 1 to this Regulation.
Article 2
Amendments to Regulation (EC) No 865/2006
Regulation (EC) No 865/2006 is amended as follows:
(1) |
in the first paragraph of Article 5, point (5) is replaced by the following:
|
(2) |
the following Article 5c is inserted: ‘Article 5c Purpose of transaction 1. The purpose of transaction shall be indicated using one of the codes contained in point 1 of Annex IX to this Regulation. 2. For an export permit, the nature of the transaction between the exporter and importer shall determine the purpose-of-transaction code. For a re-export certificate, the nature of the transaction between the re-exporter and importer shall determine the purpose-of-transaction code. The code shall indicate the reason why there is an exchange or movement of the specimen(s) from the exporter to the importer or from the re-exporter to the importer. 3. For an import permit or introduction-from-the-sea certificate, the intended use of the specimens by the importer shall determine the purpose-of-transaction code. The code shall indicate the reason why the importer has requested or is receiving the specimen. 4. When an export permit and an import permit or a re-export certificate and an import permit are issued, the purpose-of-transaction code used on the import permit may differ from that on the export permit or re-export certificate, respectively.’; |
(3) |
in Article 7, the following paragraph 7 is added: ‘7. Export permits and re-export certificates issued by third countries shall only be accepted if issued by the Management Authority officially designated as competent by the exporting or re-exporting Party.’; |
(4) |
in Article 10, the following paragraph 2b is inserted: ‘2b. When a species has been transferred to Appendix I to the Convention at a meeting of the Conference of the Parties, and the Union has not made a reservation on this transfer, the validity of any import or export permit or re-export certificate for specimens of that species shall not extend beyond the date of entry into force of the transfer to Appendix I.’; |
(5) |
in Article 11, the following paragraph 4a is inserted: ‘4a. Certificates as referred to in Article 48 which concern elephant ivory specimens and which were issued before 19 January 2022 shall cease to be valid on 19 January 2023.’; |
(6) |
in Article 48(1), the following point (e) is added:
|
(7) |
in Article 52, paragraph 1 is replaced by the following: ‘1. The labels referred to in Article 2(6) of Implementing Regulation (EU) No 792/2012 shall be used only for the movement between duly registered scientists and scientific institutions of non-commercial loans, donations and exchanges of herbarium, diagnostic and forensic research specimens (as described in Annex XI to this Regulation), preserved, dried or embedded museum specimens and live plant material for scientific study.’; |
(8) |
in Article 62, point (3) is replaced by the following:
|
(9) |
Article 69 is amended as follows:
|
(10) |
Annex VII is amended as follows:
|
(11) |
Annex VIII is replaced by the text in Annex 2 to this Regulation; |
(12) |
in Annex IX, the following point Y is added:
|
(13) |
Annex XI is replaced by the text in Annex 3 to this Regulation; |
(14) |
In Annex XIII, the following species are inserted after Ovis ammon: O. collium, O. darwini, O. jubata, O. karelini, O. polii, O. severtzovi. |
Article 3
Transitional provision concerning the time limit for issuance of certain certificates under Regulation (EC) No 338/97
By way of derogation from Article 8(3) of Regulation (EC) No 865/2006, the time limit for deciding on the issuance of certificates shall be three months as regards applications under Article 8(3) of Regulation (EC) No 338/97 concerning elephant ivory specimens which are submitted between 19 January 2022 and 19 January 2023.
Article 4
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 16 December 2021.
For the Commission
The President
Ursula VON DER LEYEN
(2) Commission Regulation (EC) No 865/2006 of 4 May 2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein (OJ L 166, 19.6.2006, p. 1).
ANNEX 1
‘ANNEX
Notes on interpretation of Annexes A, B, C and D
1. |
Species included in Annexes A, B, C and D are referred to:
|
2. |
The abbreviation ‘spp.’ is used to denote all species of a higher taxon. |
3. |
Other references to taxa higher than species are for the purposes of information or classification only. |
4. |
Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Directive 2009/147/EC of the European Parliament and of the Council (1) or Council Directive 92/43/EEC (2). |
5. |
The following abbreviations are used for plant taxa below the level of species:
|
6. |
The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention. |
7. |
(I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention. |
8. |
(II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention. |
9. |
(III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated. |
10. |
‘Cultivar’ means, following the definition of the 8th edition of the International Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the International Code of Nomenclature for Cultivated Plants. |
11. |
Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes. |
12. |
When a species is included in Annex A, B or C, the whole animal or plant, whether alive or dead, and all parts and derivatives thereof are also included. Regarding animal species listed in Annex C and plant species listed in Annex B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t), the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of this Regulation as follows:
|
13. |
The terms and expressions below, used in annotations in these Annexes, are defined as follows:
Extract Any substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine or coarse particles), semisolid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil and essential oils). Finished musical instruments A musical instrument (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) that is ready to play or needs only the installation of parts to make it playable. This term includes antique instruments (as defined by the Harmonized System codes 97.05 and 97.06; Works of art, collectors' pieces and antiques). Finished musical instrument accessories A musical instrument accessory (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) that is separate from the musical instrument, and is specifically designed or shaped to be used explicitly in association with an instrument, and that requires no further modification to be used. Finished musical instrument parts A part (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) of a musical instrument that is ready to install and is specifically designed and shaped to be used explicitly in association with the instrument to make it playable. Finished products packaged and ready for retail trade Products, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public. Powder A dry, solid substance in the form of fine or coarse particles Shipment Cargo transported under the terms of a single bill of lading or air waybill, irrespective of the quantity or number of containers or packages; or pieces worn, carried or included in personal baggage. 10 kg per shipment For the term "10 kg per shipment", the 10 kg limit should be interpreted as referring to the weight of the individual portions of each item in the shipment made of wood of the species concerned. In other words, the 10 kg limit is to be assessed against the weight of the individual portions of wood of Dalbergia/Guibourtia species contained in each item of the shipment, rather than against the total weight of the shipment. Transformed wood Defined by Harmonized System code 44.09. Wood (including strips, friezes for parquet flooring, not assembled), continuously shaped (tongued, grooved, v-jointed, beaded or the like) along any edges, ends or faces, whether or not planed, sanded or end-jointed. Woodchips Wood that has been reduced to small pieces. |
14. |
As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with Article 4(1), this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to this Regulation. |
15. |
Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to this Regulation. |
16. |
In respect of fauna species listed in Annex D, this Regulation shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:
|
17. |
In respect of flora species listed in Annex D, this Regulation shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:
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Annex A |
Annex B |
Annex C |
Common name |
FAUNA |
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CHORDATA (CHORDATES) |
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MAMMALIA |
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Mammals |
ARTIODACTYLA |
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Antilocapridae |
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Pronghorn |
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Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation) |
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Mexican pronghorn |
Bovidae |
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Antelopes, cattle, duikers, gazelles, goats, sheep etc. |
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Addax nasomaculatus (I) |
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Addax |
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Ammotragus lervia (II) |
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Barbary sheep |
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Antilope cervicapra (III Nepal / Pakistan) |
Blackbuck |
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Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to this Regulation) |
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Gaur |
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Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to this Regulation) |
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Wild yak |
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Bos sauveli (I) |
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Kouprey |
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Boselaphus tragocamelus (III Pakistan) |
Nilgai |
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Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to this Regulation) |
Wild Asiatic buffalo |
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Bubalus depressicornis (I) |
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Lowland anoa |
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Bubalus mindorensis (I) |
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Tamarau |
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Bubalus quarlesi (I) |
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Mountain anoa |
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Budorcas taxicolor (II) |
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Takin |
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Capra falconeri (I) |
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Markhor |
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Capra caucasica (II) |
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Caucasian Tur |
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Capra hircus aegagrus (III Pakistan) (Specimens of the domesticated form are not subject to this Regulation) |
Wild goat |
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Capra sibirica (III Pakistan) |
Siberian Ibex |
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Capricornis milneedwardsii (I) |
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Chinese serow |
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Capricornis rubidus (I) |
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Red serow |
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Capricornis sumatraensis (I) |
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Sumatran serow |
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Capricornis thar (I) |
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Himalayan serow |
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Cephalophus brookei (II) |
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Brooke’s duiker |
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Cephalophus dorsalis (II) |
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Bay duiker |
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Cephalophus jentinki (I) |
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Jentink's duiker |
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Cephalophus ogilbyi (II) |
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Ogilby's duiker |
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Cephalophus silvicultor (II) |
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Yellow-backed duiker |
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Cephalophus zebra (II) |
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Zebra duiker |
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Damaliscus pygargus pygargus (II) |
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Bontebok |
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Gazella bennettii (III Pakistan) |
Chinkara |
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Gazella cuvieri (I) |
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Cuvier’s gazelle |
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Gazella dorcas (III Algeria / Tunisia) |
Dorcas gazelle |
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Gazella leptoceros (I) |
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Slender-horned gazelle |
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Hippotragus niger variani (I) |
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Giant sable antelope |
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Kobus leche (II) |
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Lechwe |
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Naemorhedus baileyi (I) |
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Red goral |
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Naemorhedus caudatus (I) |
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Long-tailed goral |
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Naemorhedus goral (I) |
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Himalayan goral |
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Naemorhedus griseus (I) |
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Chinese goral |
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Nanger dama (I) |
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Dama gazelle |
|
Oryx dammah (I) |
|
|
Scimitar-horned oryx |
|
Oryx leucoryx (I) |
|
|
Arabian oryx |
|
|
Ovis ammon (II) |
|
Altai argali |
|
|
Ovis arabica (II) |
|
Arabian wild sheep |
|
|
Ovis bochariensis (II) |
|
Bukhara urial |
|
|
Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation) |
|
Mexican bighorn sheep |
|
|
Ovis collium (II) |
|
Kazakhstan argali |
|
|
Ovis cycloceros (II) |
|
Afghan urial |
|
|
Ovis darwini (II) |
|
Gobi argali |
|
Ovis gmelini (I) (population of Cyprus) |
|
|
Anatolian sheep |
|
Ovis hodgsoni (I) |
|
|
Tibetan argali |
|
|
Ovis jubata (II) |
|
Shansi argali |
|
|
Ovis karelini (II) |
|
Tianshan argali |
|
Ovis nigrimontana (I) |
|
|
Karatau argali |
|
|
Ovis polii (II) |
|
Marco Polo argali |
|
|
Ovis punjabiensis (II) |
|
Punjab urial |
|
|
Ovis severtzovi (II) |
|
Severtzov’s agali |
|
Ovis vignei (I) |
|
|
Ladakh urial |
|
Pantholops hodgsonii (I) |
|
|
Chiru |
|
|
Philantomba monticola (II) |
|
Blue duiker |
|
|
|
Pseudois nayaur (III Pakistan) |
Bharal |
|
Pseudoryx nghetinhensis (I) |
|
|
Saola |
|
Rupicapra pyrenaica ornata (II) |
|
|
Abruzzo chamois |
|
|
Saiga borealis (II) (A zero export quota for wild specimens traded for commercial purposes) |
|
Mongolian saiga |
|
|
Saiga tatarica (II) (A zero export quota for wild specimens traded for commercial purposes) |
|
Steppe saiga |
|
|
|
Tetracerus quadricornis (III Nepal) |
Four-horned antelope |
Camelidae |
|
|
|
Camels, guanaco, vicuña |
|
|
Lama guanicoe (II) |
|
Guanaco |
|
Vicugna vicugna (I) (Except for the populations of: Argentina [the populations of the Provinces of Jujuy, Catamarca and Salta, and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [populations of the region of Tarapacá and of the region of Arica and Parinacota]; Ecuador [the whole population] and Peru [the whole population]; which are included in Annex B) |
Vicugna vicugna (II) (Only the populations of Argentina [the populations of the Provinces of Jujuy, Catamarca and Salta, and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [populations of the region of Tarapacá and of the region of Arica and Parinacota]; Ecuador [the whole population] and Peru [the whole population]; all other populations are included in Annex A) (3) |
|
Vicuña |
Cervidae |
|
|
|
Deer, huemuls, muntjacs, pudus |
|
Axis calamianensis (I) |
|
|
Calamian deer |
|
Axis kuhlii (I) |
|
|
Bawean deer |
|
|
|
Axis porcinus (III Pakistan (Except for the subspecies included in Annex A)) |
Hog deer |
|
Axis porcinus annamiticus (I) |
|
|
Indochina hog deer |
|
Blastocerus dichotomus (I) |
|
|
Marsh deer |
|
|
Cervus elaphus bactrianus (II) |
|
Bactrian deer |
|
|
|
Cervus elaphus barbarus (III Algeria / Tunisia) |
Barbary deer |
|
Cervus elaphus hanglu (I) |
|
|
Hangul |
|
Dama dama mesopotamica (I) |
|
|
Persian fallow deer |
|
Hippocamelus spp. (I) |
|
|
Huemuls |
|
|
|
Mazama temama cerasina (III Guatemala) |
Central American red brocket |
|
Muntiacus crinifrons (I) |
|
|
Black muntjac |
|
Muntiacus vuquangensis (I) |
|
|
Giant muntjac |
|
|
|
Odocoileus virginianus mayensis (III Guatemala) |
Guatemalan white-tailed deer |
|
Ozotoceros bezoarticus (I) |
|
|
Pampas deer |
|
|
Pudu mephistophiles (II) |
|
Northern pudu |
|
Pudu puda (I) |
|
|
Southern pudu |
|
Rucervus duvaucelii (I) |
|
|
Barasingha |
|
Rucervus eldii (I) |
|
|
Eld’s deer |
Giraffidae |
|
Giraffa camelopardalis (II) |
|
Giraffes Giraffe |
Hippopotamidae |
|
|
|
Hippopotamuses |
|
|
Hexaprotodon liberiensis (II) |
|
Pygmy hippopotamus |
|
|
Hippopotamus amphibius (II) |
|
Common hippopotamus |
Moschidae |
|
|
|
Musk deer |
|
Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B) |
Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A) |
|
Musk deer |
Suidae |
|
|
|
Babirusa, hogs, pigs |
|
Babyrousa babyrussa (I) |
|
|
Buru babirusa |
|
Babyrousa bolabatuensis (I) |
|
|
Bola Batu babirusa |
|
Babyrousa celebensis (I) |
|
|
North Sulawesi babirusa |
|
Babyrousa togeanensis (I) |
|
|
Malenge babirusa |
|
Sus salvanius (I) |
|
|
Pygmy hog |
Tayassuidae |
|
|
|
Peccaries |
|
|
Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation) |
|
Peccaries |
|
Catagonus wagneri (I) |
|
|
Chacoan peccary |
CARNIVORA |
|
|
|
|
Ailuridae |
|
|
|
|
|
Ailurus fulgens (I) |
|
|
Red panda |
Canidae |
|
|
|
Dogs, foxes, wolves |
|
|
|
Canis aureus (III India) |
Golden jackal |
|
Canis lupus (I/II) (All populations except those of Spain north of the Duero and Greece north of the 39th parallel which are listed in Annex B. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo) |
Canis lupus (II) (Only includes populations of Spain north of the Duero and Greece north of the 39th parallel. All other populations are included in Annex A. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo) |
|
Grey wolf |
|
Canis simensis |
|
|
Ethiopian wolf |
|
|
Cerdocyon thous (II) |
|
Crab-eating fox |
|
|
Chrysocyon brachyurus (II) |
|
Maned wolf |
|
|
Cuon alpinus (II) |
|
Dhole |
|
|
Lycalopex culpaeus (II) |
|
Culpeo |
|
|
Lycalopex fulvipes (II) |
|
Darwin’s fox |
|
|
Lycalopex griseus (II) |
|
South American grey fox |
|
|
Lycalopex gymnocercus (II) |
|
Pampas fox |
|
Speothos venaticus (I) |
|
|
Bush dog |
|
|
|
Vulpes bengalensis (III India) |
Bengal fox |
|
|
Vulpes cana (II) |
|
Blanford's fox |
|
|
Vulpes zerda (II) |
|
Fennec fox |
Eupleridae |
|
|
|
|
|
|
Cryptoprocta ferox (II) |
|
Fossa |
|
|
Eupleres goudotii (II) |
|
Falanouc |
|
|
Fossa fossana (II) |
|
Malagasy civet |
Felidae |
|
|
|
Cats, cheetahs, leopards, lions, tigers etc. |
|
|
Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to this Regulation. For Panthera leo (African populations): A zero annual export quota is established for specimens of bones, bone pieces, bone products, claws, skeletons, skulls and teeth removed from the wild and traded for commercial purposes. Annual export quotas for trade in bones, bone pieces, bone products, claws, skeletons, skulls and teeth for commercial purposes, derived from captive breeding operations in South Africa, will be established and communicated annually to the CITES Secretariat.) |
|
Cats |
|
Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to Article 4(1)) |
|
|
Cheetah |
|
Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B) |
|
|
Asian Caracal |
|
Catopuma temminckii (I) |
|
|
Asian golden cat |
|
Felis nigripes (I) |
|
|
Black-footed cat |
|
Felis silvestris (II) |
|
|
Wild cat |
|
Herpailurus yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B) |
|
|
Jaguarundi |
|
Leopardus geoffroyi (I) |
|
|
Geoffroy's cat |
|
Leopardus guttulus (I) |
|
|
Southern tigrina |
|
Leopardus jacobita (I) |
|
|
Andean mountain cat |
|
Leopardus pardalis (I) |
|
|
Ocelot |
|
Leopardus tigrinus (I) |
|
|
Oncilla |
|
Leopardus wiedii (I) |
|
|
Margay |
|
Lynx lynx (II) |
|
|
Eurasian lynx |
|
Lynx pardinus (I) |
|
|
Iberian lynx |
|
Neofelis diardi (I) |
|
|
Sunda clouded leopard |
|
Neofelis nebulosa (I) |
|
|
Mainland clouded leopard |
|
Panthera leo (I) (Only the populations of India; all other populations are included in Annex B) |
|
|
Asiatic lion |
|
Panthera onca (I) |
|
|
Jaguar |
|
Panthera pardus (I) |
|
|
Leopard |
|
Panthera tigris (I) |
|
|
Tiger |
|
Panthera uncia (I) |
|
|
Snow leopard |
|
Pardofelis marmorata (I) |
|
|
Marbled cat |
|
Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B) |
|
|
Bengal leopard cat |
|
Prionailurus bengalensis euptilurus (II) |
|
|
Iriomote cat |
|
Prionailurus planiceps (I) |
|
|
Flat-headed cat |
|
Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B) |
|
|
Rusty-spotted cat |
|
Puma concolor (I) (Only the populations of Costa Rica and Panama; all other populations are included in Annex B) |
|
|
Costa Rican cougar |
Herpestidae |
|
|
|
Mongooses |
|
|
|
Herpestes edwardsi (III India / Pakistan) |
Indian grey mongoose |
|
|
|
Herpestes fuscus (III India) |
Indian brown mongoose |
|
|
|
Herpestes javanicus (III Pakistan) |
Small Asian mongoose |
|
|
|
Herpestes javanicus auropunctatus (III India) |
Small Indian mongoose |
|
|
|
Herpestes smithii (III India) |
Ruddy mongoose |
|
|
|
Herpestes urva (III India) |
Crab-eating mongoose |
|
|
|
Herpestes vitticollis (III India) |
Stripe-necked mongoose |
Hyaenidae |
|
|
|
Aardwolf, hyenas |
|
|
|
Hyaena hyaena (III Pakistan) |
Striped hyena |
|
|
|
Proteles cristata (III Botswana) |
Aardwolf |
Mephitidae |
|
|
|
Skunks |
|
|
Conepatus humboldtii (II) |
|
Humboldt’s hog-nosed skunk |
Mustelidae |
|
|
|
Badgers, martens, weasels etc. |
Lutrinae |
|
|
|
Otters |
|
|
Lutrinae spp. (II) (Except for the species included in Annex A) |
|
Otters |
|
Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B) |
|
|
Cameroon clawless otter |
|
Aonyx cinerea (I) |
|
|
Small-clawed otter |
|
Enhydra lutris nereis (I) |
|
|
Southern sea otter |
|
Lontra felina (I) |
|
|
Marine otter |
|
Lontra longicaudis (I) |
|
|
Neotropical otter |
|
Lontra provocax (I) |
|
|
Southern river otter |
|
Lutra lutra (I) |
|
|
European otter |
|
Lutra nippon (I) |
|
|
Japanese otter |
|
Lutrogale perspicillata (I) |
|
|
Smooth-coated otter |
|
Pteronura brasiliensis (I) |
|
|
Giant otter |
Mustelinae |
|
|
|
Grisons, martens, tayra, weasels |
|
|
|
Eira barbara (III Honduras) |
Tayra |
|
|
|
Martes flavigula (III India) |
Yellow-throated marten |
|
|
|
Martes foina intermedia (III India) |
Stone marten |
|
|
|
Martes gwatkinsii (III India) |
Nilgiri marten |
|
|
|
Mellivora capensis (III Botswana) |
Honey badger |
|
Mustela nigripes (I) |
|
|
Black-footed ferret |
Odobenidae |
|
|
|
Walrus |
|
|
Odobenus rosmarus (III Canada) |
|
Walrus |
Otariidae |
|
|
|
Fur seals, sealions |
|
|
Arctocephalus spp. (II) (Except for the species included in Annex A) |
|
Fur seals |
|
Arctocephalus philippii (II) |
|
|
Juan Fernández fur seal |
|
Arctocephalus townsendi (I) |
|
|
Guadalupe fur seal |
Phocidae |
|
|
|
Seals |
|
|
Mirounga leonina (II) |
|
Southern elephant seal |
|
Monachus spp. (I) |
|
|
Monk seals |
Procyonidae |
|
|
|
Coatis, olingos |
|
|
|
Nasua narica (III Honduras) |
White-nosed coati |
|
|
|
Nasua nasua solitaria (III Uruguay) |
South Brazilian coati |
|
|
|
Potos flavus (III Honduras) |
Kinkajou |
Ursidae |
|
|
|
Bears |
|
|
Ursidae spp. (II) (Except for the species included in Annex A) |
|
Bears |
|
Ailuropoda melanoleuca (I) |
|
|
Giant panda |
|
Helarctos malayanus (I) |
|
|
Sun bear |
|
Melursus ursinus (I) |
|
|
Sloth bear |
|
Tremarctos ornatus (I) |
|
|
Spectacled bear |
|
Ursus arctos (I/II) (Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II) |
|
|
Brown bear |
|
Ursus thibetanus (I) |
|
|
Asian black bear |
Viverridae |
|
|
|
Binturong, civets, linsangs, otter-civet, palm civet |
|
|
|
Arctictis binturong (III India) |
Binturong |
|
|
|
Civettictis civetta (III Botswana) |
African civet |
|
|
Cynogale bennettii (II) |
|
Otter civet |
|
|
Hemigalus derbyanus (II) |
|
Banded palm civet |
|
|
|
Paguma larvata (III India) |
Masked palm civet |
|
|
|
Paradoxurus hermaphroditus (III India) |
Asian palm civet |
|
|
|
Paradoxurus jerdoni (III India) |
Jerdon's palm civet |
|
|
Prionodon linsang (II) |
|
Banded linsang |
|
Prionodon pardicolor (I) |
|
|
Spotted linsang |
|
|
|
Viverra civettina (III India) |
Malabar large-spotted civet |
|
|
|
Viverra zibetha (III India) |
Large Indian civet |
|
|
|
Viverricula indica (III India) |
Small Indian civet |
CETACEA |
|
|
|
Cetaceans (dolphins, porpoises, whales) |
|
CETACEA spp. (I/II) (4) |
|
|
Cetaceans |
CHIROPTERA |
|
|
|
|
Phyllostomidae |
|
|
|
Broad-nosed bats |
|
|
|
Platyrrhinus lineatus (III Uruguay) |
White-lined bat |
Pteropodidae |
|
|
|
Fruit bats, flying foxes |
|
|
Acerodon spp. (II) (Except for the species included in Annex A) |
|
Flying foxes |
|
Acerodon jubatus (I) |
|
|
Golden-capped fruit bat |
|
|
Pteropus spp. (II) (Except for the species included in Annex A and except for Pteropus brunneus.) |
|
Flying foxes |
|
Pteropus insularis (I) |
|
|
Ruck flying fox |
|
Pteropus livingstonii (II) |
|
|
Comoro flying fox |
|
Pteropus loochoensis (I) |
|
|
Japanese flying fox |
|
Pteropus mariannus (I) |
|
|
Marianas flying fox |
|
Pteropus molossinus (I) |
|
|
Caroline flying fox |
|
Pteropus pelewensis (I) |
|
|
Pelew flying fox |
|
Pteropus pilosus (I) |
|
|
Large Pelew flying fox |
|
Pteropus rodricensis (II) |
|
|
Rodrigues flying fox |
|
Pteropus samoensis (I) |
|
|
Samoan flying fox |
|
Pteropus tonganus (I) |
|
|
Pacific flying fox |
|
Pteropus ualanus (I) |
|
|
Kosrae flying fox |
|
Pteropus voeltzkowi (II) |
|
|
Pemba flying fox |
|
Pteropus yapensis (I) |
|
|
Yap flying fox |
CINGULATA |
|
|
|
|
Dasypodidae |
|
|
|
Armadillos |
|
|
|
Cabassous tatouay (III Uruguay) |
Greater naked-tailed armadillo |
|
|
Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly) |
|
Andean hairy armadillo |
|
Priodontes maximus (I) |
|
|
Giant armadillo |
DASYUROMORPHIA |
|
|
|
|
Dasyuridae |
|
|
|
Dunnarts, marsupial mice, planigales |
|
Sminthopsis longicaudata (I) |
|
|
Long-tailed dunnart |
|
Sminthopsis psammophila (I) |
|
|
Sandhill dunnart |
DIPROTODONTIA |
|
|
|
|
Macropodidae |
|
|
|
Kangaroos, wallabies |
|
|
Dendrolagus inustus (II) |
|
Grizzled tree-kangaroo |
|
|
Dendrolagus ursinus (II) |
|
Ursine tree-kangaroo |
|
Lagorchestes hirsutus (I) |
|
|
Rufous hare-wallaby |
|
Lagostrophus fasciatus (I) |
|
|
Banded hare-wallaby |
|
Onychogalea fraenata (I) |
|
|
Bridled nail-tail wallaby |
Phalangeridae |
|
|
|
Cuscus |
|
|
Phalanger intercastellanus (II) |
|
Eastern common cuscus |
|
|
Phalanger mimicus (II) |
|
Southern common cuscus |
|
|
Phalanger orientalis (II) |
|
Northern common cuscus |
|
|
Spilocuscus kraemeri (II) |
|
Admiralty Island cuscus |
|
|
Spilocuscus maculatus (II) |
|
Common spotted cuscus |
|
|
Spilocuscus papuensis (II) |
|
Waigeou cuscus |
Potoroidae |
|
|
|
Rat-kangaroos |
|
Bettongia spp. (I) |
|
|
Bettongs |
Vombatidae |
|
|
|
Wombats |
|
Lasiorhinus krefftii (I) |
|
|
Northern hairy-nosed wombat |
LAGOMORPHA |
|
|
|
|
Leporidae |
|
|
|
Hares, rabbits |
|
Caprolagus hispidus (I) |
|
|
Hispid hare |
|
Romerolagus diazi (I) |
|
|
Volcano rabbit |
MONOTREMATA |
|
|
|
|
Tachyglossidae |
|
|
|
Echidnas, spiny anteaters |
|
|
Zaglossus spp. (II) |
|
Long-beaked echidnas |
PERAMELEMORPHIA |
|
|
|
|
Peramelidae |
|
|
|
|
|
Perameles bougainville (I) |
|
|
Western barred bandicoot |
Thylacomyidae |
|
|
|
|
|
Macrotis lagotis (I) |
|
|
Greater bilby |
PERISSODACTYLA |
|
|
|
|
Equidae |
|
|
|
Horses, wild asses, zebras |
|
Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus, which is not subject to this Regulation) |
|
|
African ass |
|
Equus grevyi (I) |
|
|
Grévy's zebra |
|
Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I) |
|
|
Asiatic wild ass |
|
Equus kiang (II) |
|
|
Kiang |
|
Equus przewalskii (I) |
|
|
Przewalski's horse |
|
|
Equus zebra hartmannae (II) |
|
Hartmann's mountain zebra |
|
|
Equus zebra zebra (II) |
|
Cape mountain zebra |
Rhinocerotidae |
|
|
|
Rhinoceroses |
|
Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B) |
|
|
Rhinoceroses |
|
|
Ceratotherium simum simum (II) (Only the populations of Eswatini and South Africa; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly) |
|
Southern white rhinoceros |
Tapiridae |
|
|
|
Tapirs |
|
Tapiridae spp. (I) (Except for the species included in Annex B) |
|
|
Tapirs |
|
|
Tapirus terrestris (II) |
|
South American tapir |
PHOLIDOTA |
|
|
|
|
Manidae |
|
|
|
Pangolins |
|
|
Manis spp. (II) (Except for the species included in Annex A) |
|
Pangolins |
|
Manis crassicaudata (I) |
|
|
Indian pangolin |
|
Manis culionensis (I) |
|
|
Philippine pangolin |
|
Manis gigantea (I) |
|
|
Giant pangolin |
|
Manis javanica (I) |
|
|
Sunda pangolin |
|
Manis pentadactyla (I) |
|
|
Chinese pangolin |
|
Manis temminckii (I) |
|
|
Ground pangolin |
|
Manis tetradactyla (I) |
|
|
Long-tailed pangolin |
|
Manis tricuspis (I) |
|
|
Tree pangolin |
PILOSA |
|
|
|
|
Bradypodidae |
|
|
|
Three-toed sloths |
|
|
Bradypus pygmaeus (II) |
|
Pygmy tree-toed sloth |
|
|
Bradypus variegatus (II) |
|
Brown-throated sloth |
Myrmecophagidae |
|
|
|
American anteaters |
|
|
Myrmecophaga tridactyla (II) |
|
Giant anteater |
|
|
|
Tamandua mexicana (III Guatemala) |
Northern tamandua |
PRIMATES |
|
|
|
Primates (apes and monkeys) |
|
|
PRIMATES spp. (II) (Except for the species included in Annex A) |
|
Primates |
Atelidae |
|
|
|
Howlers, spider monkeys |
|
Alouatta coibensis (I) |
|
|
Coiba Island howler |
|
Alouatta palliata (I) |
|
|
Mantled howler |
|
Alouatta pigra (I) |
|
|
Guatemalan black howler |
|
Ateles geoffroyi frontatus (I) |
|
|
Black-browed spider monkey |
|
Ateles geoffroyi ornatus (I) |
|
|
Red spider monkey |
|
Brachyteles arachnoides (I) |
|
|
Southern muriqui |
|
Brachyteles hypoxanthus (I) |
|
|
Northern muriqui |
|
Oreonax flavicauda (I) |
|
|
Yellow-tailed woolly monkey |
Cebidae |
|
|
|
Marmosets, tamarins, New-world monkeys |
|
Callimico goeldii (I) |
|
|
Goeldi's marmoset |
|
Callithrix aurita (I) |
|
|
Buffy-tufted marmoset |
|
Callithrix flaviceps (I) |
|
|
Buffy-headed marmoset |
|
Leontopithecus spp. (I) |
|
|
Lion tamarins |
|
Saguinus bicolor (I) |
|
|
Pied tamarin |
|
Saguinus geoffroyi (I) |
|
|
Geoffroy’s tamarin |
|
Saguinus leucopus (I) |
|
|
White-footed tamarin |
|
Saguinus martinsi (I) |
|
|
Martins’ bare-face tamarin |
|
Saguinus oedipus (I) |
|
|
Cottontop tamarin |
|
Saimiri oerstedii (I) |
|
|
Central American squirrel monkey |
Cercopithecidae |
|
|
|
Old-world monkeys |
|
Cercocebus galeritus (I) |
|
|
Tana River mangabey |
|
Cercopithecus diana (I) |
|
|
Diana monkey |
|
Cercopithecus roloway (I) |
|
|
Roloway monkey |
|
Cercopithecus solatus (II) |
|
|
Sun-tailed monkey |
|
Colobus satanas (II) |
|
|
Black colobus |
|
Macaca silenus (I) |
|
|
Lion-tailed macaque |
|
Macaca sylvanus (I) |
|
|
Barbary macaque |
|
Mandrillus leucophaeus (I) |
|
|
Drill |
|
Mandrillus sphinx (I) |
|
|
Mandrill |
|
Nasalis larvatus (I) |
|
|
Proboscis monkey |
|
Piliocolobus foai (II) |
|
|
Central African red colobus |
|
Piliocolobus gordonorum (II) |
|
|
Uzungwa red colobus |
|
Piliocolobus kirkii (I) |
|
|
Zanzibar red colobus |
|
Piliocolobus pennantii (II) |
|
|
Pennant’s red colobus |
|
Piliocolobus preussi (II) |
|
|
Preuss's red colobus |
|
Piliocolobus rufomitratus (I) |
|
|
Tana River red colobus |
|
Piliocolobus tephrosceles (II) |
|
|
Ugandan red colobus |
|
Piliocolobus tholloni (II) |
|
|
Thollon’s red colobus |
|
Presbytis potenziani (I) |
|
|
Mentawai langur |
|
Pygathrix spp. (I) |
|
|
Douc langurs |
|
Rhinopithecus spp. (I) |
|
|
Snub-nosed monkeys |
|
Semnopithecus ajax (I) |
|
|
Kashmir grey langur |
|
Semnopithecus dussumieri (I) |
|
|
Southern Plains grey langur |
|
Semnopithecus entellus (I) |
|
|
Northern Plains grey langur |
|
Semnopithecus hector (I) |
|
|
Tarai grey langur |
|
Semnopithecus hypoleucos (I) |
|
|
Black-footed grey langur |
|
Semnopithecus priam (I) |
|
|
Tufted grey langur |
|
Semnopithecus schistaceus (I) |
|
|
Nepal grey langur |
|
Simias concolor (I) |
|
|
Simakobou |
|
Trachypithecus delacouri (II) |
|
|
Delacour’s langur |
|
Trachypithecus francoisi (II) |
|
|
François's langur |
|
Trachypithecus geei (I) |
|
|
Gee’s golden langur |
|
Trachypithecus hatinhensis (II) |
|
|
Hatinh langur |
|
Trachypithecus johnii (II) |
|
|
Nilgiri langur |
|
Trachypithecus laotum (II) |
|
|
Laotian langur |
|
Trachypithecus pileatus (I) |
|
|
Capped langur |
|
Trachypithecus poliocephalus (II) |
|
|
White-headed langur |
|
Trachypithecus shortridgei (I) |
|
|
Shortridge’s langur |
Cheirogaleidae |
|
|
|
Dwarf lemurs and mouse-lemurs |
|
Cheirogaleidae spp. (I) |
|
|
Dwarf lemurs and mouse lemurs |
Daubentoniidae |
|
|
|
Aye-aye |
|
Daubentonia madagascariensis (I) |
|
|
Aye-aye |
Hominidae |
|
|
|
Chimpanzees, gorillas, orang-utan |
|
Gorilla beringei (I) |
|
|
Eastern gorilla |
|
Gorilla gorilla (I) |
|
|
Western gorilla |
|
Pan spp. (I) |
|
|
Chimpanzee and bonobo |
|
Pongo abelii (I) |
|
|
Sumatran orangutan |
|
Pongo pygmaeus (I) |
|
|
Bornean orangutan |
Hylobatidae |
|
|
|
Gibbons |
|
Hylobatidae spp. (I) |
|
|
Gibbons |
Indriidae |
|
|
|
Indri, sifakas and woolly lemurs |
|
Indriidae spp. (I) |
|
|
Indri, sifakas and woolly lemurs |
Lemuridae |
|
|
|
Large lemurs |
|
Lemuridae spp. (I) |
|
|
Large lemurs |
Lepilemuridae |
|
|
|
Sportive lemurs |
|
Lepilemuridae spp. (I) |
|
|
Sportive lemurs |
Lorisidae |
|
|
|
Lorises |
|
Nycticebus spp. (I) |
|
|
Slow lorises |
Pitheciidae |
|
|
|
Uacaris, titis, sakis |
|
Cacajao spp. (I) |
|
|
Uacaris |
|
Callicebus barbarabrownae (II) |
|
|
Barbara Brown's Titi |
|
Callicebus melanochir (II) |
|
|
Coastal Black-handed Titi |
|
Callicebus nigrifrons (II) |
|
|
Black-fronted Titi |
|
Callicebus personatus (II) |
|
|
Atlantic titi |
|
Chiropotes albinasus (I) |
|
|
White-nosed saki |
Tarsiidae |
|
|
|
Tarsiers |
|
Tarsius spp. (II) |
|
|
Tarsiers |
PROBOSCIDEA |
|
|
|
|
Elephantidae |
|
|
|
Elephants |
|
Elephas maximus (I) |
|
|
Asian elephant |
|
Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B) |
Loxodonta africana (II) (Only the populations of Botswana, Namibia, South Africa and Zimbabwe (5); all other populations are included in Annex A) |
|
African elephant |
RODENTIA |
|
|
|
|
Chinchillidae |
|
|
|
Chinchillas |
|
Chinchilla spp. (I) (Specimens of the domesticated form are not subject to this Regulation) |
|
|
Chinchillas |
Cuniculidae |
|
|
|
Pacas |
|
|
|
Cuniculus paca (III Honduras) |
Lowland paca |
Dasyproctidae |
|
|
|
Agoutis |
|
|
|
Dasyprocta punctata (III Honduras) |
Central American agouti |
Erethizontidae |
|
|
|
New-world porcupines |
|
|
|
Sphiggurus mexicanus (III Honduras) |
Mexican hairy dwarf porcupine |
|
|
|
Sphiggurus spinosus (III Uruguay) |
Paraguaian hairy dwarf porcupine |
Hystricidae |
|
|
|
Old-world porcupines |
|
Hystrix cristata |
|
|
Crested porcupine |
Muridae |
|
|
|
Mice, rats |
|
|
Leporillus conditor (II) |
|
Greater stick-nest rat |
|
|
Pseudomys fieldi (II) |
|
Shark Bay mouse |
|
|
Xeromys myoides (II) |
|
False water rat |
|
|
Zyzomys pedunculatus (II) |
|
Central Australian rock rat |
Sciuridae |
|
|
|
Ground squirrels, tree squirrels |
|
Cynomys mexicanus (I) |
|
|
Mexican prairie dog |
|
|
|
Marmota caudata (III India) |
Long-tailed marmot |
|
|
|
Marmota himalayana (III India) |
Himalayan marmot |
|
|
Ratufa spp. (II) |
|
Giant squirrels |
SCANDENTIA |
|
|
|
|
|
|
SCANDENTIA spp. (II) |
|
Treeshrews |
SIRENIA |
|
|
|
|
Dugongidae |
|
|
|
Dugong |
|
Dugong dugon (I) |
|
|
Dugong |
Trichechidae |
|
|
|
Manatees |
|
Trichechus inunguis (I) |
|
|
|
|
Trichechus manatus (I) |
|
|
|
|
Trichechus senegalensis (I) |
|
|
|
AVES |
|
|
|
Birds |
ANSERIFORMES |
|
|
|
|
Anatidae |
|
|
|
Ducks, geese, swans etc. |
|
Anas aucklandica (I) |
|
|
Auckland Islands teal |
|
|
Anas bernieri (II) |
|
Madagascar teal |
|
Anas chlorotis (I) |
|
|
Brown teal |
|
|
Anas formosa (II) |
|
Baikal teal |
|
Anas laysanensis (I) |
|
|
Laysan duck |
|
Anas nesiotis (I) |
|
|
Campbell Island teal |
|
Anas querquedula |
|
|
Garganey |
|
Asarcornis scutulata (I) |
|
|
White-winged duck |
|
Aythya innotata |
|
|
Madagascar pochard |
|
Aythya nyroca |
|
|
Ferruginous duck |
|
Branta canadensis leucopareia (I) |
|
|
Aleutian goose |
|
Branta ruficollis (II) |
|
|
Red-breasted goose |
|
Branta sandvicensis (I) |
|
|
Nene |
|
|
Coscoroba coscoroba (II) |
|
Coscoroba swan |
|
|
Cygnus melancoryphus (II) |
|
Black-necked swan |
|
|
Dendrocygna arborea (II) |
|
West Indian whistling-duck |
|
|
|
Dendrocygna autumnalis (III Honduras) |
Black-bellied whistling-duck |
|
|
|
Dendrocygna bicolor (III Honduras) |
Fulvous whistling-duck |
|
Mergus octosetaceus |
|
|
Brazilian merganser |
|
Oxyura leucocephala (II) |
|
|
White-headed duck |
|
Rhodonessa caryophyllacea (I) |
|
|
Pink-headed duck |
|
|
Sarkidiornis melanotos (II) |
|
Comb duck |
|
Tadorna cristata |
|
|
Crested shelduck |
APODIFORMES |
|
|
|
|
Trochilidae |
|
|
|
Hummingbirds |
|
|
Trochilidae spp. (II) (Except for the species included in Annex A) |
|
Hummingbirds |
|
Glaucis dohrnii (I) |
|
|
Hook-billed hermit |
CHARADRIIFORMES |
|
|
|
|
Burhinidae |
|
|
|
Thick-knees |
|
|
|
Burhinus bistriatus (III Guatemala) |
Double-striped thick-knee |
Laridae |
|
|
|
Gulls, terns |
|
Larus relictus (I) |
|
|
Relict gull |
Scolopacidae |
|
|
|
Curlews, greenshanks |
|
Numenius borealis (I) |
|
|
Eskimo curlew |
|
Numenius tenuirostris (I) |
|
|
Slender-billed curlew |
|
Tringa guttifer (I) |
|
|
Nordmann's greenshank |
CICONIIFORMES |
|
|
|
|
Ardeidae |
|
|
|
Egrets, herons |
|
Ardea alba |
|
|
Great egret |
|
Bubulcus ibis |
|
|
Cattle egret |
|
Egretta garzetta |
|
|
Little egret |
Balaenicipitidae |
|
|
|
Shoebill, whale-headed stork |
|
|
Balaeniceps rex (II) |
|
Shoebill |
Ciconiidae |
|
|
|
Storks |
|
Ciconia boyciana (I) |
|
|
Oriental stork |
|
Ciconia nigra (II) |
|
|
Black stork |
|
Ciconia stormi |
|
|
Storm's stork |
|
Jabiru mycteria (I) |
|
|
Jabiru |
|
Leptoptilos dubius |
|
|
Greater adjutant stork |
|
Mycteria cinerea (I) |
|
|
Milky stork |
Phoenicopteridae |
|
|
|
Flamingos |
|
|
Phoenicopteridae spp. (II) (Except for the species included in Annex A) |
|
Flamingos |
|
Phoenicopterus ruber (II) |
|
|
Greater flamingo |
Threskiornithidae |
|
|
|
Ibises, spoonbills |
|
|
Eudocimus ruber (II) |
|
Scarlet ibis |
|
Geronticus calvus (II) |
|
|
Bald ibis |
|
Geronticus eremita (I) |
|
|
Waldrapp |
|
Nipponia nippon (I) |
|
|
Crested ibis |
|
Platalea leucorodia (II) |
|
|
Eurasian spoonbill |
|
Pseudibis gigantea |
|
|
Giant ibis |
COLUMBIFORMES |
|
|
|
|
Columbidae |
|
|
|
Doves, pigeons |
|
Caloenas nicobarica (I) |
|
|
Nicobar pigeon |
|
Claravis godefrida |
|
|
Purple-winged ground-dove |
|
Columba livia |
|
|
Rock pigeon |
|
Ducula mindorensis (I) |
|
|
Mindoro zone-tailed pigeon |
|
|
Gallicolumba luzonica (II) |
|
Luzon bleeding-heart |
|
|
Goura spp. (II) |
|
Crowned-pigeons |
|
Leptotila wellsi |
|
|
Grenada dove |
|
|
|
Nesoenas mayeri (III Mauritius) |
Pink pigeon |
|
Streptopelia turtur |
|
|
European turtle-dove |
CORACIIFORMES |
|
|
|
|
Bucerotidae |
|
|
|
Hornbills |
|
|
Aceros spp. (II) (Except for the species included in Annex A) |
|
Hornbills |
|
Aceros nipalensis (I) |
|
|
Rufous-necked hornbill |
|
|
Anorrhinus spp. (II) |
|
Hornbills |
|
|
Anthracoceros spp. (II) |
|
Hornbills |
|
|
Berenicornis spp. (II) |
|
Hornbills |
|
|
Buceros spp. (II) (Except for the species included in Annex A) |
|
Hornbills |
|
Buceros bicornis (I) |
|
|
Great hornbill |
|
|
Penelopides spp. (II) |
|
Hornbills |
|
Rhinoplax vigil (I) |
|
|
Helmeted hornbill |
|
|
Rhyticeros spp. (II) (Except for the species included in Annex A) |
|
Hornbills |
|
Rhyticeros subruficollis (I) |
|
|
Plain-pouched hornbill |
CUCULIFORMES |
|
|
|
|
Musophagidae |
|
|
|
Turacos |
|
|
Tauraco spp. (II) (Except for the species included in Annex A) |
|
Turacos |
|
Tauraco bannermani (II) |
|
|
Bannerman's turaco |
FALCONIFORMES |
|
|
|
Diurnal birds of prey (eagles, falcons, hawks, vultures) |
|
|
FALCONIFORMES spp. (II) (Except for the species included in Annex A; except for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation; and except for Caracara lutosa which is not subject to this Regulation) |
|
Diurnal birds of prey |
Accipitridae |
|
|
|
Hawks, eagles |
|
Accipiter brevipes (II) |
|
|
Levant sparrowhawk |
|
Accipiter gentilis (II) |
|
|
Northern goshawk |
|
Accipiter nisus (II) |
|
|
Eurasian sparrowhawk |
|
Aegypius monachus (II) |
|
|
Cinereous vulture |
|
Aquila adalberti (I) |
|
|
Adalbert's eagle |
|
Aquila chrysaetos (II) |
|
|
Golden eagle |
|
Aquila clanga (II) |
|
|
Greater spotted eagle |
|
Aquila heliaca (I) |
|
|
Imperial eagle |
|
Aquila pomarina (II) |
|
|
Lesser spotted eagle |
|
Buteo buteo (II) |
|
|
Common buzzard |
|
Buteo lagopus (II) |
|
|
Rough-legged buzzard |
|
Buteo rufinus (II) |
|
|
Long-legged buzzard |
|
Chondrohierax uncinatus wilsonii (I) |
|
|
Cuban hook-billed kite |
|
Circaetus gallicus (II) |
|
|
Short-toed snake-eagle |
|
Circus aeruginosus (II) |
|
|
Western marsh-harrier |
|
Circus cyaneus (II) |
|
|
Northern harrier |
|
Circus macrourus (II) |
|
|
Pallid harrier |
|
Circus pygargus (II) |
|
|
Montagu's harrier |
|
Elanus caeruleus (II) |
|
|
Black-winged kite |
|
Eutriorchis astur (II) |
|
|
Madagascar serpent-eagle |
|
Gypaetus barbatus (II) |
|
|
Lammergeier |
|
Gyps fulvus (II) |
|
|
Eurasian griffon |
|
Haliaeetus spp. (I/II) (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II) |
|
|
Sea-eagles |
|
Harpia harpyja (I) |
|
|
Harpy eagle |
|
Hieraaetus fasciatus (II) |
|
|
Bonelli's eagle |
|
Hieraaetus pennatus (II) |
|
|
Booted eagle |
|
Leucopternis occidentalis (II) |
|
|
Grey-backed hawk |
|
Milvus migrans (II) (Except for Milvus migrans lineatus which is included in Annex B) |
|
|
Black kite |
|
Milvus milvus (II) |
|
|
Red kite |
|
Neophron percnopterus (II) |
|
|
Egyptian vulture |
|
Pernis apivorus (II) |
|
|
European honey-buzzard |
|
Pithecophaga jefferyi (I) |
|
|
Great Philippine eagle |
Cathartidae |
|
|
|
New world vultures |
|
Gymnogyps californianus (I) |
|
|
California condor |
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Sarcoramphus papa (III Honduras) |
King vulture |
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Vultur gryphus (I) |
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Andean condor |
Falconidae |
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Falcons |
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Falco araeus (I) |
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Seychelles kestrel |
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Falco biarmicus (II) |
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Lanner falcon |
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Falco cherrug (II) |
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Saker falcon |
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Falco columbarius (II) |
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Merlin |
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Falco eleonorae (II) |
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Eleonora's falcon |
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Falco jugger (I) |
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Laggar falcon |
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Falco naumanni (II) |
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Lesser kestrel |
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Falco newtoni (I) (Only the population of the Seychelles) |
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Newton's kestrel |
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Falco pelegrinoides (I) |
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Barbary falcon |
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Falco peregrinus (I) |
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Peregrine falcon |
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Falco punctatus (I) |
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Mauritius kestrel |
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Falco rusticolus (I) |
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Gyrfalcon |
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Falco subbuteo (II) |
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Eurasian hobby |
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Falco tinnunculus (II) |
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Common kestrel |
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Falco vespertinus (II) |
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Red-footed falcon |
Pandionidae |
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Ospreys |
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Pandion haliaetus (II) |
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Osprey |
GALLIFORMES |
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Cracidae |
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Crax alberti (III Colombia) |
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Blue-knobbed curassow |
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Crax blumenbachii (I) |
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Red-billed curassow |
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Crax daubentoni (III Colombia) |
Yellow-knobbed curassow |
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Crax fasciolata |
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Bare-faced Curassow |
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Crax globulosa (III Colombia) |
Wattled curassow |
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Crax rubra (III Colombia / Guatemala / Honduras) |
Great currasow |
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Mitu mitu (I) |
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Alagoas curassow |
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Oreophasis derbianus (I) |
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Horned guan |
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Ortalis vetula (III Guatemala / Honduras) |
Plain chachalaca |
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Pauxi pauxi (III Colombia) |
Helmeted curassow |
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Penelope albipennis (I) |
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White-winged guan |
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Penelope purpurascens (III Honduras) |
Crested guan |
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Penelopina nigra (III Guatemala) |
Highland guan |
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Pipile jacutinga (I) |
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Black-fronted piping guan |
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Pipile pipile (I) |
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Trinidad piping guan |
Megapodiidae |
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Megapodes, scrubfowl |
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Macrocephalon maleo (I) |
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Maleo |
Phasianidae |
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Grouse, guineafowl, partridges, pheasants, tragopans |
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Argusianus argus (II) |
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Great argus |
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Catreus wallichii (I) |
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Cheer pheasant |
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Colinus virginianus ridgwayi (I) |
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Masked bobwhite |
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Crossoptilon crossoptilon (I) |
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White eared-pheasant |
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Crossoptilon mantchuricum (I) |
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Brown eared-pheasant |
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Gallus sonneratii (II) |
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Grey junglefowl |
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Ithaginis cruentus (II) |
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Blood pheasant |
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Lophophorus impejanus (I) |
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Himalayan monal |
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Lophophorus lhuysii (I) |
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Chinese monal |
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Lophophorus sclateri (I) |
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Sclater's monal |
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Lophura edwardsi (I) |
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Edwards' pheasant |
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Lophura leucomelanos (III Pakistan) |
Kalij pheasant |
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Lophura swinhoii (I) |
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Swinhoe's pheasant |
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Meleagris ocellata (III Guatemala) |
Ocellated turkey |
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Odontophorus strophium |
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Gorgeted wood-quail |
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Ophrysia superciliosa |
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Himalayan quail |
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Pavo cristatus (III Pakistan) |
Indian peafowl |
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Pavo muticus (II) |
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Green peafowl |
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Polyplectron bicalcaratum (II) |
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Grey peacock-pheasant |
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Polyplectron germaini (II) |
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Germain's peacock-pheasant |
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Polyplectron malacense (II) |
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Malayan peacock-pheasant |
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Polyplectron napoleonis (I) |
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Palawan peacock-pheasant |
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Polyplectron schleiermacheri (II) |
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Bornean peacock-pheasant |
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Pucrasia macrolopha (III Pakistan) |
Koklass pheasant |
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Rheinardia ocellata (I) |
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Crested argus |
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Syrmaticus ellioti (I) |
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Elliot's pheasant |
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Syrmaticus humiae (I) |
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Hume's pheasant |
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Syrmaticus mikado (I) |
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Mikado pheasant |
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Syrmaticus reevesii (II) |
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Reeves’s pheasant |
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Tetraogallus caspius (I) |
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Caspian snowcock |
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Tetraogallus tibetanus (I) |
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Tibetan snowcock |
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Tragopan blythii (I) |
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Blyth's tragopan |
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Tragopan caboti (I) |
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Cabot's tragopan |
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Tragopan melanocephalus (I) |
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Western tragopan |
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Tragopan satyra (III Nepal) |
Satyr tragopan |
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Tympanuchus cupido attwateri (II) |
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Attwater's prairie-chicken |
GRUIFORMES |
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Gruidae |
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Cranes |
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Gruidae spp. (II) (Except for the species included in Annex A) |
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Cranes |
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Balearica pavonina (I) |
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Black crowned crane |