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Document 32022R1092
Commission Implementing Regulation (EU) 2022/1092 of 30 June 2022 laying down technical specifications of data requirements for the topic ‘Innovation’ pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council (Text with EEA relevance)
Commission Implementing Regulation (EU) 2022/1092 of 30 June 2022 laying down technical specifications of data requirements for the topic ‘Innovation’ pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council (Text with EEA relevance)
Commission Implementing Regulation (EU) 2022/1092 of 30 June 2022 laying down technical specifications of data requirements for the topic ‘Innovation’ pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council (Text with EEA relevance)
C/2022/4453
OJ L 176, 1.7.2022, p. 10–20
(BG, ES, CS, DA, DE, ET, EL, EN, FR, GA, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)
In force
1.7.2022 |
EN |
Official Journal of the European Union |
L 176/10 |
COMMISSION IMPLEMENTING REGULATION (EU) 2022/1092
of 30 June 2022
laying down technical specifications of data requirements for the topic ‘Innovation’ pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EU) 2019/2152 of the European Parliament and of the Council of 27 November 2019 on European business statistics, repealing 10 legal acts in the field of business statistics (1), and in particular Article 7(1) thereof,
Whereas:
(1) |
In order to produce and transmit to the Commission every even calendar year, pursuant to Annex II to Regulation (EU) 2019/2152, data on the topic ‘Innovation’, listed in Annex I to that Regulation, that is comparable between Member States, as well as to ensure the correct implementation of the topic ‘Innovation’ based on harmonised concepts, the Commission may specify variables, the measurement unit, the statistical population, classifications and breakdowns, the use of approximations and quality requirements, the data transmission deadline, and the first reference period. |
(2) |
The measures provided for in this Regulation are in accordance with the opinion of the European Statistical System Committee, |
HAS ADOPTED THIS REGULATION:
Article 1
For the topic ‘Innovation’, as referred to in Annex I to Regulation (EU) 2019/2152, Member States shall transmit to the Commission (Eurostat) data for the reference period in accordance with Annexes I to III to this Regulation.
Article 2
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 30 June 2022.
For the Commission
The President
Ursula VON DER LEYEN
ANNEX I
Data to be transmitted
Variables |
As specified in Annex II |
Measurement unit |
As specified in Annex II |
Statistical population |
All enterprises with economic activity in NACE Sections B, C, D, E, H, J, K, and Divisions 46, 71, 72 or 73 with 10 or more employees and self-employed persons in the reference period (1). |
Breakdowns |
Data sets as specified in Annex II (variable breakdowns) and Annex III (enterprise breakdowns) |
Use of approximations and Quality requirements |
Statistical unit ‘enterprise’ Where the reporting unit is part of an enterprise, Member States may use appropriate statistical methodology to produce, and transmit data to Eurostat, for the statistical unit ‘enterprise’. The methodology shall be described in the metadata and quality reporting. Coherence with national Business Register Member States shall assess the coherence between data collected and information that is available in national Business Register as referred to in Article 8(2) of Regulation (EU) 2019/2152 for, at least, the variables ‘Number of enterprises’, ‘Employees and self-employed persons in the enterprise’, ‘Total turnover of the enterprise’, and ‘Age of the enterprise’. Member States shall report the results of the assessment in the metadata and quality reporting. |
Data transmission deadline |
Final and validated data: T + 18 months after the reference year |
First reference year |
2022 |
(1) According to Annex II to Regulation (EU) 2019/2152 (Topic ‘Innovation’) the ‘reference period is the three-year period before the end of every even calendar year’, i.e. the time period consisting of the two years preceding the reference year and the reference year.
ANNEX II
Data sets
Variable name |
Variable breakdown categories |
Enterprise scope/ Enterprise breakdown(s) (1) Measurement unit |
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Introduction of product innovation during the reference period (2) |
Introduction of new or improved
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All enterprises/ DA/ Incidence (number of enterprises) |
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Introduction, during the reference period, of product innovation that was new to the market |
Introduction of new or improved goods or services that were:
|
Enterprises with product innovation/ DA/ Incidence (number of enterprises) |
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Turnover from innovative products in the reference year |
Turnover from products
|
Enterprises with product innovation/ DA; ICC/ Incidence (number of enterprises), Thousand Euros |
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Developer of product innovations introduced during the reference period |
Product innovations developed by:
|
Enterprises with product innovation/ DA/ Incidence (number of enterprises) |
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Introduction of business process innovation during the reference period |
Introduction of new or improved processes:
|
All enterprises/ DA/ Incidence (number of enterprises) |
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Developer of business process innovations introduced during the reference period |
Business process innovations developed by:
|
Enterprises with business process innovation/ DA/ Incidence (number of enterprises) |
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Business model innovation during the reference period (optional variable) |
Fundamental changes:
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) |
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Innovation activities during the reference period |
Research and Development (R & D) activities:
Innovation activities that did not lead to the introduction of an innovation during the reference period:
|
All enterprises/ DA/ Incidence (number of enterprises) |
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Expenditure on innovation activities in the reference year |
Innovation expenditure: (1 to 3 mandatory, 4 to 7 optional)
|
Enterprises with innovation activities/ DA/ Thousand Euros |
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Reasons for not having more innovation activities during the reference period |
|
Enterprises with innovation activities/ DA; ICC/ Incidence (number of enterprises) |
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Reasons for having no innovation activities at all during the reference period |
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Enterprises with no innovation activity/ DA; ICC/ Incidence (number of enterprises) |
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Intellectual Property Rights (optional variable) |
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) |
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Conditions faced by the enterprise during the reference period (optional variable) |
Competitive environment characterised by:
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) by Likert scale:
|
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Importance of strategies, during the reference period, to the economic performance of the enterprise (optional variable) |
Focus on:
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) by Likert scale:
|
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Customisation and co-creation during the reference period (optional variable) |
Offer of goods or services:
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) |
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Cooperation with other enterprises or organisations during the reference period |
Cooperation on:
Cooperation on R & D or other innovation activities with cooperation partners:
|
All enterprises/ DA; ICC/ Incidence (number of enterprises) |
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Detailed type of innovation cooperation partner by location during the reference period (optional variable) |
Cooperation partners from the business enterprise sector (includes 1 to 6)
Cooperation partners from the own enterprise group:
Cooperation partners outside the business enterprise sector (includes 7 to 10):
For each partner: located in:
|
Enterprises with innovation cooperation partners/ DA; ICC (optional)/ Incidence (number of enterprises) |
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Access to finance during the reference period |
Type of funding:
For each type of funding:
|
All enterprises/ DA; ICC/ Incidence (number of enterprises) |
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Public financial support from different levels of government during the reference period |
Public financial support by:
For each type of public financial support:
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All enterprises/ DA; ICC/ Incidence (number of enterprises) |
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Tax incentives or allowances during the reference period (optional variable) |
Use of tax credits or allowances for:
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All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) |
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Importance of factors related to climate change during the reference period (optional variable) |
Factors related to climate change:
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) by Likert scale:
|
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Innovations with environmental benefits during the reference period |
Environmental benefits obtained within the enterprise:
Environmental benefits obtained during the consumption or use of a good or service by the end user:
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) by contribution to environmental protection being
|
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Importance of driving factors for innovations with environmental benefits during the reference period (optional variable) |
Driving factors:
|
Enterprises with innovations with environmental benefits/ DA; ICC (optional)/ Incidence (number of enterprises) by Likert scale:
|
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Purchase of innovative machinery, equipment or software during the reference period (optional variable) |
Purchase of machinery, equipment or software based on
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) |
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Enterprises |
Year: (mandatory: 1; optional: 2)
|
All enterprises/ DA; ICC; SG/ Number of enterprises |
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Employees and self-employed persons in the enterprise |
Year: (mandatory: 1; optional: 2)
|
All enterprises/ DA; ICC; SG/ Number of employees and self-employed persons |
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Persons with tertiary degree employed in the enterprise in the reference year (optional variable) |
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises) |
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Total turnover of the enterprise |
Year: (mandatory: 1; optional: 2)
|
All enterprises/ DA; ICC; SG/ Thousand Euros |
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Turnover by location of customers in the reference year (optional variable) |
Customers located in
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises), Thousand Euros |
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Total expenditure of the enterprise in the reference year (optional variable) |
Total expenditure on:
|
All enterprises/ DA; ICC (optional)/ Thousand Euros |
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Age of the enterprise in the reference year |
Enterprise established
|
All enterprises/ DA; ICC/ Incidence (number of enterprises) |
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Kind of enterprise group in the reference year (optional variable) |
Enterprise is:
For (2), head office located in:
|
All enterprises/ DA; ICC (optional)/ Incidence (number of enterprises), Country name |
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Activities with one or more enterprises of the enterprise group during the reference period (optional variable) |
Inflows from other enterprises in the enterprise group:
Outflows to other enterprises in the enterprise group:
|
Enterprises that are part of an enterprise group/ DA; ICC (optional)/ Incidence (number of enterprises) by
|
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Funding in the form of intra-group loans during the reference period (optional variable) |
Funding by intra-group loans:
|
Enterprises that are part of an enterprise group/ DA; ICC (optional)/ Incidence (number of enterprises) |
(1) For the meaning of the abbreviations see Annex III.
(2) According to Annex II to Regulation (EU) 2019/2152 (Topic ‘Innovation’) the ‘reference period is the three-year period before the end of every even calendar year’, i.e. the time period consisting of the two years preceding the reference year and the reference year.
ANNEX III
Enterprise breakdowns
Enterprise breakdown |
Code |
Enterprise breakdown categories |
Detailed Activity: Economic activity (high level of detail), size class, innovation status |
DA (1) |
Combined breakdown by economic activity (detailed), size class of number of employed persons (sum of employees and self-employed persons), and innovation status Activity breakdown: NACE aggregates of Sections and Divisions as well as Sections and Divisions: B+C+D+E+46+H+J+K+71 + 72 + 73, B+C+D+E, B, C, 10 + 11 + 12, 13 + 14 + 15, 16 + 17 + 18, 19 + 20 + 21, 22 + 23, 24 + 25, 26 + 27 + 28, 29 + 30, 31 + 32 + 33, D, E, 36 + 37; 38 + 39, 46+H+J+K+71 + 72 + 73, 46, H, 49 + 50 + 51, 52 + 53, J, 58 + 59 + 60, 61 + 62 + 63, K, 71, 72, 73, 71 + 72 + 73 Size class breakdown by number of employed persons (sum of employees and self-employed persons) (only for B+C+D+E+46+H+J+K+71+ 72 + 73, B+C+D+E, B, C, D, E, 46+H+J+K+71 + 72 + 73, 46, H, J, K, 71 + 72 + 73): Total, 10-49, 50-249, 250 or more employed persons Innovation status: All enterprises in the population (Total), Innovation active enterprises (2), Not innovation active enterprises |
Innovation Core Concepts: Economic activity (low level of detail), size class, innovation profile |
ICC |
Combined breakdown by activity (low level of detail), size class of number of employed persons (sum of employees and self-employed persons), and innovation profile Activity breakdown: NACE aggregates of Sections and Divisions: B+C+D+E+46+H+J+K+71 + 72 + 73, B+C+D+E, 46+H+J+K+71 + 72 + 73 Size class breakdown by number of employed persons (sum of employees and self-employed persons): Total, 10-49, 50-249, 250 or more employed persons Innovation profiles breakdown: All enterprises in the population (Total), Innovation active enterprises (Profile I + Profile II + Profile III + Profile IV + Profile V), Not innovation active enterprises (Profile VI + Profile VII), Enterprises that have introduced an innovation (Profile I + Profile II + Profile III + Profile IV), Enterprises that have not introduced an innovation (Profile V + Profile VI + Profile VII), Enterprises with innovation capabilities (Profile I + Profile II + Profile III + Profile V), Enterprises without innovation capabilities (Profile IV + Profile VI + Profile VII), Enterprises with R & D activities (Profile IA + Profile IIA + Profile IIIA + Profile IVA + Profile VA), Enterprises without R & D activities (Profile IB + Profile IIB + Profile IIIB + Profile IVB + Profile VB + Profile VI + Profile VII), In-house product innovators with market novelties (Profile I), In-house product innovators without market novelties (Profile II), In-house business process innovators without product innovation (Profile III) (optional), Innovators that do not develop innovations themselves (Profile IV) (optional), Non-innovators with innovation activity (Profile V) (optional), Non-innovators without innovation activity but with potential to innovate (Profile VI), Non-innovators without innovation activity and without potential to innovate (Profile VII), |
Special Groups of enterprises |
SG |
Combined breakdown by activity (low level of detail), size class of number of employed persons (sum of employees and self-employed persons), and kind of enterprise (innovation) Activity breakdown: NACE aggregates of Sections and Divisions: B+C+D+E+46+H+J+K+71 + 72 + 73, B+C+D+E, 46+H+J+K+71 + 72 + 73 Size class breakdown by number of employed persons (sum of employees and self-employed persons): Total, 10-49, 50-249, 250 or more employed persons Kind of enterprise (innovation): All enterprises in the population, Enterprises with at least one good innovation, Enterprises with at least one service innovation, Enterprises with at least one product innovation (goods or services) that was not previously available to the market (‘new to market’), Enterprises with at least one product innovation (goods or services) already previously available on the market ‘new to the firm’, Enterprises with at least one business process innovation (independent of kind of business process innovation), Enterprises with product innovation but no business process innovation, Enterprises with business process innovation but no product innovation, Enterprises with both product innovation and business process innovation, Enterprises contracting out R & D but with no R & D performed in-house, Enterprises with innovation activities (product innovation, business process innovation, completed, ongoing or abandoned innovation activities) but no in-house or contracting out R & D |
(1) Member States can also cover NACE Sections A, F, G, I on a voluntary basis.
(2) Enterprises with product innovation, business process innovation, completed (but not leading to an implemented innovation during reference period), ongoing or abandoned innovation activities, in-house R & D or contracted-out R & D.