Choose the experimental features you want to try

This document is an excerpt from the EUR-Lex website

Document 52021PC0341

Proposal for a COUNCIL IMPLEMENTING DECISION on the approval of the assessment of the recovery and resilience plan for Germany

COM/2021/341 final

Brussels, 22.6.2021

COM(2021) 341 final

2021/0167(NLE)

Proposal for a

COUNCIL IMPLEMENTING DECISION

on the approval of the assessment of the recovery and resilience plan for Germany

{SWD(2021) 163 final}


2021/0167 (NLE)

Proposal for a

COUNCIL IMPLEMENTING DECISION

on the approval of the assessment of the recovery and resilience plan for Germany

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) 2021/241 of the European Parliament and of the Council of 12 February 2021 establishing the Recovery and Resilience Facility 1 and in particular Article 20 thereof,

Having regard to the proposal from the European Commission,

Whereas:

(1)The COVID-19 outbreak has had a disruptive impact on the economy of Germany, adding to challenges that existed before the pandemic. In 2019, the gross domestic product per capita (GDP per capita) of Germany was 133% of the EU average. According to the Commission’s Spring 2021 forecast, the real GDP of Germany declined by 4,9% in 2020 and is expected to decline by 1,7% cumulatively in 2020 and 2021. While the economy is recovering relatively quickly, longer-standing aspects with an impact on medium-term economic performance include in particular a savings-investment imbalance, with private and public investment lagging behind investment needs, and a suboptimal use of the labour market potential of inactive or under-represented groups.

(2)On 9 July 2019 and on 20 July 2020, the Council addressed recommendations to Germany in the context of the European Semester. In particular, in 2020 the Council recommended to alleviate the immediate consequences of COVID-19, effectively address the pandemic, and mobilise adequate resources for healthcare. More broadly, Germany was advised to increase public and private investment, focusing on investment in the green and digital transition while paying particular attention to areas including transport, a clean, efficient and integrated energy system, digitalisation, education, housing and R&D. The Council also recommended improving the digitalisation of public services and SMEs, reducing the regulatory and administrative burden, and strengthening competition in business services and regulated professions. In addition, the Council invited Germany to shift taxes away from labour, reduce disincentives to work more hours, including the high taxation of labour earnings, in particular for low-wage and second earners, safeguard the long-term sustainability of its pension system, support higher wage growth and to improve the educational outcomes and skills levels of disadvantaged groups. Having assessed progress in the implementation of these country-specific recommendations at the time of submission of the recovery and resilience plan, the Commission finds that the recommendation on taking all necessary measures to effectively address the pandemic, sustain the economy and support the ensuing recovery has been fully implemented.

(3)On 2 June 2021, the Commission published an in-depth review under Article 5 of Regulation (EU) 1176/2011 of the European Parliament and of the Council 2 for Germany 3 . The Commission’s analysis led it to conclude that Germany is experiencing macroeconomic imbalances with cross-border relevance, in particular that the current account surplus persists at high levels, reflecting a subdued level of investment relative to savings.

(4)[The Council recommendation on the economic policy of the euro area 4  recommended to euro area Member States to take action, including through their recovery and resilience plans, to, inter alia, ensure a policy stance which supports the recovery and to further improve convergence, resilience and sustainable and inclusive growth. The Council recommendation also recommended to strengthen national institutional frameworks, to ensure macro-financial stability, and to complete EMU and strengthen the international role of the euro.] [If the Council recommendation is not adopted by the time of the CID adoption, please remove the recital].

(5)On 28 April 2021, Germany submitted its national recovery and resilience plan to the Commission, in accordance with Article 18(1) of Regulation (EU) 2021/241. That submission followed a consultation process, conducted in accordance with the national legal framework, of local and regional authorities, social partners, civil society organisations, youth organisations and other relevant stakeholders. The national ownership of the recovery and resilience plans is underpinning their successful implementation and lasting impact at national level and credibility at European level. Pursuant to Article 19 of that Regulation, the Commission has assessed the relevance, effectiveness, efficiency and coherence of the recovery and resilience plan, in accordance with the assessment guidelines set out in Annex V to that Regulation.

(6)The recovery and resilience plans should pursue the general objectives of the Recovery and Resilience Facility established by Regulation (EU) 2021/241 and of the EU Recovery Instrument set up by Council Regulation (EU) 2020/2094 5 in order to support the recovery in the aftermath of the COVID-19 crisis. They should promote the Union´s economic, social and territorial cohesion by contributing to the six pillars referred to in Article 3 of Regulation (EU) 2021/241.

(7)The implementation of the Member States’ recovery and resilience plans will constitute a coordinated effort of investment and reforms across the Union. Through the coordinated and simultaneous implementation of these reforms and investments and the implementation of cross-border projects, these reforms and investments will mutually reinforce each other and generate positive spill-overs across the whole Union. Therefore, about one third of the impact of the Facility on Member States’ growth and job creation will come from spill-overs from others Member States.

Balanced response contributing to the six pillars

(8)In accordance with Article 19(3), point (a) and section 2.1 of Annex V to Regulation (EU) 2021/241, the recovery and resilience plan represents to a large extent (Rating A) a comprehensive and adequately balanced response to the economic and social situation, thereby contributing appropriately to all six pillars referred to in Article 3 of Regulation (EU) 2021/241, taking the specific challenges and the financial allocation of the Member State concerned into account.

(9)The recovery and resilience plan provides a comprehensive response to the economic and social situation by following a holistic approach to achieve recovery, while enhancing socio-economic resilience. The 40 measures included in the plan constitute a balanced mix of reforms and investments that cover economic, industrial, digital, environmental, social and healthcare policies.

(10)The recovery and resilience plan is appropriately balanced in addressing all six pillars referred to in Article 3 of Regulation (EU) 2021/241. There is a strong focus on the green transition, with measures related to climate protection reaching at least 42% of the allocation, including key measures on mobility and housing. The plan shows an even stronger digital ambition, reaching at least 52% of the allocation, ranging through industry, education, social policy, healthcare and public administration. Investments and reforms address administrative bottlenecks to facilitate investments and foster smart, sustainable and inclusive growth, while also benefitting SMEs. Social cohesion is promoted through various measures to modernise the public administration and support disadvantaged groups, cap social security contributions, and strengthen education and skills, in particular by supporting the digitalisation of education. The plan has a strong focus on promoting investments and tackling investment bottlenecks, which is expected to help local authorities address infrastructure challenges and thus contribute to territorial cohesion. Public administration reforms and investments to strengthen the healthcare system contribute to increased resilience, as do measures to digitalise and modernise public services and to reduce barriers to investment. Various skills-related measures benefit the next generation.

Addressing all or a significant subset of challenges identified in Country Specific Recommendations

(11)In accordance with Article 19(3), point (b) and section 2.2 of Annex V to Regulation (EU) 2021/241, the recovery and resilience plan is expected to contribute to effectively addressing all or a significant subset of challenges (Rating A) identified in the relevant country-specific recommendations, including fiscal aspects thereof and recommendations made pursuant to Article 6 of Regulation (EU) 1176/2011, addressed to Germany, or challenges identified in other relevant documents officially adopted by the Commission in the context of the European Semester.

(12)The plan includes an extensive set of mutually reinforcing reforms and investments that contribute to addressing all or a significant subset of the economic and social challenges outlined in the country-specific recommendations addressed to Germany by the Council in the European Semester in 2019 and in 2020.

(13)The recommendations related to the immediate fiscal policy response to the pandemic can be considered as falling outside the scope of Germany’s RRP, notwithstanding the fact that Germany has generally responded adequately and sufficiently to the immediate need to support the economy through fiscal means in 2020 and 2021, in line with the provisions of the General Escape Clause.

(14)The implementation of the plan is expected to address various country-specific recommendations related to increasing investment and reducing administrative burden, as the plan aims to significantly reduce investment bottlenecks and step up investment. In particular, the establishment of a joint working group at the federal and Länder levels for efficient and citizen- and business-friendly administration, the support for local authorities through PD – Berater der öffentlichen Hand GmbH (‘Partnerschaft Deutschland’) in the effective implementation of investment funding and the legal measures to speed up planning and authorisation procedures are expected to enhance public investment and promote private investment. Moreover, investment is expected to increase, reflecting the plan’s commitments to support decarbonisation and hydrogen-based solutions with a focus on renewable hydrogen, as well as through measures in sustainable mobility, including in zero-emission vehicles and charging stations, in R&D, and in the digitalisation of the economy, including SMEs, of education, healthcare and the public administration.

(15)The implementation of the plan is also expected to contribute to addressing country-specific recommendations that relate to education, labour market participation, labour taxation and social policy, by enhancing digitalisation of education, supporting students with disadvantages, enhancing provision of childcare, improving transparency of pensions and curbing increases in the tax wedge.

(16)By addressing the aforementioned challenges, the recovery and resilience plan is expected to also contribute to correcting the imbalances 6 that Germany is experiencing, notably with respect to its current account surplus that persists at high levels reflecting a subdued level of investment relative to savings, and has cross-border relevance.

(17)The plan provides a solid basis for further reform and investment efforts in the coming years, to address further structural challenges.

Contribution to growth potential, job creation and economic, social and institutional resilience

(18)In accordance with Article 19(3), point (c) and section 2.3 of Annex V to Regulation (EU) 2021/241, the recovery and resilience plan is expected to have a high impact (Rating A) on strengthening the growth potential, job creation, and economic, social and institutional resilience of Germany, contributing to the implementation of the European Pillar of Social Rights, including through the promotion of policies for children and youth, and on mitigating the economic and social impact of the COVID-19 crisis, thereby enhancing the economic, social and territorial cohesion and convergence within the Union.

(19)Simulations by the Commission services show that the plan has the potential to increase the GDP of Germany between 0,4% and 0,7% by 2026 7 . The plan is expected to promote smart, sustainable and inclusive growth, with a major contribution from investments that support a successful climate and digital transition, promote innovation, decarbonise the economy, including transport and industry, and digitalise enterprises, the public administration and public services. The measures are expected to lead to a more widespread use of zero-emission vehicles, increased availability of hydrogen-based technologies, a more climate-friendly and energy-efficient housing stock. They are also expected to make it easier for companies, including SMEs, to invest. As education and skills are improved through the measures enhancing teaching methodologies, learning materials and providing specific support, productivity, resilience and inclusion are all expected to benefit.

(20)The recovery and resilience plan addresses social vulnerabilities and promotes social cohesion through a range of measures, also contributing to the implementation of the principles of the European Pillar of Social Rights. Families with children are expected to benefit from measures included in the plan such as bolstering child care by an additional 90 000 places, which is timely considering the gap in available places. Additional teaching support to pupils who have fallen behind because of the pandemic aims to reach one-fourth of all pupils. To support the apprenticeship system, which was negatively impacted by the pandemic, the plan includes financial incentives for companies to retain and hire apprentices, and hence contributes to fulfilling the Youth Guarantee 8 . With the ‘Social Guarantee 2021’ measure, the plan contributes to preventing a rise in non-wage labour costs, which are at a high level in Germany, by capping social security contributions at 40%. The plan also commits to the development of a digital pension portal that should support citizens in their pension planning, by providing an overview of their individual provisions. The plan also includes measures to improve the operation of the healthcare system that are expected to benefit the whole society.

Do no significant harm

(21)In accordance with Article 19(3), point (d) and section 2.4 of Annex V to Regulation (EU) 2021/241, the recovery and resilience plan is expected to ensure that no measure for the implementation of reforms and investments projects included in the recovery and resilience plan does significant harm to environmental objectives (Rating A) within the meaning of Article 17 of Regulation (EU) 2020/852 of the European Parliament and of the Council 9 (the principle of ‘do no significant harm’). Germany’s recovery and resilience plan assesses compliance with the ‘do no significant harm’ principle. The assessment follows the methodology set out in the Commission’s Technical guidance on the application of ‘do no significant harm’ under the Recovery and Resilience Facility Regulation (2021/C 58/01). It covers the six environmental objectives within the meaning of Article 17 of Regulation (EU) No 2020/852, namely climate change mitigation, climate change adaptation, sustainable use and protection of water and marine resources, circular economy, pollution prevention and control, and protection and restoration of biodiversity and ecosystems. The environmental impact is assessed at measure-level, that is to say one individual assessment per reform or investment.

Contribution to the green transition including biodiversity

(22)In accordance with Article 19(3), point (e) and section 2.5 of Annex V to Regulation (EU) 2021/241, the recovery and resilience plan contains measures that contribute to a large extent (Rating A) to the green transition, including biodiversity, or to addressing the challenges resulting therefrom. The measures supporting climate objectives account for an amount which represents at least 42% of the plan’s total allocation, calculated in accordance with the methodology of Annex VI to Regulation (EU) 2021/241. In accordance with Article 17 of Regulation (EU) 2021/241, the recovery and resilience plan is consistent with the information included in the National Energy and Climate Plan 2030.

(23)The plan has a strong focus on the green transition pillar. To support climate objectives in areas such as energy transition and adaptation to climate change, the plan envisages a broad range of measures that can be grouped in three main areas of actions. Firstly, a number of actions in the plan focus on developing an efficient hydrogen economy in the industry and in the economy at large, with a focus on renewable hydrogen. Secondly, a sizeable effort is also made to accelerate investments in climate-friendly mobility in order to address Germany’s challenges relating to sustainable transport. Lastly, the plan contains a series of measures to step up climate-friendly construction and renovation, with a prominent focus on energy efficiency renovation.

(24)These measures contribute directly to the green transition, in particular climate change mitigation. Moreover, they indirectly contribute to the other objectives of the green transition, in particular by promoting circularity, and reducing air pollutant emissions, and are aligned with the German National Energy and Climate Plan (‘NECP’) for 2021-2030 and the German Climate Action Plan 2050. The plan contains no measures having biodiversity as their objective, but by contributing to climate change mitigation, these measures may also be beneficial to the preservation of biodiversity, as climate change is one of the major threats to biodiversity. Germany has carried out a systematic do-no-significant-harm assessment indicating that none of the proposed measures generates harm to biodiversity.

Contribution to the digital transition

(25)In accordance with Article 19(3) point (f) and section 2.6 of Annex V to Regulation (EU) 2021/241, the recovery and resilience plan contains measures that contribute to a large extent (Rating A) to the digital transition or to addressing the challenges resulting therefrom. The measures supporting digital objectives account for an amount which represents at least 52% of the plan’s total allocation, calculated in accordance with the methodology of Annex VII to Regulation (EU) 2021/241.

(26)With a significant share of the total allocation and a prominence of digital aspects across the majority of its components, Germany’s recovery and resilience plan puts a strong emphasis on the digital transition and the challenges resulting therefrom across all sectors.

(27)The digital transformation of public services, including health services, and of businesses, two aspects on which Germany is currently performing below EU average, are addressed in the plan. The plan includes a full component on the modernisation of public administration through accelerated digitalisation and fostered interoperability. Moreover, within a component dedicated to health, two measures aim at accelerating the digital transformation of public health services and hospitals respectively. As far as businesses are concerned, investments supporting the automotive industry’s digital and green transition are foreseen.

(28)The plan also includes important measures addressing human capital and investments in advanced digital technologies, with a component on the digitalisation of education and another one which includes contributions to two large-scale European initiatives on microelectronics, and on next generation cloud and edge technologies.

Lasting impact

(29)In accordance with Article 19(3) point (g) and section 2.7 of Annex V to Regulation (EU) 2021/241, the recovery and resilience plan is expected to have a lasting impact on Germany to a large extent (Rating A).

(30)The plan contains reforms of the public administration aiming to advance the digitalisation of government, to reduce administrative burden on citizens and firms and to further speed up the planning and approval of public investment projects. These measures are expected to unwind the public investment backlog and make the business climate more investment friendly in the long run by ensuring the quality of public infrastructure and efficient digital government services and enabling long-lasting productivity enhancing effects.

(31)The plan consists of a set of measures addressing the take-up of carbon-free energy with particular focus on renewable hydrogen, low-emission mobility and housing; digitalisation of government, education, healthcare and businesses; and promoting better access to skills for vulnerable youth. Addressing these challenges should enable a sustainable and inclusive growth. Moreover, the measures are expected to have a lasting beneficial effect on human capital and resource efficiency. Lasting impact of the plan can also be enhanced through synergies between the plan and other programmes, including cohesion policy funds, notably by addressing in a substantive manner territorial challenges and promoting a balanced development

Monitoring and implementation

(32)In accordance with Article 19(3) point (h) and section 2.8 of Annex V to Regulation (EU) 2021/241, the arrangements proposed in the recovery and resilience plan are adequate (Rating A) to ensure effective monitoring and implementation of the recovery and resilience plan, including the envisaged timetable, milestones and targets, and the related indicators.

(33)The coordinating body in the Federal Ministry of Finance and the line Ministries are responsible for the effective implementation of the plan. The various arrangements set up to devise, negotiate and ensure an efficient and regular implementation of the plan are credible in terms of the legal mandate and administrative capacity. The milestones and targets of the plan constitute an appropriate system for monitoring the plan’s implementation. Milestones and targets are clear and realistic and the indicators for those milestones and targets are relevant, acceptable and robust. Milestones and targets are also relevant for measures already completed which are eligible according to Article 17(2) of the Regulation. The satisfactory fulfilment of these milestones and targets over time is required to justify a disbursement request. The verification mechanisms, data collection and responsibilities described by the German authorities appear sufficiently robust to justify the disbursement requests in an adequate manner upon completion of the milestones and targets.

(34)Member States should ensure that financing under the Facility is communicated and acknowledged in line with article 34 of Regulation (EU) 2021/241. Technical support may be requested under the Technical Support Instrument to assist Member States in the implementation of their plan.

Costing

(35)In accordance with Article 19(3) point (i) and section 2.9 of Annex V to Regulation (EU) 2021/241, the justification provided in the plan on the amount of the estimated total costs of the recovery and resilience plan is to a medium extent (Rating B) reasonable and plausible, is in line with the principle of cost efficiency and is commensurate to the expected national economic and social impact.

(36)The cost estimates and supporting document provided show varying degrees of details and depth of calculations. According to the information provided, there are no indications that the reasonability or plausibility of costs would be impaired. However, the level of assurance could have been increased through the provision of more detailed estimations for certain measures. Finally, the estimated total cost of the recovery and resilience plan is in line with the principle of cost-efficiency and is commensurate to the expected national economic and social impact.

Protection of financial interests

(37)In accordance with Article 19(3) point (j) and section 2.10 of Annex V to Regulation (EU) 2021/241, the arrangements proposed in the recovery and resilience plan are adequate (Rating A) to prevent, detect and correct corruption, fraud and conflicts of interests when using the funds provided under that Regulation, and the arrangements are expected to effectively avoid double funding from that Regulation and other Union programmes. This is without prejudice to the application of other instruments and tools to promote and enforce compliance with EU law, including for preventing, detecting and correcting corruption, fraud and conflicts of interests, and for protecting the Union finances in line with Regulation (EU, Euratom) 2020/2092 of the European Parliament and of the Council.

(38)The internal control system described in the recovery and resilience plan of Germany relies strongly on the existing national processes and structures for auditing, resulting in adequate empowerment and administrative capacity. With the coordinating unit in the Ministry of Finance, the internal control units in every Ministry and the national Court of Auditors, clear actors are identified together with their roles and responsibilities for the performance of the internal control tasks. The actors are independent in their functioning and the segregation of relevant functions is respected, making the control systems robust and adequate.

(39)The national laws and regulations are considered efficient in preventing, detecting and correcting irregularities like fraud, corruption, or conflict of interest when using the funds under the Recovery and Resilience Facility. This applies equally to the avoidance of double funding from the Recovery and Resilience Facility and other Union programmes. The regulatory framework and implementing public bodies are adequately described and the actors responsible for controls have the legal powers and administrative capacity to exercise their respective roles and tasks. Germany has indicated that an integrated IT-system for the adequate collecting, storing and reporting of data required for the implementation of its recovery and resilience plan will be set up. Germany has started a process to have its IT system audited by the Court of Auditors (Bundesrechnungshof) to identify possible weaknesses and to address without delay any recommendations of the audit report, as well as to ensure the complete recording of all data referred to in paragraph (d) of Article 22(2) of Regulation (EU) 2021/241, including by a transitional system. Germany committed to providing access to such data.

Coherence of the plan

(40)In accordance with Article 19(3)(k) and section 2.11 of Annex V to Regulation (EU) 2021/241, the plan includes to a high extent (Rating A) measures for the implementation of reforms and public investment projects that represent coherent actions.

(41)The German recovery and resilience plan has a coherent narrative with a clear strategic focus on the green and digital transition. Within each component, the reforms and investments are targeted to achieve coherent objectives and their expected results reinforce each other. The planned actions are coherent and complementary also across components, with structural reforms accompanying planned investment to reinforce its impact. There is consistency and intrinsic complementarity also across measures from different components. In order to promote wider coherence across instruments, notably with the European cohesion policy funds, a balanced territorial allocation of resources is encouraged.

Equality

(42)Gender equality issues and equal opportunities for all are addressed in the plan across multiple components. Particularly relevant measures include improving availability of quality early childhood education and care that promotes both gender equality and reduction of socio-economic disadvantages. Support for apprenticeships and help for students with COVID-19 related learning disadvantages is expected to over-proportionally benefit young people from vulnerable backgrounds, including with migration backgrounds.

Security self-assessment

(43)A security self-assessment has not been provided as it has not been considered appropriate by Germany, in accordance with Article 18(4) point (g) of Regulation (EU) 2021/241.

Cross-border and multi-country projects

(44)A central feature of the German recovery and resilience plan is the inclusion of Important Projects of Common European Interest (‘IPCEI’) planned in the areas of hydrogen (EUR 1 500 000 000), microelectronics (EUR 1 500 000 000), and next generation cloud and edge technologies (EUR 750 000 000). These multi-country projects have been initiated jointly with other countries.

Consultation process

(45)Based on the summary of the consultation process provided by Germany, relevant stakeholders have been consulted in the preparation phase of the plan and their opinions have been duly considered. Within the scope of their responsibilities, the Länder have been involved at an early stage and in numerous steps in the elaboration of the plan. Their positions, in particular regarding the governance structure during the implementation phase, are reflected in the plan. The Federal Parliament has been regularly informed about the content of the plan. The views of the social partners and of environmental organisations are particularly reflected in the selection of the measures in the plan. Following the consultation, part of the initially planned reforms and investments have been adapted or removed from the plan. Social stakeholders, industry and business representatives, civil society and the National Productivity Board have also been consulted. For the cross-border projects in the plan, Germany worked closely with other Member States participating in those projects.

(46)An ongoing process of coordination with the Länder, including the municipalities, is expected to take place also during the implementation phase of the plan. At the request of the Länder, the governance structure provides for regular coordination meetings between the Länder and the Federal line Ministries responsible for reforms and investments that directly affect the responsibilities of the Länder in a federal context. The Länder should also be closely and timely involved in the reporting on implementation progress. To ensure ownership by the relevant actors, it is crucial to involve all local authorities and stakeholders concerned, including social partners, throughout the implementation of the investments and reforms included in the plan.

Positive assessment

(47)Following the positive assessment of the Commission concerning the recovery and resilience plan of Germany with the finding that the plan satisfactorily complies with the criteria for assessment set out in Regulation (EU) 2021/241, in accordance with Article 20(2) and Annex V to that Regulation, this Decision should set out the reforms and investment projects necessary for the implementation of the plan, the relevant milestones, targets and indicators, and the amount made available from the Union for the implementation of the plan in the form of non-repayable financial support.

Financial contribution

(48)The estimated total cost of Germany’s recovery and resilience plan is EUR 26 518 833 613 10 which is higher than the maximum financial contribution. As the recovery and resilience plan satisfactorily complies with the criteria for assessment set out in Regulation (EU) 2021/241 and, furthermore, as the amount of the estimated total costs of the recovery and resilience plan is higher than the maximum financial contribution available for Germany, the financial contribution allocated for Germany’s recovery and resilience plan should be equal to the total amount of the financial contribution available for Germany, in accordance with Article 11 of that Regulation.

(49)In accordance with Article 11(2) of Regulation (EU) 2021/241, the calculation of the maximum financial contribution for Germany is to be updated by 30 June 2022. As such, in accordance with Article 23(1) of that Regulation, an amount for Germany should be made available now for a legal commitment by 31 December 2022. Where necessary following the updated maximum financial contribution, the Council, on a proposal from the Commission, should amend this Decision to include the updated maximum financial contribution without undue delay.

(50)The support to be provided is to be financed from the borrowing by the Commission on behalf of the Union on the basis of Article 5 of Council Decision (EU, Euratom) 2020/2053 11 . The support should be paid in instalments once Germany has satisfactorily fulfilled the relevant milestones and targets identified in relation to the implementation of the recovery and resilience plan.

(51)Germany has requested pre-financing of EUR 2 250 000 000. That amount should be made available to Germany subject to the entry into force and in accordance with the Financing Agreement provided for in Article 23(1) of Regulation (EU) 2021/241.

(52)This Decision should be without prejudice to the outcome of any procedures relating to the award of Union funds under any other Union programme than Regulation (EU) 2021/241 or to procedures relating to distortions of the operation of the internal market that may be undertaken, in particular under Articles 107 and 108 of the Treaty. It does not override the requirement for Member States to notify instances of potential State aid to the Commission under Article 108 of the Treaty.

HAS ADOPTED THIS DECISION:

Article 1
Approval of the assessment of the recovery and resilience plan

The assessment of the recovery and resilience plan of Germany on the basis of the criteria provided for by Article 19(3) of Regulation (EU) 2021/241 is approved. The reforms and investment projects under the recovery and resilience plan, the arrangements and timetable for monitoring and implementation of the recovery and resilience plan, including the relevant milestones and targets, the relevant indicators relating to the fulfilment of the envisaged milestones and targets, and the arrangements for providing full access by the Commission to the underlying relevant data are set out in the Annex to this Decision.

Article 2
Financial contribution

1.The Union shall make available to Germany a financial contribution in the form of non-repayable support amounting to EUR 25 613 478 442 12 . An amount of EUR 16 291 323 631 shall be available to be legally committed by 31 December 2022. Subject to the update provided for in Article 11(2) of Regulation (EU) 2021/241 calculating an amount for Germany equal to or more than this amount, a further amount of EUR 9 322 154 811 shall be available to be legally committed from 1 January 2023 until 31 December 2023.

2.The Union financial contribution shall be made available by the Commission to Germany in instalments in accordance with the Annex to this Decision. An amount of EUR 2 250 000 000 shall be made available as a pre-financing payment. The pre-financing and instalments may be disbursed by the Commission in one or several tranches. The size of the tranches shall be subject to the availability of funding.

3.The pre-financing shall be released subject to the entry into force and in accordance with the Financing Agreement provided for in Article 23(1) of Regulation (EU) 2021/241. Pre-financing shall be cleared by being proportionally deducted against the payment of the instalments.

4.The release of instalments in accordance with the Financing Agreement shall be conditional on available funding and a decision by the Commission, taken in accordance with Article 24 of Regulation (EU) 2021/241, that Germany has satisfactorily fulfilled the relevant milestones and targets identified in relation to the implementation of the recovery and resilience plan. Subject to the entry into force of the legal commitments referred to in paragraph 1, to be eligible for payment, milestones and targets shall be completed no later than 31 August 2026.

Article 3
Addressee

This Decision is addressed to the Federal Republic of Germany.

Done at Brussels,

   For the Council

   The President

(1)    OJ L 57, 18.2.2021, p. 17-75.
(2)    Regulation (EU) No 1176/2011 of the European Parliament and of the Council of 16 November 2011 on the prevention and correction of macroeconomic imbalances (OJ L 306, 23.11.2011, p. 25).
(3)    SWD(2021) 401 final
(4)    Pending final adoption by the Council, after endorsement by the European Council. The text agreed by the Eurogroup on 16 December 2020 is available at: https://data.consilium.europa.eu/doc/document/ST-14356-2020-INIT/en/pdf
(5)    Council Regulation (EU) 2020/2094 of 14 December 2020 establishing a European Union Recovery Instrument to support the recovery in the aftermath of the COVID-19 crisis (OJ L 433I , 22.12.2020, p. 23).
(6)    These macroeconomic imbalances refer to the recommendations made pursuant to Article 6 of Regulation (EU) No 1176/2011 in 2019 and 2020.
(7)    Such simulations reflect the overall impact of NGEU, which also includes funding for ReactEU, and increased funding for Horizon, InvestEU, JTF, Rural Development and RescEU. Such simulation does not include the possible positive impact of structural reforms, which can be substantial
(8)    Council Recommendation of 30 October 2020 on A Bridge to Jobs – Reinforcing the Youth Guarantee and replacing the Council Recommendation of 22 April 2013 on establishing a Youth Guarantee 2020/C 372/01
(9)    Regulation (EU) 2020/852 of the European Parliament and of the Council of 18 June 2020 on the establishment of a framework to facilitate sustainable investment, and amending Regulation (EU) 2019/2088 (OJ L 198, 22.6.2020, p. 13).
(10)    Germany submitted two cost estimates. The plan’s gross value of EUR 27 949 882 000 includes VAT for some measures, while a net value of at least EUR 26 518 833 613 excludes VAT.
(11)    OJ L 424, 15.12.2020, p. 1.
(12)    This amount corresponds to the financial allocation after deduction of Germany’s proportional share of the expenses of Article 6(2) of Regulation (EU) 2021/241, calculated in accordance with the methodology of Article 11 of that Regulation.
Top

Brussels, 22.6.2021

COM(2021) 341 final

ANNEX

to the

Proposal for a Council Implementing Decision

on the approval of the assessment of the recovery and resilience plan for Germany

{SWD(2021) 163 final}


ANNEX

Contents

A. COMPONENT 1.1: Decarbonisation using renewable hydrogen in particular

B. COMPONENT 1.2: Climate-friendly mobility

C. COMPONENT 1.3: Climate-friendly renovation and construction

D. COMPONENT 2.1: Data as the raw material of the future

E. COMPONENT 2.2: Digitalisation of the Economy

F. COMPONENT 3.1: Digitalisation of Education

G. COMPONENT 4.1: Strengthening of social inclusion

H. COMPONENT 5.1: Strengthening of a Pandemic-resilient Healthcare System

I. COMPONENT 6.1: Modern Public Administration

J. COMPONENT 6.2: Reduction of barriers to investment



SECTION 1: REFORMS AND INVESTMENTS UNDER THE RECOVERY AND RESILIENCE PLAN

1.Description of Reforms and Investments

   A. COMPONENT 1.1: Decarbonisation using renewable hydrogen in particular

The component of the German recovery and resilience plan addresses the challenge of climate change mitigation by aiming to reduce greenhouse gas (GHG) emissions in the economy. The objectives of the component are to support the use of hydrogen produced with energy from renewable sources and to contribute as a primary goal to GHG emission reduction as defined in the German NECP, with a focus on industry. The component also seeks to make a contribution in terms of industrial innovation and employment policy.

The component supports addressing the Country Specific Recommendation on investment in the green transition and constitutes one building block in the design of a clean, efficient and integrated energy system (Country Specific Recommendation 2 in 2019 and Country Specific Recommendation 1 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

A.1.    Description of the reforms and investments for non-repayable financial support

1.1.1 Investment: Hydrogen projects within the framework of IPCEIs

The objective of the planned hydrogen Important Projects of Common European Interest (IPCEIs) 1 is to accelerate the necessary market uptake of hydrogen and its derivatives to decarbonise emission-intensive processes and develop new areas of application in Germany and in Europe.

The measure consists of financial support that shall be given to integrated projects along the entire value chain through planned IPCEIs on hydrogen. As regards production, the planned IPCEIs shall focus on building large electrolysis capability to produce renewable hydrogen in locations where sufficient renewable electricity is available. Within this framework, up to 500 MW of electrolysis capability is expected to be built. As regards infrastructure, they are expected to contribute to building German and European hydrogen transport and storage infrastructure.

The implementation of the investment shall be completed by 31 August 2026.

1.1.2 Investment: Funding programme for decarbonisation in industry

The objective of the measure is to help industry shift from highly emission-intensive production processes to low GHG processes. More precisely, it seeks to help businesses address the challenges of the transition, which lie in particular in the high costs and economic risk of developing climate-neutral technologies.

Support shall be given to research and development, testing in experimental or pilot plants and investments in installations for the application and implementation of measures on an industrial scale. The support shall be granted in the form of a partial investment grant. The measure targets companies in energy-intensive industries with GHG emissions emanating from the production process covered by the EU emissions trading scheme (in particular steel, cement, lime, chemicals, non-ferrous metals, glass and ceramics). Only projects resulting in emissions substantially below the EU Emissions Trading System benchmarks shall be eligible for support under the measure 2 .

The implementation of the measure shall be completed by 31 August 2026. In addition, Germany is planning to prolong the measure beyond 2026 with funding under its national budget.

1.1.3 Investment: Pilot scheme for climate action contracts based on the principle of Carbon Contracts for Difference

The objective of the measure is, as for measure 1.1.2, the introduction of new, cleaner production technologies for energy-intensive industries. The specific objective of the measure is to provide businesses with financial certainty when they make significant investments in climate-neutral technologies and to reduce on a permanent basis process-related GHG emissions which are difficult to avoid under the current state of the art of technologies.

Climate action contracts shall be signed between the state and energy-intensive industries to cushion the higher operating costs of innovative technologies. These contracts shall guarantee a fixed CO2 price over a fixed duration for companies investing in CO2 reduction technologies. The programme is expected to be aimed primarily at companies in the steel, chemical and building materials industries where process emissions are particularly difficult to avoid. Only projects resulting in emissions substantially below the ETS benchmarks shall be eligible for support under the measure 3 .

The implementation of the investment is expected to start by 31 December 2021 and shall be completed by 31 August 2026. In addition, Germany is planning to prolong the measure beyond 2026 with funding under its national budget.

1.1.4 Investment: Project-related climate protection research

Like other measures from this component, the aim of this measure is to contribute to the general goal of decarbonising the economy in line with the 2050 targets but with a stronger focus on SMEs and basic industries.

Collaborative projects shall be supported in the three areas: (i) climate protection in the industry, (ii) SME innovation and (iii) climate resilience. The first area shall focus on climate protection in the basic materials industry with the aim of promoting industrial research and development of new processes that prevent GHG emissions. The second area of focus shall consist in SME innovation support measures contributing to climate change mitigation and energy efficiency. Lastly, the third area shall focus on support measures for climate resilience projects by municipalities and local businesses associated with research partners (universities and non-university research institutes).

The implementation of the investment shall be completed by 31 December 2025.

1.1.5 Investment: Flagship projects for research and innovation in the context of the National Hydrogen Strategy

This measure contributes to the general objective of decarbonising the economy and shall focus specifically on addressing key issues related to the provision of green hydrogen in the future energy system.

On the research side, a first flagship initiative shall address the challenges of serial production of water electrolysers. A second flagship initiative shall focus on the integrated direct offshore production of hydrogen and its derivatives at sea using offshore wind energy. A third flagship initiative shall explore and assess the potential of hydrogen transport technologies.

The implementation of the measure shall be completed by 31 August 2026.

A.2.    Milestones, targets, indicators and timetable for monitoring and implementation for non-repayable financial support

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

Qualitative indicators
(for milestones)

Quantitative indicators
(for targets)

Indicative timeline for completion

Description of each milestone and target

Unit of measure

Baseline

Goal

Quarter

Year

1

1.1.1 Hydrogen projects within the framework of IPCEIs

Milestone

Completion of expression of interest procedure

Companies have submitted project sketches

  -

 -

 -

Q2

2021

The expression of interest procedure has been completed. Potential projects and project participants in Germany have been identified.

2

1.1.1 Hydrogen projects within the framework of IPCEIs

Milestone

Issuance of first grant decisions

Grant decisions issued

  -

 -

 -

Q1

2022

Grant award decisions have been issued to beneficiaries/applicants by the Ministry for Economic Affairs and Energy (BMWi), Ministry of Transport and Digital Infrastructure (BMVI), Ministry of the Environment (BMU), enabling the start of the implementation of the selected projects.

3

1.1.1 Hydrogen projects within the framework of IPCEIs

Target

Commitment of at least EUR 500 000 000

 -

EUR million

0

500

Q2

2024

At least EUR 500 000 000 have been committed to hydrogen projects in line with grant decisions issued.

4

1.1.1 Hydrogen projects within the framework of IPCEIs

Milestone

Evaluation of the support programme

First evaluation report (interim report) published

 -

 -

 -

Q4

2025

The evaluators have provided a first evaluation report, which shall contain an initial assessment of the direct and indirect effects of the aid and an assessment of the appropriateness and proportionality of the support measure. The evaluation report shall notably assess the success towards the development of electrolytic capabilities, their systemic integration into the energy system (avoidance of network bottlenecks), the development of demand-driven infrastructure, implementation of hydrogen decarbonisation technologies. The evaluators shall also assess the success of the hydrogen technology market uptake and to what extent it is relevant to the energy system and needs. The evaluation shall be contracted out to external and independent evaluators.

5

1.1.1 Hydrogen projects within the framework of IPCEIs

Target

Commitment of EUR 1 500 000 000

 -

EUR million

0

1 500

Q3

2026

At least EUR 1 500 000 000 have been committed to hydrogen projects in line with grant decisions issued.

6

1.1.1 Hydrogen projects within the framework of IPCEIs

Target

Creation of at least 300 MW of electrolysis capacity

Megawatt

0

300

Q3

2026

At least 300 MW of electrolysis capabilities shall be created.

7

1.1.2 Support programme for decarbonisation in industry

Milestone

Entry into force of funding guideline (Förderrichtlinie) for decarbonisation in industry

Entry into force of funding guideline

  -

  -

  -

Q1

2021

The guideline has entered into force, enabling companies to submit applications.

8

1.1.2 Support programme for decarbonisation in industry

Target

Issuance of grant decisions

 -

Number

0

20

Q4

2024

Grant decisions have been issued to beneficiaries/applicants, enabling the start of the implementation of the selected projects.

9

1.1.2 Support programme for decarbonisation in industry

Target

Disbursement to the supported projects

 -

EUR million

0

426,823

Q3

2026

Of the EUR 449 288 000 allocated to the measure, at least EUR 426 823 000 of funds committed to the selected projects have been disbursed to the beneficiaries.

10

1.1.2 Support programme for decarbonisation in industry

Target

Reduction of greenhouse gas emissions in industry

 -

Million tonnes of CO2 equivalent (annual avoidance)

0

1

Q3

2026

The measure has led to the avoidance of at least 1 million tonnes of CO2 equivalent in 12 consecutive months in 2025/2026, as evidenced by the interim/final reports sent by beneficiaries to the project promoter. The reports shall indicate how many greenhouse gas emissions (GHG) have been avoided by the implemented projects, compared to the GHG emissions that would have occurred without the intervention. The overall GHG emissions reduction achieved by the measure shall be summarised in a separate report.

11

1.1.3 Pilot scheme for climate action contracts based on the principle of Carbon Contracts for Difference

Milestone

Completion of expression of interest procedure for climate change contracts

Companies submit expressions of interest for climate change contracts to Ministry of the Environment (BMU)

  -

  -

  -

Q4

2021

The expression of interest procedure has been completed, with companies having expressed their interest in receiving support for their projects through climate change contracts and projects having been selected.

12

1.1.3 Pilot scheme for climate action contracts based on the principle of Carbon Contracts for Difference

Milestone

Funding guideline (Förderrichtlinie) for a pilot programme on climate change contracts based on the principle of Carbon Contracts for Difference

Entry into force of funding guideline

 -

 - 

 -

Q3

2022

The guideline for a pilot programme on climate change contracts based on the principle of Carbon Contracts for Difference has entered into force, enabling companies to submit applications.

13

1.1.3 Pilot scheme for climate action contracts based on the principle of Carbon Contracts for Difference

Target

Disbursement to the supported projects

 -

EUR million

0

522,5

Q3

2026

Of the EUR 550 000 000 allocated to the measure, at least EUR 522 500 000 of funds committed to the selected projects have been disbursed to the beneficiaries.

14

1.1.4 Project-related climate protection research

Target

Approval of applications for support of climate-related research projects

 -

Number of applications approved

0

45

Q4

2021

The climate-related research projects selected under the call for tender have been approved for funding.

15

1.1.4 Project-related climate protection research

Target

Disbursement to the supported projects

 -

EUR million

0

57

Q4

2025

Of the EUR 60 000 000 allocated to the measure, at least EUR 57 000 000 of funds committed to the selected projects have been disbursed to the beneficiaries.

16

1.1.4 Project-related climate protection research

Target

Completion of supported climate-related research projects

 -

Number

0

45

Q4

2025

Projects have been completed, as evidenced by the submission of the final report.

17

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Milestone

Publication of the competition “Idea Competition ‘Hydrogen Republic Germany’” (Förderaufruf zum Ideenwettbewerb „Wasserstoffrepublik Deutschland“)

Publication of the competition on the Ministry of Education and Research‘s homepage

 -

 -

 -

Q2

2020

The competition, including the eligibility conditions, has been published on the homepage of the Ministry of Education and Research and opened for applications.

18

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Target

Issuance of grant decisions

 -

Number of grant decisions issued

0

150

Q2

2022

Grant decisions have been issued to beneficiaries/applicants, enabling the start of the implementation of the selected projects.

19

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Target

Completion of the supported projects

 -

Number

0

150

Q3

2026

The projects have been completed, as evidenced by the availability of the official final report. These reports shall describe in detail the results achieved and compare them with the objectives set.

20

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Target

Disbursement to the supported projects

 -

EUR million

0

560

Q3

2026

Of the EUR 700 000 000 allocated to the flagship projects, at least EUR 560 000 000 have been disbursed to beneficiaries. Calculation based on actual payments made.

21

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Target

Commitment for flagship research and innovation projects

 -

EUR million

0

665

Q3

2026

Of the EUR 700 000 000 allocated to the flagship projects, at least EUR 665 000 000 have been committed.

   B. COMPONENT 1.2: Climate-friendly mobility 

The component of the German recovery and resilience plan addresses the challenge of climate change mitigation with a focus on the transport sector.

The objective of the component is to contribute to substantially reducing CO2 emissions in the transport sector. It specifically aims to establish alternative technologies in the transport sector in a sustainable way, to make them more energy-efficient, climate- and environmentally friendly, thereby further promoting the energy transition in transport.

Support for the market development of electro-mobility and the complementary investment in sustainable mobility technologies are also intended to support the transition towards a climate-neutral automotive and supply industry and to help Germany strengthen its economy in the medium and long term.

The component supports addressing the Country Specific Recommendation to “focus investment on the green and digital transition, in particular on sustainable transport, (…) research and innovation” (Country Specific Recommendation 1 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

B.1.    Description of the reforms and investments for non-repayable financial support

1.2.1 Investment: Support for the construction of charging infrastructure

The general challenge addressed by the measure is the need to develop clean mobility solutions to decarbonise the transport sector. Specifically, this measure tackles the need to develop a ubiquitous network of charging infrastructure for e-vehicles. This is one of the key conditions for the success of electro-mobility as the current lack of charging infrastructure holds back the purchase of e-vehicles.

The measure consists of aid for building recharging points, including the necessary grid connection of the recharging site and the installation of the recharging point itself. Support shall take the form of project funding for a grant scheme to be operated by the Ministry of Transport and Digital Infrastructure (BMVI). It shall apply to both publicly accessible and non-publicly accessible charging infrastructure.

The implementation of the measure shall be completed by 31 December 2025.

1.2.2 Investment: Funding for the development of electro-mobility

The general challenge addressed by this measure is also the need to develop clean mobility solutions to decarbonise the transport sector. In particular, it targets the further market development of electro-mobility and, in particular, the development of municipal and commercial vehicle fleets.

The measure consists of financial support given for the purchase of electric vehicles in municipal and commercial fleets and necessary charging infrastructure for the operation of these vehicles. In addition, application-oriented research and development projects, the development of electric mobility projects (municipal and commercial) and electro-mobility concepts shall be supported. The support shall take the form of funding a grant scheme to be operated by the Ministry of Transport and Digital Infrastructure (BMVI).

The implementation of the measure shall be completed by 30 June 2024.

1.2.3 Investment: Support for the replacement of the private vehicle fleet

The general challenge addressed by this measure is the same as for measure 1.2.2. The promotion of electro-mobility is an essential part of achieving the Paris climate goals in the transport sector. The measure focuses on the challenge represented by the very low share of pure e-cars in the total vehicle fleet (1,2% in 2020), especially compared to the 7 million to10 million electric vehicles envisaged in the 2030 Climate Change Programme.

The measure shall reduce the purchase prices of electric vehicles, which is usually higher compared to those with internal combustion engines, thereby stimulating the market. Support shall be provided exclusively for the promotion of zero-emission vehicles and plug-in hybrids emitting less than 50g CO2/km.

The implementation of the measure shall be completed by 31 December 2022.

1.2.4 Reform: Extension of the initial registration period for granting the ten-year tax exemption for purely electric vehicles 

The general challenge addressed by this measure is the same as for measure 1.2.2. The promotion of electro-mobility is an essential part of achieving the Paris climate goals in the transport sector.

The measure consists of a ten-year tax exemption starting from the registration of an electric vehicle. It shall be limited to purely electric vehicles. The exemption shall apply to all natural and legal persons.

The implementation of the reform shall be completed by 31 March 2026.

1.2.5 Investment: Support for purchases of buses with alternative propulsion

The general challenge addressed by this measure is the same as for measure 1.2.2. The aim of the measure is to support the market circulation of alternatively fuelled buses in passenger transport. Currently, diesel buses are still almost exclusively used in bus transport. The shift to low-emission buses shall contribute to a lower climate impact and less air pollution.

The measure consists of grants attributed on the basis of calls for tenders. Funds shall mainly be used for battery-powered electric buses, battery trolley buses, fuel cell buses and 100% biomethane-powered buses. Operationally necessary infrastructure, as well as feasibility studies on alternative drives in public transport, may also be supported. It is expected that the financing of buses to be fuelled with biomethane will remain limited (the share of gas buses in Germany has steadily decreased in recent years and is currently around 2% of all city buses in use).

The implementation of the measure is expected to start in the third quarter of 2021 and shall be completed by 30 September 2026.

1.2.6 Investment: Support to promote alternative rail propulsion

The challenge addressed by this measure is also the decarbonisation of the transport sector, but it focuses on rail. Around 3 200 diesel locomotives are currently used in rail freight transport; 60% may be classified as very old vehicles with high CO2 emissions. This measure aims to replace these particularly old vehicles to achieve a significant reduction in CO2 emissions and air pollutants (such as nitrogen oxides and black carbon).

The measure consists of financial support for the procurement of innovative rail vehicles (in terms of powertrain) or the conversion to alternative engines with significant CO2 savings on non-electrified lines compared to conventional diesel vehicles. Applications shall be prioritised on the basis of environmental benefits.

The implementation of the measure shall be completed by 31 December 2024.

1.2.7 Investment: Promotion of the industries involved in hydrogen and fuel cell applications in transport

This measure seeks to contribute to the decarbonisation of the transport sector in link with component 1.1 Decarbonisation using renewable hydrogen in particular. The objective is to support a competitive supply industry for hydrogen and fuel cell technology. This includes enabling the production of fuel cell components and serial testing of hydrogen components and vehicles in Germany.

A new Hydrogen Technology and Innovation Centre shall focus on the hydrogen and fuel cell technology value chain for mobility applications. It shall also provide a development, certification and standardisation facility, which is not able to be carried out without public support due to the early stage of the market and the high costs involved. The measure shall also provide additional funding opportunities for the vehicle and supply industry through the existing funding guidelines in the National Innovation Programme for Hydrogen and Fuel Cell Technology.

The implementation of the measure shall be completed by 31 August 2026.

B.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

Sequential Number

Related Measure (Reform or Investment)

Milestone/ Target

Name

Qualitative indicators
(for milestones)

Quantitative indicators
(for targets)

Indicative timeline for completion

Description of each milestone and target

Unit of measure

Baseline

Goal

Quarter

Year

22

1.2.1 Support for the construction of charging infrastructure

Milestone

Entry into force of funding guidelines

Two funding guidelines published in the Federal Gazette (Bundesanzeiger)

  -

 -

 -

Q4

2021

The two funding guidelines are published in the Federal Gazette (Bundesanzeiger), enabling eligible organisations / households to submit applications to: (1) ‘charging infrastructure for residential buildings’ and (2) ‘publicly accessible charging infrastructure for electric vehicles’.

23

1.2.1 Support for the construction of charging infrastructure

Target

Expansion of the public recharging network for electric vehicles

 -

Number of publicly accessible recharging points

0

50 000

Q4

2025

At least 50 000 publicly accessible recharging points have been funded with support from the grant scheme operated by the Ministry of Transport and Digital Infrastructure (BMVI).

24

1.2.1 Support for the construction of charging infrastructure

Target

Expansion of recharging points in residential buildings

 -

Number of recharging points in residential buildings

0

400 000

Q4

2023

At least 400 000 recharging points in residential buildings have been funded with support from the grant scheme operated by the Ministry of Transport and Digital Infrastructure (BMVI).

25

1.2.2  Funding for the development of electro-mobility

Milestone

Entry into force of the funding guidelines

Entry into force of funding guidelines published in the Federal Gazette (Bundesanzeiger)

  -

 -

 -

Q4

2020

The funding guidelines covering the development of municipal and commercial e-vehicle fleets and charging infrastructure, as well as related applied R&D (e-mobility concepts/designs) and e-mobility concepts have been published in the Federal Gazette (Bundesanzeiger), enabling eligible organisations / households to submit applications.

26

1.2.2 Funding for the development of electro-mobility

Target

Commitment of funds

 -

EUR million

0

71,25

Q4

2022

Of the EUR 75 000 000 allocated to the measure, at least EUR 71 250 000 have been committed.

27

1.2.2 Funding for the development of electro-mobility

Target

Expansion of municipal and commercial e-mobility fleets

 -

Number of e-vehicles

0

4 000

Q2

2024

Municipalities, companies and other eligible organisations have received funding commitments for at least 4 000 e-vehicles with support of the grant scheme.

28

1.2.2 Funding for the development of electro-mobility

Target

Completion of electro-mobility preliminary designs

 -

Number of completed electro-mobility preliminary designs

0

80

Q2

2024

At least 80 electro-mobility preliminary designs have been completed for municipalities, companies or other eligible organisations.

29

1.2.3 Support for the replacement of the private vehicle fleet

Target

Support for the purchase of 240 000 electric vehicles

 -

Number of e-vehicles purchased

0

240 000

Q1

2021

Beneficiaries have received grant support for the purchase of a total of 240 000 electric vehicles on the basis of the amended funding guidelines that entered into force on 8 July 2020.

30

1.2.3 Support for the replacement of the private vehicle fleet

Target

Support for the purchase of another 320 000 electric vehicles

 -

Number of e-vehicles purchased

240 000

560 000

Q4

2022

Beneficiaries have received grant support for the purchase of a (cumulative) total of 560 000 electric vehicles on the basis of the amended funding guidelines that entered into force on 8 July 2020.

31

1.2.4 Extension of the initial registration period for granting the ten-year tax exemption for purely electric vehicles

Milestone

Entry into force of the Seventh Motor Vehicle Tax Amendment Act

Provision in the law indicating the entry into force of the Seventh Motor Vehicle Tax Amendment Act

  -

 -

 -

Q4

2020

The amendment to the Motor Vehicle Tax Act to extend the initial registration period for e-vehicles to obtain the ten-year tax exemption has entered into force.

32

1.2.4 Extension of the initial registration period for granting the ten-year tax exemption for purely electric vehicles

Milestone

Evaluation of the measure

The measure shall be evaluated five years after its entry into force, within the framework provided for in the Seventh Motor Vehicle Tax Amendment Act.

  -

 -

 -

Q1

2026

The evaluation shall examine whether the vehicle tax bases is expected to continue to provide incentives for environmentally and climate-friendly mobility in the future. In particular, the data from the customs administration and the Federal Motor Transport Authority shall be used for this purpose (cf. BT-Drs.19/20978 p. 16). The evaluation shall be published.

33

1.2.5 Support for purchases of buses with alternative propulsion

Milestone

Publication of funding guidelines

Publication in the Federal Gazette (Bundesanzeiger)

  -

 -

 -

Q3

2021

The funding guidelines on the support scheme for the purchase of buses and coaches for passenger transport with alternative propulsion have been published in the Federal Gazette (Bundesanzeiger).

34

1.2.5 Support for purchases of buses with alternative propulsion

Target

Approval of applications

 -

EUR million

0

1 031

Q3

2025

Of the EUR 1 085 000 000 allocated to the measure, at least EUR 1 031 000 000 of bus purchase projects have been approved, enabling the orders of the corresponding buses.

35

1.2.5 Support for purchases of buses with alternative propulsion

Target

Orders of buses with alternative propulsion

 -

Number of buses ordered

0

2 800

Q3

2026

At least 2 800 buses with alternative propulsion have been ordered with support from the scheme.

36

1.2.6 Support to promote alternative rail propulsion

Milestone

Entry into force of the funding guidelines

Entry into force

  -

 -

 -

Q1

2021

The funding guidelines for the grant scheme to promote alternative rail propulsion have entered into force enabling eligible organisations to submit applications.

37

1.2.6 Support to promote alternative rail propulsion

Target

Approval of applications

 -

EUR million

0

215,65

Q3

2024

Of the EUR 227 000 000 allocated to the measure, at least EUR 215 650 000 of rail purchase projects have been approved, enabling the orders of the corresponding rail vehicles.

38

1.2.6 Support to promote alternative rail propulsion

Target

Order of rail vehicles with alternative propulsion

 -

Number of rail vehicles ordered

0

280

Q4

2024

At least 280 rail vehicles (locomotives) with alternative (to conventional diesel) propulsion have been ordered, with support from the scheme, as evidenced by binding awards by the beneficiary of contracts for the delivery of the vehicles with manufacturers.

39

1.2.7 Promotion of the industries involved in hydrogen and fuel cell applications in transport

Milestone

Entry into force of amendment extending existing supporting guidelines (Förderrichtlinien) of the National Hydrogen and Fuel Cell Technology Innovation Programme (NIP) (or if not sufficiently covered by existing supporting guidelines, entry into force of new supporting guidelines).

Publication in Federal Gazette (Bundesanzeiger)

  -

 -

 -

Q4

2021

The relevant funding guidelines in the National Hydrogen and Fuel Cell Technology Innovation Programme (NIP), currently limited to 30 June 2021, has been extended in time and this extension has entered into force. If planned projects under the measure are not sufficiently covered by existing supporting guidelines, separate supporting guidelines shall be adopted.

40

1.2.7 Promotion of the industries involved in hydrogen and fuel cell applications in transport

Target

Approval of projects for the vehicle and supplier industry for hydrogen and fuel cell applications in transport

  -

Number of approved projects

0

170

Q4

2025

At least 170 R&D and market activation projects for hydrogen and fuel cell applications in transport have been approved, enabling the start of the implementation of the funded projects.

41

1.2.7 Promotion of the industries involved in hydrogen and fuel cell applications in transport

Milestone

Establishment of a Technology and Innovation Centre for Hydrogen Technology

At least partial start of operations of the centre

  -

 -

 -

Q3

2026

The Technology and Innovation Centre shall be at least partially operational, while, for example, construction works may not have been completed. Partial operation of the centre guarantees that the actual support services to businesses and stakeholders may be provided.

   C. COMPONENT 1.3: Climate-friendly renovation and construction

The component of the German recovery and resilience plan addresses the challenge of climate change mitigation and energy transition with a focus on energy-efficient renovation.

In the building sector, Germany aims to reduce CO2 emissions by around 40% by 2030 compared to current levels (120 million tonnes of CO2 equivalent in 2020). By 2050, Germany aims to achieve net-zero GHG emissions, including for the building stock in Germany. At the same time, it must be ensured that construction and housing remain affordable.

The climate-friendly construction and renovation component aims at contributing to the achievement of these objectives by increasing energy efficiency and the share of renewable energy in final energy consumption for heating and cooling in buildings. Accompanying measures for the timber construction sector towards digitalisation, circularity and climate-friendly practices shall also be undertaken as timber is identified as having the potential to constitute a climate friendly and resource-efficient building material, as well as leading to cost-effective and time-efficient construction and renovation methods.

The component supports addressing the Country Specific Recommendations related to the green transition, in particular clean, efficient and integrated energy systems and, indirectly, to making housing more affordable (Country Specific Recommendation 1 in 2019 and Country Specific Recommendation 2 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

C.1.    Description of the reforms and investments for non-repayable financial support

1.3.1 Investment: Support programme for the development of a climate-friendly timber construction

The objective of this investment is to accelerate the development, deployment and diffusion of innovative technologies, processes, products and services (digital transformation) to increase the use of timber as a climate-friendly building material. The measure is also intended to help overcome structural disadvantages and obstacles in order to be able to establish construction with timber on an equal footing in large-scale, multi-storey construction. To overcome the challenge of transfer of knowledge, innovation and technology between research and practice, the measure further aims to improve the networking between businesses, academia and research institutions related to climate-friendly construction with timber.

To that end, the measure shall focus support on advisory services (analysis, evaluations and recommendations) directed towards increasing the use of timber (coniferous/deciduous) and related to digitalisation, service and business innovation, business optimisation, and recyclability of construction products. The measure shall also focus on the development of innovation clusters related to innovation and development of climate-friendly timber construction. Given the structure of the sector, SMEs are expected to be the main beneficiaries of the support.

The implementation of the measure shall be completed by 31 December 2021. This corresponds to the period during which project owners may apply for support.

1.3.2 Investment: Municipal living labs for the energy transition

Municipal living labs for the energy transition explore and demonstrate innovative solutions for the efficient and sustainable energy supply of urban neighbourhoods. Technological and non-technical innovations are tested in a real-world environment, thereby contributing to technology development and market penetration, whilst serving as a blueprint for the subsequent large-scale roll-out of integrated solutions.

Living laboratories (including this measure) are one of the sector coupling measures of the German National Energy and Climate Plan (NECP).

At least four joint living labs projects shall be implemented, covering at least 10 urban neighbourhoods.

The implementation of the measure shall be completed by 31 March 2026.

1.3.3 Investment: Building renovation: federal funding for energy-efficient buildings

This investment measure focuses on support to the energy-efficient renovation of residential buildings. The measure shall achieve, on average, at least a medium-depth level renovation as defined in Commission Recommendation (EU) 2019/786 on Building Renovation 4 . More specifically, given the current state of housing stock and the minimum requirement to obtain support under the measure (the renovated building must achieve at minimum Energy class 100) it is expected to achieve on average a minimum of 45% of primary energy demand savings and potentially significantly more (70% savings) through bonuses for renewable energy and better classes of energy efficiency.

The implementation of the measure under the German recovery and resilience plan is expected to start by 1 July 2021 and shall be completed by 31 August 2026. In addition, Germany is planning to prolong the measure beyond 2026 with funding under its national budget.

C.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

Qualitative indicators
(for milestones)

Quantitative indicators
(for targets)

Indicative timeline for completion

Description of each milestone and target

Unit of measure

Baseline

Goal

Quarter

Year

42

1.3.1 Support programme for the development of a climate-friendly timber construction sector

Milestone

Funding guidelines on the promotion of climate-friendly timber construction

Publication in the Federal Gazette (Bundesanzeiger) and entry into force of the funding guidelines

  -

 -

 -

Q1

2021

The guidelines have been published in the Federal Gazette (Bundesanzeiger), enabling companies and eligible organisations to apply for funding.

43

1.3.1 Support programme for the development of a climate-friendly timber construction sector

Target

Approval of projects related to the development of climate-friendly timber construction

 -

Number of approved projects

0

20

Q2

2022

At least 20 projects have been approved, enabling the beneficiaries to start their implementation.

44

1.3.2 Municipal living labs for the energy transition 

Target

Approval of ‘living labs’ projects

 -

Number of approved projects

0

4

Q4

2023

At least four joint living labs projects have been approved through a grant decision, enabling the start of their implementation.

45

1.3.2 Municipal living labs for the energy transition

Target

Completion of urban neighbourhood projects

  -

Number

0

10

Q1

2026

Innovative installations for efficient and sustainable energy supply have been tested and are operational in 10 urban neighbourhoods. The 10 implemented neighbourhood projects demonstrably achieve a reduction in primary energy demand compared to conventional energy supply for buildings, thus contributing to decarbonisation in the building sector.

46

1.3.3 Building renovation: federal funding for energy-efficient buildings 

Milestone

Funding guidelines for the support of energy-efficient renovation of buildings

Publication of funding guidelines in the Federal Gazette (Bundesanzeiger)

  -

 -

 -

Q3

2021

The guidelines have been published, enabling households and eligible organisations to apply for funding.

47

1.3.3 Building renovation: federal funding for energy-efficient buildings

Target

Completion of energy-efficient renovations of 10 000 housing units.

  -

Number of housing units renovated

0

10 000

Q4

2024

At least 10 000 housing units have been renovated under the support scheme; the corresponding works have been fully carried out and the corresponding grants have been disbursed.

48

1.3.3 Building renovation: federal funding for energy-efficient buildings

Target

Completion of energy-efficient renovations of a further 30 000 housing units

 -

Number

10 000

40 000

Q2

2026

At least 40 000 housing units have been renovated under the support scheme; the corresponding works have been fully carried out and the corresponding grants have been disbursed.

   D. COMPONENT 2.1: Data as the raw material of the future

The objectives of this component of the German recovery and resilience plan are to support the transition towards a secure and dynamic data economy through the promotion of data-driven innovation in the context of the data strategy 5 adopted by the German federal government on 27 January 2021, as well as through investments in research, development, innovation and first industrial deployments in strategic technological areas linked to the processing of data (microelectronics and next generation cloud infrastructures and services) in the context of large multi-country initiatives.

The component supports addressing the Country Specific Recommendations on investment in the digital transition (Country Specific Recommendation 1 in 2019 and Country Specific Recommendation 2 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

D.1.    Description of the reforms and investments for non-repayable financial support

2.1.1 Reform: Innovative data policy for Germany

The objectives of the measure are to foster the sharing and innovative use of data. It notably aims at addressing the lack of infrastructures, data literacy, incentives to share data and incentives to invest in the data economy.

The investment consists of supporting projects, selected mainly through calls for proposals, covering the following activities:

-networks and research and development of software for high-performance computing;

-pilot projects/use cases/real laboratories (‘regulatory data sandboxes’) for the testing and scientific monitoring of data diffusion models;

-a research network of six living labs investigating depersonalisation of data in certain application domains such as healthcare, automotive, retail and manufacturing;

-research projects on technologies to anonymise data;

-actions aiming at developing data literacy in different fields of science (including those that are less data-intensive);

-data science laboratories linked to the national research data infrastructure;

-support to young researchers in data science;

-support to universities in the re-use, sharing and management of research data;

-monitoring of data skills of the German population;

-data literacy courses for students and other learners;

-research and innovation on architectures, institutions and spaces for the data society;

-development of a freely available toolbox for increased data literacy; and

-a pilot project on data cooperation in the food value chain.

A specific set of actions aiming at improving data literacy and data use in the federal administration shall also be supported. These shall include:

-the stock-taking and analysis of measures already taken to increase data literacy;

-the mapping of data competence across public administration services;

-the creation of Chief Data Scientists or similar roles in federal ministries;

-the establishment and strengthening of internal data laboratories and data competence centres in federal ministries and agencies, including notably the Foreign Office, the Federal Ministry of Education and Research, the Federal Environment Agency, the Federal Ministry of Defence, the Federal Ministry for Economic Cooperation and Development, the Federal Institute for Occupational Safety and Health, the German Corporation for International Cooperation; and

-the creation of a digital academy in the Federal Academy for Public Administration, bringing together all training opportunities to support digitalisation.

The implementation of the reform shall be completed by 31 December 2025.

2.1.2 Investment: IPCEI Microelectronics and Communication Technologies

The objective of the measure is to contribute to a cross-border initiative aiming at endowing the European Union with capabilities in electronics design and deployment of the next generation of low power trusted processors and other electronic components.

The initiative is expected to be implemented through a planned Important Project of Common European Interest (IPCEI) 6 .

The investment consists of providing support to German participants in projects to be implemented as part of the planned IPCEI.

The implementation of the investment shall be completed by 31 August 2026.

2.1.3 Investment: IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

The objective of the measure is to contribute to a large-scale cross-border initiative aiming at fostering the development and first industrial deployment of smart cloud and edge solutions that are highly innovative, fully interoperable, highly secure, energy efficient and fully compliant with data protection.

The initiative is expected to be implemented through a planned IPCEI.

The investment consists of providing financial support to German participants in projects to be implemented as part of the planned IPCEI.

The selection criteria shall ensure that more than 50% of these projects address energy-efficiency as one of their key priorities and comply with the European Code of Conduct on Data Centre Energy Efficiency.

The implementation of the investment shall be completed by 31 August 2026.

D.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

.

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

Qualitative indicators
(for milestones)

Quantitative indicators
(for targets)

Indicative timeline for completion

Description of each milestone and target

Unit of measure

Baseline

Goal

Quarter

Year

49

2.1.1 Innovative data policy for Germany

Milestone

Start of projects

Start of all projects

 -

 -

 -

Q4

2022

All projects and activities of the measure have started. Wherever relevant, selection procedures have been completed and selected projects have started.

50

 2.1.1 Innovative data policy for Germany

Target

Development of human resources and capabilities in federal ministries

 -

Percentage of federal ministries with data units and internal data laboratories

 0

95 

 Q3

2026 

At least 95% of federal ministries have established a Chief Data Scientist unit or equivalent and an internal data laboratory

51

 2.1.1 Innovative data policy for Germany

Target

Budget execution – disbursement of at least EUR 464 400 000 to the supported projects

 -

EUR million

0

464,4

Q3

2026

Of the EUR 516 000 000 allocated to the measure, at least EUR 464 400 000 have been disbursed to envisaged projects and activities.

52 

 2.1.2 IPCEI Microelectronics and Connectivity

 Milestone

Content design of the planned IPCEI

Completion of national call for expression of interest process to identify projects in Germany

 -

 -

 -

 Q2

2021

The expression of interest procedure has been completed. Potential projects and project participants in Germany have been identified.

53

2.1.2 IPCEI Microelectronics and Connectivity

Target

Launch of first projects

 -

 Number of projects

10

Q4

2022

Ten grant decisions have been signed.

54

2.1.2 IPCEI Microelectronics and Connectivity

Target

Budget execution – disbursement of at least EUR 1 275 000 000 to the supported projects

 -

EUR million

0

1 275

Q3

2026

Of the EUR 1 500 000 000 allocated to the measure, at least EUR 1 425 000 000 have been committed (through signatures of grant decisions) and at least EUR 1 275 000 000 have been disbursed to projects.

55

2.1.3 IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

Milestone

Launch of R&D&I projects

Signature of grant decisions for R&D&I projects

 -

 -

 -

Q4

2022

The grant decisions have been signed for all R&D&I projects covered by the IPCEI State aid decision. The selection criteria have ensured that more than 50% of these projects address energy-efficiency as one of their key priorities and comply with the European Code of Conduct on Data Centre Energy Efficiency.

56

2.1.3 IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

Milestone

Completion of R&D&I projects and launch of large-scale piloting of use cases

Publication of a report on the state of play of the projects

 -

 -

 -

Q4

2024

A report on the state of play of the initiative has been published.

57

2.1.3 IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

Target

First industrial deployment of solutions developed under the measure.

 -

Number of use cases addressed in large-scale pilots which are eventually addressed in first industrial deployments

0

1

Q3

2026

At least one of the use cases addressed in the large-scale piloting phase shall have been subject to a first industrial deployment.

58

 2.1.3 IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

 Target

Budget execution – disbursement of at least EUR 637 500 000 to the supported projects

  -

EUR million

0

637,5

Q3

2026

Of the EUR 750 000 000 allocated to the measure, at least EUR 712 500 000 have been committed (through signatures of grant decisions) and at least EUR 637 500 000 have been disbursed to projects. More than 50% of the funded projects addressed energy-efficiency as one of their key priorities and complied with the European Code of Conduct on Data Centre Energy Efficiency.

   E. COMPONENT 2.2: Digitalisation of the Economy

The objectives of the component of the German recovery and resilience plan are to support the digital transition of the German economy and the challenges resulting from it. The component addresses essential aspects such as research and innovation on digital technologies, and skills. It also aims at providing specific support to the automotive and rail sectors.

The component supports addressing the Country Specific Recommendations on investment in the digital transition (Country Specific Recommendation 1 in 2019 and Country Specific Recommendation 2 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

E.1.    Description of the reforms and investments for non-repayable financial support

2.2.1 Investment: Vehicle manufacturer/supply industry investment programme

The objective of the measure is to provide support to the digital and ecological transition of the automotive industry, in the context of a programme aiming at supporting future-oriented investments by the vehicle manufacturers and supply industry 7 .

The investment consists of funding projects to be selected through four calls for proposals corresponding to three modules and addressing:

-module (a):

oinvestments in the vehicle sector, supporting in particular future-oriented investment projects by small and medium-sized enterprises in the vehicle industry, with the aim of making production processes more energy efficient and digital; and

osupport to research and development projects in the field of digitalisation of production processes and industry 4.0 in the vehicle industry.

-module (b):

osupport to research and development projects in the field of automated driving, innovative powertrains and light building in vehicle technologies.

-module (c):

osupport to regional innovation clusters for the transformation of the vehicle industry, addressing in particular the supply industry and focusing on technology transfer between enterprises from regions particularly affected by structural change, transition to climate-neutral propulsion and digitalisation and modernisation of industry production processes.

Only future investments that make a significant contribution to the digitalisation and climate objectives of the programme launched by Germany to support future-oriented investments by the vehicle manufacturers and supply industry shall be supported. Therefore, no targeted support for fossil combustion engine technologies in the vehicle sector shall be provided under the measure.

The implementation of the investment shall be completed by 31 August 2026.

2.2.2 Reform: Federal programme ‘Building continuing education and training networks (CET networks)’

The objective of the measure is to support so-called ‘CET networks’, which promote the organisation of training activities, for employees of SMEs in particular. More specifically, the aim is to support the establishment or development of professional development networks, in order to enable companies, among other things, to benefit from the experience of other companies and of educational and advisory centres and institutions, and thereby to develop their own strategic staff development and training planning. These ‘skills alliances’ shall also enable participating training providers to adapt their offer.

The investment consists of supporting around 40 pilot projects, selected through one of the calls for proposals organised under the federal programmes ‘Building CET networks’.

The implementation of the reform shall be completed by 31 December 2024.

2.2.3 Investment: Digitalisation and Technology Research Centre of the Bundeswehr (dtec.bw)

The objective of the measure is to support research and innovation activities on strategic technological areas for the future, in order to contribute to strengthen German and European digital and technological sovereignty.

The investment consists of supporting research, development and innovation activities led by the Digitalisation and Technology Research Centre of the Bundeswehr (dtec.bw).

The corresponding research projects shall focus on digital fields and key technologies for the future, in line with the federal government’s high-tech strategy priorities (‘Sustainability’, ‘Climate Protection and Energy’, ‘Mobility’, ‘Security’ and ‘Economics and Work 4.0’):

-Space research, aerospace engineering and space communications;

-Sensor technology and integrated sensor systems;

-Innovative, connected mobility;

-Cybersecurity, including quantum communications;

-Research on risk, critical infrastructures, security and conflict;

-Technologies, methods and impacts of digitalisation (e.g. additive manufacturing);

-Digitalisation of the energy and production sectors, sustainable infrastructure development;

-Artificial Intelligence, robotics and intelligent physical systems; and

-Skills for the digital world of work and leadership models of the future.

The implementation of the investment shall be completed by 31 August 2026.

2.2.4 Investment: Promoting the digitalisation of rail by replacing conventional interlocking/fast-track programmes to speed up the roll-out of the ‘Digital Rail Germany’ (SLP)

The objective of the measure is to support the digitalisation of railway in the context of the ‘Digital Rail Germany’ initiative and the ‘fast track’ programme aiming at accelerating it. This initiative gathers public and private stakeholders (including the Federal Railway Authority (EBA), research and technical organisations and industry, amongst others) in order to develop standardised, interoperable and modular components for the digitalisation of railway operations.

The investment consists of funding seven pilot projects of the programme, aiming at developing solutions to replace old signal boxes and level crossing protection systems by security systems of the latest digital generation.

Four of these projects shall enable established firms to certify new solutions in an operational context, while the other three shall enable additional providers to validate their solutions in laboratory tests. The new solutions developed by these projects shall be compatible with the technical specifications of the ‘Digital Rail Germany’ programme. They are also expected to be upgradeable and compatible with a subsequent ETCS (European Train Control System) upgrade by means of uniform system interfaces.

The implementation of the investment shall be completed by 31 December 2021.

E.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

Qualitative indicators
(for milestones)

Quantitative indicators
(for targets)

Indicative timeline for completion

Description of each milestone and target

Unit of measure

Baseline

Goal

Quarter

Year

59

2.2.1 Vehicle manufacturers/suppliers investment programme

Milestone

Publication of all funding guidelines

Publication of the funding guidelines in the Federal Gazette (Bundesanzeiger)

 -

 -

 -

Q1

2021

All the funding guidelines for the four types of support measures under the programme have been published in the Federal Gazette (Bundesanzeiger) and have become legally binding.

60

2.2.1 Vehicle manufacturers/suppliers investment programme

Target

Approval of projects

 -

Number of projects approved

0

401

Q1

2023

At least 401 funding projects (for the three modules) have been approved and have received a support decision for implementation.

61

2.2.1 Vehicle manufacturers/suppliers investment programme

Target

Successful completion of projects

 -

Number of projects successfully completed

0

531

Q3

2026

At least 531 funding projects approved between 2021 and 2026 have been successfully completed.

62

 2.2.2 Federal programme ‘Building further CET networks’

 Milestone

Publication of the funding guidelines 

Publication of the funding guidelines in the Federal Gazette (Bundesanzeiger)

  -

 -

 -

 Q2

2020

The funding guidelines have been published in the Federal Gazette (Bundesanzeiger) and have become legally binding.

63

 2.2.2 Federal programme ‘Building further CET networks’

Target

Active participation of additional enterprises in CET networks

 -

Number of additional enterprises participating in CET networks

0

200

Q4

2022

At least 200 additional enterprises participate in CET networks. These companies participate in the collection of training needs, the design of new training measures or modules and the use of proposed training measures or modules together with other companies (use of information and participation in events only shall not be considered as active participation). Only companies that have not already been designated as cooperation partners at the start of the respective skills alliance shall be taken into account for this target.

64

 2.2.2 Federal Programme ‘Building further CET networks’

Target

Revision or redesign of training measures or sub-modules as a result of the work of the CET networks

 -

Number of revised or redesigned training measures

0

60

Q4

2024

At least 60 training measures or sub-modules have been redesigned or revised, taking into account digital skills, which have been initiated or encouraged by CET networks or which take into account the results of the needs assessments carried out by the coordinating bodies of CET networks.

65

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Target

Launch of research projects

 -

Number of projects

0

68

Q1

2021

At least 68 funding grants have been signed and the corresponding 68 projects have received funding and may start their research activity.

66

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Milestone

Report on research and transfer outputs

Publication of a report to Federal Ministry of Defence confirming successful progress of projects

 -

 -

 -

Q4

2023

A report to the Federal Ministry of Defence has been published, confirming the progress of the funded projects in terms of research outputs, cooperation, knowledge transfer and technology transfer with at least (overall):

-200 publications;

-70 collaborations initiated with other research institutes;

-30 collaborations initiated with industrial companies and startups;

-15 collaborations initiated with agencies of the Federal Armed Forces and the public administration;

-10 prototypes of mature technologies; and

-10 patent applications.

Additionally, an external evaluation of the measure by the German Science Council has also been published.

67

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Target

Continuation of projects

 -

Number of projects assessed as progressing satisfactorily

0

40

Q2

2024

On the basis of an interim evaluation, at least 40 projects are considered as progressing satisfactorily and may continue their activities.

68

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Target

Budget execution – disbursement of EUR 700 000 000 to the supported

 -

Funds paid to projects

0

700

Q3

2026

At least EUR 700 000 000 has been disbursed to projects supported through the measure.

69

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Milestone

Report on research and transfer outputs

Publication of a report to Federal Ministry of Defence confirming successful progress of projects

 -

 -

 -

Q3

2026

A report to the Federal Ministry of Defence has been published, confirming the overall success of the funded projects in terms of research outputs, cooperation, knowledge transfer and technology transfer with at least (overall):

-400 publications;

-60 doctorates completed;

-100 collaborations initiated with other research institutes;

-70 collaborations initiated with industrial companies and startups;

-30 collaborations initiated with agencies of the Federal Armed Forces and the public administration;

-20 prototypes of mature technologies;

-20 patent applications; and

-10 start-up projects.

70

2.2.4 Promoting the digitalisation of railways by replacing conventional interlocking/fast-track programmes to speed up the roll-out of ‘Digital Rail Germany’

Milestone

Signature of the financing agreement for the ‘fast track’ programme between the Federal Government and Deutsche Bahn AG

Signed financing agreement between the Federal Government and Deutsche Bahn AG

 -

 -

 -

Q4

2020

The financing agreement between the Federal Government and Deutsche Bahn AG has been signed.

71

2.2.4 Promoting the digitalisation of railways by replacing conventional interlocking/fast-track programmes to speed up the roll-out of ‘Digital Rail Germany’

Milestone

Interim report on implementation

Interim report submitted by DB Netz AG to the Federal Ministry for Transport and Infrastructures (BMVI) and the Federal Railway Authority (EBA) on the implementation of the programme.

 -

 -

 -

Q2

2021

DB Netz AG has submitted a report to the Federal Ministry for Transport and Infrastructures (BMVI) and the Federal Railway Authority (EBA) on the implementation of the programme.

72

2.2.4 Promoting the digitalisation of railways by replacing conventional interlocking/fast-track programmes to speed up the roll-out of ‘Digital Rail Germany’

Target

Successful completion of pilot projects

-

Number of pilot projects completed

0

7

Q4

2021

Seven pilot projects of the programme, aiming at developing solutions to replace old signal boxes and level crossing protection systems by security systems of the latest digital generation have been completed successfully, with validation in operational conditions for at least four of them, and validation in laboratory conditions for the others.

   F. COMPONENT 3.1: Digitalisation of Education 

The component of the German recovery and resilience plan focuses on providing financial support for investments in the digital transition in education. The overall aim is to allow for more and better digital teaching and learning throughout the different education and training systems in Germany.

The component addresses the challenge of digital education in Germany. The long identified challenge has been exacerbated by the COVID-19 pandemic as the related lockdown caused closure of education sites such as schools, training institutions and universities. With the shift to online education, suboptimal infrastructure and basic digital skills are putting a break on the learning processes.

The component supports addressing the Country Specific Recommendation on focusing the investment on digital transition, in particular on education (Country Specific Recommendation 2 in 2020 and 1 in 2019) and improving educational outcomes and skills levels of disadvantaged groups (Country Specific Recommendation 2 in 2019).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

F.1.    Description of the reforms and investments for non-repayable financial support

3.1.1: Investment: Investment programme for teacher devices

The objective of this investment is to ensure the feasibility of digital teaching and learning across all schools in Germany. It consists of equipping all teachers with mobile digital devices on a lending basis. The measure shall be part of a bigger framework supporting digital education that is only partially supported by the German recovery and resilience plan. The provision of digital devices shall be ensured by schools.

The implementation of the investment shall be completed by 31 December 2021.

3.1.2 Reform: Education platform

The objective of this measure is to develop and establish the first national education platform for an encompassing education area that, with digital means, supports the development of competences by learners throughout their individual learning pathways. The platform shall connect existing and new learning offers and learning materials and allow for a broad and open access.

The implementation of the measure is expected to start by 31 March 2022 and shall be completed by 31 December 2025.

3.1.3 Reform: Educational centres of excellence

The objective of this measure is to improve and institutionalise digital education as part of the established teacher education and further education framework. The measure shall support by providing scientific content the development and set-up of competence centres for digital education based on a system of collaboration between teacher education and in-service training institutions, universities, and research institutes.

The implementation of the measure shall be completed by 31 August 2026.

3.1.4 Investment: Modernisation of the Federal Armed Forces’ educational and training facilities

This investment seeks to equip up to 60 different education institutions of the Federal Armed Forces (Bundeswehr) with up-to-date information technology. The measure shall include a thorough analysis of the state of play and upgrade needs in the different institutions and a subsequent roll out of the necessary equipment and systems.

The implementation of the investment shall be completed by 31 March 2023.

F.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

Qualitative indicators

Quantitative indicators

Indicative timeline for completion

Description of each milestone and target

(for milestones)

(for targets)

 

Unit of measure

Baseline

Goal

Quarter

Year

73

3.1.1 Investment programme for teacher devices 

Milestone

Administrative agreement

Conclusion of the administrative agreement between the Federal Government of Germany and the governing bodies at Länder level

  -

  -

 -

Q1

2021

Publication in the Federal Gazette (Bundesanzeiger) of the administrative agreement between the Federal Government of Germany and the governing bodies at Länder level to implement this investment.

74

3.1.1 Investment programme for teacher devices 

Target

Disbursement of at least EUR 475 000 000 to the supported projects

 -

EUR million

0

475

Q1

2022

Of the EUR 500 000 000 allocated to the measure, at least EUR 475 000 000 have been disbursed for the provision of digital equipment for teachers.

75

3.1.1 Investment programme for teacher devices

Milestone

Evaluation of changes in digital infrastructure and use of digital media in schools

Final evaluation report

-

-

-

Q4

2025

The evaluation report of the programme confirms that teachers have observed an improvement in the digital infrastructure available and the use of digital media in school.

76

3.1.2 Education platform

Milestone

Entry into force of the funding guidelines for education platform prototypes and procurement launched

Publication of the funding guidelines and call for tenders in the Federal Gazette (Bundesanzeiger )

-

-

-

Q1

2022

Funding guidelines have entered into force for the development of three separate prototypes of the meta-platform on education, as well as for cross-compatible research projects, accessible by learners and teachers. Depending on the result of these projects, the key dimensions of the project specifications are clarified and the procurement procedure shall be launched.

77

3.1.2 Education platform

Milestone

Launch of the beta-version of the education platform

Launch of beta version of the platform on the website of the Federal Ministry of Education and Research (BMBF)

-

-

-

Q3

2023

A beta version of the education platform shall be online, with all services and functions that have been identified in the functional description as high priority by the Federal Ministry of Education and Research (BMBF). These functions include access for information, user profile, collaboration, identity and access management, chat-bot, workflows, inbox. The launch shall be accompanied by additional security and data protection audits and successful load tests.

78

3.1.2 Education platform

Milestone

Final evaluation report with a decision on the future of the education platform

Publication of the final evaluation report in the Federal Gazette (Bundesanzeiger)

-

-

-

Q3

2024

The final evaluation report of the education platform has been published, with an assessment confirming that the project was successful according to the project monitoring criteria. The project shall be successful if the continuation of the education platform is recommended or if it is established that services and functions of the prototypes shall be taken over and continued by other stakeholders on the basis of the results of the project.

79

3.1.3 Educational centres of excellence 

Milestone

Entry into force of the first funding guidelines and call for tenders for a project-executing agency for the overall programme

Publication of the first funding guidelines in the Federal Gazette (Bundesanzeiger) and publication of a call for tenders on an award platform.

-

-

-

Q4

2021

Under the lead of the Federal Ministry of Education and Research (BMBF), the first funding guidelines have entered into force and have been published. A project-executing agency has been chosen based on applications received via a public call for tenders on an award platform.

80

3.1.3 Educational centres of excellence

Target

Approval of at least 45 research projects

-

Number of research projects approved and in progress

0

45

Q3

2022

At least 45 research projects have been approved by the project-executing agency and are in progress. Results have been published via the Federal Gazette (Bundesanzeiger) and the BMBF website.

81

3.1.3 Educational centres of excellence

Milestone

Entry into force of three additional funding guidelines

Publication of the additional funding guidelines in the Federal Gazette (Bundesanzeiger)

-

-

-

Q3

2022

Under the lead of the Federal Ministry of Education and Research (BMBF), three additional funding guidelines, each of them with a specific thematic orientation, have entered into force and been published.

82

3.1.3 Educational centres of excellence

Target

Completion of research projects

-

Number of completed research projects

0

45

Q3

2026

At least 45 research projects have been completed, as evidenced by a final evaluation report that shall present the results of the supported research projects and demonstrate the added value for teacher training in digital and digitally supported teaching in each of the Länder. Results have been presented at a closing event and on the BMBF website.

83

3.1.4 Modernisation of the Federal Armed Forces’ educational and training facilities

Milestone

Project contract signed

Project contract signed with the IT service provider

-

-

-

Q1

2021

The project contract for the initial phase for assessing the IT systems of the educational and training facilities of the Federal Armed Forces (Bundeswehr) has been signed between the Federal Office of Federal Armed Forces’ Equipment, Information Technology and In-Service Support (BBAAINBw), a civilian higher federal authority directly subordinate to the Federal Ministry of Defense (BMVg) and the IT provider, stipulating key steps in the future assessment work.

84

3.1.4 Modernisation of the Federal Armed Forces’ educational and training facilities

Target

Analysis of educational institutions and identification of their IT needs

-

Number of educational institutions fully analysed

0

60

Q1

2022

An assessment report has been adopted by the Federal Ministry of Defence (BMVg). This report shall demonstrate that the IT environments and needs of the 60 initially designated educational institutions have been analysed, and the needs and implementation possibilities have been identified.

85

3.1.4 Modernisation of the Federal Armed Forces’ educational and training facilities

Target

Completion of the modernisation of the 60 educational institutions

-

Number of educational institutions for which modernisation has been completed

0

60

Q1

2023

A final assessment report has been adopted by the Federal Ministry of Defence (BMVg). This report shall confirm that on the basis of the results of the analyses carried out on the 60 institutions, necessary implementing measures have been completed within the time and budgets available. The result of the process, the progress already achieved regarding training and education shall be demonstrated and the way forward for the following years shall be mapped out.

   G. COMPONENT 4.1: Strengthening of social inclusion 

This component of the German recovery and resilience plan mobilises resources to improve different aspects of social inclusion: (i) labour market inclusion of women and parents in general, (ii) improving educational outcomes and skills for students with a learning backlog, often from disadvantaged backgrounds, (iii) safeguarding apprenticeships, thereby supporting the labour market entry for young people, (iv) protecting take-home pay and jobs by avoiding an increase in the tax wedge, and (v) improving transparency throughout all three pillars of the pension system and thereby access to social protection.

The component supports addressing the Country Specific Recommendation on focusing investment-related economic policy on education and on shifting away taxes from labour (Country Specific Recommendation 1 in 2019), on reducing disincentives to work more hours, on taking measures to safeguard the long-term sustainability of the pension system while maintaining adequacy of the pension level at the same time and on improving educational outcomes and skills levels of disadvantaged groups (Country Specific Recommendation 2 in 2019) and on focusing investment on education (Country Specific Recommendation 1 in 2019 and 2 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

G.1.    Description of the reforms and investments for non-repayable financial support

4.1.1 Investment: Investment programme ‘Childcare-financing’ 2020/21: special fund ‘Child Day-care Expansion’

The objective of the measure is to promote the creation of new childcare facilities and the refurbishment of existing facilities, which shall create 90 000 additional places.

For this purpose, the federal government provides support to Länder and local authorities so that these invest in new buildings, extensions, conversions, refurbishments, renovations and equipment.

The implementation of the measure shall be completed by 31 December 2022.

4.1.2 Reform: Social Guarantee 2021

The objective of the measure is to avoid that the financial impact of COVID-19 triggers extensive social security contribution rises, denting take-home pay and increasing labour costs.

For this purpose, the Federal Government shall provide fiscal transfers for the social security funds to fill their financing gap, and with this avoid that the contribution rate of social security contributions exceeds 40% in 2021.

The implementation of the reform shall be completed by 31 December 2021.

4.1.3 Investment: Apprenticeship support

The objective of the measure is to counteract the COVID-19-related reduction in the number of apprenticeships.

For this purpose, the government shall provide financial support to SMEs that take on apprentices and that maintain their current level of training, create additional apprenticeships, avoid short-time working (Kurzarbeit) for apprentices, or take on apprentices from companies that have become insolvent.

The implementation of the measure shall be completed by 31 December 2022.

4.1.4 Reform: Educational support for students with a learning backlog

The objective of the measure is to avoid that a temporary learning backlog due to COVID-19-related disruption becomes entrenched.

For this purpose, the Federal Government shall provide financial support to the Länder so that these provide additional courses and mentoring to pupils, with a focus on core subjects and core competences such as German language, mathematics and science.

The implementation of the measure shall be completed by 30 September 2022.

4.1.5 Reform: Digital Pension Overview

The objective of this measure is to create a Digital Pension Overview, a portal to provide citizens information about their individual pension provision from all three pension pillars (statutory, company and private pensions).

For this purpose, the German Pension Fund (Deutsche Rentenversicherung Bund) shall establish a pension information portal, involving the various stakeholders to ensure that it aggregates relevant pension information, and, through testing and development, it ensures that the portal is user friendly.

The implementation of the measure shall be completed by 31 August 2026.

G.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

Qualitative indicators
(for milestones)

Quantitative indicators
(for targets)

Indicative timeline for completion

Description of each milestone and target

Unit of measure

Baseline

Goal

Quarter

Year

86

4.1.1 Investment programme ‘Childcare-financing’ 2020/21: special fund ‘Child Day-care Expansion’

Milestone

Entry into force of the Childcare Financing Act and the Federal Financial Assistance Act and of the implementing regulations at Länder level

Provision in the law indicating the entry into force of the Childcare Financing Act and the Federal Financial Assistance Act as well as the Länder-specific implementing regulations

 -

 -

 -

Q4

2020

Amendments to the Childcare Financing Act and the Federal Financial Assistance Act (KitaFinHG) for the extension of day-care for children have entered into force. The Länder have adopted the federal rules and made them more specific in their Länder regulations.

87

4.1.1 Investment programme ‘Childcare-financing’ 2020/21: special fund ‘Child Day-care Expansion’

Milestone

Publication of interim report in compliance with KitaFinHG

Publication of interim reports containing numerical evidence (funding, number of childcare places, number of subsidised equipment) in accordance with the legal provisions and the relevant coordination discussions between the federal government and the Länder.

 -

-

-

Q4

2023

An interim report on approved and created childcare places and investments in equipment (§ 30 (2) and (3) KitaFinHG) has been published. The relevant Länder have reported to the federal government on the state of implementation, including on funding, number of childcare places, number of subsidised equipment, in accordance with the monitoring and guidance obligations.

88

4.1.1 Investment programme ‘Childcare-financing’ 2020/21: special fund ‘Child Day-care Expansion’

Target

Completion of all measures

 -

 Additional childcare places for children

 0

90 000

Q4

2025

The Länder have submitted their final report on implementation after completion of the checks on the use of funds. The report confirms that 90 000 newly funded childcare places for children prior to school entry have been created in child day-care facilities (Kindertageseinrichtungen) and child day-care services (Kindertagespflege) throughout Germany.

89

4.1.2 Social Guarantee 2021

Milestone

Verification of the average social security contribution rate for year 2021

Total social security contribution rate calculated and it is established not having exceeded 40%

 -

-

-

Q4

2021

The total social security contribution rate shall be calculated for year 2021 and it is established that this has not increased above 40%. The total social security contribution rate shall be calculated as the sum of the contribution rates for pensions, unemployment, long-term care ( without childless supplement) and healthcare insurance including the average additional contribution rate under § 242a Social Code V (SGB V).

90

4.1.3 Apprenticeship support

Milestone

Entry into force of the revised funding guidelines for the federal programme Ausbildungsplätze sichern

Publication of revised funding guidelines

 -

-

-

Q2

2021

The revised funding guidelines covering the whole federal programme Ausbildungsplätze sichern have been published in the Federal Gazette (Bundesanzeiger), reflecting the cabinet decision taken on 17 March 2021.

91

4.1.3 Apprenticeship support

Target

Outflow of support for the federal programme Ausbildungsplätze sichern 

-

EUR million

0

652,5

Q4

2022

Of the EUR 725 000 000 allocated to the measure, at least EUR 652 500 000 have been disbursed under the programme.

92

4.1.3 Apprenticeship support

Target

Award decisions on applications for the federal programme Ausbildungsplätze sichern 

 -

Number of eligible applications having been awarded funding

0

70 000

Q4

2022

At least 70 000 eligible applications have been awarded funding under the programme.

93

4.1.4 Educational support for students with a learning backlog

Milestone

Agreement between the Federal Government and the Länder to provide learning support for learners with pandemic learning backlogs.

Länder and the Federal Government adopt the funding agreement

 -

-

 -

Q2

2021

The Federal Government and Länder have adopted the funding agreement setting out the conditions of funding learning support.

94

4.1.4 Educational support for students with a learning backlog

Target

1 000 000 students have received learning support

 -

Number of pupils receiving support under the programme

0

1 000 000

Q3

2022

At least 1 000 000 pupils have received learning support as part of the programme, as proved by the monitoring report.

95

4.1.5 Digital Pension Overview

Milestone

Entry into force of the Digital Pension Overview Act

Provision in the law indicating the entry into force of the law on the Digital Pension Overview.

 -

-

-

Q1

2021

The law on the Digital Pension Overview (RentÜG) has been published in the Federal Gazette (Bundesanzeiger) and has entered into force.

96

4.1.5 Digital Pension Overview

Milestone

Completion of the development and first operational phase.

The portal is available and has been tested in a first operational phase. The evaluation report on the first operational phase has been submitted by ZfDR to the steering committee for further discussion.

 -

-

-

Q4

2023

The coordination body responsible for the digital pension overview (ZfDR, Zentrale Stelle für die Digitale Rentenübersicht) has provided an evaluation report according to § 6 (3) RentÜG of the first operational phase, assessing the achieved level of usability and implementability for pension providers. The report shall clearly identify possible actions for improvements and new functionalities to be further discussed in the steering committee.

97

4.1.5 Digital Pension Overview

Milestone

Completion of the implementation of improvements deduced from practical experience during the first operational phase.

Improvements and where appropriate new functionalities have been implemented following the evaluation report and consultation with the steering committee. The Digital Pension Overview covers a majority of existing pension entitlements regarding those pension providers that are generally obligated to participate by law.

-

-

-

Q1

2026

Following the submission of the evaluation report, concrete targets shall be established on the frequency of use and on the coverage of pension entitlements. The target on the frequency of use and the target on coverage on pension entitlements is either met by Q1 2026 or further action to improve user acceptance is taken such as adopting a regulation to set the reference date for the obligation for pension providers to participate in the Digital Pension Overview, covering pension providers who are required to provide annual benefit statements to their customers.

   H. COMPONENT 5.1: Strengthening of a Pandemic-resilient Healthcare System

This component of the German recovery and resilience plan aims to increase the resilience of the healthcare sector, including to shocks induced by pandemics. The specific objectives of the measures under this component are the digitalisation of the public health offices, which play an important role in pandemic management in Germany, the digitalisation of hospitals to increase their efficiency and resilience, and research and development of vaccines against SARS-CoV-2.

The component supports addressing the Country Specific Recommendation to mobilise adequate resources and strengthen the resilience of the healthcare system, including by deploying e-health services (Country Specific Recommendation 1 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

H.1.    Description of the reforms and investments for non-repayable financial support

5.1.1 Reform: Strengthening of the digital and technical resources of the public health service

The objective of the measure is to modernise the public health offices, in particular through increasing the level of their digitalisation and interoperability of IT systems to connect public health offices with other actors in the public healthcare system. The measure consists of a nationwide rollout of an IT system to track pandemic developments, and increasing the overall level of digital maturity in the public health offices over the next years.

The implementation of the measure shall be completed by 31 August 2026.

5.1.2 Investment: Programme to future-proof hospitals 

The objective of the measure is to enable hospitals to invest within a short timeframe in their modernisation, including through digitalisation. The measure consists of establishing a fund, from which hospitals may receive financial support for a number of modernisation projects, for instance to improve their digital infrastructure, emergency capacities, tele-medicine, robotics, or IT and cyber security.

The implementation of the measure shall be completed by 31 August 2026.

5.1.3 Investment: Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2

The objectives of the measure are to support the research and development of vaccines against SARS-CoV-2 in order to reduce the severity and duration of the pandemic. The investment consists of financial support to German vaccine producers to increase their development and production capacity, and to increase patient numbers for clinical trial phases. This aims to strengthen the pharmaceutical/biotech sector in Germany in the long term and provide a broader base and flexibility to respond to the current and future pandemics.

The implementation of the measure shall be completed by 31 December 2022.

H.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

Qualitative indicators
(for milestones)

Quantitative indicators
(for targets)

Indicative timeline for completion

Description of each milestone and target

Unit of measure

Baseline

Goal

Quarter

Year

98

5.1.1 Strengthening of the digital and technical resources of the public health service

Target

Comprehensive nationwide use of the German Electronic Reporting and Information System for Infection Protection (Deutsches Elektronisches Melde- und Informationssystem für den Infektionsschutz, DEMIS)

-

Percentage of public health offices using DEMIS

0

100

Q1

2021

The competent authorities of the Länder are using DEMIS to register persons in the context of SARS-CoV-2 and to discharge the reporting requirements under § 8 (1) (2) of the Infection Protection Law 8 .

99

5.1.1 Strengthening of the digital and technical resources of the public health service

Target

Progress of public health offices towards digital maturity

-

Percentage

0

35

Q1

2024

At least 35% of public health offices have improved their digital maturity by at least two levels by the end of Q4 2023 in at least two categories in the employed digital maturity system, as compared to their digital maturity level of 2021.

100

5.1.1 Strengthening of the digital and technical resources of the public health service

Target

Progress of public health offices towards digital maturity

-

Percentage

35

70

Q3

2026

At least 70% of public health offices have improved their digital maturity by at least two levels by Q3 2026 in at least three categories in the employed digital maturity system, as compared to their digital maturity level of 2021.

101

5.1.2 Programme to future-proof hospitals

Target

Applications submitted to the Federal Office for Social Security for at least EUR 2 700 000 000

-

Volume of funding (in million euro) for applications submitted to the Federal Office for Social Security

0

2 700

Q2 

2022

Of the EUR 3 000 000 000 allocated to the measure, applications of at least EUR 2 700 000 000 in volume have been submitted to the Federal Office for Social Security for hospitals’ projects under the Programme to future-proof hospitals by the deadline for the applications of 31 December 2021. By 31 March 2022, the Federal Office for Social Security shall publish the requested volume of funding.

102

5.1.2 Programme to future-proof hospitals

Target

Increase in the digital maturity of at least 35% of hospitals

 -

Percentage of hospitals with increased digital maturity

0

35

Q4 

2023 

At least 35% of the hospitals whose application for funding under the Programme to future-proof hospitals was approved have increased their digital maturity in at least two categories related to the Programme to future-proof hospitals by at least two digital maturity levels in the employed digital maturity system compared with the evaluation from 30 June 2021.

103

5.1.2 Programme to future-proof hospitals 

Target

Implementation of at least 75% of the relevant digitalisation projects

-

Percentage of completed digitalisation projects

0

75

Q3

2026

At least 75% of the digitalisation projects which have received funding under the Programme to future-proof hospitals and which, if not fully implemented by 31 December 2024, would lead to financial reductions established under the Hospital Future Act (Krankenhauszukunftsgesetz 9 ), have been fully implemented by 31 August 2026.

104

5.1.3 Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2 

Milestone

Approval of a first vaccine against SARS-CoV-2 by the regulatory authority

Recommendation for authorisation by the European Medicines Agency of a vaccine against SARS-CoV-2 developed by one of the three companies supported

-

-

-

Q4

2020

Approval recommended by the European Medicines Agency for a vaccine against SARS-CoV-2 developed by one of the three companies supported through measure 5.1.3.

105

5.1.3 Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2

Target

Application for the approval of a vaccine against SARS-CoV-2 is submitted to the European Medicines Agency by a second vaccine candidate supported

Application for vaccine authorisation is submitted at the European Medicines Agency by a second company of the three companies supported

-

-

-

Q3

2021

Approval requested from the European Medicines Agency for a vaccine against SARS-CoV-2 by a second company of the three supported by measure 5.1.3.

106

5.1.3 Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2

Target

Disbursement of at least EUR 712 500 000 to vaccine research supported by this special programme

-

EUR million

0

712,5

Q3

2022

Of the EUR 750 000 000 allocated to the measure, at least EUR 712 500 000 (95% of the total funding) have been disbursed to the beneficiaries for vaccine research.

107

5.1.3 Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2

Milestone

End of programme

Completion and conclusive audit of the utilisation reports and of all final reports

-

-

-

Q4

2022

All final reports on the utilisation of funds have been submitted and audited.

   I. COMPONENT 6.1: Modern Public Administration

The component of the German recovery and resilience plan addresses the challenges of modernising Germany’s public administration. The objective of the component is to advance the digitalisation of the public administration decisively and reduce the administrative burden for companies and citizens when interacting with the government.

The component supports addressing the Country Specific Recommendation on improving digital public services across all levels (Country Specific Recommendation 2 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

I.1.    Description of the reforms and investments for non-repayable financial support

6.1.1 Reform: European identity ecosystem

The objective of the measure is to create a digital, open and secure ecosystem that establishes and verifies identities and personal documents online, without reliance on major private platforms. This includes personal IDs and documents such as diplomas, whilst the system shall also be open to other types of applications as well as verifying the identity of companies and devices within the Internet of things. The ecosystem shall be open for use by the administrations and the private sector in the EU and beyond.

The measure consists of developing technical components and standards, supporting interoperability efforts to other initiatives, providing a sovereign ID and catalysing the ecosystem by developing initial use cases. The first applications to be developed are subsidised and steered by the government, but as the ecosystem progresses, it is expected that the private sector shall develop applications independently.

The implementation of the measure shall be completed by 31 December 2025. The ecosystem is expected to continue to be implemented after this point.

6.1.2 Reform: Digitalisation of the administration – implementation of the Online Access Act

The objective of the measure is to make public services digitally available by 2022, in line with the Online Access Act 10 . Given Germanys federal system, public services are offered by both the federal level and the State governments and local authorities, which increases the level of required coordination substantially.

The measure consists of digitalising 100 service bundles that fall within the implementing competency of the Länder, and 115 service bundles within the competency of the Federal Government.

The implementation of the measure shall be completed by 31 December 2022.

6.1.3 Reform: Digitalisation of the administration –modernisation of registers

The objective of the measure is to enable a simple, secure and digital exchange of data stored in various German registers. This shall allow citizens and companies to submit their data only once, instead of having to submit the same data to different authorities multiple times.

The measure consists of the development of the necessary technical architecture and connecting at least 18 of the most important registers. To reach these objectives and steer the project, a register modernisation authority (Registermodernisierungsbehörde) shall be established.

The implementation of the measure shall be completed by 31 August 2026.

I.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

Qualitative indicators

Quantitative indicators

Indicative timeline for completion

Description of each milestone and target

(for milestones)

 

(for targets)

Unit of measure

Baseline

Goal

Quarter

Year

108

6.1.1 European identity ecosystem

Target

Launch of one pilot project for digital hotel check-in

-

Number of hotels with digital check-in

0

100

Q3

2021

A pilot project has been put into operation, allowing employees of four large German companies to check-in digitally to three large German hotel chains, with at least 100 hotels participating. The pilot provides first technical components as well as insights for the further development of the ecosystem.

109

6.1.1 European identity ecosystem

Target

Completion of additional government-supported application cases in addition to the pilot hotel check-in.

-

Number of application cases

1

5

Q3

2022

Following the first pilot application case, the implementation of at least four additional application cases (such as opening of bank accounts online, access management, online conclusion of telephone contracts or opening of customer accounts in e-commerce) has been completed, each with at least 10 000 users. The application cases have been integrated into existing systems and, where necessary, new interfaces have been implemented.

110

6.1.1 European identity ecosystem

Target

Provision of additional application cases beyond the pilots with little or no government support for their implementation

-

Number of application cases

5

10

Q4

2024

The system has been further scaled up through the implementation of increasingly less government-supported application cases, and at least ten application cases exist with at least 10 000 users each. At least two initiatives or proprietary decentralised identity solutions (such as proof of vaccination) are interoperable with the system.

111

6.1.2 Digitalisation of the administration —Implementation of the Online Access Act (OZG)

Target

Completion of individual agreements between the lead department and the lead Land

-

Number of individual agreements

0

14 

Q3

2021

At least 14 individual agreements to implement the Online Access Act have been concluded between the lead department and the lead federal state, in which the operational arrangements are defined. The implementation shall be in accordance with the one-for-all principle. The individual agreements provide the legal basis for cooperation and work-based implementation.

112

6.1.2 Digitalisation of the administration— Implementation of the Online Access Act (OZG)

Target

Go-Lives of online access act service bundles (Onlinezugangsgesetz-Leistungen)

-

Number of online services going live

0

70

Q4

2021

At least 70 public service bundles are live (available online to the general public).

113

6.1.2 Digitalisation of the administration— Implementation of the Online Access Act (OZG)

Target

Widespread digitalisation of federal administrative services as one-for-all services

-

Number of one-for-all online services going live

0

215

Q4

2022

At least 100 of the most important administrative services of the Länder are implemented nationwide as one-for-all services, as well as an additional 115 Federal Government services.

114

6.1.3 Digitalisation of the administration—modernisation of registers

Milestone

Completion of pilot projects to test pilot registers

End of pilot and assessment document compiled

 -

- 

 -

Q4

2023

Completion of a pilot project to test pilot registers, in accordance with the implementation of the Identification Number Act (Identifikationsnummerngesetz 11 ) and the Register Modernisation Act (Registermodernisierungsgesetz 12 ).

115

6.1.3 Digitalisation of the administration —modernisation of registers

Milestone

Completion of the implementation of the uniform architecture for the advancement of the only-once principle

Central architectural components are ready to be connected to proprietary registers

 -

-

-

Q4

2023

The standardised technical architecture is ready to be connected with priority registers for the implementation of the once-only principle. The legal bases for connecting priority registers shall be in place. Governance (multi-project management) to control the connection across registers shall be in place.

116

6.1.3 Digitalisation of the administration —modernisation of registers

Target

Priority connection of user-based registers to the once-only target architecture

-

Number of priority registers with once-only implementation

0

18

Q4

2025

At least 18 of the prioritised registers are connected to a single infrastructure to implement the once-only principle.

   J. COMPONENT 6.2: Reduction of barriers to investment

This component of the German recovery and resilience plan addresses barriers to investment, which have been slowing public and private investment in Germany. Reducing barriers to investment enables the timely spending of funds and facilitates investment in the green and digital transition. Furthermore, it increases Germany’s resilience to economic shocks and contributes to stimulating domestic demand, with potential to narrow the current account surplus, which has been repeatedly identified as a macroeconomic imbalance for Germany.

The component supports addressing the Country Specific Recommendations on achieving a sustained upward trend in private and public investment, and to enhance investment (Country Specific Recommendation 1 in 2019 and Country Specific Recommendation 1 in 2020).

It is expected that no measure in this component does significant harm to environmental objectives within the meaning of Article 17 of Regulation (EU) 2020/852, taking into account the description of the measures and the mitigating steps set out in the recovery and resilience plan in accordance with the DNSH Technical Guidance (2021/C58/01).

J.1.    Description of the reforms and investments for non-repayable financial support

6.2.1 Reform: Joint programme of the Federal Government and the Länder for an efficient administration that benefits citizens and businesses

The objectives of the measure are to make the administration more efficient, future-oriented and innovation-inducing. It aims, among other things, to accelerate planning and approval procedures, to further standardise the requirements faced by lower levels of government for requesting financial subsidies in order to ensure a faster outflow of funds, to accelerate housing construction, and to increase the number of successful transfers of business ownership to the next generation.

The measure consists of establishing a working group comprised of the federal level and the Länder, which shall develop proposals to improve the efficiency of public administration in 11 areas (as detailed in the milestones) that shall be implemented by 2025.

The implementation of the measure shall be completed by 31 March 2025.

6.2.2 Reform: Expansion of consulting services of PD - Berater der öffentlichen Hand GmbH 

The objective of the measure is to increase public investment activity, especially on the municipal level, by enabling municipalities and other public entities to better integrate public funding programmes into their investment projects, as well as by improving the implementation of IT investments in schools.

The measure consists of two submeasures, to be executed by PD - Berater der öffentlichen Hand GmbH (PD), a public-sector consulting firm owned mostly by the federal state and the Länder. The first submeasure aims to support municipalities and other public entities in navigating the funding programme landscape, as well as to improve the calibration of public funding programmes to the needs of municipalities and other public entities. The second submeasure concerns the digitalisation of schools, for which PD shall develop consulting concepts and advise school authorities.

The implementation of the measure shall be completed by 31 August 2026.

6.2.3 Reform: Acceleration of planning and approval procedures in the transport sector

The objective of the measure is to substantially accelerate the planning and approval procedures in the transport sector. This aims to increase the capacity of transport routes, as well as facilitating the expansion of climate-friendly modes of transport in order to reach Germany’s climate goals.

The measure consists of implementing and evaluating three laws, the investment acceleration act (Investitionsbeschleunigungsgesetz 13 ), the most recent planning acceleration act, (Planungsbeschleunigungsgesetz III 14 ) and the measure-act-preparatory-act (Maßnahmengesetzvorbereitungsgesetz 15 ).

The implementation of the measure shall be completed by 31 August 2026.

J.2.    Milestones, targets, indicators, and timetable for monitoring and implementation for non-repayable financial support

Sequential Number 

Related Measure (Reform or Investment) 

Milestone / Target 

Name 

Qualitative indicators  

Quantitative indicators  

Indicative timeline for completion  

Description of each milestone and target 

(for milestones) 

(for targets) 

 

Unit of measure 

Baseline  

Goal  

Quarter 

Year 

117

6.2.1

Joint programme of the Federal Government and the Länder for an efficient administration that benefits citizens and businesses

Milestone

First progress report for the Conference of Minister-Presidents (MPK)

First progress report published

-

-

-

Q2

2021

The first report to the heads of government of the Federal Government and the Länder has been published and shall encompass a list of those measures from the Federal/Länder programme of measures which shall be further examined and processed. The starting point of the report are the following eleven areas of action:
—Accelerating the outflow of grants;
—Identifying obstacles to the outflow of grants and reporting them to the Federal Ministry of Finance;

—Improving the financial support of municipalities;
—Streamlining and making grants from the Federal Government to the Länder and municipalities as uniform as possible;
—Improving transfer of business ownership through a dedicated task force;
—Revising the Musterbauordnung 16 (model building code);
—Strengthening planning and approval authorities;
—Improving recruitment of skilled staff and ensuring an improved staffing situation;
—Accelerating planning, in particular rail, local public and private transport;
— Streamlining the consultation process and public participation procedures and simplifying participation through digitalisation;
—Further accelerating planning and approval processes. 

118

6.2.1 Joint programme of the Federal Government and the Länder for an efficient administration that benefits citizens and businesses

Milestone

Second progress report for the Conference of Minister-Presidents

Second progress report published

-

-

-

Q2

2022

The published progress report shall identify the measures that shall be implemented under the leadership of the Federal Government and/or the Länder. The progress report shall contain the following elements: The name of the measure; status (started, completed, not yet started); next milestone; expected end date.

119

6.2.1 Joint programme of the Federal Government and the Länder for an efficient administration that benefits citizens and businesses

Target

Completion of measures in the progress report

-

Percentage of measures completed

0

80

Q1

2025

Completion of the implementation of at least 80% of the measures identified in the second progress report.

120

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Milestone

Start of PD consulting services for selected funding programmes

Agreement with the federal ministries on selection of funding programmes

-

-

-

Q4

2022

Suitable funding programmes have been identified by PD jointly with the relevant federal ministries, and the consulting project to improve the calibration of these funding programmes to the needs of the recipients has started.

121

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Target

Consultations carried out

-

Number of consultations carried out

0

100

Q3

2024

100 consultations with funding programme beneficiaries, which may also be part of a more encompassing investment advisory service, have been completed or are in the process of being carried out.

122

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Target

Concepts for revision of funding programmes developed

-

Number of revision concepts

0

4

Q3

2024

Revision concepts have been developed for four funding programmes which also contain insight to inform the design of other programmes.

123

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Milestone

Information dissemination on lessons learned

Funding Guide of the Federal Ministry of Finance published

-

-

-

Q3

2026

Publication of a Federal Ministry of Finance Funding Guide on how to design public funding programmes for public infrastructure measures, to enable an improved outflow of funds.

124

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Target

Consultations carried out

-

Number of consultations carried out

100

400

Q3

2026

At least 400 consultations with funding programme beneficiaries, which may also be part of a more encompassing investment consulting project, have been completed or are in the process of being carried out (target includes consultations completed as set out in target 121).

125

6.2.2.2 Expansion of consulting services of PD: School IT consultancy

Target

Roll-out and pilot consulting projects on school IT

 -

Number of consulting projects carried out

0

5

Q4

2022

At least five consulting projects for school authorities on school IT have started.

126

6.2.2.2 Expansion of consulting services of PD: School IT consultancy

Milestone

Development of model concepts

Model IT concept

-

-

-

Q3

2024

A model IT concept and implementation programme have been developed as evidenced by corresponding PD project deliverables.

127

6.2.2.2 Expansion of consulting services of PD: School IT consultancy

Target

School IT consulting projects

 -

Number of consulting projects carried out

5

50

Q3

2024

A total of 50 school authorities’ consultations on school IT, which may be part of a more encompassing investment consulting project, have been completed or are in the process of being carried out (target includes the previous target).

128

6.2.3.1 Acceleration of planning and approval procedures in the transport sector

Milestone

Entry into force of the Investment Acceleration Act, the Planning Acceleration Act III, and the measure-act-preparatory-act

Provision in the law indicating the entry into force of the Investment Acceleration Act, the Planning Acceleration Act III, and the measure-act-preparatory-act.

 -

 -

 -

Q4

2020

The Investment Acceleration Act, the Planning Acceleration Act III, and the measure-act-preparatory-act (Investitionsbeschleunigungsgesetz,

Planungsbeschleunigungsgesetz III,

Maßnahmengesetzvorbereitungsgesetz) have entered into force.

129

6.2.3.1 Acceleration of planning and approval procedures in the transport sector

Milestone

Evaluation of legislative changes

Evaluation of the three laws

 -

 -

 -

Q3

2026

An extensive evaluation of the adopted legislative measures (see milestone 128) has been initiated, based on an evaluation concept that has been developed, and data collection has started. The evaluation shall, among other evaluation dimensions, include a comparison of the length of planning and approval procedures in the transport sector before and after the adoption of the measures and consider other qualitative and quantitative indicators. 

Estimated total cost of the recovery and resilience plan

The estimated total cost of the recovery and resilience plan of Germany is EUR 26 518 833 613 17 , which is higher than the maximum financial contribution.

SECTION 2: FINANCIAL SUPPORT

1.Financial contribution

The instalments referred to in Article 2(2) shall be organised in the following manner:

1.1First instalment (non-repayable support):

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

1

1.1.1 Hydrogen projects within the framework of IPCEIs

Milestone

Completion of expression of interest procedure

7

1.1.2 Support programme for decarbonisation in industry

Milestone

Entry into force of funding guideline (Förderrichtlinie) for decarbonisation in industry

11

1.1.3 Pilot scheme for climate action contracts based on the principle of Carbon Contracts for Difference

Milestone

Completion of expression of interest procedure for climate change contracts

14

1.1.4 Project-related climate protection research

Target

Approval of applications for support of climate-related research projects

17

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Milestone

Publication of the competition “Idea Competition ‘Hydrogen Republic Germany’” (Förderaufruf zum Ideenwettbewerb „Wasserstoffrepublik Deutschland“)

22

1.2.1 Support for the construction of charging infrastructure

Milestone

Entry into force of funding guidelines

25

1.2.2 Funding for the development of electro-mobility

Milestone

Entry into force of the funding guidelines

29

1.2.3 Support for the replacement of the private vehicle fleet

Target

Support for the purchase of 240 000 electric vehicles

31

1.2.4 Extension of the initial registration period for granting the ten-year tax exemption for purely electric vehicles

Milestone

Entry into force of the Seventh Motor Vehicle Tax Amendment Act

33

1.2.5 Support for purchases of buses with alternative propulsion

Milestone

Publication of funding guidelines

36

1.2.6 Support to promote alternative rail propulsion

Milestone

Entry into force of the funding guidelines

39

1.2.7 Promotion of the industries involved in hydrogen and fuel cell applications in transport

Milestone

Entry into force of amendment extending existing supporting guidelines (Förderrichtlinien) of the National Hydrogen and Fuel Cell Technology Innovation Programme (NIP) (or if not sufficiently covered by existing supporting guidelines, entry into force of new supporting guidelines).

42

1.3.1 Support programme for the development of a climate-friendly timber construction sector

Milestone

Funding guidelines on the promotion of climate-friendly timber construction

46

1.3.3 Building renovation: federal funding for energy-efficient buildings 

Milestone

Funding guidelines for the support of energy-efficient renovation of buildings

52

 2.1.2 IPCEI Microelectronics and Connectivity

 Milestone

Content design of the planned IPCEI

59

2.2.1 Vehicle manufacturers/suppliers investment programme

Milestone

Publication of all funding guidelines

62

 2.2.2 Federal programme ‘Building further CET networks’

Milestone

Publication of the funding guidelines 

65

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Target

Launch of research projects

70

2.2.4 Promoting the digitalisation of railways by replacing conventional interlocking/fast-track programmes to speed up the roll-out of ‘Digital Rail Germany’

Milestone

Signature of the financing agreement for the ‘fast track’ programme between the Federal Government and Deutsche Bahn

71

2.2.4 Promoting the digitalisation of railways by replacing conventional interlocking/fast-track programmes to speed up the roll-out of ‘Digital Rail Germany’

Milestone

Interim report on implementation

72

2.2.4 Promoting the digitalisation of railways by replacing conventional interlocking/fast-track programmes to speed up the roll-out of ‘Digital Rail Germany’

Target

Successful completion of pilot projects

73

3.1.1 Investment programme for teacher devices 

Milestone

Administrative agreement

79

3.1.3 Educational centres of excellence 

Milestone

Entry into force of the first funding guidelines and call for tenders for a project-executing agency for the overall programme

83

3.1.4 Modernisation of the Federal Armed Forces’ educational and training facilities

Milestone

Project contract signed

86

4.1.1 Investment programme ‘Childcare-financing’ 2020/21: special fund ‘Child Day-care Expansion’

Milestone

Entry into force of the Childcare Financing Act and the Federal Financial Assistance Act and of the implementing regulations at Länder level

89

4.1.2 Social Guarantee 2021

Milestone

Verification of the average social security contribution rate for year 2021

90

4.1.3 Apprenticeship support

Milestone

Entry into force of the revised funding guidelines for the federal programme Ausbildungsplätze sichern

93

4.1.4 Educational support for students with a learning backlog

Milestone

Agreement between the federal government and the Länder to provide learning support for learners with pandemic learning backlogs.

95

4.1.5 Digital Pension Overview

Milestone

Entry into force of the Digital Pension Overview Act

98

5.1.1 Strengthening of the digital and technical resources of the public health service

Target

Comprehensive nationwide use of the German Electronic Reporting and Information System for Infection Protection (Deutsches Elektronisches Melde- und Informationssystem für den Infektionsschutz, DEMIS)

104

5.1.3 Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2 

Milestone

Approval of a first vaccine against SARS-CoV-2 by the regulatory authority

105

5.1.3 Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2

Target

Application for the approval of a vaccine against SARS-CoV-2 is submitted to the European Medicines Agency by a second vaccine candidate supported

108

6.1.1 European identity ecosystem

Target

Launch of one pilot project for digital hotel check-in

111

6.1.2 Digitalisation of the administration —Implementation of the Online Access Act (OZG)

Target

Completion of individual agreements between the lead department and the lead federal state (Bundesland)

112

6.1.2 Digitalisation of the administration— Implementation of the Online Access Act (OZG)

Target

Go-Lives of online access act service bundles (Onlinezugangsgesetz-Leistungen)

117

6.2.1 Joint programme of the federal government and the Länder for an efficient administration that benefits citizens and businesses

Milestone

First progress report for the Conference of Minister-Presidents (MPK)

128

6.2.3.1 Acceleration of planning and approval procedures in the transport sector

Milestone

Entry into force of the Investment Acceleration Act, the Planning Acceleration Act III, and the measure-act-preparatory-act

Instalment amount

EUR 4 500 328 548

1.2Second instalment (non-repayable support):

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

2

1.1.1 Hydrogen projects within the framework of IPCEIs

Milestone

Issuance of first grant decisions

12

1.1.3 Pilot scheme for climate action contracts based on the principle of Carbon Contracts for Difference

Milestone

Funding guideline (Förderrichtlinie) for a pilot programme on climate change contracts based on the principle of Carbon Contracts for Difference

18

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Target

Issuance of grant decisions

26

1.2.2 Funding for the development of electro-mobility

Target

Commitment of funds

30

1.2.3 Support for the replacement of the private vehicle fleet

Target

Support for the purchase of another 320 000 electric vehicles

43

1.3.1 Support programme for the development of a climate-friendly timber construction sector

Target

Approval of projects related to the development of climate-friendly timber construction

49

2.1.1 Innovative data policy for Germany

Milestone

Start of projects

53

2.1.2 IPCEI Microelectronics and Connectivity

Target

Launch of first projects

55

2.1.3 IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

Milestone

Launch of R & D & I projects

63

 2.2.2 Federal programme ‘Building further CET networks’

Target

Active participation of additional enterprises in CET networks

74

3.1.1 Investment programme for teacher devices 

Target

Disbursement of at least EUR 475 000 000 to the supported projects

76

3.1.2 Education platform

Milestone

Entry into force of the funding guidelines for education platform prototypes and procurement launched

80

3.1.3 Educational centres of excellence

Target

Approval of at least 45 research projects

81

3.1.3 Educational centres of excellence

Milestone

Entry into force of three additional funding guidelines

84

3.1.4 Modernisation of the Federal Armed Forces’ educational and training facilities

Target

Analysis of educational institutions and identification of their IT needs

91

4.1.3 Apprenticeship support

Target

Outflow of support for the federal programme Ausbildungsplätze sichern 

92

4.1.3 Apprenticeship support

Target

Award decisions on applications for the federal programme Ausbildungsplätze sichern 

94

4.1.4 Educational support for students with a learning backlog

Target

1 000 000 students have received learning support

101

5.1.2 Programme to future-proof hospitals

 Target

Applications submitted to the Federal Office for Social Security for at least EUR 2 700 000 000

106

5.1.3 Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2

Target

Disbursement of at least EUR 712 500 000 to vaccine research supported by this special programme

107

5.1.3 Special programme to accelerate research and development of urgently needed vaccines against SARS-CoV-2

Milestone

End of programme

109

6.1.1 European identity ecosystem

Target

Completion of additional government-supported application cases in addition to the pilot hotel check-in.

113

6.1.2 Digitalisation of the administration— Implementation of the Online Access Act (OZG)

Target

Widespread digitalisation of federal administrative services as one-for-all services

118

6.2.1 Joint programme of the federal government and the Länder for an efficient administration that benefits citizens and businesses

Milestone

Second progress report for the Conference of Minister-Presidents

120

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Milestone

Start of PD consulting services for selected funding programmes

125

6.2.2.2 Expansion of consulting services of PD: School IT consultancy

Target

Roll-out and pilot consulting projects on school IT

Instalment amount

EUR 7 284 486 130

1.3Third instalment (non-repayable support):

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

3

1.1.1 Hydrogen projects within the framework of IPCEIs

Target

Commitment of at least EUR 500 000 000

24

1.2.1 Support for the construction of charging infrastructure

Target

Expansion of recharging points in residential buildings

27

1.2.2 Funding for the development of electro-mobility

Target

Expansion of municipal and commercial e-mobility fleets

28

1.2.2 Funding for the development of electro-mobility

Target

Completion of electro-mobility preliminary designs

44

1.3.2 Municipal living labs for the energy transition 

Target

Approval of ‘living labs’ projects

60

2.2.1 Vehicle manufacturers/suppliers investment programme

Target

Approval of projects

66

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Milestone

Report on research and transfer outputs

67

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Target

Continuation of projects

77

3.1.2 Education platform

Milestone

Launch of the beta-version of the education platform

85

3.1.4 Modernisation of the Federal Armed Forces’ educational and training facilities

Target

Completion of the modernisation the 60 educational institutions

87

4.1.1 Investment programme ‘Childcare-financing’ 2020/21: special fund ‘Child Day-care Expansion’

Milestone

Publication of interim report in compliance with KitaFinHG

96

4.1.5 Digital Pension Overview

Milestone

Completion of the development and first operational phase.

99

5.1.1 Strengthening of the digital and technical resources of the public health service

Target

Progress of public health offices towards digital maturity

102

5.1.2 Programme to future-proof hospitals

 Target

Increase in the digital maturity of at least 35% of hospitals

114

6.1.3 Digitalisation of the administration—modernisation of registers

Milestone

Completion of pilot projects to test pilot registers

115

6.1.3 Digitalisation of the administration —modernisation of registers

Milestone

Completion of the implementation of the uniform architecture for the advancement of the only-once principle

Instalment amount

EUR 6 639 217 950

1.4Fourth instalment (non-repayable support):

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

8

1.1.2 Support programme for decarbonisation in industry

Target

Issuance of grant decisions

37

1.2.6 Support to promote alternative rail propulsion

Target

Approval of applications

38

1.2.6 Support to promote alternative rail propulsion

Target

Order of rail vehicles with alternative propulsion

47

1.3.3 Building renovation: federal funding for energy-efficient buildings

Target

Completion of energy-efficient renovations of 10 000 housing units.

56

2.1.3 IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

Milestone

Completion of R&D&I projects and launch of large-scale piloting of use cases

64

 2.2.2 Federal Programme ‘Building further CET networks’

Target

Revision or redesign of training measures or sub-modules as a result of the work of the CET networks

78

3.1.2 Education platform

Milestone

Final evaluation report with a decision on the future of the education platform

110

6.1.1 European identity ecosystem

Target

Provision of additional application cases beyond the pilots with little or no government support for their implementation

119

6.2.1 Joint programme of the federal government and the Länder for an efficient administration that benefits citizens and businesses

Target

Completion of measures in the progress report

121

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Target

Consultations carried out

122

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Target

Concepts for revision of funding programmes developed

126

6.2.2.2 Expansion of consulting services of PD: School IT consultancy

Milestone

Development of model concepts

127

6.2.2.2 Expansion of consulting services of PD: School IT consultancy

Target

School IT consulting projects

Instalment amount

EUR 3 480 124 348

1.5Fifth instalment (non-repayable support):

Sequential Number

Related Measure (Reform or Investment)

Milestone / Target

Name

4

1.1.1 Hydrogen projects within the framework of IPCEIs

Milestone

Evaluation of the support programme

5

1.1.1 Hydrogen projects within the framework of IPCEIs

Target

Commitment of EUR 1 500 000 000

6

1.1.1 Hydrogen projects within the framework of IPCEIs

Target

Creation of at least 300 MW of electrolysis capacity

9

1.1.2 Support programme for decarbonisation in industry

Target

Disbursement to the supported projects

10

1.1.2 Support programme for decarbonisation in industry

Target

Reduction of greenhouse gas emissions in industry

13

1.1.3 Pilot scheme for climate action contracts based on the principle of Carbon Contracts for Difference

Target

Disbursement to the supported projects

15

1.1.4 Project-related climate protection research

Target

Disbursement to the supported projects

16

1.1.4 Project-related climate protection research

Target

Completion of supported climate-related research projects

19

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Target

Completion of the supported projects

20

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Target

Disbursement to the supported projects

21

1.1.5 Flagship projects for research and innovation in the context of the National Hydrogen Strategy

Target

Commitment for flagship research and innovation projects

23

1.2.1 Support for the construction of charging infrastructure

Target

Expansion of the public recharging network for electric vehicles

32

1.2.4 Extension of the initial registration period for granting the ten-year tax exemption for purely electric vehicles

Milestone

Evaluation of the measure

34

1.2.5 Support for purchases of buses with alternative propulsion

Target

Approval of applications

35

1.2.5 Support for purchases of buses with alternative propulsion

Target

Orders of buses with alternative propulsion

40

1.2.7 Promotion of the industries involved in hydrogen and fuel cell applications in transport

Target

Approval of projects for the vehicle and supplier industry for hydrogen and fuel cell applications in transport

41

1.2.7 Promotion of the industries involved in hydrogen and fuel cell applications in transport

Milestone

Establishment of a Technology and Innovation Centre for Hydrogen Technology

45

1.3.2 Municipal living labs for the energy transition

Target

Completion of urban neighbourhood projects

48

1.3.3 Building renovation: federal funding for energy-efficient buildings

Target

Completion of energy-efficient renovations of a further 30 000 housing units

50

 2.1.1 Innovative data policy for Germany

Target

Development of human resources and capabilities in federal ministries

51

 2.1.1 Innovative data policy for Germany

Target

Budget execution – disbursement of at least EUR 464 400 000 to the supported projects

54

2.1.2 IPCEI Microelectronics and Connectivity

Target

Budget execution – disbursement of at least EUR 1 275 000 000 to the supported projects

57

2.1.3 IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

Target

First industrial deployment of solutions developed under the measure.

58

 2.1.3 IPCEI Next Generation Cloud Infrastructure and Services (IPCEI CIS)

 Target

Budget execution – disbursement of at least EUR 637 500 000 to the supported projects

61

2.2.1 Vehicle manufacturers/suppliers investment programme

Target

Successful completion of projects

68

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Target

Budget execution – disbursement of EUR 700 000 000 to the supported

69

2.2.3 Digitalisation and Technology Research Centre of the Bundeswehr

Milestone

Report on research and transfer outputs

75

3.1.1 Investment programme for teacher devices

Milestone

Evaluation of changes in digital infrastructure and use of digital media in schools

82

3.1.3 Educational centres of excellence

Target

Completion of research projects

88

4.1.1 Investment programme ‘Childcare-financing’ 2020/21: special fund ‘Child Day-care Expansion’

Target

Completion of all measures

97

4.1.5 Digital Pension Overview

Milestone

Completion of the implementation of improvements deduced from practical experience during the first operational phase.

100

5.1.1 Strengthening of the digital and technical resources of the public health service

Target

Progress of public health offices towards digital maturity

103

5.1.2 Programme to future-proof hospitals 

Target

Implementation of at least 75% of the relevant digitalisation projects

116

6.1.3 Digitalisation of the administration —modernisation of registers

Target

Priority connection of user-based registers to the once-only target architecture

123

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Milestone

Information dissemination on lessons learned

124

6.2.2.1 Expansion of consulting services of PD: Effective Funding Support Management

Target

Consultations carried out

129

6.2.3.1 Acceleration of planning and approval procedures in the transport sector

Milestone

Evaluation of legislative changes

Instalment amount

EUR 3 709 321 467

SECTION 3: ADDITIONAL ARRANGEMENTS

1.Arrangements for monitoring and implementation of the recovery and resilience plan

The monitoring and implementation of the recovery and resilience plan of Germany shall take place in accordance with the following arrangements:

-A coordination unit in the Federal Ministry of Finance shall monitor the implementation of Germany’s recovery and resilience plan. The unit shall coordinate the monitoring and reporting of progress on milestones and targets and on relevant indicators, perform qualitative controls on all financial data and submit payment requests. The coordination unit shall be further responsible for identifying and correcting early on any potential undesirable developments. It shall serve as a coordinating body also for the monitoring and implementation of the audit and control measures.

-The coordinating function of the unit is based on established national mechanisms and regulations. The relevant national legal provisions and national mechanism for monitoring and control shall be applied, including the corresponding reporting obligations. The disbursement of funds for the measures in the recovery and resilience plan to the final recipients shall be carried out in compliance with the legal basis of the general funding guidelines (Förderrichtlinie) for the respective measure in accordance with the General Administrative Regulations, and on the basis of individual funding decisions (administrative acts) in favour of the final recipients.

-The coordination unit consists of a team of economists and budgetary and controlling experts with the relevant experience and specialist knowledge. Specialist expertise from other units of the Federal Ministry of Finance or other line Ministries shall be called in as needed. The mandate of the coordinating unit is set out in the distribution-of-business plan of the Federal Ministry of Finance.

2.Arrangements for providing full access by the Commission to the underlying data

The Federal Ministry of Finance, as the central coordinating body for Germany’s recovery and resilience plan and its implementation, is responsible for overall coordination and monitoring of the plan. In particular, it acts as a coordinating body for monitoring progress on milestones and targets, for monitoring and, where appropriate, implementing control and audit activities, and for providing reporting and requests for payments. It coordinates the reporting of milestones and targets, relevant indicators, but also qualitative financial information and other data, such as on final recipients. The data encoding is taking place in decentralised IT systems throughout different ministries, which are obliged to report the required data to the Federal Ministry of Finance.

In accordance with Article 24(2) of Regulation (EU) 2021/241, upon completion of the relevant agreed milestones and targets in Section 2.1 of this Annex, Germany shall submit to the Commission a duly justified request for payment of the financial contribution. Germany shall ensure that, upon request, the Commission has full access to the underlying relevant data that supports the due justification of the request for payment, both for the assessment of the request for payment in accordance with Article 24(3) of Regulation (EU) 2021/241 and for audit and control purposes.

(1)      IPCEIs are subject to the notification requirement and stand-still obligation in Article 108(3) of the Treaty on the Functioning of the European Union. The selection and specificities of the proposed projects may require adjustments to ensure compliance with the applicable State aid rules.
(2)      Where the activity supported achieves projected greenhouse gas emissions that are not substantially lower than the relevant benchmarks an explanation of the reasons why this is not possible should be provided. Benchmarks are established for free allocation for activities falling within the scope of the Emissions Trading System, as set out in the Commission Implementing Regulation (EU) 2021/447.
(3)      Where the activity supported achieves projected greenhouse gas emissions that are not substantially lower than the relevant benchmarks an explanation of the reasons why this is not possible should be provided. Benchmarks are established for free allocation for activities falling within the scope of the Emissions Trading System, as set out in the Commission Implementing Regulation (EU) 2021/447
(4) OJL 127, 16.5.2019, p. 34-79
(5) See https://www.bundesregierung.de/breg-de/suche/datenstrategie-der-bundesregierung-1845632
(6)      IPCEIs are subject to the notification requirement and stand-still obligation in Article 108(3) of the Treaty on the Functioning of the European Union. The selection and the specificities of the individual projects may accordingly require adjustments to ensure compliance with the applicable State aid rules. Only projects approved by a Commission decision under the applicable State aid rules may receive State aid.
(7) https://www.bmwi.de/Redaktion/DE/Textsammlungen/Industrie/zukunftsinvestitionen-fahrzeughersteller-zulieferindustrie.html
(8) Gesetz zur Verhütung und Bekämpfung von Infektionskrankheiten bei Menschen (Infektionsschutzgesetz – IfSG), 20 July 2020 (BGBl. I p. 1045)
(9)  Gesetz für ein Zukunftsprogramm Krankenhäuser (Krankenhauszukunftsgesetz – KHZG), 23 October 2020 (BGBI. I p. 2208).
(10)  Onlinezugangsgesetz, 14 August 2017 (BGBl. I p. 3122, 3138).
(11)  Identifikationsnummerngesetz, 28 March 2021 (BGBl. I p. 591)
(12)  Registermodernisierungsgesetz, 28 March 2021 (BGBl. I p. 591)
(13)  Gesetz zur Beschleunigung von Investitionen, 03 December 2020 (BGBl. I 2020 p. 2694).
(14)  Gesetz zur weiteren Beschleunigung von Planungs- und Genehmigungsverfahren im Verkehrsbereich, 03 March 2020 (BGBl. I 2020 p. 433).
(15)  Gesetz zur Vorbereitung der Schaffung von Baurecht durch Maßnahmengesetz im Verkehrsbereich, 22 March 2020 (BGBl. I 2020 p. 640).
(16)  Musterbauordnung – zuletzt geändert durch Beschluss der Bauministerkonferenz, 27 September 2019 (https://www.bauministerkonferenz.de/verzeichnis.aspx?id=991&o=759O986O991)
(17)      Germany submitted two cost estimates. The plan’s gross value of EUR 27 949 882 000 includes VAT for some measures, while a net value of at least EUR 26 518 833 613 excludes VAT.
Top