This document is an excerpt from the EUR-Lex website
Document 52011SC0751
COMMISSION STAFF WORKING PAPER SUMMARY OF THE IMPACT ASSESSMENT
COMMISSION STAFF WORKING PAPER SUMMARY OF THE IMPACT ASSESSMENT
COMMISSION STAFF WORKING PAPER SUMMARY OF THE IMPACT ASSESSMENT
COMMISSION STAFF WORKING PAPER SUMMARY OF THE IMPACT ASSESSMENT /* SEC/2011/0751 final - COD 2011/0152 */
TABLE OF CONTENTS 1........... POLICY CONTEXT..................................................................................................... 1 2........... CONSULTATION AND EXPERTISE......................................................................... 1 3........... PROBLEM DEFINITION............................................................................................. 1 4........... OBJECTIVES............................................................................................................... 1 5........... POLICY OPTIONS...................................................................................................... 1 6........... ANALYSIS OF IMPACTS........................................................................................... 1 7........... COMPARING THE OPTIONS.................................................................................... 1 8........... MONITORING AND EVALUATION......................................................................... 1
1.
POLICY CONTEXT
This impact assessment addresses the
protection of workers exposed to high levels of electromagnetic fields (EMF)
during their work. This concern forms part of the general EU policy set out in
the Treaty on the Functioning of the European Union (TFEU) to provide workers
appropriate health and safety protection against risks encountered during their
professional activities.
2.
CONSULTATION AND EXPERTISE
For legislative initiatives in the social
policy field, the Treaty provides for a two-stage consultation of the social partners.
The first stage (Article 154(2) TFEU) took place between 1 July and 10
September 2009. The Commission received 16 replies to
this consultation. The second stage of consultation under
Article 154(3) TFEU took place between 20 May and 5 July 2010 and was carried
out independently from the impact assessment. 27 responses were received. The results can be summarised as follows: · In general, both trade unions and employers agree that the current Directive
is not the ideal instrument and that there is a basic need for a new EU
initiative to protect workers from electromagnetic fields. However, certain
employer representatives (SMEs and national organisations) indicate their
preference for non-binding instruments instead of a directive. · It is commonly accepted that the limit values in the current
directive are too low and based on too conservative assumptions; but while the
employers are in favour of relaxing the limits, the workers’ representatives want
the long-term health effects to be covered in the future Directive. · Exempting some categories of workers from the scope of the Directive
is not welcomed by industry employers (except MRI equipment manufacturers).
Also, allowing derogations from exposure limits in specific sectors (health care)
poses some problems for industry. · The social partners confirm that no category of workers should be
excluded from the benefits of any new legal instrument, provided that the new instrument
gives the appropriate flexibility needed to allow activities to be continued. · While employers are very much in favour of a flexible approach also
allowing for exceptions, workers’ organisations fear that flexibility may
reduce the protection of workers unless there are strict controls. · Adaptation of the exposure limit values defined in the Directive is
acceptable to both employers’ and workers’ organisations, along with the
introduction of a zoning approach to allow for light risk assessments in less
problematic situations. There is also a consensus on the importance of
operational guidance. · Medical checks after situations of overexposure above the limit
values are welcomed as a default approach by the trade unions. Employers’
organisations and the medical profession raise doubts as to whether this is
reasonable for the low frequency range, where it might be difficult to detect
effects. · Derogations from the limit values for the medical sector to
facilitate MRI treatment are viewed with scepticism by other sectors, whereas
trade unions recommend a sunset clause to avoid the erosion of protective
legislation. Representatives from Member States, experts
and stakeholders were consulted extensively during the consultation and impact
assessment.
3.
PROBLEM DEFINITION
What is the
problem? This impact assessment addresses the
protection of workers exposed to high levels of electromagnetic fields during
their work. This concern forms part of general EU policy set out in the Treaty to
provide workers appropriate health and safety protection against risks
encountered during their professional activities. That means this document
deals only with the (high) exposure of workers during their work and not with
the (much lower) exposure encountered by the general public using mobile phones,
living close to power lines or passing through metal detectors at airports. Workers can be exposed to electromagnetic
fields in many sectors of activity: industrial processes such as welding,
sealing, broadcasting, electricity generation, etc. or medical procedures such
as magnetic resonance imaging (MRI). The health consequences of overexposure
can differ depending upon the intensity and proximity of the sources on the one
hand but also upon the characteristics of the electromagnetic radiation itself,
e.g. its frequency. The symptoms of acute effects are well defined. In the high
frequency range (e.g. broadcasting, radars), severe burns may occur, while in
the low frequency range (e.g. welding, electricity production and
distribution), induced currents can affect the functioning of the central or
peripheral nervous system and exposed persons can also experience vertigo,
nausea, metallic taste feelings, or magnetophosphenes (flashes in the eyes). In
very rare cases, dramatic effects are also encountered when strong magnets
attract a ferromagnetic object and cause it to strike a person inadvertently caught
between the magnet and the metallic object. The issue of protecting workers exposed to
EMF was already dealt with at EU level in 2004 with the adoption of Directive
2004/40/EC[1] of the EP and the Council. Very rapidly, it transpired that the Directive
as adopted, in particular the binding exposure limit values, would create major
implementation problems and would even impede some essential medical procedures
and related research in cutting-edge medical applications such as MRI. On the
other hand, a lot of new scientific information was becoming available with
good evidence that some exposure limits in the Directive were too conservative.
The issue became critical as the deadline for transposition of the Directive by
the Member States approached. The Commission decided to undertake a full review
of the situation. Who is affected
and how? Overall, according to data from
stakeholders, more than 1 500 000 workers (self-employed excluded) in
more than 200 000 workplaces are concerned in the EU. Sector || Workers || Workplaces/assessments || Electric energy || 200 000 || 3 000 || Health care || 211 000 || 13 000 || Metal industry || 1 019 000 || 162 140 || Telecoms & broadcast || 39 500 || 11 000 || Rail || 120 000 || 500 || Other || 50 000 || 25 000 || Total || 1 639 500 || 214 640 || Source: stakeholder
information Workers in both the medical sector and
industry can be exposed to much higher levels than those defined for the
general public. The general public normally has no access to areas where high
exposure levels occur. The table below shows the possible health
effects that can be encountered in a variety of professional activities and the
associated frequency range(s). Frequency range || Related activities || Potential health problems 0 Hz || Magnetic resonance technology Lifting cranes Electrochemical processes || Safety problems: uncontrolled attraction of ferromagnetic metals Health problems: vertigo, metallic taste feeling, headaches 50 Hz || Power lines Production and distribution of electricity Welding || Headaches, magnetophosphenes, Unwanted effects on the peripheral nervous system 100 Hz - 10 000 kHz || Magnetic resonance technology (gradient fields) 9 kHz - || Electric welding || Effects on the nervous system 30 kHz - || Industrial induction heating 300 kHz - || AM radio Industrial induction heating 3 MHz - || AM radio Plastic welding Dielectric pressing Induction hardening FM radio Wood processing || Burns Thermal stress 300 MHz - || TV Diathermia GSM Dielectric vulcanising 3 GHz - || Anti-theft protection systems Radars Satellites (communication with) 30 GHz - || Transmission of digital and analogue video signals Source: AGORIA
(BE) good practice guide The underlying
drivers of the problem Recent research[2] indicates that Directive
2004/40/EC is stricter than necessary on certain points. Since the publication
in 1998 of the recommendations of the International Commission for Non-Ionising
Radiation (ICNIRP) published, on which the Directive is based, new scientific
data have become available on the effects of low-frequency fields. These data
suggest that some of the current limits could be too low. Warnings from the medical sector in
particular suggest that Directive 2004/40/EC, even with less strict
recommendations, will rule out 5-8 % of medical procedures, because the exposure
of medical staff working with MRI equipment might exceed the limits.[3] That would be undesirable,
because the use of MRI has many advantages for patients: the technique enables the
diagnosis of diseases where this was previously impossible and surgical intervention
without the use of X-rays, while almost every week new applications are
developed for the benefit of patients. On the other hand, the safety and health of
medical personal also needs to be ensured. State of
implementation of the legal framework The existing legal frameworks in the Member
States are very different. A detailed overview can be found in Annex 1 of the
report. Very few have already started to transpose Directive 2004/40/EC,
sometimes allowing some flexibility to ensure proper use of MRI techniques
(although such flexibility is not permitted by Directive 2004/40/EC). Other
countries are currently relying on existing non-binding standards or are using
the ICNIRP recommendations as a practical reference. Member States have put on
ice the introduction of new national legislation to transpose Directive
2004/40/EC, awaiting clarification and a new proposal from the Commission. If the situation remains as it is, all 27
Member States will have to transpose the provisions of Directive 2004/40/EC by
30 April 2012. This would of course nullify the efforts made by the Commission
to find solutions for the implementation problems raised and would definitely
not be the outcome expected by governments, social partners and most
stakeholders. Right to act and
subsidiarity Legislative action in the area of
occupational health and safety is based on Article 153(1)(a) and (2) TFEU,
which explicitly allows for European action in that field. Upon the adoption of Directive 2004/40/EC,
the Commission, Parliament and Council were of the opinion that EU action was
the best way to protect workers from risks arising from occupational exposure
to electromagnetic fields. Currently, the Commission does not see any new
evidence for deviating from the choice made by the Parliament and Council in
2004. The need to protect workers remains essential. Considering the situation
pointed out under point 2.5 of the report and the need for review recognised by
all parties, it appears that the Commission must act, using its right of
initiative.
4.
OBJECTIVES
Based on the general objective of protecting
workers during their professional activities, the objective here is protection
from harmful EMF. As exposure to EMF is a complex risk, there is a need is to define
more specific measures to ensure adequate protection of workers while not
unduly impeding the use and development of industrial and medical techniques or
imposing disproportionate burdens on enterprises, in particular SMEs. The operational objective is to ensure the
effectiveness of the measures to protect workers exposed to EMF by setting
appropriate limit values and providing employers with adequate information on
the necessary risk management measures.
5.
POLICY OPTIONS
Policy option A: ‘Do nothing’ In practical terms, this means that
Directive 2004/40/EC has to be transposed by 30 April 2012 into legislation in
all the Member States. Policy option B: ‘New Directive with revised exposure limits’ Directive 2004/40/EC is replaced by a new
Directive with revised exposure limit values that are higher than the previous
ones, but are in line with scientific evidence. Details are given in Annex 3 of
the report. Policy option C1: ‘New Directive with revised exposure limits and partial exemptions’ Directive 2004/40/EC is replaced by a new
Directive with revised exposure limit values higher than the previous ones, but
in line with scientific evidence (as in option B). In addition, conditional
exemptions are provided for MRI, which will however remain subject to a general
EMF risk management requirement. Policy option C2: ‘New Directive with revised exposure limits and complete exemption
for MRI’ Directive 2004/40/EC is replaced by a new
Directive with revised exposure limit values higher than the previous ones, but
in line with scientific evidence (as in option B). Medical MRI will be exempted
entirely from all the requirements of the EMF Directive. Policy option D1: ‘Replacement of the Directive by a Recommendation’ Directive 2004/40/EC is replaced by
non-binding occupational EMF exposure recommendations, based on the latest
international recommendations. The form of these recommendations would be
similar to the 1999 Council Recommendation on EMF exposure of the general
public. Policy option D2: ‘Voluntary agreements between the social partners’ Directive 2004/40/EC is replaced by
voluntary agreements at European or sectoral level between social partners in accordance
with Article 154(4) TFEU. Policy option E: ‘No EU legislation’ Directive 2004/40/EC is repealed while Directive
89/391/EEC (Framework Directive) and existing national regulatory provisions on
the subject remain in force. The absence of national regulations in some Member
States will allow unregulated occupational EMF exposures, which may increase
risk, reduce equality, etc. For this option, it may be assumed that for example
those countries which have already (partially) implemented the EMF Directive
would not repeal their EMF legislation. These options were considered as relevant
by the stakeholders. Alternative options not analysed in detail include
adopting a more sectoral approach, restricting legislation to the provision of
safe equipment or exclusively focusing on ‘soft’ policy instruments such as
information campaigns and guidance documents.
6.
ANALYSIS OF IMPACTS
Starting point for the analysis of impacts The baseline for the analysis is to assume
that the Framework Directive has been fully implemented but the specific EMF Directive
has not yet been implemented. This corresponds to the actual legal situation. Discussions with experts and stakeholders have
indicated that environmental impacts are not likely, so they have not been
assessed. Social impacts The main social impacts are the potential
health impact on about 1.5 million workers, including in particular a much
smaller number of particularly sensitive workers, e.g. those with a medical
implant or pregnant women. In this respect, there is a clear preference for
options A, B and C1. Option A being most stringent, this might result in
stringent protection only on paper. Option C2 ranks behind these three, as the
protection of workers in high-exposure areas is clearly weaker than with the
other options. Other prominent social impacts are the
benefits of critical medical MRI applications for the public. Options A and B
will not provide sufficient flexibility to allow for all such treatments. All
other options can provide this flexibility. Economic impacts Consistent European rules that allow for
mobility and exchange are among the positive economic impacts. These are best
guaranteed with options A, B, C1 and C2, whereas options D1, D2 and E are more
likely to maintain a high level of insecurity. Another important economic aspect is the
possibility to develop a business with as few restrictions as possible, thus
facilitating growth and maintaining or even creating employment in Europe. In
that respect, options A and B are seen as rather restrictive and hindering
economic development in some areas to an extent not expected with any of the
other options. Compliance and administrative costs Summary
of total compliance and administrative costs for each option: Policy option || Total costs (million euros) A: no change to EC/2004/40 || 660.3 B: new ELVs for all sectors || 526.9 C1: possibility for derogation from ELVs || 511.7* C2: some workers excluded || 497.4 D1: non-binding recommendations only || 437.1 D2: sectoral agreements only || 420.2 E: no EU action || 474.0 *including reinforced training for MRI Option A is the most expensive to implement.
Option B involves lower implementation costs than option A since many
activities in the metal industry such as induction heating and electrolysis
would fall in most cases below the revised limits. Consequently, employers in
the metal industry would not need to take extensive measures to reduce exposure
by changing working practices. However, Option B is more expensive than other
options because of the costs specifically associated with MRI. The other
options will have very similar costs. Policy options C2 and E are evaluated under
the assumption that employers will need to carry out a risk assessment
additional to that required by the Framework Directive. Residual costs will
occur for instance in the telecommunications and power generation/transmission sectors,
which would continue to work to ICNIRP recommendations as provided for in
Directive 2004/40/EC because they do not represent a problem for them. SMEs want simplified information at EU
level. Simple and short sector-specific guidance documents (checklist type)
will hence be needed whichever option is chosen. Equipment labelling and better
manufacturer information might help identify those situations where no detailed
assessment is required.
7.
COMPARING THE OPTIONS
Whatever the option, the benefits cannot be
described without difficulty. Health benefits can only be indicated to the
extent that no adverse effect will occur below the current or future limits.
This should favour options A to C2. Given new scientific evidence indicating
that exposure limits under option B will ensure protection against
overexposure, option A only adds the disadvantages of restricting some
activities and overall less willingness to comply. At the other end of the spectrum of
possibilities, options D1 (Recommendation), D2 (Voluntary agreement) and E
(No EU legislation) can be rejected. Stakeholders and experts expressed a strong
preference for consistent European legislation giving employers and employees
legal and physical security. Although EMF on its own is not a major issue,
consistent European legislation in the field is seen as contributing to the single
European market. Furthermore, abstaining from any European action on EMF would
significantly reduce the attention paid to the risks of EMF and could have
negative health impacts. The three remaining options are B (revised
exposure limits), C1 (revised exposure limits and conditional exemptions
limited to some provisions for medical MRI) and C2 (revised exposure limits and
complete exemptions of some activities from the Directive). Option B has
the advantage of consistent rules on EMF with exposure limits that are already
high enough for a considerable number of workplaces, so that there is no longer
a threat of overexposure. Compared to option A, the number of situations with
potential overexposure is significantly lower. Option B is in line with recent
scientific evidence. The disadvantage of this option is that there are some
activities (like some MRI treatments) where temporary overexposure is possible.
Completely stopping these activities — which are in some cases closely linked
to technological progress and directly contribute to the health and well-being
of the public — is problematic. Option C1
has the advantage of consistent rules on EMF in most areas, as for Option B,
while allowing derogations from exposure limits for medical MRI with reinforced
preventive measures in situations where there is a threat of overexposure. As
in the case of option B, this relies on recent scientific evidence. However, it
would be more flexible than option B. The disadvantage of option C1 is that in the
case of derogations it requires a more stringent and more controlled working
environment. Option C2
also has the advantages of consistent rules on EMF in most areas, and allows
for flexible solutions in situations where there is a threat of overexposure.
The obligations in terms of risk assessment are lower for the exempted sector.
This also reduces compliance costs. The disadvantage of this option is the risk
of it leading to lower levels of worker protection. Furthermore, it would
encourage greater variation in the protection of employees, going against both
the letter and spirit of the Framework Directive. Conclusion on costs: The cost of Option C1 is higher than for the less stringent options
C2 to E. However, for a rather limited increase in cost, Option C1 scores much
better than the latter options for other, more qualitative impacts, and
guarantees a high level of protection for workers. The cost of Option C1 is
significantly lower than for Option A and almost equivalent to Option B, while
offering to the MRI sector and industry the flexibility they need. Consequently, based on these considerations
and in line with the survey results, the Commission therefore prefers option
C1. Survey
assessment During preparation of the impact assessment,
a survey was carried out and received 166 replies. Overall, the survey results consistently
show that option C1 is preferred by stakeholders.
8.
MONITORING AND EVALUATION
Framework Directive 89/391/EEC and the
subsequent 19 individual directives under its Article 16(1) provide for regular
review of the effectiveness of their implementation. Since 2007, this
systematic review has been harmonised and is performed every 5 years by all the
Member States for all risks covered by the directives. A report is then
prepared by the Commission. Also, committees bringing together national
experts from EU Member States are an important part of the process of
evaluating and monitoring EU legislation on health and safety at work. In
particular, these include the tripartite Advisory Committee for Safety and
Health at Work, set up by Council Decision 2003/C 218/01,
and the Senior Labour Inspectors Committee (SLIC), set up by Commission Decision
95/319/EC. [1] Directive 2004/40/EC of the European Parliament and
of the Council of 29 April 2004 on the minimum health and safety requirements
regarding the exposure of workers to the risks arising from physical agents
(electromagnetic fields) (18th individual Directive within the meaning of
Article 16(1) of Directive 89/391/EEC). OJ L 184,
24.5.2004, p. 1. [2] Forschungsbericht
400: Elektromagnetische Felder am Arbeitsplatz — Abschlussbericht, ISSN
0174-4992, März 2010 (BMAS report). ICNIRP Guidelines:
Guidelines for limiting exposure to time-varying electric and magnetic fields
(1 Hz to 100 kHz): published in December 2010. [3] 1) Project VT/2007/017: ‘An Investigation into
Occupational Exposure to Electromagnetic Fields for Personnel Working With and
Around Medical Magnetic Resonance Imaging Equipment’; final report 4 April
2008.
2) ‘Assessment of electromagnetic fields around magnetic resonance (MRI)
equipment’ (2007) http://www.hse.gov.uk/research/rrpdf/rr570.pdf.