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Document 32021O0835
Guideline (EU) 2021/835 of the European Central Bank of 26 March 2021 repealing Guideline ECB/2014/15 on monetary and financial statistics (ECB/2021/16)
Guideline (EU) 2021/835 of the European Central Bank of 26 March 2021 repealing Guideline ECB/2014/15 on monetary and financial statistics (ECB/2021/16)
Guideline (EU) 2021/835 of the European Central Bank of 26 March 2021 repealing Guideline ECB/2014/15 on monetary and financial statistics (ECB/2021/16)
OJ L 208, 11/06/2021, p. 335–344
(BG, ES, CS, DA, DE, ET, EL, EN, FR, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)
In force
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11.6.2021 |
EN |
Official Journal of the European Union |
L 208/335 |
GUIDELINE (EU) 2021/835 OF THE EUROPEAN CENTRAL BANK
of 26 March 2021
repealing Guideline ECB/2014/15 on monetary and financial statistics (ECB/2021/16)
THE GOVERNING COUNCIL OF THE EUROPEAN CENTRAL BANK,
Having regard to the Treaty on the Functioning of the European Union, and in particular Article 127(2) thereof,
Having regard to the Statute of the European System of Central Banks and of the European Central Bank, and in particular Articles 5.1, 12.1 and 14.3 thereof,
Whereas:
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(1) |
Recent amendments to Regulation (EU) No 1071/2013 of the European Central Bank (ECB/2013/33) (1) and Regulation (EU) No 1409/2013 of the European Central Bank (ECB/2013/43) (2) require the revision of Guideline ECB/2014/15 of the European Central Bank (3) as it establishes the requirements for the statistical information collected under, inter alia, those Regulations, to be transmitted by national central banks (NCBs) to the European Central Bank (ECB). |
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(2) |
Guideline ECB/2014/15 has been substantially amended several times (4). Since further amendments are required, the Guideline is recast in the interests of clarity and split into the following new guidelines: (a) Guideline (EU) 2021/830 of the European Central Bank (ECB/2021/11) (5) on balance sheet item statistics and interest rate statistics of monetary financial institutions; (b) Guideline (EU) 2021/831 of the European Central Bank (ECB/2021/12) (6) on statistical information to be reported on financial intermediaries other than monetary financial institutions; (c) Guideline (EU) 2021/833 of the European Central Bank (ECB/2021/14) (7) on statistical information to be reported on consolidated banking data; (d) Guideline (EU) 2021/832 of the European Central Bank (ECB/2021/13) (8) on reporting requirements on payments statistics; and (e) Guideline (EU) 2021/834 of the European Central Bank (ECB/2021/15) (9) on statistical information to be reported on securities issues. Accordingly, Guideline ECB/2014/15 should be repealed. |
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(3) |
In order to ensure that the collection and analysis of statistical information is effective, NCBs shall comply with the reporting requirements of Guideline (EU) 2021/830 (ECB/2021/11) from the same date as the date of application of the reporting requirements of Regulation (EU) 2021/379 (10) of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (recast) (ECB/2021/2), namely 1 February 2022. Therefore, NCBs should also comply with Guideline (EU) 2021/831 (ECB/2021/12), Guideline (EU) 2021/832 (ECB/2021/13), Guideline (EU) 2021/833 (ECB/2021/14) and Guideline (EU) 2021/834 (ECB/2021/15) from 1 February 2022. |
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(4) |
For reasons of legal certainty, Guideline ECB/2014/15 should be repealed on the date from which NCBs comply with those recast Guidelines. NCBs should therefore comply with this Guideline from 1 February 2022, |
HAS ADOPTED THIS GUIDELINE:
Article 1
Repeal
1. Guideline ECB/2014/15 is hereby repealed.
2. References to the repealed Guideline shall be construed as references to Guideline (EU) 2021/830 (ECB/2021/11), Guideline (EU) 2021/831 (ECB/2021/12), Guideline (EU) 2021/833 (ECB/2021/14), Guideline (EU) 2021/832 (ECB/2021/13) and Guideline (EU) 2021/834 (ECB/2021/15) as appropriate and in accordance with the correlation tables in Annexes II to VI.
Article 2
Taking effect
1. This Guideline shall take effect on the day of its notification to the national central banks of the Member States whose currency is the euro.
2. The national central banks of the Member States whose currency is the euro and the ECB shall comply with this Guideline from 1 February 2022.
Article 3
Addressees
This Guideline is addressed to all Eurosystem central banks.
Done at Frankfurt am Main, 26 March 2021.
For the Governing Council of the ECB
The President of the ECB
Christine LAGARDE
(1) Regulation (EU) No 1071/2013 of the European Central Bank of 24 September 2013 concerning the balance sheet of the monetary financial institutions sector (ECB/2013/33) (OJ L 297, 7.11.2013, p. 1). Recent amendments to that Regulation were recast in Regulation (EU) 2021/379 of 22 January 2021 of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2) (OJ L 73, 3.3.2021, p. 16).
(2) Regulation (EU) No 1409/2013 of the European Central Bank of 28 November 2013 on payments statistics (ECB/2013/43) (OJ L 352, 24.12.2013, p. 18).
(3) Guideline ECB/2014/15 of 4 April 2014 on monetary and financial statistics (OJ L 340, 26.11.2014, p. 1).
(4) Guideline (EU) 2015/571 of the European Central Bank of 6 November 2014 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2014/43) (OJ L 93, 9.4.2015, p. 82); Guideline (EU) 2016/450 of the European Central Bank of 4 December 2015 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2015/44) (OJ L 86, 1.4.2016, p. 42); Guideline (EU) 2017/148 of the European Central Bank of 16 December 2016 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2016/45) (OJ L 26, 31.1.2017, p. 1); Guideline (EU) 2018/877 of the European Central Bank of 1 June 2018 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2018/17) (OJ L 154, 18.6.2018, p. 22); and Guideline (EU) 2019/1386 of the European Central Bank of 7 June 2019 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2019/18) (OJ L 232, 6.9.2019, p. 1).
(5) Guideline (EU) 2021/830 of the European Central Bank of 26 March 2021 on balance sheet item statistics and interest rate statistics of monetary financial institutions (ECB/2021/11).
(6) Guideline (EU) 2021/831 of the European Central Bank of 26 March 2021 on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12).
(7) Guideline (EU) 2021/833 of the European Central Bank of 26 March 2021 on statistical information to be reported on consolidated banking data (ECB/2021/14).
(8) Guideline (EU) 2021/832 of the European Central Bank of 26 March 2021 on reporting requirements on payments statistics (ECB/2021/13).
(9) Guideline (EU) 2021/834 of the European Central Bank of 26 March 2021 on statistical information to be reported on securities issues (ECB/2021/15).
(10) Regulation (EU) 2021/379 of 22 January 2021 of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2) (OJ L 73, 3.3.2021, p. 16).
ANNEX I
REPEALED GUIDELINE WITH LIST OF THE SUCCESSIVE AMENDMENTS THERETO
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Guideline (EU) 2014/810 of the European Central Bank of 4 April 2014 on monetary and financial statistics (ECB/2014/15) (OJ L 340, 26.11.2014, p. 1). |
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Guideline (EU) 2015/571 of the European Central Bank of 6 November 2014 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2014/43) (OJ L 93, 9.4.2015, p. 82). |
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Guideline (EU) 2016/450 of the European Central Bank of 4 December 2015 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2015/44) (OJ L 86, 1.4.2016, p. 42). |
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Guideline (EU) 2017/148 of the European Central Bank of 16 December 2016 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2016/45) (OJ L 26, 31.1.2017, p. 1). |
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Guideline (EU) 2018/877 of the European Central Bank of 1 June 2018 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2018/17) (OJ L 154, 18.6.2018, p. 22). |
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Guideline (EU) 2019/1386 of the European Central Bank of 7 June 2019 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2019/18) (OJ L 232, 6.9.2019, p. 1). |
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ANNEX II
CORRELATION TABLE
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Guideline ECB/2014/15 |
Guideline (EU) 2021/830 on balance sheet item statistics and interest rate statistics of monetary financial institutions (ECB/2021/11) |
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Article 1(1) |
Article 1 |
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Article 1(2) |
Article 32 |
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Article 1(3), points (a) and (b) |
Article 31 |
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Article 2 |
Article 2 |
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Article 3(1) and Article 7(1) |
Article 3 and Article 4 |
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Article 3(2), Article 7(2), Article 21(2) and Article 22(2) |
Article 9 |
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Article 3(3), first subparagraph, Article 21(3) and Article 22(3) |
Article 10 |
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Article 3(3), second subparagraph |
Article 30(3) |
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Article 3(4) |
Article 30(2) |
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Article 3(5)(b) and Article 10(3) |
Article 8 |
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Article 3(5)(c) |
Article 30(7) |
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Article 4 |
Article 30(4) |
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Article 5 |
— |
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Article 6 |
Articles 22 to 24 |
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Article 8(1) and (3) |
Article 19 |
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Article 8(2) and Article 9(2) |
Article 21 |
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Article 9(1) |
Article 20 |
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Article 10 |
Article 5 |
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Article 11 |
Articles 25 to 26 |
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Article 14 |
— |
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Article 17 |
Articles 11 to 14 |
|
Article 17a |
Articles 15 to 18 |
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Article 21(1) and (4) |
Article 7 |
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Article 22(1) |
Article 6 |
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Article 27 |
Article 30(1) |
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Article 28 |
Article 33 |
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Article 29 |
Article 34 |
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Article 30 |
Article 35 |
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Annex I |
— |
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Annex II, Part 1 (Tables 3a, 3b and 4) |
Annex II, Part 2 |
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Annex II, Part 3 |
Annex VI |
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Annex II, Parts 4 and 10 |
Annex II, Part 1 |
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Annex II, Part 5 |
Annex V, Part 1 |
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Annex II, Part 6 |
Annex V, Part 2 |
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Annex II, Part 7 |
Annex II, Part 3 |
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Annex II, Part 8 |
Annex VII |
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Annex II, Part 13 to 15 |
Annex III |
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Annex II, Part 15a |
Annex IV |
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Annex II, Part 19 |
Annex II, Part 5 |
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Annex II, Part 20 |
Annex II, Part 4 |
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Annex III |
— |
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Annex IV |
Annex I |
ANNEX III
CORRELATION TABLE
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Guideline ECB/2014/15 |
Guideline (EU) 2021/832 on reporting requirements on payments statistics (ECB/2021/13) |
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Article 1(1) |
Article 1 |
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Article 1(2) |
Article 4(3) |
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Article 1(3)(d) |
Article 5 |
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Article 2 |
Article 2 |
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Article 18(1) |
Article 3(1) and (2) |
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Article 18(2) |
Article 3(4), Article 4(1) and (2) |
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Article 18(3) |
Article 7 |
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Article 18(4) |
Article 8 |
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Article 27 |
Article 6 |
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Article 28 |
Article 9 |
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Article 29 |
Article 10 |
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Article 32 |
— |
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Article 33 |
Article 12 |
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— |
Article 13 |
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Part 16 of Annex II |
Annex |
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Annex II, Part 16, Table 1 |
— |
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Annex II, Part 16, Table 1 – Settlement media used by credit institutions |
Annex, Table A |
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Annex II, Part 16, Table 2 |
Annex, Table A |
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Annex II, Part 16, Table 3 |
— |
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Annex II, Part 16, Table 4 |
— |
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Annex II, Part 16, Table 5 |
Annex, Table B |
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Annex II, Part 16, Table 6 |
Annex, Table C |
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Annex II, Part 16, Table 7 |
Annex, Table D |
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Section 2 |
Article 3(3) |
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Annex III |
Article 9 and recital 10 |
ANNEX IV
CORRELATION TABLE
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Guideline ECB/2014/15 |
Guideline (EU) 2021/831 on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12) |
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Article 1(1) |
Article 1 |
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Article 1(2) |
Article 20 |
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Article 1(3)(a) |
Article 18 |
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Article 2 |
Article 2 |
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Article 15 |
Section 6 |
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Article 19 |
Section 2 |
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Article 20 |
Section 5 |
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Article 23 |
Section 7 |
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Article 26 |
Section 4 |
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Article 26a |
Section 3 |
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Article 27 |
Article 19 |
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Article 28 |
Article 21 |
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Article 29 |
Article 22 |
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Annex II, Part 11 |
Annex I, Part 4 |
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Annex II, Part 17 |
Annex I, Part 1 and Article 3(1)(a) and (b) |
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Annex II, Part 18 |
Article 12(1) and Article 13(3) |
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Annex II, Part 21 |
Annex I, Part 5 |
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Annex II, Part 22 |
— |
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Annex II, Part 23 |
Annex I, Part 2 and Article 6(1)(a) and (c) |
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— |
Annex I, Part 3 |
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Annex II, Part 24 |
Article 9(1)(a) and (c) |
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Annex III |
Article 21 |
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Annex IV |
Annex II |
ANNEX V
CORRELATION TABLE
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Guideline ECB/2014/15 |
Guideline (EU) 2021/833 on statistical information to be reported on consolidated banking data (ECB/2021/14) |
|
Article 1(1) |
Article 1 |
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Article 1(2) |
Article 4 |
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Article 2 |
Article 2 |
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Article 12(1) |
Article 3 |
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Article 12(4) |
Article 3 |
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Article 12(2) |
Article 4 |
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Article 12(3) |
Article 5 |
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Article 27 |
Article 6 |
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Article 28 |
Article 7 |
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Article 29 |
Article 8 |
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Article 32 |
Article 9 |
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Article 33 |
Article 10 |
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Annex II, Part 9, Table 1 (annual) |
Annex I |
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Annex II, Part 9, Table 2 (quarterly) |
Annex II |
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Annex III |
Article 7 |
ANNEX VI
CORRELATION TABLE
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Guideline ECB/2014/15 |
Guideline (EU) 2021/834 on statistical information to be reported on securities issues (ECB/2021/15) |
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Article 1(1) |
Article 1 |
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Article 2 |
Article 2 |
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Article 16(1) and (3) |
Article 3 |
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Article 16(2) |
Article 4 |
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Article 1(3)(c) |
Article 5 |
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Article 27 |
Article 6 |
|
— |
Article 7 |
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Article 28 |
Article 8 |
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Article 30 |
Article 9 |
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Article 29 |
Article 10 |
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Annex II, Part 12 |
Annex I |
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Annex III |
Article 8 |
ANNEX VII
CORRELATION TABLE
|
Guideline ECB/2014/15 |
Regulation (EU) 2021/379 on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2) |
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Article 3(5)(a), first subparagraph |
Article 9(1), point (b) of the first subparagraph |
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Article 3(5)(a), second subparagraph |
Article 9(4), second and third subparagraphs |