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P7_TA(2014)0397 Protection of species of wild fauna and flora ***I European Parliament legislative resolution of 16 April 2014 on the proposal for a regulation of the European Parliament and of the Council on the protection of species of wild fauna and flora by regulating trade therein (recast) (COM(2012)0403 — C7-0197/2012 — 2012/0196(COD)) P7_TC1-COD(2012)0196 Position of the European Parliament adopted at first reading on 16 April 2014 with a view to the adoption of Regulation (EU) No …/2014 of the European Parliament and of the Council on the protection of species of wild fauna and flora by regulating trade therein (recast)

IO C 443, 22.12.2017, p. 794–902 (BG, ES, CS, DA, DE, ET, EL, EN, FR, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)

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Official Journal

22.12.2017

Official Journal of the European Union

C 443/794

P7_TA(2014)0397

Protection of species of wild fauna and flora ***I

European Parliament legislative resolution of 16 April 2014 on the proposal for a regulation of the European Parliament and of the Council on the protection of species of wild fauna and flora by regulating trade therein (recast) (COM(2012)0403 — C7-0197/2012 — 2012/0196(COD))

(Ordinary legislative procedure — recast)

(2017/C 443/73)

The European Parliament,

—	having regard to the Commission proposal to Parliament and the Council (COM(2012)0403),

—	having regard to Article 294(2) and Article 192(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C7-0197/2012),

—	having regard to Article 294(3) of the Treaty on the Functioning of the European Union,

—	having regard to the opinion of the European Economic and Social Committee of 14 November 2012 (1),

—	after consulting the Committee of the Regions,

—	having regard to the Interinstitutional Agreement of 28 November 2001 on a more structured use of the recasting technique for legal acts (2),

—	having regard to the letter of 11 November 2013 from the Committee on Legal Affairs to the Committee on the Environment, Public Health and Food Safety in accordance with Rule 87(3) of its Rules of Procedure,

—	having regard to Rules 87 and 55 of its Rules of Procedure,

—	having regard to the report of the Committee on the Environment, Public Health and Food Safety (A7-0087/2014),

whereas, according to the Consultative Working Party of the legal services of the European Parliament, the Council and the Commission, the Commission proposal does not include any substantive amendments other than those identified as such in the proposal and whereas, as regards the codification of the unchanged provisions of the earlier acts together with those amendments, the proposal contains a straightforward codification of the existing texts, without any change in their substance;

Adopts its position at first reading hereinafter set out, taking into account the recommendations of the Consultative Working Party of the legal services of the European Parliament, the Council and the Commission;

Calls on the Commission to refer the matter to Parliament again if it intends to amend its proposal substantially or replace it with another text;

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

(1) OJ C 11, 15.1.2013, p. 85.

(2) OJ C 77, 28.3.2002, p. 1.

P7_TC1-COD(2012)0196

Position of the European Parliament adopted at first reading on 16 April 2014 with a view to the adoption of Regulation (EU) No …/2014 of the European Parliament and of the Council on the protection of species of wild fauna and flora by regulating trade therein (recast)

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 192(1) thereof,

Having regard to the proposal from the European Commission,

After transmission of the draft legislative act to the national parliaments,

Having regard to the opinion of the European Economic and Social Committee (1),

After consulting the Committee of the Regions,

Acting in accordance with the ordinary legislative procedure (2),

Whereas:

(1)	Council Regulation (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein (3) has been substantially amended several times (4). Since further amendments are to be made, that regulation should be recast in the interests of clarity.

(2)	The purpose of this Regulation is to ensure the protection of species of wild fauna and flora which are threatened by trade or likely to be so threatened.

(3)	The provisions of this Regulation do not prejudice any stricter measures which may be taken or maintained by Member States, in compliance with the Treaty, in particular with regard to the holding of specimens of species covered by this Regulation.

(4)	It is necessary to lay down objective criteria for the inclusion of species of wild fauna and flora in the Annexes to this Regulation.

(5)

The implementation of this Regulation necessitates the application of common conditions for the issue, use and presentation of documents relating to the authorisation of the introduction into the Union and the export or re-export from the Union of specimens of the species covered by this Regulation. It is necessary to lay down specific provisions relating to the transit of specimens through the Union.

(6)	It is for a management authority of the Member State of destination, assisted by the scientific authority of that Member State and, where appropriate, taking into account any opinion of the Scientific Review Group, to decide on the requests for introduction of specimens into the Union.

(7)	It is necessary to provide for a consultation procedure in the framework of the provisions on re-export, in order to limit the risk of infringement.

(8)

In order to guarantee effective protection of species of wild fauna and flora, additional restrictions may be imposed on the introduction of specimens into, and the export thereof from, the Union. With regard to live specimens, these restrictions may be supplemented by restrictions at Union level on the holding or movement of such specimens within the Union.

(9)	It is necessary to lay down specific provisions applicable to captive-born and bred, or artificially propagated specimens, to specimens which are personal or household effects, and to non-commercial loans, donations or exchanges between registered scientists and scientific institutions.

(10)

There is a need, in order to ensure the broadest possible protection for species covered by this Regulation, to lay down provisions for controlling trade and movement of specimens within the Union, and the conditions for housing specimens. The certificates issued under this Regulation, which contribute to controlling those activities, should be governed by common rules on their issue, validity and use.

(11)	Measures should be taken to minimise the adverse effects on live specimens of transport to their destination, from or within the Union.

(12)

To ensure effective controls and to facilitate customs procedures, customs offices should be designated, with trained personnel responsible for carrying out the necessary formalities and corresponding checks where specimens are introduced into the Union, in order to assign them a customs-approved treatment or use within the meaning of Council Regulation (EEC) No 2913/92 (5), or where they are exported or re-exported from the Union. There should also be facilities guaranteeing that live specimens are adequately housed and cared for.

(13)	The implementation of this Regulation also calls for the designation of management and scientific authorities by the Member States.

(14)	Informing the public and making them aware of the provisions of this Regulation, particularly at border crossing points, is likely to encourage compliance with these provisions.

(15)

In order to ensure effective enforcement of this Regulation, Member States should closely monitor compliance with its provisions and, to that end, cooperate closely between themselves and with the Commission. This requires the communication of information relating to the implementation of this Regulation.

(16)	The monitoring of levels of trade in the species of wild fauna and flora covered by this Regulation is of crucial importance for assessing the effects of trade on the conservation status of species. Detailed annual reports should be drawn up in a common format.

(17)	In order to guarantee compliance with this Regulation, it is important that Member States impose sanctions for infringements in a manner which is both sufficient and appropriate to the nature and gravity of the infringement.

(18)

The multitude of biological and ecological aspects to be considered in the implementation of this Regulation requires the setting up of a Scientific Review Group, whose opinions will be forwarded by the Commission to the Committee and the management bodies of the Member States, to assist them in making their decisions.

(19)

In order to supplement or amend certain non-essential elements of this Regulation, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of the adoption of certain measures regulating trade in species of wild fauna and flora, of certain amendments to the Annexes to this Regulation and of additional measures to implement resolutions of the Conference of the Parties to the Convention on international trade in endangered species of wild fauna and flora (CITES) (hereinafter referred to as ‘the Convention’), decisions or recommendations of the Standing Committee of the Convention and recommendations of the Convention Secretariat. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing and drawing-up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to the European Parliament and to the Council.

(20)

In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on the Commission, in particular for the establishment of the design, the model and the format of certain documents . Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (6), [Am. 1]

HAVE ADOPTED THIS REGULATION:

Article 1

Object

The object of this Regulation is to protect species of wild fauna and flora and to guarantee their conservation by regulating trade therein in accordance with Articles 2 to 22 and Annexes A to D as set out in Annex I, hereinafter referred to as ‘Annex A’, ‘Annex B’, ‘Annex C’ and ‘Annex D’.

This Regulation shall apply in compliance with the objectives, principles and provisions of the Convention defined in Article 2(b).

Article 2

Definitions

For the purposes of this Regulation, the following definitions shall apply:

(a)	‘Committee’ means the Committee referred to in Article 21(1);

(b)	‘Convention’ means the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES);

(c)	‘country of origin’ means the country in which a specimen was taken from the wild, captive-bred or artificially propagated;

(d)	‘import notification’ means the notification given by the importer or his agent or representative, at the time of the introduction into the Union of a specimen of a species included in Annexes C or D, on the form provided for in Article 19(2) 10(1d) ; [Am. 2]

(e)	‘introduction from the sea’ means the introduction into the Union of any specimen which was taken in, and is being introduced directly from, the marine environment not under the jurisdiction of any State, including the air-space above the sea and the sea-bed and subsoil beneath the sea;

(f)	‘issuance’ means the completion of all procedures involved in preparing and validating a permit or certificate and its delivery to the applicant;

(g)	‘management authority’ means a national administrative authority designated, in the case of a Member State, in accordance with Article 13(1) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;

(h)	‘Member State of destination’ means the Member State of destination mentioned in the document used to export or re-export a specimen; in the event of introduction from the sea, it shall mean the Member State within whose jurisdiction the place of destination of a specimen lies;

(i)	‘offering for sale’ means offering for sale and any action that may reasonably be construed as such, including advertising or causing to be advertised for sale and invitation to treat;

(j)	‘personal or household effects’ means dead specimens, parts and derivatives thereof, that are the belongings of a private individual and that form, or are intended to form, part of his normal goods and chattels;

(k)

‘place of destination’ means the place at which at the time of introduction into the Union, it is intended that specimens will normally be kept; in the case of live specimens, this shall be the first place where specimens are intended to be kept following any period of quarantine or other confinement for the purposes of sanitary checks and controls;

(l)	‘population’ means a biologically or geographically distinct total number of individuals;

(m)	‘primarily commercial purposes’ means all purposes the non-commercial aspects of which do not clearly predominate;

(n)	‘re-export from the Union’ means export from the Union of any specimen that has previously been introduced;

(o)	‘re-introduction into the Union’ means introduction into the Union of any specimen that has previously been exported or re-exported;

(p)	‘sale’ means any form of sale. For the purposes of this Regulation, hire, barter or exchange shall be regarded as sale; cognate expressions shall be similarly construed;

(q)	‘scientific authority’ means a scientific authority designated, in the case of a Member State, in accordance with Article 13(2) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;

(r)	‘Scientific Review Group’ means the consultative body established under Article 17;

(s)	‘species’ means a species, subspecies or population thereof;

(t)

‘specimen’ means any animal or plant, whether alive or dead, of the species listed in Annexes A to D, any part or derivative thereof, whether or not contained in other goods, as well as any other goods which appear from an accompanying document, the packaging or a mark or label, or from any other circumstances, to be or to contain parts or derivatives of animals or plants of those species, unless such parts or derivatives are specifically exempted from the provisions of this Regulation or from the provisions relating to the Annex in which the species concerned is listed by means of an indication to that effect in the Annexes concerned.

A specimen shall be considered to be a specimen of a species listed in Annexes A to D if it is, or is part of or derived from, an animal or plant at least one of whose ‘parents’ is of a species so listed. In cases where the ‘parents’ of such an animal or plant are of species listed in different Annexes, or of species only one of which is listed, the provisions of the more restrictive Annex shall apply. However, in the case of specimens of hybrid plants, if one of the ‘parents’ is of a species listed in Annex A, the provisions of the more restrictive Annex shall apply only if that species is annotated to that effect in the Annex;

(u)	‘trade’ means the introduction into the Union, including introduction from the sea, and the export and re-export from the Union, as well as the use, movement and transfer of possession within the Union, including within a Member State, of specimens subject to the provisions of this Regulation;

(v)	‘transit’ means the transport of specimens between two points outside the Union through the territory of the Union which are shipped to a named consignee and during which any interruption in the movement arises only from the arrangements necessitated by this form of traffic;

(w)

‘worked specimens that were acquired more than 50 years previously’ means specimens that were significantly altered from their natural raw state for jewellery, adornment, art, utility, or musical instruments, before 3 March 1947 and that have been, to the satisfaction of the management authority of the Member State concerned, acquired in such conditions. Such specimens shall be considered as worked only if they are clearly in one of the aforementioned categories and require no further carving, crafting or manufacture to effect their purpose;

(x)

‘checks at the time of introduction, export, re-export and transit’ means documentary checks on the certificates, permits and notifications provided for in this Regulation and, in cases where Union provisions so provide or in other cases by representative sampling of the consignments, examination of the specimens, where appropriate accompanied by the taking of samples with a view to analysis or more detailed checks.

Article 3

Scope

1. Annex A shall contain:

(a)	the species listed in Appendix I to the Convention for which the Member States have not entered a reservation;

(b)

any species:

(i)	which is, or may be, in demand for utilisation in the Union or for international trade and which is either threatened with extinction or so rare that any level of trade would imperil the survival of the species, or

(ii)	which is in a genus of which most of the species or which is a species of which most of the subspecies are listed in Annex A in accordance with the criteria in point (a) or (b)(i) and whose listing in that Annex is essential for the effective protection of those taxa.

2. Annex B shall contain:

(a)	the species listed in Appendix II to the Convention, other than those listed in Annex A, for which the Member States have not entered a reservation;

(b)	the species listed in Appendix I to the Convention for which a reservation has been entered;

(c)

any other species not listed in Appendices I or II to the Convention:

(i)

which is subject to levels of international trade that might not be compatible:

—	with its survival or with the survival of populations in certain countries, or

—	with the maintenance of the total population at a level consistent with the role of the species in the ecosystems in which it occurs;

(ii)	whose listing in the Annex for reasons of similarity in appearance to other species listed in Annex A or B, is essential in order to ensure the effectiveness of controls on trade in specimens of such species;

(d)	species in relation to which it has been established that the introduction of live specimens into the natural habitat of the Union would constitute an ecological threat to wild species of fauna and flora indigenous to the Union.

3. Annex C shall contain:

(a)	the species listed in Appendix III to the Convention, other than those listed in Annex A or B, for which the Member States have not entered a reservation;

(b)	the species listed in Appendix II to the Convention for which a reservation has been entered.

4. Annex D shall contain:

(a)	species not listed in Annexes A, B and C which are imported into the Union in such numbers as to warrant monitoring;

(b)	the species listed in Appendix III to the Convention for which a reservation has been entered.

5. Where the conservation status of species covered by this Regulation warrants their inclusion in one of the Appendices to the Convention, the Member States shall contribute to the necessary amendments.

Article 4

Introduction into the Union

1. The introduction into the Union of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination.

The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when the following conditions have been met:

(a)

the competent scientific authority, after considering any opinion of the Scientific Review Group, has advised that the introduction into the Union:

(i)	would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species,

(ii)

is taking place:

—	for one of the purposes referred to in Article 8(3)(e), (f) and (g), or

—	for other purposes which are not detrimental to the survival of the species concerned;

(b)

(i)

the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation on the protection of the species concerned which, in the case of import from a third country of specimens of a species listed in the Appendices to the Convention, shall be an export permit or re-export certificate, or copy thereof, issued in accordance with the Convention by a competent authority of the country of export or re-export,

(ii)	however, the issuance of import permits for species listed in Annex A in accordance with Article 3(1)(a) shall not require such documentary evidence, but the original of any such import permit shall be withheld from the applicant pending presentation of the export permit or re-export certificate;

(c)	the competent scientific authority is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(d)	the management authority is satisfied that the specimen is not to be used for primarily commercial purposes;

(e)	the management authority is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the import permit; and

(f)	in the case of introduction from the sea, the management authority is satisfied that any live specimen will be so prepared and shipped as to minimise the risk of injury, damage to health or cruel treatment.

2. The introduction into the Union of specimens of the species listed in Annex B shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination.

The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when:

(a)

the competent scientific authority, after examining available data and considering any opinion of the Scientific Review Group, is of the opinion that the introduction into the Union would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species, taking account of the current or anticipated level of trade. This opinion shall be valid for subsequent imports as long as the abovementioned aspects have not changed significantly;

(b)	the applicant provides documentary evidence that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(c)	the conditions referred to in paragraph 1(b)(i), (e) and (f) have been met.

3. The introduction into the Union of specimens of the species listed in Annex C shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import notification and:

(a)

in the case of export from a country mentioned in relation to the species concerned in Annex C, the applicant shall provide documentary evidence, by means of an export permit issued in accordance with the Convention by an authority of that country competent for the purpose, that the specimens have been obtained in accordance with the national legislation on the conservation of the species concerned; or

(b)

in the case of export from a country not mentioned in relation to the species concerned in Annex C or re-export from any country, the applicant shall present an export permit, a re-export certificate or a certificate of origin issued in accordance with the Convention by an authority of the exporting or re-exporting country competent for the purpose.

4. The introduction into the Union of specimens of the species listed in Annex D shall be subject to completion of the necessary checks and the prior presentation of an import notification at the border customs office at the point of introduction.

5. The conditions for the issuance of an import permit as referred to in paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall not apply to specimens for which the applicant provides documentary evidence:

(a)	that they had previously been legally introduced into or acquired in the Union and that they are, modified or not, being reintroduced into the Union; or

(b)	that they are worked specimens that were acquired more than 50 years previously.

6. In consultation with The Commission shall be empowered, after consulting the countries of origin concerned and taking account of any opinion of the Scientific Review Group, the Commission may, by means of implementing acts, establish to adopt delegated acts in accordance with Article 20 establishing general restrictions, or restrictions relating to certain countries of origin, on the introduction into the Union: [Am. 3]

(a)	on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of specimens of species listed in Annex A;

(b)	on the basis of the conditions referred to in paragraph 1(e) or paragraph 2(a), of specimens of species listed in Annex B; and

(c)	of live specimens of species listed in Annex B which have a high mortality rate during shipment or for which it has been established that they are unlikely to survive in captivity for a considerable proportion of their potential life span; or

(d)	of live specimens of species for which it has been established that their introduction into the natural environment of the Union presents an ecological threat to wild species of fauna and flora indigenous to the Union.

The implementing acts referred to in the first subparagraph shall be adopted in accordance with the examination procedure referred to in Article 21(2). [Am. 4]

The Commission shall on a quarterly basis publish a list of restrictions established in accordance with the first subparagraph, if any, in the Official Journal of the European Union.

7. Where special cases of transhipment, air transfer or rail transport occur following the introduction into the Union, the Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the granting of derogations from the completion of the checks and the presentation of import documents at the border customs office at the point of introduction which are referred to in paragraphs 1 to 4 of this Article, in order to permit such checks and the presentation to be carried out at another customs office designated in accordance with Article 12(1).

Article 5

Export or re-export from the Union

1. The export or re-export from the Union of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the Member State in which the specimens are located.

2. An export permit for specimens of the species listed in Annex A may be issued only when the following conditions have been met:

(a)	the competent scientific authority has advised in writing that the capture or collection of the specimens in the wild or their export will not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species;

(b)

the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation in force on the protection of the species in question; where the application is made to a Member State other than the Member State of origin, such documentary evidence shall be furnished by means of a certificate stating that the specimen was taken from the wild in accordance with the legislation in force on its territory;

(c)

the management authority is satisfied that:

(i)	any live specimen will be so prepared and shipped as to minimise the risk of injury, damage to health or cruel treatment, and

(ii)

—	the specimens of species not listed in Appendix I to the Convention will not be used for primarily commercial purposes, or

—	in the case of export to a State party to the Convention of specimens of the species referred to in Article 3(1)(a) of this Regulation, an import permit has been issued;

and

(d)	the management authority of the Member State is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the export permit.

3. A re-export certificate may be issued only when the conditions referred to in paragraph 2(c) and (d) have been met and when the applicant provides documentary evidence that the specimens:

(a)	were introduced into the Union in accordance with the provisions of this Regulation;

(b)

if introduced into the Union before 3 March 1997, were introduced in accordance with the provisions of Council Regulation (EEC) No 3626/82 (7); or if introduced into the Union before the entry into force of this Regulation but after 3 March 1997, were introduced into the Union in accordance with the provisions of Regulation (EC) No 338/97; or

(c)	if introduced into the Union before 1984, entered international trade in accordance with the provisions of the Convention; or

(d)	were legally introduced into the territory of a Member State before the provisions of the Regulations referred to in (a) and (b) or of the Convention became applicable to them, or became applicable in that Member State.

4. The export or re-export from the Union of specimens of the species listed in Annexes B and C shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the Member State in whose territory the specimens are located.

An export permit may be issued only when the conditions referred to in paragraph 2(a), (b), (c)(i) and (d) have been met.

A re-export certificate may be issued only when the conditions referred to in paragraph 2(c)(i) and (d) and in paragraph 3(a) to (d) have been met.

5. Where an application for a re-export certificate concerns specimens introduced into the Union under an import permit issued by another Member State, the management authority must first consult the management authority which issued the permit. The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the establishment of the consultation procedures and of the cases in which consultation is necessary.

6. The conditions for the issuance of an export permit or re-export certificate as referred to in paragraph 2(a) and (c)(ii) shall not apply to:

(a)	worked specimens that were acquired more than 50 years previously; or

(b)	dead specimens and parts and derivatives thereof for which the applicant provides documentary evidence that they were legally acquired before the provisions of this Regulation, of Regulation (EC) No 338/97 or of Regulation (EEC) No 3626/82 or of the Convention became applicable to them.

7. The competent scientific authority in each Member State shall monitor the issuance of export permits by that Member State for specimens of species listed in Annex B and actual exports of such specimens. Whenever such a scientific authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystem in which it occurs, and well above the level at which that species might become eligible for inclusion in Annex A in accordance with Article 3(1)(a) or (b)(i), the scientific authority shall advise the competent management authority, in writing, of suitable measures to be taken to limit the issuance of export permits for specimens of that species.

Whenever a management authority is advised of the measures referred to in the first subparagraph, it shall inform and send comments to the Commission. If appropriate, the Commission shall, by means of implementing acts, recommend restrictions on exports of the species concerned. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

Article 6

Rejection of applications for permits and certificates referred to in Articles 4, 5 and 10

1. When a Member State rejects an application for a permit or certificate in a case of significance in respect of the objectives of this Regulation, it shall immediately inform the Commission of the rejection and of the reasons for rejection.

2. The Commission shall communicate information received in accordance with paragraph 1 to the other Member States in order to ensure the uniform application of this Regulation.

3. When an application is made for a permit or certificate relating to specimens for which such an application has previously been rejected, the applicant must inform the competent authority to which the application is submitted of the previous rejection.

4. Member States shall recognise the rejection of applications by the competent authorities of the other Member States, where such rejection is based on the provisions of this Regulation.

However, the first subparagraph shall not apply where the circumstances have significantly changed or where new evidence to support an application has become available. In such cases, if a management authority issues a permit or certificate, it shall inform the Commission thereof, stating the reasons for issuance.

Article 7

Derogations

1. Specimens born and bred in captivity or artificially propagated

Save where Article 8 applies, specimens of species listed in Annex A that have been born and bred in captivity or artificially propagated shall be treated in accordance with the provisions applicable to specimens of species listed in Annex B.

In the case of artificially propagated plants, the provisions of Articles 4 and 5 may be waived under special conditions.

The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning:

(a)	the criteria for determining whether a specimen has been born and bred in captivity or artificially propagated and whether for commercial purposes;

(b)

the special conditions referred to in the second subparagraph of this paragraph relating to:

(i)	the use of phytosanitary certificates;

(ii)	trade by registered commercial traders and by the scientific institutions referred to in paragraph 4 of this Article; and

(iii)

trade in hybrids.

2. Transit

By way of derogation from Article 4, where a specimen is in transit through the Union, checks and presentation at the border customs office at the point of introduction of the prescribed permits, certificates and notifications shall not be required.

In the case of species listed in the Annexes in accordance with Article 3(1) and Article 3(2)(a) and (b), the derogation referred to in the first subparagraph of this paragraph shall apply only where a valid export or re-export document provided for by the Convention, relating to the specimens that it accompanies and specifying the destination of the specimens, has been issued by the competent authorities of the exporting or re-exporting third country.

If the document referred to in the second subparagraph has not been issued before export or re-export, the specimen must be seized and may, where applicable, be confiscated unless the document is submitted retrospectively in compliance with special conditions.

The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the special conditions for submitting an export or re-export document retrospectively.

3. Personal and household effects

By way of derogation from Articles 4 and 5, the provisions of those Articles shall not apply to dead specimens, parts and derivatives of species listed in Annexes A to D which are personal or household effects being introduced into the Union, or exported or re-exported from the Union, in compliance with special provisions.

The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the special provisions regarding the introduction, export or re-export of personal or household effects.

4. Scientific institutions

The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the case of non-commercial loans, donations and exchanges between scientists and scientific institutions, registered by the management authorities of the States in which they are located, of herbarium specimens and other preserved, dried or embedded museum specimens, and of live plant material, bearing a label, the model of which has been established in accordance with the second subparagraph of this paragraph or a similar label issued or approved by a management authority of a third country.

The Commission shall, by means of implementing acts, establish a model for a label for live plant material. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

Article 8

Provisions relating to the control of commercial activities

1. The purchase, offer to purchase, acquisition for commercial purposes, display to the public for commercial purposes, use for commercial gain and sale, keeping for sale, offering for sale or transporting for sale of specimens of the species listed in Annex A shall be prohibited.

2. Member States may prohibit the holding of specimens, in particular live animals of the species listed in Annex A.

3. In accordance with the requirements of other Union legislation on the conservation of wild fauna and flora, exemptions from the prohibitions referred to in paragraph 1 may be granted by the issuance of a certificate to that effect by a management authority of the Member State in which the specimens are located, on a case-by-case basis where the specimens:

(a)	were acquired in, or were introduced into, the Union before the provisions relating to species listed in Appendix I to the Convention or in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A to Regulation (EC) No 338/97 or to this Regulation became applicable to the specimens; or

(b)	are worked specimens that were acquired more than 50 years previously; or

(c)	were introduced into the Union in compliance with the provisions of Regulation (EC) No 338/97 or of this Regulation and are to be used for purposes which are not detrimental to the survival of the species concerned; or

(d)	are captive-born and bred specimens of an animal species or artificially propagated specimens of a plant species or are parts or derivatives of such specimens; or

(e)

are required under exceptional circumstances for the advancement of science or for essential biomedical purposes pursuant to Council Directive 86/609/EEC (8) where the species in question proves to be the only one suitable for those purposes and where there are no specimens of the species which have been born and bred in captivity; or

(f)	are intended for breeding or propagation purposes from which conservation benefits will accrue to the species concerned; or

(g)	are intended for research or education aimed at the preservation or conservation of the species; or

(h)	originate in a Member State and were taken from the wild in accordance with the legislation in force in that Member State.

4. The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning general derogations from the prohibitions referred to in paragraph 1 of this Article based on the conditions referred to in paragraph 3, as well as general derogations with regard to species listed in Annex A in accordance with point (ii) of Article 3(1)(b). Any such derogations must be in accordance with the requirements of other Union legislation on the conservation of wild fauna and flora.

5. The prohibitions referred to in paragraph 1 shall also apply to specimens of the species listed in Annex B except where it can be proved to the satisfaction of the competent authority of the Member State concerned that such specimens were acquired and, if they originated outside the Union, were introduced into it, in accordance with the legislation in force for the conservation of wild fauna and flora.

6. The competent authorities of the Member States shall have discretion to sell any specimen of the species listed in Annexes B, C and D they have confiscated under this Regulation, provided that it is not thus returned directly to the person or entity from whom it was confiscated or who was party to the offence. Such specimens may then be treated for all purposes as if they had been legally acquired.

Article 9

Movement of live specimens

1. Any movement within the Union of a live specimen of a species listed in Annex A from the location indicated in the import permit or in any certificate issued in compliance with this Regulation shall require prior authorisation from a management authority of the Member State in which the specimen is located. In other cases of movement, the person responsible for moving the specimen must be able, where applicable, to provide proof of the legal origin of the specimen.

2. Such authorisation shall:

(a)

be granted only when the competent scientific authority of such Member State or, where the movement is to another Member State, the competent scientific authority of the latter, is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(b)	be confirmed by issuance of a certificate; and

(c)	where applicable, be immediately communicated to a management authority of the Member State in which the specimen is to be located.

3. However, no such authorisation shall be required if a live animal must be moved for the purpose of urgent veterinary treatment and is returned directly to its authorised location.

4. Where a live specimen of a species listed in Annex B is moved within the Union, the holder of the specimen may relinquish it only after ensuring that the intended recipient is adequately informed of the accommodation, equipment and practices required to ensure the specimen will be properly cared for.

5. When any live specimens are transported into, from or within the Union or are held during any period of transit or transhipment, they shall be prepared, moved and cared for in a manner such as to minimise the risk of injury, damage to health or cruel treatment and, in the case of animals, in conformity with Union legislation on the protection of animals during transport.

6. The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning restrictions on the holding or movement of live specimens of such species in relation to which restrictions on introduction into the Union have been established in accordance with Article 4(6).

Article 10

Permits, notifications and certificates to be issued [Am. 5]

1. On receiving an application, together with all the requisite supporting documents, from the person concerned and provided that all the conditions governing their issuance have been fulfilled, a management authority of a Member State may issue a certificate for the purposes referred to in Article 5(2)(b), Article 5(3) and (4), Article 8(3) and Article 9(2)(b).

1a. The Commission shall adopt implementing acts in order to determine the design of the certificates referred to in paragraph 1. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2). [Am. 6]

1b. On receiving an application and the requisite supporting documents from the person concerned and provided that all the requirements for their issuance have been fulfilled, the management authority of a Member State may issue a permit for the purposes of Article 4(1) and (2) and Article 5(1) and (4). [Am. 7]

1c. The Commission shall adopt implementing acts in order to determine the design of the permit referred to in paragraph 1b. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2). [Am. 8]

1d. The Commission shall adopt implementing acts in order to determine the design of the import notification referred to in Article 4(3) and (4). Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2). [Am. 9]

Article 11

Validity of and special conditions for permits and certificates

1. Without prejudice to stricter measures which the Member States may adopt or maintain, permits and certificates issued by the competent authorities of the Member States in accordance with this Regulation shall be valid throughout the Union.

2. Any such permit or certificate, as well as any permit or certificate issued on the basis of it, shall be deemed void if a competent authority or the Commission, in consultation with the competent authority which issued the permit or certificate, establishes that it was issued on the false premise that the conditions for its issuance were met.

Specimens situated in the territory of a Member State and covered by such documents shall be seized by the competent authorities of that Member State and may be confiscated.

3. Any permit or certificate issued in accordance with this Regulation may stipulate conditions and requirements imposed by the issuing authority to ensure compliance with the provisions thereof. Where such conditions or requirements need to be incorporated in the design of permits or certificates, Member States shall inform the Commission thereof.

4. Any import permit issued on the basis of a copy of the corresponding export permit or re-export certificate shall be valid for the introduction of specimens into the Union only when accompanied by the original of the valid export permit or re-export certificate.

5. The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the time limits for the issuance of permits and certificates.

Article 12

Places of introduction and export

1. Member States shall designate customs offices for carrying out the checks and formalities for the introduction into and export from the Union, in order to assign to them a customs-approved treatment or use, within the meaning of Regulation (EEC) No 2913/92, of specimens of species covered by this Regulation and shall state which offices are specifically intended to deal with live specimens.

2. All offices designated in accordance with paragraph 1 shall be provided with sufficient and adequately trained staff. Member States shall ensure that accommodation is provided in accordance with relevant Union legislation as regards the transport and accommodation of live animals and that, where necessary, adequate steps are taken for live plants.

3. All offices designated in accordance with paragraph 1 shall be notified to the Commission which shall publish a list of them in the Official Journal of the European Union.

4. In exceptional cases and in accordance with special criteria, a management authority may authorise the introduction into the Union or the export or re-export from the Union at a customs office other than one designated in accordance with paragraph 1.

The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the special criteria in accordance with which the introduction, export or re-export at another customs office may be authorised.

5. Member States shall ensure that at border crossing-points the public are informed of the provisions adopted pursuant to this Regulation.

Article 13

Management and scientific authorities and other competent authorities

1. Each Member State shall designate a management authority with primary responsibility for the implementation of this Regulation and for communication with the Commission.

Each Member State may also designate additional management authorities and other competent authorities to assist in the implementation, in which case the primary management authority shall be responsible for providing the additional authorities with all the information required for the correct application of this Regulation.

2. Each Member State shall designate one or more scientific authorities with appropriate qualifications whose duties shall be separate from those of any designated management authority.

3. Not later than 3 March 1997 Member States shall forward the names and addresses of the designated management authorities, other authorities competent to issue permits or certificates and scientific authorities to the Commission, which shall publish this information in the Official Journal of the European Union.

Each management authority referred to in the first subparagraph of paragraph 1 shall, if so requested by the Commission, communicate to it within two months the names and specimen signatures of the persons authorised to sign permits or certificates, and impressions of the stamps, seals or other devices used to authenticate permits or certificates.

Member States shall communicate to the Commission any changes in the information already provided, not later than two months after the implementation of such change.

Article 14

Monitoring of compliance and investigation of infringements

1. The competent authorities of the Member States shall monitor compliance with the provisions of this Regulation.

If, at any time, the competent authorities have reason to believe that these provisions are being infringed, they shall take the appropriate steps to ensure compliance or to instigate legal action.

Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of any steps taken by the competent authorities in relation to significant infringements of this Regulation, including seizures and confiscations.

2. The Commission shall draw the attention of the competent authorities of the Member States to matters whose investigation it considers necessary under this Regulation. Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of the outcome of any subsequent investigation.

3. An enforcement group shall be established consisting of the representatives of each Member State's authorities with responsibility for ensuring the implementation of the provisions of this Regulation. The group shall be chaired by the representative of the Commission.

The enforcement group shall examine any technical question relating to the enforcement of this Regulation raised by the chairman, either on his own initiative or at the request of the members of the group or the Committee.

The Commission shall convey the opinions expressed in the enforcement group to the Committee.

Article 15

Communication of information

1. The Member States and the Commission shall communicate to one another the information necessary for implementing this Regulation.

The Member States and the Commission shall ensure that the necessary steps are taken to make the public aware and inform it of the provisions regarding the implementation of the Convention and of this Regulation and of measures adopted pursuant to this Regulation.

2. The Commission shall communicate with the Convention Secretariat so as to ensure that the Convention is effectively implemented throughout the territory to which this Regulation applies.

3. The Commission shall immediately communicate any opinion of the Scientific Review Group to the management authorities of the Member States concerned.

4. The management authorities of the Member States shall communicate to the Commission before 15 June each year all the information relating to the preceding year required for drawing up the reports referred to in Article VIII.7(a) of the Convention and equivalent information on international trade in all specimens of species listed in Annexes A, B and C and on introduction into the Union of specimens of species listed in Annex D. The Commission shall, by means of implementing acts, specify the information to be communicated and the format for its presentation. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

On the basis of the information referred to in the first subparagraph, the Commission shall publish before 31 October each year a statistical report on the introduction into, and the export and re-export from, the Union of specimens of the species to which this Regulation applies and shall forward to the Convention Secretariat information on the species to which the Convention applies.

Without prejudice to Article 22, the management authorities of the Member States shall, before 15 June of each second year, and for the first time in 1999, communicate to the Commission all the information relating to the preceding two years required for drawing up the reports referred to in Article VIII.7(b) of the Convention and equivalent information on the provisions of this Regulation that fall outside the scope of the Convention. The Commission shall, by means of implementing acts, specify the information to be communicated and the format for its presentation. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

On the basis of the information referred to in the third subparagraph, the Commission shall, before 31 October of each second year, and for the first time in 1999, draw up a report on the implementation and enforcement of this Regulation.

5. With a view to the preparation of amendments to the Annexes, the competent authorities of the Member States shall forward all relevant information to the Commission. The Commission shall, by means of implementing acts, specify the information required. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

6. Without prejudice to Directive 2003/4/EC of the European Parliament and of the Council (9), the Commission shall take appropriate measures to protect the confidentiality of information obtained in the implementation of this Regulation.

Article 16

Sanctions

1. Member States shall take appropriate measures to ensure the imposition of sanctions for at least the following infringements of this Regulation:

(a)	introduction into, or export or re-export from, the Union of specimens without the appropriate permit or certificate or with a false, falsified or invalid permit or certificate or one altered without authorisation by the issuing authority;

(b)	failure to comply with the stipulations specified on a permit or certificate issued in accordance with this Regulation;

(c)	making a false declaration or knowingly providing false information in order to obtain a permit or certificate;

(d)	using a false, falsified or invalid permit or certificate or one altered without authorisation as a basis for obtaining a Union permit or certificate or for any other official purpose in connection with this Regulation;

(e)	failure to make an import notification or making a false import notification;

(f)	shipment of live specimens not properly prepared so as to minimise the risk of injury, damage to health or cruel treatment;

(g)	use of specimens of species listed in Annex A other than in accordance with the authorisation given at the time of issuance of the import permit or subsequently;

(h)	trade in artificially propagated plants contrary to the provisions laid down in accordance with the second subparagraph of Article 7(1);

(i)

shipment of specimens into or out of or in transit through the territory of the Union without the appropriate permit or certificate issued in accordance with this Regulation and, in the case of export or re-export from a third country party to the Convention, in accordance therewith, or without satisfactory proof of the existence of such permit or certificate;

(j)	purchase, offer to purchase, acquisition for commercial purposes, use for commercial gain, display to the public for commercial purposes, sale, keeping for sale, offering for sale or transporting for sale of specimens in breach of Article 8;

(k)	use of a permit or certificate for any specimen other than one for which it was issued;

(l)	falsification or alteration of any permit or certificate issued in accordance with this Regulation;

(m)	failure to disclose the rejection of an application for a Union import, export or re-export permit or certificate, in accordance with Article 6(3).

2. The measures referred to in paragraph 1 shall be appropriate to the nature and gravity of the infringement and shall include provisions relating to the seizure and, where appropriate, confiscation of specimens.

3. Where a specimen is confiscated, it shall be entrusted to a competent authority of the Member State of confiscation which:

(a)	following consultation with a scientific authority of that Member State, shall place or otherwise dispose of the specimen under conditions which it deems to be appropriate and consistent with the purposes and provisions of the Convention and this Regulation; and

(b)	in the case of a live specimen which has been introduced into the Union, may, after consultation with the State of export, return the specimen to that State at the expense of the convicted person.

4. Where a live specimen of a species listed in Annex B or C arrives at a point of introduction into the Union without the appropriate valid permit or certificate, the specimen must be seized and may be confiscated or, if the consignee refuses to acknowledge the specimen, the competent authorities of the Member State responsible for the point of introduction may, if appropriate, refuse to accept the shipment and require the carrier to return the specimen to its place of departure.

Article 17

The Scientific Review Group

1. A Scientific Review Group is hereby established, consisting of the representatives of each Member State's scientific authority or authorities and chaired by the representative of the Commission.

2. The Scientific Review Group shall examine any scientific question relating to the application of this Regulation — in particular concerning Article 4(1)(a), (2)(a) and (6) — raised by the chairman, either on his own initiative or at the request of the members of the Group or the Committee.

3. The Commission shall convey the opinions of the Scientific Review Group to the Committee.

Article 18

Further delegated powers

1. The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the uniform conditions and criteria for:

(a)	the issue, validity and use of the documents referred to in Article 4, Article 5, Article 7(4) and Article 10;

(b)	the use of phytosanitary certificates referred to in point (a) of the second subparagraph of Article 7(1);

(c)	the establishment of procedures, where necessary, for marking specimens in order to facilitate identification and ensure enforcement of the provisions of this Regulation.

2. The Commission shall be empowered to adopt, where necessary, delegated acts in accordance with Article 20 concerning additional measures to implement resolutions of the Conference of the Parties to the Convention, decisions or recommendations of the Standing Committee of the Convention and recommendations of the Convention Secretariat.

3. The Commission shall be empowered to adopt delegated acts in accordance with Article 20 for the purpose of amending Annexes A to D, except in the case of amendments to Annex A which do not result from decisions of the Conference of the Parties to the Convention.

Article 19

Further implementing powers

1. The Commission shall, by means of implementing acts, determine the design of the documents referred to in Article 4, Article 5, Article 7(4) and Article 10. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

2. The Commission shall, by means of implementing acts, prescribe a form for the presentation of the import notification. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2). [Am. 10]

Article 20

Exercise of the delegation

1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.

2. The power to adopt delegated acts referred to in Article 4(6), 4(7), Article 5(5), Article 7(1), (2) and (3), Article 8(4), Article 9(6), Article 11(5), Article 12(4) and Article 18(1), (2) and (3) shall be conferred on the Commission for an indeterminate period of time from [the date of entry into force of the basic legislative act or from any other date set by the legislator].[Am. 11]

3. The delegation of powers referred to in Article 4(6), 4(7), Article 5(5), Article 7(1), (2) and (3), Article 8(4), Article 9(6), Article 11(5), Article 12(4) and Article 18(1), (2) and (3) may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force. [Am. 12]

4. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.

5. A delegated act adopted pursuant to Article 4(6), 4(7), Article 5(5), Article 7(1), (2) and (3), Article 8(4), Article 9(6), Article 11(5), Article 12(4) and Article 18(1), (2) and (3) shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of [two months] of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by [two months] at the initiative of the European Parliament or the Council. [Am. 13]

Article 21

Committee procedure

1. The Commission shall be assisted by a Committee which shall be referred to as the Committee on Trade in Wild Fauna and Flora. That committee shall be a committee within the meaning of Regulation (EU) No 182/2011.

2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.

Article 22

Final provisions

Each Member State shall notify the Commission and the Convention Secretariat of the provisions which it adopts specifically for the implementation of this Regulation and of all legal instruments used and measures taken for its implementation and enforcement.

The Commission shall communicate that information to the other Member States.

Article 23

Repeal

Regulation (EC) No 338/97 is repealed.

References to the repealed Regulation shall be construed as references to this Regulation and shall be read in accordance with the correlation table in Annex III.

Article 24

Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at …,

For the European Parliament

The President

For the Council

The President

(1) OJ C 11, 15.1.2013, p. 85.

(2) Position of the European Parliament of 16 April 2014.

(3) OJ L 61, 3.3.1997, p. 1.

(4) See Annex II.

(5) Council Regulation (EEC) No 2913/92 of 12 October 1992 establishing the Community Customs Code (OJ L 302, 19.10.1992, p. 1).

(6) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).

(7) Council Regulation (EEC) No 3626/82 of 3 December 1982 on the implementation in the Community of the Convention on international trade in endangered species of wild fauna and flora (OJ L 384, 31.12.1982, p. 1).

(8) Council Directive 86/609/EEC of 24 November 1986 on the approximation of laws, regulations and administrative provisions of the Member States regarding the protection of animals used for experimental and other scientific purposes (OJ L 358, 18.12.1986, p. 1).

(9) Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26).

ANNEX I

Notes on interpretation of Annexes A, B, C and D

Species included in these Annexes A, B, C and D are referred to:

(a)	by the name of the species; or

(b)	as being all of the species included in a higher taxon or designated part thereof.

2.	The abbreviation ‘spp.’ is used to denote all species of a higher taxon.

3.	Other references to taxa higher than species are for the purposes of information or classification only.

4.	Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Directive 2009/147/EC of the European Parliament and of the Council (1) or Council Directive 92/43/EEC (2).

The following abbreviations are used for plant taxa below the level of species:

(a)	‘ssp.’ is used to denote subspecies;

(b)	‘var(s).’ is used to denote variety (varieties); and

(c)	‘fa.’ is used to denote forma.

The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7 to 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention.

7.	(I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention.

8.	(II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention.

9.	(III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated.

10.

‘Cultivar’ means, following the definition of the 8th edition of the International Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the International Code of Nomenclature for Cultivated Plants.

11.

Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to the provisions of this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes.

12.

When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t) of this Regulation, the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of the Regulation as follows:

Designates all parts and derivatives, except:

(a)	seeds, spores and pollen (including pollinia);

(b)	seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(c)	cut flowers of artificially propagated plants; and

(d)	fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.

Designates all parts and derivatives, except:

(a)	seeds and pollen; and

(b)	finished products packaged and ready for retail trade.

Designates whole and sliced roots and parts of roots.

Designates all parts and derivatives, except:

(a)	seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Neodypsis decaryi exported from Madagascar;

(b)	seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(c)	cut flowers of artificially propagated plants;

(d)	fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae;

(e)	stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and

(f)	finished products of Euphorbia antisyphilitica packaged and ready for retail trade.

Designates logs, sawn wood and veneer sheets.

Designates logs, sawn wood, veneer sheets and plywood.

Designates logs, wood-chips, powder and extracts.

Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.

Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production in collaboration with the CITES Management Authorities of Botswana/Namibia/South Africa under agreement no. BW/NA/ZA xxxxxx’.

#10

Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.

#11

Designates logs, sawn wood, veneer sheets, plywood, powder and extracts.

#12

Designates logs, sawn wood, veneer sheets, plywood and essential oil, excluding finished products packaged and ready for retail trade.

#13

Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof.

13.

As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with the provisions of Article 4(1) of this Regulation, this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to the provisions of this Regulation.

14.	Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to the provisions of this Regulation.

15.

In respect of fauna species listed in Annex D, the provisions shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:

§ 1		Any whole, or substantially whole, skins, raw or tanned.
§ 2		Any feathers or any skin or other part with feathers on it.

16.

In respect of flora species listed in Annex D, the provisions shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:

§ 3		Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits.
§ 4		Logs, sawn wood and veneer sheets.

Annex A

Annex B

Annex C

Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA

Mammals

ARTIODACTYLA

Antilocapridae

Pronghorn

Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)

Mexican pronghorn

Bovidae

Antelopes, cattle, duikers, gazelles, goats, sheep etc.

Addax nasomaculatus (I)

Addax

Ammotragus lervia (II)

Barbary sheep

Antilope cervicapra (III Nepal)

Blackbuck

Bison bison athabascae (II)

Wood bison

Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to the provisions of this Regulation)

Gaur

Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to the provisions of this Regulation)

Wild yak

Bos sauveli (I)

Kouprey

Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to the provisions of this Regulation)

Wild Asiatic buffalo

Bubalus depressicornis (I)

Lowland anoa

Bubalus mindorensis (I)

Tamarau

Bubalus quarlesi (I)

Mountain anoa

Budorcas taxicolor (II)

Takin

Capra falconeri (I)

Markhor

Capricornis milneedwardsii (I)

Chinese serow

Capricornis rubidus (I)

Red serow

Capricornis sumatraensis (I)

Sumatran serow

Capricornis thar (I)

Himalayan serow

Cephalophus brookei (II)

Brooke’s duiker

Cephalophus dorsalis (II)

Bay duiker

Cephalophus jentinki (I)

Jentink’s duiker

Cephalophus ogilbyi (II)

Ogilby’s duiker

Cephalophus silvicultor (II)

Yellow-backed duiker

Cephalophus zebra (II)

Zebra duiker

Damaliscus pygargus pygargus (II)

Bontebok

Gazella cuvieri (I)

Cuvier’s gazelle

Gazella dorcas (III Algeria / Tunisia)

Dorcas gazelle

Gazella leptoceros (I)

Slender-horned gazelle

Hippotragus niger variani (I)

Giant sable antelope

Kobus leche (II)

Lechwe

Naemorhedus baileyi (I)

Red goral

Naemorhedus caudatus (I)

Long-tailed goral

Naemorhedus goral (I)

Himalayan goral

Naemorhedus griseus (I)

Chinese goral

Nanger dama (I)

Dama gazelle

Oryx dammah (I)

Scimitar-horned oryx

Oryx leucoryx (I)

Arabian oryx

Ovis ammon (II) (Except for the subspecies included in Annex A)

Argali

Ovis ammon hodgsonii (I)

Tibetan argali

Ovis ammon nigrimontana (I)

Kara Tau argali

Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)

Mexican bighorn sheep

Ovis orientalis ophion (I)

Cyprus mouflon

Ovis vignei (II) (Except for the subspecies included in Annex A)

Urial

Ovis vignei vignei (I)

Ladakh urial

Pantholops hodgsonii (I)

Chiru

Philantomba monticola (II)

Blue duiker

Pseudoryx nghetinhensis (I)

Siola

Rupicapra pyrenaica ornata (I)

Abruzzo chamois

Saiga borealis (II)

Mongolian saiga

Saiga tatarica (II)

Steppe saiga

Tetracerus quadricornis (III Nepal)

Four-horned antelope

Camelidae

Camels, guanaco, vicuña

Lama guanicoe (II)

Guanaco

Vicugna vicugna (I) (Except for the populations of: Argentina [the populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; and Peru [the whole population]; which are included in Annex B)

Vicugna vicugna (II) (Only the populations of Argentina (3) [the populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia (4) [the whole population]; Chile (5) [population of the Primera Región]; Peru (6) [the whole population]; all other populations are included in Annex A)

Vicuña

Cervidae

Deer, huemuls, muntjacs, pudus

Axis calamianensis (I)

Calamian deer

Axis kuhlii (I)

Bawean deer

Axis porcinus annamiticus (I)

Indochina hog deer

Blastocerus dichotomus (I)

Marsh deer

Cervus elaphus bactrianus (II)

Bactrian deer

Cervus elaphus barbarus (III Algeria / Tunisia)

Barbary deer

Cervus elaphus hanglu (I)

Hangul

Dama dama mesopotamica (I)

Persian fallow deer

Hippocamelus spp. (I)

Huemuls

Mazama temama cerasina (III Guatemala)

Central American red brocket

Muntiacus crinifrons (I)

Black muntjac

Muntiacus vuquangensis (I)

Giant muntjac

Odocoileus virginianus mayensis (III Guatemala)

Guatemalan white-tailed deer

Ozotoceros bezoarticus (I)

Pampas deer

Pudu mephistophiles (II)

Northern pudu

Pudu puda (I)

Southern pudu

Rucervus duvaucelii (I)

Barasingha

Rucervus eldii (I)

Eld’s deer

Hippopotamidae

Hippopotamuses

Hexaprotodon liberiensis (II)

Pygmy hippopotamus

Hippopotamus amphibius (II)

Common hippopotamus

Moschidae

Musk deer

Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B)

Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A)

Musk deer

Suidae

Babirusa, hogs, pigs

Babyrousa babyrussa (I)

Buru babirusa

Babyrousa bolabatuensis (I)

Bola Batu babirusa

Babyrousa celebensis (I)

North Sulawesi babirusa

Babyrousa togeanensis (I)

Malenge babirusa

Sus salvanius (I)

Pygmy hog

Tayassuidae

Peccaries

Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation)

Peccaries

Catagonus wagneri (I)

Chacoan peccary

CARNIVORA

Ailuridae

Ailurus fulgens (I)

Red panda

Canidae

Dogs, foxes, wolves

Canis aureus (III India)

Golden jackal

Canis lupus (I/II)

(All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo)

Canis lupus (II) (Populations of Spain north of the Duero and Greece north of the 39th parallel. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo)

Grey wolf

Canis simensis

Ethiopian wolf

Cerdocyon thous (II)

Crab-eating fox

Chrysocyon brachyurus (II)

Maned wolf

Cuon alpinus (II)

Dhole

Lycalopex culpaeus (II)

Culpeo

Lycalopex fulvipes (II)

Darwin’s fox

Lycalopex griseus (II)

South American grey fox

Lycalopex gymnocercus (II)

Pampas fox

Speothos venaticus (I)

Bush dog

Vulpes bengalensis (III India)

Bengal fox

Vulpes cana (II)

Blanford’s fox

Vulpes zerda (II)

Fennec fox

Eupleridae

Cryptoprocta ferox (II)

Fossa

Eupleres goudotii (II)

Falanouc

Fossa fossana (II)

Malagasy civet

Felidae

Cats, cheetahs, leopards, lions, tigers etc.

Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to the provisions of this Regulation)

Cats

Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to the provisions of Article 4.1 of this Regulation)

Cheetah

Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B)

Asian Caracal

Catopuma temminckii (I)

Asian golden cat

Felis nigripes (I)

Black-footed cat

Felis silvestris (II)

Wild cat

Leopardus geoffroyi (I)

Geoffroy’s cat

Leopardus jacobitus (I)

Andean mountain cat

Leopardus pardalis (I)

Ocelot

Leopardus tigrinus (I)

Oncilla

Leopardus wiedii (I)

Margay

Lynx lynx (II)

Eurasian lynx

Lynx pardinus (I)

Iberian lynx

Neofelis nebulosa (I)

Clouded leopard

Panthera leo persica (I)

Asiatic lion

Panthera onca (I)

Jaguar

Panthera pardus (I)

Leopard

Panthera tigris (I)

Tiger

Pardofelis marmorata (I)

Marbled cat

Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B)

Bengal leopard cat

Prionailurus iriomotensis (II)

Iriomote cat

Prionailurus planiceps (I)

Flat-headed cat

Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B)

Rusty-spotted cat

Puma concolor coryi (I)

Florida cougar

Puma concolor costaricensis (I)

Costa Rican cougar

Puma concolor couguar (I)

Eastern cougar

Puma yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B)

Jaguarundi

Uncia uncia (I)

Snow leopard

Herpestidae

Mongooses

Herpestes fuscus (III India)

Indian brown mongoose

Herpestes edwardsi (III India)

Indian grey mongoose

Herpestes javanicus auropunctatus (III India)

Small Indian mongoose

Herpestes smithii (III India)

Ruddy mongoose

Herpestes urva (III India)

Crab-eating mongoose

Herpestes vitticollis (III India)

Stripe-necked mongoose

Hyaenidae

Aardwolf, hyenas

Proteles cristata (III Botswana)

Aardwolf

Mephitidae

Skunks

Conepatus humboldtii (II)

Humboldt’s hog-nosed skunk

Mustelidae

Badgers, martens, weasels etc.

Lutrinae

Otters

Lutrinae spp. (II) (Except for the species included in Annex A)

Otters

Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B)

Cameroon clawless otter

Enhydra lutris nereis (I)

Southern sea otter

Lontra felina (I)

Marine otter

Lontra longicaudis (I)

Neotropical otter

Lontra provocax (I)

Southern river otter

Lutra lutra (I)

European otter

Lutra nippon (I)

Japanese otter

Pteronura brasiliensis (I)

Giant otter

Mustelinae

Grisons, martens, tayra, weasels

Eira barbara (III Honduras)

Tayra

Galictis vittata (III Costa Rica)

Greater grison

Martes flavigula (III India)

Yellow-throated marten

Martes foina intermedia (III India)

Stone marten

Martes gwatkinsii (III India)

Nilgiri marten

Mellivora capensis (III Botswana)

Honey badger

Mustela nigripes (I)

Black-footed ferret

Odobenidae

Walrus

Odobenus rosmarus (III Canada)

Walrus

Otariidae

Fur seals, sealions

Arctocephalus spp. (II) (Except for the species included in Annex A)

Fur seals

Arctocephalus philippii (II)

Juan Fernández fur seal

Arctocephalus townsendi (I)

Guadalupe fur seal

Phocidae

Seals

Mirounga leonina (II)

Southern elephant seal

Monachus spp. (I)

Monk seals

Procyonidae

Coatis, olingos

Bassaricyon gabbii (III Costa Rica)

Olingo

Bassariscus sumichrasti (III Costa Rica)

Cacomistle

Nasua narica (III Honduras)

White-nosed coati

Nasua nasua solitaria (III Uruguay)

South Brazilian coati

Potos flavus (III Honduras)

Kinkajou

Ursidae

Bears

Ursidae spp. (II) (Except for the species included in Annex A)

Bears

Ailuropoda melanoleuca (I)

Giant panda

Helarctos malayanus (I)

Sun bear

Melursus ursinus (I)

Sloth bear

Tremarctos ornatus (I)

Spectacled bear

Ursus arctos (I/II)

(Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II)

Brown bear

Ursus thibetanus (I)

Asian black bear

Viverridae

Binturong, civets, linsangs, otter-civet, palm civet

Arctictis binturong (III India)

Binturong

Civettictis civetta (III Botswana)

African civet

Cynogale bennettii (II)

Otter civet

Hemigalus derbyanus (II)

Banded palm civet

Paguma larvata (III India)

Masked palm civet

Paradoxurus hermaphroditus (III India)

Asian palm civet

Paradoxurus jerdoni (III India)

Jerdon’s palm civet

Prionodon linsang (II)

Banded linsang

Prionodon pardicolor (I)

Spotted linsang

Viverra civettina (III India)

Malabar large-spotted civet

Viverra zibetha (III India)

Large Indian civet

Viverricula indica (III India)

Small Indian civet

CETACEA

Cetaceans (dolphins, porpoises, whales)

CETACEA spp. (I/II) (7)

Cetaceans

CHIROPTERA

Phyllostomidae

Broad-nosed bats

Platyrrhinus lineatus (III Uruguay)

White-lined bat

Pteropodidae

Fruit bats, flying foxes

Acerodon spp. (II) (Except for the species included in Annex A)

Flying foxes

Acerodon jubatus (I)

Golden-capped fruit bat

Pteropus spp. (II) (Except for the species included in Annex A)

Flying foxes

Pteropus insularis (I)

Ruck flying fox

Pteropus livingstonii (II)

Comoro flying fox

Pteropus loochoensis (I)

Japanese flying fox

Pteropus mariannus (I)

Marianas flying fox

Pteropus molossinus (I)

Caroline flying fox

Pteropus pelewensis (I)

Pelew flying fox

Pteropus pilosus (I)

Large Pelew flying fox

Pteropus rodricensis (II)

Rodrigues flying fox

Pteropus samoensis (I)

Samoan flying fox

Pteropus tonganus (I)

Pacific flying fox

Pteropus ualanus (I)

Kosrae flying fox

Pteropus voeltzkowi (II)

Pemba flying fox

Pteropus yapensis (I)

Yap flying fox

CINGULATA

Dasypodidae

Armadillos

Cabassous centralis (III Costa Rica)

Northern naked-tailed armadillo

Cabassous tatouay (III Uruguay)

Greater naked-tailed armadillo

Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)

Andean hairy armadillo

Priodontes maximus (I)

Giant armadillo

DASYUROMORPHIA

Dasyuridae

Dunnarts, marsupial mice, planigales

Sminthopsis longicaudata (I)

Long-tailed dunnart

Sminthopsis psammophila (I)

Sandhill dunnart

Thylacinidae

Tasmanian wolf, thylacine

Thylacinus cynocephalus (possibly extinct) (I)

Thylacine

DIPROTODONTIA

Macropodidae

Kangaroos, wallabies

Dendrolagus inustus (II)

Grizzled tree-kangaroo

Dendrolagus ursinus (II)

Ursine tree-kangaroo

Lagorchestes hirsutus (I)

Rufous hare-wallaby

Lagostrophus fasciatus (I)

Banded hare-wallaby

Onychogalea fraenata (I)

Bridled nail-tail wallaby

Onychogalea lunata (I)

Crescent nail-tail wallaby

Phalangeridae

Cuscus

Phalanger intercastellanus (II)

Eastern common cuscus

Phalanger mimicus (II)

Southern common cuscus

Phalanger orientalis (II)

Northern common cuscus

Spilocuscus kraemeri (II)

Admiralty Island cuscus

Spilocuscus maculatus (II)

Common spotted cuscus

Spilocuscus papuensis (II)

Waigeou cuscus

Potoroidae

Rat-kangaroos

Bettongia spp. (I)

Bettongs

Caloprymnus campestris (possibly extinct) (I)

Desert rat-kangaroo

Vombatidae

Wombats

Lasiorhinus krefftii (I)

Northern hairy-nosed wombat

LAGOMORPHA

Leporidae

Hares, rabbits

Caprolagus hispidus (I)

Hispid hare

Romerolagus diazi (I)

Volcano rabbit

MONOTREMATA

Tachyglossidae

Echidnas, spiny anteaters

Zaglossus spp. (II)

Long-beaked echidnas

PERAMELEMORPHIA

Chaeropodidae

Bandicoots

Chaeropus ecaudatus (possibly extinct) (I)

Pig-footed bandicoot

Peramelidae

Perameles bougainville (I)

Western barred bandicoot

Thylacomyidae

Macrotis lagotis (I)

Greater bilby

Macrotis leucura (I)

Lesser bilby

PERISSODACTYLA

Equidae

Horses, wild asses, zebras

Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus, which is not subject to the provisions of this Regulation)

African ass

Equus grevyi (I)

Grévy’s zebra

Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I)

Asiatic wild ass

Equus kiang (II)

Kiang

Equus przewalskii (I)

Przewalski’s horse

Equus zebra hartmannae (II)

Hartmann’s mountain zebra

Equus zebra zebra (I)

Cape mountain zebra

Rhinocerotidae

Rhinoceroses

Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B)

Rhinoceroses

Ceratotherium simum simum (II) (Only the populations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly)

Southern white rhinoceros

Tapiridae

Tapirs

Tapiridae spp. (I) (Except for the species included in Annex B)

Tapirs

Tapirus terrestris (II)

South American tapir

PHOLIDOTA

Manidae

Pangolins

Manis spp. (II)

(A zero annual export quota has been established for Manis crassicaudata, Manis culionensis, Manis javanica and Manis pentadactyla for specimens removed from the wild and traded for primarily commercial purposes)

Pangolins

PILOSA

Bradypodidae

Three-toed sloths

Bradypus variegatus (II)

Brown-throated sloth

Megalonychidae

Two-toed sloth

Choloepus hoffmanni (III Costa Rica)

Hoffmann’s two-toed sloth

Myrmecophagidae

American anteaters

Myrmecophaga tridactyla (II)

Giant anteater

Tamandua mexicana (III Guatemala)

Northern tamandua

PRIMATES

Primates (apes and monkeys)

PRIMATES spp. (II) (Except for the species included in Annex A)

Primates

Atelidae

Howlers, spider monkeys

Alouatta coibensis (I)

Coiba Island howler

Alouatta palliata (I)

Mantled howler

Alouatta pigra (I)

Guatemalan black howler

Ateles geoffroyi frontatus (I)

Black-browed spider monkey

Ateles geoffroyi panamensis (I)

Red spider monkey

Brachyteles arachnoides (I)

Southern muriqui

Brachyteles hypoxanthus (I)

Oreonax flavicauda (I)

Yellow-tailed woolly monkey

Cebidae

Marmosets, tamarins, New-world monkeys

Callimico goeldii (I)

Goeldi’s marmoset

Callithrix aurita (I)

Buffy-tufted marmoset

Callithrix flaviceps (I)

Buffy-headed marmoset

Leontopithecus spp. (I)

Lion tamarins

Saguinus bicolor (I)

Pied tamarin

Saguinus geoffroyi (I)

Geoffroy’s tamarin

Saguinus leucopus (I)

White-footed tamarin

Saguinus martinsi (I)

Saguinus oedipus (I)

Cottontop tamarin

Saimiri oerstedii (I)

Central American squirrel monkey

Cercopithecidae

Old-world monkeys

Cercocebus galeritus (I)

Tana River mangabey

Cercopithecus diana (I)

Diana monkey

Cercopithecus roloway (I)

Roloway monkey

Cercopithecus solatus (II)

Sun-tailed monkey

Colobus satanas (II)

Black colobus

Macaca silenus (I)

Lion-tailed macaque

Mandrillus leucophaeus (I)

Drill

Mandrillus sphinx (I)

Mandrill

Nasalis larvatus (I)

Proboscis monkey

Piliocolobus foai (II)

Central African red colobus

Piliocolobus gordonorum (II)

Uzungwa red colobus

Piliocolobus kirkii (I)

Zanzibar red colobus

Piliocolobus pennantii (II)

Pennant’s red colobus

Piliocolobus preussi (II)

Preuss’s red colobus

Piliocolobus rufomitratus (I)

Tana River red colobus

Piliocolobus tephrosceles (II)

Ugandan red colobus

Piliocolobus tholloni (II)

Thollon’s red colobus

Presbytis potenziani (I)

Mentawai langur

Pygathrix spp. (I)

Douc langurs

Rhinopithecus spp. (I)

Snub-nosed monkeys

Semnopithecus ajax (I)

Kashmir grey langur

Semnopithecus dussumieri (I)

Southern Plains grey langur

Semnopithecus entellus (I)

Northern Plains grey langur

Semnopithecus hector (I)

Tarai grey langur

Semnopithecus hypoleucos (I)

Black-footed grey langur

Semnopithecus priam (I)

Tufted grey langur

Semnopithecus schistaceus (I)

Nepal grey langur

Simias concolor (I)

Simakobou

Trachypithecus delacouri (II)

Delacour’s langur

Trachypithecus francoisi (II)

François’s langur

Trachypithecus geei (I)

Gee’s golden langur

Trachypithecus hatinhensis (II)

Hatinh langur

Trachypithecus johnii (II)

Nilgiri langur

Trachypithecus laotum (II)

Laotian langur

Trachypithecus pileatus (I)

Capped langur

Trachypithecus poliocephalus (II)

White-headed langur

Trachypithecus shortridgei (I)

Shortridge’s langur

Cheirogaleidae

Dwarf lemurs and mouse-lemurs

Cheirogaleidae spp. (I)

Dwarf lemurs and mouse lemurs

Daubentoniidae

Aye-aye

Daubentonia madagascariensis (I)

Aye-aye

Hominidae

Chimpanzees, gorillas, orang-utan

Gorilla beringei (I)

Eastern gorilla

Gorilla gorilla (I)

Western gorilla

Pan spp. (I)

Chimpanzee and bonobo

Pongo abelii (I)

Sumatran orangutan

Pongo pygmaeus (I)

Bornean orangutan

Hylobatidae

Gibbons

Hylobatidae spp. (I)

Gibbons

Indriidae

Indri, sifakas and woolly lemurs

Indriidae spp. (I)

Indri, sifakas and woolly lemurs

Lemuridae

Large lemurs

Lemuridae spp. (I)

Large lemurs

Lepilemuridae

Sportive lemurs

Lepilemuridae spp. (I)

Sportive lemurs

Lorisidae

Lorises

Nycticebus spp. (I)

Slow lorises

Pitheciidae

Uacaris, titis, sakis

Cacajao spp. (I)

Uacaris

Callicebus barbarabrownae (II)

Barbara Brown’s Titi

Callicebus melanochir (II)

Coastal Black-handed Titi

Callicebus nigrifrons (II)

Black-fronted Titi

Callicebus personatus (II)

Atlantic titi

Chiropotes albinasus (I)

White-nosed saki

Tarsiidae

Tarsiers

Tarsius spp. (II)

Tarsiers

PROBOSCIDEA

Elephantidae

Elephants

Elephas maximus (I)

Asian elephant

Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B)

Loxodonta africana (II)

(Only the populations of Botswana, Namibia, South Africa and Zimbabwe (8); all other populations are included in Annex A)

African elephant

RODENTIA

Chinchillidae

Chinchillas

Chinchilla spp. (I) (Specimens of the domesticated form are not subject to the provisions of this Regulation)

Chinchillas

Cuniculidae

Pacas

Cuniculus paca (III Honduras)

Lowland paca

Dasyproctidae

Agoutis

Dasyprocta punctata (III Honduras)

Central American agouti

Erethizontidae

New-world porcupines

Sphiggurus mexicanus (III Honduras)

Mexican hairy dwarf porcupine

Sphiggurus spinosus (III Uruguay)

Paraguaian hairy dwarf porcupine

Hystricidae

Old-world porcupines

Hystrix cristata

Crested porcupine

Muridae

Mice, rats

Leporillus conditor (I)

Greater stick-nest rat

Pseudomys fieldi praeconis (I)

Shark Bay mouse

Xeromys myoides (I)

False water rat

Zyzomys pedunculatus (I)

Central Australian rock rat

Sciuridae

Ground squirrels, tree squirrels

Cynomys mexicanus (I)

Mexican prairie dog

Marmota caudata (III India)

Long-tailed marmot

Marmota himalayana (III India)

Himalayan marmot

Ratufa spp. (II)

Giant squirrels

Callosciurus erythraeus

Pallas’s Squirrel

Sciurus carolinensis

Grey squirrel

Sciurus deppei (III Costa Rica)

Deppe’s squirrel

Sciurus niger

Eastern Fox Squirrel

SCANDENTIA

SCANDENTIA spp. (II)

Treeshrews

SIRENIA

Dugongidae

Dugong

Dugong dugon (I)

Dugong

Trichechidae

Manatees

Trichechidae spp. (I/II) (Trichechus inunguis and Trichechus manatus are listed in Appendix I. Trichechus senegalensis is listed in Appendix II)

Manatees

AVES

Birds

ANSERIFORMES

Anatidae

Ducks, geese, swans etc.

Anas aucklandica (I)

Auckland Islands teal

Anas bernieri (II)

Madagascar teal

Anas chlorotis (I)

Brown teal

Anas formosa (II)

Baikal teal

Anas laysanensis (I)

Laysan duck

Anas nesiotis (I)

Campbell Island teal

Anas querquedula

Garganey

Asarcornis scutulata (I)

White-winged duck

Aythya innotata

Madagascar pochard

Aythya nyroca

Ferruginous duck

Branta canadensis leucopareia (I)

Aleutian goose

Branta ruficollis (II)

Red-breasted goose

Branta sandvicensis (I)

Nene

Cairina moschata (III Honduras)

Muscovy duck

Coscoroba coscoroba (II)

Coscoroba swan

Cygnus melancoryphus (II)

Black-necked swan

Dendrocygna arborea (II)

West Indian whistling-duck

Dendrocygna autumnalis (III Honduras)

Black-bellied whistling-duck

Dendrocygna bicolor (III Honduras)

Fulvous whistling-duck

Mergus octosetaceus

Brazilian merganser

Oxyura jamaicensis

Ruddy duck

Oxyura leucocephala (II)

White-headed duck

Rhodonessa caryophyllacea (possibly extinct) (I)

Pink-headed duck

Sarkidiornis melanotos (II)

Comb duck

Tadorna cristata

Crested shelduck

APODIFORMES

Trochilidae

Hummingbirds

Trochilidae spp. (II) (Except for the species included in Annex A)

Hummingbirds

Glaucis dohrnii (I)

Hook-billed hermit

CHARADRIIFORMES

Burhinidae

Thick-knees

Burhinus bistriatus (III Guatemala)

Double-striped thick-knee

Laridae

Gulls, terns

Larus relictus (I)

Relict gull

Scolopacidae

Curlews, greenshanks

Numenius borealis (I)

Eskimo curlew

Numenius tenuirostris (I)

Slender-billed curlew

Tringa guttifer (I)

Nordmann’s greenshank

CICONIIFORMES

Ardeidae

Egrets, herons

Ardea alba

Great egret

Bubulcus ibis

Cattle egret

Egretta garzetta

Little egret

Balaenicipitidae

Shoebill, whale-headed stork

Balaeniceps rex (II)

Shoebill

Ciconiidae

Storks

Ciconia boyciana (I)

Oriental stork

Ciconia nigra (II)

Black stork

Ciconia stormi

Storm’s stork

Jabiru mycteria (I)

Jabiru

Leptoptilos dubius

Greater adjutant stork

Mycteria cinerea (I)

Milky stork

Phoenicopteridae

Flamingos

Phoenicopteridae spp. (II) (Except for the species included in Annex A)

Flamingos

Phoenicopterus ruber (II)

Greater flamingo

Threskiornithidae

Ibises, spoonbills

Eudocimus ruber (II)

Scarlet ibis

Geronticus calvus (II)

Bald ibis

Geronticus eremita (I)

Waldrapp

Nipponia nippon (I)

Crested ibis

Platalea leucorodia (II)

Eurasian spoonbill

Pseudibis gigantea

Giant ibis

COLUMBIFORMES

Columbidae

Doves, pigeons

Caloenas nicobarica (I)

Nicobar pigeon

Claravis godefrida

Purple-winged ground-dove

Columba livia

Rock pigeon

Ducula mindorensis (I)

Mindoro zone-tailed pigeon

Gallicolumba luzonica (II)

Luzon bleeding-heart

Goura spp. (II)

Crowned-pigeons

Leptotila wellsi

Grenada dove

Nesoenas mayeri (III Mauritius)

Pink pigeon

Streptopelia turtur

European turtle-dove

CORACIIFORMES

Bucerotidae

Hornbills

Aceros spp. (II) (Except for the species included in Annex A)

Hornbills

Aceros nipalensis (I)

Rufous-necked hornbill

Anorrhinus spp. (II)

Hornbills

Anthracoceros spp. (II)

Hornbills

Berenicornis spp. (II)

Hornbills

Buceros spp. (II) (Except for the species included in Annex A)

Hornbills

Buceros bicornis (I)

Great hornbill

Penelopides spp. (II)

Hornbills

Rhinoplax vigil (I)

Helmeted hornbill

Rhyticeros spp. (II) (Except for the species included in Annex A)

Hornbills

Rhyticeros subruficollis (I)

Plain-pouched hornbill

CUCULIFORMES

Musophagidae

Turacos

Tauraco spp. (II) (Except for the species included in Annex A)

Turacos

Tauraco bannermani (II)

Bannerman’s turaco

FALCONIFORMES

Diurnal birds of prey (eagles, falcons, hawks, vultures)

FALCONIFORMES spp. (II)

(Except for the species included in Annex A and for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation)

Diurnal birds of prey

Accipitridae

Hawks, eagles

Accipiter brevipes (II)

Levant sparrowhawk

Accipiter gentilis (II)

Northern goshawk

Accipiter nisus (II)

Eurasian sparrowhawk

Aegypius monachus (II)

Cinereous vulture

Aquila adalberti (I)

Adalbert’s eagle

Aquila chrysaetos (II)

Golden eagle

Aquila clanga (II)

Greater spotted eagle

Aquila heliaca (I)

Imperial eagle

Aquila pomarina (II)

Lesser spotted eagle

Buteo buteo (II)

Common buzzard

Buteo lagopus (II)

Rough-legged buzzard

Buteo rufinus (II)

Long-legged buzzard

Chondrohierax uncinatus wilsonii (I)

Cuban hook-billed kite

Circaetus gallicus (II)

Short-toed snake-eagle

Circus aeruginosus (II)

Western marsh-harrier

Circus cyaneus (II)

Northern harrier

Circus macrourus (II)

Pallid harrier

Circus pygargus (II)

Montagu’s harrier

Elanus caeruleus (II)

Black-winged kite

Eutriorchis astur (II)

Madagascar serpent-eagle

Gypaetus barbatus (II)

Lammergeier

Gyps fulvus (II)

Eurasian griffon

Haliaeetus spp. (I/II) (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II)

Sea-eagles

Harpia harpyja (I)

Harpy eagle

Hieraaetus fasciatus (II)

Bonelli’s eagle

Hieraaetus pennatus (II)

Booted eagle

Leucopternis occidentalis (II)

Grey-backed hawk

Milvus migrans (II) (Except for Milvus migrans lineatus which is included in Annex B)

Black kite

Milvus milvus (II)

Red kite

Neophron percnopterus (II)

Egyptian vulture

Pernis apivorus (II)

European honey-buzzard

Pithecophaga jefferyi (I)

Great Philippine eagle

Cathartidae

New world vultures

Gymnogyps californianus (I)

California condor

Sarcoramphus papa (III Honduras)

King vulture

Vultur gryphus (I)

Andean condor

Falconidae

Falcons

Falco araeus (I)

Seychelles kestrel

Falco biarmicus (II)

Lanner falcon

Falco cherrug (II)

Saker falcon

Falco columbarius (II)

Merlin

Falco eleonorae (II)

Eleonora’s falcon

Falco jugger (I)

Laggar falcon

Falco naumanni (II)

Lesser kestrel

Falco newtoni (I) (Only the population of the Seychelles)

Newton’s kestrel

Falco pelegrinoides (I)

Barbary falcon

Falco peregrinus (I)

Peregrine falcon

Falco punctatus (I)

Mauritius kestrel

Falco rusticolus (I)

Gyrfalcon

Falco subbuteo (II)

Eurasian hobby

Falco tinnunculus (II)

Common kestrel

Falco vespertinus (II)

Red-footed falcon

Pandionidae

Ospreys

Pandion haliaetus (II)

Osprey

GALLIFORMES

Cracidae

Crax alberti (III Colombia)

Blue-knobbed curassow

Crax blumenbachii (I)

Red-billed curassow

Crax daubentoni (III Colombia)

Yellow-knobbed curassow

Crax fasciolata

Bare-faced Curassow

Crax globulosa (III Colombia)

Wattled curassow

Crax rubra (III Colombia, Costa Rica, Guatemala and Honduras)

Great currasow

Mitu mitu (I)

Alagoas curassow

Oreophasis derbianus (I)

Horned guan

Ortalis vetula (III Guatemala/Honduras)

Plain chachalaca

Pauxi pauxi (III Colombia)

Helmeted curassow

Penelope albipennis (I)

White-winged guan

Penelope purpurascens (III Honduras)

Crested guan

Penelopina nigra (III Guatemala)

Highland guan

Pipile jacutinga (I)

Black-fronted piping guan

Pipile pipile (I)

Trinidad piping guan

Megapodiidae

Megapodes, scrubfowl

Macrocephalon maleo (I)

Maleo

Phasianidae

Grouse, guineafowl, partridges, pheasants, tragopans

Argusianus argus (II)

Great argus

Catreus wallichii (I)

Cheer pheasant

Colinus virginianus ridgwayi (I)

Masked bobwhite

Crossoptilon crossoptilon (I)

White eared-pheasant

Crossoptilon mantchuricum (I)

Brown eared-pheasant

Gallus sonneratii (II)

Grey junglefowl

Ithaginis cruentus (II)

Blood pheasant

Lophophorus impejanus (I)

Himalayan monal

Lophophorus lhuysii (I)

Chinese monal

Lophophorus sclateri (I)

Sclater’s monal

Lophura edwardsi (I)

Edwards’ pheasant

Lophura hatinhensis

Vietnamese fireback

Lophura imperialis (I)

Imperial pheasant

Lophura swinhoii (I)

Swinhoe’s pheasant

Meleagris ocellata (III Guatemala)

Ocellated turkey

Odontophorus strophium

Gorgeted wood-quail

Ophrysia superciliosa

Himalayan quail

Pavo muticus (II)

Green peafowl

Polyplectron bicalcaratum (II)

Grey peacock-pheasant

Polyplectron germaini (II)

Germain’s peacock-pheasant

Polyplectron malacense (II)

Malayan peacock-pheasant

Polyplectron napoleonis (I)

Palawan peacock-pheasant

Polyplectron schleiermacheri (II)

Bornean peacock-pheasant

Rheinardia ocellata (I)

Crested argus

Syrmaticus ellioti (I)

Elliot’s pheasant

Syrmaticus humiae (I)

Hume’s pheasant

Syrmaticus mikado (I)

Mikado pheasant

Tetraogallus caspius (I)

Caspian snowcock

Tetraogallus tibetanus (I)

Tibetan snowcock

Tragopan blythii (I)

Blyth’s tragopan

Tragopan caboti (I)

Cabot’s tragopan

Tragopan melanocephalus (I)

Western tragopan

Tragopan satyra (III Nepal)

Satyr tragopan

Tympanuchus cupido attwateri (I)

Attwater’s prairie-chicken

GRUIFORMES

Gruidae

Cranes

Gruidae spp. (II) (Except for the species included in Annex A)

Cranes

Grus americana (I)

Whooping crane

Grus canadensis (I/II) (The species is listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I)

Sandhill crane

Grus grus (II)

Common crane

Grus japonensis (I)

Red-crowned crane

Grus leucogeranus (I)

Siberian crane

Grus monacha (I)

Hooded crane

Grus nigricollis (I)

Black-necked crane

Grus vipio (I)

White-necked crane

Otididae

Bustards

Otididae spp. (II) (Except for the species included in Annex A)

Bustards

Ardeotis nigriceps (I)

Indian bustard

Chlamydotis macqueenii (I)

Macqueen’s bustard

Chlamydotis undulata (I)

Houbara bustard

Houbaropsis bengalensis (I)

Bengal florican

Otis tarda (II)

Great bustard

Sypheotides indicus (II)

Lesser florican

Tetrax tetrax (II)

Little bustard

Rallidae

Coots, rails

Gallirallus sylvestris (I)

Lord Howe rail

Rhynochetidae

Kagu

Rhynochetos jubatus (I)

Kagu

PASSERIFORMES

Atrichornithidae

Scrub-birds

Atrichornis clamosus (I)

Noisy scrub-bird

Cotingidae

Cotingas

Cephalopterus ornatus (III Colombia)

Amazonian umbrella bird

Cephalopterus penduliger (III Colombia)

Long-wattled umbrella bird

Cotinga maculata (I)

Banded cotinga

Rupicola spp. (II)

Cocks-of-the-rock

Xipholena atropurpurea (I)

White-winged cotinga

Emberizidae

Cardinals, tanagers

Gubernatrix cristata (II)

Yellow cardinal

Paroaria capitata (II)

Yellow-billed cardinal

Paroaria coronata (II)

Red-crested cardinal

Tangara fastuosa (II)

Seven-coloured tanager

Estrildidae

Mannikins, waxbills

Amandava formosa (II)

Green avadavat

Lonchura fuscata

Timor sparrow

Lonchura oryzivora (II)

Java sparrow

Poephila cincta cincta (II)

Southern black-throated finch

Fringillidae

Finches

Carduelis cucullata (I)

Red siskin

Carduelis yarrellii (II)

Yellow-faced siskin

Hirundinidae

Martins

Pseudochelidon sirintarae (I)

White-eyed river-martin

Icteridae

New-world blackbirds

Xanthopsar flavus (I)

Saffron-cowled blackbird

Meliphagidae

Honey-eaters

Lichenostomus melanops cassidix (I)

Helmeted honeyeater

Muscicapidae

Old-world flycatchers, babblers, etc.

Acrocephalus rodericanus (III Mauritius)

Rodrigues brush-warbler

Cyornis ruckii (II)

Rueck’s blue-flycatcher

Dasyornis broadbenti litoralis (possibly extinct) (I)

Western rufous bristlebird

Dasyornis longirostris (I)

Western bristlebird

Garrulax canorus (II)

Chinese Hwamei

Garrulax taewanus (II)

Taiwan Hwamei

Leiothrix argentauris (II)

Silver-eared mesia

Leiothrix lutea (II)

Red-billed leiothrix

Liocichla omeiensis (II)

Omei Shan liocichla

Picathartes gymnocephalus (I)

White-necked rockfowl

Picathartes oreas (I)

Grey-necked rockfowl

Terpsiphone bourbonnensis (III Mauritius)

Mascarene paradise-flycatcher

Paradisaeidae

Birds of paradise

Paradisaeidae spp. (II)

Birds of paradise

Pittidae

Pittas

Pitta guajana (II)

Banded pitta

Pitta gurneyi (I)

Gurney’s pitta

Pitta kochi (I)

Whiskered pitta

Pitta nympha (II)

Fairy pitta

Pycnonotidae

Bulbuls

Pycnonotus zeylanicus (II)

Straw-headed bulbul

Sturnidae

Mynas

Gracula religiosa (II)

Hill myna

Leucopsar rothschildi (I)

Bali myna

Zosteropidae

White-eyes

Zosterops albogularis (I)

White-chested white-eye

PELECANIFORMES

Fregatidae

Frigatebirds

Fregata andrewsi (I)

Christmas frigatebird

Pelecanidae

Pelicans

Pelecanus crispus (I)

Dalmatian pelican

Sulidae

Boobies

Papasula abbotti (I)

Abbott’s booby

PICIFORMES

Capitonidae

Barbets

Semnornis ramphastinus (III Colombia)

Toucan barbet

Picidae

Woodpeckers

Campephilus imperialis (I)

Imperial woodpecker

Dryocopus javensis richardsi (I)

Tristram’s woodpecker

Ramphastidae

Toucans

Baillonius bailloni (III Argentina)

Saffron toucanet

Pteroglossus aracari (II)

Black-necked aracari

Pteroglossus castanotis (III Argentina)

Chestnut-eared aracari

Pteroglossus viridis (II)

Green aracari

Ramphastos dicolorus (III Argentina)

Red-breasted toucan

Ramphastos sulfuratus (II)

Keel-billed toucan

Ramphastos toco (II)

Toco toucan

Ramphastos tucanus (II)

Red-billed toucan

Ramphastos vitellinus (II)

Channel-billed toucan

Selenidera maculirostris (III Argentina)

Spot-billed toucanet

PODICIPEDIFORMES

Podicipedidae

Grebes

Podilymbus gigas (I)

Atitlan Grebe

PROCELLARIIFORMES

Diomedeidae

Albatrosses

Phoebastria albatrus (I)

Short-tailed albatross

PSITTACIFORMES

Cockatoos, lories, macaws, parakeets, parrots etc.

PSITTACIFORMES spp. (II)

(Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus undulatus, Nymphicus hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation)

Parrots, etc.

Cacatuidae

Cockatoos

Cacatua goffiniana (I)

Tanimbar cockatoo

Cacatua haematuropygia (I)

Philippine cockatoo

Cacatua moluccensis (I)

Salmon-crested cockatoo

Cacatua sulphurea (I)

Yellow-crested cockatoo

Probosciger aterrimus (I)

Palm cockatoo

Loriidae

Lories, lorikeets

Eos histrio (I)

Red and blue lory

Vini spp. (I/II) (Vini ultramarina is listed in Appendix I, the other species are listed in Appendix II)

Blue lorikeets

Psittacidae

Amazons, macaws, parakeets, parrots

Amazona arausiaca (I)

Red-necked parrot

Amazona auropalliata (I)

Yellow-naped parrot

Amazona barbadensis (I)

Yellow-shouldered parrot

Amazona brasiliensis (I)

Red-tailed parrot

Amazona finschi (I)

Lilac-crowned parrot

Amazona guildingii (I)

St Vincent parrot

Amazona imperialis (I)

Imperial parrot

Amazona leucocephala (I)

Cuban parrot

Amazona oratrix (I)

Yellow-headed parrot

Amazona pretrei (I)

Red-spectacled parrot

Amazona rhodocorytha (I)

Red-browed parrot

Amazona tucumana (I)

Tucuman parrot

Amazona versicolor (I)

Saint Lucia parrot

Amazona vinacea (I)

Vinaceous parrot

Amazona viridigenalis (I)

Green-cheeked parrot

Amazona vittata (I)

Puerto Rican parrot

Anodorhynchus spp. (I)

Blue macaws

Ara ambiguus (I)

Great green macaw

Ara glaucogularis (I)

Blue-throated macaw

Ara macao (I)

Scarlet macaw

Ara militaris (I)

Military macaw

Ara rubrogenys (I)

Red-fronted macaw

Cyanopsitta spixii (I)

Spix’s macaw

Cyanoramphus cookii (I)

Norfolk Island parakeet

Cyanoramphus forbesi (I)

Chatham Island yellow-fronted parakeet

Cyanoramphus novaezelandiae (I)

Red-fronted parakeet

Cyanoramphus saisseti (I)

Red-crowned parakeet

Cyclopsitta diophthalma coxeni (I)

Coxen’s double-eyed fig parrot

Eunymphicus cornutus (I)

Horned parakeet

Guarouba guarouba (I)

Golden parakeet

Neophema chrysogaster (I)

Orange-bellied parrot

Ognorhynchus icterotis (I)

Yellow-eared parrot

Pezoporus occidentalis (possibly extinct) (I)

Night parrot

Pezoporus wallicus (I)

Ground parrot

Pionopsitta pileata (I)

Pileated parrot

Primolius couloni (I)

Blue-headed macaw

Primolius maracana (I)

Blue-winged macaw

Psephotus chrysopterygius (I)

Golden-shouldered parrot

Psephotus dissimilis (I)

Hooded parrot

Psephotus pulcherrimus (possibly extinct) (I)

Paradise parrot

Psittacula echo (I)

Mauritius parakeet

Pyrrhura cruentata (I)

Blue-throated parakeet

Rhynchopsitta spp. (I)

Thick-billed parrots

Strigops habroptilus (I)

Kakapo

RHEIFORMES

Rheidae

Rheas

Pterocnemia pennata (I) (Except Pterocnemia pennata pennata which is included in Annex B)

Lesser rhea

Pterocnemia pennata pennata (II)

Lesser rhea

Rhea americana (II)

Greater rhea

SPHENISCIFORMES

Spheniscidae

Penguins

Spheniscus demersus (II)

Jackass penguin

Spheniscus humboldti (I)

Humboldt penguin

STRIGIFORMES

Owls

STRIGIFORMES spp. (II) (Except for the species included in Annex A)

Owls

Strigidae

Owls

Aegolius funereus (II)

Boreal owl

Asio flammeus (II)

Short-eared owl

Asio otus (II)

Long-eared owl

Athene noctua (II)

Little owl

Bubo bubo (II) (Except for Bubo bubo bengalensis which is included in Annex B)

Eurasian eagle-owl

Glaucidium passerinum (II)

Eurasian pygmy-owl

Heteroglaux blewitti (I)

Forest owlet

Mimizuku gurneyi (I)

Lesser eagle-owl

Ninox natalis (I)

Christmas hawk-owl

Ninox novaeseelandiae undulata (I)

Norfolk boobook

Nyctea scandiaca (II)

Snowy owl

Otus ireneae (II)

Sokoke scops-owl

Otus scops (II)

Eurasian scops-owl

Strix aluco (II)

Tawny owl

Strix nebulosa (II)

Great grey owl

Strix uralensis (II) (Except for Strix uralensis davidi which is included in Annex B)

Ural owl

Surnia ulula (II)

Northern hawk owl

Tytonidae

Barn owls

Tyto alba (II)

Barn owl

Tyto soumagnei (I)

Soumagne’s owl

STRUTHIONIFORMES

Struthionidae

Ostrich

Struthio camelus (I) (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation)

Ostrich

TINAMIFORMES

Tinamidae

Tinamous

Tinamus solitarius (I)

Solitary tinamou

TROGONIFORMES

Trogonidae

Quetzals

Pharomachrus mocinno (I)

Resplendent quetzal

REPTILIA

Reptiles

CROCODYLIA

Alligators, caimans, crocodiles

CROCODYLIA spp. (II) (Except for the species included in Annex A)

Alligators, caimans, crocodiles

Alligatoridae

Alligators, caimans

Alligator sinensis (I)

Chinese alligator

Caiman crocodilus apaporiensis (I)

Rio Apaporis spectacled caiman

Caiman latirostris (I) (Except for the population of Argentina, which is included in Annex B)

Broad-nosed caiman

Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group)

Black caiman

Crocodylidae

Crocodiles

Crocodylus acutus (I) (Except for the population of Cuba, which is included in Annex B)

American crocodile

Crocodylus cataphractus (I)

African slender-snouted crocodile

Crocodylus intermedius (I)

Orinoco crocodile

Crocodylus mindorensis (I)

Philippine crocodile

Crocodylus moreletii (I) (Except for the populations of Belize and Mexico, which are included in Annex B, with a zero quota for wild specimens traded for commercial purposes)

Morelet’s crocodile

Crocodylus niloticus (I) (Except for the populations of Botswana, Egypt [subject to a zero quota for wild specimens traded for commercial purposes], Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B)

Nile crocodile

Crocodylus palustris (I)

Mugger crocodile

Crocodylus porosus (I) (Except for the populations of Australia, Indonesia and Papua New Guinea, which are included in Annex B)

Estuarine crocodile

Crocodylus rhombifer (I)

Cuban crocodile

Crocodylus siamensis (I)

Siamese crocodile

Osteolaemus tetraspis (I)

West African dwarf crocodile

Tomistoma schlegelii (I)

False gharial

Gavialidae

Gavial or gharial

Gavialis gangeticus (I)

Gharial

RHYNCHOCEPHALIA

Sphenodontidae

Tuataras

Sphenodon spp. (I)

Tuataras

SAURIA

Agamidae

Spiny-tailed lizards (Agamas, mastigures)

Uromastyx spp. (II)

Spiny-tailed lizards

Chamaeleonidae

Chameleons

Bradypodion spp. (II)

Dwarf chameleons

Brookesia spp. (II) (Except for the species included in Annex A)

Dwarf chameleons

Brookesia perarmata (I)

Dwarf spiny chameleon

Calumma spp. (II)

Madagascar chameleons

Chamaeleo spp. (II) (Except for the species included in Annex A)

Chameleons

Chamaeleo chamaeleon (II)

European chameleon

Furcifer spp. (II)

Madagascar chameleons

Kinyongia spp. (II)

Dwarf chameleons

Nadzikambia spp. (II)

Dwarf chameleons

Cordylidae

Spiny-tailed lizards

Cordylus spp. (II)

Girdled lizards

Gekkonidae

Geckos

Cyrtodactylus serpensinsula (II)

Serpent Island gecko

Hoplodactylus spp. (III New Zealand)

Sticky-toed geckos

Naultinus spp. (III New Zealand)

New Zealand tree geckos

Phelsuma spp. (II) (Except for the species included in Annex A)

Day geckos

Phelsuma guentheri (II)

Round Island day gecko

Uroplatus spp. (II)

Flat-tailed geckos

Helodermatidae

Gila monster and beaded lizard

Heloderma spp. (II) (Except for the subspecies included in Annex A)

Gila monster and beaded lizard

Heloderma horridum charlesbogerti (I)

Guatemalan beaded lizard

Iguanidae

Iguanas

Amblyrhynchus cristatus (II)

Galapagos marine iguana

Brachylophus spp. (I)

Fiji iguanas

Conolophus spp. (II)

Galapagos land iguanas

Ctenosaura bakeri (II)

Utila Island spiny-tailed iguana

Ctenosaura oedirhina (II)

Roatan spiny-tailed iguana

Ctenosaura melanosterna (II)

Rio Aguan Valley spiny-tailed iguana

Ctenosaura palearis (II)

Guatemalan Spiny-tailed iguana

Cyclura spp. (I)

Ground iguanas

Iguana spp. (II)

Iguanas

Phrynosoma blainvillii (II)

Phrynosoma cerroense (II)

Phrynosoma coronatum (II)

Coast horned lizard

Phrynosoma wigginsi (II)

Sauromalus varius (I)

San Esteban Island chuckwalla

Lacertidae

Lizards

Gallotia simonyi (I)

Hierro giant lizard

Podarcis lilfordi (II)

Lilford’s wall lizard

Podarcis pityusensis (II)

Ibiza wall lizard

Scincidae

Skinks

Corucia zebrata (II)

Prehensile-tailed skink

Teiidae

Caiman lizards, tegu lizards

Crocodilurus amazonicus (II)

Dragon lizard

Dracaena spp. (II)

Caiman lizards

Tupinambis spp.(II)

Tegus

Varanidae

Monitor lizards

Varanus spp. (II) (Except for the species included in Annex A)

Monitor lizards

Varanus bengalensis (I)

Indian monitor

Varanus flavescens (I)

Yellow monitor

Varanus griseus (I)

Desert monitor

Varanus komodoensis (I)

Komodo dragon

Varanus nebulosus (I)

Clouded monitor

Varanus olivaceus (II)

Gray’s monitor

Xenosauridae

Chinese crocodile lizard

Shinisaurus crocodilurus (II)

Chinese crocodile lizard

SERPENTES

Snakes

Boidae

Boas

Boidae spp. (II) (Except for the species included in Annex A)

Boas

Acrantophis spp. (I)

Madagascar ground boas

Boa constrictor occidentalis (I)

Argentine boa constrictor

Epicrates inornatus (I)

Puerto Rican boa

Epicrates monensis (I)

Virgin Island tree boa

Epicrates subflavus (I)

Jamaican boa

Eryx jaculus (II)

Spotted sand boa

Sanzinia madagascariensis (I)

Madagascar tree boa

Bolyeriidae

Round Island boas

Bolyeriidae spp. (II) (Except for the species included in Annex A)

Round Island boas

Bolyeria multocarinata (I)

Round Island boa

Casarea dussumieri (I)

Round Island keel-scaled boa

Colubridae

Typical snakes, water snakes, whip snakes

Atretium schistosum (III India)

Olive keel-back

Cerberus rynchops (III India)

Dog-faced water snake

Clelia clelia (II)

Mussurana

Cyclagras gigas (II)

False cobra

Elachistodon westermanni (II)

Indian egg-eating snake

Ptyas mucosus (II)

Common rat snake

Xenochrophis piscator (III India)

Checkered keel-back

Elapidae

Cobras, coral snakes

Hoplocephalus bungaroides (II)

Broad-headed snake

Micrurus diastema (III Honduras)

Atlantic coral snake

Micrurus nigrocinctus (III Honduras)

Central American coral snake

Naja atra (II)

Chinese spitting cobra

Naja kaouthia (II)

Monocellate cobra

Naja mandalayensis (II)

Burmese spitting cobra

Naja naja (II)

Indian cobra

Naja oxiana (II)

Central Asian cobra

Naja philippinensis (II)

North Philippine spitting cobra

Naja sagittifera (II)

Andaman cobra

Naja samarensis (II)

South-east Philippine spitting cobra

Naja siamensis (II)

Indochinese spitting cobra

Naja sputatrix (II)

South Indonesian spitting cobra

Naja sumatrana (II)

Golden spitting cobra

Ophiophagus hannah (II)

King cobra

Loxocemidae

Mexican dwarf boa

Loxocemidae spp. (II)

Mexican dwarf boa

Pythonidae

Pythons

Pythonidae spp. (II) (Except for the subspecies included in Annex A)

Pythons

Python molurus molurus (I)

Indian python

Tropidophiidae

Wood boas

Tropidophiidae spp. (II)

Wood boas

Viperidae

Vipers

Crotalus durissus (III Honduras)

Neotropical rattlesnake

Crotalus durissus unicolor

Aruba rattlesnake

Daboia russelii (III India)

Russell’s viper

Vipera latifii

Latifi’s viper

Vipera ursinii (I) (Only the population of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation)

Orsini’s viper

Vipera wagneri (II)

Wagner’s viper

TESTUDINES

Carettochelyidae

Pig-nosed turtles

Carettochelys insculpta (II)

Pig-nosed turtle

Chelidae

Austro-American sideneck turtles

Chelodina mccordi (II)

Roti snake-necked turtle

Pseudemydura umbrina (I)

Western swamp turtle

Cheloniidae

Sea turtles

Cheloniidae spp. (I)

Sea turtles

Chelydridae

Snapping turtles

Macrochelys temminckii (III United States of America)

Alligator snapping turtle

Dermatemydidae

Central American river turtle

Dermatemys mawii (II)

Central American river turtle

Dermochelyidae

Leatherback turtle

Dermochelys coriacea (I)

Leatherback turtle

Emydidae

Box turtles, freshwater turtles

Chrysemys picta

Painted turtle

Glyptemys insculpta (II)

Wood turtle

Glyptemys muhlenbergii (I)

Bog turtle

Graptemys spp. (III United States of America)

Map turtles

Terrapene spp. (II) (Except for the species included in Annex A)

Box turtles

Terrapene coahuila (I)

Aquatic box turtle

Trachemys scripta elegans

Red-eared terrapin

Geoemydidae

Batagur affinis (I)

Southern river terrapin

Batagur baska (I)

Batagur

Batagur spp. (Except for the species included in Annex A)

Cuora spp. (II)

Asian box turtles

Geoclemys hamiltonii (I)

Black pond turtle

Geoemyda spengleri (III China)

Black-breasted leaf turtle

Heosemys annandalii (II)

Yellow-headed temple turtle

Heosemys depressa (II)

Arakan forest turtle

Heosemys grandis (II)

Giant Asian turtle

Heosemys spinosa (II)

Spiny turtle

Leucocephalon yuwonoi (II)

Sulawesi forest turtle

Malayemys macrocephala (II)

Snail-eating turtle

Malayemys subtrijuga (II)

Ricefield turtle

Mauremys annamensis (II)

Annam pond turtle

Mauremys iversoni (III China)

Fujian pond turtle

Mauremys megalocephala (III China)

Big-headed pond turtle

Mauremys mutica (II)

Yellow pond turtle

Mauremys nigricans (III China)

Red-necked turtle

Mauremys pritchardi (III China)

Pritchard’s pond turtle

Mauremys reevesii (III China)

Reeves’s turtle

Mauremys sinensis (III China)

Chinese stripe-necked turtle

Melanochelys tricarinata (I)

Three-keeled land tortoise

Morenia ocellata (I)

Burmese swamp turtle

Notochelys platynota (II)

Malayan flat-shelled turtle

Ocadia glyphistoma (III China)

Notch-mouthed stripe-necked turtle

Ocadia philippeni (III China)

Philippen’s stripe-necked turtle

Orlitia borneensis (II)

Malayan giant turtle

Pangshura spp. (II) (Except for the species included in Annex A)

Roofed turtles

Pangshura tecta (I)

Indian roofed turtle

Sacalia bealei (III China)

Beal’s eyed turtle

Sacalia pseudocellata (III China)

Chinese false-eyed turtle

Sacalia quadriocellata (III China)

Four-eyed turtle

Siebenrockiella crassicollis (II)

Black marsh turtle

Siebenrockiella leytensis (II)

Philippine pond turtle

Platysternidae

Big-headed turtle

Platysternon megacephalum (II)

Big-headed turtle

Podocnemididae

Afro-American sideneck turtles

Erymnochelys madagascariensis (II)

Madagascar sideneck turtle

Peltocephalus dumerilianus (II)

Big-headed sideneck turtle

Podocnemis spp. (II)

Sideneck turtles

Testudinidae

Tortoises

Testudinidae spp. (II) (Except for the species included in Annex A; a zero annual export quota has been established for Geochelone sulcata for specimens removed from the wild and traded for primarily commercial purposes)

Tortoises

Astrochelys radiata (I)

Radiated tortoise

Astrochelys yniphora (I)

Angonoka

Chelonoidis nigra (I)

Galapagos giant tortoise

Gopherus flavomarginatus (I)

Bolson tortoise

Malacochersus tornieri (II)

Pancake tortoise

Psammobates geometricus (I)

Geometric tortoise

Pyxis arachnoides (I)

Madagascar spider tortoise

Pyxis planicauda (I)

Madagascar flat-shelled tortoise

Testudo graeca (II)

Spur-thighed tortoise

Testudo hermanni (II)

Hermann’s tortoise

Testudo kleinmanni (I)

Egyptian tortoise

Testudo marginata (II)

Marginated tortoise

Trionychidae

Softshell turtles, terrapins

Amyda cartilaginea (II)

Southeast Asian soft-shelled turtle

Apalone spinifera atra (I)

Cuatro Cienagas soft-shell turtle

Aspideretes gangeticus (I)

Indian soft-shell turtle

Aspideretes hurum (I)

Peacock soft-shell turtle

Aspideretes nigricans (I)

Black soft-shell turtle

Chitra spp. (II)

Narrow-headed softshell turtles

Lissemys punctata (II)

Indo-Gangetic flapshell turtle

Lissemys scutata (II)

Burmese flapshell turtle

Palea steindachneri (III China)

Wattle-necked softshell turtle

Pelochelys spp. (II)

Giant softshell turtles

Pelodiscus axenaria (III China)

Hunan softshell turtle

Pelodiscus maackii (III China)

Amur softshell turtle

Pelodiscus parviformis (III China)

Chinese softshell turtle

Rafetus swinhoei (III China)

Yangtze softshell turtle

AMPHIBIA

Amphibians

ANURA

Frogs and toads

Bufonidae

Toads

Altiphrynoides spp. (I)

Malcolm’s Ethiopian toad

Atelopus zeteki (I)

Golden frog

Bufo periglenes (I)

Golden toad

Bufo superciliaris (I)

Cameroon toad

Nectophrynoides spp. (I)

African viviparous toads

Nimbaphrynoides spp. (I)

Nimba toads

Spinophrynoides spp. (I)

Osgood’s Ethiopian toad

Calyptocephalellidae

Calyptocephalella gayi (III Chile)

Dendrobatidae

Poison frogs

Allobates femoralis (II)

Brilliant-thighed poison frog

Allobates zaparo (II)

Sanguine poison frog

Cryptophyllobates azureiventris (II)

Sky-blue poison frog

Dendrobates spp. (II)

Poison-arrow frogs

Epipedobates spp. (II)

Poison-arrow frogs

Phyllobates spp. (II)

Poison-arrow frogs

Hylidae

Agalychnis spp. (II)

Mantellidae

Mantella frogs

Mantella spp. (II)

Mantella frogs

Microhylidae

Tomato frogs

Dyscophus antongilii (I)

Tomato frog

Scaphiophryne gottlebei (II)

Red rain frog

Ranidae

Frogs

Conraua goliath

Goliath frog

Euphlyctis hexadactylus (II)

Six-fingered frog

Hoplobatrachus tigerinus (II)

Tiger frog

Rana catesbeiana

American bullfrog

Rheobatrachidae

Gastric brooding frogs

Rheobatrachus spp. (II) (Except for the species included in Annex A)

Gastric brooding frog

Rheobatrachus silus (II)

Platypus frog

CAUDATA

Ambystomatidae

Axolotls

Ambystoma dumerilii (II)

Lake Patzcuaro salamander

Ambystoma mexicanum (II)

Axolotl

Cryptobranchidae

Giant salamanders

Andrias spp. (I)

Giant salamanders

Salamandridae

Salamanders and newts

Neurergus kaiseri (I)

Kaiser’s spotted newt

ELASMOBRANCHII

Sharks and rays

LAMNIFORMES

Cetorhinidae

Basking sharks

Cetorhinus maximus (II)

Basking shark

Lamnidae

Great white shark

Carcharodon carcharias (II)

Great white shark

Lamna nasus (III 27 Member States) (9)

Porbeagle

ORECTOLOBIFORMES

Rhincodontidae

Whale sharks

Rhincodon typus (II)

Whale shark

RAJIFORMES

Pristidae

Sawfishes

Pristidae spp. (I) (Except for the species included in Annex B)

Sawfishes

Pristis microdon (II) (For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable aquaria for primarily conservation purposes. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)

Freshwater sawfish

ACTINOPTERYGII

Fish

ACIPENSERIFORMES

ACIPENSERIFORMES spp. (II) (Except for the species included in Annex A)

Sturgeons and paddlefish

Acipenseridae

Sturgeons

Acipenser brevirostrum (I)

Shortnose sturgeon

Acipenser sturio (I)

Common sturgeon

ANGUILLIFORMES

Anguillidae

Freshwater eels

Anguilla anguilla (II)

European eel

CYPRINIFORMES

Catostomidae

Cui-ui

Chasmistes cujus (I)

Cui-ui

Cyprinidae

Blind carps, plaeesok

Caecobarbus geertsi (II)

African blind barb fish

Probarbus jullieni (I)

Ikan temoleh

OSTEOGLOSSIFORMES

Osteoglossidae

Arapaimas, bonytongues

Arapaima gigas (II)

Arapaima

Scleropages formosus (I)

Asian arowana

PERCIFORMES

Labridae

Wrasses

Cheilinus undulatus (II)

Humphead wrasse

Sciaenidae

Totoabas

Totoaba macdonaldi (I)

Totoaba

SILURIFORMES

Pangasiidae

Pangasid catfish

Pangasianodon gigas (I)

Giant catfish

SYNGNATHIFORMES

Syngnathidae

Pipefishes, seahorses

Hippocampus spp. (II)

Seahorses

SARCOPTERYGII

Lungfishes

CERATODONTIFORMES

Ceratodontidae

Australian lungfishes

Neoceratodus forsteri (II)

Australian lungfish

COELACANTHIFORMES

Latimeriidae

Coelacanths

Latimeria spp. (I)

Coelacanths

ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS)

HOLOTHUROIDEA

Sea cucumbers

ASPIDOCHIROTIDA

Stichopodidae

Sea cucumbers

Isostichopus fuscus (III Ecuador)

Brown sea cucumber

ARTHROPODA (ARTHROPODS)

ARACHNIDA

Spiders and scorpions

ARANEAE

Theraphosidae

Red-kneed tarantulas, tarantulas

Aphonopelma albiceps (II)

Aphonopelma pallidum (II)

Chihuahua rose-grey tarantula

Brachypelma spp. (II)

Central American tarantulas

SCORPIONES

Scorpionidae

Scorpions

Pandinus dictator (II)

Pandinus gambiensis (II)

Giant Senegalese scorpion

Pandinus imperator (II)

Emperor scorpion

INSECTA

Insects

COLEOPTERA

Beetles

Lucanidae

Stag beetles

Colophon spp. (III South Africa)

Cape stag beetles

Scarabaeidae

Scarab beetles

Dynastes satanas (II)

Satanas beetle

LEPIDOPTERA

Butterflies

Nymphalidae

Agrias amydon boliviensis (III Bolivia)

Morpho godartii lachaumei (III Bolivia)

Prepona praeneste buckleyana (III Bolivia)

Papilionidae

Birdwing and swallowtail butterflies

Atrophaneura jophon (II)

Sri Lankan rose

Atrophaneura palu

Palu swallowtail butterfly

Atrophaneura pandiyana (II)

Malabar rose

Bhutanitis spp. (II)

Swallowtail butterflies

Graphium sandawanum

Apo swallowtail butterfly

Graphium stresemanni

Seram swallowtail

Ornithoptera spp. (II) (except for the species included in Annex A)

Birdwing butterflies

Ornithoptera alexandrae (I)

Queen Alexandra’s birdwing

Papilio benguetanus

Papilio chikae (I)

Luzon peacock swallowtail

Papilio esperanza

Papilio homerus (I)

Homerus swallowtail

Papilio hospiton (I)

Corsican swallowtail

Papilio morondavana

Madagascan emperor swallowtail

Papilio neumoegeni

Parides ascanius

Fluminense swallowtail butterfly

Parides hahneli

Hahnel’s amazonian swallowtail butterfly

Parnassius apollo (II)

Mountain apollo

Teinopalpus spp. (II)

Kaiser-I-Hind butterflies

Trogonoptera spp. (II)

Birdwing butterflies

Troides spp. (II)

Birdwing butterflies

ANNELIDA (SEGMENTED WORMS AND LEECHES)

HIRUDINOIDEA

Leeches

ARHYNCHOBDELLIDA

Hirudinidae

Leeches

Hirudo medicinalis (II)

Northern medicinal leech

Hirudo verbana (II)

Southern medicinal leech

MOLLUSCA (MOLLUSCS)

BIVALVIA

Bivalve molluscs (clams, mussels etc.)

MYTILOIDA

Mytilidae

Marine mussels

Lithophaga lithophaga (II)

European date mussel

UNIONOIDA

Unionidae

Freshwater mussels, pearly mussels

Conradilla caelata (I)

Birdwing pearly mussel

Cyprogenia aberti (II)

Western fanshell mussel

Dromus dromas (I)

Dromedary pearly mussel

Epioblasma curtisii (I)

Curtis’ pearly mussel

Epioblasma florentina (I)

Yellow-blossom pearly mussel

Epioblasma sampsonii (I)

Wabash riffleshell

Epioblasma sulcata perobliqua (I)

White catspaw mussel

Epioblasma torulosa gubernaculum (I)

Green-blossom pearly mussel

Epioblasma torulosa rangiana (II)

Northern riffleshell

Epioblasma torulosa torulosa (I)

Turbercled-blossom pearly mussel

Epioblasma turgidula (I)

Turgid-blossom pearly mussel

Epioblasma walkeri (I)

Tan riffleshell

Fusconaia cuneolus (I)

Fine-rayed pigtoe pearly mussel

Fusconaia edgariana (I)

Shiny pigtoe pearly mussel

Lampsilis higginsii (I)

Higgins’ eye pearly mussel

Lampsilis orbiculata orbiculata (I)

Pink mucket pearly mussel

Lampsilis satur (I)

Sandback pocketbook mussel

Lampsilis virescens (I)

Alabama lamp pearly mussel

Plethobasus cicatricosus (I)

White warty-back pearly mussel

Plethobasus cooperianus (I)

Orange-footed pimpleback mussel

Pleurobema clava (II)

Clubshell pearly mussel

Pleurobema plenum (I)

Rough pigtoe pearly mussel

Potamilus capax (I)

Fat pocketbook pearly mussel

Quadrula intermedia (I)

Cumberland monkey-face pearly mussel

Quadrula sparsa (I)

Appalachian monkey-face pearly mussel

Toxolasma cylindrella (I)

Pale lilliput pearly mussel

Unio nickliniana (I)

Nicklin’s pearly mussel

Unio tampicoensis tecomatensis (I)

Tampico pearly mussel

Villosa trabalis (I)

Cumberland bean pearly mussel

VENEROIDA

Tridacnidae

Giant clams

Tridacnidae spp. (II)

Giant clams

GASTROPODA

Slugs, snails and conches

MESOGASTROPODA

Strombidae

Conches

Strombus gigas (II)

Queen conch

STYLOMMATOPHORA

Achatinellidae

Agate snails, oahu tree snails

Achatinella spp. (I)

Little agate shells

Camaenidae

Green tree snail

Papustyla pulcherrima (II)

Manus green tree snail

CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES)

ANTHOZOA

Corals, sea anemones

ANTIPATHARIA

ANTIPATHARIA spp. (II)

Black corals

GORGONACEAE

Coralliidae

Corallium elatius (III China)

Corallium japonicum (III China)

Corallium konjoi (III China)

Corallium secundum (III China)

HELIOPORACEA

Helioporidae

Blue coral

Helioporidae spp. (II) (Includes only the species Heliopora coerulea) (10)

Blue coral

SCLERACTINIA

SCLERACTINIA spp. (II) (10)

Stony corals

STOLONIFERA

Tubiporidae

Organpipe corals

Tubiporidae spp. (II) (10)

Organpipe corals

HYDROZOA

Sea ferns, fire corals, stinging medusas

MILLEPORINA

Milleporidae

Wello fire corals

Milleporidae spp. (II) (10)

Wello fire corals

STYLASTERINA

Stylasteridae

Lace corals

Stylasteridae spp. (II) (10)

Lace corals

FLORA

AGAVACEAE

Agaves

Agave parviflora (I)

Santa Cruz striped agave

Agave victoriae-reginae (II) #4

Queen Victoria agave

Nolina interrata (II)

Dehesa bear-grass

AMARYLLIDACEAE

Amaryllids

Galanthus spp. (II) #4

Snowdrops

Sternbergia spp. (II) #4

Sternbergias

ANACARDIACEAE

Operculicarya hyphaenoides (II)

Jabihy

Operculicarya pachypus (II)

Tabily

APOCYNACEAE

Hoodia spp. (II) #9

Hoodia

Pachypodium spp. (II) (Except for the species included in Annex A) #4

Elephant trunks

Pachypodium ambongense (I)

Pachypodium baronii (I)

Pachypodium decaryi (I)

Rauvolfia serpentina (II) #2

Snake-root devil-pepper

ARALIACEAE

Aralias

Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3

Asian ginseng

Panax quinquefolius (II) #3

American ginseng

ARAUCARIACEAE

Araucarias

Araucaria araucana (I)

Monkey-puzzle tree

BERBERIDACEAE

Barberries

Podophyllum hexandrum (II) #2

Himalayan may-apple

BROMELIACEAE

Air plants, bromelias

Tillandsia harrisii (II) #4

Harris’ tillandsia

Tillandsia kammii (II) #4

Kamm’s tillandsia

Tillandsia kautskyi (II) #4

Kautsky’s tillandsia

Tillandsia mauryana (II) #4

Maury’s tillandsia

Tillandsia sprengeliana (II) #4

Sprengel’s tillandsia

Tillandsia sucrei (II) #4

Sucre tillandsia

Tillandsia xerographica (II) (11) #4

Xerographic tillandsia

CACTACEAE

Cacti

CACTACEAE spp. (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (12) #4

Cacti

Ariocarpus spp. (I)

Living rock cacti

Astrophytum asterias (I)

Star cactus

Aztekium ritteri (I)

Aztec cactus

Coryphantha werdermannii (I)

Jobali pincushion cactus

Discocactus spp. (I)

Discocacti

Echinocereus ferreirianus ssp. lindsayi (I)

Lindsay’s hedgehog cacti

Echinocereus schmollii (I)

Lamb’s-tail cactus

Escobaria minima (I)

Nelle’s cactus

Escobaria sneedii (I)

Sneed’s pincushion cactus

Mammillaria pectinifera (I)

Conchilinque

Mammillaria solisioides (I)

Pitayita

Melocactus conoideus (I)

Conelike Turk’s-cap cactus

Melocactus deinacanthus (I)

Wonderfully-bristled Turk’s cap cactus

Melocactus glaucescens (I)

Woolly waxy-stemmed Turk’s-cap cactus

Melocactus paucispinus (I)

Few-spined Turk’s-cap cactus

Obregonia denegrii (I)

Artichoke cactus

Pachycereus militaris (I)

Grenadier’s cap

Pediocactus bradyi (I)

Brady’s pincushion cactus

Pediocactus knowltonii (I)

Knowlton’s cactus

Pediocactus paradinei (I)

Houserock valley cactus

Pediocactus peeblesianus (I)

Peebles’s Navajo cactus

Pediocactus sileri (I)

Siler’s pincushion cactus

Pelecyphora spp. (I)

Pine cane cactus

Sclerocactus brevihamatus ssp. tobuschii (I)

Tobusch fishhook cactus

Sclerocactus erectocentrus (I)

Needle-spined pineapple cactus

Sclerocactus glaucus (I)

Uinta Basin hookless cactus

Sclerocactus mariposensis (I)

Mariposa cactus

Sclerocactus mesae-verdae (I)

Mesa Verde cactus

Sclerocactus nyensis (I)

Tonopah fishook cactus

Sclerocactus papyracanthus (I)

Grama-grass cactus

Sclerocactus pubispinus (I)

Great-Basin fishhook cactus

Sclerocactus wrightiae (I)

Wright’s fishhook cactus

Strombocactus spp. (I)

Peyote

Turbinicarpus spp. (I)

Turbinicarps

Uebelmannia spp. (I)

Uebelmann cacti

CARYOCARACEAE

Ajos

Caryocar costaricense (II) #4

Ajillo

COMPOSITAE (ASTERACEAE)

Asters, daisies, costus

Saussurea costus (I) (also known as S. lappa, Aucklandia lappa or A. costus)

Costus

CRASSULACEAE

Dudleyas, crassulas

Dudleya stolonifera (II)

Laguna beach dudleya

Dudleya traskiae (II)

Santa Barbara Island dudleya

CUCURBITACEAE

Zygosicyos pubescens (II) (also known as Xerosicyos pubescens)

Tobory

Zygosicyos tripartitus (II)

Betoboky

CUPRESSACEAE

Cypresses

Fitzroya cupressoides (I)

Alerce

Pilgerodendron uviferum (I)

Pilgerodendron

CYATHEACEAE

Tree ferns

Cyathea spp. (II) #4

Tree ferns

CYCADACEAE

Cycads

CYCADACEAE spp. (II) (Except for the species included in Annex A) #4

Cycads

Cycas beddomei (I)

Beddome’s cycad

DICKSONIACEAE

Tree ferns

Cibotium barometz (II) #4

Dicksonia spp. (II) (Only the populations of the Americas; no other populations are included in the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii) #4

Tree ferns

DIDIEREACEAE

Didiereas

DIDIEREACEAE spp. (II) #4

Alluaudias, didiereas

DIOSCOREACEAE

Yams

Dioscorea deltoidea (II) #4

Elephant’s foot

DROSERACEAE

Sundews

Dionaea muscipula (II) #4

Venus fly-trap

EUPHORBIACEAE

Spurges

Euphorbia spp. (II) #4

(Succulent species only except for:

1)	Euphorbia misera;

2)	artificially propagated specimens of cultivars of Euphorbia trigona;

artificially propagated specimens of Euphorbia lactea grafted on artificially propagated root stock of Euphorbia neriifolia, when they are:

—	crested, or

—	fan-shaped, or

—	colour mutants;

artificially propagated specimens of cultivars of Euphorbia‘Milii’ when they are:

—	readily recognisable as artificially propagated specimens, and

—	introduced into or (re-)exported from the Union in shipments of 100 or more plants; which are not subject to the provisions of this Regulation, and

5)	the species included in Annex A)

Euphorbias

Euphorbia ambovombensis (I)

Euphorbia capsaintemariensis (I)

Euphorbia cremersii (I) (Includes the forma viridifolia and the var. rakotozafyi)

Euphorbia cylindrifolia (I) (Includes the ssp. tuberifera)

Euphorbia decaryi (I) (Includes the vars. ampanihyensis, robinsonii and sprirosticha)

Euphorbia francoisii (I)

Euphorbia handiensis (II)

Euphorbia lambii (II)

Euphorbia moratii (I) (Includes the vars. antsingiensis, bemarahensis and multiflora)

Euphorbia parvicyathophora (I)

Euphorbia quartziticola (I)

Euphorbia stygiana (II)

Euphorbia tulearensis (I)

FOUQUIERIACEAE

Ocotillos, boojums

Fouquieria columnaris (II) #4

Boojum tree

Fouquieria fasciculata (I)

Arbol del barril

Fouquieria purpusii (I)

GNETACEAE

Joint firs

Gnetum montanum (III Nepal) #1

JUGLANDACEAE

Walnuts, gavilan

Oreomunnea pterocarpa (II) #4

Gavilàn

LAURACEAE

Aniba rosaeodora (II) (also known as A. duckei) #12

Brazilian rosewood

LEGUMINOSAE

(FABACEAE)

Legumes

Caesalpinia echinata (II) #10

Brazil wood

Dalbergia nigra (I)

Brazilian rosewood

Dalbergia retusa (III Guatemala) (Only the population of Guatemala; all other populations are included in Annex D) #5

Black rosewood

Dalbergia stevensonii (III Guatemala) (Only the population of Guatemala; all other populations are included in Annex D) #5

Honduras rosewood

Dipteryx panamensis (III Costa Rica / Nicaragua)

Almendro

Pericopsis elata (II) #5

Afrormosia

Platymiscium pleiostachyum (II) #4

Quira macawood

Pterocarpus santalinus (II) #7

Red sandalwood

LILIACEAE

Lilies

Aloe spp. (II) (Except for the species included in Annex A and Aloe vera, also known as Aloe barbadensis, which is not included in the Annexes to this Regulation) #4

Aloes

Aloe albida (I)

Aloe albiflora (I)

Aloe alfredii (I)

Aloe bakeri (I)

Aloe bellatula (I)

Aloe calcairophila (I)

Aloe compressa (I) (Includes the vars. paucituberculata, rugosquamosa and schistophila)

Aloe delphinensis (I)

Aloe descoingsii (I)

Aloe fragilis (I)

Aloe haworthioides (I) (Includes the var. aurantiaca)

Aloe helenae (I)

Aloe laeta (I) (Includes the var. maniaensis)

Aloe parallelifolia (I)

Aloe parvula (I)

Aloe pillansii (I)

Aloe polyphylla (I)

Aloe rauhii (I)

Aloe suzannae (I)

Aloe versicolor (I)

Aloe vossii (I)

MAGNOLIACEAE

Magnolias

Magnolia liliifera var. obovata (III Nepal) #1

Safan

MELIACEAE

Mahoganies, cedars

Cedrela fissilis (III Bolivia) (Only the population of Bolivia; all other populations are included in Annex D) #5

Cedrela lilloi (III Bolivia) (Only the population of Bolivia; all other populations are included in Annex D) #5

Cedrela odorata (III Bolivia / Brazil / Colombia / Guatemala / Peru) (Only the populations of the countries that listed the species in Appendix III; all other populations are included in Annex D) #5

Spanish cedar

Swietenia humilis (II) #4

Honduras mahogany

Swietenia macrophylla (II) (Population of the Neotropics — includes Central and South America and the Caribbean) #6

Big-leaf mahogany

Swietenia mahagoni (II) #5

Caribbean mahogany

NEPENTHACEAE

Pitcher plants (old-world)

Nepenthes spp. (II) (Except for the species included in Annex A) #4

Tropical pitcher plants

Nepenthes khasiana (I)

Indian pitcher plant

Nepenthes rajah (I)

Giant tropical pitcher plant

ORCHIDACEAE

Orchids

ORCHIDACEAE spp. (II) (Except for the species included in Annex A) (13) #4

Orchids

For all of the following Annex A orchid species, seedling or tissue cultures are not subject to the provisions of this Regulation, when:

—	they are obtained in vitro, in solid or liquid media, and

—	meet the definition of ‘artificially propagated’ in accordance with Article 56 of Commission Regulation (EC) No 865/2006, and

—	when introduced into or (re-)exported from the Union are transported in sterile containers

Aerangis ellisii (I)

Cephalanthera cucullata (II)

Hooded helleborine

Cypripedium calceolus (II)

Lady’s slipper orchid

Dendrobium cruentum (I)

Goodyera macrophylla (II)

Madeiran lady’s-tresses

Laelia jongheana (I)

Laelia lobata (I)

Liparis loeselii (II)

Fen orchid

Ophrys argolica (II)

Eyed bee orchid

Ophrys lunulata (II)

Crescent ophrys

Orchis scopulorum (II)

Madeiran orchid

Paphiopedilum spp. (I)

Asian slipper orchids

Peristeria elata (I)

Holy ghost orchid

Phragmipedium spp. (I)

South American slipper orchids

Renanthera imschootiana (I)

Red vanda

Spiranthes aestivalis (II)

Summer lady’s-tresses

OROBANCHACEAE

Broomrapes

Cistanche deserticola (II) #4

Desert cistanche

PALMAE

(ARECACEAE)

Palms

Beccariophoenix madagascariensis (II) #4

Manarano

Chrysalidocarpus decipiens (I)

Butterfly palm

Lemurophoenix halleuxii (II)

Hovitra varimena

Lodoicea maldivica (III Seychelles) #13

Coco de Mer

Marojejya darianii (II)

Ravimbe

Neodypsis decaryi (II) #4

Triangle palm

Ravenea louvelii(II)

Lakamarefo

Ravenea rivularis (II)

Gora

Satranala decussilvae (II)

Satranabe

Voanioala gerardii (II)

Voanioala

PAPAVERACEAE

Poppies

Meconopsis regia (III Nepal) #1

Himalayan poppy

PASSIFLORACEAE

Adenia olaboensis (II)

Vahisasety

PINACEAE

Pine family

Abies guatemalensis (I)

Guatemalan fir

Pinus koraiensis (III Russian Federation) #5

PODOCARPACEAE

Podocarps

Podocarpus neriifolius (III Nepal) #1

Yellow wood

Podocarpus parlatorei (I)

Parlatore’s podocarp

PORTULACACEAE

Portulacas, purslanes

Anacampseros spp. (II) #4

Purslanes

Avonia spp. (II) #4

Lewisia serrata (II) #4

Saw-toothed lewisia

PRIMULACEAE

Primulas, cyclamens

Cyclamen spp. (II) (14) #4

Cyclamens

RANUNCULACEAE

Buttercups

Adonis vernalis (II) #2

Yellow adonis

Hydrastis canadensis (II) #8

Golden seal

ROSACEAE

Roses, cherries

Prunus africana (II) #4

African cherry

RUBIACEAE

Ayugue

Balmea stormiae (I)

Ayugue

SARRACENIACEAE

Pitcher plants (new world)

Sarracenia spp. (II) (Except for the species included in Annex A) #4

Pitcher plants

Sarracenia oreophila (I)

Green pitcher plant

Sarracenia rubra ssp. alabamensis (I)

Alabama canebrake pitcher plant

Sarracenia rubra ssp. jonesii (I)

Mountain sweet pitcher plant

SCROPHULARIACEAE

Figworts

Picrorhiza kurrooa (II) (excludes Picrorhiza scrophulariiflora) #2

Indian gentian

STANGERIACEAE

Stangerias (cycads)

Bowenia spp. (II) #4

Cycads

Stangeria eriopus (I)

Stangeria

TAXACEAE

Yews

Taxus chinensis and infraspecific taxa of this species (II) #2

Chinese yew

Taxus cuspidata and infraspecific taxa of this species (II) (15) #2

Japanese yew

Taxus fuana and infraspecific taxa of this species (II) #2

Tibetan yew

Taxus sumatrana and infraspecific taxa of this species (II) #2

Sumatran yew

Taxus wallichiana (II) #2

Himalayan yew

THYMELAEACEAE

(AQUILARIACEAE)

Agarwood, ramin

Aquilaria spp. (II) #4

Agarwood

Gonystylus spp. (II) #4

Ramin

Gyrinops spp. (II) #4

Agarwood

TROCHODENDRACEAE

(TETRACENTRACEAE)

Tetracentrons

Tetracentron sinense (III Nepal) #1

VALERIANACEAE

Valerians

Nardostachys grandiflora (II) #2

VITACEAE

Cyphostemma elephantopus (II)

Lazampasika

Cyphostemma montagnacii (II)

Lazambohitra

WELWITSCHIACEAE

Welwitschias

Welwitschia mirabilis (II) #4

Welwitschia

ZAMIACEAE

Cycads

ZAMIACEAE spp. (II) (Except for the species included in Annex A) #4

Cycads

Ceratozamia spp. (I)

Horncones

Chigua spp. (I)

Encephalartos spp. (I)

Bread palms

Microcycas calocoma (I)

Palm corcho

ZINGIBERACEAE

Ginger lilies

Hedychium philippinense (II) #4

Philippine garland-flower

ZYGOPHYLLACEAE

Lignum-vitae

Bulnesia sarmientoi (II) #11

Holy wood

Guaiacum spp. (II) #2

Lignum-vitae

	Annex D	Common name
FAUNA
CHORDATA (CHORDATES)
MAMMALIA		Mammals
CARNIVORA
Canidae		Dogs, foxes, wolves
	Vulpes vulpes griffithi (III India) § 1	Red fox
	Vulpes vulpes montana (III India) § 1	Red fox
	Vulpes vulpes pusilla (III India) § 1	Red fox
Mustelidae		Badgers, martens, weasels etc.
	Mustela altaica (III India) § 1	Mountain weasel
	Mustela erminea ferghanae (III India) § 1	Stoat
	Mustela kathiah (III India) § 1	Yellow-bellied weasel
	Mustela sibirica (III India) § 1	Siberian weasel
DIPROTODONTIA
Macropodidae		Kangaroos, wallabies
	Dendrolagus dorianus	Doria’s tree-kangaroo
	Dendrolagus goodfellowi	Goodfellow’s tree-kangaroo
	Dendrolagus matschiei	Huon tree-kangaroo
	Dendrolagus pulcherrimus	Golden-mantled tree-kangaroo
	Dendrolagus stellarum	Seri’s tree-kangaroo
AVES		Birds
ANSERIFORMES
Anatidae		Ducks, geese, swans
Anatidae	Anas melleri	Meller’s duck
COLUMBIFORMES
Columbidae		Doves, pigeons
	Columba oenops	Peruvian pigeon
	Didunculus strigirostris	Tooth-billed pigeon
	Ducula pickeringii	Grey imperial-pigeon
	Gallicolumba crinigera	Mindanao bleeding-heart
	Ptilinopus marchei	Flame-breasted fruit-dove
	Turacoena modesta	Black cuckoo-dove
GALLIFORMES
Cracidae		Chachalacas, currassows, guans
	Crax alector	Black curassow
	Pauxi unicornis	Horned curassow
	Penelope pileata	White-crested guan
Megapodiidae		Megapodes, scrubfowl
Megapodiidae	Eulipoa wallacei	Moluccan scrubfowl
Phasianidae		Grouse, guineafowl, partridges, pheasants, tragopans
	Arborophila gingica	White-necklaced partridge
	Lophura bulweri	Bulwer’s pheasant
	Lophura diardi	Siamese fireback
	Lophura inornata	Salvadori’s pheasant
	Lophura leucomelanos	Kalij pheasant
	Syrmaticus reevesii § 2	Reeves’s pheasant
PASSERIFORMES
Bombycillidae		Waxwings
Bombycillidae	Bombycilla japonica	Japanese waxwing
Corvidae		Crows, magpies, jays
	Cyanocorax caeruleus	Azure jay
	Cyanocorax dickeyi	Tufted jay
Cotingidae		Cotingas
Cotingidae	Procnias nudicollis	Bare-throated bellbird
Emberizidae		Cardinals, seedeaters, tanagers
	Dacnis nigripes	Black-legged dacnis
	Sporophila falcirostris	Temminck’s seedeater
	Sporophila frontalis	Buffy-throated seedeater
	Sporophila hypochroma	Grey-and-chestnut seedeater
	Sporophila palustris	Marsh seedeater
Estrildidae		Mannikins, waxbills
	Amandava amandava	Red avadavat
	Cryptospiza reichenovii	Red-faced crimson-wing
	Erythrura coloria	Red-eared parrotfinch
	Erythrura viridifacies	Green-faced parrotfinch
	Estrilda quartinia (Frequently traded as Estrilda melanotis)	Yellow-bellied waxbill
	Hypargos niveoguttatus	Peters’s twinspot
	Lonchura griseicapilla	Grey-headed silverbill
	Lonchura punctulata	Scaly-breasted munia
	Lonchura stygia	Black munia
Fringillidae		Finches
	Carduelis ambigua	Black-headed greenfinch
	Carduelis atrata	Black siskin
	Kozlowia roborowskii	Tibetan rosefinch
	Pyrrhula erythaca	Grey-headed bullfinch
	Serinus canicollis	Cape canary
	Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides)	East African citril
Icteridae		New-world blackbirds
Icteridae	Sturnella militaris	Pampas meadowlark
Muscicapidae		Old-world flycatchers, thrushes
	Cochoa azurea	Javan cochoa
	Cochoa purpurea	Purple cochoa
	Garrulax formosus	Red-winged laughingthrush
	Garrulax galbanus	Yellow-throated laughingthrush
	Garrulax milnei	Red-tailed laughing thrush
	Niltava davidi	Fujian niltava
	Stachyris whiteheadi	Chestnut-faced babbler
	Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni)	Swynnerton’s robin
	Turdus dissimilis	Black-breasted thrush
Pittidae		Pittas
	Pitta nipalensis	Blue-naped pitta
	Pitta steerii	Azure-breasted pitta
Sittidae		Nuthatches
	Sitta magna	Giant nuthatch
	Sitta yunnanensis	Yunnan nuthatch
Sturnidae		Mynas, starlings
	Cosmopsarus regius	Golden-breasted starling
	Mino dumontii	Yellow-faced myna
	Sturnus erythropygius	White-headed starling
REPTILIA		Reptiles
TESTUDINES
Geoemydidae		Freshwater turtles
Geoemydidae	Melanochelys trijuga	Indian black turtle
SAURIA
Agamidae
Agamidae	Physignathus cocincinus	Chinese water dragon
Anguidae
Anguidae	Abronia graminea	Arboreal alligator lizard
Gekkonidae		Geckos
	Rhacodactylus auriculatus	New Caledonia bumpy gecko
	Rhacodactylus ciliatus	Guichenot’s giant gecko
	Rhacodactylus leachianus	New Caledonia giant gecko
	Teratoscincus microlepis	Small-scaled wonder gecko
	Teratoscincus scincus	Common wonder gecko
Gerrhosauridae		Spiny-tailed lizards
	Zonosaurus karsteni	Karsten’s girdled lizard
	Zonosaurus quadrilineatus	Four-lined girdled lizard
Iguanidae
Iguanidae	Ctenosaura quinquecarinata	Club-tail iguana
Scincidae		Skinks
	Tribolonotus gracilis	Crocodile skink
	Tribolonotus novaeguineae	New Guinea helmet skink
SERPENTES
Colubridae		Typical snakes, water snakes, whip snakes
	Elaphe carinata § 1	Taiwan stink snake
	Elaphe radiata § 1	Radiated rat snake
	Elaphe taeniura § 1	Taiwan beauty snake
	Enhydris bocourti § 1	Bocourt’s water snake
	Homalopsis buccata § 1	Masked water snake
	Langaha nasuta	Northern leafnose snake
	Leioheterodon madagascariensis	Madagascar menarana snake
	Ptyas korros § 1	Indochinese rat snake
	Rhabdophis subminiatus § 1	Redneck keelback
Hydrophiidae		Sea snakes
Hydrophiidae	Lapemis curtus (Includes Lapemis hardwickii) § 1	Shaw’s sea snake
Viperidae		Vipers
Viperidae	Calloselasma rhodostoma § 1	Malayan pit viper
AMPHIBIA
ANURA		Frogs and toads
Hylidae		Tree frogs
Hylidae	Phyllomedusa sauvagii	Waxy monkey tree frog
Leptodactylidae		Neotropical frogs
Leptodactylidae	Leptodactylus laticeps	Red spotted burrow frog
Ranidae		True frogs
	Limnonectes macrodon	Fanged River Frog or Javan Giant Frog
	Rana shqiperica	Albanian pool frog
CAUDATA
Hynobiidae		Asiatic salamanders
Hynobiidae	Ranodon sibiricus	Semirechensk salamander / Central Asian salamander / Siberian salamander
Plethodontidae		Lungless salamanders
Plethodontidae	Bolitoglossa dofleini	Giant palm salamander
Salamandridae		Newts and salamanders
	Cynops ensicauda	Sword-tailed newt
	Echinotriton andersoni	Anderson’s salamander
	Pachytriton labiatus	Paddletail newt
	Paramesotriton spp.	Warty newt
	Salamandra algira	North African fire salamander
	Tylototriton spp.	Crocodile newts
ACTINOPTERYGII		Fish
PERCIFORMES
Apogonidae
Apogonidae	Pterapogon kauderni	Banggai cardinalfish
ARTHROPODA (ARTHROPODS)
INSECTA		Insects
LEPIDOPTERA		Butterflies
Papilionidae		Birdwing and swallow-tail butterflies
	Baronia brevicornis	Short-horned baronia
	Papilio grosesmithi
	Papilio maraho	Broad-tailed swallowtail
MOLLUSCA (MOLLUSCS)
GASTROPODA
Haliotidae
Haliotidae	Haliotis midae	Midas ear abalone
FLORA
AGAVACEAE		Agaves
	Calibanus hookeri
	Dasylirion longissimum	Beargrass
ARACEAE		Arums
	Arisaema dracontium	Green dragon
	Arisaema erubescens
	Arisaema galeatum
	Arisaema nepenthoides
	Arisaema sikokianum
	Arisaema thunbergii var. urashima
	Arisaema tortuosum
	Biarum davisii ssp. marmarisense
	Biarum ditschianum
COMPOSITAE (ASTERACEAE)		Asters, daisies, costus
	Arnica montana § 3	Mountain tobacco
	Othonna cacalioides
	Othonna clavifolia
	Othonna hallii
	Othonna herrei
	Othonna lepidocaulis
	Othonna retrorsa
ERICACEAE		Heathers, rhododendrons
ERICACEAE	Arctostaphylos uva-ursi § 3	Bearberry
GENTIANACEAE		Gentians
GENTIANACEAE	Gentiana lutea § 3	Great yellow gentian
LEGUMINOSAE (FABACEAE)		Legumes
	Dalbergia granadillo § 4	Black rosewood
	Dalbergia retusa (Except for the population which is included in Annex C) § 4	Black rosewood
	Dalbergia stevensonii (Except for the population which is included in Annex C) § 4	Honduras rosewood
LILIACEAE		Wakerobins
	Trillium pusillum	Dwarf wakerobin
	Trillium rugelii	Ill-scented wakerobin
	Trillium sessile	Sessile-flowered wakerobin wood-lily
LYCOPODIACEAE		Clubmosses
LYCOPODIACEAE	Lycopodium clavatum § 3	Stagshorn clubmoss
MELIACEAE		Mahoganies, cedars
	Cedrela fissilis (Except for the population which is included in Annex C) § 4
	Cedrela lilloi (C. angustifolia) (Except for the population which is included in Annex C) § 4
	Cedrela montana § 4
	Cedrela oaxacensis § 4
	Cedrela odorata (Except for the populations which are included in Annex C) § 4	Spanish cedar
	Cedrela salvadorensis § 4
	Cedrela tonduzii § 4
MENYANTHACEAE		Bogbeans
MENYANTHACEAE	Menyanthes trifoliata § 3	Bogbean
PARMELIACEAE		Parmelioid lichens
PARMELIACEAE	Cetraria islandica § 3	Icelandic moss
PASSIFLORACEAE		Desert roses
	Adenia glauca	Desert rose
	Adenia pechuelli	Desert rose
PEDALIACEAE		Sesame, devil’s claw
PEDALIACEAE	Harpagophytum spp. § 3	Devil’s claw
PORTULACACEAE		Portulas, purslanes
	Ceraria carrissoana
	Ceraria fruticulosa
SELAGINELLACEAE		Clubmosses, spikemosses
SELAGINELLACEAE	Selaginella lepidophylla	Rose of Jericho

(1) Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7).

(2) Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7).

(3) Population of Argentina (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, in cloth and in derived manufactured products and other handicraft artefacts. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-ARGENTINA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-ARGENTINA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(4) Population of Bolivia (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-BOLIVIA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-BOLIVIA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(5) Population of Chile (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-CHILE’. Other products must bear a label including the logotype and the designation ‘VICUÑA-CHILE-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(6) Population of Peru (listed in Annex B):For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3249 kg of wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-PERU’. Other products must bear a label including the logotype and the designation ‘VICUÑA-PERU-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(7) All species are listed in Appendix II except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Orcaella heinsohni, Sotalia spp., Sousa spp., Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes.

(8) Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B):For the exclusive purpose of allowing: (a) trade in hunting trophies for non-commercial purposes; (b) trade in live animals to appropriate and acceptable destinations as defined in Resolution Conf. 11.20 for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; (c) trade in hides; (d) trade in hair; (e) trade in leather goods for commercial or non-commercial purposes for Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe; (f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non-commercial purposes for Zimbabwe; (g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe whole tusks and pieces) subject to the following: (i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); (ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP14) concerning domestic manufacturing and trade; (iii) not before the Secretariat has verified the prospective importing countries and the registered government-owned stocks; (iv) raw ivory pursuant to the conditional sale of registered government-owned ivory stocks agreed at COP12 which are 20 000 kg (Botswana), 10 000 kg (Namibia), 30 000 kg (South Africa); (v) in addition to the quantities agreed at CoP12, government-owned ivory from Botswana, Zimbabwe, Namibia and South Africa registered by the 31st of January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in (g)(iv) in a single sale per destination under strict supervision of the Secretariat; (vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; and (vii) the additional quantities specified in (g)(v) shall be traded only after the Standing Committee has agreed that the above conditions have been met; (h) no further proposals to allow trade in elephant ivory from populations already on Annex B shall be submitted to the Conference of the Parties for the period from CoP14 and ending nine years from the date of the single sale of ivory that is to take place in accordance with provisions in paragraph (g)(i), (g)(ii), (g)(iii), (g)(vi), and (g)(vii). In addition, such further proposals shall be dealt with in accordance with Decisions 14.77 and 14.78. On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(9) The inclusion of Lamna nasus into Annex C applies as soon as the inclusion of this species in Appendix III to the Convention takes effect, i.e. 90 days after the Convention Secretariat communicates to all Parties that the species is included in Appendix III to the Convention.

(10) The following are not subject to the provisions of this Regulation:

Fossils;

Coral sand, that is to say, material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae;

Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm measured in any direction.

(11) Trade of specimens with source code A is allowed only if specimens traded possess cataphylls.

(12) Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation:

Hatiora x graeseri

Schlumbergera x buckleyi

Schlumbergera russelliana x Schlumbergera truncata

Schlumbergera orssichiana x Schlumbergera truncata

Schlumbergera opuntioides x Schlumbergera truncata

Schlumbergera truncata (cultivars)

Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia‘Jusbertii’, Hylocereus trigonus or Hylocereus undatus

Opuntia microdasys (cultivars)

(13) Artificially propagated hybrids of Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Regulation, when specimens are readily recognizable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and

(a)

when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or

(b)

when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification.

Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents.

(14) Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers.

(15) Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text ‘artificially propagated’, are not subject to the provisions of this Regulation.

ANNEX II

Repealed Regulation with list of its successive amendments

Council Regulation (EC) No 338/97 (OJ L 61, 3.3.1997, p. 1)
Commission Regulation (EC) No 938/97 (OJ L 140, 30.5.1997, p. 1)
Commission Regulation (EC) No 2307/97 (OJ L 325, 27.11.1997, p. 1)
Commission Regulation (EC) No 2214/98 (OJ L 279, 16.10.1998, p. 3)
Commission Regulation (EC) No 1476/1999 (OJ L 171, 7.7.1999, p. 5)
Commission Regulation (EC) No 2724/2000 (OJ L 320, 18.12.2000, p. 1)
Commission Regulation (EC) No 1579/2001 (OJ L 209, 2.8.2001, p. 14)
Commission Regulation (EC) No 2476/2001 (OJ L 334, 18.12.2001, p. 3)
Commission Regulation (EC) No 1497/2003 (OJ L 215, 27.8.2003, p. 3)
Regulation (EC) No 1882/2003 of the European Parliament and of the Council (OJ L 284, 31.10.2003, p. 1)	only Article 3 and Annex III, pt. 66
Commission Regulation (EC) No 834/2004 (OJ L 127, 29.4.2004, p. 40)
Commission Regulation (EC) No 1332/2005 (OJ L 215, 19.8.2005, p. 1)
Commission Regulation (EC) No 318/2008 (OJ L 95, 8.4.2008, p. 3)
Commission Regulation (EC) No 407/2009 (OJ L 123, 19.5.2009, p. 3)
Regulation (EC) No 398/2009 of the European Parliament and of the Council (OJ L 126, 21.5.2009, p. 5) Commission Regulation (EU) No 709/2010 (OJ L 212, 12.8.2010, p. 1) Commission Regulation (EU) No 101/2012 (OJ L 39, 11.2.2012, p. 133)

ANNEX III

CORRELATION TABLE

Regulation (EC) No 338/97	This Regulation
Article 1	Article 1
Article 2	Article 2
Article 3	Article 3
Article 4	Article 4
Article 5(1) to (5)	Article 5(1) to (5)
Article 5(6), introductory words	Article 5(6), introductory words
Article 5(6)(i)	Article 5(6)(a)
Article 5(6)(ii)	Article 5(6)(b)
Article 5(7)(a)	Article 5(7), first subparagraph
Article 5(7)(b)	Article 5(7), second subparagraph
Article 6(1), (2) and (3)	Article 6(1), (2) and (3)
Article 6(4)(a)	Article 6(4), first subparagraph
Article 6(4)(b)	Article 6(4), second subparagraph
Article 7(1)(a)	Article 7(1), first subparagraph
Article 7(1)(b), introductory words	Article 7(1), second subparagraph
Article 7(1)(b)(i)	Article 7(1), third subparagraph, point (b)(i)
Article 7(1)(b)(ii)	Article 7(1), third subparagraph, point (b)(ii)
Article 7(1)(b)(iii)	Article 7(1), third subparagraph, point (b)(iii)
Article 7(1)(c)	Article 7(1), third subparagraph
Article 7(2)(a)	Article 7(2), first subparagraph
Article 7(2)(b)	Article 7(2), second subparagraph
Article 7(2)(c)	Article 7(2), third subparagraph
—	Article 7(2), fourth subparagraph
Article 7(3)	Article 7(3), first subparagraph
—	Article 7(3), second subparagraph
Article 7(4)	Article 7(4), first subparagraph
—	Article 7(4), second subparagraph
Article 8	Article 8
Article 9	Article 9
Article 10	Article 10
Article 11(1)	Article 11(1)
Article 11(2)(a)	Article 11(2), first subparagraph
Article 11(2)(b)	Article 11(2), second subparagraph
Article 11(3), (4) and (5)	Article 11(3), (4) and (5)
Article 12(1), (2) and (3)	Article 12(1), (2) and (3)
Article 12(4)	Article 12(4), first subparagraph
—	Article 12(4), second subparagraph
Article 12(5)	Article 12(5)
Article 13(1)(a)	Article 13(1), first subparagraph
Article 13(1)(b)	Article 13(1), second subparagraph
Article 13(2)	Article 13(2)
Article 13(3)(a)	Article 13(3), first subparagraph
Article 13(3)(b)	Article 13(3), second subparagraph
Article 13(3)(c)	Article 13(3), third subparagraph
Article 14(1)(a)	Article 14(1), first subparagraph
Article 14(1)(b)	Article 14(1), second subparagraph
Article 14(1)(c)	Article 14(1), third subparagraph
Article 14(2)	Article 14(2)
Article 14(3)(a)	Article 14(3), first subparagraph
Article 14(3)(b)	Article 14(3), second subparagraph
Article 14(3)(c)	Article 14(3), third subparagraph
Article 15(1), (2) and (3)	Article 15(1), (2) and (3)
Article 15(4)(a)	Article 15(4), first subparagraph
Article 15(4)(b)	Article 15(4), second subparagraph
Article 15(4)(c)	Article 15(4), third subparagraph
Article 15(4)(d)	Article 15(4), fourth subparagraph
Article 15(5) and (6)	Article 15(5) and (6)
Article 16	Article 16
Article 17(1)	Article 17(1)
Article 17(2)(a)	Article 17(2)
Article 17(2)(b)	Article 17(3)
Article 18	Article 21
Article 19(1), first subparagraph	—
Article 19(1), second subparagraph
Article 19(2)	—
Article 19(3)	Article 18(1)
Article 19(4)	Article 18(2)
Article 19(5)	Article 18(3)
—	Article 20
Article 20	Article 22
Article 21	—
—	Article 23
Article 22	Article 24
Annex	Annex I
—	Annex II
—	Annex III

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