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Document 62013TJ0088
Judgment of the General Court (Appeal Chamber) of 19 June 2015 (Extracts).#Z v Court of Justice of the European Union.#Appeal — Civil service — Officials — Impartiality on the part of the Civil Service Tribunal — Application for the recusal of a judge — Reassignment — Interests of the service — Rule that the grade must correspond with the post — Article 7(1) of the Staff Regulations — Disciplinary proceedings — Rights of defence.#Case T-88/13 P.
Judgment of the General Court (Appeal Chamber) of 19 June 2015 (Extracts).
Z v Court of Justice of the European Union.
Appeal — Civil service — Officials — Impartiality on the part of the Civil Service Tribunal — Application for the recusal of a judge — Reassignment — Interests of the service — Rule that the grade must correspond with the post — Article 7(1) of the Staff Regulations — Disciplinary proceedings — Rights of defence.
Case T-88/13 P.
Judgment of the General Court (Appeal Chamber) of 19 June 2015 (Extracts).
Z v Court of Justice of the European Union.
Appeal — Civil service — Officials — Impartiality on the part of the Civil Service Tribunal — Application for the recusal of a judge — Reassignment — Interests of the service — Rule that the grade must correspond with the post — Article 7(1) of the Staff Regulations — Disciplinary proceedings — Rights of defence.
Case T-88/13 P.
Court reports – general ; Court reports – Reports of Staff Cases
ECLI identifier: ECLI:EU:T:2015:393
JUDGMENT OF THE GENERAL COURT (Appeal Chamber)
19 June 2015 ( *1 )
‛Appeal — Civil service — Officials — Impartiality on the part of the Civil Service Tribunal — Application for the recusal of a judge — Reassignment — Interests of the service — Rule that the grade must correspond with the post — Article 7(1) of the Staff Regulations — Disciplinary proceedings — Rights of the defence’
In Case T‑88/13 P,
APPEAL against the judgment of the European Union Civil Service Tribunal (Third Chamber) of 5 December 2012 in Z v Court of Justice (F‑88/09 and F‑48/10, ECR-SC, EU:F:2012:171), seeking to have that judgment set aside,
Z, residing in Luxembourg (Luxembourg), represented by F. Rollinger, lawyer,
appellant,
the other party to the proceedings being
Court of Justice of the European Union, represented by A. Placco, acting as Agent,
the defendant at first instance,
THE GENERAL COURT (Appeal Chamber),
composed of M. Jaeger, President, H. Kanninen (Rapporteur) and D. Gratsias, Judges,
Registrar: E. Coulon,
gives the following
Judgment ( 1 )
1 |
By her appeal lodged pursuant to Article 9 of Annex I to the Statute of the Court of Justice of the European Union, the appellant seeks to have set aside the judgment of the European Union Civil Service Tribunal (Third Chamber) of 5 December 2012 in Z v Court of Justice (F‑88/09 and F‑48/10, ECR-SC, ‘the judgment under appeal’, EU:F:2012:171), by which the Civil Service Tribunal dismissed her action seeking annulment of the decisions of the Court of Justice of the European Union, respectively, of 18 December 2008 reassigning the appellant and of 10 July 2009 imposing on her the penalty of a written warning. |
Facts
2 |
The relevant facts giving rise to the dispute are set out in paragraphs 23 to 66 of the judgment under appeal as follows:
1. The reassignment decision of 18 December 2008
…
2. The decision relating to the disciplinary measure of 10 July 2009
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…
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Procedure at first instance
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5 |
By application lodged at the Registry of the Civil Service Tribunal on 22 June 2010, the appellant brought an action that was registered as Case F‑48/10 (‘the action in Case F‑48/10’), seeking, first, annulment of the decision of the appointing authority of 10 July 2009 imposing on her the penalty of a written warning (‘the penalty of 10 July 2009’) and, in so far as is necessary, of the decision rejecting the complaint made against that penalty and, secondly, an order that the Court of Justice pay her a sum of EUR 50 000 by way of compensation for non-material damage incurred. |
6 |
In its defence, the Court of Justice contended, in particular, that the action in Case F‑48/10 should be dismissed. … |
11 |
At the opening of the hearing of 25 January 2012, the appellant lodged an express application for the recusal of the Judge-Rapporteur, who, subsequent to the letter cited in paragraph 7 above, had become the President of the Civil Service Tribunal and President of the Third Chamber, the formation to which the cases at issue were assigned, because of a perceived lack of integrity, impartiality and independence. In that application, it was stated, in the claims relating to the partiality of the Judge-Rapporteur based on the fact that he had, in his capacity as President of the Civil Service Tribunal, retained the Complaints Committee of the Civil Service Tribunal, that the same ‘also applied to the members [of that Tribunal] who [had] agreed to become members of that committee, as their impartiality in that regard was objectively compromised’. |
12 |
Following the application for recusal lodged by the appellant at the start of the hearing, the Tribunal stayed the proceedings. |
13 |
By letter of 6 February 2012, the Registrar of the Civil Service Tribunal sent the application for recusal, asking for comments, to the Court of Justice, which, by letter received at the Registry of the Civil Service Tribunal on 17 February 2012, stated that it had no comments to make and left the matter to the discretion of that Tribunal. By reasoned decision of 29 March 2012, the President of the Second Chamber of the Civil Service Tribunal rejected the application for the recusal of both the Judge-Rapporteur and the two judges sitting on the Complaints Committee of the Civil Service Tribunal. |
14 |
By letter from the Registry of 4 April 2012, the parties were invited to a new hearing which was held on 10 May 2012. |
15 |
On 5 December 2012, the Civil Service Tribunal (Third Chamber) delivered the judgment under appeal. … |
Judgment under appeal
…
The action in Case F‑48/10
28 |
In support of her claims for annulment, the appellant relied on six pleas in law, alleging, first, lack of competence on the part of the Complaints Committee and illegality of Article 4 of the decision of the Court of Justice of the European Union of 4 May 2004 concerning the exercise of the powers conferred by the Staff Regulations of Officials of the European Union on the appointing authority and by the Conditions of Employment of Other Servants of the European Union on the authority empowered to conclude contracts of employment (‘the Decision of 4 May 2004’); secondly, the irregularity of the disciplinary proceedings on grounds of infringement of the rights of the defence and of the rule that parties should be heard, and of Articles 1 to 3 of Annex IX to the Staff Regulations; thirdly, infringement of Article 12 of the Staff Regulations and Article 10 of the European Convention for the Protection of Human Rights and Fundamental Freedoms (ECHR), as well as a manifest error of assessment; fourthly, the existence of a conflict of interests on the part of the appointing authority, infringement of Articles 2 and 10 of the Statute of the Court of Justice, Article 11a of the Staff Regulations, Article 8 of the European Code of Good Administrative Behaviour, Article 41 of the Charter of Fundamental Rights, and the general principles of objectivity, impartiality and independence; fifthly, infringement of the rights of the defence and the principle of equality of arms and; sixthly, the existence of an abuse and misuse of powers, and infringement of the principles of care and of sound administration. |
29 |
By the judgment under appeal, the Civil Service Tribunal dismissed all of those pleas. … |
Procedure before the General Court and forms of order sought
32 |
By document lodged at the Registry of the General Court on 14 February 2013, the appellant brought the present appeal. |
33 |
By letter lodged at the Registry of the General Court on 26 February 2013, the appellant submitted an application for anonymity, which was granted by the President of the Appeal Chamber by decision of 6 March 2013. |
34 |
On 19 September 2013, the Court of Justice submitted its reply. The written procedure was closed on 2 December 2013. |
35 |
Acting on a report from the Judge-Rapporteur, the General Court (Appeal Chamber) noted that no application for a hearing to be arranged had been submitted by the parties within the period of one month from notification of the closure of the written procedure and decided to give a ruling without an oral procedure, pursuant to Article 146 of its Rules of Procedure. |
36 |
The appellant claims that the General Court should:
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37 |
The Court of Justice contends that the General Court should:
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The appeal
38 |
In support of the appeal, the appellant relies on eleven grounds of appeal. The first ground of appeal alleges lack of impartiality on the part of the Third Chamber of the Civil Service Tribunal. The second ground of appeal alleges infringement of the right to an effective remedy in so far as the Civil Service Tribunal’s review concerning compliance with the condition relating to the interest of the service, laid down in Article 7(1) of the Staff Regulations, is limited. The third ground of appeal alleges lack of competence on the part of the President of the Second Chamber of the Civil Service Tribunal to rule on the application for recusal of 25 January 2012. The fourth ground of appeal alleges infringement of the right to a fair hearing in so far as the Rules of Procedure of the Civil Service Tribunal do not provide for the possibility of bringing an action against the decision to dismiss the application for the recusal of a judge. The fifth ground of appeal alleges, first, infringement of the obligation to establish the substantive truth of the reasons which gave rise to the reassignment decision and to the penalty of 10 July 2009 and, secondly, a distortion of the facts. The sixth ground of appeal alleges an error of law in so far as the Civil Service Tribunal wrongly held that the reassignment decision had been adopted solely in the interest of the service within the meaning of Article 7(1) of the Staff Regulations. The seventh ground of appeal alleges an error of law by the Civil Service Tribunal in so far as it ruled, wrongly, that the appointing authority had complied with the rule requiring correspondence between grade and post. The eighth ground of appeal alleges infringement of the rights of the defence and of the right to a fair hearing. The ninth ground of appeal alleges an error of law in so far as the Civil Service Tribunal wrongly ruled that the claim for compensation in respect of the damage allegedly suffered as a result of all staff members being sent the reassignment decision was inadmissible. The tenth ground of appeal alleges, first, an error of law in that the Civil Service Tribunal ruled that the Complaints Committee, which rejected the complaint against the penalty of 10 July 2009, was competent and, secondly, a failure to rule on the plea alleging illegality of Article 4 of the Decision of 4 May 2004. The eleventh ground of appeal alleges, first, an error of law in that the Civil Service Tribunal ruled, wrongly, that the appointing authority had complied with Articles 1 to 3 of Annex IX to the Staff Regulations and, secondly, infringement of the rights of the defence and of the rule that the parties should be heard. … |
The grounds of appeal relating to the action in Case F‑48/10
The tenth ground of appeal, alleging, first, an error of law in that the Civil Service Tribunal ruled that the Complaints Committee, which rejected the complaint against the penalty of 10 July 2009, was competent and, secondly, a failure to rule on the plea alleging illegality of Article 4 of the Decision of 4 May 2004
138 |
The appellant criticises paragraphs 226 to 228 of the judgment under appeal, in which the Civil Service Tribunal rejected as ineffective the plea alleging lack of competence on the part of the Complaints Committee, on the ground that, since the decision to reject the complaint against the penalty of 10 July 2009 was a confirmatory act devoid of any independent content, its annulment was not capable of having an influence on the lawfulness of the penalty of 10 July 2009. In the appellant’s view, that reasoning of the Civil Service Tribunal cannot be based on the existence of a decision rejecting the complaint adopted by an incompetent body. |
139 |
The Court of Justice disputes the appellant’s arguments. |
140 |
At first instance, the appellant sought the annulment of the penalty of 10 July 2009 and, in so far as is necessary, the annulment of the decision rejecting the complaint against the penalty of 10 July 2009 (judgment under appeal, paragraph 69). |
141 |
According to settled case-law, every decision which is a straightforward rejection of a complaint, whether it be express or implied, only confirms the act or failure to act to which the complainant takes exception and is not, by itself, a decision which may be challenged, and accordingly the conclusions directed against that decision without content independent from the initial decision must be regarded as being directed against the initial act (order of 16 June 1988 in Progoulis v Commission, 371/87, ECR, EU:C:1988:317, paragraph 17, and judgment of 2 March 2004 in Di Marzio v Commission, T‑14/03, ECR-SC, EU:T:2004:59, paragraph 54). A decision rejecting the complaint is a confirmatory act, devoid of any independent content, where it does not contain a re-examination of the complainant’s situation in the light of new elements of law or of fact (judgments of 21 September 2011 in Adjemian and Others v Commission, T‑325/09 P, ECR, EU:T:2011:506, paragraph 32, and 21 May 2014 in Mocová v Commission, T‑347/12 P, ECR (Extracts), EU:T:2014:268, paragraph 34). |
142 |
On the basis of the case-law cited in paragraph 141 above, the Civil Service Tribunal found, in paragraph 227 of the judgment under appeal, that the administration had not re-examined the appellant’s situation in the light of new elements of law or of fact, so that the decision rejecting the complaint was to be regarded as purely confirmatory of the penalty of 10 July 2009. The Civil Service Tribunal concluded from this that annulment of the decision rejecting the complaint was not capable of having an impact on the legality of the penalty of 10 July 2009, with the result that the plea alleging lack of competence on the part of the Complaints Committee, which seeks annulment of the decision rejecting the complaint, should be rejected as ineffective. |
143 |
It should be pointed out, however, that, by the plea alleging lack of competence on the part of the Complaints Committee, relied on by the appellant at first instance, the latter challenged the composition of that committee which had rejected her complaint against the penalty of 10 July 2009. That plea was therefore concerned with the issue of whether the appellant’s complaint had been examined in the context of a lawful procedure which could have resulted in a decision different from that of the penalty of 10 July 2009. Therefore, the appellant had a real and separate interest in seeking the annulment of the decision rejecting the complaint and not only the annulment of the penalty of 10 July 2009. |
144 |
If the case-law in paragraph 141 above is applied irrespective of whether the ground of appeal at issue relates to the administrative complaint procedure itself and not to the initial act which was the subject of the complaint, any possibility of a challenge concerning the pre-litigation procedure would be excluded, thus depriving the complainant of the benefit of a procedure which seeks to permit and encourage an amicable settlement to the dispute which has arisen between the official and the administration and to require the authority to which the official reports to reconsider its decision, in compliance with the rules, in the light of any objections which that official may make (see, to that effect, judgment in Mocová v Commission, cited in paragraph 141 above, EU:T:2014:268, paragraph 38). |
145 |
In that regard, it is necessary to regard as unfounded the argument of the Court of Justice that the appellant has no interest in seeking the annulment of the decision rejecting the complaint after bringing an application for annulment of the initial act since, even if the complaint procedure was irregular, it would not be necessary for the administration to take a new decision on the complaint in so far as the appellant has requested that the court itself annul the initial act. Contrary to the submissions of the Court of Justice, the complainant’s interest in the proper conduct of the complaint procedure and, therefore, in the annulment of the decision relating to the rejection of her complaint in the event of irregularity, must be assessed independently and not in relation to any action brought against the initial act, which is the subject of the complaint. Otherwise, the person concerned could never rely on irregularities in the complaint procedure, even though they deprived him of the benefit of a proper pre-litigation review of the administration’s decision, whenever an appeal is brought against the initial act against which the complaint was made. |
146 |
It follows that, having regard to the purpose of the ground of appeal at issue, which relates to the complaint procedure, the appellant must be able to request a review by the European Union Courts of the legality of the decision rejecting the complaint and not only the legality of the penalty of 10 July 2009. |
147 |
It is therefore necessary to consider that the Civil Service Tribunal erred in law in rejecting as ineffective the plea alleging lack of competence on the part of the Complaints Committee. |
148 |
Consequently, the tenth ground of appeal must be upheld. … |
162 |
As a result of all of the foregoing, it is necessary to uphold the appeal in part and annul the judgment under appeal in so far as it is vitiated by the error of law established in paragraphs 140 to 147 above. |
The action brought at first instance
163 |
In accordance with Article 13(1) of Annex I to the Statute of the Court of Justice, if the appeal is well founded, the General Court is to quash the decision of the Civil Service Tribunal and itself give judgment in the matter. It is, however, required to refer the case back to the Civil Service Tribunal for judgment where the state of the proceedings does not permit a decision by the General Court. |
164 |
In the present case, the General Court has available to it the information necessary to rule on the action at first instance. |
165 |
In the light of the fact that the appeal has been upheld only in part and that the judgment under appeal is set aside only in so far as it is vitiated by the error of law identified in paragraphs 140 to 147 above, it must be found that the other assessments by the Civil Service Tribunal, which are not vitiated by that error, have become final. It is therefore for the General Court to examine only the plea relied on by the appellant in Case F‑48/10 alleging lack of competence on the part of the Complaints Committee and illegality of Article 4 of the Decision of 4 May 2004. |
166 |
The appellant argued before the Civil Service Tribunal that the Complaints Committee, responsible for examining her complaint against the penalty of 10 July 2009 and composed of a judge from the Court of Justice and two Advocates General, was not properly constituted. In that regard, she submitted, first, that Article 4 of the Statute of the Court of Justice provides that ‘[t]he Judges may not hold any political or administrative office’. Secondly, she relied on Article 12 of the Statute of the Court of Justice, which states that officials and other servants attached to the Court of Justice ‘shall be responsible to the Registrar under the authority of the President’, with the result that only the Registrar and the President of the Court of Justice can act as the appointing authority. Thirdly, the appellant claimed that Article 4 of the decision of 4 May 2004, which provides that ‘the Complaints Committee shall exercise the powers conferred by the Staff Regulations on the appointing authority’ as regards decisions on complaints, was contrary to Article 2(1) of the Staff Regulations which provides that each institution is to determine who within it is to exercise the powers conferred by those Staff Regulations on the appointing authority, read in conjunction with Articles 4 and 12 of the Statute of the Court of Justice. Furthermore, she submitted that the Statute of the Court of Justice does not permit the Registrar or the President of the Court of Justice to delegate the powers of the appointing authority which are conferred on them. |
167 |
It should first be noted that the appellant merely recalls the content of the first paragraph of Article 4 of the Statute of the Court, according to which ‘[t]he Judges may not hold any political or administrative office’ and asserts that, with the exception of the President of the Court of Justice, the other judges and the Advocates General cannot exercise any administrative function and, in particular, act as the appointing authority in the context of a Complaints Committee. There is no legal argument to substantiate that assertion. As the Court of Justice argued before the Civil Service Tribunal, that provision seeks to ensure the independence of the judges, both during and after the exercise of their functions, with regard, in particular, to Member States or other EU institutions. The other paragraphs of Article 4 of the Statute of the Court of Justice also reflect that aim of preserving the judges’ independence. The appellant cannot, however, infer from the first paragraph of Article 4 of the Statute of the Court of Justice that it is impossible to exercise functions relating to the internal administration of the institution. As the Court of Justice rightly pointed out in its written pleadings before the Civil Service Tribunal, the exercise by the judges of internal administrative functions within the institution does not undermine their independence and makes it possible to ensure the administrative autonomy of the institution. |
168 |
Furthermore, the appellant merely asserts that, in the light of Article 12 of the Statute of the Court of Justice, which provides that officials and servants attached to the Court of Justice ‘shall be responsible to the Registrar under the authority of the President’, only the Registrar and the President of the Court of Justice may exercise the powers conferred by the Staff Regulations on the appointing authority. She does not demonstrate that her interpretation of Article 12 of the Statute of the Court of Justice, which allows only the Registrar and the President of the Court of Justice to exercise the powers conferred on the appointing authority, is compatible with Article 2(1) of the Staff Regulations, which provides that each institution is to determine who within it is to exercise the powers conferred by those Staff Regulations on the appointing authority. The appellant merely states that Article 2(1) of the Staff Regulations may, as regards the Court of Justice, only be read in conjunction with Articles 4 and 12 of the Statute of the Court of Justice. |
169 |
In those circumstances, the appellant cannot validly maintain, without any other support, that Article 4 of the decision of 4 May 2004, under which the Complaints Committee exercises the powers conferred by the Staff Regulations on the appointing authority as regards decisions on complaints, is contrary to Article 2(1) of the Staff Regulations, read in combination with Articles 4 and 12 of the Statute of the Court of Justice. |
170 |
It follows that the plea at first instance alleging lack of competence on the part of the Complaints Committee and illegality of Article 4 of the decision of 4 May 2004, relied on by the appellant in Case F‑48/10, must be rejected. Therefore, the action in Case F‑48/10 must be dismissed in that regard. … |
On those grounds, THE GENERAL COURT (Appeal Chamber) hereby: |
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Jaeger Kanninen Gratsias Delivered in open court in Luxembourg on 19 June 2015. [Signatures] |
( *1 ) Language of the case: French.
( 1 ) Only the paragraphs of the present judgment which the Court considers it appropriate to publish are reproduced here.