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Document 52008AG0008

    Common Position (EC) No 8/2008 of 10 March 2008 adopted by the Council, acting in accordance with the procedure referred to in Article 251 of the Treaty establishing the European Community, with a view to the adoption of a Regulation of the European Parliament and of the Council on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97 (Text with EEA relevance)

    OJ C 111E, 6.5.2008, p. 32–45 (BG, ES, CS, DA, DE, ET, EL, EN, FR, GA, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)

    6.5.2008   

    EN

    Official Journal of the European Union

    CE 111/32


    COMMON POSITION (EC) No 8/2008

    adopted by the Council on 10 March 2008

    with a view to adopting Regulation (EC) No …/2008 of the European Parliament and of the Council of … on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97

    (Text with EEA relevance)

    (2008/C 111 E/03)

    THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

    Having regard to the Treaty establishing the European Community, and in particular Article 95 thereof,

    Having regard to the proposal from the Commission,

    Having regard to the Opinion of the European Economic and Social Committee (1),

    Acting in accordance with the procedure laid down in Article 251 of the Treaty (2),

    Whereas:

    (1)

    The free movement of safe and wholesome food is an essential aspect of the internal market and contributes significantly to the health and well-being of citizens, and to their social and economic interests.

    (2)

    A high level of protection of human life and health should be assured in the pursuit of Community policies.

    (3)

    Food enzymes other than those used as food additives are not currently regulated or are regulated as processing aids under the legislation of the Member States. Differences between national laws, regulations and administrative provisions concerning the assessment and authorisation of food enzymes may hinder their free movement, creating conditions for unequal and unfair competition. It is therefore necessary to adopt Community rules harmonising national provisions relating to the use of enzymes in foods.

    (4)

    This Regulation should only cover enzymes that are added to food to perform a technological function in the manufacture, processing, preparation, treatment, packaging, transport or storage of such food, including enzymes used as processing aids (hereinafter referred to as ‘food enzymes’). The scope of this Regulation should therefore not extend to enzymes that are not added to food to perform a technological function but are intended for human consumption, such as enzymes for nutritional purposes. Microbial cultures traditionally used in the production of food, such as cheese and wine, and which may incidentally produce enzymes but are not specifically used to produce them should not be considered food enzymes.

    (5)

    Food enzymes used exclusively in the production of food additives falling within the scope of Regulation (EC) No …/2008 of the European Parliament and of the Council of … on food additives (3) should be excluded from the scope of this Regulation, since the safety of these foods is already assessed and regulated. However, when these food enzymes are used as such in food, they are covered by this Regulation.

    (6)

    Food enzymes should be approved and used only if they fulfil the criteria laid down in this Regulation. Food enzymes must be safe when used, there must be a technological need for their use and their use must not mislead the consumer. Misleading the consumer includes, but is not limited to, issues related to the nature, freshness, quality of ingredients used, the naturalness of a product or of the production process, or the nutritional quality of the product. The approval of food enzymes should also take into account other factors relevant to the matter under consideration including societal, economic, traditional, ethical and environmental factors and the feasibility of controls.

    (7)

    Some food enzymes are permitted for specific uses, such as in fruit juices and certain similar products and certain lactoproteins intended for human consumption, and for certain authorised oenological practices and processes. The use of such food enzymes should comply with this Regulation and with the specific provisions laid down in the relevant Community legislation. Council Directive 2001/112/EC of 20 December 2001 relating to fruit juices and certain similar products intended for human consumption (4), Council Directive 83/417/EEC of 25 July 1983 on the approximation of the laws of the Member States relating to certain lactoproteins (caseins and caseinates) intended for human consumption (5) and Council Regulation (EC) No 1493/1999 of 17 May 1999 on the common organisation of the market in wine (6) should therefore be amended accordingly. Since all food enzymes should be covered by this Regulation, Regulation (EC) No 258/97 of the European Parliament and of the Council of 27 January 1997 concerning novel foods and novel food ingredients (7) should be amended accordingly.

    (8)

    Food enzymes the use of which is permitted within the Community should appear in a Community list that should clearly describe the enzymes and specify any conditions governing their use, including where necessary information on their function in the final food. This list should be supplemented by specifications, in particular on their origin, including where relevant information about allergenic properties, and purity criteria.

    (9)

    In order to ensure harmonisation, the risk assessment of food enzymes and their inclusion in the Community list should be carried out in accordance with the procedure laid down in Regulation (EC) No …/2008 of the European Parliament and of the Council of … establishing a common authorisation procedure for food additives, food enzymes and food flavourings (8).

    (10)

    Under Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (9), the European Food Safety Authority (hereinafter referred to as the ‘Authority’) is to be consulted on matters likely to affect public health.

    (11)

    A food enzyme which falls within the scope of Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed (10) should be subject to the authorisation procedure under that Regulation with regard to the safety assessment of the genetic modification, while the final authorisation of the food enzyme should be granted under this Regulation.

    (12)

    A food enzyme already included in the Community list under this Regulation which is prepared by production methods or using starting materials significantly different from those included in the risk assessment of the Authority, or different from those covered by the authorisation and the specifications under this Regulation, should be submitted for evaluation by the Authority. ‘Significantly different’ could mean inter alia a change of the production method from extraction from a plant to production by fermentation using a micro-organism or a genetic modification of the original micro-organism, a change in starting materials, or a change in particle size.

    (13)

    Since many food enzymes are already on the Community market, provision should be made to ensure that the switchover to a Community list of food enzymes takes place smoothly and does not disturb the existing food enzyme market. Sufficient time should be allowed for applicants to make available the information necessary for the risk assessment of these products. An initial two-year period should therefore be allowed following the date of application of the implementing measures to be laid down in accordance with Regulation (EC) No …/2008 (11), in order to give applicants sufficient time to submit the information on existing enzymes which may be included in the Community list to be drawn up under this Regulation. It should also be possible to submit applications for the authorisation of new enzymes during the initial two-year period. The Authority should evaluate without delay all applications for food enzymes for which sufficient information has been submitted during that period.

    (14)

    In order to ensure fair and equal conditions for all applicants, the Community list should be drawn up in a single step. That list should be established after completion of the risk assessment of all food enzymes for which sufficient information has been submitted during the initial two-year period.

    (15)

    A significant number of applications is expected to be submitted during the initial two-year period. A lengthy period may therefore be needed before the risk assessment of these has been completed and the Community list is drawn up. In order to ensure equal access to the market for new food enzymes after the initial two-year period, a transitional period should be provided for during which food enzymes and food using food enzymes may be placed on the market and used, in accordance with the existing national rules in the Member States, until the Community list has been drawn up.

    (16)

    The food enzymes E 1103 Invertase and E 1105 Lysozyme, that have been authorised as food additives under Directive 95/2/EC of the European Parliament and of the Council of 20 February 1995 on food additives other than colours and sweeteners (12), and the conditions governing their use should be carried over from Directive 95/2/EC to the Community list when it is drawn up by this Regulation. In addition, Council Regulation (EC) No 1493/1999 authorises the use of urease, beta-glucanase and lysozyme in wine subject to the conditions laid down in Commission Regulation (EC) No 1622/2000 of 24 July 2000 laying down certain detailed rules for implementing Regulation (EC) No 1493/1999 on the common organisation of the market in wine and establishing a Community code of oenological practices and processes (13). Those substances are food enzymes and they should fall within the scope of this Regulation. They should therefore also be added to the Community list when it is drawn up for their use in wine in accordance with Regulation (EC) No 1493/1999 and Regulation (EC) No 1622/2000.

    (17)

    Food enzymes remain subject to the general labelling obligations provided for in Directive 2000/13/EC of the European Parliament and of the Council of 20 March 2000 on the approximation of the laws of the Member States relating to the labelling, presentation and advertising of foodstuffs (14) and, as the case may be, in Regulation (EC) No 1829/2003 and in Regulation (EC) No 1830/2003 of the European Parliament and of the Council of 22 September 2003 concerning the traceability and labelling of genetically modified organisms and the traceability of food and feed products produced from genetically modified organisms (15). In addition, specific provisions on the labelling of food enzymes sold as such to the manufacturer or to the consumer should be contained in this Regulation.

    (18)

    Food enzymes are covered by the definition of food in Regulation (EC) No 178/2002 and are therefore, when used in food, required to be indicated as ingredients in the labelling of the food in compliance with Directive 2000/13/EC. Food enzymes should be designated by their technological function in food, followed by the specific name of the food enzyme. However, provision should be made for a derogation from the provisions on labelling in cases where the enzyme performs no technological function in the final product but is present in the foodstuff only as a result of carry-over from one or more of the ingredients of the foodstuff or where it is used as a processing aid. Directive 2000/13/EC should be amended accordingly.

    (19)

    Food enzymes should be kept under continuous observation and should be re-evaluated whenever necessary in the light of changing conditions governing their use and new scientific information.

    (20)

    The measures necessary for the implementation of this Regulation should be adopted in accordance with Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission (16).

    (21)

    In particular the Commission should be empowered to adopt appropriate transitional measures. Since those measures are of general scope and are designed to amend non-essential elements of this Regulation, inter alia by supplementing it with new non-essential elements, they must be adopted in accordance with the regulatory procedure with scrutiny provided for in Article 5a of Decision 1999/468/EC.

    (22)

    In order to develop and update Community law on food enzymes in a proportionate and effective way, it is necessary to collect data, share information and coordinate work between Member States. For that purpose, it may be useful to undertake studies to address specific issues with a view to facilitating the decision-making process. It is appropriate that the Community finance such studies as part of its budgetary procedure. The financing of such measures is covered by Regulation (EC) No 882/2004 of the European Parliament and of the Council of 29 April 2004 on official controls performed to ensure the verification of compliance with feed and food law, animal health and animal welfare rules (17).

    (23)

    Member States are to carry out official controls in order to enforce compliance with this Regulation in accordance with Regulation (EC) No 882/2004.

    (24)

    Since the objective of this Regulation, namely to lay down Community rules on food enzymes, cannot be sufficiently achieved by the Member States and can therefore, in the interests of market unity and a high level of consumer protection, be better achieved at Community level, the Community may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty. In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve that objective,

    HAVE ADOPTED THIS REGULATION:

    CHAPTER I

    SUBJECT MATTER, SCOPE AND DEFINITIONS

    Article 1

    Subject matter

    This Regulation lays down rules on food enzymes used in foods, including such enzymes used as processing aids, to ensure the effective functioning of the internal market and a high level of protection of human health and protection of consumers' interests, including fair practices in food trade, taking account of, where appropriate, the protection of the environment.

    For those purposes, this Regulation provides for:

    (a)

    a Community list of approved food enzymes;

    (b)

    conditions of use of food enzymes in foods;

    (c)

    rules on the labelling of food enzymes sold as such.

    Article 2

    Scope

    1.   This Regulation shall apply to food enzymes as defined in Article 3.

    2.   This Regulation shall not apply to food enzymes when and insofar as they are used in the production of:

    (a)

    food additives falling within the scope of Regulation (EC) No …/2008 (18);

    (b)

    processing aids.

    3.   This Regulation shall apply without prejudice to any specific Community rules concerning the use of food enzymes:

    (a)

    in specific foods;

    (b)

    for purposes other than those covered by this Regulation.

    4.   This Regulation shall not apply to microbial cultures that are traditionally used in the production of food and which may incidentally produce enzymes, but which are not specifically used to produce them.

    Article 3

    Definitions

    1.   For the purposes of this Regulation, the definitions laid down in Regulation (EC) No 178/2002, Regulation (EC) No 1829/2003 and Regulation (EC) No …/2008 (18) shall apply.

    2.   The following definitions shall also apply:

    (a)

    ‘food enzyme’ means a product obtained from plants, animals or micro-organisms or products thereof including a product obtained by a fermentation process using micro-organisms:

    (i)

    containing one or more enzymes capable of catalyzing a specific biochemical reaction; and

    (ii)

    added to food for a technological purpose at any stage of the manufacturing, processing, preparation, treatment, packaging, transport or storage of foods;

    (b)

    ‘food enzyme preparation’ means a formulation consisting of one or more food enzymes in which substances such as food additives and/or other food ingredients are incorporated to facilitate their storage, sale, standardisation, dilution or dissolution.

    CHAPTER II

    COMMUNITY LIST OF APPROVED FOOD ENZYMES

    Article 4

    Community list of food enzymes

    Only food enzymes included in the Community list may be placed on the market as such and used in foods, in accordance with the specifications and conditions of use provided for in Article 7(2).

    Article 5

    Prohibition of non-compliant food enzymes and/or non-compliant food

    No person shall place on the market a food enzyme or any food in which such a food enzyme has been used if the use of the food enzyme does not comply with this Regulation and its implementing measures.

    Article 6

    General conditions for inclusion of food enzymes in the Community list

    A food enzyme may be included in the Community list only if it meets the following conditions and, where relevant, other legitimate factors:

    (a)

    it does not, on the basis of the scientific evidence available, pose a safety concern to the health of the consumer at the level of use proposed and

    (b)

    there is a reasonable technological need and

    (c)

    its use does not mislead the consumer.

    Article 7

    The content of the Community list of food enzymes

    1.   A food enzyme which complies with the conditions set out in Article 6 may, in accordance with the procedure referred to in Regulation (EC) No …/2008 (11), be included in the Community list.

    2.   The entry of a food enzyme in the Community list shall specify:

    (a)

    the name of the food enzyme;

    (b)

    the specifications of the food enzyme, including its origin, purity criteria and any other necessary information;

    (c)

    if necessary, the foods to which the food enzyme may be added;

    (d)

    if necessary, the conditions under which the food enzyme may be used; where appropriate, no maximum level shall be fixed for a food enzyme. In that case, the food enzyme shall be used in accordance with the principle of quantum satis;

    (e)

    if appropriate, whether there are any restrictions on the sale of the food enzyme directly to the final consumer;

    (f)

    where necessary, specific requirements in respect of the labelling of food in which the food enzymes have been used in order to ensure that the final consumer is informed of the physical condition of the food or the specific treatment it has undergone.

    3.   The Community list shall be amended in accordance with the procedure referred to in Regulation (EC) No …/2008 (11).

    Article 8

    Food enzyme falling within the scope of Regulation (EC) No 1829/2003

    A food enzyme falling within the scope of Regulation (EC) No 1829/2003 may be included in the Community list in accordance with this Regulation only when it is covered by an authorisation in accordance with Regulation (EC) No 1829/2003.

    Article 9

    Interpretation decisions

    Where necessary, it may be decided in accordance with the regulatory procedure referred to in Article 15(2) whether or not:

    (a)

    a given substance meets the definition of food enzyme in Article 3;

    (b)

    a particular food belongs to a category of food in the Community list of food enzymes.

    CHAPTER III

    LABELLING

    Article 10

    Labelling of food enzymes and food enzyme preparations not intended for sale to the final consumer

    1.   Food enzymes and food enzyme preparations not intended for sale to the final consumer, whether sold singly or mixed with each other and/or other food ingredients, as defined in Article 6(4) of Directive 2000/13/EC, may only be marketed with the labelling provided for in Article 11 of this Regulation, which must be easily visible, clearly legible and indelible. The information provided for in Article 11 shall be in a language easily understandable to purchasers.

    2.   Within its own territory, the Member State in which the product is marketed may, in accordance with the Treaty, stipulate that the information provided for in Article 11 shall be given in one or more of the official languages of the Community, to be determined by that Member State. This shall not preclude such information from being indicated in several languages.

    Article 11

    General labelling requirements for food enzymes and food enzyme preparations not intended for sale to the final consumer

    1.   Where food enzymes and food enzyme preparations not intended for sale to the final consumer are sold singly or mixed with each other and/or other food ingredients, their packaging or containers shall bear the following information:

    (a)

    the name laid down under this Regulation in respect of each food enzyme or a sales description which includes the name of each food enzyme or in the absence of a name, a description of the food enzyme that is sufficiently precise to distinguish it from products with which it could be confused;

    (b)

    the statement ‘for food’ or the statement ‘restricted use in food’ or a more specific reference to its intended food use;

    (c)

    if necessary, the special conditions of storage and/or use;

    (d)

    a mark identifying the batch or lot;

    (e)

    instructions for use, if the omission thereof would preclude appropriate use of the food enzyme;

    (f)

    the name or business name and address of the manufacturer, packager or seller;

    (g)

    an indication of the maximum quantity of each component or group of components subject to quantitative limitation in food and/or appropriate information in clear and easily understandable terms enabling the purchaser to comply with this Regulation or other relevant Community law; where the same limit on quantity applies to a group of components used singly or in combination, the combined percentage may be given as a single figure; the limit on quantity shall be expressed either numerically or by the quantum satis principle;

    (h)

    the net quantity;

    (i)

    the activity of the food enzyme(s);

    (j)

    the date of minimum durability or use-by-date;

    (k)

    where relevant, information on a food enzyme or other substances as referred to in this Article and listed in Annex IIIa to Directive 2000/13/EC.

    2.   Where food enzymes and/or food enzyme preparations are sold mixed with each other and/or with other food ingredients, their packaging or containers shall bear a list of all ingredients in descending order of their percentage by weight of the total.

    3.   The packaging or containers of food enzyme preparations shall bear a list of all components in descending order of their percentage by weight of the total.

    4.   By way of derogation from paragraphs 1, 2 and 3, the information required in paragraph 1 points (e) to (g) and in paragraphs 2 and 3 may appear merely on the documents relating to the consignment which are to be supplied with or prior to the delivery, provided that the indication ‘not for retail sale’ appears on an easily visible part of the packaging or container of the product in question.

    5.   By way of derogation from paragraphs 1, 2 and 3, where food enzymes and food enzyme preparations are supplied in tankers all of the information may appear merely on the accompanying documents relating to the consignment which are to be supplied with the delivery.

    Article 12

    Labelling of food enzymes and food enzyme preparations intended for sale to the final consumer

    1.   Without prejudice to Directive 2000/13/EC, Council Directive 89/396/EEC of 14 June 1989 on indications or marks identifying the lot to which a foodstuff belongs (19) and Regulation (EC) No 1829/2003, food enzymes and food enzyme preparations sold singly or mixed with each other and/or other food ingredients intended for sale to the final consumer may be marketed only if their packaging contains the following information:

    (a)

    the name laid down under this Regulation in respect of each food enzyme or a sales description which includes the name of each food enzyme or in the absence of a name, a description of the food enzyme that is sufficiently precise to distinguish it from products with which it could be confused;

    (b)

    the statement ‘for food’ or the statement ‘restricted use in food’ or a more specific reference to its intended food use.

    2.   For the information provided for in paragraph 1 of this Article, Article 13(2) of Directive 2000/13/EC shall apply accordingly.

    Article 13

    Other labelling requirements

    Articles 10 to 12 shall be without prejudice to more detailed or more extensive laws, regulations or administrative provisions regarding weights and measures or applying to the presentation, classification, packaging and labelling of dangerous substances and preparations or applying to the transport of such substances and preparations.

    CHAPTER IV

    PROCEDURAL PROVISIONS AND IMPLEMENTATION

    Article 14

    Information obligation

    1.   A producer or user of a food enzyme shall inform the Commission immediately of any new scientific or technical information which might affect the assessment of the safety of the food enzyme.

    2.   For a food enzyme already approved under this Regulation which is prepared by production methods or using starting materials significantly different from those included in the risk assessment of the European Food Safety Authority (hereinafter referred to as the ‘Authority’), a producer or user shall, before marketing the food enzyme, submit to the Commission the necessary data to allow an evaluation of the food enzyme with regard to the modified production method or characteristics to be undertaken by the Authority.

    3.   A producer or user of a food enzyme shall, at the request of the Commission, inform it of the actual use of the food enzyme. Such information shall be made available to Member States by the Commission.

    Article 15

    Committee

    1.   The Commission shall be assisted by the Standing Committee on the Food Chain and Animal Health.

    2.   Where reference is made to this paragraph, Articles 5 and 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.

    The period laid down in Article 5(6) of Decision 1999/468/EC shall be set at three months.

    3.   Where reference is made to this paragraph, Article 5a(1) to (4) and Article 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.

    Article 16

    Community financing of harmonised policies

    The legal basis for the financing of measures resulting from this Regulation shall be Article 66(1)(c) of Regulation (EC) No 882/2004.

    CHAPTER V

    TRANSITIONAL AND FINAL PROVISIONS

    Article 17

    Establishment of the Community list of food enzymes

    1.   The Community list of food enzymes shall be drawn up on the basis of applications made pursuant to paragraph 2.

    2.   Interested parties may submit applications for the inclusion of a food enzyme in the Community list.

    The deadline for submitting such applications shall be 24 months after the date of application of the implementing measures to be laid down in accordance with Article 9(1) of Regulation (EC) No …/2008 (11).

    3.   The Commission shall establish a Register of all food enzymes to be considered for inclusion in the Community list in respect of which an application complying with the validity criteria to be laid down in accordance with Article 9(1) of Regulation (EC) No …/2008 (11) has been submitted in accordance with paragraph 2 of this Article (hereinafter referred to as ‘the Register’). The Register shall be made available to the public.

    The Commission shall submit the applications to the Authority for its opinion.

    4.   The Community list shall be adopted by the Commission in accordance with the procedure laid down in Regulation (EC) No …/2008 (11), once the Authority has issued an opinion on each food enzyme included in the Register.

    However, by way of derogation from that procedure:

    (a)

    Article 5(1) of Regulation (EC) No …/2008 (11) shall not apply to the Authority's adoption of its opinion;

    (b)

    the Commission shall adopt the Community list for the first time after the Authority has delivered its opinion on all the food enzymes listed in the Register.

    5.   If necessary, any appropriate transitional measures for the purposes of this Article which are designed to amend non-essential elements of this Regulation, inter alia by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 15(3).

    Article 18

    Transitional measures

    1.   Notwithstanding Articles 7 and 17 of this Regulation, the Community list shall, when drawn up, include the following food enzymes:

    (a)

    E 1103 Invertase and E 1105 Lysozyme, stating the conditions governing their use as specified in Annex I and Part C of Annex III to Directive 95/2/EC;

    (b)

    Urease, beta-glucanase and lysozyme for use in wine in accordance with Regulation (EC) No 1493/1999 and the implementing rules for that Regulation.

    2.   Food enzymes, food enzyme preparations and food containing food enzymes placed on the market or labelled before … (20) which do not comply with the provisions of Articles 10 to 12 may be marketed until their date of minimum durability or use-by-date.

    Article 19

    Amendments to Directive 83/417/EEC

    In Directive 83/417/EEC, in Annex I, Section III(d), the indents shall be replaced by the following:

    ‘—

    rennet meeting the requirements of Regulation (EC) No …/2008 of the European Parliament and of the Council of … on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97 (21),

    other milk-coagulating enzymes meeting the requirements of Regulation (EC) No …/2008.

    Article 20

    Amendment to Regulation (EC) No 1493/1999

    In Regulation (EC) No 1493/1999, the following paragraph shall be added to Article 43:

    ‘3.   Enzymes and enzymatic preparations used in the authorised oenological practices and processes listed in Annex IV shall meet the requirements of Regulation (EC) No …/2008 of the European Parliament and of the Council of … on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97 (22).

    Article 21

    Amendments to Directive 2000/13/EC

    Directive 2000/13/EC is hereby amended as follows:

    1.

    Article 6(4) shall be amended as follows:

    (a)

    point (a) shall be replaced by the following:

    ‘(a)

    “Ingredient” shall mean any substance, including additives and enzymes, used in the manufacture or preparation of a foodstuff and still present in the finished product, even if in altered form.’;

    (b)

    in point (c)(ii), the introductory word ‘additives’ shall be replaced by ‘additives and enzymes’;

    (c)

    in point (c)(iii), the words ‘additives or flavouring’ shall be replaced by ‘additives or enzymes or flavourings’;

    2.

    the following indent shall be added to Article 6(6):

    ‘—

    enzymes other than as referred to in paragraph 4(c)(ii) shall be designated by the name of one of the categories of ingredients listed in Annex II, followed by their specific name.’.

    Article 22

    Amendments to Directive 2001/112/EC

    In Directive 2001/112/EC, in Annex I, Section II(2), the fourth, fifth and sixth indents shall be replaced by the following:

    ‘—

    Pectolytic enzymes meeting the requirements of Regulation (EC) No …/2008 of the European Parliament and of the Council of … on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97 (23).

    Proteolytic enzymes meeting the requirements of Regulation (EC) No …/2008.

    Amylolytic enzymes meeting the requirements of Regulation (EC) No …/2008.

    Article 23

    Amendment to Regulation (EC) No 258/97

    In Regulation (EC) No 258/97, the following point shall be added to Article 2(1):

    ‘(d)

    food enzymes falling within the scope of Regulation (EC) No …/2008 of the European Parliament and of the Council of … on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97 (24).

    Article 24

    Entry into force

    This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

    Article 4 shall apply from the date of application of the Community list. Until that date, national provisions in force concerning the placing on the market and use of food enzymes and food produced with food enzymes shall continue to apply in the Member States.

    Articles 10 to 13 shall apply from … (20).

    This Regulation shall be binding in its entirety and directly applicable in all Member States.

    Done at Brussels, …

    For the European Parliament

    The President

    For the Council

    The President


    (1)  OJ C 168, 20.7.2007, p. 34.

    (2)  Opinion of the European Parliament of 10 July 2007 (not yet published in the Official Journal), Council Common Position of 10 March 2008, Position of the European Parliament of … (not yet published in the Official Journal) and Council Decision of …

    (3)  See page 10 of this Official Journal.

    (4)  OJ L 10, 12.1.2002, p. 58. Directive as amended by Regulation (EC) No 1182/2007 (OJ L 273, 17.10.2007, p. 1).

    (5)  OJ L 237, 26.8.1983, p. 25. Directive as last amended by Regulation (EC) No 807/2003 (OJ L 122, 16.5.2003, p. 36).

    (6)  OJ L 179, 14.7.1999, p. 1. Regulation as last amended by Regulation (EC) No 1234/2007 (OJ L 299, 16.11.2007, p. 1).

    (7)  OJ L 43, 14.2.1997, p. 1. Regulation as last amended by Regulation (EC) No 1882/2003 (OJ L 284, 31.10.2003, p. 1).

    (8)  See page 1 of this Official Journal.

    (9)  OJ L 31, 1.2.2002, p. 1. Regulation as last amended by Regulation (EC) No 575/2006 (OJ L 100, 8.4.2006, p. 34).

    (10)  OJ L 268, 18.10.2003, p. 1.

    (11)  See page 1 of this Official Journal.

    (12)  OJ L 61, 18.3.1995, p. 1. Directive as last amended by Directive 2006/52/EC (OJ L 204, 26.7.2006, p. 10).

    (13)  OJ L 194, 31.7.2000, p. 1. Regulation as last amended by Regulation (EC) No 1300/2007 (OJ L 289, 7.11.2007, p. 8).

    (14)  OJ L 109, 6.5.2000, p. 29. Directive as last amended by Directive 2007/68/EC (OJ L 310, 28.11.2007, p. 11).

    (15)  OJ L 268, 18.10.2003, p. 24.

    (16)  OJ L 184, 17.7.1999, p. 23. Decision as amended by Council Decision 2006/512/EC (OJ L 200, 22.7.2006, p. 11).

    (17)  OJ L 165, 30.4.2004, p. 1. Corrected version in OJ L 191, 28.5.2004, p. 1. Regulation as amended by Council Regulation (EC) No 1791/2006.

    (18)  See page 10 of this Official Journal.

    (19)  OJ L 186, 30.6.1989, p. 21. Directive as last amended by Directive 92/11/EEC (OJ L 65, 11.3.1992, p. 32).

    (20)  12 months after the date of entry into force of this Regulation.

    (21)  OJ L …’.

    (22)  OJ L …’.

    (23)  OJ L …’.

    (24)  OJ L …’.


    STATEMENT OF THE COUNCIL'S REASONS

    I.   INTRODUCTION

    On 28 July 2006, the Commission adopted a proposal for a Regulation of the European Parliament and of the Council on food enzymes (1). The proposal is based on Article 95 of the Treaty establishing the European Community.

    The European Parliament adopted its Opinion at first reading on 10 July 2007 (2).

    Following the European Parliament's first reading opinion, the Commission submitted an amended proposal on 24 October 2007 (3).

    On 10 March 2008, the Council adopted its Common Position in accordance with Article 251(2) of the Treaty.

    In carrying out its work, the Council also took account of the opinion of the European Economic and Social Committee adopted on 25 April 2007 (4).

    II.   OBJECTIVE

    The proposed Regulation, as part of four proposals designed to overhaul the Community's rules on food improvement agents, introduces for the first time harmonized rules on food enzymes used in food, establishes a Community list of food enzymes and rules on labelling of food enzymes and food enzymes preparations.

    The harmonised rules aim to ensure proper functioning of the internal market, including fair practices in food trade, and a high level of protection of human health, of consumer interests and of the environment.

    III.   ANALYSIS OF THE COMMON POSITION

    1.   Introductory remarks

    The Common Position reflects the result of the examination of the Commission's proposal by the Council. The Council introduced a number of modifications in the text, some of them inspired by the amendments proposed by the European Parliament. On its own initiative, the Council introduced some of the European Parliament amendments in each of the three sectoral proposals, with a view to harmonising their provisions. The modifications introduced by the Council may be summed up as follows:

    —   Preference for a single legal basis: Article 95 of the Treaty (in line with amendment 35)

    According to established case-law (5), the legal basis for an act must be determined having regard to its own aim and content. If the examination of a Community measure reveals that it serves a two-fold purpose or that it has a two-fold component and if one of those is identifiable as the main or predominant purpose or component, whereas the other is merely incidental, the act must be based on a single legal basis, namely that required by the main or predominant purpose or component (6). In this case, the Council considered that the agricultural aspects of the proposal are merely incidental while the internal market objective is the main or predominant purpose or component and as such, in line with the case law of the ECJ, it decided to retain Article 95 as the sole legal basis.

    —   Misleading the consumer (in line with amendment 4)

    The Council included, in recital 6, elements integrating the notion of misleading the consumer.

    —   Protection of the environment

    The Council considered that, apart from scientific evidence, the authorisation of the food enzymes should also take into account other relevant factors, such as the protection of the environment. The Council also included a reference to the protection of the environment among the objectives of the Regulation;

    —   Regulatory comitology procedure with scrutiny (in line with amendments 28 and 30)

    The Council adapted the proposal to the new comitology procedure rules, requiring the regulatory procedure with scrutiny to be applied for the adoption of measures supplementing the Regulation.

    —   Submission of the interpretation decisions to the regulatory comitology procedure

    The Council regrouped all the provisions on interpretation decisions into a new single Article, and, as they would not supplement the proposed Regulation, made them subject to the regulatory comitology procedure without scrutiny.

    —   Transitional measures for products already on the market (in line with amendment 36)

    The Council provided for a 1 year transition period from the date of entry into force of the proposed Regulation. Foods lawfully placed on the market or labelled during this year may be marketed until their date of minimum durability or use-by-date.

    —   Provision prohibiting the placing on the market of non-compliant food enzymes (in line with amendment 15)

    For reasons of clarity, legal certainty and proper functioning of the market, the Council inserted an Article on the prohibition of placing non-compliant food enzymes on the market. This is consistent with the proposals on flavourings and on food additives.

    —   Authorisation of enzymes falling within the scope of Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed (7) (in line with Amendments 7 and 34 (second part))

    The Council agrees that the two authorisation procedures for any substance can be carried out simultaneously. The Council subjected that principle to some drafting changes in order to make the provision more compatible with Regulation (EC) No 1829/2003.

    —   Labelling

    The Council streamlined and reinforced the labelling provisions, respecting the distinction between ‘business to business’ labelling and labelling requirements for products intended for the sale to the final consumer. Although the Council organised the labelling chapter in a way different from that proposed by the European Parliament, the principles underlying its content are in line with amendments 21 (first and second parts), 22, 23, 24, 25, 27.

    The Commission has accepted the Common Position agreed by the Council.

    2.   The amendments of the European Parliament

    In its Plenary vote on 10 July 2007, the European Parliament adopted 33 amendments to the proposal.

    In its Common Position, the Council incorporated, in full or in principle, 21 amendments.

    (a)   Amendments incorporated in the Common Position

    In addition to amendments mentioned in part 1 above, the Common Position incorporates, in full or in principle, other European Parliament's first reading amendments, aimed at improving or clarifying the text of the proposal, in particular, amendments 10, 12 (first part), 14 (third and fifth parts), 16 (second part), 20, 31, 34 (first part).

    (b)   Amendments not introduced (8)

    The Council was not able to incorporate all the amendments, for following reasons:

    —   Enzymes added to food for nutritional purposes and digestive aids (amendment 3, 11, and 12 — recital 4, Articles 2(2)(c new), 2(4))

    The Council considers that there is no need to mention explicitly that the enzymes intended for direct human consumption (such as enzymes used for nutritional purposes or as digestive aids) are excluded from the scope of the proposed Regulation. In fact, the scope of the proposed Regulation only includes enzymes added to food to perform a technological function.

    With regard to amendment 12 (first part), the Council emphasises the exclusion of cultures that are ‘traditionally’ used in the production of food (e.g. cheese, wine, etc.) and which may incidentally produce enzymes. In reality, the deletion of the word ‘traditionally’ would enlarge the scope of the exclusion and could result in cultures, which are added to food for the technological function of the enzyme that they produce, (e.g. preservation) not being regulated.

    —   Enzymes having a benefit for the consumer (amendments 4, 16 (third part) — recital 6, Article 6(c))

    The proposed Regulation covers enzymes that are added to food for a technological function and hence the use of enzymes in most cases improves the environmental performance of the production process which brings an indirect rather than direct benefit for the consumer.

    —   Genetically modified organisms (GMO's)

    (a)   Labelling of GMO (amendment 14 (fourth part), 32, 37 (point ba), 38 — Articles 3(3 new), 13, 21(2) and recital 11)

    As mentioned in recital 17, the food enzymes remain subject to the labelling provisions defined in Directive 2000/13 of the European Parliament and of the Council of 20 March 2000 on the approximation of the laws of the Member States relating to the labelling, presentation and advertising of foodstuffs (9) and in Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed (10). The Council adopted a prudent approach, not accepting amendments that could interfere with the scope of the horizontal Regulations in force.

    (b)   Unique identifier as defined in Regulation (EC) No 1830/2003 (amendment 18 — Article 7(2)(b))

    On account of proportionality and simplification, the Council deleted the reference requiring that the enzyme specification in the Community list of food enzymes, would indicate the unique identifier of GMOs as defined in Regulation (EC) No 1830/2003 of the European Parliament and of the Council of 22 September 2003 concerning the traceability of food and feed products produced from genetically modified organisms (11). Where relevant, the provisions in Article 6(2)(b) would be sufficient to cover this information. Thus amendment 18 is superfluous.

    —   Requirements already addressed in the Regulation (EC) No 178/2002 on general provisions and requirements of food law (amendments 6, 8, 16)

    (a)   Precautionary principle (amendments 6, 16 (first part) — recital 9 and Article 6)

    The precautionary principle is one of the general principles underlying the general food law (12). Consequently, it applies to the proposed Regulation with no need for a specific reference to it. Moreover, in the risk analyses framework, the precautionary principle can only be taken into account the context of risk management, never in the risk assessment phase, as suggested by the European Parliament.

    (b)   Publication of the opinions of the European Food Safety Authority (EFSA) (amendment 8 — recital 14)

    Publication of the opinions of EFSA is already provided for by Article 38(1)(b) of Regulation (EC) No 178/2002.

    —   Re-evaluation every 10 years (amendment 9 — recital 19)

    For the Council, a system of continuous observation and of re-evaluation whenever necessary in the light of changing conditions and of new scientific information, will guarantee food safety. An additional review every 10 years would represent an unnecessary administrative burden for producers, users, EFSA, the Commission and the Member States.

    —   Decisions submitted to the comitology procedure without scrutiny (amendment 13 — Article 9(a)

    Decisions on whether or not a given substance falls within the scope of the proposed Regulation are of interpretative nature and will not supplement the Regulation. Therefore, they would not fall within the scope of the regulatory comitology procedure with scrutiny.

    —   Definition of enzymes (amendment 14, 17 — Article 3(2), 7(2)(a))

    The subject of this Regulation is ‘food enzymes’, which is defined. An additional definition of ‘enzymes’ did not seem to be essential.

    —   Specifications of the entries of food enzymes in the list (amendment 19 — Article (7)(2) (c) to (f))

    In Article 7(2)(c) to (e) the Council preferred to provide for certain specifications only if necessary and not more often than needed.

    In Article 7(2)(f), the Council considers that the words ‘where necessary’ should be kept. The need for such a labelling concerns only a restricted number of cases, where the physical condition of the food has been changed due to the use of food enzyme. Only in this cases, the consumer has to be informed of the fact.

    —   Labelling

    Although the Council organised the labelling chapter in a way different from that proposed by the European Parliament, the principles underlying its content are in line with some of the amendments related to Articles 10 to 13. However, the Council could not accept some amendments proposed by the European Parliament, as the Council considers that the provisions are either already incorporated or form part of other specific Community legislation.

    Amendment 21 (third part) requires the inclusion in the label of information on the side-effects of the use of enzymes in excessive quantities. However, EFSA already took such information into account during the evaluation procedure and, if applicable, the authorisation for the food enzyme would be subject to appropriate conditions of use.

    Amendments 32 and 37 (last part) are incompatible with Directive 2000/13/EC, which excludes from labelling substances used as processing aids which are present in the final product only as technically unavoidable residue and which do not have any technological effect on the food.

    Information on the technological function of the enzyme, required by amendment 37 (second part), would not be useful to non-specialists.

    —   ‘Fast track’ procedure for enzymes currently on the market (amendment 29 — Article 17(4)(c new))

    The Council considers that all food enzymes should undergo the same safety evaluation procedure, by EFSA, the Community risk assessment body.

    Amendment 2 is of editorial nature and has not been introduced.

    IV.   Conclusions

    The Council believes that the Common Position represents a balance of concerns and interests that would respect the objectives of the Regulation. It looks forward to constructive discussions with the European Parliament with a view to the early adoption of the Regulation, ensuring a high level of human health and consumer protection.


    (1)  COM(2006) 425 final.

    (2)  Doc. 11641/07 CODEC 777.

    (3)  COM(2007) 670 final.

    (4)  OJ C 168, 20.7.2007, p. 29.

    (5)  See Case 45/86, Commission v Council [1987] ECR 1493, paragraph 11; Case C-300/89, Commission v Council (Titanium Dioxide) [1991] ECR I-2867, paragraph 10; Case C-268/94, Portugal v Council [1996] ECR I-6177, paragraph 22; and Case C-176/03, Commission v Council [2005] ECR I-0000, paragraph 45.

    (6)  See Case C-36/98, Spain v Council [2001] ECR I-779, paragraph 59; Case C-211/01, Commission v Council [2003] ECR I-8913, paragraph 39; and Case C-338/01, Commission v Council [2004] ECR I-4829, paragraph 55.

    (7)  OJ L 268, 18.10.2003, p. 1.

    (8)  Numbering of Articles in this part refers to the text of the Common Position.

    (9)  OJ L 109, 6.5.2000, p. 29. Directive as last amended by Directive 2007/68/EC (OJ L 310, 28.11.2007, p. 11).

    (10)  OJ L 268, 18.10.2003, p. 1.

    (11)  OJ L 268, 18.10.2003, p. 24.

    (12)  Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (OJ L 31, 1.2.2002, p. 1). Regulation as last amended by Regulation (EC) No 575/2006 (OJ L 100, 8.4.2006, p. 34).


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