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Document 02016R1646-20221017
Commission Implementing Regulation (EU) 2016/1646 of 13 September 2016 laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms (Text with EEA relevance)Text with EEA relevance
Consolidated text: Commission Implementing Regulation (EU) 2016/1646 of 13 September 2016 laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms (Text with EEA relevance)Text with EEA relevance
Commission Implementing Regulation (EU) 2016/1646 of 13 September 2016 laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms (Text with EEA relevance)Text with EEA relevance
ELI: http://data.europa.eu/eli/reg_impl/2016/1646/2022-10-17
02016R1646 — EN — 17.10.2022 — 001.001
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COMMISSION IMPLEMENTING REGULATION (EU) 2016/1646 of 13 September 2016 laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms (OJ L 245 14.9.2016, p. 5) |
Amended by:
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Official Journal |
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No |
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COMMISSION IMPLEMENTING REGULATION (EU) 2022/1650 of 24 March 2022 |
L 249 |
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27.9.2022 |
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COMMISSION IMPLEMENTING REGULATION (EU) 2016/1646
of 13 September 2016
laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms
(Text with EEA relevance)
Article 1
Main indices
The main indices for the purposes of Article 197(8)(a) of Regulation (EU) No 575/2013 are specified in Annex I to this Regulation.
Article 2
Recognised exchanges
The recognised exchanges for the purposes of Article 197(8)(b) of Regulation (EU) No 575/2013 are specified in Annex II to this Regulation.
Article 3
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
ANNEX I
MAIN INDICES SPECIFIED UNDER ARTICLE 197 OF REGULATION (EU) No 575/2013
Table 1
Equity indices
|
Index |
Country/Area |
|
Austrian Traded Index |
Austria |
|
BEL 20 |
Belgium |
|
CETOP20 |
Central Europe |
|
CNX 100 |
India |
|
CSI 300 Index |
China |
|
EGX 30 |
Egypt |
|
FTSE 350 |
UK |
|
FTSE All World Europe |
Europe |
|
FTSE All-World Index |
Global |
|
FTSE MIB |
Italy |
|
FTSE Nasdaq Dubai UAE 20 Index |
UAE |
|
FTSE RAFI Emerging Index |
Emerging markets |
|
FTSE Straits Times Index |
Singapore |
|
FTSE/JSE Capped Top 40 |
South Africa |
|
FTSE/JSE Industrial 25 |
South Africa |
|
Hang Seng Mainland 100 Index |
Hong Kong |
|
HDAX |
Germany |
|
IBEX 35 |
Spain |
|
IBOVESPA |
Brazil |
|
ISEQ 20 |
Ireland |
|
KOSPI 100 |
South Korea |
|
MSCI ACWI Index |
Global |
|
MSCI EM 50 |
Emerging markets |
|
NASDAQ-100 |
USA |
|
Nikkei 300 |
Japan |
|
NYSE ARCA China Index |
China |
|
OBX |
Norway |
|
OMX Copenhagen 25 |
Denmark |
|
OMX Helsinki 25 |
Finland |
|
OMXS60 |
Sweden |
|
Qatar Exchange General Index |
Qatar |
|
S&P 500 |
USA |
|
S&P BSE 100 |
India |
|
S&P Latin America 40 |
Latin America |
|
S&P/ASX 100 |
Australia |
|
S&P/BMV IPC |
Mexico |
|
S&P/NZX 10 |
New Zealand |
|
S&P/TSX 60 |
Canada |
|
SBF 120 |
France |
|
SET 50 |
Thailand |
|
SMI Expanded |
Switzerland |
|
STOXX Asia/Pacific 600 |
Asia/Pacific |
|
STOXX Europe 600 |
Europe |
|
TOPIX Mid 400 |
Japan |
|
TSEC Taiwan 50 |
Taiwan |
|
WIG20 |
Poland |
ANNEX II
RECOGNISED EXCHANGES SPECIFIED UNDER ARTICLE 197 OF REGULATION (EU) No 575/2013
Table 1
Recognised exchanges on which contracts listed in Annex II of Regulation (EU) No 575/2013 are not traded
|
Regulated market |
MIC |
|
AIAF – MERCADO DE RENTA FIJA |
XDRF, SEND |
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ATHENS EXCHANGE SECURITIES MARKET |
XATH |
|
BADEN-WUERTTEMBERGISCHE WERTPAPIERBOERSE |
STUC, STUA |
|
BOERSE BERLIN |
BERC, BERA, EQTB, EQTA |
|
BOERSE DUESSELDORF |
DUSC, DUSA |
|
BOERSE MUENCHEN |
MUNC, MUNA |
|
BOLSA DE BARCELONA |
XBAR, SBAR |
|
BOLSA DE BILBAO |
XBIL, SBIL |
|
BOLSA DE MADRID |
XMAD, MERF |
|
BOLSA DE VALENCIA |
XVAL |
|
BONDSPOT SECURITIES MARKET |
RPWC |
|
BOURSE DE LUXEMBOURG |
XLUX |
|
BRATISLAVA STOCK EXCHANGE |
XBRA |
|
BUCHAREST STOCK EXCHANGE |
XBSE |
|
BUDAPEST STOCK EXCHANGE |
XBUD |
|
BULGARIAN STOCK EXCHANGE – SOFIA JSC |
XBUL |
|
CBOE EUROPE |
CCXE |
|
CME AMSTERDAM |
BTAM |
|
CYPRUS STOCK EXCHANGE |
XCYS |
|
ELECTRONIC BOND MARKET |
MOTX |
|
ELECTRONIC ETF AND ETC/ETN MARKET – ETFplus |
ETFP |
|
ELECTRONIC SECONDARY SECURITIES MARKET |
HDAT |
|
ELECTRONIC SHARE MARKET |
MTAA |
|
EURONEXT AMSTERDAM |
XAMS |
|
EURONEXT BRUSSELS |
XBRU |
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EURONEXT DUBLIN |
XMSM |
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EURONEXT EXPAND |
XOAS |
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EURONEXT LISBON |
XLIS |
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EURONEXT OSLO |
XOSL |
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EURONEXT PARIS |
XPAR |
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FRANKFURTER WERTPAPIERBOERSE (REGULIERTER MARKT) |
FRAA, XETA |
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HANSEATISCHE WERTPAPIERBOERSE HAMBURG (REGULIERTER MARKT) |
HAMA, HAMM |
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LJUBLJANA STOCK EXCHANGE OFFICIAL MARKET |
XLJU |
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MALTA STOCK EXCHANGE |
XMAL, IFSM |
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MARKET FOR INVESTMENT VEHICLES (MIV) |
MIVX |
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MTS GOVERNMENT MARKET |
MTSC |
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NASDAQ COPENHAGEN |
XCSE |
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NASDAQ HELSINKI |
XHEL |
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NASDAQ ICELAND |
XICE |
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NASDAQ RIGA |
XRIS |
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NASDAQ STOCKHOLM |
XSTO |
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NASDAQ TALLINN |
XTAL |
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NASDAQ VILNIUS |
XLIT |
|
NIEDERSAECHSISCHE BOERSE ZU HANNOVER (REGULIERTER MARKT) |
HANA |
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NORDIC GROWTH MARKET NGM |
XNGM |
|
NXCHANGE |
XNXC |
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PRAGUE STOCK EXCHANGE |
XPRA |
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RM-SYSTEM CZECH STOCK EXCHANGE |
XRMZ |
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TRADEGATE EXCHANGE (REGULIERTER MARKT) |
XGRM |
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VIENNA STOCKEXCHANGE OFFICIAL MARKET (AMTLICHER HANDEL) |
WBAH |
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WARSAW STOCK EXCHANGE |
XWAR, WBON, WETP |
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ZAGREB STOCK EXCHANGE |
XZAG |
|
ASX LIMITED |
XASX |
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CHI-X AUSTRALIA PTY LTD |
CHIA |
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THE STOCK EXCHANGE OF HONG KONG LIMITED (SEHK) |
SHKG |
|
BOX OPTIONS EXCHANGE LLC |
XBOX |
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CBOE BYX EXCHANGE, INC. (FORMERLY BATS BYX EXCHANGE, INC.; BATS Y-EXCHANGE, INC.) |
BATY |
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CBOE BZX EXCHANGE, INC. (FORMERLY BATS BZX EXCHANGE, INC.; BATS EXCHANGE, INC.) |
BATS |
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CBOE C2 EXCHANGE, INC. |
C2OX |
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CBOE EDGA EXCHANGE, INC. (FORMERLY BATS EDGA EXCHANGE, INC.; EDGA EXCHANGE, INC.) |
EDGA |
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CBOE EDGX EXCHANGE, INC. (FORMERLY BATS EDGX EXCHANGE, INC.; EDGX EXCHANGE, INC.) |
EDGX |
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CBOE EXCHANGE, INC. |
CBSX |
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CHICAGO STOCK EXCHANGE, INC. |
XCHI |
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THE INVESTORS EXCHANGE LLC |
IEXG |
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MIAMI INTERNATIONAL SECURITIES EXCHANGE |
XMIO |
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MIAX PEARL, LLC |
MPRL |
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NASDAQ BX, INC. (FORMERLY NASDAQ OMX BX, INC.; BOSTON STOCK EXCHANGE) |
BOSD |
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NASDAQ GEMX, LLC (FORMERLY ISE GEMINI) |
GMNI |
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NASDAQ ISE, LLC (FORMERLY INTERNATIONAL SECURITIES EXCHANGE, LLC) |
XISX |
|
NASDAQ MRX, LLC (FORMERLY ISE MERCURY) |
MCRY |
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NASDAQ PHLX LLC (FORMERLY NASDAQ OMX PHLX, LLC; PHILADELPHIA STOCK EXCHANGE) |
XPHL |
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THE NASDAQ STOCK MARKET |
XNAS |
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NEW YORK STOCK EXCHANGE LLC |
XNYS |
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NYSE ARCA, INC. |
ARCX |
|
AQUA SECURITIES L.P. |
AQUA |
|
ATS-1 |
MSTX |
|
ATS-4 |
MSPL |
|
ATS-6 |
MSRP |
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BARCLAYS ATS |
BARX |
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BARCLAYS DIRECTEX |
BCDX |
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BIDS TRADING, L.P. |
BIDS |
|
CIOI |
CIOI |
|
CITIBLOC |
CBLC |
|
CITICROSS |
CICX |
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CODA MARKETS, INC |
CODA |
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CREDIT SUISSE SECURITIES (USA) LLC |
CAES |
|
DEUTSCHE BANK SECURITIES, INC |
DBSX |
|
EBX LLC |
LEVL |
|
INSTINCT X |
BAML |
|
INSTINET CONTINUOUS BLOCK CROSSING SYSTEM (CBX) |
ICBX |
|
INSTINET, LLC (INSTINET CROSSING, INSTINET BLX) |
XINS |
|
INSTINET, LLC (BLOCKCROSS) |
BLKX |
|
JPB-X |
JPBX |
|
J.P. MORGAN ATS (‘JPM-X’) |
JPMX |
|
JSVC LLC |
|
|
LIQUIDNET H2O ATS |
LIUH |
|
LIQUIDNET NEGOTIATION ATS |
LIUS |
|
LUMINEX TRADING & ANALYTICS LLC |
LMNX |
|
NATIONAL FINANCIAL SERVICES, LLC |
NFSC |
|
POSIT |
ITGI |
|
SIGMA X2 |
SGMT |
|
SPOT QUOTE LLC |
|
|
SPREAD ZERO LLC |
|
|
UBS ATS |
UBSS |
|
USTOCKTRADE |
|
|
VIRTU MATCHIT |
VFMI |
|
XE |
PJCX |
|
(1)
MIC codes not available on the ISO 10383 – Codes for exchanges and market identification list |
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Table 2
Recognised exchanges on which contracts listed in Annex II of Regulation (EU) No 575/2013 are traded
|
Regulated market |
MIC |
|
ATHENS EXCHANGE DERIVATIVES MARKET |
XADE |
|
BUDAPEST STOCK EXCHANGE |
XBUD |
|
CBOE DERIVATIVES |
CDEX |
|
EUREX DEUTSCHLAND |
XEUR |
|
EURONEXT BRUSSELS DERIVATIVES |
XBRD |
|
EURONEXT COM\, COMMODITIES FUTURES AND OPTIONS |
XEUC |
|
EURONEXT EQF\, EQUITIES AND INDICES DERIVATIVES |
XEUE |
|
EUROPEAN ENERGY EXCHANGE |
XEEE, XEER |
|
FISH POOL |
FISH |
|
HENEX FINANCIAL ENERGY MARKET – DERIVATIVES MARKET |
HEDE |
|
HUDEX ENERGY EXCHANGE |
HUDX |
|
ICE ENDEX MARKETS |
NDEX |
|
ITALIAN DERIVATIVES MARKET |
XDMI |
|
MATIF |
XMAT |
|
MEFF EXCHANGE |
XMRV, XMPW, XMFX |
|
MERCADO DE FUTUROS E OPCOES |
MFOX |
|
MONEP |
XMON |
|
NASDAQ OSLO |
NORX |
|
NASDAQ STOCKHOLM |
XSTO |
|
NOREXECO |
NEXO |
|
OMIP – POLO PORTUGUES |
OMIP |
|
OSLO BØRS |
XOSL |
|
WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER EXCHANGE/COMMODITY DERIVATIVES |
PLPD |
|
WARSAW STOCK EXCHANGE/FINANCIAL DERIVATIVES |
WDER |