No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A0.001

Hollow cathode lamps as follows:

a.  Iodine hollow cathode lamps with windows in pure silicon or quartz;

b.  Uranium hollow cathode lamps.

I.A0.002

Faraday isolators in the wavelength range 500 nm – 650 nm.

I.A0.003

Optical gratings in the wavelength range 500 nm – 650 nm.

I.A0.004

Optical fibres in the wavelength range 500 nm – 650 nm coated with anti-reflecting layers in the wavelength range

500 nm – 650 nm and having a core diameter greater than 0,4 mm but not exceeding 2 mm.

I.A0.005

Nuclear reactor vessel components and testing equipment, other than those specified in 0A001, as follows:

a.  Seals;

b.  Internal components;

c.  Sealing, testing and measurement equipment.

0A001

I.A0.006

Nuclear detection systems, other than those specified in 0A001.j. or 1A004.c., for detection, identification or quantification of radioactive materials or radiation of nuclear origin and specially designed components thereof.

N.B: For personal equipment refer to I.A1.004 below.

0A001.j.

1A004.c.

I.A0.007

Bellows-sealed valves other than those specified in 0B001.c.6., 2A226 or 2B350, made of aluminium alloy or stainless steel type 304, 304L or 316L.

0B001.c.6.

2A226

2B350

I.A0.008

Laser mirrors, other than those specified in 6A005.e., consisting of substrates having a thermal expansion coefficient of 10-6 K-1 or less at 20 °C (e.g. fused silica or sapphire).

Note:

This item does not cover optical systems specially designed for astronomical applications, except if the mirrors contain fused silica.

0B001.g.5.

6A005.e.

I.A0.009

Laser lenses, other than those specified in 6A005.e.2, consisting of substrates having a thermal expansion coefficient of 10-6 K-1 or less at 20 °C (e.g. fused silica).

0B001.g.

6A005.e.2.

I.A0.010

Pipes, piping, flanges, fittings made of, or lined with nickel, or nickel alloy containing more than 40 % nickel by weight, other than those specified in 2B350.h.1.

2B350

I.A0.011

Vacuum pumps other than those specified in 0B002.f.2. or 2B231, as follows:

a.  Turbo-molecular pumps having a flow-rate equal to or greater than 400 l/s;

b.  Roots type vacuum roughing pumps having a volumetric aspiration flow-rate greater than 200 m3/h;

c.  Bellows-sealed, scroll, dry compressor, and bellows-sealed, scroll, dry vacuum pumps.

0B002.f.2.

2B231

I.A0.012

Shielded enclosures for the manipulation, storage and handling of radioactive substances (hot cells).

0B006

I.A0.013

‘Natural uranium’ or ‘depleted uranium’ or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing, other than those specified in 0C001.

0C001

I.A0.014

Detonation chambers having a capacity of explosion absorption of more than 2,5 kg TNT equivalent.

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A1.001

Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) Chemical Abstract Number (CAS): [CAS 298-07-7] solvent in any quantity, with a purity greater than 90 %.

I.A1.002

Fluorine gas CAS: [7782-41-4], with a purity of at least 95 %.

I.A1.003

Ring-shaped seals and gaskets, having an inner diameter of 400 mm or less, made of any of the following materials:

a.  Copolymers of vinylidene fluoride having 75 % or more beta crystalline structure without stretching;

b.  Fluorinated polyimides containing 10 % by weight or more of combined fluorine;

c.  Fluorinated phosphazene elastomers containing 30 % by weight or more of combined fluorine;

d.  Polychlorotrifluoroethylene (PCTFE, e.g. Kel-F ®);

e.  Fluoro-elastomers (e.g. Viton ®, Tecnoflon ®);

f.  Polytetrafluoroethylene (PTFE).

1A001

I.A1.004

Personal equipment for detecting radiation of nuclear origin, other than that specified in 1A004.c., including personal dosimeters.

1A004.c.

I.A1.005

Electrolytic cells for fluorine production, other than those specified in 1B225, with an output capacity greater than 100 g of fluorine per hour.

1B225

I.A1.006

Catalysts, other than those specified in 1A225 or 1B231, containing platinum, palladium or rhodium, usable for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water.

1A225

1B231

I.A1.007

Aluminium and its alloys, other than those specified in 1C002.b.4. or 1C202.a., in crude or semi-fabricated form having either of the following characteristics:

a.  ‘Capable of’ an ultimate tensile strength of 460 MPa or more at 293 K (20 °C); or

b.  Having a tensile strength of 415 MPa or more at 298 K (25 °C).

Technical note:

The phrase alloys ‘capable of’ encompasses alloys before or after heat treatment.

1C002.b.4.

1C202.a.

I.A1.008

Magnetic metals, of all types and of whatever form, other than those specified in 1C003.a. having an ‘initial relative permeability’ of 120 000 or more and a thickness between 0,05 mm and 0,1 mm.

Technical note:

Measurement of ‘initial relative permeability’ must be performed on fully annealed materials.

1C003.a.

I.A1.009

‘Fibrous or filamentary materials’ or prepregs, other than those specified in 1C010.a., 1C010.b., 1C210.a. or 1C210.b., as follows:

a.  Aramid ‘fibrous or filamentary materials’ having either of the following characteristics:

1.A  ‘specific modulus’ exceeding 10 × 106 m; or

2.A  ‘specific tensile strength’ exceeding 17 × 104 m;

b.  Glass ‘fibrous or filamentary materials’ having either of the following characteristics:

1.A  ‘specific modulus’ exceeding 3,18 × 106 m; or

2.A  ‘specific tensile strength’ exceeding 76,2 × 103 m;

c.  Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’ with a width of 15 mm or less (once prepregs), made from glass ‘fibrous or filamentary materials’ other than those specified in I.A1.010.a. below;

d.  Carbon ‘fibrous or filamentary materials’;

e.  Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’, or ‘tapes’, made from carbon ‘fibrous or filamentary materials’;

f.  Polyacrylonitrile (PAN) continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’;

g.  Para-aramid ‘fibrous or filamentary materials’ (Kevlar® and other Kevlar®-like fibres).

1C010.a.

1C010.b.

1C210.a.

1C210.b.

I.A1.010

Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carbon-coated fibres (preforms) or ‘carbon fibre preforms’, as follows:

a.  Made from ‘fibrous or filamentary materials’ specified in I.A1.009 above;

b.  Epoxy resin ‘matrix’ impregnated carbon ‘fibrous or filamentary materials’ (prepregs), specified in 1C010.a., 1C010.b. or 1C010.c., for the repair of aircraft structures or laminates, of which the size of individual sheets does not exceed 50 cm × 90 cm;

c.  Prepregs specified in 1C010.a., 1C010.b. or 1C010.c., when impregnated with phenolic or epoxy resins having a glass transition temperature (Tg) less than 433 K (160 °C) and a cure temperature lower than the glass transition temperature.

1C010

1C210

I.A1.011

Reinforced silicon carbide ceramic composites usable for nose tips, re-entry vehicles, nozzle flaps, usable in ‘missiles’, other than those specified in 1C107.

1C107

I.A1.012

Not used.

I.A1.013

Tantalum, tantalum carbide, tungsten, tungsten carbide and alloys thereof, other than those specified in 1C226, having both of the following characteristics:

a.  In forms having a hollow cylindrical or spherical symmetry (including cylinder segments) with an inside diameter between 50 mm and 300 mm; and

b.  A mass greater than 5 kg.

1C226

I.A1.014

‘Elemental powders’ of cobalt, neodymium or samarium or alloys or mixtures thereof containing at least 20 % by weight of cobalt, neodymium or samarium, with a particle size less than 200 μm.

Technical note:

‘Elemental powder’ means a high purity powder of one element.

I.A1.015

Pure tributyl phosphate (TBP) [CAS No 126-73-8] or any mixture having a TBP content of more than 5 % by weight.

I.A1.016

Maraging steel, other than those specified by 1C116 or 1C216.

1.  The phrase maraging steel ‘capable of’ encompasses maraging steel before or after heat treatment.

2.  Maraging steels are iron alloys generally characterised by high nickel, very low carbon content and the use of substitutional elements or precipitates to produce strengthening and age-hardening of the alloy.

1C116

1C216

I.A1.017

Metals, metal powders and material as follows:

a.  Tungsten and tungsten alloys, other than those specified in 1C117, in the form of uniform spherical or atomized particles of 500 μm (micrometre) diameter or less with a tungsten content of 97 % by weight or more;

b.  Molybdenum and molybdenum alloys, other than those specified in 1C117, in the form of uniform spherical or atomized particles of 500 μm diameter or less with a molybdenum content of 97 % by weight or more;

c.  Tungsten materials in the solid form, other than those specified in 1C226 having material compositions as follows:

1.  Tungsten and alloys containing 97 % by weight or more of tungsten;

2.  Copper infiltrated tungsten containing 80 % by weight or more of tungsten; or

3.  Silver infiltrated tungsten containing 80 % by weight or more of tungsten.

1C117

1C226

I.A1.018

Soft magnetic alloys, other than those specified in 1C003, having a chemical composition as follows:

a.  Iron content between 30 % and 60 %; and

b.  Cobalt content between 40 % and 60 %.

1C003

I.A1.019

Not used.

I.A1.020

Graphite, other than that specified in 0C004 or 1C107.a., designed or specified for use in Electrical Discharge Machining (EDM) machines.

0C004

1C107.a.

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A2.001

Vibration test systems, equipment and components thereof, other than those specified in 2B116:

a.  Vibration test systems employing feedback or closed loop techniques and incorporating a digital controller, capable of vibrating a system at an acceleration equal to or greater than 0,1 g rms between 0,1 Hz and 2 kHz and imparting forces equal to or greater than 50 kN, measured ‘bare table’;

b.  Digital controllers, combined with specially designed vibration test ‘software’, with a ‘real-time control bandwidth’ greater than 5 kHz designed for use with vibration test systems specified in a.;

Technical note:

‘Real-time control bandwidth’ is defined as the maximum rate at which a controller can execute complete cycles of sampling, processing data and transmitting control signals.

c.  Vibration thrusters (shaker units), with or without associated amplifiers, capable of imparting a force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration test systems specified in a.;

d.  Test piece support structures and electronic units designed to combine multiple shaker units in a system capable of providing an effective combined force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration systems specified in a.

Technical note:

‘bare table’ means a flat table, or surface, with no fixture or fittings.

2B116

I.A2.002

Machine tools, other than those specified in 2B001.c. or 2B201.b., for grinding having positioning accuracies with ‘all compensations available’ equal to or less (better) than 15 μm according to ISO 230/2 (1988) (1) or national equivalents along any linear axis.

2B001.c.

2B201.b.

I.A2.002a

Components and numerical controls, specially designed for machine tools specified in 2B001, 2B201 or I.A2.002 above.

I.A2.003

Balancing machines and related equipment as follows:

a.  Balancing machines, designed or modified for dental or other medical equipment, having all the following characteristics:

1.  Not capable of balancing rotors/assemblies having a mass greater than 3 kg;

2.  Capable of balancing rotors/assemblies at speeds greater than 12 500 rpm;

3.  Capable of correcting unbalance in two planes or more; and

4.  Capable of balancing to a residual specific unbalance of 0,2 g × mm per kg of rotor mass;

b.  ‘Indicator heads’ designed or modified for use with machines specified in a. above.

Technical note:

‘Indicator heads’ are sometimes known as balancing instrumentation.

2B119

I.A2.004

Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, other than those specified in 2B225, having either of the following characteristics:

a.  A capability of penetrating a hot cell wall of 0,3 m or more (through the wall operation); or

b.  A capability of bridging over the top of a hot cell wall with a thickness of 0,3 m or more (over the wall operation).

Technical note:

Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of master/slave type or operated by joystick or keypad.

2B225

I.A2.005

Controlled atmosphere heat treatment furnaces or oxidation furnaces capable of operation at temperatures above 400 °C.

Note:

This item does not cover tunnel kilns with roller or car conveyance, tunnel kilns with conveyor belt, pusher type kilns or shuttle kilns, specially designed for the production of glass, tableware ceramics or structural ceramics.

2B226

2B227

I.A2.006

Not used.

I.A2.007

‘Pressure transducers’, other than those defined in 2B230, capable of measuring absolute pressures at any point in the range 0 to 200 kPa and having both of the following characteristics:

a.  Pressure sensing elements made of or protected by ‘Materials resistant to corrosion by uranium hexafluoride (UF6)’; and

b.  Having either of the following characteristics:

1.  A full scale of less than 200 kPa and an ‘accuracy’ of better than ± 1 % of full scale; or

2.  A full scale of 200 kPa or greater and an ‘accuracy’ of better than 2 kPa.

Technical note:

For the purposes of 2B230 ‘accuracy’ includes non-linearity, hysteresis and repeatability at ambient temperature.

2B230

I.A2.008

Liquid-liquid contacting equipment (mixer-settlers, pulsed columns, plate columns, centrifugal contactors); and liquid distributors, vapour distributors or liquid collectors designed for such equipment, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

b.  Fluoropolymers;

c.  Glass (including vitrified or enamelled coating or glass lining);

d.  Graphite or ‘carbon graphite’;

e.  Nickel or alloys with more than 40 % nickel by weight;

f.  Tantalum or tantalum alloys;

g.  Titanium or titanium alloys;

h.  Zirconium or zirconium alloys; or

i.  Stainless steel.

Technical note:

‘Carbon graphite’ is a composition consisting of amorphous carbon and graphite, in which the graphite content is 8 % or more by weight.

2B350.e.

I.A2.009

Industrial equipment and components, other than those specified in 2B350.d., as follows:

Heat exchangers or condensers with a heat transfer surface area greater than 0,05 m2, and less than 30 m2; and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the fluid(s) are made from any of the following materials:

a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

b.  Fluoropolymers;

c.  Glass (including vitrified or enamelled coating or glass lining);

d.  Graphite or ‘carbon graphite’;

e.  Nickel or alloys with more than 40 % nickel by weight;

f.  Tantalum or tantalum alloys;

g.  Titanium or titanium alloys;

h.  Zirconium or zirconium alloys;

i.  Silicon carbide;

j.  Titanium carbide; or

k.  Stainless steel.

Note:

This item does not cover vehicle radiators.

Technical note:

The materials used for gaskets and seals and other implementation of sealing functions do not determine the status of control of the heat exchanger.

2B350.d.

I.A2.010

Multiple-seal, and seal-less pumps, other than those specified in 2B350.i, suitable for corrosive fluids, or vacuum pumps and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

b.  Ceramics;

c.  Ferrosilicon;

d.  Fluoropolymers;

e.  Glass (including vitrified or enamelled coatings or glass lining);

f.  Graphite or ‘carbon graphite’;

g.  Nickel or alloys with more than 40 % nickel by weight;

h.  Tantalum or tantalum alloys;

i.  Titanium or titanium alloys;

j.  Zirconium or zirconium alloys;

k.  Niobium (columbium) or niobium alloys;

l.  Stainless steel;

m.  Aluminium alloys; or

n.  Rubber.

The materials used for gaskets and seals and other implementations of sealing functions do not determine the status of control of the pump.

The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers.

2B350.i.

I.A2.011

‘Centrifugal separators’, other than those specified in 2B352.c., capable of continuous separation without the propagation of aerosols and manufactured from:

a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

b.  Fluoropolymers;

c.  Glass (including vitrified or enamelled coating or glass lining);

d.  Nickel or alloys with more than 40 % nickel by weight;

e.  Tantalum or tantalum alloys;

f.  Titanium or titanium alloys; or

g.  Zirconium or zirconium alloys.

Technical note:

‘Centrifugal separators’ include decanters.

2B352.c.

I.A2.012

Sintered metal filters, other than those specified in 2B352.d., made of nickel or nickel alloy with more than 40 % nickel by weight.

2B352.d.

I.A2.013

Spin-forming machines and flow-forming machines, other than those specified by 2B009, 2B109 or 2B209 and specially designed components therefor.

Technical note:

For the purpose of this item, machines combining the functions of spin-forming and flow-forming are regarded as flow-forming machines.

2B009

2B109

2B209

I.A2.014

Equipment and reagents, other than those specified in 2B350 or 2B352, as follows:

a.  Fermenters capable of cultivation of pathogenic ‘micro-organisms’ or viruses, or capable of toxin production, without the propagation of aerosols, and having a total capacity of 10 l or more;

b.  Agitators for fermenters as mentioned in a.above;

Technical Note:

Fermenters include bioreactors, chemostats and continuous-flow systems.

c.  Laboratory equipment as follows:

1.  Polymerase chain reaction (PCR)-equipment

2.  Genetic sequencing equipment;

3.  Genetic synthesizers;

4.  Electroporation equipment;

5.  Specific reagents associated with the equipment in I.A2.014.c. numbers 1. to 4. above;

d.  Filters, micro-filters, nano-filters or ultra-filters usable in industrial or laboratory biology for continuous filtering, except filters specially designed or modified for medical or clear water production purposes and to be used in the framework of EU or UN officially supported projects;

e.  Ultracentrifuges, rotors and adaptors for ultracentrifuges;

f.  Freeze drying equipment.

2B350

2B352

I.A2.015

Equipment, other than that specified in 2B005, 2B105 or 3B001.d., for the deposition of metallic overlays as follows, and specially designed components and accessories therefor:

a.  Chemical vapour deposition (CVD) production equipment;

b.  Physical vapour deposition (PVD) production equipment;

c.  Production equipment for deposition by means of inductive or resistance heating.

2B005

2B105

3B001.d.

I.A2.016

Open tanks or containers, with or without agitators, with a total internal (geometric) volume greater than 0.5 m3 (500 litres), where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

b.  Fluoropolymers;

c.  Glass (including vitrified or enamelled coatings or glass lining);

d.  Nickel or alloys with more than 40 % nickel by weight;

e.  Tantalum or tantalum alloys;

f.  Titanium or titanium alloys;

g.  Zirconium or zirconium alloys;

h.  Niobium (columbium) or niobium alloys;

i.  Stainless steel;

j.  Wood; or

k.  Rubber.

Technical note:

The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers.

2B350

(1)   Manufacturers calculating positioning accuracy in accordance with ISO 230/2 (1997) should consult the competent authorities of the Member State in which they are established.

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A3.001

High voltage direct current power supplies, other than those specified in 0B001.j.5. or 3A227, having both of the following characteristics:

a.  Capable of continuously producing, over a time period of eight hours, 10 kV or more, with output power of 5 kW or more with or without sweeping; and

b.  Current or voltage stability better than 0,1 % over a time period of four hours.

0B001.j.5.

3A227

I.A3.002

Mass spectrometers, other than those specified in 0B002.g. or 3A233, capable of measuring ions of 200 atomic mass units or more and having a resolution of better than 2 parts in 200, as follows, and ion sources therefor:

a.  Inductively coupled plasma mass spectrometers (ICP/MS);

b.  Glow discharge mass spectrometers (GDMS);

c.  Thermal ionisation mass spectrometers (TIMS);

d.  Electron bombardment mass spectrometers which have a source chamber constructed from, lined with or plated with ‘materials resistant to corrosion by uranium hexafluoride UF6’;

e.  Molecular beam mass spectrometers having either of the following characteristics:

1.  A source chamber constructed from, lined with or plated with stainless steel or molybdenum and equipped with a cold trap capable of cooling to 193 K (– 80 °C) or less; or

2.  A source chamber constructed from, lined with or plated with materials resistant to UF6;

f.  Mass spectrometers equipped with a micro-fluorination ion source designed for actinides or actinide fluorides.

0B002.g.

3A233

I.A3.003

Frequency changers or generators, other than those specified by 0B001.b.13. or 3A225, having all of the following characteristics, and specially designed components and software therefor:

a.  Multiphase output capable of providing a power of 40 W or greater;

b.  Capable of operating in the frequency range between 600 and 2 000 Hz; and

c.  Frequency control better (less) than 0,1 %.

1.  Frequency changers are also known as converters, inverters, generators, electronic test equipment, AC power supplies, variable speed motor drives or variable frequency drives.

2.  The functionality specified in this item may be met by certain equipment marketed as: electronic test equipment, AC power supplies, variable speed motor drives or variable frequency drives.

0B001.b.13.

3A225

I.A3.004

Spectrometers and diffractometers, designed for the indicative test or quantitative analysis of the elemental composition of metals or alloys without chemical decomposition of the material.

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A6.001

Yttrium aluminium garnet (YAG) rods.

I.A6.002

Optical equipment and components, other than those specified in 6A002 or 6A004.b. as follows:

Infrared optics in the wavelength range 9 μm– 17 μm and components thereof, including cadmium telluride (CdTe) components.

6A002

6A004.b.

I.A6.003

Wave front corrector systems, other than mirrors specified in 6A004.a., 6A005.e. or 6A005.f., for use with a laser beam having a diameter exceeding 4 mm, and specially designed components thereof, including control systems, phase front sensors and ‘deformable mirrors’ including bimorph mirrors.

6A004.a.

6A005.e.

6A005.f.

I.A6.004

Argon ion ‘lasers’, other than those specified in 0B001.g.5., 6A005.a.6. and/or 6A205.a., having an average output power equal to or greater than 5 W.

0B001.g.5.

6A005.a.6.

6A205.a.

I.A6.005

Semiconductor ‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.b., and components thereof, as follows:

a.  Individual semiconductor ‘lasers’ with an output power greater than 200 mW each, in quantities larger than 100;

b.  Semiconductor ‘laser’ arrays having an output power greater than 20 W.

1.  Semiconductor ‘lasers’ are commonly called ‘laser’ diodes.

2.  This item does not cover ‘laser’ diodes with a wavelength in the range 1,2 μm – 2,0 μm.

0B001.g.5.

0B001.h.6.

6A005.b.

I.A6.006

Tunable semiconductor ‘lasers’ and tunable semiconductor ‘laser’ arrays, other than those specified in 0B001.h.6. or 6A005.b., of a wavelength between 9 μm and 17 μm, as well as array stacks of semiconductor ‘lasers’ containing at least one tunable semiconductor ‘laser’ array of such wavelength.

Note:

Semiconductor ‘lasers’ are commonly called ‘laser’ diodes.

0B001.h.6.

6A005.b.

I.A6.007

Solid state ‘tunable’‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.c.1., and specially designed components thereof, as follows:

a.  Titanium-sapphire lasers,

b.  Alexandrite lasers.

0B001.g.5.

0B001.h.6.

6A005.c.1.

I.A6.008

Neodymium-doped (other than glass) ‘lasers’, other than those specified in 6A005.c.2.b., having an output wavelength greater than 1,0 μm but not exceeding 1,1 μm and output energy exceeding 10 J per pulse.

6A005.c.2.b.

I.A6.009

Components of acousto-optics, as follows:

a.  Framing tubes and solid-state imaging devices having a recurrence frequency equal to or exceeding 1 kHz;

b.  Recurrence frequency supplies;

c.  Pockels cells.

6A203.b.4.

I.A6.010

Radiation-hardened cameras, or lenses thereof, other than those specified in 6A203.c., specially designed, or rated as radiation-hardened, to withstand a total radiation dose greater than 50 × 103 Gy (silicon) (5 × 106 rad (silicon)) without operational degradation.

Technical note:

The term Gy (silicon) refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionising radiation.

6A203.c.

I.A6.011

Tunable pulsed dye laser amplifiers and oscillators, other than those specified in 0B001.g.5., 6A005 and or 6A205.c., having all of the following characteristics:

a.  Operating at wavelengths between 300 nm and 800 nm;

b.  An average output power greater than 10 W but not exceeding 30 W;

c.  A repetition rate greater than 1 kHz; and

d.  Pulse width less than 100 ns.

Note:

This item does not cover single mode oscillators.

0B001.g.5.

6A005

6A205.c.

I.A6.012

Pulsed carbon dioxide ‘lasers’, other than those specified in, 0B001.h.6., 6A005.d. or 6A205.d., having all of the following characteristics:

a.  Operating at wavelengths between 9 μm and 11 μm;

b.  A repetition rate greater than 250 Hz;

c.  An average output power greater than 100 W but not exceeding 500 W; and

d.  Pulse width less than 200 ns.

0B001.h.6.

6A005.d.

6A205.d.

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A7.001

Inertial navigation systems and specially designed components thereof, as follows:

a.  Inertial navigation systems which are certified for use on ‘civil aircraft’ by civil authorities of a State participating in the Wassenaar Arrangement, and specially designed components thereof, as follows:

1.  Inertial navigation systems (INS) (gimballed or strapdown) and inertial equipment designed for ‘aircraft’, land vehicle, vessels (surface or underwater) or ‘spacecraft’ for attitude, guidance or control, having any of the following characteristics, and specially designed components thereof:

a.  Navigation error (free inertial) subsequent to normal alignment of 0,8 nautical mile per hour (nm/hr)‘Circular Error Probable’ (CEP) or less (better); or

b.  Specified to function at linear acceleration levels exceeding 10 g;

2.  Hybrid Inertial Navigation Systems embedded with Global Navigation Satellite Systems(s) (GNSS) or with ‘Data-Based Referenced Navigation’ (‘DBRN’) System(s) for attitude, guidance or control, subsequent to normal alignment, having an INS navigation position accuracy, after loss of GNSS or ‘DBRN’ for a period of up to four minutes, of less (better) than 10 metres ‘Circular Error Probable’ (CEP);

3.  Inertial Equipment for Azimuth, Heading, or North Pointing having any of the following characteristics, and specially designed components thereof:

a.  Designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude; or

b.  Designed to have a non-operating shock level of at least 900 g at a duration of at least 1 msec.

b.  Theodolite systems incorporating inertial equipment specially designed for civil surveying purposes and designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude, and specially designed components thereof.

c.  Inertial or other equipment using accelerometers specified in 7A001 or 7A101, where such accelerometers are specially designed and developed as MWD (Measurement While Drilling) sensors for use in down-hole well services operations.v

Note:

The parameters of a.1. and a.2. are applicable with any of the following environmental conditions:

1.  Input random vibration with an overall magnitude of 7,7 g rms in the first half hour and a total test duration of one and a half hours per axis in each of the three perpendicular axes, when the random vibration meets the following:

a.  A constant power spectral density (PSD) value of 0,04 g2/Hz over a frequency interval of 15 to 1 000 Hz; and

b.  The PSD attenuates with a frequency from 0,04 g2/Hz to 0,01 g2/Hz over a frequency interval from 1 000 to 2 000 Hz;

2.  A roll and yaw rate equal to or greater than + 2,62 radian/s (150 deg/s); or

3.  According to national standards equivalent to 1. or 2. above.

1.  a.2. refers to systems in which an INS and other independent navigation aids are built into a single unit (embedded) in order to achieve improved performance.

2.  ‘Circular Error Probable’ (CEP) – In a circular normal distribution, the radius of the circle containing 50 percent of the individual measurements being made, or the radius of the circle within which there is a 50 percent probability of being located.

7A001

7A003

7A101

7A103

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A9.001

Explosive bolts.

I.A9.002

Internal combustion engines (i.e. axial piston or rotary piston type), designed or modified for propelling ‘aircrafts’ or ‘lighter-than-air-vehicles’ and specially designed components therefor.

I.A9.003

Trucks, other than those specified in 9A115, having more than one motorised axle and a payload exceeding 5 tonnes.

Note:

This item includes flatbed trailers, semi trailers and other trailers.

9A115

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.B.001

Software required for the development, production or use of the items in Part A. (Goods).

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.C.001

Technology required for the development, production or use of the items in Part A. (Goods).

#

Name (and possible aliases)

Identifying information

Reasons

1.

CHANG Song-taek (alias JANG Song-Taek)

Date of birth:

2.2.1946 or 6.2.1946 or 23.2.1946 (North Hamgyong province)

Passport number (as of 2006): PS 736420617

Member of the National Defence Commission. Director of the Administrative Department of the Korean Workers' Party.

2.

CHON Chi Bu

Member of the General Bureau of Atomic Energy, former technical director of Yongbyon.

3.

CHU Kyu-Chang (alias JU Kyu-Chang)

Date of birth: between 1928 and 1933

First Deputy Director of the Defence Industry Department (ballistics programme), Korean Workers' Party, Member of the National Defence Commission.

4.

HYON Chol-hae

Year of birth: 1934 (Manchuria, China)

Deputy Director of the General Political Department of the People's Armed Forces (military adviser to Kim Jong-Il).

5.

JON Pyong-ho

Year of birth: 1926

Secretary of the Central Committee of the Korean Workers' Party, Head of the Central Committee's Military Supplies Industry Department controlling the Second Economic Committee of the Central Committee, member of the National Defence Commission.

6.

Lieutenant General KIM Yong Chol

(alias: Kim Yong-Chol; Kim Young-Chol; Kim Young-Cheol; Kim Young-Chul)

Year of birth: 1946

(Pyongan-Pukto, North Korea)

Commander of Reconnaissance General Bureau (RGB).

7.

KIM Yong-chun (alias Young-chun)

Date of birth: 4.3.1935

Passport number: 554410660

Deputy Chairman of the National Defence Commission, Minister for the People's Armed Forces, special adviser to Kim Jong-Il on nuclear strategy.

8.

O Kuk-Ryol

Year of birth: 1931

(Jilin Province, China)

Deputy Chairman of the National Defence Commission, supervising the acquisition abroad of advanced technology for nuclear and ballistic programmes.

9.

PAEK Se-bong

Year of birth: 1946

Chairman of the Second Economic Committee (responsible for the ballistics programme) of the Central Committee of the Korean Workers' Party. Member of the National Defence Commission.

10.

PAK Jae-gyong (alias Chae-Kyong)

Year of birth: 1933

Passport number: 554410661

Deputy Director of the General Political Department of the People's Armed Forces and Deputy Director of the Logistics Bureau of the People's Armed Forces (military adviser to Kim Jong-II).

11.

PAK To-Chun

Date of birth: 9.3.1944

(Jagang, Rangrim)

Member of the National Security Council. He is in charge of the arms industry and it is reported that he commands the office for nuclear energy. This institution is decisive for DPRK’s nuclear and carrier program.

12.

PYON Yong Rip (alias Yong-Nip)

Date of birth: 20.9.1929

Passport number: 645310121 (issued on 13.09.2005)

President of the Academy of Science, involved in WMD-related biological research.

13.

RYOM Yong

Director of the General Bureau of Atomic Energy (entity designated by the United Nations), in charge of international relations.

14.

SO Sang-kuk

Date of birth: between 1932 and 1938

Head of the Department of Nuclear Physics, Kim Il Sung University.

Name (and possible aliases)

Identifying information

Reasons

1.

Green Pine Associated Corporation (alias: Chongsong Yonhap; Ch’o’ngsong Yo’nhap; Saengpil Associated Company; General Precious Metal Complex (GPM); Myong Dae Company; Twin Dragon Trading (TDT))

c/o Reconnaissance General Bureau Headquarters, Hyongjesan-Guyok, Pyongyang / Nungrado, Pyongyang

Ch’o’ngsong Yo’nhap has been identified for sanctions for exporting arms or related material from North Korea. Green Pine specializes in the production of maritime military craft and armaments, such as submarines, military boats and missile systems, and has exported torpedoes and technical assistance to Iranian defence-related firms. Green Pine is responsible for approximately half of the arms and related materiel exported by North Korea and has taken over many of the activities of KOMID after its designation by the UNSC.

2.

Hesong Trading Corporation

Location: Pyongyang

Controlled by Korea Mining Development Corporation (KOMID) (entity designated by the United Nations, 24.4.2009); primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

Hesong Trading Corporation is involved in supplies with potential use in ballistic missile program.

3.

Korea Complex Equipment Import Corporation

Location: Rakwon-dong, Pothonggang District, Pyongyang

Controlled by Korea Ryonbong General Corporation (entity designated by the United Nations, 24.4.2009); defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales.

4.

Korea Heungjin Trading Company

Location: Pyongyang

Pyongyang-based entity used by the Korea Mining Development Trading Corporation (KOMID) for trading purposes (KOMID was designated by the United Nations, 24.4.2009). Korea Heungjin Trading Company is also suspected to have been involved in supplying missile-related goods to Iran’s Shahid Hemmat Industrial Group.

5.

Korea International Chemical Joint Venture Company

(alias Choson International Chemicals Joint Operation Company; Chosun International Chemicals Joint Operation Company; International Chemical Joint Venture Corporation)

Location: Hamhung, South Hamgyong Province; Man gyongdae-kuyok, Pyongyang; Mangyungdae-gu, Pyongyang

Controlled by Korea Ryonbong General Corporation (entity designated by the United Nations, 24.4.2009); defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales.

6.

Korea Kwangsong Trading Corporation

Location: Rakwon-dong, Pothonggang District, Pyongyang

Controlled by Korea Ryonbong General Corporation (entity designated by the United Nations, 24.4.2009); defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales.

7.

Korea Pugang mining and Machinery Corporation ltd

Subsidiary of Korea Ryongbong General Corporation (entity designated by the United Nations, 24.4.2009); operates facilities for the production of aluminium powder, which can be used in missiles.

8.

Korea Ryonha Machinery Joint Venture Corporation

(alias: Chosun Yunha Machinery Joint Operation Company; Korea Ryenha Machinery J/V Corporation; Ryonha Machinery Joint Venture Corporation)

Location: Central District, Pyongyang; Mangungdae-gu, Pyongyang; Mangyongdae District, Pyongyang

Controlled by Korea Ryonbong General Corporation (entity designated by the United Nations, 24.4.2009); defence conglomerate specialising in acquisition for DPRK defence industries and support to that country’s military-related sales.

The production sites of Korea Ryonha Machinery Joint Venture Corporation have been modernized lately and are partly intended for processing materials relevant to nuclear production.

9.

Korea Taesong Trading Company

Location: Pyongyang

Pyongyang-based entity used by the Korea Mining Development Trading Corporation (KOMID) for trading purposes (KOMID was designated by the United Nations, 24.4.2009). Korea Taesong Trading Company has acted on behalf of KOMID in dealings with Syria.

10.

Munitions Industry Department

(alias: Military Supplies Industry Department)

Location: Pyongyang

Responsible for overseeing activities of North Korea’s military industries, including the Second Economic Committee (SEC) and KOMID. This includes overseeing the development of North Korea’s ballistic missile and nuclear programmes.

Until recently, Munitions Industry Department was headed by Jon Pyong Ho; information suggests that former Munitions Industry Department (MID) first vice director Chu Kyu-ch’ang (Ju Gyu-chang) is the current director of the MID, which is publicly referred to as the Machine Building Industry Department. Chu served as the overall supervisor for North Korea’s missile development, including oversight of the April 5, 2009 Taepo Dong-2 (TD-2) missile launch and the failed July 2006 TD-2 launch.

11.

Korean Ryengwang Trading Corporation

Rakwon-dong, Pothonggang District, Pyongyang, North Korea

Subsidiary of Korea Ryongbong General Corporation (entity designated by the United Nations, 24.4.2009).

12.

Reconnaissance General Bureau (RGB)

(alias: Chongch’al Ch’ongguk; RGB; KPA Unit 586)

Location: Hyongjesan-Guyok, Pyongyang, North Korea; Nungrado, Pyongyang, North Korea

The Reconnaissance General Bureau (RGB) is North Korea’s premiere intelligence organization, created in early 2009 by the merger of existing intelligence organizations from the Korean Workers’ Party, the Operations Department and Office 35, and the Reconnaissance Bureau of the Korean People’s Army. It falls under direct command of the Ministry of Defence and is primarily in charge of gathering military intelligence. RGB trades in conventional arms and controls the North Korean conventional arms firm Green Pine Associated Corporation (Green Pine).

13.

Second Economic Committee and Second Academy of Natural Sciences

The Second Economic Committee is involved in key aspects of North Korea’s missile program. The Second Economic Committee is responsible for overseeing the production of North Korea’s ballistic missiles. It also directs the activities of KOMID (KOMID was designated by the United Nations, 24.4.2009). It is a national-level organization responsible for research and development of North Korea’s advanced weapons systems, including missiles and probably nuclear weapons. It uses a number of subordinate organizations to obtain technology, equipment, and information from overseas, including Korea Tangun Trading Corporation, for use in North Korea’s missile and probably nuclear weapons programs.

14.

Sobaeku United Corp. (alias Sobaeksu United Corp.)

State-owned company, involved in research into, and the acquisition, of sensitive products and equipment. It possesses several deposits of natural graphite, which provide raw material for two processing facilities, which, inter alia, produce graphite blocks that can be used in missiles.

15.

Tosong Technology Trading Corporation

Location: Pyongyang

Controlled by the Korea Mining Development Corporation (KOMID) (entity designated by the United Nations, 24.4.2009); primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

16.

Yongbyon Nuclear Research Centre

Research centre which has taken part in the production of military-grade plutonium. Centre maintained by the General Bureau of Atomic Energy (entity designated by the United Nations, 16.7.2009).

#

Name (and possible aliases)

Identifying information

Reasons

1.

JON Il-chun

Date of birth: 24.8.1941

In February of 2010 KIM Tong-un was discharged from his office as director of Office 39, which is, among other things, in charge of purchasing goods out of the DPRK diplomatic representations bypassing sanctions. He was replaced by JON Il-chun. JON Il-chun is also said to be one of the leading figures in the State Development Bank.

2.

KIM Tong-un

Former director of ‘Office 39’ of the Central Committee of the Workers' Party, which is involved in proliferation financing.

3.

KIM Tong-Myo'ng

(alias: Kim Chin-so'k)

Year of birth: 1964

Nationality: North Korean

Kim Tong-Myo'ng acts on behalf of Tanchon Commercial Bank (entity designated by the United Nations, 24.4.2009).

Kim Dong Myong has held various positions within Tanchon since at least 2002 and is currently Tanchon's president. He has also played a role in managing Amroggang's affairs (owned or controlled by Tanchon Commercial Bank) using the alias Kim Chin-so'k.

#

Name (and possible aliases)

Identifying information

Reasons

1.

Amroggang Development Banking Corporation

(alias: Amroggang Development Bank; Amnokkang Development Bank)

Address: Tongan-dong, Pyongyang

Entity owned or controlled by Tanchon Commercial Bank (entity designated by the United Nations, 24.4.2009).

Established in 2006, Amroggang Development Banking Corporation is managed by officials of the Tanchon Commercial Bank, which plays a role in financing KOMID’s (entity designated by the United Nations, 24.4.2009) sales of ballistic missiles and has also been involved in ballistic missile transactions from KOMID to Iran’s Shahid Hemmat Industrial Group (SHIG).

2.

Bank of East Land

(alias: Dongbang Bank; Tongbang U’nhaeng; Tongbang Bank)

Address: PO Box 32, BEL Building, Jonseung-Dung, Moranbong District, Pyongyang

North Korean financial institution that facilitates weapons-related transactions for, and other support to, designated arms manufacturer and exporter Green Pine Associated Corporation (Green Pine). Bank of East Land has actively worked with Green Pine to transfer funds in a manner that circumvents sanctions.

In 2007 and 2008, Bank of East Land facilitated transactions involving Green Pine and designated Iranian financial institutions, including Bank Melli and Bank Sepah. Bank of East Land has also facilitated financial transactions for the benefit of North Korea’s Reconnaissance General Bureau’s (RGB) weapons program.

3.

Korea Daesong Bank

(alias: Choson Taesong Unhaeng; Taesong Bank)

Address: Segori-dong, Gyongheung St., Potonggang District, PyongyangPhone: 850 2 381 8221Phone: 850 2 18111 ext. 8221Fax: 850 2 381 4576

North Korean financial institution that is directly subordinated to Office 39 and is involved in facilitating North Korea’s proliferation financing projects.

4.

Korea Daesong General Trading Corporation

(alias: Daesong Trading; Daesong Trading Company; Korea Daesong Trading Company; Korea Daesong Trading Corporation)

Address: Pulgan Gori Dong 1, Potonggang District, PyongyangPhone: 850 2 18111 ext. 8204/8208Phone: 850 2 381 8208/4188Fax: 850 2 381 4431/4432

Company that is subordinated to Office 39 and is used to facilitate foreign transactions on behalf of Office 39.

Office 39’s Director of Office, Kim Tong-un is listed in Annex V of Council Regulation (EU) No 329/2007.

5.

Korea Kwangson Banking Corp. (KKBC)

(alias: Korea Kwangson Banking Corp; KKBC)

Address: Jungson-dong, Sungri Street, Central District, Pyongyang

A subordinate acting on behalf of or at the direction of, owned or controlled by the Korea Ryonbong General Corporation (entity designated by the United Nations, 24.4.2009).

Provides financial services in support of both Tanchon Commercial Bank (entity designated by the United Nations, 24.4.2009) and Korea Hyoksin Trading Corporation (entity designated by the United Nations, 16.7.2009);

Since 2008, Tanchon Commercial Bank has been utilizing KKBC to facilitate funds transfers likely amounting to millions of dollars, including transfers involving Korea Mining Development Trading Corporation (KOMID) (entity designated by the United Nations, 24.4.2009) related funds from Burma to China in 2009.

Additionally, Hyoksin, which the UN described as being involved in the development of weapons of mass destruction, sought to use KKBC in connection with a purchase of dual-use equipment in 2008. KKBC has at least one overseas branch in Dandong, China.

6.

Office 39 of The Korean Workers’ Party

(alias: Office #39; Office No. 39; Bureau 39; Central Committee; Third Floor Division 39.)

Address: Second KWP Government Building (Korean: Ch’o’ngsa), Chungso’ng, Urban Tower (Korean’Dong), Chung Ward, Pyongyang; Chung-Guyok (Central District), Sosong Street, Kyongrim-Dong, Pyongyang; Changgwang Street, Pyongyang.

Office 39 of the Korean Workers’ Party engages in illicit economic activity to support the North Korean government. It has branches throughout the nation that raise and manage funds and is responsible for earning foreign currency for North Korea’s Korean Workers’ Party senior leadership through illicit activities such as narcotics trafficking. Office 39 controls a number of entities inside North Korea and abroad through which it conducts numerous illicit activities including the production, smuggling, and distribution of narcotics. Office 39 has also been involved in the attempted procurement and transfer to North Korea of luxury goods.

Office 39 figures among the most important organisations assigned with currency and merchandise acquisition. The entity is said to be directly under the command of KIM Jong-il; it controls several trading companies some of which are active in illicit activites, among them Daesong General Bureau, part of Daesong group, the largest company group of the country. Office 39 according to some sources entertains representation office in Rome, Beijing, Bangkok, Singapore, Hongkong and Dubai. To the outside Office 39 changes name and appearance regularly. The director of Office 39, JON Il-chun is already listed on the EU sanction list.

Office 39 produced methamphetamine in Sangwon, South Pyongan Province and was also involved in the distribution of methamphetamine to small-scale North Korean smugglers for distribution through China and South Korea. Office 39 also operates poppy farms in North Hamkyo’ng Province and North Pyongan Province and produces opium and heroin in Hamhu’ng and Nachin.

In 2009, Office 39 was involved in the failed attempt to purchase and export to North Korea – through China – two Italian-made luxury yachts worth more than $15 million. Halted by Italian authorities, the attempted export of the yachts destined for Kim Jong-il was in violation of United Nations sanctions against North Korea under UNSCR 1718, which specifically requireMember States to prevent the supply, sale, or transfer of luxury goods to North Korea.

Office 39 previously used Banco Delta Asia to launder illicit proceeds. Banco Delta Asia was identified by the Treasury Department in September 2005 as a ‘primary money laundering concern’ under Section 311 of the USA PATRIOT Act, because it represented an unacceptable risk of money laundering and other financial crimes.