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Document 02012R1248-20221027

Consolidated text: Commission Implementing Regulation (EU) No 1248/2012 of 19 December 2012 laying down implementing technical standards with regard to the format of applications for registration of trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories (Text with EEA relevance)Text with EEA relevance

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ELI: http://data.europa.eu/eli/reg_impl/2012/1248/2022-10-27

Date of document:
27/10/2022
Date of effect:
27/10/2022
Author:
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32012R1248

02012R1248 — EN — 27.10.2022 — 001.001

This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document

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COMMISSION IMPLEMENTING REGULATION (EU) No 1248/2012

of 19 December 2012

laying down implementing technical standards with regard to the format of applications for registration of trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

(Text with EEA relevance)

(OJ L 352 21.12.2012, p. 30)

Amended by:

 

 

Official Journal

  No

page

date

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COMMISSION IMPLEMENTING REGULATION (EU) 2022/1859 of 10 June 2022

  L 262

65

7.10.2022



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COMMISSION IMPLEMENTING REGULATION (EU) No 1248/2012

of 19 December 2012

laying down implementing technical standards with regard to the format of applications for registration of trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

(Text with EEA relevance)



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Article 1

Format of the application

1.  
Applications for registration as a trade repository and applications for extension of registration as a trade repository shall be submitted in the format set out in the Annex.
2.  
The trade repository shall give a unique reference number to each document it submits and shall clearly identify which specific requirement laid down in Commission Delegated Regulation (EU) No 150/2013 ( 1 ) the document refers to.
3.  
Where the trade repository does not submit information pertaining to a specific requirement laid down in Delegated Regulation (EU) No 150/2013, the application for registration as a trade repository or the application for extension of registration as a trade repository, as applicable, shall clearly indicate the reasons why such information is not submitted.
4.  
Applications for registration as a trade repository and applications for extension of registration as a trade repository shall be submitted in a durable medium as defined in Article 2, paragraph (1), point (m), of Directive 2009/65/EC of the European Parliament and of the Council ( 2 ).

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Article 2

Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.



ANNEX

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FORMAT FOR APPLICATIONS FOR REGISTRATION AS A TRADE REPOSITORY AND FOR APPLICATIONS FOR EXTENSION OF REGISTRATION AS A TRADE REPOSITORY

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GENERAL INFORMATION

Date of application

 

Corporate name of trade repository

 

Legal address

 

The classes of derivatives for which the trade repository is applying to be registered

 

Name of the person assuming the responsibility of the application

 

Contact details of the person assuming the responsibility of the application

 

Name of other person responsible for the trade repository compliance

 

Contact details of the person(s) responsible for the trade repository compliance

 

Identification of any parent company

 



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DOCUMENT REFERENCES

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(Article 1(3))

►M1  Article of Commission Delegated Regulation (EU) No 150/2013 ◄

Unique reference number of document

Title of the document

Chapter or section or page of the document where the information is provided or reason why the information is not provided

 

 

 

 

 

 

 

 

 

 

 

 


( 1 ) Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (OJ L 52, 23.2.2013, p. 25).

( 2 ) Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32).

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