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Document 32023R2878

Council Regulation (EU) 2023/2878 of 18 December 2023 amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

ST/15248/2023/INIT

OJ L, 2023/2878, 18.12.2023, ELI: http://data.europa.eu/eli/reg/2023/2878/oj (BG, ES, CS, DA, DE, ET, EL, EN, FR, GA, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)

Legal status of the document In force

ELI: http://data.europa.eu/eli/reg/2023/2878/oj

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Official Journal
of the European Union

EN

Series L


2023/2878

18.12.2023

COUNCIL REGULATION (EU) 2023/2878

of 18 December 2023

amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 215 thereof,

Having regard to Council Decision (CFSP) 2023/2874 of 18 December 2023 amending Decision 2014/512/CFSP concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine (1),

Having regard to the joint proposal from the High Representative of the Union for Foreign Affairs and Security Policy and the European Commission,

Whereas:

(1)

On 31 July 2014, the Council adopted Regulation (EU) No 833/2014 (2), concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine.

(2)

Regulation (EU) No 833/2014 gives effect to certain measures provided for in Council Decision 2014/512/CFSP (3).

(3)

On 18 December 2023, the Council adopted Decision (CFSP) 2023/2874, amending Decision 2014/512/CFSP.

(4)

Decision (CFSP) 2023/2874 adds 29 new entities to the list of legal persons, entities and bodies set out in Annex IV to Decision 2014/512/CFSP, namely the list of persons, entities and bodies directly supporting Russia’s military and industrial complex in its war of aggression against Ukraine, on which tighter export restrictions regarding dual-use goods and technology, as well as goods and technology which might contribute to the technological enhancement of Russia’s defence and security sector, are imposed. In addition, in view of the key enabling role of electronic components for use by Russia’s military and industrial complex in supporting the war of aggression against Ukraine, Decision (CFSP) 2023/2874 also includes on that list certain entities in third countries other than Russia involved in the circumvention of trade restrictions, as well as certain Russian entities involved in the development, production and supply of electronic components for Russia’s military and industrial complex.

(5)

Decision (CFSP) 2023/2874 expands the list of items which contribute to Russia’s military and technological enhancement or to the development of its defence and security sector by adding items which have been used by Russia in its war of aggression against Ukraine and items which contribute to the development or production of its military systems, including chemicals, lithium batteries, thermostats, DC motors and servomotors for unmanned aerial vehicles, machine tools and machinery parts.

(6)

Decision (CFSP) 2023/2874 introduces a list of partner countries which apply a set of restrictive measures on imports of iron and steel and a set of import control measures that are substantially equivalent to those in Regulation (EU) No 833/2014. It also extends certain wind-down periods for the import of specific steel products.

(7)

Decision (CFSP) 2023/2874 imposes further restrictions on exports of goods which could contribute in particular to the enhancement of Russian industrial capacities. Furthermore, in order to minimise the risk of circumvention of the restrictive measures, Decision (CFSP) 2023/2874 prohibits the transit via the territory of Russia of certain goods and technology which could contribute in particular to the enhancement of Russian industrial capacities, exported from the Union.

(8)

Additionally, Decision (CFSP) 2023/2874 introduces further restrictions on imports of goods which generate significant revenues for Russia, thereby enabling the continuation of its war of aggression against Ukraine, such as liquefied propane gas, pig iron and spiegeleisen, copper wires, aluminium wires, foil, tubes and pipes. Certain exceptions and transitional periods are provided for.

(9)

In addition, Decision (CFSP) 2023/2874 permits Member States to allow the entry into the Union of personal effects which do not pose significant circumvention concerns, such as personal hygiene items, or clothing worn by travellers or contained in their luggage, and which are clearly intended for their or their family members’ strict personal use. It also provides for an exemption for cars that have a diplomatic vehicle registration plate to enter the Union and, in order to facilitate the entry into the Union of Union citizens living in Russia, permits Member States to authorise, under such conditions as they deem appropriate, the entry of cars of Union citizens or their immediate family members who are resident in Russia and are travelling into the Union, provided that the cars are not for sale and are driven for strict personal use. The situation of cars from Russia which are already in the territory of the Union may be regularised by Member States.

(10)

Decision (CFSP) 2023/2874 introduces a derogation enabling the granting of loans or credits to entities operating in the Russian energy sector which are subject to the transaction ban provided for in Regulation (EU) No 833/2014, under the conditions provided for therein.

(11)

Decision (CFSP) 2023/2874 imposes a prohibition on the direct or indirect import, purchase or transfer of diamonds from Russia. That prohibition applies to diamonds originating in Russia, diamonds exported from Russia, diamonds transiting Russia and Russian diamonds when processed in third countries other than Russia.

(12)

The prohibition applies to non-industrial natural and synthetic diamonds, as well as diamond jewellery, as of 1 January 2024, and includes a progressive phasing-in, from 1 March 2024 until 1 September 2024, of an indirect import ban on Russian diamonds when processed in third countries other than Russia, including jewellery incorporating diamonds originating in Russia. The phasing-in of indirect import bans takes into consideration the need to deploy an appropriate traceability mechanism that enables effective enforcement measures and minimises disruptions for market players.

(13)

The ban on Russian diamonds is part of a G7 effort to develop an internationally coordinated diamond ban that aims at depriving Russia of such an important source of revenue. For the ban to effectively deprive Russia of revenues from diamond mining, action needs to be taken together with simultaneous action in other major markets for diamonds, including restricting imports of Russian diamonds that have been processed in third countries other than Russia.

(14)

Decision (CFSP) 2023/2874 prolongs by an additional year specific derogations from the prohibition on imports from Russia of crude oil and petroleum products in order to ensure the security of supply of certain Member States.

(15)

The price cap mechanism relies on an attestation process that enables operators in the supply chain of seaborne Russian oil to demonstrate that it has been purchased at or below the price cap agreed by the Price Cap Coalition. In order to further support the implementation of, and compliance with, that mechanism, while increasing barriers to the falsification of attestations, Decision (CFSP) 2023/2874 introduces a requirement that itemised price information for ancillary costs, such as insurance and freight, be shared upon request throughout the supply chain of Russian oil trade. In accordance with the Price Cap Coalition tier system for attestations that modulates actors’ compliance obligations on the basis of their access to the purchase price for Russian crude or petroleum products, the itemised price information is to be shared by those actors with access to that information, such as traders and charterers. Actors down the supply chain, such as shipowners and insurers, should be able to collect as part of their due diligence procedures, and share, the itemised cost information provided by actors closer to the origin of such information. Competent authorities can request that information from any actor, regardless of their place in the supply chain, at any time, in order to verify compliance with the price cap mechanism. An appropriate transitional period is provided for.

(16)

Decision (CFSP) 2023/2874 also provides that the implementation and enforcement of the price cap mechanism should be further supported by information sharing between the Commission, with the support of the European Maritime Safety Agency, and Member States to identify vessels and entities carrying out one or more deceptive practices, such as ship-to-ship transfers used to conceal the origin or destination of cargo and manipulations of the automatic identification system, while transporting Russian crude oil or petroleum products. Such information could support enforcement actions by Member States.

(17)

In order to introduce transparency into the sale of tankers, in particular second-hand carriers, that could be used to evade the import ban on Russian crude oil or petroleum products and the price cap agreed by the Price Cap Coalition, Decision (CFSP) 2023/2874 provides for a notification obligation for the sale of tankers to any third country and a derogation from the prohibition on the sale of tankers to Russian persons and entities, or for use in Russia. This obligation applies to the owner of a tanker who is a national of a Member State, to a natural person residing in a Member State, and to a legal person, entity or body which is established in the Union. The owner, or anyone acting on his or her behalf, should notify the competent authorities of any such sale concluded since 5 December 2022 and provide all the necessary details.

(18)

The price cap mechanism provides that specific projects that are essential for the energy security of certain third countries may be exempted from the price cap agreed by the Price Cap Coalition. Decision (CFSP) 2023/2874 extends the exemption provided for in relation to the Sakhalin-2 (Сахалин-2) Project, located in Russia, until 28 June 2024 to ensure Japan’s energy security needs.

(19)

Decision (CFSP) 2023/2874 further seeks to limit circumvention of the prohibition on the provision of crypto-asset wallet, account or custody services to Russian persons and residents by including a ban on Russian nationals or natural persons residing in Russia from owning or controlling, or holding any posts on the governing bodies of, the legal persons, entities or bodies providing such services.

(20)

Additionally, Decision (CFSP) 2023/2874 extends the existing prohibition on the provision of services to also include the provision of software for the management of enterprises and software for industrial design and manufacture, subject to appropriate exemptions and derogations.

(21)

In view of the importance of the Paks II project for the interests of Hungary in relation to security of energy supply, Decision (CFSP) 2023/2874 also clarifies that the exemptions and derogations in this Regulation concerning civil nuclear projects are fully applicable to all goods and services needed for that project.

(22)

Decision (CFSP) 2023/2874 also imposes certain reporting requirements for the transfer of funds out of the Union made by entities established in the Union, including Special Purpose Entities, whose proprietary rights are owned by entities established in Russia, by Russian nationals or by natural persons residing in Russia.

(23)

Moreover, Decision (CFSP) 2023/2874 requires that exporters contractually prohibit re-exportation to Russia and re-exportation for use in Russia of sensitive goods and technology as listed in Annexes XI, XX and XXXV to Regulation (EU) No 833/2014, common high priority items, or firearms and ammunition as listed in Annex I to Regulation (EU) No 258/2012.

(24)

Finally, Decision (CFSP) 2023/2874 makes certain technical amendments, including by replacing exemptions from certain prohibitions by derogations, by adding exemptions for personal use, by providing for notification obligations, by adding references that are missing in some articles but which were included in analogous articles, and by deleting references to transitional periods which have expired and other references that are not necessary for complying with the purpose of a particular provision. The deletion of references to transition periods which have already expired is not intended to have any legal effects on past or ongoing contracts or on the applicability of those transition periods.

(25)

These measures fall within the scope of the Treaty on the Functioning of the European Union and therefore, in particular with a view to ensuring their uniform application in all Member States, regulatory action at the level of the Union is necessary.

(26)

Regulation (EU) No 833/2014 should therefore be amended accordingly,

HAS ADOPTED THIS REGULATION:

Article 1

Regulation (EU) No 833/2014 is amended as follows:

(1)

Article 1 is amended as follows:

(a)

in point (u), the introductory wording is replaced by the following:

‘(u)

“energy sector” means a sector covering the following activities with the exception of civil nuclear related activities, such as the Paks II project:’;

(b)

the following points are added:

‘(zc)

“partner country for importation of iron and steel” means a country applying a set of restrictive measures on imports of iron and steel substantially equivalent to those set out in Article 3g, and a set of import control measures substantially equivalent to those set out in that Article, as identified in Annex XXXVI;

(zd)

“funds” means financial assets and benefits of every kind, including, but not limited to:

(i)

cash, cheques, claims on money, drafts, money orders and other payment instruments;

(ii)

deposits with financial institutions or other entities, balances on accounts, debts and debt obligations;

(iii)

publicly- and privately-traded securities and debt instruments, including stocks and shares, certificates representing securities, bonds, notes, warrants, debentures and derivatives contracts;

(iv)

interest, dividends or other income on or value accruing from or generated by assets;

(v)

credit, right of set-off, guarantees, performance bonds or other financial commitments;

(vi)

letters of credit, bills of lading, bills of sale; and

(vii)

documents showing evidence of an interest in funds or financial resources.’;

(2)

in Article 2(4), point (c) is replaced by the following:

‘(c)

intended for the operation, maintenance, fuel retreatment and safety of civil nuclear capabilities, such as the Paks II project, as well as civil nuclear cooperation, in particular in the field of research and development;’;

(3)

in Article 2a(4), point (c) is replaced by the following:

‘(c)

intended for the operation, maintenance, fuel retreatment and safety of civil nuclear capabilities, such as the Paks II project, as well as civil nuclear cooperation, in particular in the field of research and development;’;

(4)

in Article 3, paragraphs 4 and 5 are replaced by the following:

‘4.   The prohibitions in paragraph 2 shall not apply until 20 June 2024 to the provision of insurance or reinsurance to any legal person, entity or body that is incorporated or constituted under the law of a Member State with regard to its activities outside the energy sector in Russia.

5.   By way of derogation from paragraph 2, the competent authorities may authorise, under such conditions as they deem appropriate, the provision of insurance or reinsurance after 20 June 2024 to any legal person, entity or body that is incorporated or constituted under the law of a Member State with regard to its activities outside the energy sector in Russia.’

;

(5)

in Article 3a, the following paragraph is inserted:

‘3a.   By way of derogation from point (b) of paragraph 1 of this Article, the competent authorities may authorise, under such conditions as they deem appropriate, any activity referred to therein after having determined that, in accordance with point (b) of Article 5aa(3), such an activity is necessary to ensure the operation of a deep-water offshore gas project in the Mediterranean Sea in which a legal person, entity or body listed in Annex XIX was a minority shareholder before 31 October 2017 and remains so, provided that the project is solely or jointly controlled or operated by a legal person incorporated or constituted under the law of a Member State.”

;

(6)

in Article 3c, paragraphs 5, 5a, 5b and 5c are deleted;

(7)

in Article 3ea(5), point (d) is replaced by the following:

‘(d)

transport of nuclear fuel and other goods strictly necessary for the functioning of civil nuclear capabilities, such as the Paks II project.’;

(8)

Article 3g is amended as follows:

(a)

in paragraph 1, point (d) is replaced by the following:

‘(d)

to import or purchase, as from 30 September 2023, directly or indirectly, iron and steel products as listed in Annex XVII when processed in a third country incorporating iron and steel products originating in Russia as listed in Annex XVII; with regard to products listed in Annex XVII processed in a third country incorporating steel products originating in Russia of CN codes 7207 11, 7207 12 10 or 7224 90, this prohibition shall apply as of 1 April 2024 for CN code 7207 11 and as of 1 October 2028 for CN codes 7207 12 10 and 7224 90;

For the purpose of the application of this point, at the moment of importation, importers shall provide evidence of the country of origin of the iron and steel inputs used for the processing of the product in a third country unless the product is imported from a partner country for importation of iron and steel as listed in Annex XXXVI;’;

(b)

in paragraph 4, the following points are added:

‘(c)

3 185 719 metric tonnes between 1 October 2024 and 30 September 2025;

(d)

2 998 324 metric tonnes between 1 October 2025 and 30 September 2026;

(e)

2 623 534 metric tonnes between 1 October 2026 and 30 September 2027;

(f)

2 061 348 metric tonnes between 1 October 2027 and 30 September 2028.’;

(c)

in paragraph 5a, the following points are added:

‘(c)

124 956 metric tonnes between 1 October 2024 and 30 September 2025;

(d)

117 606 metric tonnes between 1 October 2025 and 30 September 2026;

(e)

102 905 metric tonnes between 1 October 2026 and 30 September 2027;

(f)

80 854 metric tonnes between 1 October 2027 and 30 September 2028.’;

(d)

paragraph 7 is replaced by the following:

‘7.   By way of derogation from paragraph 1, the competent authorities may authorise the purchase, import or transfer of the goods listed in Annex XVII, under such conditions as they deem appropriate, after having determined that this is necessary for the establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for the completion of civil nuclear facilities, such as the Paks II project, the supply of precursor material for the production of medical radioisotopes and similar medical applications, or critical technology for environmental radiation monitoring, as well as for civil nuclear cooperation, in particular in the field of research and development.’

;

(9)

in Article 3h, paragraph 1 is replaced by the following:

‘1.   It shall be prohibited to sell, supply, transfer or export, directly or indirectly, luxury goods, whether or not originating in the Union, as listed in Annex XVIII, to any natural or legal person, entity or body in Russia or for use in Russia.’

;

(10)

Article 3i is amended as follows:

(a)

the following paragraphs are inserted:

‘3aa.   The competent authorities of a Member State may allow the import of goods which are intended for the strict personal use of natural persons travelling to the Union or of their immediate family members, limited to personal effects owned by those individuals and which are manifestly not intended for sale.

3ab.   The competent authorities may authorise, under such conditions as they deem appropriate, the entry into the Union of a vehicle falling under CN code 8703 not intended for sale and owned by a citizen of a Member State or an immediate family member who is resident in Russia and is driving the vehicle into the Union for strict personal use.

3ac.   The prohibition in paragraph 1 shall not apply to the entry into the Union of motor vehicles falling under CN code 8703 provided that they have a diplomatic vehicle registration plate and are necessary for the functioning of diplomatic and consular representations, including delegations, embassies and missions, or of international organisations enjoying immunities in accordance with international law, or for the personal use of their staff and their immediate family members.

3ad.   The prohibition in paragraph 1 shall not prevent vehicles already in the territory of the Union on 19 December 2023 from being registered in a Member State.

3ca.   With regard to the goods falling under CN codes 7205, 7408, 7604, 7605, 7607 and 7608, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 20 March 2024 of contracts concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.

3cb.   With regard to the goods falling under CN codes 2711 12, 2711 13, 2711 14, 2711 19 and 7202, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 20 December 2024 of contracts concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.

3cc.   With regard to the goods falling under CN code 7201, the prohibitions in paragraphs 1 and 2 shall not apply to the import, purchase or transport, or related technical or financial assistance of the following quantities of goods:

(a)

1 140 000 metric tonnes between 19 December 2023 and 31 December 2024;

(b)

700 000 metric tonnes between 1 January 2025 and 31 December 2025.

3cd.   With regard to the goods falling under CN code 7203, the prohibitions in paragraphs 1 and 2 shall not apply to the import, purchase or transport, or related technical or financial assistance, of the following quantities of goods:

(a)

1 140 836 metric tonnes between 19 December 2023 and 31 December 2024;

(b)

651 906 metric tonnes between 1 January 2025 and 31 December 2025.’

;

(b)

paragraph 3c is replaced by the following:

‘3c.   By way of derogation from paragraphs 1 and 2, the competent authorities may authorise the purchase, import or transfer of the goods listed in Annex XXI, or the provision of related technical and financial assistance, under such conditions as they deem appropriate, after having determined that this is necessary for the establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for the completion of civil nuclear facilities, such as the Paks II project, the supply of precursor material for the production of medical radioisotopes and similar medical applications, or critical technology for environmental radiation monitoring, as well as for civil nuclear cooperation, in particular in the field of research and development.’

;

(c)

paragraph 5 is replaced by the following:

‘5.   The import volume quotas set out in paragraphs 3cc, 3cd, 3da and 4 of this Article shall be managed by the Commission and the Member States in accordance with the management system for tariff-rate quotas provided for in Articles 49 to 54 of Commission Implementing Regulation (EU) 2015/2447.’

;

(d)

paragraph 6 is replaced by the following:

‘6.   The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraphs 3c and 3e within two weeks of the authorisation.’

;

(11)

Article 3k is amended as follows:

(a)

paragraph 1 is replaced by the following:

‘1.   It shall be prohibited to sell, supply, transfer or export, directly or indirectly, goods which could contribute in particular to the enhancement of Russian industrial capacities, whether or not originating in the Union, as listed in Annex XXIII, to any natural or legal person, entity or body in Russia or for use in Russia.’

;

(b)

the following paragraph is inserted:

‘1a.   The transit via the territory of Russia of the goods and technology as listed in Annex XXXVII, exported from the Union, shall be prohibited.’

;

(c)

paragraphs 3, 3a and 3b are deleted;

(d)

the following paragraphs are inserted:

‘3aa.   With regard to the goods falling under the CN codes listed in Annex XXIIIA, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 20 March 2024 of contracts concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.

3ab.   With regard to the goods falling under the CN codes listed in Annex XXIIIB, the prohibitions in paragraphs 1 and 2 shall not apply to the execution until 20 June 2024 of contracts concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.’

;

(e)

in paragraph 5, point (c) is replaced by the following:

‘(c)

the establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for the completion of civil nuclear facilities, such as the Paks II project, the supply of precursor material for the production of medical radioisotopes and similar medical applications, or critical technology for environmental radiation monitoring, as well as for civil nuclear cooperation, in particular in the field of research and development.’;

(f)

the following paragraph is inserted:

‘5c.   By way of derogation from paragraph 1a, the competent authorities may authorise the transit via the territory of Russia of goods and technology which could contribute in particular to the enhancement of Russian industrial capacities as listed in Annex XXXVII, after having determined that such goods or technology are intended for the purposes set out in paragraphs 5 and 5b of this Article.’

;

(g)

paragraph 7 is replaced by the following:

‘7.   The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraphs 5, 5a, 5b and 5c within two weeks of the authorisation.’

;

(12)

Article 3l is amended as follows:

(a)

paragraphs 3 and 3a are deleted;

(b)

in paragraph 4, point (a) is replaced by the following:

‘(a)

unless otherwise prohibited, the purchase, import or transport into the Union of natural gas and oil, including refined petroleum products, as well as titanium, aluminium, copper, nickel, palladium and iron ore;’;

(13)

Article 3m is amended as follows:

(a)

in paragraph 6, the introductory wording is replaced by the following:

‘6.   As of 5 February 2023, and by way of derogation from paragraphs 1 and 2, the competent authorities of Croatia may authorise until 31 December 2024 the purchase, import or transfer of vacuum gas oil falling under CN code 2710 19 71 originating in Russia or exported from Russia, provided that the following conditions are fulfilled:’

;

(b)

in paragraph 8, the fourth subparagraph is replaced by the following:

‘By way of temporary derogation, the prohibitions referred to in the third subparagraph shall apply as from 5 December 2024 to the import and transfer into Czechia, and to the sale to purchasers in Czechia, of petroleum products obtained from crude oil which has been delivered by pipeline into another Member State as referred to in paragraph 3(d). If alternative supplies for such petroleum products are made available to Czechia before that date, the Council shall terminate that temporary derogation. During the period until 5 December 2024, the volumes of such petroleum products imported into Czechia from other Member States shall not exceed the average volumes imported into Czechia from those other Member States over the same period during the previous five years.’;

(14)

Article 3n is amended as follows:

(a)

the following paragraph is inserted:

‘6a.   In application of paragraphs 4 and 6, point (a), for Russian crude oil or petroleum products listed in Annex XXV, loaded as of 20 February 2024, service providers with no access to the purchase price per barrel laid down in Annex XXVIII of such products shall collect itemised price information for ancillary costs as provided by operators further up the supply chain of Russian crude oil or petroleum product trade. Such itemised price information shall be provided to counterparties and competent authorities, upon their request, for the purpose of verifying compliance with this Article.’

;

(b)

paragraph 8 is deleted;

(15)

the following Articles are inserted:

‘Article 3na

To facilitate the implementation and enforcement of Articles 3m and 3n, the Commission and Member States shall periodically share information with each other with a view to further identify vessels and entities of concern carrying out one or more deceptive practices while transporting Russian crude oil and petroleum products.

Information received in accordance with this Article shall be used only for the purpose for which it was requested.

Article 3p

1.   It shall be prohibited, as of 1 January 2024, to purchase, import, or transfer, directly or indirectly, diamonds and products incorporating diamonds, as listed in Parts A, B and C of Annex XXXVIIIA, if they originate in Russia or have been exported from Russia into the Union or to any third country.

2.   It shall be prohibited, as of 1 January 2024, to purchase, import, or transfer, directly or indirectly, diamonds and products incorporating diamonds, as listed in Parts A, B and C of Annex XXXVIIIA, of any origin, if they transited via the territory of Russia.

3.   It shall be prohibited, as of 1 March 2024, to purchase, import, or transfer, directly or indirectly, products listed in Part A of Annex XXXVIIIA, when processed in a third country, consisting of diamonds originating in Russia or exported from Russia with a weight equal to or above 1.0 carats per diamond.

4.   It shall be prohibited, as of 1 September 2024, to purchase, import, or transfer, directly or indirectly, products listed in Parts A, B and C of Annex XXXVIIIA, when processed in a third country, consisting of or incorporating diamonds originating in Russia or exported from Russia with a weight equal to or above 0.5 carats or 0.1 grams per diamond.

5.   It shall be prohibited to:

(a)

provide technical assistance, brokering services or other services related to the goods referred to in paragraphs 1 to 4, and to the provision, manufacture, maintenance and use of those goods, directly or indirectly in relation to the prohibitions in paragraphs 1 to 4;

(b)

provide financing or financial assistance related to the goods referred to in paragraphs 1 to 4 for any purchase, import or transfer of those goods, or for the provision of related technical assistance, brokering services or other services, directly or indirectly in relation to the prohibitions in paragraphs 1 to 4.

6.   The prohibitions in paragraphs 1 to 4 shall not apply to goods listed in Part C of Annex XXXVIIIA for the personal use of natural persons travelling to the Union or of their immediate family members travelling with them, owned by those individuals and not intended for sale.

7.   By way of derogation from paragraphs 1 to 4, the competent authorities may authorise the transfer or import of cultural goods which are on loan in the context of formal cultural cooperation with Russia.

8.   For the purposes of paragraphs 3 and 4, goods falling under CN codes 7102 31 00 and 7102 10 00 that are imported into the Union shall be submitted for verification without delay, together with documentation certifying their origin, to the authority specified in Annex XXXVIIIB. The Member State where those goods are brought into the customs territory of the Union shall ensure their submission to the authority specified in Annex XXXVIIIB. Customs transit may be granted to that effect. If such customs transit is granted, the verification provided for in this paragraph shall be suspended until the arrival of those goods at the authority specified in Annex XXXVIIIB. The importer shall be responsible for the proper movement of those goods and the costs of such movement.

9.   All verifications required under paragraph 8 shall be carried out in accordance with the rules and procedures laid down in Council Regulation (EC) No 2368/2002 (*1), which shall apply mutatis mutandis.

10.   For the purposes of paragraphs 3 and 4, at the moment of importation, importers shall provide evidence of the country of origin of the diamonds or products incorporating diamonds used as inputs for the processing of the product in a third country.

As of 1 September 2024, the traceability-based evidence shall include a corresponding certificate certifying that the diamonds are not mined, processed or produced in Russia.

Article 3q

1.   It shall be prohibited for any national of a Member State, natural person residing in a Member State, and legal person, entity or body which is established in the Union to sell, or otherwise transfer ownership, directly or indirectly, of tankers for the transport of crude oil or petroleum products listed in Annex XXV, falling under HS code ex 8901 20, whether or not originating in the Union, to any natural or legal person, entity or body in Russia or for use in Russia.

2.   By way of derogation from paragraph 1, the competent authorities may authorise, under the conditions they deem appropriate, the sale or other transfer of ownership of tankers for the transport of crude oil or petroleum products listed in Annex XXV, falling under HS code ex 8901 20.

3.   When deciding on requests for the authorisation referred to in paragraph 2 of this Article, the competent authorities shall not grant an authorisation for a sale or other transfer of ownership to any natural or legal person, entity or body in Russia or for use in Russia, if they have reasonable grounds to believe that the tanker would be used to transport, or be re-exported to transport, crude oil or petroleum products listed in Annex XXV, originating in Russia or exported from Russia for import into the Union in breach of Article 3m or for transport to third countries at a purchase price per barrel exceeding the price laid down in Annex XXVIII.

4.   Any sale or other arrangement entailing a transfer of ownership by a national of a Member State, a natural person residing in a Member State, and a legal person, entity or body which is established in the Union to any third country of tankers for the transport of crude oil or petroleum products listed in Annex XXV, falling under HS code ex 8901 20, with the exception of a sale or other transfer of ownership prohibited under paragraph 1, shall be notified immediately to the competent authorities of the Member State where the owner of the tanker is a citizen, a resident or is established.

The notification to the competent authority shall contain at least, the following information: the identities of the seller and the purchaser, and where applicable the incorporation documents of the seller and the purchaser including the shareholding and management; the IMO ship identification number of the tanker; and the Call Sign of the tanker.

5.   Any sale or other transfer of ownership of tankers as referred to in paragraphs 1 and 4 after 5 December 2022 and prior to 19 December 2023 shall be notified to the competent authorities before 20 February 2024.

6.   The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 2, and of any notification under paragraphs 4 and 5, within two weeks of the authorisation or notification.

(*1)  Council Regulation (EC) No 2368/2002 of 20 December 2002 implementing the Kimberley Process certification scheme for the international trade in rough diamonds (OJ L 358, 31.12.2002, p. 28).’;"

(16)

in Article 5, paragraphs 6 and 7 are replaced by the following:

‘6.   It shall be prohibited to directly or indirectly make or be part of any arrangement to make:

(i)

new loans or credit with a maturity exceeding 30 days to any legal person, entity or body referred to in paragraph 1 or 3, after 12 September 2014 to 26 February 2022; or

(ii)

any new loans or credit to any legal person, entity or body referred to in paragraph 1, 2, 3 or 4 after 26 February 2022.

The prohibition shall not apply to:

(a)

loans or credit that have a specific and documented objective to provide financing for non-prohibited imports or exports of goods and non-financial services between the Union and any third State, including the expenditure for goods and services from another third State that is necessary for executing the export or import contracts, provided that the national competent authority has been notified within three months of the date of the loan or credit; or

(b)

loans that have a specific and documented objective to provide emergency funding to meet solvency and liquidity criteria for legal persons established in the Union, whose proprietary rights are owned for more than 50 % by any entity referred to in Annex III, provided that the national competent authority has been notified within three months of the date of the loan or credit.

7.   The prohibition in paragraph 6 shall not apply to drawdown or disbursements made under a contract concluded before 26 February 2022, provided that the following conditions are met:

(a)

all the terms and conditions of such drawdown or disbursements:

(i)

were agreed before 26 February 2022; and

(ii)

have not been modified on or after that date;

(b)

before 26 February 2022, a contractual maturity date has been fixed for the repayment in full of all funds made available and for the cancellation of all the commitments, rights and obligations under the contract;

(c)

at the time of its conclusion the contract was not in breach of the prohibitions in this Regulation in force at that time; and

(d)

the national competent authority has been notified within three months of the date of the drawdown or disbursements.

The terms and conditions of drawdowns and disbursements referred to in point (a) include provisions concerning the length of the repayment period for each drawdown or disbursement, the interest rate applied or the interest rate calculation method, and the maximum amount.’

;

(17)

in Article 5a, paragraphs 2 and 3 are replaced by the following:

‘2.   It shall be prohibited to directly or indirectly make or be part of any arrangement to make any new loans or credit to any legal person, entity or body referred to in paragraph 1 after 23 February 2022.

The prohibition shall not apply to loans or credit that have a specific and documented objective to provide financing for non-prohibited imports or exports of goods and non-financial services between the Union and any third State, including the expenditure for goods and services from another third State that is necessary for executing the export or import contracts, provided that the national competent authority has been notified within three months of the date of the loan or credit.

3.   The prohibition in paragraph 2 shall not apply to drawdown or disbursements made under a contract concluded before 23 February 2022 provided that the following conditions are met:

(a)

all the terms and conditions of such drawdown or disbursements:

(i)

were agreed before 23 February 2022; and

(ii)

have not been modified on or after that date;

(b)

before 23 February 2022 a contractual maturity date has been fixed for the repayment in full of all funds made available and for the cancellation of all the commitments, rights and obligations under the contract; and

(c)

the national competent authority has been notified within three months of the date of the drawdown or disbursements.

The terms and conditions of drawdowns and disbursements referred to in point (a) include provisions concerning the length of the repayment period for each drawdown or disbursement, the interest rate applied or the interest rate calculation method, and the maximum amount.’

;

(18)

Article 5aa is amended as follows:

(a)

paragraphs 2, 2b and 2d are deleted;

(b)

in paragraph 3, the introductory wording is replaced by the following:

‘Unless otherwise prohibited, the prohibition in paragraph 1 shall not apply to:’;

(c)

in paragraph 3, point (d) is replaced by the following:

‘(d)

transactions, including sales, which are strictly necessary for the wind-down, by 31 December 2024, of a joint venture or similar legal arrangement concluded before 16 March 2022, involving a legal person, entity or body referred to in paragraph 1;’;

(d)

in paragraph 3, point (h) is deleted;

(e)

paragraph 3a is replaced by the following:

‘3a.   By way of derogation from paragraph 1, the competent authorities may authorise, under such conditions as they deem appropriate, transactions which are strictly necessary for the divestment and withdrawal by 31 December 2024, by the entities referred to in paragraph 1 or their subsidiaries in the Union from a legal person, entity or body established in the Union.’

;

(19)

Article 5b is amended as follows:

(a)

the following paragraph is inserted:

‘2a.   It shall be prohibited as from 18 January 2024 to allow Russian nationals or natural persons residing in Russia to directly or indirectly own or control, or to hold any posts in the governing bodies of, a legal person, entity or body which is incorporated or constituted under the law of a Member State and is providing the services referred to in paragraph 2.’

;

(b)

paragraph 3 is replaced by the following:

‘3.   Paragraphs 1, 2 and 2a shall not apply to nationals of a Member State, of a country member of the European Economic Area or of Switzerland, or to natural persons having a temporary or permanent residence permit in a Member State, in a country member of the European Economic Area or in Switzerland.’

;

(20)

in Article 5k(2), point (a) is replaced by the following:

‘(a)

the operation, maintenance, decommissioning and radioactive waste management, fuel supply and retreatment and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for the completion of civil nuclear facilities, such as the Paks II project, as well as the supply of precursor material for the production of medical radioisotopes and similar medical applications, critical technology for environmental radiation monitoring, as well as civil nuclear cooperation, in particular in the field of research and development;’;

(21)

in Article 5l(2), point (d) is replaced by the following:

‘(d)

the operation, maintenance, decommissioning and radioactive waste management, fuel supply and retreatment and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for the completion of civil nuclear facilities, such as the Paks II project, as well as supply of precursor material for the production of medical radioisotopes and similar medical applications, critical technology for environmental radiation monitoring, as well as civil nuclear cooperation, in particular in the field of research and development;’;

(22)

Article 5n is amended as follows:

(a)

in paragraph 2a, the introductory wording is replaced by the following:

‘2a.   It shall be prohibited to provide, directly or indirectly, market research and public opinion polling services, technical testing and analysis services and advertising services to:’

;

(b)

the following paragraph is inserted:

‘2b.   It shall be prohibited to sell, supply, transfer, export, or provide, directly or indirectly, software for the management of enterprises and software for industrial design and manufacture as listed in Annex XXXIX to:

(a)

the Government of Russia; or

(b)

legal persons, entities or bodies established in Russia.’

;

(c)

paragraphs 3, 4 and 4a are deleted;

(d)

the following paragraph is inserted:

‘3a.   It shall be prohibited to:

(a)

provide technical assistance, brokering services or other services related to the goods and services referred to in paragraphs 1, 2, 2a and 2b for their provision, directly or indirectly, to the Government of Russia or legal persons, entities or bodies established in Russia;

(b)

provide financing or financial assistance related to the goods and services referred to in paragraphs 1, 2, 2a and 2b for their provision, or for the provision of related technical assistance, brokering services or other services, directly or indirectly, to the Government of Russia or legal persons, entities or bodies established in Russia.’

;

(e)

the following paragraph is inserted:

‘4b.   Paragraph 2b shall not apply to the sale, supply, transfer, export or provision of software that is strictly necessary for the termination by 20 March 2024 of contracts which are not compliant with this Article concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.’

;

(f)

paragraph 7 is replaced by the following:

‘7.   Paragraphs 1, 2, 2a and 2b shall not apply until 20 June 2024 to the sale, supply, transfer, export or provision of services intended for the exclusive use of legal persons, entities or bodies established in Russia that are owned by, or solely or jointly controlled by, a legal person, entity or body which is incorporated or constituted under the law of a Member State, a country member of the European Economic Area, Switzerland or a partner country as listed in Annex VIII.’

;

(g)

paragraph 8 is replaced by the following:

‘8.   Paragraphs 2, 2a and 2b shall not apply to the sale, supply, transfer, export, or provision of services necessary for public health emergencies, the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health and safety or the environment, or as a response to natural disasters.’

;

(h)

paragraph 9 is deleted;

(i)

the following paragraph is inserted:

‘9b.   By way of derogation from paragraph 2b, the competent authorities may authorise the provision of services referred to therein, under such conditions as they deem appropriate, after having determined that those services are necessary for the contribution of Russian nationals to international open-source projects.’

;

(j)

paragraph 10 is amended as follows:

(a)

the introductory wording is replaced by the following:

‘10.   By way of derogation from paragraphs 1, 2, 2a, 2b and 3a, the competent authorities may authorise the sale, supply, transfer, export, or provision of the services referred to therein, under such conditions as they deem appropriate, after having determined that this is necessary for:’

;

(b)

point (f) is replaced by the following:

‘(f)

the establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for the completion of civil nuclear facilities, such as the Paks II project, the supply of precursor material for the production of medical radioisotopes and similar medical applications, or critical technology for environmental radiation monitoring, as well as for civil nuclear cooperation, in particular in the field of research and development; ’;

(c)

the following point is added:

‘(h)

the exclusive use of legal persons, entities or bodies established in Russia that are owned by, or solely or jointly controlled by, a legal person, entity or body which is incorporated or constituted under the law of a Member State, a country member of the European Economic Area, Switzerland or a partner country as listed in Annex VIII.’;

(k)

paragraph 11 is replaced by the following:

‘11.   The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraphs 9a, 9b and 10 within two weeks of the authorisation.’

;

(23)

in Article 5p, paragraph 2 is deleted;

(24)

the following Article is inserted:

‘Article 5r

1.   Legal persons, entities and bodies established in the Union whose proprietary rights are directly or indirectly owned for more than 40 % by:

(a)

a legal person, entity or body established in Russia;

(b)

a Russian national; or

(c)

a natural person residing in Russia,

shall, as of 1 May 2024, report to the competent authority of the Member State where they are established, within two weeks of the end of each quarter, any transfer of funds exceeding 100 000 EUR out of the Union that they made during that quarter, directly or indirectly, in one or several operations.

2.   Notwithstanding the applicable rules concerning reporting, confidentiality and professional secrecy, credit and financial institutions shall, as of 1 July 2024, report to the competent authority of the Member State where they are located, within two weeks of the end of each semester, information on all transfers of funds out of the Union of a cumulative amount, over that semester, exceeding 100 000 EUR that they initiated, directly or indirectly, for the legal persons, entities and bodies referred to in paragraph 1.

3.   Member States shall assess the information received in accordance with paragraphs 1 and 2 to identify transactions, entities and business sectors that indicate a serious risk of breaches or circumvention of, or use of funds for purposes incompatible with, this Regulation or Council Regulations (EU) No 269/2014, (EU) No 692/2014 (*2) or (EU) 2022/263 (*3), or Council Decisions 2014/145/CFSP (*4), 2014/386/CFSP (*5), 2014/512/CFSP or (CFSP) 2022/266 (*6), and shall regularly inform each other and the Commission of their findings.

4.   Based on the information received from the Member States under paragraph 3, the Commission shall review the functioning of the measures provided for in this Article no later than 20 December 2024.

(*2)  Council Regulation (EU) No 692/2014 of 23 June 2014 concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol (OJ L 183, 24.6.2014, p. 9)."

(*3)  Council Regulation (EU) 2022/263 of 23 February 2022 concerning restrictive measures in response to the illegal recognition, occupation or annexation by the Russian Federation of certain non-government controlled areas of Ukraine (OJ L 42 I, 23.2.2022, p. 77)."

(*4)  Council Decision 2014/145/CFSP of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine (OJ L 78, 17.3.2014, p. 16)."

(*5)  Council Decision 2014/386/CFSP of 23 June 2014 concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol (OJ L 183, 24.6.2014, p. 70)."

(*6)  Council Decision (CFSP) 2022/266 of 23 February 2022 concerning restrictive measures in response to the illegal recognition, occupation or annexation by the Russian Federation of certain non-government controlled areas of Ukraine (OJ L 42 I, 23.2.2022, p. 109).’;"

(25)

Article 6b is amended as follows:

(a)

the following paragraph is inserted:

‘1a.   For the purposes of paragraph 1, the confidentiality of communications between lawyers and their clients shall include the confidentiality of communications relating to legal advice provided by other certified professionals who are authorised under national law to represent their clients in judicial proceedings, insofar as such legal advice is provided in connection with pending or prospective judicial proceedings.’

;

(b)

paragraph 4 is replaced by the following:

‘4.   Any information provided or received in accordance with this Article shall be used only for the purposes for which it was provided or received.’

;

(26)

Article 12b is amended as follows:

(a)

in paragraph 1, the introductory wording is replaced by the following:

‘1.   By way of derogation from Articles 2, 2a, 3, 3b, 3c, 3f, 3h and 3k, the competent authorities may authorise the sale, supply or transfer of goods and technologies listed in Annexes II, VII, X, XI, XVI, XVIII, XX and XXIII to this Regulation and in Annex I to Regulation (EU) 2021/821 as well as the sale, licensing or transfer in any other way of intellectual property rights or trade secrets as well as granting rights to access or re-use any material or information protected by means of intellectual property rights or constituting trade secrets, related to the goods and technology mentioned above until 30 June 2024, where such sale, supply, transfer, licensing, granting rights to access or re-use is strictly necessary for the divestment from Russia or the wind-down of business activities in Russia, provided that the following conditions are fulfilled:’

;

(b)

paragraph 1a is replaced by the following:

‘1a.   By way of derogation from Article 3, the competent authorities may authorise the sale, supply or transfer of goods and technologies listed in Annex II until 30 September 2024, where such sale, supply or transfer is strictly necessary for the divestment from a joint venture incorporated or constituted under the law of a Member State before 24 February 2022, involving a Russian legal person, entity or body, and operating a gas pipeline infrastructure between Russia and third countries.’

;

(c)

in paragraph 2, the introductory wording is replaced by the following:

‘2.   By way of derogation from Articles 3g and 3i, the competent authorities may authorise the import or transfer of goods listed in Annexes XVII and XXI until 30 June 2024, where such import or transfer is strictly necessary for the divestment from Russia or the wind-down of business activities in Russia, provided that the following conditions are fulfilled:’

;

(d)

in paragraph 2a, the introductory wording is replaced by the following:

‘2a.   By way of derogation from Article 5n, the competent authorities may authorise the continuation of the provision of services listed therein until 31 July 2024 where such provision of services is strictly necessary for the divestment from Russia or the wind-down of business activities in Russia, provided that the following conditions are fulfilled:’

;

(27)

Article 12d is replaced by the following:

‘Article 12d

The prohibitions laid down in this Regulation shall not apply to the provision of pilot services which are necessary for reasons of maritime safety.’

;

(28)

the following Article is added:

‘Article 12g

1.   When selling, supplying, transferring or exporting to a third country, with the exception of partner countries listed in Annex VIII to this Regulation, goods or technology as listed in Annexes XI, XX and XXXV to this Regulation, common high priority items as listed in Annex XL to this Regulation, or firearms and ammunition as listed in Annex I to Regulation (EU) No 258/2012, exporters shall, as of 20 March 2024, contractually prohibit re-exportation to Russia and re-exportation for use in Russia.

2.   Paragraph 1 shall not apply to the execution of contracts concluded before 19 December 2023 until 20 December 2024 or until their expiry date, whichever is earlier.

3.   In application of paragraph 1, exporters shall ensure that the agreement with the third-country counterpart contains adequate remedies in the event of a breach of a contractual obligation concluded in accordance with paragraph 1.

4.   If the third-country counterpart breaches any of the contractual obligations concluded in accordance with paragraph 1, exporters shall inform the competent authority of the Member State where they are resident or established as soon as they become aware of the breach.

5.   Member States shall inform each other and the Commission of detected instances of a breach or circumvention of a contractual obligation concluded in accordance with paragraph 1.’

;

(29)

Annex IV is amended in accordance with Annex I to this Regulation;

(30)

Annex VII is amended in accordance with Annex II to this Regulation;

(31)

Annex XXI is amended in accordance with Annex III to this Regulation;

(32)

Annex XXIII is amended in accordance with Annex IV to this Regulation;

(33)

Annex XXIX is amended in accordance with Annex V to this Regulation;

(34)

Annexes XXIIIA and XXIIIB are inserted in accordance with Annex VI to this Regulation;

(35)

Annex XXXVI is added in accordance with Annex VII to this Regulation;

(36)

Annex XXXVII is added in accordance with Annex VIII to this Regulation;

(37)

Annexes XXXVIIIA and XXXVIIIB are added in accordance with Annex IX to this Regulation;

(38)

Annex XXXIX is added in accordance with Annex X to this Regulation;

(39)

Annex XL is added in accordance with Annex XI to this Regulation.

Article 2

This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 18 December 2023.

For the Council

The President

P. NAVARRO RÍOS


(1)   OJ L, 2023/2874, 18.12.2023, ELI: http://data.europa.eu/eli/dec/2023/2874/oj.

(2)  Council Regulation (EU) No 833/2014 of 31 July 2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine (OJ L 229, 31.7.2014, p. 1).

(3)  Council Decision 2014/512/CFSP of 31 July 2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine (OJ L 229, 31.7.2014, p. 13).


ANNEX I

Annex IV to Regulation (EU) No 833/2014 is replaced by the following:

‘ANNEX IV

This Annex lists natural or legal persons, entities or bodies which are military end-users, form part of Russia’s military and industrial complex or which have commercial or other links with or which otherwise support Russia’s defence and security sector. These natural or legal persons, entities or bodies contribute to Russia’s military and technological enhancement or to the development of Russia’s defence and security sector. They include natural or legal persons, entities or bodies in third countries other than Russia. Their inclusion in this Annex does not entail any attribution of responsibility for their actions to the jurisdiction in which they are operating.

List of natural or legal persons, entities or bodies, referred to in Articles 2(7), 2a(7) and 2b(1)

1.

JSC Sirius (Russia)

2.

OJSC Stankoinstrument (Russia)

3.

OAO JSC Chemcomposite (Russia)

4.

JSC Kalashnikov (Russia)

5.

JSC Tula Arms Plant (Russia)

6.

NPK Technologii Maschinostrojenija (Russia)

7.

OAO Wysokototschnye Kompleksi (Russia)

8.

OAO Almaz Antey (Russia)

9.

OAO NPO Bazalt (Russia)

10.

Admiralty Shipyard JSC (Russia)

11.

Aleksandrov Scientific Research Technological Institute NITI (Russia)

12.

Argut OOO (Russia)

13.

Communication center of the Ministry of Defense (Russia)

14.

Federal Research Center Boreskov Institute of Catalysis (Russia)

15.

Federal State Budgetary Enterprise of the Administration of the President of Russia (Russia)

16.

Federal State Budgetary Enterprise Special Flight Unit Rossiya of the Administration of the President of Russia (Russia)

17.

Federal State Unitary Enterprise Dukhov Automatics Research Institute (VNIIA) (Russia)

18.

Foreign Intelligence Service (SVR) (Russia)

19.

Forensic Center of Nizhniy Novgorod Region Main Directorate of the Ministry of Interior Affairs (Russia)

20.

International Center for Quantum Optics and Quantum Technologies (the Russian Quantum Center) (Russia)

21.

Irkut Corporation (Russia)

22.

Irkut Research and Production Corporation Public Joint Stock Company (Russia)

23.

Joint Stock Company Scientific Research Institute of Computing Machinery (Russia)

24.

JSC Central Research Institute of Machine Building (JSC TsNIIMash) (Russia)

25.

JSC Kazan Helicopter Plant Repair Service (Russia)

26.

JSC Shipyard Zaliv (Zaliv Shipbuilding yard) (Autonomous Republic of Crimea, illegally annexed by Russia)

27.

JSC Rocket and Space Centre – Progress (Russia)

28.

Kamensk-Uralsky Metallurgical Works J.S. Co. (Russia)

29.

Kazan Helicopter Plant PJSC (Russia)

30.

Komsomolsk-na-Amur Aviation Production Organization (KNAAPO) (Russia)

31.

Ministry of Defence RF (Russia)

32.

Moscow Institute of Physics and Technology (Russia)

33.

NPO High Precision Systems JSC (Russia)

34.

NPO Splav JSC (Russia)

35.

OPK Oboronprom (Russia)

36.

PJSC Beriev Aircraft Company (Russia)

37.

PJSC Irkut Corporation (Russia)

38.

PJSC Kazan Helicopters (Russia)

39.

POLYUS Research Institute of M.F. Stelmakh Joint Stock Company (Russia)

40.

Promtech-Dubna, JSC (Russia)

41.

Public Joint Stock Company United Aircraft Corporation (Russia)

42.

Radiotechnical and Information Systems (RTI) Concern (Russia)

43.

Rapart Services LLC (Russia)

44.

Rosoboronexport OJSC (ROE) (Russia)

45.

Rostec (Russian Technologies State Corporation) (Russia)

46.

Rostekh – Azimuth (Russia)

47.

Russian Aircraft Corporation MiG (Russia)

48.

Russian Helicopters JSC (Russia)

49.

SP KVANT (Sovmestnoe Predpriyatie Kvantovye Tekhnologii) (Russia)

50.

Sukhoi Aviation JSC (Russia)

51.

Sukhoi Civil Aircraft (Russia)

52.

Tactical Missiles Corporation JSC (Russia)

53.

Tupolev JSC (Russia)

54.

UEC-Saturn (Russia)

55.

United Aircraft Corporation (Russia)

56.

JSC AeroKompozit (Russia)

57.

United Engine Corporation (Russia)

58.

UEC-Aviadvigatel JSC (Russia)

59.

United Instrument Manufacturing Corporation (Russia)

60.

United Shipbuilding Corporation (Russia)

61.

JSC PO Sevmash (Russia)

62.

Krasnoye Sormovo Shipyard (Russia)

63.

Severnaya Shipyard (Russia)

64.

Shipyard Yantar (Russia)

65.

UralVagonZavod (Russia)

66.

Baikal Electronics (Russia)

67.

Center for Technological Competencies in Radiophtonics (Russia)

68.

Central Research and Development Institute Tsiklon (Russia)

69.

Crocus Nano Electronics (Russia)

70.

Dalzavod Ship-Repair Center (Russia)

71.

Elara (Russia)

72.

Electronic Computing and Information Systems (Russia)

73.

ELPROM (Russia)

74.

Engineering Center Ltd. (Russia)

75.

Forss Technology Ltd. (Russia)

76.

Integral SPB (Russia)

77.

JSC Element (Russia)

78.

JSC Pella-Mash (Russia)

79.

JSC Shipyard Vympel (Russia)

80.

Kranark LLC (Russia)

81.

Lev Anatolyevich Yershov (Ershov) (Russia)

82.

LLC Center (Russia)

83.

MCST Lebedev (Russia)

84.

Miass Machine-Building Factory (Russia)

85.

Microelectronic Research and Development Center Novosibirsk (Russia)

86.

MPI VOLNA (Russia)

87.

N.A. Dollezhal Order of Lenin Research and Design Institute of Power Engineering (Russia)

88.

Nerpa Shipyard (Russia)

89.

NM-Tekh (Russia)

90.

Novorossiysk Shipyard JSC (Russia)

91.

NPO Electronic Systems (Russia)

92.

NPP Istok (Russia)

93.

NTC Metrotek (Russia)

94.

OAO GosNIIkhimanalit (Russia)

95.

OAO Svetlovskoye Predpriyatiye Era (Russia)

96.

OJSC TSRY (Russia)

97.

OOO Elkomtekh (Elkomtex) (Russia)

98.

OOO Planar (Russia)

99.

OOO Sertal (Russia)

100.

Photon Pro LLC (Russia)

101.

PJSC Zvezda (Russia)

102.

Amur Shipbuilding Factory PJSC (Russia)

103.

AO Center of Shipbuilding and Ship Repairing JSC (Russia)

104.

AO Kronshtadt (Russia)

105.

Avant Space LLC (Russia)

106.

Production Association Strela (Russia)

107.

Radioavtomatika (Russia)

108.

Research Center Module (Russia)

109.

Robin Trade Limited (Russia)

110.

R.Ye. Alekseyev Central Design Bureau for Hydrofoil Ships (Russia)

111.

Rubin Sever Design Bureau (Russia)

112.

Russian Space Systems (Russia)

113.

Rybinsk Shipyard Engineering (Russia)

114.

Scientific Research Institute of Applied Chemistry (Russia)

115.

Scientific-Research Institute of Electronics (Russia)

116.

Scientific Research Institute of Hypersonic Systems (Russia)

117.

Scientific Research Institute NII Submikron (Russia)

118.

Sergey IONOV (Russia)

119.

Serniya Engineering (Russia)

120.

Severnaya Verf Shipbuilding Factory (Russia)

121.

Ship Maintenance Center Zvezdochka (Russia)

122.

State Governmental Scientific Testing Area of Aircraft Systems (GkNIPAS) (Russia)

123.

State Machine Building Design Bureau Raduga Bereznya (Russia)

124.

State Scientific Center AO GNTs RF—FEI A.I. Leypunskiy Physico-Energy Institute (Russia)

125.

State Scientific Research Institute of Machine Building Bakhirev (GosNIImash) (Russia)

126.

Tomsk Microwave and Photonic Integrated Circuits and Modules Collective Design Center (Russia)

127.

UAB Pella-Fjord (Russia)

128.

United Shipbuilding Corporation JSC “35th Shipyard” (Russia)

129.

United Shipbuilding Corporation JSC “Astrakhan Shipyard” (Russia)

130.

United Shipbuilding Corporation JSC “Aysberg Central Design Bureau” (Russia)

131.

United Shipbuilding Corporation JSC “Baltic Shipbuilding Factory” (Russia)

132.

United Shipbuilding Corporation JSC “Krasnoye Sormovo Plant OJSC” (Russia)

133.

United Shipbuilding Corporation JSC SC “Zvyozdochka” (Russia)

134.

United Shipbuilding Corporation “Pribaltic Shipbuilding Factory Yantar” (Russia)

135.

United Shipbuilding Corporation “Scientific Research Design Technological Bureau Onega” (Russia)

136.

United Shipbuilding Corporation “Sredne-Nevsky Shipyard” (Russia)

137.

Ural Scientific Research Institute for Composite Materials (Russia)

138.

Urals Project Design Bureau Detal (Russia)

139.

Vega Pilot Plant (Russia)

140.

Vertikal LLC(Russia)

141.

Vladislav Vladimirovich Fedorenko (Russia)

142.

VTK Ltd (Russia)

143.

Yaroslavl Shipbuilding Factory (Russia)

144.

ZAO Elmiks-VS (Russia)

145.

ZAO Sparta (Russia)

146.

ZAO Svyaz Inzhiniring (Russia)

147.

46th TSNII Central Scientific Research Institute (Russia)

148.

Alagir Resistor Factory (Russia)

149.

All-Russian Research Institute of Optical and Physical Measurements (Russia)

150.

All-Russian Scientific-Research Institute Etalon JSC (Russia)

151.

Almaz JSC (Russia)

152.

Arzam Scientific Production Enterprise Temp Avia (Russia)

153.

Automated Procurement System for State Defense Orders, LLC (Russia)

154.

Dolgoprudniy Design Bureau of Automatics (DDBA JSC) (Russia)

155.

Electronic Computing Technology Scientific-Research Center JSC (Russia)

156.

Electrosignal JSC (Russia)

157.

Energiya JSC (Russia)

158.

Engineering Center Moselectronproekt (Russia)

159.

Etalon Scientific and Production Association (Russia)

160.

Evgeny Krayushin (Russia)

161.

Foreign Trade Association Mashpriborintorg (Russia)

162.

Ineko LLC (Russia)

163.

Informakustika JSC (Russia)

164.

Institute of High Energy Physics (Russia)

165.

Institute of Theoretical and Experimental Physics (Russia)

166.

Inteltech PJSC (Russia)

167.

ISE SO RAN Institute of High-Current Electronics (Russia)

168.

Kaluga Scientific-Research Institute of Telemechanical Devices JSC (Russia)

169.

Kulon Scientific-Research Institute JSC (Russia)

170.

Lutch Design Office JSC (Russia)

171.

Meteor Plant JSC (Russia)

172.

Moscow Communications Research Institute JSC (Russia)

173.

Moscow Order of the Red Banner of Labor Research Radio Engineering Institute JSC (Russia)

174.

NPO Elektromechaniki JSC (Russia)

175.

Omsk Production Union Irtysh JSC (Russia)

176.

Omsk Scientific-Research Institute of Instrument Engineering JSC (Russia)

177.

Optron, JSC (Russia)

178.

Pella Shipyard OJSC (Russia)

179.

Polyot Chelyabinsk Radio Plant JSC (Russia)

180.

Pskov Distance Communications Equipment Plant (Russia)

181.

Radiozavod JSC (Russia)

182.

Razryad JSC (Russia)

183.

Research Production Association Mars (Russia)

184.

Ryazan Radio-Plant (Russia)

185.

Scientific Production Center Vigstar JSC (Russia)

186.

Scientific Production Enterprise “Radiosviaz” (Russia)

187.

Scientific Research Institute Ferrite-Domen (Russia)

188.

Scientific Research Institute of Communication Management Systems (Russia)

189.

Scientific-Production Association and Scientific-Research Institute of Radio-Components (Russia)

190.

Scientific-Production Enterprise “Kant” (Russia)

191.

Scientific-Production Enterprise “Svyaz” (Russia)

192.

Scientific-Production Enterprise Almaz JSC (Russia)

193.

Scientific-Production Enterprise Salyut JSC (Russia)

194.

Scientific-Production Enterprise Volna (Russia)

195.

Scientific-Production Enterprise Vostok JSC (Russia)

196.

Scientific-Research Institute “Argon” (Russia)

197.

Scientific-Research Institute and Factory Platan (Russia)

198.

Scientific-Research Institute of Automated Systems and Communications Complexes Neptune JSC (Russia)

199.

Special Design and Technical Bureau for Relay Technology (Russia)

200.

Special Design Bureau Salute JSC (Russia)

201.

Tactical Missile Company, Joint Stock Company “Salute” (Russia)

202.

Tactical Missile Company, Joint Stock Company “State Machine Building Design Bureau ‘Vympel’ By Name I.I.Toropov” (Russia)

203.

Tactical Missile Company, Joint Stock Company “URALELEMENT” (Russia)

204.

Tactical Missile Company, Joint Stock Company “Plant Dagdiesel” (Russia)

205.

Tactical Missile Company, Joint Stock Company “Scientific Research Institute of Marine Heat Engineering” (Russia)

206.

Tactical Missile Company, Joint Stock Company PA Strela (Russia)

207.

Tactical Missile Company, Joint Stock Company Plant Kulakov (Russia)

208.

Tactical Missile Company, Joint Stock Company Ravenstvo (Russia)

209.

Tactical Missile Company, Joint Stock Company Ravenstvo-service (Russia)

210.

Tactical Missile Company, Joint Stock Company Saratov Radio Instrument Plant (Russia)

211.

Tactical Missile Company, Joint Stock Company Severny Press (Russia)

212.

Tactical Missile Company, Joint-Stock Company “Research Center for Automated Design” (Russia)

213.

Tactical Missile Company, KB Mashinostroeniya (Russia)

214.

Tactical Missile Company, NPO Electromechanics (Russia)

215.

Tactical Missile Company, NPO Lightning (Russia)

216.

Tactical Missile Company, Petrovsky Electromechanical Plant “Molot” (Russia)

217.

Tactical Missile Company, PJSC “MBDB ‘ISKRA’” (Russia)

218.

Tactical Missile Company, PJSC ANPP Temp Avia (Russia)

219.

Tactical Missile Company, Raduga Design Bureau (Russia)

220.

Tactical Missile Corporation, “Central Design Bureau of Automation” (Russia)

221.

Tactical Missile Corporation, 711 Aircraft Repair Plant (Russia)

222.

Tactical Missile Corporation, AO GNPP “Region” (Russia)

223.

Tactical Missile Corporation, AO TMKB “Soyuz” (Russia)

224.

Tactical Missile Corporation, Azov Optical and Mechanical Plant (Russia)

225.

Tactical Missile Corporation, Concern “MPO – Gidropribor” (Russia)

226.

Tactical Missile Corporation, Joint Stock Company “KRASNY GIDROPRESS” (Russia)

227.

Tactical Missile Corporation, Joint Stock Company Avangard (Russia)

228.

Tactical Missile Corporation, Joint Stock Company Concern Granit-Electron (Russia)

229.

Tactical Missile Corporation, Joint Stock Company Elektrotyaga (Russia)

230.

Tactical Missile Corporation, Joint Stock Company GosNIIMash (Russia)

231.

Tactical Missile Corporation, RKB Globus (Russia)

232.

Tactical Missile Corporation, Smolensk Aviation Plant (Russia)

233.

Tactical Missile Corporation, TRV Engineering (Russia)

234.

Tactical Missile Corporation, Ural Design Bureau “Detal” (Russia)

235.

Tactical Missile Corporation, Zvezda-Strela Limited Liability Company (Russia)

236.

Tambov Plant (TZ) “October” (Russia)

237.

United Shipbuilding Corporation “Production Association Northern Machine Building Enterprise” (Russia)

238.

United Shipbuilding Corporation “5th Shipyard” (Russia)

239.

Federal Center for Dual-Use Technology (FTsDT) Soyuz (Russia)

240.

Turayev Machine Building Design Bureau Soyuz (Russia)

241.

Zhukovskiy Central Aerohydrodynamics Institute (TsAGI) (Russia)

242.

Rosatomflot (Russia)

243.

Lyulki Experimental-Design Bureau (Russia)

244.

Lyulki Science and Technology Center (Russia)

245.

AO Aviaagregat (Russia)

246.

Central Aerohydrodynamic Institute (TsAGI) (Russia)

247.

Closed Joint Stock Company Turborus (Turborus) (Russia)

248.

Federal Autonomous Institution Central Institute of Engine-Building N.A. P.I. Baranov; Central Institute of Aviation Motors (CIAM) (Russia)

249.

Federal State Budgetary Institution National Research Center Institute N.A. N.E. Zhukovsky (Zhukovsky National Research Institute) (Russia)

250.

Federal State Unitary Enterprise “State Scientific-Research Institute for Aviation Systems” (GosNIIAS) (Russia)

251.

Joint Stock Company 123 Aviation Repair Plant (123 ARZ) (Russia)

252.

Joint Stock Company 218 Aviation Repair Plant (218 ARZ) (Russia)

253.

Joint Stock Company 360 Aviation Repair Plant (360 ARZ) (Russia)

254.

Joint Stock Company 514 Aviation Repair Plant (514 ARZ) (Russia)

255.

Joint Stock Company 766 UPTK (Russia)

256.

Joint Stock Company Aramil Aviation Repair Plant (AARZ) (Russia)

257.

Joint Stock Company Aviaremont (Aviaremont) (Russia)

258.

Joint Stock Company Flight Research Institute N.A. M.M. Gromov (FRI Gromov) (Russia)

259.

Joint Stock Company Metallist Samara (Metallist Samara) (Russia)

260.

Joint Stock Company Moscow Machine-Building Enterprise Named After V.V. Chernyshev (MMP V.V. Chernyshev) (Russia)

261.

JSC NII Steel (Russia)

262.

Joint Stock Company Remdizel (Russia)

263.

Joint Stock Company Special Industrial and Technical Base Zvezdochka (SPTB Zvezdochka) (Russia)

264.

Joint Stock Company STAR (Russia)

265.

Joint Stock Company Votkinsk Machine Building Plant (Russia)

266.

Joint Stock Company Yaroslav Radio Factory (Russia)

267.

Joint Stock Company Zlatoustovsky Machine Building Plant (JSC Zlatmash) (Russia)

268.

Limited Liability Company Center for Specialized Production OSK Propulsion (OSK Propulsion) (Russia)

269.

Lytkarino Machine-Building Plant (Russia)

270.

Moscow Aviation Institute (Russia)

271.

Moscow Institute of Thermal Technology (Russia)

272.

Omsk Motor-Manufacturing Design Bureau (Russia)

273.

Open Joint Stock Company 170 Flight Support Equipment Repair Plant (170 RZ SOP) (Russia)

274.

Open Joint Stock Company 20 Aviation Repair Plant (20 ARZ) (Russia)

275.

Open Joint Stock Company 275 Aviation Repair Plant (275 ARZ) (Russia)

276.

Open Joint Stock Company 308 Aviation Repair Plant (308 ARZ) (Russia)

277.

Open Joint Stock Company 32 Repair Plant of Flight Support Equipment (32 RZ SOP) (Russia)

278.

Open Joint Stock Company 322 Aviation Repair Plant (322 ARZ) (Russia)

279.

Open Joint Stock Company 325 Aviation Repair Plant (325 ARZ) (Russia)

280.

Open Joint Stock Company 680 Aircraft Repair Plant (680 ARZ) (Russia)

281.

Open Joint Stock Company 720 Special Flight Support Equipment Repair Plant (720 RZ SOP) (Russia)

282.

Open Joint Stock Company Volgograd Radio-Technical Equipment Plant (VZ RTO) (Russia)

283.

Public Joint Stock Company Agregat (PJSC Agregat) (Russia)

284.

Salute Gas Turbine Research and Production Center (Russia)

285.

Scientific-Production Association Vint of Zvezdochka Shipyard (SPU Vint) (Russia)

286.

Scientific Research Institute of Applied Acoustics (NIIPA) (Russia)

287.

Siberian Scientific-Research Institute of Aviation N.A. S.A. Chaplygin (SibNIA) (Russia)

288.

Software Research Institute (Russia)

289.

Subsidiary Sevastopol Naval Plant of Zvezdochka Shipyard (Sevastopol Naval Plant) (City of Sevastopol, illegally annexed by Russia)

290.

Tula Arms Plant (Russia)

291.

Russian Institute of Radio Navigation and Time (Russia)

292.

Federal Technical Regulation and Metrology Agency (Rosstandart) (Russia)

293.

Federal State Budgetary Institution of Science P.I. K.A. Valiev RAS of the Ministry of Science and Higher Education of Russia (FTIAN) (Russia)

294.

Federal State Unitary Enterprise All-Russian Research Institute of Physical, Technical and Radio Engineering Measurements (VNIIFTRI) (Russia)

295.

Institute of Physics Named After P.N. Lebedev of the Russian Academy of Sciences (LPI) (Russia)

296.

The Institute of Solid-State Physics of the Russian Academy of Sciences (ISSP) (Russia)

297.

Rzhanov Institute of Semiconductor Physics, Siberian Branch of Russian Academy of Sciences (IPP SB RAS) (Russia)

298.

UEC-Perm Engines, JSC (Russia)

299.

Ural Works of Civil Aviation, JSC (Russia)

300.

Central Design Bureau for Marine Engineering “Rubin”, JSC (Russia)

301.

“Aeropribor-Voskhod”, JSC (Russia)

302.

Aerospace Equipment Corporation, JSC (Russia)

303.

Central Research Institute of Automation and Hydraulics (CNIIAG), JSC (Russia)

304.

Aerospace Systems Design Bureau, JSC (Russia)

305.

Afanasyev Technomac, JSC (Russia)

306.

Ak Bars Shipbuilding Corporation, CJSC (Russia)

307.

AGAT, Gavrilov-Yaminskiy Machine-Building Plant, JSC (Russia)

308.

Almaz Central Marine Design Bureau, JSC (Russia)

309.

Joint Stock Company Eleron (Russia)

310.

AO Rubin (Russia)

311.

Branch of AO Company Sukhoi Yuri Gagarin Komsomolsk-on-Amur Aircraft Plant (Russia)

312.

Branch of PAO II – Aviastar (Russia)

313.

Branch of RSK MiG Nizhny Novgorod Aircraft-Construction Plant Sokol (Russia)

314.

Chkalov Novosibirsk Aviation Plant (Russia)

315.

Joint Stock Company All-Russian Scientific-Research Institute Gradient (Russia)

316.

Joint Stock Company Almatyevsk Radiopribor Plant (JSC AZRP) (Russia)

317.

Joint Stock Company Experimental-Design Bureau Elektroavtomatika in the name of P.A. Efimov (Russia)

318.

Joint Stock Company Industrial Controls Design Bureau (Russia)

319.

Joint Stock Company Kazan Instrument-Engineering and Design Bureau (Russia)

320.

Joint Stock Company Microtechnology (Russia)

321.

Phasotron Scientific-Research Institute of Radio-Engineering (Russia)

322.

Joint Stock Company Radiopribor (Russia)

323.

Joint Stock Company Ramensk Instrument-Engineering Bureau (Russia)

324.

Joint Stock Company Research and Production Center SAPSAN (Russia)

325.

Joint Stock Company Rychag (Russia)

326.

Joint Stock Company Scientific Production Enterprise Izmeritel (Russia)

327.

Joint Stock Company Scientific-Production Union for Radioelectronics Named After V.I. Shimko (Russia)

328.

Joint Stock Company Taganrog Communications Scientific-Research Institute (Russia)

329.

Joint Stock Company Urals Instrument-Engineering Plant (Russia)

330.

Joint Stock Company Vzlet Engineering Testing Support (Russia)

331.

Joint Stock Company Zhiguli Radio Plant (Russia)

332.

Joint Stock Company Bryansk Electromechanical Plant (Russia)

333.

Public Joint Stock Company Moscow Institute of Electro-Mechanics and Automation (Russia)

334.

Public Joint Stock Company Stavropol Radio Plant Signal (Russia)

335.

Public Joint Stock Company Techpribor (Russia)

336.

Joint Stock Company Ramensky Instrument-Engineering Plant (Russia)

337.

V.V. Tarasov Avia Avtomatika (Russia)

338.

Design Bureau of Chemical Machine Building KBKhM (Russia)

339.

Far Eastern Shipbuilding and Ship Repair Center (Russia)

340.

Ilyushin Aviation Complex Branch: Myasishcheva Experimental Mechanical Engineering Plant (Russia)

341.

Institute of Marine Technology Problems Far East Branch Russian Academy of Sciences (Russia)

342.

Irkutsk Aviation Plant (Russia)

343.

Joint Stock Company Aerocomposit Ulyanovsk Plant (Russia)

344.

Joint Stock Company Experimental Design Bureau Named After A.S. Yakovlev (Russia)

345.

Joint Stock Company Federal Research and Production Center Altai (Russia)

346.

Joint Stock Company “Head Special Design Bureau Prozhektor (Russia)

347.

Joint Stock Company Ilyushin Aviation Complex (Russia)

348.

Joint Stock Company Lazurit Central Design Bureau (Russia)

349.

Joint Stock Company Research and Development Enterprise Protek (Russia)

350.

Joint Stock Company SPMDB Malachite (Russia)

351.

Joint Stock Company Votkinsky Zavod (Russia)

352.

Kalyazinsky Machine Building Factory – Branch of RSK MiG (Russia)

353.

Main Directorate of Deep-Sea Research of the Ministry of Defense of the Russian Federation (Russia)

354.

NPP Start (Russia)

355.

OAO Radiofizika (Russia)

356.

P.A. Voronin Lukhovitsk Aviation Plant, branch of RSK MiG (Russia)

357.

Public Joint Stock Company Bryansk Special Design Bureau (Russia)

358.

Public Joint Stock Company Voronezh Joint Stock Aircraft Company (Russia)

359.

Radio Technical Institute Named After A.L. Mints (Russia)

360.

Russian Federal Nuclear Center – All-Russian Research Institute of Experimental Physics (Russia)

361.

Shvabe JSC (Russia)

362.

Special Technological Center LLC (Russia)

363.

St. Petersburg Marine Bureau of Machine Building Malakhit (Russia)

364.

St. Petersburg Naval Design Bureau Almaz (Russia)

365.

St. Petersburg Shipbuilding Institution Krylov 45 (Russia)

366.

Strategic Control Posts Corporation (Russia)

367.

V.A. Trapeznikov Institute of Control Sciences of Russian Academy of Sciences (Russia)

368.

Vladimir Design Bureau for Radio Communications OJSC (Russia)

369.

Voentelecom JSC (Russia)

370.

A.A. Kharkevich Institute for Information Transmission Problems (IITP), Russian Academy of Sciences (RAS) (Russia)

371.

Ak Bars Holding (Russia)

372.

Special Research Bureau for Automation of Marine Researches Far East Branch Russian Academy of Sciences (Russia)

373.

Systems of Biological Synthesis LLC (Russia)

374.

Borisfen, JSC (Russia)

375.

Barnaul cartridge plant, JSC (Russia)

376.

Concern Avrora Scientific and Production Association, JSC (Russia)

377.

Bryansk Automobile Plant, JSC (Russia)

378.

Burevestnik Central Research Institute, JSC (Russia)

379.

Research Institute of Space Instrumentation, JSC (Russia)

380.

Arsenal Machine-building plant, OJSC (Russia)

381.

Central Design Bureau of Automatics, JSC (Russia)

382.

Zelenodolsk Design Bureau, JSC (Russia)

383.

Zavod Elecon, JSC (Russia)

384.

VMP “Avitec”, JSC (Russia)

385.

JSC V. Tikhomirov Scientific Research Institute of Instrument Design (Russia)

386.

Tulatochmash, JSC (Russia)

387.

PJSC “I.S. Brook” INEUM (Russia)

388.

SPE “Krasnoznamenets”, JSC (Russia)

389.

SPA Pribor Named After S.S. Golembiovsky, SC (Russia)

390.

SPA “Impuls”, JSC (Russia)

391.

RusBITech (Russia)

392.

ROTOR 43 (Russia)

393.

Rostov optical and mechanical plant, PJSC (Russia)

394.

RATEP, JSC (Russia)

395.

PLAZ (Russia)

396.

OKB “Technika” (Russia)

397.

Ocean Chips (Russia)

398.

Nudelman Precision Engineering Design Bureau (Russia)

399.

Angstrem JSC (Russia)

400.

NPCAP (Russia)

401.

Novosibirsk Plant of Artificial Fibre (Russia)

402.

Novosibirsk Cartridge Plant, JSC (SIBFIRE) (Russia)

403.

Novator DB (Russia)

404.

NIMI Named After V.V. BAHIREV, JSC (Russia)

405.

NII Stali JSC (Russia)

406.

Nevskoe Design Bureau, JSC (Russia)

407.

Neva Electronica JSC (Russia)

408.

ENICS (Russia)

409.

The JSC Makeyev Design Bureau (Russia)

410.

KURGANPRIBOR, JSC (Russia)

411.

Ural Optical-Mechanical Plant E.S. Yalamova, JSC (Russia)

412.

Ramenskoye Engineering Design Office, JSC (Russia)

413.

Vologda Optical and Mechanical Plant, JSC (Russia)

414.

Videoglaz Project (Russia)

415.

Innovative Underwater Technologies, LLC (Russia)

416.

Ulyanovsk Mechanical Plant (Russia)

417.

All-Russian Research Institute of Radio Engineering (Russia)

418.

PJSC “Scientific and Production Association ‘Almaz’ Named After Academician A.A. Raspletin” (Russia)

419.

Concern OJSC – KIZLYAR ELECTRO-MECHANICAL PLANT (Russia)

420.

Concern Oceanpribor, JSC (Russia)

421.

JSC Zelenogradsky Nanotechnology Center (Russia)

422.

JSC Elektronstandart Pribor (Russia)

423.

JSC “Urals Optical-Mechanical Plant Named After Mr E.S Yalamov” (Russia)

424.

Ramenskoye Instrument-Making Design Bureau, JSC (Russia)

425.

Special Technology Centre Limited Liability Company (Russia)

426.

Vest Ost Limited Liability (Russia)

427.

Trade-Component LLC (Russia)

428.

Radiant Electronic Components JSC (Russia)

429.

JSC ICC Milandr (Russia)

430.

SMT iLogic LLC (Russia)

431.

Device Consulting (Russia)

432.

Concern Radio-Electronic Technologies (Russia)

433.

Technodinamika, JSC (Russia)

434.

OOO “UNITEK” (Russia)

435.

Closed Joint Stock Company TPK LINKOS (Russia)

436.

Closed Joint Stock Company TPK LINKOS, SUBDIVISION IN ASTRAKHAN (Russia)

437.

Design and Manufacturing of Aircraft Engines (DAMA) (Iran)

438.

Islamic Revolutionary Guard Corps Aerospace Force (Iran)

439.

Islamic Revolutionary Guard Corps Research and Self-Sufficiency Jihad Organization (IRGC SSJO) (Iran)

440.

Oje Parvaz Mado Nafar Company (Mado) (Iran)

441.

Paravar Pars Company (Iran)

442.

Qods Aviation Industries (Iran)

443.

Shahed Aviation Industries (Iran)

444.

Concern Morinformsystem–Agat (Russia)

445.

AO Papilon (Russia)

446.

IT-Papillon OOO (Russia)

447.

OOO Adis (Russia)

448.

Papilon Systems Limited Liability Company (Russia)

449.

Advanced Research Foundation (Russia)

450.

Federal Service for Military-Technical Cooperation (Russia)

451.

Federal State Budgetary Scientific Institution Research and Production Complex Technology Center (Russia)

452.

Federal State Institution Federal Scientific Center Scientific Research Institute for System Analysis of the Russian Academy of Sciences (Russia)

453.

Joint Stock Company All-Russian Research Institute Signal (Russia)

454.

Joint Stock Company Center of Research and Technology Services Dinamika (Russia)

455.

Joint Stock Company Concern Avtomatika (Russia)

456.

Joint Stock Company Corporation Moscow Institute of Heat Technology (Russia)

457.

Joint Stock Company Design Center Soyuz (Russia)

458.

Joint Stock Company Design Technology Center Elektronika (Russia)

459.

Joint Stock Company Institute for Scientific Research Microelectronic Equipment Progress (Russia)

460.

Joint Stock Company Machine-Building Engineering Office Fakel Named After Akademika P.D. Grushina (Russia)

461.

Joint Stock Company Moscow Institute of Electromechanics and Automatics (Russia)

462.

Joint Stock Company North Western Regional Center of Almaz Antey Concern Obukhovsky Plant (Russia)

463.

Joint Stock Company Obninsk Research and Production Enterprise Technologiya Named After A.G. Romashin (Russia)

464.

Joint Stock Company Penza Electrotechnical Research Institute (Russia)

465.

Joint Stock Company Production Association Sever (Russia)

466.

Joint Stock Company Research Center ELINS (Russia)

467.

Joint Stock Company Research and Production Association of Measuring Equipment (Russia)

468.

Joint Stock Company Research and Production Enterprise Radar MMS (Russia)

469.

Joint Stock Company Research and Production Enterprise Sapfir (Russia)

470.

Joint Stock Company RT-Tekhpriemka (Russia)

471.

Joint Stock Company Russian Research Institute Electronstandart (Russia)

472.

Joint Stock Company Ryazan Plant of Metal Ceramic Instruments (Russia)

473.

Joint Stock Company Scientific Production Enterprise Digital Solutions (Russia)

474.

Joint Stock Company Scientific Production Enterprise Kontakt (Russia)

475.

Joint Stock Company Scientific Production Enterprise Topaz (Russia)

476.

Joint Stock Company Scientific Research Institute Giricond (Russia)

477.

Joint Stock Company Scientific Research Institute of Computer Engineering NII SVT (Russia)

478.

Joint Stock Company Scientific Research Institute of Electrical Carbon Products (Russia)

479.

Joint Stock Company Scientific Research Institute of Electronic and Mechanical Devices (Russia)

480.

Joint Stock Company Scientific Research Institute of Electronic Engineering Materials (Russia)

481.

Joint Stock Company Scientific Research Institute of Gas Discharge Devices Plasma (Russia)

482.

Joint Stock Company Scientific Research Institute of Industrial Television Rastr (Russia)

483.

Joint Stock Company Scientific Research Institute of Precision Mechanical Engineering (Russia)

484.

Joint Stock Company Special Design Bureau of Computer Engineering (Russia)

485.

Joint Stock Company Special Design Bureau of Control Means (Russia)

486.

Joint Stock Company Special Design Bureau Turbina (Russia)

487.

Joint Stock Company State Scientific Research Institute Kristall (Russia)

488.

Joint Stock Company Svetlana Semiconductors (Russia)

489.

Joint Stock Company Tekhnodinamika (Russia)

490.

Joint Stock Company Voronezh Semiconductor Devices Factory Assembly (Russia)

491.

KAMAZ Publicly Traded Company (Russia)

492.

Keldysh Institute of Applied Mathematics of the Russian Academy of Sciences (Russia)

493.

Limited Liability Company Research and Production Association Radiovolna (Russia)

494.

Limited Liability Company RSBGroup (Russia)

495.

Mitishinskiy Scientific Research Institute of Radio Measuring Instruments (Russia)

496.

Open Joint Stock Company Khabarovsk Radio Engineering Plant (Russia)

497.

Open Joint Stock Company Mariyskiy Machine-Building Plant (Russia)

498.

Open Joint Stock Company Scientific and Production Enterprise Pulsar (Russia)

499.

Public Joint Stock Company Megafon (Russia)

500.

Public Joint Stock Company Tutaev Motor Plant (Russia)

501.

Public Joint Stock Company Vympel Interstate Corporation (Russia)

502.

RT-Inform Limited Liability Company (Russia)

503.

Skolkovo Foundation (Russia)

504.

Skolkovo Institute of Science and Technology (Russia)

505.

State Flight Testing Center Named After V.P. Chkalov (Russia)

506.

Joint Stock Company Research and Production Association Named After S.A. Lavochkina (Russia)

507.

VMK Limited Liability Company (Russia)

508.

TESTKOMPLEKT LLC (Russia)

509.

Radiopriborsnab LLC (Russia)

510.

CJSC Radiotekhkomplekt (Russia)

511.

Asia Pacific Links Ltd. (Hong Kong, China)

512.

Tordan Industry Limited (Hong Kong, China)

513.

Alpha Trading Investments Limited (Hong Kong, China)

514.

JSC NICEVT (Russia)

515.

A-CONTRAKT (Russia)

516.

JCS Izhevsk Motozavod Axion-holding (Russia)

517.

Gorky Plant of Communication Equipment (GZAS) (Russia)

518.

Nizhny Novgorod Research Institute of Radio Engineering (NNIIRT) (Russia)

519.

Nizhegorodskiy televizionnyy zavod (NITEL JSC) (Russia)

520.

LLC Rezonit (Russia)

521.

ZAO Promelektronika (Russia)

522.

TD Promelektronika LLC (Russia)

523.

Tako LLC (Armenia)

524.

Art Logistics LLC (Russia)

525.

GFK Logistics LLC (Russia)

526.

Novastream Limited (Russia)

527.

SKS Elektron Broker (Russia)

528.

Trust Logistics (Russia)

529.

Trust Logistics LLC (Russia)

530.

Alfa Beta Creative LLC (Uzbekistan)

531.

GFK Logistics Asia LLC (Uzbekistan)

532.

I Jet Global DMCC (Syria)

533.

I Jet Global DMCC (United Arab Emirates)

534.

Success Aviation Services FZC (United Arab Emirates)

535.

LLC CST (Zala Aero Group) (Russia)

536.

Iran Aircraft Manufacturing Industries Corporation (HESA) (Iran)

537.

Closed Joint Stock Company Special Design Bureau (Russia)

538.

Federal State Enterprise Kazan State Gunpowder Plant (Russia)

539.

Federal State Unitary Enterprise Central Scientific Research Institute of Chemistry and Mechanics (Russia)

540.

Federal State Unitary Enterprise Rostov-On-Don Research Institute of Radio Communications (Russia)

541.

Informtest Firm Limited Liability Company (Russia)

542.

Joint Stock Company 150 Aircraft Repair Plant (Russia)

543.

Joint Stock Company 810 Aircraft Repair Plant (Russia)

544.

Joint Stock Company Arzamas Instrument-Making Plant Named After P.I. Plandin (Russia)

545.

Joint Stock Company Concern Central Institute for Scientific Research Elektropribor (Russia)

546.

Joint Stock Company Dux (Russia)

547.

Joint Stock Company Eastern Shipyard (Russia)

548.

Joint Stock Company Information Satellite Systems Named After Academician M.F. Reshetnev (Russia)

549.

Joint Stock Company Izhevsk Electromechanical Plant Kupol (Russia)

550.

Joint Stock Company Kazan Optical-Mechanical Plant (Russia)

551.

Joint Stock Company Khabarovsk Shipbuilding Yard (Russia)

552.

Joint Stock Company Machine Building Company Vityaz (Russia)

553.

Joint Stock Company Management Company Radiostandard (Russia)

554.

Joint Stock Company Marine Instrument Engineering Corporation (Russia)

555.

Joint Stock Company NII Gidrosvyazi Shtil (Russia)

556.

Joint Stock Company Nizhny Novgorod Plant of the 70th Anniversary of Victory (Russia)

557.

Joint Stock Company Northern Production Association Arktika (Russia)

558.

Joint Stock Company Perm Machine Building Plant (Russia)

559.

Joint Stock Company Production Complex Akhtuba (Russia)

560.

Joint Stock Company Project Design Bureau RIO (Russia)

561.

Joint Stock Company Scientific Production Association Orion (Russia)

562.

Joint Stock Company Scientific Production Association Volna Plant (Russia)

563.

Joint Stock Company Scientific Production Center of Automatics and Instrument Building Named After Academician N.A. Pilyugin (Russia)

564.

Joint Stock Company Scientific Production Concern Tekhmash (Russia)

565.

Joint Stock Company Scientific Research Engineering Institute (Russia)

566.

Joint Stock Company Scientific Research Institute of Computing Complexes Named After M.A. Kartsev (Russia)

567.

Joint Stock Company Scientific Technical Institute Radiosvyaz (Russia)

568.

Joint Stock Company Taganrog Plant Priboy (Russia)

569.

Joint Stock Company Tula Cartridge Works (Russia)

570.

Joint Stock Company Tula Machine-Building Plant (Russia)

571.

Joint Stock Company Ulan-Ude Aviation Plant (Russia)

572.

Joint Stock Company Ulyanovsk Cartridge Works (Russia)

573.

Joint Stock Company Ural Automotive Plant (Russia)

574.

Joint Stock Company Vodtranspribor (Russia)

575.

Joint Stock Company Zavolzhskiy Plant of Caterpillar Tractors (Russia)

576.

Joint Stock Company Zelenodolsk Plant Named After A.M. Gorky (Russia)

577.

Machine Building Group Limited Liability Company (Russia)

578.

Military Industrial Company Limited Liability Company (Russia)

579.

Open Joint Stock Company Degtyaryov Plant (Russia)

580.

Promtekhnologiya Limited Liability Company (Russia)

581.

Public Joint Stock Company Kurganmashzavod (Russia)

582.

Public Joint Stock Company Motovilikha Plants (Russia)

583.

Public Joint Stock Company Proletarsky Plant (Russia)

584.

Public Joint Stock Company Rostvertol (Russia)

585.

Scientific Production Association Izhevsk Unmanned Systems Limited Liability Company (Russia)

586.

Scientific Production Enterprise Prima Limited Liability Company (Russia)

587.

United Machine Building Group Limited Liability Company (Russia)

588.

Volgograd Machine Building Company Limited Liability Company (Russia)

589.

VXI-Systems Limited Liability Company (Russia)

590.

LLC Yadro (Russia)

591.

Perm Powder Plant (Russia)

592.

RPA Kazan Machine Building Plant (Russia)

593.

Proton JSC (Russia)

594.

Grant Instrument (Russia)

595.

Streloy (Russia)

596.

LLC Research and Production Enterprise Itelma (Russia)

597.

TTK Kammarket LLC (Russia)

598.

JSC Kompel (Russia)

599.

LLC MBR-AVIA (Russia)

600.

LLC NeoTech (Russia)

601.

JSC Sozvezdie Concern (Russia)

602.

Serov Machine-Building Plant JSC (Russia)

603.

Aeroscan LLC (Russia)

604.

STC Orion LLC (Russia)

605.

Technical Center Windeq LLC (Russia)

606.

OrelMetallPolimer LLC (Russia)

607.

OMP LLC (Russia)

608.

Spetstehnotreyd LLC (Russia)

609.

BIC-inform (Russia)

610.

Spel LLC (Russia)

611.

Alfakomponent LLC (Russia)

612.

ID Solution LLC (Russia)

613.

Inelso LLC (Russia)

614.

Elitan Trade LLC (Russia)

615.

Hartis Dv LLV (Russia)

616.

SFT LLC (Russia)

617.

Kami Group LLC (Russia)

618.

AGT Systems LLC (Russia)

619.

Entep LLC (Russia)

620.

Mvizion LLC (Uzbekistan)

621.

Design Bureau of Navigation Sytems (NAVIS) (Russia)

622.

Deflog Technologies PTE LTD (Singapore)

’.

ANNEX II

Annex VII to Regulation (EU) No 833/2014 is replaced by the following:

‘ANNEX VII

List of goods and technology referred to in Articles 2a(1) and 2b(1)

Part A

General Notes, Acronyms and Abbreviations, and Definitions in Annex I to Regulation (EU) 2021/821 apply to this Annex, with the exception of “Part I – General Notes, Acronyms and Abbreviations, and Definitions, General Notes to Annex I, point 2”.

Definitions of Terms used in the Common Military List (CML) of the European Union (2020/C 85/01) apply to this Annex.

Without prejudice to Article 12 of this Regulation, non-controlled items containing one or more components listed in this Annex are not subject to the controls under Articles 2a and 2b of this Regulation.

Category I – Electronics

X.A.I.001

Electronic devices and components.

a.

“Microprocessor microcircuits”, “microcomputer microcircuits”, and microcontroller microcircuits having any of the following:

1.

A performance speed of 5 GigaFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more;

2.

A clock frequency rate exceeding 25 MHz; or

3.

More than one data or instruction bus or serial communication port that provides a direct external interconnection between parallel “microprocessor microcircuits” with a transfer rate of 2,5 Mbyte/s;

b.

Storage integrated circuits, as follows:

1.

Electrically erasable programmable read-only memories (EEPROMs) with a storage capacity;

a.

Exceeding 16 Mbit per package for flash memory types; or

b.

Exceeding either of the following limits for all other EEPROM types:

1.

Exceeding 1 Mbit per package; or

2.

Exceeding 256 kbit per package and a maximum access time of less than 80 ns;

2.

Static random access memories (SRAMs) with a storage capacity:

a.

Exceeding 1 Mbit per package; or

b.

Exceeding 256 kbit per package and a maximum access time of less than 25 ns;

c.

Analogue-to-digital converters having any of the following:

1.

A resolution of 8 bit or more, but less than 12 bit, with an output rate greater than 200 Mega Samples Per Second (MSPS);

2.

A resolution of 12 bit with an output rate greater than 105 Mega Samples per Second (MSPS);

3.

A resolution of more than 12 bit but equal to or less than 14 bit with an output rate greater than 10 Mega Samples per Second (MSPS); or

4.

A resolution of more than 14 bit with an output rate greater than 2,5 Mega Samples Per Second (MSPS);

d.

Field programmable logic devices having a maximum number of single-ended digital input/outputs between 200 and 700;

e.

Fast Fourier Transform (FFT) processors having a rated execution time for a 1 024 point complex FFT of less than 1 ms;

f.

Custom integrated circuits for which the function is unknown, or the control status of the equipment in which the integrated circuits will be used is unknown to the manufacturer, having any of the following:

1.

More than 144 terminals; or

2.

A typical basic propagation delay time of less than 0,4 ns;

g.

Traveling-wave “vacuum electronic devices”, pulsed or continuous wave, as follows:

1.

Coupled cavity devices, or derivatives thereof;

2.

Devices based on helix, folded waveguide, or serpentine waveguide circuits, or derivatives thereof, having any of the following:

a.

An “instantaneous bandwidth” of half an octave or more and average power (expressed in kW) times frequency (expressed in GHz) of more than 0,2; or

b.

An “instantaneous bandwidth” of less than half an octave; and average power (expressed in kW) times frequency (expressed in GHz) of more than 0,4;

h.

Flexible waveguides designed for use at frequencies exceeding 40 GHz;

i.

Surface acoustic wave and surface skimming (shallow bulk) acoustic wave devices, having either of the following:

1.

A carrier frequency exceeding 1 GHz; or

2.

A carrier frequency of 1 GHz or less; and

a.

A “frequency side-lobe rejection” exceeding 55 dB;

b.

A product of the maximum delay time and bandwidth (time in μs and bandwidth in MHz) of more than 100; or

c.

A dispersive delay of more than 10 μs;

Technical Note : For the purpose of X.A.I.001.i “frequency side-lobe rejection” is the maximum rejection value specified in data sheet.

j.

“Cells” as follows:

1.

“Primary cells” having an “energy density” of 550 Wh/kg or less at 293 K (20 °C);

2.

“Secondary cells” having an “energy density” of 350 Wh/kg or less at 293 K (20 °C);

Note : X.A.I.001.j does not control batteries, including single cell batteries.

Technical Notes :

1.

For the purpose of X.A.I.001.j energy density (Wh/kg) is calculated from the nominal voltage multiplied by the nominal capacity in ampere-hours (Ah) divided by the mass in kilograms. If the nominal capacity is not stated, energy density is calculated from the nominal voltage squared then multiplied by the discharge duration in hours divided by the discharge load in Ohms and the mass in kilograms.

2.

For the purpose of X.A.I.001.j, a “cell” is defined as an electrochemical device, which has positive and negative electrodes, and electrolyte, and is a source of electrical energy. It is the basic building block of a battery.

3.

For the purpose of X.A.I.001.j.1, a “primary cell” is a “cell” that is not designed to be charged by any other source.

4.

For the purpose of X.A.I.001.j.2, a “secondary cell” is a “cell” that is designed to be charged by an external electrical source.

k.

“Superconductive” electromagnets or solenoids specially designed to be fully charged or discharged in less than one minute, having all of the following:

Note : X.A.I.001.k does not control “superconductive” electromagnets or solenoids designed for Magnetic Resonance Imaging (MRI) medical equipment.

1.

Maximum energy delivered during the discharge divided by the duration of the discharge of more than 500 kJ per minute;

2.

Inner diameter of the current carrying windings of more than 250 mm; and

3.

Rated for a magnetic induction of more than 8T or “overall current density” in the winding of more than 300 A/mm2;

l.

Circuits or systems for electromagnetic energy storage, containing components manufactured from “superconductive” materials specially designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents, having all of the following:

1.

Resonant operating frequencies exceeding 1 MHz;

2.

A stored energy density of 1 MJ/m3 or more; and

3.

A discharge time of less than 1 ms;

m.

Hydrogen/hydrogen-isotope thyratrons of ceramic-metal construction and rate for a peak current of 500 A or more;

n.

Ceramic frequency filters;

o.

Solar cells, cell-interconnect-coverglass (CIC) assemblies, solar panels, and solar arrays, which are “space qualified” and not controlled by 3A001.e.4 (1);

p.

Cermet trimmers.

X.A.I.002

General purpose “electronic assemblies”, modules and equipment.

a.

Electronic test equipment, other than those specified in the CML or in Regulation (EU) 2021/821;

b.

Digital instrumentation magnetic tape data recorders having any of the following characteristics;

1.

A maximum digital interface transfer rate exceeding 60 Mbit/s and employing helical scan techniques;

2.

A maximum digital interface transfer rate exceeding 120 Mbit/s and employing fixed head techniques; or

3.

“Space qualified”;

c.

Equipment, with a maximum digital interface transfer rate exceeding 60 Mbit/s, designed to convert digital video magnetic tape recorders for use as digital instrumentation data recorders;

d.

Non-modular analogue oscilloscopes having a bandwidth of 1 GHz or greater;

e.

Modular analogue oscilloscope systems having either of the following characteristics:

1.

A mainframe with a bandwidth of 1 GHz or greater; or

2.

Plug-in modules with an individual bandwidth of 4 GHz or greater;

f.

Analogue sampling oscilloscopes for the analysis of recurring phenomena with an effective bandwidth greater than 4 GHz;

g.

Digital oscilloscopes and transient recorders, using analogue-to-digital conversion techniques, capable of storing transients by sequentially sampling single-shot inputs at successive intervals of less than 1 ns (greater than 1 Giga Samples per Second (GSPS)), digitizing to 8 bits or greater resolution and storing 256 or more samples.

Note : X.A.I.002 controls the following specially designed components for analogue oscilloscopes:

1.

Plug-in units;

2.

External amplifiers;

3.

Pre-amplifiers;

4.

Sampling devices;

5.

Cathode ray tubes.

X.A.I.003

Specific processing equipment, other than those specified in the CML or in Regulation (EU) 2021/821, as follows:

a.

Frequency changers and their specially designed components, other than those specified in the CML or in Regulation (EU) 2021/821;

b.

Mass spectrometers, other than those specified in the CML or in Regulation (EU) 2021/821;

c.

All flash X-ray machines, or components of pulsed power systems designed thereof, including Marx generators, high power pulse shaping networks, high voltage capacitors, and triggers;

d.

Pulse amplifiers, other than those specified in the CML or in Regulation (EU) 2021/821;

e.

Electronic equipment for time delay generation or time interval measurement, as follows:

1.

Digital time delay generators with a resolution of 50 ns or less over time intervals of 1 μs or greater; or

2.

Multi-channel (three or more) or modular time interval meter and chronometry equipment with resolution of 50 ns or less over time intervals of 1 μs or greater;

f.

Chromatography and spectrometry analytical instruments.

X.B.I.001

Equipment for the manufacture of electronic components or materials, as follows and specially designed components and accessories therefor:

a.

Equipment specially designed for the manufacture of electron tubes, optical elements and specially designed components therefor controlled by 3A001 (2) or X.A.I.001;

b.

Equipment specially designed for the manufacture of semiconductor devices, integrated circuits and “electronic assemblies”, as follows, and systems incorporating or having the characteristics of such equipment:

Note : X.B.I.001.b. also controls equipment used or modified for use in the manufacture of other devices, such as imaging devices, electro-optical devices, acoustic-wave devices.

1.

Equipment for the processing of materials for the manufacture of devices and components as specified in the heading of X.B.I.001.b, as follows:

Note : X.B.I.001 does not control quartz furnace tubes, furnace liners, paddles, boats (except specially designed caged boats), bubblers, cassettes or crucibles specially designed for the processing equipment controlled by X.B.I.001.b.1.

a.

Equipment for producing polycrystalline silicon and materials controlled by 3C001 (3);

b.

Equipment specially designed for purifying or processing III/V and II/VI semiconductor materials controlled by 3C001, 3C002, 3C003, 3C004, or 3C005 1 except crystal pullers, for which see X.B.I.001.b.1.c below;

c.

Crystal pullers and furnaces, as follows:

Note : X.B.I.001.b.1.c does not control diffusion and oxidation furnaces.

1.

Annealing or recrystallizing equipment other than constant temperature furnaces employing high rates of energy transfer capable of processing wafers at a rate exceeding 0,005 m2 per minute;

2.

“Stored program controlled” crystal pullers having any of the following characteristics:

a.

Rechargeable without replacing the crucible container;

b.

Capable of operation at pressures above 2,5 x 105 Pa; or

c.

Capable of pulling crystals of a diameter exceeding 100 mm;

d.

“Stored program controlled” equipment for epitaxial growth having any of the following characteristics:

1.

Capable of producing silicon layer with a thickness uniform to less than ± 2,5 % across a distance of 200 mm or more;

2.

Capable of producing a layer of any material other than silicon with a thickness uniformity across the wafer of equal to or better than ± 3,5 %; or

3.

Rotation of individual wafers during processing;

e.

Molecular beam epitaxial growth equipment;

f.

Magnetically enhanced “sputtering” equipment with specially designed integral load locks capable of transferring wafers in an isolated vacuum environment;

g.

Equipment specially designed for ion implantation, ion-enhanced or photo-enhanced diffusion, having any of the following characteristics:

1.

Patterning capability;

2.

Beam energy (accelerating voltage) exceeding 200 keV;

3.

Optimised to operate at a beam energy (accelerating voltage) of less than 10 keV; or

4.

Capable of high energy oxygen implant into a heated “substrate”;

h.

“Stored program controlled” equipment for the selective removal (etching) by means of anisotropic dry methods (e.g., plasma), as follows:

1.

“Batch types” having either of the following:

a.

End-point detection, other than optical emission spectroscopy types; or

b.

Reactor operational (etching) pressure of 26,66 Pa or less;

2.

“Single wafer types” having any of the following:

a.

End-point detection, other than optical emission spectroscopy types;

b.

Reactor operational (etching) pressure of 26,66 Pa or less; or

c.

Cassette-to-cassette and load locks wafer handling;

Notes:

1.

“Batch types” refers to machines not specially designed for production processing of single wafers. Such machines can process two or more wafers simultaneously with common process parameters, e.g., RF power, temperature, etch gas species, flow rates.

2.

“Single wafer types” refers to machines specially designed for production processing of single wafers. These machines may use automatic wafer handling techniques to load a single wafer into the equipment for processing. The definition includes equipment that can load and process several wafers but where the etching parameters, e.g., RF power or end point, can be independently determined for each individual wafer.

i.

Chemical vapour deposition (CVD) equipment, e.g., plasma-enhanced CVD (PECVD) or photo-enhanced CVD, for semiconductor device manufacturing, having either of the following capabilities, for deposition of oxides, nitrides, metals or polysilicon:

1.

Chemical vapour deposition equipment operating below 105 Pa; or

2.

PECVD equipment operating either below 60 Pa or having automatic cassette-to-cassette and load lock wafer handling;

Note : X.B.I.001.b.1.i does not control low pressure chemical vapour deposition (LPCVD) systems or reactive “sputtering” equipment.

j.

Electron beam systems specially designed or modified for mask making or semiconductor device processing having any of the following characteristics:

1.

Electrostatic beam deflection;

2.

Shaped, non-Gaussian beam profile;

3.

Digital-to-analogue conversion rate exceeding 3 MHz;

4.

Digital-to-analogue conversion accuracy exceeding 12 bit; or

5.

Target-to-beam position feedback control precision of 1 μm or finer;

Note : X.B.I.001.b.1.j does not control electron beam deposition systems or general purpose scanning electron microscopes.

k.

Surface finishing equipment for the processing of semiconductor wafers as follows:

1.

Specially designed equipment for backside processing of wafers thinner than 100 μm and the subsequent separation thereof; or

2.

Specially designed equipment for achieving a surface roughness of the active surface of a processed wafer with a two-sigma value of 2 μm or less, total indicator reading (TIR);

Note : X.B.I.001.b.1.k does not control single-side lapping and polishing equipment for wafer surface finishing.

l.

Interconnection equipment which includes common single or multiple vacuum chambers specially designed to permit the integration of any equipment controlled by X.B.I.001 into a complete system;

m.

“Stored program controlled” equipment using “lasers” for the repair or trimming of “monolithic integrated circuits” with either of the following characteristics:

1.

Positioning accuracy less than ± 1 μm; or

2.

Spot size (kerf width) less than 3 μm.

Technical Note : For the purpose of X.B.I.001.b.1, “sputtering” is an overlay coating process wherein positively charged ions are accelerated by an electric field towards the surface of a target (coating material). The kinetic energy of the impacting ions is sufficient to cause target surface atoms to be released and deposited on the substrate. ( Note : Triode, magnetron or radio frequency sputtering to increase adhesion of coating and rate of deposition are ordinary modifications of the process.).

2.

Masks, mask substrates, mask-making equipment and image transfer equipment for the manufacture of devices and components as specified in the heading of X.B.I.001, as follows:

Note : The term masks refers to those used in electron beam lithography, X-ray lithography, and ultraviolet lithography, as well as the usual ultraviolet and visible photo-lithography.

a.

Finished masks, reticles and designs therefor, except:

1.

Finished masks or reticles for the production of integrated circuits not controlled by 3A001 (4); or

2.

Masks or reticles, having both of the following characteristics:

a.

Their design is based on geometries of 2,5 μm or more; and

b.

The design does not include special features to alter the intended use by means of production equipment or “software”;

b.

Mask substrates as follows:

1.

Hard surface (e.g., chromium, silicon, molybdenum) coated “substrates” (e.g., glass, quartz, sapphire) for the preparation of masks having dimensions exceeding 125 mm x 125 mm; or

2.

Substrates specially designed for X-ray masks;

c.

Equipment, other than general purpose computers, specially designed for computer aided design (CAD) of semiconductor devices or integrated circuits;

d.

Equipment or machines, as follows, for mask or reticle fabrication:

1.

Photo-optical step and repeat cameras capable of producing arrays larger than 100 mm x 100 mm, or capable of producing a single exposure larger than 6 mm x 6 mm in the image (i.e., focal) plane, or capable of producing line widths of less than 2,5 μm in the photoresist on the “substrate”;

2.

Mask or reticle fabrication equipment using ion or “laser” beam lithography capable of producing line widths of less than 2,5 μm; or

3.

Equipment or holders for altering masks or reticles or adding pellicles to remove defects;

Note : X.B.I.001.b.2.d.1 and b.2.d.2 do not control mask fabrication equipment using photo-optical methods which was either commercially available before the 1st January 1980, or has a performance no better than such equipment.

e.

“Stored program controlled” equipment for the inspection of masks, reticles or pellicles with:

1.

A resolution of 0,25 μm or finer; and

2.

A precision of 0,75 μm or finer over a distance in one or two coordinates of 63,5 mm or more;

Note : X.B.I.001.b.2.e does not control general purpose scanning electron microscopes except when specially designed and instrumented for automatic pattern inspection.

f.

Align and expose equipment for wafer production using photo-optical or X-ray methods, e.g., lithography equipment, including both projection image transfer equipment and step and repeat (direct step on wafer) or step and scan (scanner) equipment, capable of performing any of the following functions:

Note : X.B.I.001.b.2.f does not control photo-optical contact and proximity mask align and expose equipment or contact image transfer equipment.

1.

Production of a pattern size of less than 2,5 μm;

2.

Alignment with a precision finer than ± 0,25 μm (3 sigma);

3.

Machine-to-machine overlay no better than ± 0,3 μm; or

4.

A light source wavelength shorter than 400 nm;

g.

Electron beam, ion beam or X-ray equipment for projection image transfer capable of producing patterns less than 2,5 μm;

Note : For focused, deflected-beam systems (direct write systems), see X.B.I.001.b.1.j.

h.

Equipment using “lasers” for direct write on wafers capable of producing patterns less than 2,5 μm.

3.

Equipment for the assembly of integrated circuits, as follows:

a.

“Stored program controlled” die bonders having all of the following characteristics:

1.

Specially designed for “hybrid integrated circuits”;

2.

X-Y stage positioning travel exceeding 37,5 x 37,5 mm; and

3.

Placement accuracy in the X-Y plane of finer than ± 10 μm;

b.

“Stored program controlled” equipment for producing multiple bonds in a single operation (e.g., beam lead bonders, chip carrier bonders, tape bonders);

c.

Semi-automatic or automatic hot cap sealers, in which the cap is heated locally to a higher temperature than the body of the package, specially designed for ceramic microcircuit packages controlled by 3A001 (5) and that have a throughput equal to or more than one package per minute.

Note : X.B.I.001.b.3 does not control general purpose resistance type spot welders.