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Document 02017R1509-20180306

    Consolidated text: Council Regulation (EU) 2017/1509 of 30 August 2017 concerning restrictive measures against the Democratic People's Republic of Korea and repealing Regulation (EC) No 329/2007

    ELI: http://data.europa.eu/eli/reg/2017/1509/2018-03-06

    02017R1509 — EN — 06.03.2018 — 006.001


    This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document

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    COUNCIL REGULATION (EU) 2017/1509

    of 30 August 2017

    concerning restrictive measures against the Democratic People's Republic of Korea and repealing Regulation (EC) No 329/2007

    (OJ L 224 31.8.2017, p. 1)

    Amended by:

     

     

    Official Journal

      No

    page

    date

    ►M1

    COUNCIL REGULATION (EU) 2017/1548 of 14 September 2017

      L 237

    39

    15.9.2017

    ►M2

    COUNCIL IMPLEMENTING REGULATION (EU) 2017/1568 of 15 September 2017

      L 238

    10

    16.9.2017

    ►M3

    COUNCIL REGULATION (EU) 2017/1836 of 10 October 2017

      L 261

    1

    11.10.2017

    ►M4

    COUNCIL REGULATION (EU) 2017/1858 of 16 October 2017

      L 265I

    1

    16.10.2017

    ►M5

    COUNCIL IMPLEMENTING REGULATION (EU) 2017/1859 of 16 October 2017

      L 265I

    5

    16.10.2017

     M6

    COUNCIL IMPLEMENTING REGULATION (EU) 2017/1897 of 18 October 2017

      L 269

    1

    19.10.2017

    ►M7

    COUNCIL REGULATION (EU) 2017/2062 of 13 November 2017

      L 295

    4

    14.11.2017

    ►M8

    COUNCIL IMPLEMENTING REGULATION (EU) 2018/12 of 8 January 2018

      L 4

    1

    9.1.2018

     M9

    COUNCIL IMPLEMENTING REGULATION (EU) 2018/53 of 12 January 2018

      L 10

    1

    13.1.2018

    ►M10

    COUNCIL IMPLEMENTING REGULATION (EU) 2018/87 of 22 January 2018

      L 16I

    1

    22.1.2018

    ►M11

    COUNCIL REGULATION (EU) 2018/285 of 26 February 2018

      L 55

    1

    27.2.2018

    ►M12

    COUNCIL IMPLEMENTING REGULATION (EU) 2018/286 of 26 February 2018

      L 55

    15

    27.2.2018

    ►M13

    COUNCIL IMPLEMENTING REGULATION (EU) 2018/324 of 5 March 2018

      L 63

    1

    6.3.2018


    Corrected by:

    ►C1

    Corrigendum, OJ L 251, 29.9.2017, p.  29 (2017/1568)

    ►C2

    Corrigendum, OJ L 007, 12.1.2018, p.  41 (2017/1509)

    ►C3

    Corrigendum, OJ L 036, 9.2.2018, p.  38 (2018/12)




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    COUNCIL REGULATION (EU) 2017/1509

    of 30 August 2017

    concerning restrictive measures against the Democratic People's Republic of Korea and repealing Regulation (EC) No 329/2007



    CHAPTER I

    Definitions

    Article 1

    This Regulation shall apply:

    (a) within the territory of the Union;

    (b) on board any aircraft or any vessel under the jurisdiction of a Member State;

    (c) to any person inside or outside the territory of the Union who is a national of a Member State;

    (d) to any legal person, entity or body, inside or outside the territory of the Union which is incorporated or constituted under the law of a Member State;

    (e) to any legal person, entity or body in respect of any business done in whole or in part within the Union.

    Article 2

    For the purposes of this Regulation, the following definitions apply:

    (1) ‘branch’ of a financial or credit institution means a place of business which forms a legally dependent part of a financial or credit institution and which carries out directly all or some of the transactions inherent in the business of financial or credit institutions;

    (2) ‘brokering services’ means:

    (a) the negotiation or arrangement of transactions for the purchase, sale or supply of goods and technology or of financial and technical services, including from a third country to any other third country; or

    (b) the selling or buying of goods and technology or of financial and technical services, including where they are located in third countries for their transfer to another third country;

    (3) ‘claim’ means any claim, whether asserted by legal proceedings or not under or in connection with a contract or transaction, and includes in particular:

    (a) a claim for performance of any obligation arising under or in connection with a contract or transaction;

    (b) a claim for extension or payment of a bond, financial guarantee or indemnity of whatever form;

    (c) a claim for compensation in respect of a contract or transaction;

    (d) a counterclaim;

    (e) a claim for the recognition or enforcement, including by the procedure of exequatur, of a judgment, an arbitration award or an equivalent decision, wherever made or given;

    (4) ‘competent authorities’ refers to the competent authorities as identified on the websites listed in Annex I;

    (5) ‘contract or transaction’ means any transaction of whatever form and whatever the applicable law, whether comprising one or more contracts or similar obligations made between the same or different parties; for this purpose ‘contract’ includes a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, and credit, whether legally independent or not, as well as any related provision arising under, or in connection with, the transaction;

    (6) ‘credit institution’ means a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council ( 1 ), including branches thereof, as defined in point (17) of Article 4(1) of that Regulation, located in the Union, whether its head office is situated within the Union or in a third country;

    (7) ‘diplomatic missions, consular posts and their members’ has the same meaning as in the 1961 Vienna Convention on Diplomatic Relations and the 1963 Vienna Convention on Consular Relations, and also includes missions of the DPRK to international organisations hosted in the Member States and DPRK members of those missions;

    (8) ‘economic resources’ means assets of every kind, whether tangible or intangible, movable or immovable, actual or potential, which are not funds but can be used to obtain funds, goods or services, including vessels, such as maritime vessels;

    (9) ‘financial institution’ means

    (a) an undertaking, other than a credit institution, which carries out one or more of the activities listed in points (2) to (12), (14) and (15) of Annex I to Directive 2013/36/EU of the European Parliament and of the Council ( 2 ), including the activities of currency exchange offices (bureaux de change);

    (b) an insurance undertaking as defined in point (1) of Article 13 of Directive 2009/138/EC of the European Parliament and of the Council ( 3 ), insofar as it carries out life assurance activities covered by that Directive;

    (c) an investment firm as defined in point (1) of Article 4(1) of Directive 2004/39/EC of the European Parliament and of the Council ( 4 );

    (d) a collective investment undertaking marketing its units or shares;

    (e) an insurance intermediary as defined in point (5) of Article 2 of Directive 2002/92/EC of the European Parliament and of the Council ( 5 ) where it acts with respect to life insurance and other investment-related services, with the exception of a tied insurance intermediary as defined in point (7) of that Article;

    (f) branches, when located in the Union, of financial institutions as referred to in points (a) to (e), whether their head office is situated in a Member State or in a third country;

    (10) ‘freezing of economic resources’ means preventing the use of economic resources to obtain funds, goods or services in any way, including, but not limited to, by selling, hiring or mortgaging them;

    (11) ‘freezing of funds’ means preventing any moving, transfer, alteration, use of, access to, or dealing with funds in any way that would result in any change in their volume, amount, location, ownership, possession, character, destination or other change that would enable the use of the funds, including portfolio management;

    (12) ‘funds’ means financial assets and benefits of every kind, including but not limited to:

    (a) cash, cheques, claims on money, drafts, money orders and other payment instruments;

    (b) deposits with financial institutions or other entities, balances on accounts, debts and debt obligations;

    (c) publicly and privately-traded securities and debt instruments, including stocks and shares, certificates representing securities, bonds, notes, warrants, debentures and derivatives contracts;

    (d) interest, dividends or other income on or value accruing from or generated by assets;

    (e) credit, right of set-off, guarantees, performance bonds or other financial commitments;

    (f) letters of credit, bills of lading, bills of sale;

    (g) documents evidencing an interest in funds or financial resources;

    (13) ‘insurance’ means an undertaking or commitment whereby one or more natural or legal persons are obliged, in return for a payment, to provide one or more other persons, in the event of the materialisation of a risk, with an indemnity or a benefit as determined by the undertaking or commitment;

    (14) ‘investment services’ means the following services and activities:

    (a) reception and transmission of orders in relation to one or more financial instruments;

    (b) execution of orders on behalf of clients;

    (c) dealing on own account;

    (d) portfolio management;

    (e) investment advice;

    (f) underwriting of financial instruments and/or placing of financial instruments on a firm-commitment basis;

    (g) placing of financial instruments without a firm-commitment basis;

    (h) any service in relation to the admission to trading on a regulated market or trading on a multilateral trading facility;

    (15) ‘payee’ means a natural or legal person who is the intended recipient of the transfer of funds;

    (16) ‘payer’ means a person who holds a payment account and allows a transfer of funds from that payment account, or, where there is no payment account, that gives a transfer-of-funds order;

    (17) ‘payment service provider’ means the categories of payment service provider referred to in Article 1(1) of Directive 2007/64/EC of the European Parliament and of the Council ( 6 ), natural or legal persons benefiting from a waiver pursuant to Article 26 of Directive 2007/64/EC and legal persons benefiting from a waiver pursuant to Article 9 of Directive 2009/110/EC of the European Parliament and of the Council ( 7 ), providing transfer-of-funds services;

    (18) ‘reinsurance’ means the activity consisting in accepting risks ceded by an insurance undertaking or by another reinsurance undertaking or, in the case of the association of underwriters known as Lloyd's, the activity consisting in accepting risks, ceded by any member of Lloyd's, by an insurance or reinsurance undertaking other than the association of underwriters known as Lloyd's;

    (19) ‘services incidental to’ means services rendered on a fee or contract basis by units mainly engaged in the production of transportable goods, as well as services typically related to the production of such goods;

    (20) ‘shipowner’ means the registered owner of a seagoing ship, or any other person such as the bareboat charterer who is responsible for the operation of the ship;

    (21) ‘technical assistance’ means any technical support related to repairs, development, manufacture, assembly, testing, maintenance, or any other technical service, and may take forms such as instruction, advice, training, transmission of working knowledge or skills or consulting services; including verbal forms of assistance;

    (22) ‘territory of the Union’ means the territories of the Member States to which the Treaty is applicable, under the conditions laid down in the Treaty, including their airspace;

    (23) ‘transfer of funds’ means:

    (a) any transaction at least partially carried out by electronic means on behalf of a payer through a payment service provider, with a view to making funds available to a payee through a payment service provider, irrespective of whether the payer and the payee are the same person and irrespective of whether the payment service provider of the payer and that of the payee are one and the same, including:

    (i) a credit transfer as defined in point (1) of Article 2 of Regulation (EU) No 260/2012 of the European Parliament and of the Council ( 8 );

    (ii) a direct debit as defined in point (2) of Article 2 of Regulation (EU) No 260/2012;

    (iii) a money remittance as defined in point (13) of Article 4 of Directive 2007/64/EC, whether national or cross border;

    (iv) a transfer carried out using a payment card, an electronic money instrument, or a mobile phone, or any other digital or IT prepaid or postpaid device with similar characteristics; and

    (b) any transaction by non-electronic means, such as in cash, cheques or accountancy orders, with a view to making funds available to a payee irrespective of whether the payer and the payee are the same person.

    (24) ‘a vessel crewed by the DPRK’ means:

    (a) a vessel whose manning is controlled by:

    (i) a natural person of DPRK nationality; or

    (ii) a legal person, entity or body incorporated or constituted under the law of the DPRK;

    (b) a vessel entirely manned by DPRK nationals.



    CHAPTER II

    Export and import restrictions

    Article 3

    1.  It shall be prohibited:

    (a) to sell, supply, transfer or export, directly or indirectly, the goods and technology, including software, listed in Annex II, whether or not originating in the Union, to any natural or legal person, entity or body in, or for use in the DPRK;

    (b) to sell, supply, transfer or export aviation fuel, directly or indirectly, as listed in Annex III to the DPRK or transport to DPRK aviation fuel on board the flag vessels or aircraft of Member States, whether or not originating in the territories of Member States;

    (c) to import, purchase or transfer, directly or indirectly, the goods and technology listed in Annex II from the DPRK, whether or not originating in the DPRK;

    (d) to import, purchase or transfer, directly or indirectly, gold, titanium ore, vanadium ore and rare-earth minerals, as listed in Annex IV, from the DPRK, whether or not originating in the DPRK;

    (e) to import, purchase or transfer, directly or indirectly, coal, iron and iron ore, as listed in Annex V, from the DPRK, whether or not originating in the DPRK;

    (f) to import, purchase or transfer, directly or indirectly, from DPRK petroleum products, as listed in Annex VI, whether or not originating in the DPRK; and

    (g) to import, purchase or transfer, directly or indirectly, copper, nickel, silver and zinc, as listed in Annex VII, from the DPRK, whether or not originating in the DPRK;

    2.  Part I of Annex II shall include all items, materials, equipment, goods and technology, including software, which are dual-use items or technology as defined in Annex I to Council Regulation (EC) No 428/2009 ( 9 ).

    Part II of Annex II shall include other items, materials, equipment, goods and technology which could contribute to the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    Part III of Annex II shall include certain key components for the ballistic-missile sector.

    Part IV of Annex II shall include weapons of mass destruction-related items, materials, equipment, goods and technology designated, pursuant to paragraph 25 of UNSCR 2270 (2016).

    Part V of Annex II shall include weapons of mass destruction-related items, materials, equipment, goods and technology designated, pursuant to paragraph 4 of UNSCR 2321 (2016).

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    Part VI of Annex II shall include weapons of mass destruction-related items, materials, equipment, goods and technology designated pursuant to paragraph 4 of UNSCR 2371 (2017).

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    Part VII of Annex II shall include conventional arms-related items, materials, equipment, goods and technology designated, pursuant to paragraph 5 of UNSCR 2371 (2017).

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    Part VIII of Annex II shall include weapons of mass destruction-related items, materials, equipment, goods and technology designated, pursuant to paragraph 4 of UNSCR 2375 (2017).

    Part IX of Annex II shall include conventional arms-related items, materials, equipment, goods and technology designated, pursuant to paragraph 5 of UNSCR 2375 (2017).

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    Annex III shall include the aviation fuel referred to in point (b) of paragraph 1.

    Annex IV shall include the gold, titanium ore, vanadium ore and rare-earth minerals, referred to in point (d) of paragraph 1.

    Annex V shall include the coal, iron and iron ore, referred to in point (e) of paragraph 1.

    Annex VI shall include the petroleum products referred to in point (f) of paragraph 1.

    Annex VII shall include the copper, nickel, silver and zinc, referred to in point (g) of paragraph 1.

    3.  The prohibition referred to in point (b) of paragraph 1 shall not apply with respect to the sale or supply of aviation fuel to civilian passenger aircraft outside the DPRK exclusively for consumption during their flight to the DPRK and their return to the airport of origin.

    Article 4

    1.  By way of derogation from point (b) of Article 3(1), the competent authorities of the Member States may authorise the sale, supply or transfer of aviation fuel, provided that the Member State has obtained the advance approval of the Sanctions Committee on an exceptional case-by-case basis for the transfer to the DPRK of such products for verified essential humanitarian needs and subject to specified arrangements for effective monitoring of delivery and use.

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    2.  By way of derogation from point (e) of Article 3(1), the competent authorities of the Member States may authorise the import, purchase or transfer of coal provided that the competent authorities of the Member States have determined on the basis of credible information that the shipment originated outside of the DPRK and was transported through the DPRK solely for export from the Port of Rajin (Rason), that the exporting state has notified the Sanctions Committee in advance of such transactions, and that the transactions are unrelated to generating revenue for the DPRK's nuclear or ballistic missile programmes and other activities prohibited by UNSCRs 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017) or 2371 (2017), or by this Regulation.

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    3.  The Member State concerned shall notify the other Member States and the Commission of any authorisation granted pursuant to paragraphs 1 and 2.

    Article 5

    1.  It shall be prohibited to sell, supply, transfer or export, directly or indirectly, to the DPRK any item, except food or medicine, if the exporter knows or has reasonable grounds to believe that:

    (a) the item is destined directly or indirectly for the DPRK's armed forces; or

    (b) the export of the item could support or enhance the operational capabilities of the armed forces of a State other than the DPRK.

    2.  It shall be prohibited to import, purchase or transport from DPRK items referred to in paragraph 1 if the importer or transporter knows or has reasonable grounds to believe that one of the grounds in point (a) or (b) of paragraph 1 is met.

    Article 6

    1.  By way of derogation from Article 5, the competent authorities of the Member States may authorise the sale, supply, transfer or export of an item to the DPRK, or the import, purchase or transport of an item from the DPRK, where:

    (a) the item does not relate to the production, development, maintenance or use of military goods, or development or the maintenance of military personnel, and the competent authority has determined that the item would not directly contribute to the development of the operational capabilities of the DPRK's armed forces or to exports that support or enhance the operational capabilities of armed forces of a third country other than the DPRK;

    (b) the Sanctions Committee has determined that a particular supply, sale or transfer would not be contrary to the objectives of UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016) or 2321 (2016); or

    (c) the competent authority of the Member State is satisfied that the activity is exclusively for either humanitarian or livelihood purposes which will not be used by DPRK persons, entities or bodies to generate revenue, and is not related to any activity prohibited by UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016) or 2321 (2016), provided that the Member State notifies the Sanctions Committee in advance of such a determination and informs the Sanctions Committee of measures taken to prevent the diversion of the item for any prohibited purpose.

    2.  The Member State concerned shall notify the other Member States and the Commission of its intention to grant an authorisation under this Article at least one week prior to granting the authorisation.

    Article 7

    1.  It shall be prohibited:

    (a) to provide, directly or indirectly, technical assistance and brokering services related to goods and technology listed in the EU Common List of Military Equipment or in Annex II, and related to the provision, manufacture, maintenance and use of goods listed in the EU Common List of Military Equipment or in Annex II, to any natural or legal person, entity or body in, or for use in the DPRK;

    (b) to provide, directly or indirectly, financing or financial assistance related to goods and technology listed in the EU Common List of Military Equipment or in Annex II, including in particular grants, loans and export credit insurance, as well as insurance and reinsurance, for any sale, supply, transfer or export of such items, or for any provision of related technical assistance to any natural or legal person, entity or body in, or for use in the DPRK;

    (c) to obtain, directly or indirectly, technical assistance related to goods and technology listed in the EU Common List of Military Equipment or in Annex II, and to the provision, manufacture, maintenance and use of goods listed in the EU Common List of Military Equipment or in Annex II from any natural or legal person, entity or body in, or for use in the DPRK;

    (d) to obtain, directly or indirectly, financing or financial assistance related to goods and technology listed in the EU Common List of Military Equipment or in Annex II, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of such items, or for any provision of related technical assistance from any natural or legal person, entity or body in, or for use in, the DPRK.

    2.  The prohibitions set out in paragraph 1 shall not apply to non-combat vehicles which have been manufactured or fitted with materials to provide ballistic protection, intended solely for protective use of personnel of the Union and its Member States in the DPRK.

    Article 8

    1.  By way of derogation from Article 3(1) and Article 7(1), the competent authorities of the Member States may authorise, under the terms and conditions they deem appropriate, the direct or indirect supply, sale, transfer or export of the items and technology, including software, referred to in point (a) and (b) of Article 3(1) or the assistance or brokering services referred to in Article 7(1), provided that the goods and technology, assistance or brokering services are for food, agricultural, medical or other humanitarian purposes.

    2.  By way of derogation from point (a) of Article 3(1) and points (a) and (b) of Article 7(1), the competent authorities of the Member States may authorise the transactions referred to therein under the conditions they deem appropriate and provided that the UNSC has approved the request.

    3.  The Member State concerned shall notify the other Member States and the Commission of any request for approval which it has submitted to the UNSC pursuant to paragraph 3.

    4.  The Member State concerned shall notify the other Member States and the Commission within four weeks of authorisations granted pursuant to this Article.

    Article 9

    1.  In addition to the obligation to provide the competent customs authorities with the pre-arrival and pre-departure information as determined in the relevant provisions concerning entry and exit summary declarations as well as customs declarations in Regulation (EU) No 952/2013 of the European Parliament and of the Council ( 10 ), in Commission Delegated Regulation (EU) 2015/2446 ( 11 ) and in Commission Implementing Regulation (EU) 2015/2447 ( 12 ), the person who provides the information referred to in paragraph 2 shall declare whether the goods are covered by the EU Common List of Military Equipment or by this Regulation and, where their export is subject to authorisation, specify the goods and technology covered by the export licence granted.

    2.  The required additional information shall be submitted using an electronic customs declaration or, in the absence of such a declaration, in any other electronic or written form, as appropriate.

    Article 10

    1.  It shall be prohibited:

    (a) to sell, supply, transfer or export, directly or indirectly, luxury goods as listed in Annex VIII, to the DPRK;

    (b) to import, purchase or transfer from the DPRK, directly or indirectly, luxury goods, as listed in Annex VIII, whether or not originating in the DPRK.

    2.  The prohibition referred to in point (b) of paragraph 1 shall not apply to travellers' personal effects or to goods of a non-commercial nature for travellers' personal use contained in their luggage.

    3.  The prohibitions referred to in paragraph 1 shall not apply to goods which are necessary for the official purposes of diplomatic or consular missions of Member States in the DPRK or of international organisations enjoying immunities in accordance with international law, or to the personal effects of their staff.

    4.  The competent authorities of the Member States may authorise, under the conditions they deem appropriate, a transaction with regard to goods referred to in point (17) of Annex VIII, provided that the goods are for humanitarian purposes.

    Article 11

    It shall be prohibited:

    (a) to sell, supply, transfer or export, directly or indirectly, gold, precious metals and diamonds as listed in Annex IX, whether or not originating in the Union, to or for the Government of the DPRK, its public bodies, corporations and agencies, the Central Bank of the DPRK and any person, entity or body acting on their behalf or at their direction, or any entity or body owned or controlled by them;

    (b) to import, purchase or transport, directly or indirectly, gold, precious metals and diamonds, as listed in Annex IX, whether or not originating in the DPRK, from the Government of the DPRK, its public bodies, corporations and agencies, the Central Bank of the DPRK and any person, entity or body acting on their behalf or at their direction, or any entity or body owned or controlled by them;

    (c) to provide, directly or indirectly, technical assistance or brokering services, financing or financial assistance, related to the goods referred to in points (a) and (b), to the Government of the DPRK, its public bodies, corporations and agencies, the Central Bank of the DPRK and any person, entity or body acting on their behalf or at their direction, or any entity or body owned or controlled by them.

    Article 12

    It shall be prohibited to sell, supply, transfer or export, directly or indirectly, newly printed or unissued DPRK denominated banknotes and minted coinage, to or for the benefit of the Central Bank of DPRK.

    Article 13

    It shall be prohibited to import, purchase or transfer, directly or indirectly, statues as listed in Annex X, from DPRK whether or not originating in the DPRK.

    Article 14

    By way of derogation from the prohibition in Article 13, the competent authorities of the Member States may authorise the import, purchase or transfer, provided that the Member State concerned has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    Article 15

    It shall be prohibited to sell, supply, transfer or export, directly or indirectly, helicopters and vessels, as listed in Annex XI, to the DPRK.

    Article 16

    By way of derogation from the prohibition in Article 15, the competent authorities of the Member States may authorise such a sale, supply, transfer or export, provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

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    Article 16a

    1.  It shall be prohibited to import, purchase or transfer, directly or indirectly, seafood, including fish, crustaceans, molluscs, and other aquatic invertebrates in all forms, as listed in Annex XIa, from the DPRK, whether or not originating in the DPRK.

    2.  It shall be prohibited to purchase or transfer, directly or indirectly, fishing rights from the DPRK.

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    Article 16b

    It shall be prohibited to import, purchase or transfer, directly or indirectly, lead and lead ore, as listed in Annex XIb, from the DPRK, whether or not originating in the DPRK.

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    Article 16c

    It shall be prohibited to sell, supply, transfer or export, directly or indirectly, condensates and natural gas liquids, as listed in Annex XIc, to the DPRK.

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    Article 16d

    It shall be prohibited to sell, supply, transfer or export, directly or indirectly, all refined petroleum products, as listed in Annex XId, whether or not originating in the Union, to the DPRK.

    Article 16e

    1.  By way of derogation from Article 16d, the competent authorities of the Member States may authorise transactions in refined petroleum products that are determined to be exclusively for humanitarian purposes, provided that all of the following conditions are met:

    (a) the transactions do not involve individuals or entities that are associated with the DPRK's nuclear or ballistic missile programmes or other activities prohibited by UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017), 2375 (2017) or 2397 (2017), including the persons, entities and bodies listed in Annexes XIII, XV, XVI and XVII;

    (b) the transaction is unrelated to generating revenue for the DPRK's nuclear or ballistic missile programmes or other activities prohibited by UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017), 2375 (2017) or 2397 (2017);

    (c) the Sanctions Committee has not notified the Member States that 90 % of the aggregate annual limit has been reached; and

    (d) the Member State concerned notifies the Sanctions Committee of the amount of the export and information on all parties to the transaction every 30 days.

    2.  The Member State concerned shall notify the other Member States and the Commission of any authorisation granted pursuant to paragraph 1.

    Article 16f

    It shall be prohibited to sell, supply, transfer or export, directly or indirectly, crude oil, as listed in Annex XIe, whether or not originating in the Union, to the DPRK.

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    Article 16g

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    1.  By way of derogation from Article 16f, the competent authorities of the Member States may authorise transactions in crude oil, provided that all of the following conditions are met:

    (a) the competent authority of the Member State has determined that the transaction is exclusively for humanitarian purposes; and

    (b) the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis, in accordance with paragraph 4 of UNSCR 2397 (2017).

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    2.  The Member State concerned shall notify the other Member States and the Commission of any authorisation granted pursuant to paragraph 1.

    ▼M3

    Article 16h

    It shall be prohibited to import, purchase or transfer, directly or indirectly, textiles, as listed in Annex XIf, from the DPRK, whether or not originating in the DPRK.

    Article 16i

    1.  By way of derogation from Article 16h, the competent authorities of the Member States may authorise the import, purchase or transfer of textiles, provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    2.  By way of derogation from Article 16h, the competent authorities of the Member States may authorise the import, purchase or transfer of textiles by no later than 10 December 2017 provided that:

    (a) the import, purchase or transfer is due under a written contract that entered into force prior to 11 September 2017; and

    (b) the Member State concerned notifies the Sanctions Committee of the details of such import, purchase or transfer by no later than 24 January 2018.

    3.  The Member State concerned shall notify the other Member States and the Commission of any authorisation granted pursuant to paragraphs 1 and 2.

    ▼M11

    Article 16j

    It shall be prohibited to import, purchase or transfer, directly or indirectly, food and agricultural products listed in Annex XIg from the DPRK, whether or not originating in the DPRK.

    Article 16k

    It shall be prohibited to import, purchase or transfer, directly or indirectly, machinery and electrical equipment listed in Annex XIh from the DPRK, whether or not originating in the DPRK.

    Article 16l

    It shall be prohibited to import, purchase or transfer, directly or indirectly, earth and stone, including magnesite and magnesia, listed in Annex XIi from the DPRK, whether or not originating in the DPRK.

    Article 16m

    It shall be prohibited to import, purchase or transfer, directly or indirectly, wood listed in Annex XIj from the DPRK, whether or not originating in the DPRK.

    Article 16n

    It shall be prohibited to import, purchase or transfer, directly or indirectly, vessels listed in Annex XIk from the DPRK, whether or not originating in the DPRK.

    Article 16o

    1.  By way of derogation from Articles 16j to 16n, the competent authorities of the Member States may authorise the import, purchase or transfer of the items referred to in those Articles by no later than 21 January 2018 provided that:

    (a) the import, purchase or transfer is due under a written contract that entered into force prior to 22 December 2017; and

    (b) the Member State concerned notifies the Sanctions Committee of the details of such import, purchase or transfer by no later than 5 February 2018.

    2.  The Member State concerned shall notify the other Member States and the Commission of any authorisation granted pursuant to paragraph 1.

    Article 16p

    It shall be prohibited to sell, supply, transfer or export to the DPRK, directly or indirectly, all industrial machinery, transportation vehicles, and iron, steel and other metals listed in part A of Annex XIl, whether or not originating in the Union.

    Article 16q

    1.  The competent authorities of the Member States may authorise the export of spare parts needed to maintain the safe operation of DPRK commercial civilian passenger aircraft of the aircraft models and types listed in part B of Annex XIl.

    2.  The Member State concerned shall notify the other Member States and the Commission of any authorisation granted pursuant to paragraph 1.

    ▼B



    CHAPTER III

    Restrictions on Certain Commercial Activities

    Article 17

    1.  It shall be prohibited, in the territory of the Union, to accept or approve investment in any commercial activity, where such investment is made by:

    (a) natural or legal persons, entities or bodies of the Government of the DPRK;

    (b) the Workers' Party of Korea;

    (c) nationals of the DPRK;

    (d) legal persons, entities or bodies incorporated or constituted under the law of the DPRK;

    (e) natural or legal persons, entities or bodies acting on behalf or at the direction of persons, entities or bodies referred to in (a) to (d); and

    (f) natural or legal persons, entities or bodies owned or controlled by the natural or legal persons, entities or bodies referred to in (a) to (d).

    2.  It shall be prohibited:

    ▼M4

    (a) to establish, maintain or operate a joint venture or a cooperative entity with any natural or legal person, entity or body referred to in paragraph 1 or domiciled in the DPRK or to, to take, maintain or extend an ownership interest, including by acquisition in full or the acquisition of shares and other securities of a participatory nature in any legal person, entity or body that is referred to in paragraph 1 or is domiciled in the DPRK, or in activities or assets in the DPRK;

    ▼B

    (b) to grant financing or financial assistance to any natural or legal person, entity or body referred to in points (d) to (f) of paragraph 1 or for the documented purpose of financing such natural or legal persons, entities or bodies;

    (c) to provide investment services directly or indirectly related to the activities referred to in points (a) and (b) of this paragraph; and

    (d) to participate directly or indirectly in joint ventures or in any other business arrangements with entities listed in Annex XIII, as well as with natural or legal persons, entities or bodies acting for or on their behalf or direction.

    ▼M3

    3.  Existing joint ventures or cooperative entities referred to in point (a) of paragraph 2, shall be closed by 9 January 2018, or within 120 days after the Sanctions Committee has denied a request for approval.

    ▼M4

    Article 17a

    1.  By way of derogation from point (a) of Article 17(2), the competent authorities of the Member States may authorise such activities, in particular those regarding joint ventures or cooperative entities that are non-commercial, public utility infrastructure projects not generating profit, provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    2.  By way of derogation from point (a) of Article 17(2), and in insofar as they do not relate to joint ventures or cooperative entities, the competent authorities of the Member States may authorise such activities, provided that the Member State has determined that those activities are exclusively for humanitarian purposes, and are not in the sectors of mining, refining, chemical, metallurgy or the metalworking, aerospace or conventional arms-related industries.

    The Member State concerned shall notify the other Member States and the Commission of any authorisation granted pursuant to paragraphs 1 or 2.

    ▼M3

    Article 17b

    By way of derogation from Article 17(3), the competent authorities of the Member States may authorise such joint venture or cooperative entity to remain operational, provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    ▼B

    Article 18

    1.  It shall be prohibited:

    (a) to provide, directly or indirectly, any services incidental to mining or any services incidental to manufacturing in the chemical, mining and refining industry, that are referred to in part A of Annex XII, to any natural or legal person, entity or body in, or for use in, the DPRK; and

    (b) to provide, directly or indirectly, computer and related services as referred to in part B of Annex XII, to any natural or legal person, entity or body in, or for use in, the DPRK.

    2.  The prohibition in point (b) of paragraph 1 shall not apply with respect to computer and related services, insofar as such services are intended to be used exclusively for the official purposes of a diplomatic or consular mission or an international organisation enjoying immunities in the DPRK in accordance with international law.

    3.  The prohibition in point (b) of paragraph 1 shall not apply with respect to the provision of computer and related services by public bodies or by legal persons, entities or bodies that receive public funding from the Union or Member States to provide these services for development purposes that directly address the needs of the civilian population or the promotion of denuclearisation.

    Article 19

    1.  By way of derogation from point (a) of Article 18(1), the competent authorities of the Member States may authorise the provision of services incidental to mining and the provision of services incidental to manufacturing in the chemical, mining and refining industries, insofar as such services are intended to be used exclusively for development purposes that directly address the needs of the civilian population or the promotion of denuclearisation.

    2.  In cases not covered by Article 18(3), and by way of derogation from point (b) of Article 18(1), the competent authorities of the Member States may authorise the provision of computer and related services, insofar as those services are intended to be used exclusively for development purposes that directly address the needs of the civilian population or the promotion of denuclearisation.

    Article 20

    1.  It shall be prohibited:

    (a) to lease or otherwise make available real property, directly or indirectly, to persons, entities or bodies of the Government of the DPRK, for any purpose other than diplomatic or consular activities, pursuant to the 1961 Vienna Convention on Diplomatic Relations and the 1963 Vienna Convention on Consular Relations;

    (b) to lease real property, directly or indirectly, from persons, entities or bodies of the Government of the DPRK; and

    (c) to engage in any activity linked to the use of real property that persons, entities or bodies of the Government of the DPRK own, lease or are otherwise entitled to use, except for the provision of goods and services which:

    (i) are essential for the functioning of diplomatic missions or consular posts, pursuant to the 1961 and 1963 Vienna Conventions; and

    (ii) cannot be used to generate income or profit, directly or indirectly, for the Government of the DPRK.

    2.  For the purposes of this Article ‘real property’ means land, buildings and parts thereof which are located outside the territory of the DPRK.



    CHAPTER IV

    Restrictions on Transfers of Funds and Financial Services

    Article 21

    ▼M1

    1.  It shall be prohibited to transfer funds, including clearing of funds, to and from the DPRK.

    ▼B

    2.  It shall be prohibited for credit and financial institutions to enter into, or continue to participate in, any transactions with:

    (a) credit and financial institutions domiciled in the DPRK;

    (b) branches or subsidiaries falling within the scope of Article 1 of credit and financial institutions domiciled in the DPRK;

    (c) branches or subsidiaries falling outside the scope of Article 1 of credit and financial institutions domiciled in the DPRK;

    (d) credit and financial institutions that are not domiciled in the DPRK, that fall within the scope of Article 1 and that are controlled by persons, entities or bodies domiciled in the DPRK;

    (e) credit and financial institutions that are not domiciled in DPRK or do not fall within the scope of Article 1, but are controlled by persons, entities or bodies domiciled in the DPRK.

    3.  The prohibitions in paragraphs 1 and 2 shall not apply to any transfer of funds or transaction which is necessary for the official purposes of a diplomatic or consular mission of a Member State in the DPRK or an international organisation enjoying immunities in DPRK in accordance with international law.

    ▼M4

    4.  The prohibitions in paragraphs 1 and 2 shall not apply to any of the following transactions, provided that they involve a transfer of funds for amounts equal to or below EUR 15 000 or equivalent:

    (a) transactions regarding foodstuffs, healthcare or medical equipment or for agricultural or humanitarian purposes;

    (b) transactions regarding the execution of the exemptions provided for in this Regulation;

    (c) transactions in connection with a specific trade contract not prohibited by this Regulation;

    (d) transactions required exclusively for the implementation of projects funded by the Union or its Member States for development purposes directly addressing the needs of the civilian population or the promotion of denuclearisation; and

    (e) transactions regarding a diplomatic or consular mission or an international organisation enjoying immunities in accordance with international law, insofar as such transactions are intended to be used for official purposes of the diplomatic or consular mission or international organisation.

    ▼M4

    5.  The prohibitions in paragraphs 1 and 2 shall not apply to transactions regarding personal remittances, provided that they involve a transfer of funds for amounts equal to or below EUR 5 000 or equivalent.

    ▼B

    Article 22

    ▼M4

    1.  By way of derogation from the prohibitions in Article 21(1) and (2), the competent authorities of the Member States may authorise:

    (a) the transactions mentioned in points (a) to (e) of Article 21(4) with a value above EUR 15 000 or equivalent; and

    (b) the transactions mentioned in Article 21(5) with a value above EUR 5 000 or equivalent.

    2.  The requirement for authorisation referred to in paragraph 1 shall apply regardless of whether the transfer of funds is executed in a single operation or in several operations which appear to be linked. For the purpose of this Regulation, ‘operations which appear to be linked’ includes:

    (a) a series of consecutive transfers from or to the same credit or financial institution within the scope of Article 21(2) to or from the same DPRK person, entity or body, which are made in connection with a single obligation to transfer funds, where each individual transfer falls below EUR 15 000 for transactions mentioned in Article 21(4) or EUR 5 000 for transactions mentioned in Article 21(5), but which, in the aggregate, meet the criteria for authorisation; and

    (b) a chain of transfers involving different payment service providers, or natural or legal persons, which is related to a single obligation to make a transfer of funds.

    ▼B

    3.  The Member States shall notify each other and the Commission of any authorisation granted pursuant to paragraph 1.

    4.  By way of derogation from the prohibitions in Article 21(1) and (2), the competent authorities of the Member States may authorise transactions regarding payments to satisfy claims against the DPRK, its nationals or legal persons, entities or bodies incorporated or constituted under the law of the DPRK, and transactions of a similar nature that do not contribute to activities prohibited by this Regulation, on a case-by-case basis and if the Member State concerned has notified the other Members States and the Commission at least 10 days in advance of granting an authorisation.

    Article 23

    ▼M1

    1.  Credit and financial institutions shall, in their activities, including the clearing of funds, with credit and financial institutions referred to in Article 21(2):

    ▼B

    (a) apply customer due diligence measures established pursuant to Articles 13 and 14 of Directive (EU) 2015/849 of the European Parliament and of the Council ( 13 );

    (b) ensure compliance with anti-money-laundering and counter-terrorist-financing procedures established pursuant to Directive (EU) 2015/849 and Regulation (EU) 2015/847 of the European Parliament and of the Council ( 14 );

    (c) require that information on payers as well as information on payees accompanying transfers of funds is provided as required by Regulation (EU) 2015/847 and refuse to process the transaction if any of this information is missing or incomplete;

    (d) maintain records of the transactions in accordance with point (b) of Article 40 of Directive (EU) 2015/849;

    (e) where there are reasonable grounds to suspect that funds could contribute to the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes or activities (‘proliferation financing’), promptly notify the competent Financial Intelligence Unit (FIU) as defined by Directive (EU) 2015/849, or any other competent authority designated by the Member State concerned, without prejudice to Article 7(1) or Article 33 of this Regulation;

    (f) promptly report any suspicious transactions, including attempted transactions;

    (g) refrain from carrying out transactions which they reasonably suspect could be related to proliferation financing until they have completed the necessary action in accordance with point (e) and have complied with any instructions from the relevant FIU or competent authority.

    2.  For the purposes of paragraph 1, the FIU, or any other competent authority serving as a national centre for receiving and analysing suspicious transactions, shall receive reports regarding potential proliferation financing and shall have access, directly or indirectly, on a timely basis, to the financial, administrative and law-enforcement information that it requires in order to perform that function properly, including the analysis of suspicious transaction reports.

    Article 24

    It shall be prohibited for credit and financial institutions:

    (a) to open an account with a credit or financial institution referred to in Article 21(2);

    (b) to establish a correspondent banking relationship with a credit or financial institution referred to in Article 21(2);

    (c) to open representative offices in the DPRK, or to establish a new branch or subsidiary, in the DPRK; and

    (d) to establish a joint venture with or to take an ownership interest in a credit or financial institution referred to in Article 21(2).

    Article 25

    1.  By way of derogation from the prohibitions in points (b) and (d) of Article 24, the competent authorities of the Member States may authorise transactions if they have been approved by the Sanctions Committee in advance.

    2.  The Member State concerned shall promptly notify the other Member States and the Commission of any authorisation under paragraph 1.

    Article 26

    In accordance with the requirements of UNSCR 2270 (2016), credit and financial institutions shall, on 31 May 2016 at the latest:

    (a) close any account with a credit or financial institution referred to in Article 21(2);

    (b) terminate any correspondent banking relationship with a credit or financial institution referred to in Article 21(2);

    (c) close representative offices, branches, and subsidiaries in the DPRK;

    (d) terminate joint ventures with a credit or financial institution referred to in Article 21(2); and

    (e) relinquish any ownership interest in a credit or financial institution referred to in Article 21(2).

    Article 27

    1.  By way of derogation from points (a) and (c) of Article 26, the competent authorities of the Member States may authorise certain representative offices, subsidiaries or accounts to remain operational, provided that the Sanctions Committee has determined on a case-by-case basis that such offices, subsidiaries or accounts are required for the delivery of humanitarian activities or the activities of diplomatic missions in the DPRK or the activities of the UN or its specialised agencies or related organisations or any other purpose consistent with the objectives of UNSCRs 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016) or 2371 (2017).

    2.  The Member State concerned shall promptly notify the other Member States and the Commission of any authorisation granted pursuant to paragraph 1.

    Article 28

    1.  It shall be prohibited for credit and financial institutions to open an account for DPRK diplomatic missions or consular posts, and their DPRK members.

    2.  On 11 April 2017 at the latest, credit and financial institutions shall close any account held or controlled by a DPRK diplomatic mission or consular post, and their DPRK members.

    Article 29

    1.  By way of derogation from Article 28(1), the competent authorities of the Member States may authorise, upon request of a DPRK diplomatic mission, consular post, or one of their members, the opening of one account per mission, post and member, provided that the mission or post is hosted in that Member State or the member of the mission or post is accredited to that Member State.

    2.  By way of derogation from Article 28(2), the competent authorities of the Member States may authorise an account to remain open, upon request by a DPRK mission, post, or member, provided that the Member State has determined that:

    (i) the mission or post is hosted in that Member State or the member of that mission or post is accredited to that Member State; and

    (ii) the mission, post or its member does not hold any other account within that Member State.

    In the event that the mission, post or the DPRK member holds more than one account within that Member State, the mission, post, or member may indicate which account shall be retained.

    3.  Subject to the applicable rules of the 1961 Vienna Convention on Diplomatic Relations and the 1963 Vienna Convention on Consular Relations, the Member States shall inform the other Member States and the Commission of the names and identifying information of any DPRK member of the diplomatic mission and consular post accredited to that Member State, at the latest on 13 March 2017, and of subsequent updates within one week.

    4.  The competent authorities of the Member States may inform credit and financial institutions in that Member State of the identity of any DPRK member of a diplomatic mission or consular post accredited to that or any other Member State.

    5.  The Member States shall inform the other Member States and the Commission of any authorisation granted pursuant to paragraphs 1 and 2.

    Article 30

    It shall be prohibited:

    (a) to authorise the opening of a representative office or the establishment of a branch or subsidiary in the Union of a credit or financial institution referred to in Article 21(2);

    (b) to conclude agreements for, or on behalf of, a credit or financial institution referred to in Article 21(2) pertaining to the opening of a representative office or the establishment of a branch or subsidiary in the Union;

    (c) to grant an authorisation for taking up and pursuing the business of a credit institution or for any other business requiring prior authorisation, by a representative office, branch or subsidiary of a credit or financial institution referred to in Article 21(2), if the representative office, branch or subsidiary was not operational before 19 February 2013;

    (d) to acquire or to extend a participation, or to acquire any other ownership interest, in a credit or financial institution falling within the scope of Article 1 by any credit or financial institution referred to in Article 21(2); and

    (e) to operate or facilitate the operation of a representative office, branch or subsidiary of a credit or financial institution referred to in Article 21(2).

    Article 31

    It shall be prohibited:

    (a) to sell or purchase public or public-guaranteed bonds issued after 19 February 2013, directly or indirectly, to or from any of the following:

    (i) the DPRK or its Government, and its public bodies, corporations and agencies;

    (ii) the Central Bank of the DPRK;

    (iii) any credit or financial institution referred to in Article 21(2);

    (iv) a natural person or a legal person, entity or body acting on behalf or at the direction of a legal person, entity or body referred to in point (i) or (ii);

    (v) a legal person, entity or body owned or controlled by a person, entity or body referred to in point (i), (ii) or (iii);

    (b) to provide brokering services with regard to public or public-guaranteed bonds issued after 19 February 2013 to a person, entity or body referred to in point (a);

    (c) to assist a person, entity or body referred to in point (a) in order to issue public or public-guaranteed bonds, by providing brokering services, advertising or any other service with regard to such bonds.

    Article 32

    It shall be prohibited to provide financing or financial assistance for trade with the DPRK, including the granting of export credits, guarantees or insurance to natural or legal persons, entities or bodies involved in such trade.

    Article 33

    1.  By way of derogation from Article 32, the competent authorities of the Member States may authorise financial support for trade with the DPRK, provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    2.  The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 1.



    CHAPTER V

    Freezing of Funds and Economic Resources

    Article 34

    1.  All funds and economic resources belonging to, owned, held or controlled by the persons, entities and bodies listed in Annexes XIII, XV, XVI and XVII shall be frozen.

    ▼M3

    2.  All vessels listed in Annex XIV shall be seized, if the Sanctions Committee has so specified.

    ▼B

    3.  No funds or economic resources shall be made available, directly or indirectly, to or for the benefit of the natural or legal persons, entities or bodies listed in Annexes XIII, XV, XVI and XVII.

    ▼M3

    4.  Annex XIII shall include the persons, entities and bodies designated by the Sanctions Committee or the UNSC pursuant to paragraph 8(d) of UNSCR 1718 (2006), and paragraph 8 of UNSCR 2094 (2013).

    Annex XIV shall include the vessels that have been designated by the Sanctions Committee pursuant to paragraph 12 of UNSCR 2321 (2016) and paragraph 8 of UNSCR 2375 (2017).

    Annex XV shall include persons, entities and bodies not listed in Annex XIII and XIV, who, pursuant to point (b) of Article 27(1) of Decision (CFSP) 2016/849, or any equivalent subsequent provision, have been identified by the Council:

    (a) as responsible for, including through supporting or promoting, the DPRK's nuclear-related, ballistic missile-related or other weapons of mass destruction-related programmes, or persons, entities or bodies acting on their behalf or at their direction, or persons, entities or bodies owned or controlled by them, including through illicit means;

    (b) as providing financial services or the transfer to, through or from the territory of the Union, or involving nationals of Member States or entities organised under their laws, or persons or financial institutions in the territory of the Union, of any financial or other assets or resources that could contribute to the DPRK's nuclear-related, ballistic missile-related or other weapons of mass destruction-related programmes, or persons, entities or bodies acting on their behalf or at their direction, or persons, entities or bodies owned or controlled by them; or

    (c) as involved in, including through the provision of financial services, the supply to or from the DPRK of arms and related material of all types, or of items, materials, equipment, goods and technology which could contribute to the DPRK's nuclear-related, ballistic missile-related or other weapons of mass destruction-related programmes.

    ▼B

    5.  Annex XVI shall include the persons, entities or bodies not covered by Annex XIII, XIV or XV who are working on behalf of or at the direction of a person, entity or body listed in Annex XIII, XIV or XV or persons assisting in the evasion of sanctions or violating the provisions of this Regulation.

    6.  Annex XVII shall include the entities or bodies of the Government of the DPRK, or the Workers' Party of Korea, persons, entities or bodies acting on their behalf or at their direction, and entities or bodies owned or controlled by them, which are associated with the DPRK's nuclear or ballistic missile programs or other activities prohibited by UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016) or 2371 (2017), and which are not covered by Annexes XIII, XIV, XV or XVI.

    ▼M11 —————

    ▼B

    ►M11  7. ◄   The prohibition in paragraphs 1 and 3, inasmuch as they refer to the persons, entities or bodies listed in Annex XVII, shall not apply where the funds and economic resources are required to carry out the activities of the DPRK's missions to the UN and its specialised agencies and related organisations or other diplomatic and consular missions of the DPRK, or where the competent authority of the Member State has obtained advance approval of the Sanctions Committee on a case-by-case basis that the funds, financial assets or economic resources are required for the delivery of humanitarian assistance, denuclearisation or any other purpose consistent with the objectives of UNSCR 2270 (2016).

    ►M11  8. ◄   Paragraph 3 shall not prevent financial or credit institutions in the Union from crediting frozen accounts where they receive funds transferred by third parties to the account of a listed natural or legal person, entity or body, provided that any additions to such accounts will also be frozen. The financial or credit institution shall notify the competent authorities about such transactions without delay.

    ►M11  9. ◄   Provided that any such interest, other earnings and payments are frozen in accordance with paragraph 1, paragraph 3 shall not apply to the addition to frozen accounts of:

    (a) interest or other earnings on those accounts; and

    (b) payments due under contracts, agreements or obligations that were concluded or arose prior to the date on which the person, entity or body referred to in this article was designated.

    Article 35

    1.  By way of derogation from Article 34, the competent authorities of the Member States may authorise the release of certain frozen funds or economic resources, or the making available of certain funds or economic resources, under the conditions they deem appropriate, where the following conditions are met:

    (a) after having determined that the funds or economic resources concerned are necessary to satisfy the basic needs of natural or legal persons, entities or bodies listed in Annexes XIII, XV, XVI or XVII and dependent family members of such natural persons, including payments for foodstuffs, rent or mortgage, medicines and medical treatment, taxes, insurance premiums and public utility charges and payments intended exclusively for:

    (i) reasonable professional fees and reimbursement of incurred expenses associated with the provision of legal services; or

    (ii) fees or services charges for routine holding or maintenance of frozen funds or economic resources; and

    (b) where the authorisation concerns a person, entity or body listed in Annex XIII, the Member State concerned has notified the Sanctions Committee of that determination and its intention to grant an authorisation, and the Sanctions Committee has not objected to that course of action within five working days of notification.

    2.  By way of derogation from Article 34, the competent authorities of the Member States may authorise the release of certain frozen funds or economic resources or the making available of certain frozen funds or economic resources, after having determined that the funds or economic resources are necessary for extraordinary expenses, provided that:

    (a) where the authorisation concerns a person, entity or body listed in Annex XIII, the Sanctions Committee has been notified of this determination by the Member State concerned and that the determination has been approved by that Committee;

    (b) where the authorisation concerns a person, entity or body listed in Annex XV, XVI or XVII the Member State concerned has notified other Member States and the Commission of the grounds on which it considers that a specific authorisation should be granted, at least two weeks prior to the authorisation.

    3.  The Member State concerned shall promptly notify the other Member States and the Commission of any authorisation granted under paragraphs 1 and 2.

    Article 36

    1.  By way of derogation from Article 34, the competent authorities of the Member States may authorise the release of certain frozen funds or economic resources, where the following conditions are met:

    (a) the funds or economic resources are the subject of a judicial, administrative or arbitral decision established prior to the date on which the person, entity or body referred to in Article 34 was designated, or of a judicial, administrative or arbitral lien rendered prior to that date;

    (b) the funds or economic resources are to be used exclusively to satisfy claims secured by such a decision or recognised as valid in such a lien, within the limits set by applicable laws and regulations governing the rights of persons having such claims;

    (c) the decision or lien is not for the benefit of a person, entity or body listed in Annex XIII, XV, XVI or XVII;

    (d) recognising the decision or lien is not contrary to public policy in the Member State concerned;

    (e) the decision or lien in respect of persons, entities and bodies listed in Annex XIII has been notified by the Member State concerned to the Sanctions Committee.

    2.  By way of derogation from Article 34, and provided that a payment by a person, entity or body listed in Annex XV, XVI or XVII is due under a contract or agreement that was concluded by, or under an obligation for the person, entity or body concerned that arose before the date on which that person, entity or body has been designated, the competent authorities of the Member States may authorise, under the conditions they deem appropriate, the release of certain frozen funds or economic resources, provided that the competent authority concerned has determined that:

    (a) the contract is not related to any item, operation, service or transaction referred to in point (a) of Article 3(1), Article 3(3) or Article 7; and

    (b) the payment is not directly or indirectly received by a person, entity or body listed in Annex XV, XVI or XVII.

    3.  The Member State concerned shall, at least 10 days prior to the granting of each authorisation pursuant to paragraph 2, notify the other Member States and the Commission of that determination and of its intention to grant an authorisation.

    Article 37

    The prohibitions in Article 34(1) and (3) shall not apply with regard to funds and economic resources belonging or made available to the Foreign Trade Bank or the Korean National Insurance Company (KNIC) insofar as such funds and economic resources are meant exclusively for the official purposes of a diplomatic or consular mission in the DPRK, or for humanitarian assistance activities which are undertaken by, or in coordination with, the United Nations.



    CHAPTER VI

    Restrictions on Transport

    Article 38

    1.  Cargo, including personal luggage and checked baggage, within or transiting through the Union, including airports, seaports and free zones, as referred to in Articles 243 to 249 of Regulation (EU) No 952/2013, shall be liable for inspection for the purposes of ensuring that it does not contain items prohibited by UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2371 (2017), or by this Regulation where:

    (a) the cargo originates from the DPRK;

    (b) the cargo is destined for the DPRK;

    (c) the cargo has been brokered or facilitated by the DPRK or its nationals or its individuals or entities acting on their behalf or at their direction, or entities owned or controlled by them;

    (d) the cargo has been brokered or facilitated by persons, entities or bodies listed in Annex XIII;

    (e) the cargo is being transported on a DPRK flagged vessel or aircraft registered to the DPRK, or on a stateless vessel or aircraft.

    2.  Where the cargo within or transiting through the Union, including airports, seaports and free zones, falls outside of the scope of paragraph 1, it shall be liable for inspection where there are reasonable grounds to believe that it may contain items the sale, supply, transfer or export of which is prohibited by this Regulation in the following circumstances:

    (a) the cargo originates in the DPRK;

    (b) the cargo is destined for the DPRK; or

    (c) the cargo has been brokered or facilitated by the DPRK or its nationals or individuals or entities acting on their behalf.

    3.  Paragraphs 1 and 2 shall be without prejudice to the inviolability and protection of diplomatic and consular bags provided for in the 1961 Vienna Convention on Diplomatic Relations and the 1963 Vienna Convention on Consular Relations.

    4.  The provision of bunkering or ship-supply services, or any other servicing of vessels, to DPRK vessels is prohibited where the providers of the service have information, including from the competent customs authorities on the basis of the pre-arrival and pre-departure information referred to in Article 9(1), that provides reasonable grounds to believe that the vessels carry items whose supply, sale, transfer or export is prohibited by this Regulation, unless the provision of such services is necessary for humanitarian purposes.

    Article 39

    1.  It shall be prohibited to provide access to ports in the territory of the Union to any vessel:

    (a) that is owned, operated or crewed by the DPRK;

    (b) that is flagged to the DPRK;

    (c) where there are reasonable grounds to believe that it is owned or controlled, directly or indirectly, by a person or entity listed in Annex XIII, XV, XVI or XVII;

    (d) where there are reasonable grounds to believe that it contains items the supply, sale, transfer or export of which is prohibited by this Regulation;

    (e) which has refused to be inspected after such an inspection has been authorised by the vessel's flag State or State of registration;

    (f) which is without nationality and has refused to be inspected in accordance with Article 38(1); or

    ▼M3

    (g) that is listed under Annex XIV, if the Sanctions Committee has so specified.

    ▼B

    2.  Paragraph 1 shall not apply:

    (a) in the case of an emergency;

    (b) where the vessel is returning to its port of origin;

    (c) in the case of a vessel coming into port for inspection where that concerns a vessel within the scope of points (a) to (e) of paragraph 1.

    Article 40

    1.  By way of derogation from the prohibition in Article 39(1), where that concerns a vessel within the scope of points (a) to (e), the competent authorities of the Member States may authorise that vessel to come into port if:

    (a) the Sanctions Committee has determined in advance that this is required for humanitarian purposes or any other purpose consistent with the objectives of UNSCR 2270 (2016); or

    (b) the Member State has determined in advance that this is required for humanitarian purposes or any other purpose consistent with the objectives of this Regulation.

    ▼M1

    2.  By way of derogation from the prohibition in Article 39(1), where that concerns a vessel within the scope of point (f), the competent authorities of the Member States may authorise that vessel to come into port if the Sanctions Committee has so directed.

    ▼M3

    3.  By way of derogation from the prohibition in Article 39(1), where that concerns a vessel within the scope of point (g), the competent authorities of the Member States may authorise a vessel to come into port if the Sanctions Committee has determined in advance that such entry is required for humanitarian purposes or any other purposes consistent with the objectives of UNSCRs 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017) or 2375 (2017).

    ▼B

    Article 41

    1.  It shall be prohibited for any aircraft operated by DPRK carriers or originating from the DPRK to take off from, land in or overfly the territory of the Union.

    2.  Paragraph 1 shall not apply:

    (a) where the aircraft is landing for inspection;

    (b) in the case of an emergency landing.

    Article 42

    By way of derogation from Article 41, the competent authorities of the Member States may authorise an aircraft to take off from, land in or overfly the territory of the Union if those competent authorities have determined in advance that this is required for humanitarian purposes or any other purpose consistent with the objectives of this Regulation.

    ▼M11

    Article 43

    1.  It shall be prohibited:

    (a) to lease or charter vessels or aircraft or provide crew services to the DPRK, persons or entities listed in Annex XIII, XV, XVI or XVII, any other DPRK entities, any other persons or entities which have assisted in violating the provisions of UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016) or 2371 (2017) or any person or entity acting on behalf of, or at the direction of, any such person or entity, and entities owned or controlled by them;

    (b) to procure vessel or aircraft crew services from the DPRK;

    (c) to own, lease, operate, charter, insure or provide vessel classification services or associated services to any vessel flagged to the DPRK;

    (d) to provide vessel classification services to vessels listed in Annex XVIII;

    (e) to apply for or to assist in the registration or maintenance on the register of any vessel that is owned, controlled or operated by the DPRK or DPRK nationals, any vessel listed in Annex XVIII or that has been deregistered by another State pursuant to paragraph 24 of UNSCR 2321 (2016), paragraph 8 of UNSCR 2375 (2017) or paragraph 12 of UNSCR 2397 (2017); or

    (f) to provide insurance or reinsurance services to vessels owned, controlled or operated by the DPRK or vessels listed in Annex XVIII.

    2.  Annex XVIII shall include the vessels not listed in Annex XIV, which the Council has reasons to believe were involved in activities, or the transport of items, prohibited by UNSCRs 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017), 2375 (2017) or 2397 (2017).

    Article 44

    1.  By way of derogation from the prohibition in point (a) of Article 43(1), the competent authorities of the Member States may authorise the leasing, chartering or provision of crew services, provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    2.  By way of derogation from the prohibitions in points (c) and (e) of Article 43(1), the competent authorities of the Member States may authorise the owning, leasing, operating, chartering of, or providing vessel classification services or associated services to any DPRK flagged vessel, or the registration, or maintenance on the register, of any vessel that is owned, controlled or operated by the DPRK or DPRK nationals, provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    3.  By way of derogation from the prohibition in point (d) of Article 43(1), the competent authorities of the Member States may authorise vessel classification services to vessels listed in Annex XVIII, provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    4.  By way of derogation from the prohibitions in point (e) of Article 43(1), the competent authorities of the Member States may authorise the registration of a vessel that has been deregistered by another State pursuant to paragraph 12 of UNSCR 2397 (2017), provided that the Member State has obtained the advance approval of the Sanctions Committee on a case-by-case basis.

    5.  By way of derogation from the prohibition in point (f) of Article 43(1), the competent authorities of the Member States may authorise the provision of insurance or reinsurance services, provided that the Sanctions Committee has determined in advance on a case-by-case basis that the vessel is engaged in activities exclusively for livelihood purposes which will not be used by DPRK individuals or entities to generate revenue or exclusively for humanitarian purposes.

    6.  The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraphs 1, 2, 3, 4 and 5.

    ▼M3

    Article 44a

    It shall be prohibited to facilitate or engage in ship-to-ship transfers to or from any DPRK flagged vessel of any goods or items that are being sold, supplied, transferred or exported to or from the DPRK.

    ▼B



    CHAPTER VII

    General and Final Provisions

    ▼M11

    Article 45

    1.  By way of derogation from the prohibitions arising from UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017), 2375 (2017) or 2397 (2017), the competent authorities of Member States may authorise any activities if the Sanctions Committee has determined, on a case-by-case basis, that they are necessary to facilitate the work of international and non-governmental organisations carrying out assistance and relief activities in the DPRK for the benefit of the civilian population in the DPRK or for any other purpose consistent with the objectives of those UNSCRs.

    2.  The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 1.

    ▼M11

    Article 45a

    1.  Unless otherwise provided for in this Regulation, and by way of derogation from the prohibitions arising from UNSCR 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2321 (2016), 2356 (2017), 2371 (2017), 2375 (2017) or 2397 (2017), the competent authorities of Member States may authorise any activities, on a case-by-case basis, which are necessary for the functioning of diplomatic missions or consular posts in the DPRK pursuant to the 1961 and 1963 Vienna Conventions, or of international organisations enjoying immunities in accordance with international law in the DPRK.

    2.  The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 1.

    ▼B

    Article 46

    The Commission shall be empowered to:

    (a) amend Annex I on the basis of information supplied by Member States;

    ▼M11

    (b) amend Parts II, III, IV, V, VI, VII, VIII and IX of Annex II and Annexes VI, VII, IX, X, XI, Xia, XIb, XIc, XId, XIe, XIf, XIg, XIh, XIi, XIj, XIk and XIl on the basis of determinations made by either the Sanctions Committee or the UNSC and to update nomenclature codes from the Combined Nomenclature as set out in Annex I to Regulation (EEC) No 2658/87;

    ▼B

    (c) amend Annex VIII in order to refine or adapt the list of goods included therein, taking into account any definition or guidelines that may be promulgated by the Sanctions Committee or to update nomenclature codes from the Combined Nomenclature as set out in Annex I to Regulation (EEC) No 2658/87;

    (d) amend Annexes III, IV and V on the basis of determinations made by either the Sanctions Committee or the UNSC, or decisions taken concerning these Annexes in Decision (CFSP) 2016/849;

    (e) amend Annex XII in order to refine or adapt the list of services included therein, taking into account information provided by Member States as well as any definition or guidelines that may be issued by the United Nations Statistical Commission, or in order to add reference numbers taken from the Central Product Classification system for goods and services promulgated by the United Nations Statistical Commission.

    Article 47

    1.  Where the Security Council or the Sanctions Committee lists a natural or legal person, entity or body, the Council shall include such natural or legal person, entity or body in Annex XIII and XIV.

    ▼M11

    2.  Where the Council decides to subject a natural or legal person, entity or body to the measures referred to in Article 34(1), (2) or (3) or to designate a vessel pursuant to Article 43 it shall amend Annexes XV, XVI, XVII and XVIII accordingly.

    ▼B

    3.  The Council shall communicate its decision to the natural or legal person, entity or body referred to in paragraphs 1 and 2, including the grounds for listing, either directly, if the address is known, or through the publication of a notice, providing that natural or legal person, entity or body with an opportunity to present observations.

    4.  Where observations are submitted, or where substantial new evidence is presented, the Council shall review its decision and inform the natural or legal person, entity or body referred to in paragraphs 1 and 2 accordingly.

    5.  Where the United Nations decides to delist a natural or legal person, entity or body, or to amend the identifying data of a listed natural or legal person, entity or body, the Council shall amend Annexes XIII and XIV accordingly.

    ▼M11

    Article 47a

    1.  Annexes XV, XVI, XVII and XVIII shall be reviewed at regular intervals and at least every 12 months.

    2.  Annexes XIII, XIV, XV, XVI, XVII and XVIII shall include the grounds for the listing of persons, entities, bodies and vessels concerned.

    3.  Annexes XIII, XIV, XV, XVI, XVII and XVIII shall also include, where available, information necessary to identify the natural or legal persons, entities, bodies and vessels concerned. With regard to natural persons, such information may include names including aliases, date and place of birth, nationality, passport and ID card numbers, gender, address, if known, and function or profession. With regard to legal persons, entities and bodies, such information may include names, place and date of registration, registration number and place of business.

    ▼B

    Article 48

    The Commission and Member States shall immediately notify each other of the measures taken under this Regulation and shall supply each other with any other relevant information at their disposal in connection with this Regulation, in particular information in respect of violations and enforcement problems and judgments handed down by national courts.

    Article 49

    1.  Member States shall designate the competent authorities referred to in this Regulation and identify them in, or through, the websites as listed in Annex I.

    2.  Member States shall notify the Commission of their competent authorities without delay after the entry into force of this Regulation and shall notify it of any subsequent amendment.

    Article 50

    1.  Without prejudice to the applicable rules concerning reporting, confidentiality and professional secrecy, natural and legal persons, entities and bodies shall:

    (a) supply immediately any information which would facilitate compliance with this Regulation, such as accounts and amounts frozen in accordance with Article 34, to the competent authorities of the Member States, where they are resident or located, and shall promptly transmit such information, directly or through the relevant Member States, to the Commission and;

    (b) cooperate with the competent authorities, in any verification of this information.

    2.  Any additional information directly received by the Commission shall promptly be made available to the Member State concerned.

    3.  Any information provided or received in accordance with this Article shall be used only for the purposes for which it was provided or received.

    Article 51

    The Commission shall process personal data in order to carry out the tasks incumbent on it under this Regulation and in accordance with the provisions of Regulation (EC) No 45/2001.

    Article 52

    It shall be prohibited to participate knowingly and intentionally in activities the object or effect of which is to circumvent the prohibitions contained in this Regulation.

    Article 53

    1.  No claims in connection with any contract or transaction the performance of which has been affected, directly or indirectly, in whole or in part, by the measures imposed by this Regulation, including claims for indemnity or any other claim of that type, such as a claim for compensation or a claim under a guarantee, notably a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, shall be satisfied, if they are made by:

    ▼M11

    (a) designated persons, entities or bodies listed in Annex XIII, XV, XVI or XVII, or the shipowners of vessels listed in Annex XIV or Annex XVIII;

    ▼B

    (b) any other DPRK person, entity or body, including the Government of the DPRK and its public bodies, corporations and agencies;

    (c) any person, entity or body acting through or on behalf of one of the persons, entities or bodies referred to in points (a) and (b).

    2.  The performance of a contract or transaction shall be regarded as having been affected by the measures imposed by this Regulation where the existence or content of the claim results directly or indirectly from those measures.

    3.  In any proceedings for the enforcement of a claim, the onus of proving that satisfying the claim is not prohibited by paragraph 1 shall be on the person seeking the enforcement of that claim.

    4.  This Article is without prejudice to the right of the persons, entities and bodies referred to in paragraph 1 to judicial review of the legality of the non-performance of contractual obligations in accordance with this Regulation.

    Article 54

    1.  The freezing of funds and economic resources or the refusal to make funds or economic resources available, carried out in good faith on the basis that such action is in accordance with this Regulation, shall not give rise to liability of any kind on the part of the natural or legal person, entity or body implementing it, or its directors or employees, unless it is proven that the funds and economic resources were frozen or withheld as a result of negligence.

    2.  Actions by natural or legal persons, entities or bodies shall not give rise to liability of any kind on their part, if they did not know, and had no reasonable cause to suspect, that their actions would infringe the measures set out in this Regulation.

    Article 55

    1.  Member States shall lay down the rules on penalties applicable to infringements of this Regulation and shall take all measures necessary to ensure that they are implemented. The penalties provided for shall be effective, proportionate and dissuasive.

    2.  Member States shall notify the Commission of those rules without delay after the entry into force of this Regulation and shall notify it of any subsequent amendment.

    Article 56

    Regulation (EC) No 329/2007 is hereby repealed. References to the repealed Regulation shall be construed as references to this Regulation.

    Article 57

    This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.

    This Regulation shall be binding in its entirety and directly applicable in all Member States.




    ANNEX I

    Websites for information on the competent authorities referred to in Articles 2, 4, 6, 8, 14, 16, 19, 22, 25, 27, 29, 33, 34, 35, 36, 37, 40, 42, 44, 45, 49 and 50 and address for notifications to the European Commission

    BELGIUM

    https://diplomatie.belgium.be/nl/Beleid/beleidsthemas/vrede_en_veiligheid/sancties

    https://diplomatie.belgium.be/fr/politique/themes_politiques/paix_et_securite/sanctions

    https://diplomatie.belgium.be/en/policy/policy_areas/peace_and_security/sanctions

    BULGARIA

    http://www.mfa.bg/en/pages/135/index.html

    CZECH REPUBLIC

    www.financnianalytickyurad.cz/mezinarodni-sankce.html

    DENMARK

    http://um.dk/da/Udenrigspolitik/folkeretten/sanktioner/

    GERMANY

    http://www.bmwi.de/DE/Themen/Aussenwirtschaft/aussenwirtschaftsrecht,did=404888.html

    ESTONIA

    http://www.vm.ee/est/kat_622/

    IRELAND

    http://www.dfa.ie/home/index.aspx?id=28519

    GREECE

    http://www.mfa.gr/en/foreign-policy/global-issues/international-sanctions.html

    SPAIN

    http://www.exteriores.gob.es/Portal/en/PoliticaExteriorCooperacion/GlobalizacionOportunidadesRiesgos/Paginas/SancionesInternacionales.aspx

    FRANCE

    http://www.diplomatie.gouv.fr/fr/autorites-sanctions/

    CROATIA

    http://www.mvep.hr/sankcije

    ITALY

    http://www.esteri.it/MAE/IT/Politica_Europea/Deroghe.htm

    CYPRUS

    http://www.mfa.gov.cy/sanctions

    LATVIA

    http://www.mfa.gov.lv/en/security/4539

    LITHUANIA

    http://www.urm.lt/sanctions

    LUXEMBOURG

    http://www.mae.lu/sanctions

    HUNGARY

    http://www.kormany.hu/download/9/2a/f0000/EU%20szankci%C3%B3s%20t%C3%A1j%C3%A9koztat%C3%B3_20170214_final.pdf

    MALTA

    https://www.gov.mt/en/Government/Government%20of%20Malta/Ministries%20and%20Entities/Officially%20Appointed%20Bodies/Pages/Boards/Sanctions-Monitoring-Board-.aspx

    NETHERLANDS

    https://www.rijksoverheid.nl/onderwerpen/internationale-sancties

    AUSTRIA

    http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=

    POLAND

    http://www.msz.gov.pl

    PORTUGAL

    http://www.portugal.gov.pt/pt/ministerios/mne/quero-saber-mais/sobre-o-ministerio/medidas-restritivas/medidas-restritivas.aspx

    ROMANIA

    http://www.mae.ro/node/1548

    SLOVENIA

    http://www.mzz.gov.si/si/omejevalni_ukrepi

    SLOVAKIA

    https://www.mzv.sk/europske_zalezitosti/europske_politiky-sankcie_eu

    FINLAND

    http://formin.finland.fi/kvyhteistyo/pakotteet

    SWEDEN

    http://www.ud.se/sanktioner

    UNITED KINGDOM

    https://www.gov.uk/sanctions-embargoes-and-restrictions

    Address for notifications to the European Commission:

    European Commission

    Service for Foreign Policy Instruments (FPI)

    EEAS 07/99

    B-1049 Brussels, Belgium

    E-mail: relex-sanctions@ec.europa.eu




    ANNEX II

    Goods and technology referred to in point (a) of Article 3(1) and in Article 7

    PART I

    All goods and technology listed in Annex I to Regulation (EC) No 428/2009.

    PART II

    Other items, materials, equipment, goods and technology which could contribute to DPRK's nuclear-related, ballistic missile-related or other weapons of mass destruction-related programmes.

    Unless otherwise stated, reference numbers used in the column entitled ‘Description’ refer to the descriptions of dual use items and technology set out in Annex I to Regulation (EC) No 428/2009.

    ‘A reference number in the column entitled Related item from Annex I to Regulation (EC) No 428/2009’ means that the characteristics of the item described in the column ‘Description’ lie outside the parameters set out in the description of the dual use entry referred to.

    Definitions of terms between ‘single quotation marks’ are given in a technical note to the relevant item.

    Definitions of terms between ‘double quotation marks’ can be found in Annex I to Regulation (EC) No 428/2009.

    GENERAL NOTES

    The object of the prohibitions contained in this Annex should not be defeated by the export of any non-prohibited goods (including plant) containing one or more prohibited components when the prohibited component or components are the principal element of the goods and can feasibly be removed or used for other purposes.

    N.B.: In judging whether the prohibited component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the prohibited component or components as the principal element of the goods being procured.

    Goods specified in this Annex include both new and used goods.

    GENERAL TECHNOLOGY NOTE (GTN)

    (To be read in conjunction with Part C.)

    The sale, supply, transfer or export of ‘technology’ which is ‘required’ for the ‘development’, ‘production’ or ‘use’ of goods the sale, supply, transfer or export of which is prohibited in Part A (Goods) below, is prohibited in accordance with the provisions of Part B.

    The ‘technology’‘required’ for the ‘development’, ‘production’ or ‘use’ of prohibited goods remains under prohibition even when applicable to non-prohibited goods.

    Prohibitions do not apply to that ‘technology’ which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not prohibited.

    Prohibitions on ‘technology’ transfer do not apply to information ‘in the public domain’, to ‘basic scientific research’ or to the minimum necessary information for patent applications.

    A.    GOODS

    NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT

    II.A0.   Goods



    No

    Description

    Related item from Annex I to Regulation (EC) No 428/2009

    II.A0.001

    Hollow cathode lamps as follows:

    a.  Iodine hollow cathode lamps with windows in pure silicon or quartz;

    b.  Uranium hollow cathode lamps.

     

    II.A0.002

    Faraday isolators in the wavelength range 500 nm-650 nm.

     

    II.A0.003

    Optical gratings in the wavelength range 500 nm-650 nm.

     

    II.A0.004

    Optical fibres in the wavelength range 500 nm-650 nm coated with anti-reflecting layers in the wavelength range 500 nm-650 nm and having a core diameter greater than 0,4 mm but not exceeding 2 mm.

     

    II.A0.005

    Nuclear reactor vessel components and testing equipment, other than those specified in 0A001, as follows:

    a.  Seals;

    b.  Internal components;

    c.  Sealing, testing and measurement equipment.

    0A001

    II.A0.006

    Nuclear detection systems, other than those specified in 0A001.j. or 1A004.c., for detection, identification or quantification of radioactive materials or radiation of nuclear origin and specially designed components thereof.

    N.B: For personal equipment refer to I.A1.004 below.

    0A001.j.

    1A004.c.

    II.A0.007

    Bellows-sealed valves other than those specified in 0B001.c.6., 2A226 or 2B350, made of aluminium alloy or stainless steel type 304, 304L or 316L.

    0B001.c.6.

    2A226

    2B350

    II.A0.008

    Laser mirrors, other than those specified in 6A005.e., consisting of substrates having a thermal expansion coefficient of 10-6 K-1 or less at 20 °C (e.g. fused silica or sapphire).

    Note:

    This item does not cover optical systems specially designed for astronomical applications, except if the mirrors contain fused silica.

    0B001.g.5.

    6A005.e.

    II.A0.009

    Laser lenses, other than those specified in 6A005.e.2, consisting of substrates having a thermal expansion coefficient of 10– 6 K– 1 or less at 20 °C (e.g. fused silica).

    0B001.g.

    6A005.e.2.

    II.A0.010

    Pipes, piping, flanges, fittings made of, or lined with nickel, or nickel alloy containing more than 40 % nickel by weight, other than those specified in 2B350.h.1.

    2B350

    II.A0.011

    Vacuum pumps other than those specified in 0B002.f.2. or 2B231, as follows:

    a.  Turbo-molecular pumps having a flow-rate equal to or greater than 400 l/s;

    b.  Roots type vacuum roughing pumps having a volumetric aspiration flow-rate greater than 200 m3/h;

    c.  Bellows-sealed, scroll, dry compressor, and bellows-sealed, scroll, dry vacuum pumps.

    0B002.f.2.

    2B231

    II.A0.012

    Shielded enclosures for the manipulation, storage and handling of radioactive substances (hot cells).

    0B006

    II.A0.013

    ‘Natural uranium’ or ‘depleted uranium’ or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing, other than those specified in 0C001.

    0C001

    II.A0.014

    Detonation chambers having a capacity of explosion absorption of more than 2,5 kg TNT equivalent.

     

    SPECIAL MATERIALS AND RELATED EQUIPMENT

    II.A1.   Goods



    No

    Description

    Related item from Annex I to Regulation (EC) No 428/2009

    II.A1.001

    Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) Chemical Abstract Number (CAS): [CAS 298-07-7] solvent in any quantity, with a purity greater than 90 %.

     

    II.A1.002

    Fluorine gas CAS: [7782-41-4], with a purity of at least 95 %.

     

    II.A1.003

    Ring-shaped seals and gaskets, having an inner diameter of 400 mm or less, made of any of the following materials:

    a.  Copolymers of vinylidene fluoride having 75 % or more beta crystalline structure without stretching;

    b.  Fluorinated polyimides containing 10 % by weight or more of combined fluorine;

    c.  Fluorinated phosphazene elastomers containing 30 % by weight or more of combined fluorine;

    d.  Polychlorotrifluoroethylene (PCTFE, e.g. Kel-F ®);

    e.  Fluoro-elastomers (e.g. Viton ®, Tecnoflon ®);

    f.  Polytetrafluoroethylene (PTFE).

    1A001

    II.A1.004

    Personal equipment for detecting radiation of nuclear origin, other than that specified in 1A004.c., including personal dosimeters.

    1A004.c.

    II.A1.005

    Electrolytic cells for fluorine production, other than those specified in 1B225, with an output capacity greater than 100 g of fluorine per hour.

    1B225

    II.A1.006

    Catalysts, other than those specified in 1A225 or 1B231, containing platinum, palladium or rhodium, usable for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water.

    1A225

    1B231

    II.A1.007

    Aluminium and its alloys, other than those specified in 1C002.b.4. or 1C202.a., in crude or semi-fabricated form having either of the following characteristics:

    a.  ‘Capable of’ an ultimate tensile strength of 460 MPa or more at 293 K (20 °C); or

    b.  Having a tensile strength of 415 MPa or more at 298 K (25 °C).

    Technical note:

    The phrase alloys ‘capable of’ encompasses alloys before or after heat treatment.

    1C002.b.4.

    1C202.a.

    II.A1.008

    Magnetic metals, of all types and of whatever form, other than those specified in 1C003.a. having an ‘initial relative permeability’ of 120 000 or more and a thickness between 0,05 mm and 0,1 mm.

    Technical note:

    Measurement of ‘initial relative permeability’ must be performed on fully annealed materials.

    1C003.a.

    II.A1.009

    ‘Fibrous or filamentary materials’ or prepregs, other than those specified in 1C010.a., 1C010.b., 1C210.a. or 1C210.b., as follows:

    a.  Aramid ‘fibrous or filamentary materials’ having either of the following characteristics:

    1.A  ‘specific modulus’ exceeding 10 × 106 m; or

    2.A  ‘specific tensile strength’ exceeding 17 × 104 m;

    b.  Glass ‘fibrous or filamentary materials’ having either of the following characteristics:

    1.A  ‘specific modulus’ exceeding 3,18 × 106 m; or

    2.A  ‘specific tensile strength’ exceeding 76,2 × 103 m;

    c.  Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’ with a width of 15 mm or less (once prepregs), made from glass ‘fibrous or filamentary materials’ other than those specified in I.A1.010.a. below;

    d.  Carbon ‘fibrous or filamentary materials’;

    e.  Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’, or ‘tapes’, made from carbon ‘fibrous or filamentary materials’;

    f.  Polyacrylonitrile (PAN) continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’;

    g.  Para-aramid ‘fibrous or filamentary materials’ (Kevlar® and other Kevlar®-like fibres).

    1C010.a.

    1C010.b.

    1C210.a.

    1C210.b.

    II.A1.010

    Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carbon-coated fibres (preforms) or ‘carbon fibre preforms’, as follows:

    a.  Made from ‘fibrous or filamentary materials’ specified in I.A1.009 above;

    b.  Epoxy resin ‘matrix’ impregnated carbon ‘fibrous or filamentary materials’ (prepregs), specified in 1C010.a., 1C010.b. or 1C010.c., for the repair of aircraft structures or laminates, of which the size of individual sheets does not exceed 50 cm × 90 cm;

    c.  Prepregs specified in 1C010.a., 1C010.b. or 1C010.c., when impregnated with phenolic or epoxy resins having a glass transition temperature (Tg) less than 433 K (160 °C) and a cure temperature lower than the glass transition temperature.

    1C010

    1C210

    II.A1.011

    Reinforced silicon carbide ceramic composites usable for nose tips, re-entry vehicles, nozzle flaps, usable in ‘missiles’, other than those specified in 1C107.

    1C107

    II.A1.012

    Not used.

     

    II.A1.013

    Tantalum, tantalum carbide, tungsten, tungsten carbide and alloys thereof, other than those specified in 1C226, having both of the following characteristics:

    a.  In forms having a hollow cylindrical or spherical symmetry (including cylinder segments) with an inside diameter between 50 mm and 300 mm; and

    b.  A mass greater than 5 kg.

    1C226

    II.A1.014

    ‘Elemental powders’ of cobalt, neodymium or samarium or alloys or mixtures thereof containing at least 20 % by weight of cobalt, neodymium or samarium, with a particle size less than 200 μm.

    Technical note:

    ‘Elemental powder’ means a high purity powder of one element.

     

    II.A1.015

    Pure tributyl phosphate (TBP) [CAS No 126-73-8] or any mixture having a TBP content of more than 5 % by weight.

     

    II.A1.016

    Maraging steel, other than those specified by 1C116 or 1C216.

    Technical notes:

    1.  The phrase maraging steel ‘capable of’ encompasses maraging steel before or after heat treatment.

    2.  Maraging steels are iron alloys generally characterised by high nickel, very low carbon content and the use of substitutional elements or precipitates to produce strengthening and age-hardening of the alloy.

    1C116

    1C216

    II.A1.017

    Metals, metal powders and material as follows:

    a.  Tungsten and tungsten alloys, other than those specified in 1C117, in the form of uniform spherical or atomized particles of 500 μm (micrometre) diameter or less with a tungsten content of 97 % by weight or more;

    b.  Molybdenum and molybdenum alloys, other than those specified in 1C117, in the form of uniform spherical or atomized particles of 500 μm diameter or less with a molybdenum content of 97 % by weight or more;

    c.  Tungsten materials in the solid form, other than those specified in 1C226 having material compositions as follows:

    1.  Tungsten and alloys containing 97 % by weight or more of tungsten;

    2.  Copper infiltrated tungsten containing 80 % by weight or more of tungsten; or

    3.  Silver infiltrated tungsten containing 80 % by weight or more of tungsten.

    1C117

    1C226

    II.A1.018

    Soft magnetic alloys, other than those specified in 1C003, having a chemical composition as follows:

    a.  Iron content between 30 % and 60 %; and

    b.  Cobalt content between 40 % and 60 %.

    1C003

    II.A1.019

    Not used.

     

    II.A1.020

    Graphite, other than that specified in 0C004 or 1C107.a., designed or specified for use in Electrical Discharge Machining (EDM) machines.

    0C004

    1C107.a.

    II.A1.021

    Steel alloys in sheet or plate form, having any of the following characteristics:

    a.  Steel alloys ‘capable of’ ultimate tensile strength of 1 200 MPa or more, at 293 K (20 °C); or

    b.  Nitrogen-stabilised duplex stainless steel.

    Note: the phrase alloys ‘capable of’ encompasses alloys before or after heat treatment.

    Technical note: ‘nitrogen-stabilised duplex stainless steel’ has a two-phase microstructure consisting of grains of ferritic and austenitic steel with the addition of nitrogen to stabilise the microstructure.

    1C116

    1C216

    II.A1.022

    Carbon-Carbon Composite material.

    1A002.b.1

    II.A1.023

    Nickel alloys in crude or semi-fabricated form, containing 60 % by weight or more nickel.

    1C002.c.1.a

    II.A1.024

    Titanium alloys in sheet or plate form ‘capable of’ an ultimate tensile strength of 900 MPa or more at 293 K (20 °C).

    Note: the phrase alloys ‘capable of’ encompasses alloys before or after heat treatment.

    1C002.b.3

    II.A1.025

    Titanium alloys, other than those specified in 1C002 and 1C202.

    1C002

    1C202

    II.A1.026

    Zirconium and zirconium alloys, other than those specified in 1C011, 1C111 and 1C234.

    1C011

    1C111

    1C234

    II.A1.027

    Explosive materials other than those specified in 1C239, or materials or mixtures containing more than 2 % by weight of such explosive materials, with a crystalline density higher than 1,5 g/cm3 and with a detonation speed higher than 5 000 m/s.

    1C239

    MATERIALS PROCESSING

    II.A2.   Goods



    No

    Description

    Related item from Annex I to Regulation (EC) No 428/2009

    II.A2.001

    Vibration test systems, equipment and components thereof, other than those specified in 2B116:

    a.  Vibration test systems employing feedback or closed loop techniques and incorporating a digital controller, capable of vibrating a system at an acceleration equal to or greater than 0,1 g rms between 0,1 Hz and 2 kHz and imparting forces equal to or greater than 50 kN, measured ‘bare table’;

    b.  Digital controllers, combined with specially designed vibration test ‘software’, with a ‘real-time control bandwidth’ greater than 5 kHz designed for use with vibration test systems specified in a.;

    Technical note:

    ‘Real-time control bandwidth’ is defined as the maximum rate at which a controller can execute complete cycles of sampling, processing data and transmitting control signals.

    c.  Vibration thrusters (shaker units), with or without associated amplifiers, capable of imparting a force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration test systems specified in a.;

    d.  Test piece support structures and electronic units designed to combine multiple shaker units in a system capable of providing an effective combined force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration systems specified in a.

    Technical note:

    ‘bare table’ means a flat table, or surface, with no fixture or fittings.

    2B116

    II.A2.002

    Machine tools, other than those specified in 2B001 or 2B201 and any combination thereof, for removing (or cutting) metals, ceramics, or ‘composites’ that, according to the manufacturer's technical specification, can be equipped with electronic devices for ‘numerical control’, having positioning accuracies of equal to or less (better) than 30 μm according to ISO 230/2 (1988) (1) or national equivalents along any linear axis.

    2B001

    2B201

    II.A2.002a

    Components and numerical controls, specially designed for machine tools specified in 2B001, 2B201 or I.A2.002 above.

     

    II.A2.003

    Balancing machines and related equipment as follows:

    a.  Balancing machines, designed or modified for dental or other medical equipment, having all the following characteristics:

    1.  Not capable of balancing rotors/assemblies having a mass greater than 3 kg;

    2.  Capable of balancing rotors/assemblies at speeds greater than 12 500 rpm;

    3.  Capable of correcting unbalance in two planes or more; and

    4.  Capable of balancing to a residual specific unbalance of 0,2 g × mm per kg of rotor mass;

    b.  ‘Indicator heads’ designed or modified for use with machines specified in a. above.

    Technical note:

    ‘Indicator heads’ are sometimes known as balancing instrumentation.

    2B119

    II.A2.004

    Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, other than those specified in 2B225, having either of the following characteristics:

    a.  A capability of penetrating a hot cell wall of 0,3 m or more (through the wall operation); or

    b.  A capability of bridging over the top of a hot cell wall with a thickness of 0,3 m or more (over the wall operation).

    Technical note:

    Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of master/slave type or operated by joystick or keypad.

    2B225

    II.A2.005

    Controlled atmosphere heat treatment furnaces or oxidation furnaces capable of operation at temperatures above 400 °C.

    Note:

    This item does not cover tunnel kilns with roller or car conveyance, tunnel kilns with conveyor belt, pusher type kilns or shuttle kilns, specially designed for the production of glass, tableware ceramics or structural ceramics.

    2B226

    2B227

    II.A2.006

    Not used.

     

    II.A2.007

    ‘Pressure transducers’, other than those defined in 2B230, capable of measuring absolute pressures at any point in the range 0 to 200 kPa and having both of the following characteristics:

    a.  Pressure sensing elements made of or protected by ‘Materials resistant to corrosion by uranium hexafluoride (UF6)’; and

    b.  Having either of the following characteristics:

    1.  A full scale of less than 200 kPa and an ‘accuracy’ of better than ± 1 % of full scale; or

    2.  A full scale of 200 kPa or greater and an ‘accuracy’ of better than 2 kPa.

    Technical note:

    For the purposes of 2B230 ‘accuracy’ includes non-linearity, hysteresis and repeatability at ambient temperature.

    2B230

    II.A2.008

    Liquid-liquid contacting equipment (mixer-settlers, pulsed columns, plate columns, centrifugal contactors); and liquid distributors, vapour distributors or liquid collectors designed for such equipment, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

    a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

    b.  Fluoropolymers;

    c.  Glass (including vitrified or enamelled coating or glass lining);

    d.  Graphite or ‘carbon graphite’;

    e.  Nickel or alloys with more than 40 % nickel by weight;

    f.  Tantalum or tantalum alloys;

    g.  Titanium or titanium alloys;

    h.  Zirconium or zirconium alloys; or

    i.  Stainless steel.

    Technical note:

    ‘Carbon graphite’ is a composition consisting of amorphous carbon and graphite, in which the graphite content is 8 % or more by weight.

    2B350.e.

    II.A2.009

    Industrial equipment and components, other than those specified in 2B350.d., as follows:

    Heat exchangers or condensers with a heat transfer surface area greater than 0,05 m2, and less than 30 m2; and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the fluid(s) are made from any of the following materials:

    a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

    b.  Fluoropolymers;

    c.  Glass (including vitrified or enamelled coating or glass lining);

    d.  Graphite or ‘carbon graphite’;

    e.  Nickel or alloys with more than 40 % nickel by weight;

    f.  Tantalum or tantalum alloys;

    g.  Titanium or titanium alloys;

    h.  Zirconium or zirconium alloys;

    i.  Silicon carbide;

    j.  Titanium carbide; or

    k.  Stainless steel.

    Note:

    This item does not cover vehicle radiators.

    Technical note:

    The materials used for gaskets and seals and other implementation of sealing functions do not determine the status of control of the heat exchanger.

    2B350.d.

    II.A2.010

    Multiple-seal, and seal-less pumps, other than those specified in 2B350.i, suitable for corrosive fluids, or vacuum pumps and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

    a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

    b.  Ceramics;

    c.  Ferrosilicon;

    d.  Fluoropolymers;

    e.  Glass (including vitrified or enamelled coatings or glass lining);

    f.  Graphite or ‘carbon graphite’;

    g.  Nickel or alloys with more than 40 % nickel by weight;

    h.  Tantalum or tantalum alloys;

    i.  Titanium or titanium alloys;

    j.  Zirconium or zirconium alloys;

    k.  Niobium (columbium) or niobium alloys;

    l.  Stainless steel;

    m.  Aluminium alloys; or

    n.  Rubber.

    Technical notes:

    The materials used for gaskets and seals and other implementations of sealing functions do not determine the status of control of the pump. The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers.

    2B350.i.

    II.A2.011

    ‘Centrifugal separators’, other than those specified in 2B352.c., capable of continuous separation without the propagation of aerosols and manufactured from:

    a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

    b.  Fluoropolymers;

    c.  Glass (including vitrified or enamelled coating or glass lining);

    d.  Nickel or alloys with more than 40 % nickel by weight;

    e.  Tantalum or tantalum alloys;

    f.  Titanium or titanium alloys; or

    g.  Zirconium or zirconium alloys.

    Technical note:

    ‘Centrifugal separators’ include decanters.

    2B352.c.

    II.A2.012

    Sintered metal filters, other than those specified in 2B352.d., made of nickel or nickel alloy with more than 40 % nickel by weight.

    2B352.d.

    II.A2.013

    Spin-forming machines and flow-forming machines, other than those specified by 2B009, 2B109 or 2B209 and specially designed components therefor.

    Technical note:

    For the purpose of this item, machines combining the functions of spin-forming and flow-forming are regarded as flow-forming machines.

    2B009

    2B109

    2B209

    II.A2.014

    Equipment and reagents, other than those specified in 2B350 or 2B352, as follows:

    a.  Fermenters capable of cultivation of pathogenic ‘micro-organisms’ or viruses, or capable of toxin production, without the propagation of aerosols, and having a total capacity of 10 l or more;

    b.  Agitators for fermenters as mentioned in a. above;

    Technical Note:

    Fermenters include bioreactors, chemostats and continuous-flow systems.

    c.  Laboratory equipment as follows:

    1.  Polymerase chain reaction (PCR)-equipment

    2.  Genetic sequencing equipment;

    3.  Genetic synthesizers;

    4.  Electroporation equipment;

    5.  Specific reagents associated with the equipment in I.A2.014.c. numbers 1. to 4. above;

    d.  Filters, micro-filters, nano-filters or ultra-filters usable in industrial or laboratory biology for continuous filtering, except filters specially designed or modified for medical or clear water production purposes and to be used in the framework of EU or UN officially supported projects;

    e.  Ultracentrifuges, rotors and adaptors for ultracentrifuges;

    f.  Freeze drying equipment.

    2B350

    2B352

    II.A2.015

    Equipment, other than that specified in 2B005, 2B105 or 3B001.d., for the deposition of metallic overlays as follows, and specially designed components and accessories therefor:

    a.  Chemical vapour deposition (CVD) production equipment;

    b.  Physical vapour deposition (PVD) production equipment;

    c.  Production equipment for deposition by means of inductive or resistance heating.

    2B005

    2B105

    3B001.d.

    II.A2.016

    Open tanks or containers, with or without agitators, with a total internal (geometric) volume greater than 0,5 m3 (500 litres), where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

    a.  Alloys with more than 25 % nickel and 20 % chromium by weight;

    b.  Fluoropolymers;

    c.  Glass (including vitrified or enamelled coatings or glass lining);

    d.  Nickel or alloys with more than 40 % nickel by weight;

    e.  Tantalum or tantalum alloys;

    f.  Titanium or titanium alloys;

    g.  Zirconium or zirconium alloys;

    h.  Niobium (columbium) or niobium alloys;

    i.  Stainless steel;

    j.  Wood; or

    k.  Rubber.

    Technical note:

    The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers.

    2B350

    (1)   Manufacturers calculating positioning accuracy in accordance with ISO 230/2 (1997) should consult the competent authorities of the Member State in which they are established.

    ELECTRONICS

    II.A3.   Goods



    No

    Description

    Related item from Annex I to Regulation (EC) No 428/2009

    II.A3.001

    High voltage direct current power supplies, other than those specified in 0B001.j.5. or 3A227, having both of the following characteristics:

    a.  Capable of continuously producing, over a time period of eight hours, 10 kV or more, with output power of 5 kW or more with or without sweeping; and

    b.  Current or voltage stability better than 0,1 % over a time period of four hours.

    0B001.j.5.

    3A227

    II.A3.002

    Mass spectrometers, other than those specified in 0B002.g. or 3A233, capable of measuring ions of 200 atomic mass units or more and having a resolution of better than 2 parts in 200, as follows, and ion sources therefor:

    a.  Inductively coupled plasma mass spectrometers (ICP/MS);

    b.  Glow discharge mass spectrometers (GDMS);

    c.  Thermal ionisation mass spectrometers (TIMS);

    d.  Electron bombardment mass spectrometers which have a source chamber constructed from, lined with or plated with ‘materials resistant to corrosion by uranium hexafluoride UF6’;

    e.  Molecular beam mass spectrometers having either of the following characteristics:

    1.  A source chamber constructed from, lined with or plated with stainless steel or molybdenum and equipped with a cold trap capable of cooling to 193 K (– 80 °C) or less; or

    2.  A source chamber constructed from, lined with or plated with materials resistant to UF6;

    f.  Mass spectrometers equipped with a micro-fluorination ion source designed for actinides or actinide fluorides.

    0B002.g.

    3A233

    II.A3.003

    Frequency changers or generators, other than those specified by 0B001.b.13. or 3A225, having all of the following characteristics, and specially designed components and software therefor:

    a.  Multiphase output capable of providing a power of 40 W or greater;

    b.  Capable of operating in the frequency range between 600 and 2 000 Hz; and

    c.  Frequency control better (less) than 0,1 %.

    Technical notes:

    1.  Frequency changers are also known as converters, inverters, generators, electronic test equipment, AC power supplies, variable speed motor drives or variable frequency drives.

    2.  The functionality specified in this item may be met by certain equipment marketed as: electronic test equipment, AC power supplies, variable speed motor drives or variable frequency drives.

    0B001.b.13.

    3A225

    II.A3.004

    Spectrometers and diffractometers, designed for the indicative test or quantitative analysis of the elemental composition of metals or alloys without chemical decomposition of the material.

     

    SENSORS AND LASERS

    II.A6.   Goods



    No

    Description

    Related item from Annex I to Regulation (EC) No 428/2009

    II.A6.001

    Yttrium aluminium garnet (YAG) rods.

     

    II.A6.002

    Optical equipment and components, other than those specified in 6A002 or 6A004.b. as follows:

    Infrared optics in the wavelength range 9 μm-17 μm and components thereof, including cadmium telluride (CdTe) components.

    6A002

    6A004.b.

    II.A6.003

    Wave front corrector systems, other than mirrors specified in 6A004.a., 6A005.e. or 6A005.f., for use with a laser beam having a diameter exceeding 4 mm, and specially designed components thereof, including control systems, phase front sensors and ‘deformable mirrors’ including bimorph mirrors.

    6A004.a.

    6A005.e.

    6A005.f.

    II.A6.004

    Argon ion ‘lasers’, other than those specified in 0B001.g.5., 6A005.a.6. and/or 6A205.a., having an average output power equal to or greater than 5 W.

    0B001.g.5.

    6A005.a.6.

    6A205.a.

    II.A6.005

    Semiconductor ‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.b., and components thereof, as follows:

    a.  Individual semiconductor ‘lasers’ with an output power greater than 200 mW each, in quantities larger than 100;

    b.  Semiconductor ‘laser’ arrays having an output power greater than 20 W.

    Notes:

    1.  Semiconductor ‘lasers’ are commonly called ‘laser’ diodes.

    2.  This item does not cover ‘laser’ diodes with a wavelength in the range 1,2 μm-2,0 μm.

    0B001.g.5.

    0B001.h.6.

    6A005.b.

    II.A6.006

    Tunable semiconductor ‘lasers’ and tunable semiconductor ‘laser’ arrays, other than those specified in 0B001.h.6. or 6A005.b., of a wavelength between 9 μm and 17 μm, as well as array stacks of semiconductor ‘lasers’ containing at least one tunable semiconductor ‘laser’ array of such wavelength.

    Note:

    Semiconductor ‘lasers’ are commonly called ‘laser’ diodes.

    0B001.h.6.

    6A005.b.

    II.A6.007

    Solid state ‘tunable’‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.c.1., and specially designed components thereof, as follows:

    a.  Titanium-sapphire lasers;

    b.  Alexandrite lasers.

    0B001.g.5.

    0B001.h.6.

    6A005.c.1.

    II.A6.008

    Neodymium-doped (other than glass) ‘lasers’, other than those specified in 6A005.c.2.b., having an output wavelength greater than 1,0 μm but not exceeding 1,1 μm and output energy exceeding 10 J per pulse.

    6A005.c.2.b.

    II.A6.009

    Components of acousto-optics, as follows:

    a.  Framing tubes and solid-state imaging devices having a recurrence frequency equal to or exceeding 1 kHz;

    b.  Recurrence frequency supplies;

    c.  Pockels cells.

    6A203.b.4.

    II.A6.010

    Radiation-hardened cameras, or lenses thereof, other than those specified in 6A203.c., specially designed, or rated as radiation-hardened, to withstand a total radiation dose greater than 50 × 103 Gy (silicon) (5 × 106 rad (silicon)) without operational degradation.

    Technical note:

    The term Gy (silicon) refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionising radiation.

    6A203.c.

    II.A6.011

    Tunable pulsed dye laser amplifiers and oscillators, other than those specified in 0B001.g.5., 6A005 and or 6A205.c., having all of the following characteristics:

    a.  Operating at wavelengths between 300 nm and 800 nm;

    b.  An average output power greater than 10 W but not exceeding 30 W;

    c.  A repetition rate greater than 1 kHz; and

    d.  Pulse width less than 100 ns.

    Note:

    This item does not cover single mode oscillators.

    0B001.g.5.

    6A005

    6A205.c.

    II.A6.012

    Pulsed carbon dioxide ‘lasers’, other than those specified in, 0B001.h.6., 6A005.d. or 6A205.d., having all of the following characteristics:

    a.  Operating at wavelengths between 9 μm and 11 μm;

    b.  A repetition rate greater than 250 Hz;

    c.  An average output power greater than 100 W but not exceeding 500 W; and

    d.  Pulse width less than 200 ns.

    0B001.h.6.

    6A005.d.

    6A205.d.

    II.A6.013

    Lasers, other than those specified in 6A005 or 6A205.

    6A005

    6A205

    NAVIGATION AND AVIONICS

    II.A7.   Goods



    No

    Description

    Related item from Annex I to Regulation (EC) No 428/2009

    II.A7.001

    Inertial navigation systems and specially designed components thereof, as follows:

    a.  Inertial navigation systems which are certified for use on ‘civil aircraft’ by civil authorities of a State participating in the Wassenaar Arrangement, and specially designed components thereof, as follows:

    1.  Inertial navigation systems (INS) (gimballed or strapdown) and inertial equipment designed for ‘aircraft’, land vehicle, vessels (surface or underwater) or ‘spacecraft’ for attitude, guidance or control, having any of the following characteristics, and specially designed components thereof:

    a.  Navigation error (free inertial) subsequent to normal alignment of 0,8 nautical mile per hour (nm/hr) ‘Circular Error Probable’ (CEP) or less (better); or

    b.  Specified to function at linear acceleration levels exceeding 10 g;

    2.  Hybrid Inertial Navigation Systems embedded with Global Navigation Satellite Systems(s) (GNSS) or with ‘Data-Based Referenced Navigation’ (‘DBRN’) System(s) for attitude, guidance or control, subsequent to normal alignment, having an INS navigation position accuracy, after loss of GNSS or ‘DBRN’ for a period of up to four minutes, of less (better) than 10 metres ‘Circular Error Probable’ (CEP);

    3.  Inertial Equipment for Azimuth, Heading, or North Pointing having any of the following characteristics, and specially designed components thereof:

    a.  Designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude; or

    b.  Designed to have a non-operating shock level of at least 900 g at a duration of at least 1 msec.

    b.  Theodolite systems incorporating inertial equipment specially designed for civil surveying purposes and designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude, and specially designed components thereof.

    c.  Inertial or other equipment using accelerometers specified in 7A001 or 7A101, where such accelerometers are specially designed and developed as MWD (Measurement While Drilling) sensors for use in down-hole well services operations.

    Note:

    The parameters of a.1. and a.2. are applicable with any of the following environmental conditions:

    1.  Input random vibration with an overall magnitude of 7,7 g rms in the first half hour and a total test duration of one and a half hours per axis in each of the three perpendicular axes, when the random vibration meets the following:

    a.  A constant power spectral density (PSD) value of 0,04 g2/Hz over a frequency interval of 15 to 1 000 Hz; and

    b.  The PSD attenuates with a frequency from 0,04 g2/Hz to 0,01 g2/Hz over a frequency interval from 1 000 to 2 000 Hz;

    2.  A roll and yaw rate equal to or greater than + 2,62 radian/s (150 deg/s); or

    3.  According to national standards equivalent to 1. or 2. above.

    Technical notes:

    1.  a.2. refers to systems in which an INS and other independent navigation aids are built into a single unit (embedded) in order to achieve improved performance.

    2.  ‘Circular Error Probable’ (CEP) — In a circular normal distribution, the radius of the circle containing 50 percent of the individual measurements being made, or the radius of the circle within which there is a 50 percent probability of being located.

    7A001

    7A003

    7A101

    7A103

    AEROSPACE AND PROPULSION

    II.A9.   Goods



    No

    Description

    Related item from Annex I to Regulation (EC) No 428/2009

    II.A9.001

    Explosive bolts.

     

    II.A9.002

    Internal combustion engines (i.e. axial piston or rotary piston type), designed or modified for propelling ‘aircrafts’ or ‘lighter-than-air-vehicles’ and specially designed components therefor.

     

    II.A9.003

    Trucks, other than those specified in 9A115, having more than one motorised axle and a payload exceeding 5 tonnes.

    Note:

    This item includes flatbed trailers, semi trailers and other trailers.

    9A115

    B.    SOFTWARE



    No

    Description

    Related item from Annex I to Regulation (EC) No 428/2009

    II.B.001

    Software required for the development, production or use of the items in Part A. (Goods).

     

    C.    TECHNOLOGY



    No

    Description Items, materials, equipment, goods and technology

    Related item from Annex I to Regulation (EC) No 428/2009

    II.C.001

    Technology required for the development, production or use of the items in Part A. (Goods).

     

    PART III

    Certain key components for the ballistic-missile sector.

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    7601

    Unwrought aluminium

    7602

    Aluminium waste and scrap

    7603

    Aluminium powders and flakes

    7604

    Aluminium bars, rods and profiles

    7605

    Aluminium wire

    7606

    Aluminium plates, sheets and strip, of a thickness exceeding 0,2 mm

    7608

    Aluminium tubes and pipes

    7609

    Aluminium tube or pipe fittings (for example, couplings, elbows, sleeves)

    7614

    Stranded wire, cables, plaited bands and the like, of aluminium, not electrically insulated

    PART IV

    Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 25 of UN Security Council Resolution 2270 (2016).

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.

    (a)   Nuclear- and/or Missile-usable Items

    (1)   Ring Magnets

    Permanent magnet materials having both the following characteristics:

    i. Ring-shaped magnet with a relation between outer and inner diameter smaller or equal to 1.6:1; and

    ii. Made of any of the following magnetic materials: aluminium-nickel-cobalt, ferrites, samarium-cobalt, or neodymium-iron-boron.

    ex 8505 11 00

    ex 8505 19 10

    ex 8505 19 90

    ex 8505 90 90

    (2)   Maraging Steel

    Maraging steel having both the following characteristics:

    i. ‘capable of’ an ultimate tensile strength of 1 500 MPa or more at 293 K (20 °C).

    ii. In bar or tube form, with an outer diameter of 75 mm or greater.

    ex 7304 49 10

    ex 7304 51 81

    ex 7304 51 89

    ex 7304 59 92

    ex 7304 59 93

    ex 7304 59 99

    (3)

    Magnetic alloy materials in sheet or thin strip form having both of the following characteristics:

    (a) Thickness of 0,05 mm or less; or height of 25 mm or less, and

    (b) Made of any of the following magnetic alloy materials: iron-chromium-cobalt, iron-cobalt-vanadium, iron-chromium-cobalt-vanadium, or iron-chromium.

    ex 7326 19 10

    ex 7326 19 90

    ex 7326 90 92

    ex 7326 90 94

    ex 7326 90 96

    ex 7326 90 98

    (4)

    Frequency Changers (also known as converters or inverters)

    Frequency changers, other than those specified in entries 0B001.b.13 or 3A225 of Annex II, having all of the following characteristics, and specially designed software therefore:

    i. Multiphase frequency output;

    ii. Capable of providing a power of 40 W or greater; and

    iii. Capable of operating anywhere (at any one point or more) within the frequency range of between 600 and 2 000 Hz.

    Technical Notes:

    (1) Frequency changers are also known as converters or inverters.

    (2) The functionality specified above may be met by certain equipment described or marketed as electronic test equipment, AC power supplies, variable speed motor drives, or variable frequency drives.

    ex 8504 40 84

    ex 8504 40 88

    ex 8504 40 90

    ex 8537 10 95

    ex 8537 10 98

    ex 8537 20 91

    ex 8537 20 99

    (5)

    High-strength Aluminium Alloy

    Aluminium alloys having both the following characteristics:

    i. ‘capable of’ an ultimate tensile of strength of 415 MPa or more at 293 K (20 °C) and

    ii. In bar or tube form, with an outer diameter of 75 mm or greater.

    Technical Note:

    The phrase ‘capable of’ encompasses aluminium alloy before or after heat treatment.

    ex 7601 20 80

    ex 7604 29 10

    ex 7608 20 20

    ex 7608 20 81

    ex 7608 20 89

    (6)

    Fibrous or Filamentary Materials

    ‘Fibrous or filamentary materials’ and prepregs, as follows:

    i. Carbon, aramid, or glass ‘fibrous or filamentary materials’ having both of the following characteristics:

    (1) A ‘specific modulus’ exceeding 3,18 × 106 m; and

    (2) A ‘specific tensile strength’ exceeding 76,2 × 103 m;

    ii. Prepregs: Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’ with a width of 30 mm or less, made from carbon, aramid, or glass ‘fibrous or filamentary materials’ controlled in (a) above.

    ex 5402 11 00

    ex 5402 19 00

    ex 5402 31 00

    ex 5402 32 00

    ex 5404 90 90

    ex 5407 10 00

    ex 5407 20 90

    ex 5407 41 00

    ex 5407 42 00

    ex 5407 43 00

    ex 5407 44 00

    ex 5501 10 00

    ex 5501 90 00

    ex 5503 11 00

    ex 5503 19 00

    ex 5503 20 00

    ex 5503 90 00

    ex 5506 10 00

    ex 5506 90 00

    ex 5509 11 00

    ex 5509 12 00

    ex 5604 90 10

    ex 5607 50 11

    ex 5607 50 19

    ex 5607 50 30

    ex 5607 50 90

    ex 5609 00 00

    ex 5902 10 10

    ex 5902 10 90

    ex 5902 20 90

    ex 5902 90 10

    ex 5902 90 90

    ex 5903 10 10

    ex 5903 10 90

    ex 5903 20 10

    ex 5903 20 90

    ex 5903 90 10

    ex 5903 90 91

    ex 5903 90 99

    ex 6815 10 10

    ex 6815 99 00

    ex 7019 12 00

    ex 7019 19 10

    ex 7019 19 90

    ex 7019 51 00

    ex 7019 59 00

    ex 7019 90 00

    (7)

    Filament Winding Machines and Related Equipment

    Filament winding machines and related equipment, as follows:

    i. Filament winding machines having all of the following characteristics:

    (1) Having motions for positioning, wrapping, and winding fibres coordinated and programmed in two or more axes;

    (2) Specially designed to fabricate composite structures or laminates from ‘fibrous or filamentary materials’; and

    (3) Capable of winding cylindrical tubes of diameter of 75 mm or greater;

    ii. Coordinating and programming controls for filament winding machines specified in (a) above;

    iii. Mandrels for filament winding machines specified in (a) above.

    ex 8419 89 30

    ex 8419 89 98

    ex 8419 90 85

    ex 8444 00 10

    ex 8444 00 90

    ex 8446 10 00

    ex 8446 21 00

    ex 8446 29 00

    ex 8446 30 00

    ex 8447 11 00

    ex 8447 12 00

    ex 8447 20 20

    ex 8447 20 80

    ex 8447 90 00

    ex 8448 19 00

    ex 8448 20 00

    ex 8448 39 00

    ex 8448 42 00

    ex 8448 49 00

    ex 8448 59 00

    ex 8479 89 97

    ex 8479 90 20

    ex 8479 90 70

    ex 8537 10 10

    ex 8537 10 91

    ex 8537 10 95

    ex 8537 10 98

    ex 8538 10 00

    ex 9022 12 00

    ex 9022 19 00

    ex 9022 90 00

    ex 9031 80 80

    ex 9031 90 00

    (8)

    Flow-forming Machines

    As described in INFCIRC/254/Rev.9/Part2 and S/2014/253

    ex 8463 90 00

    ex 8466 94 00

    (9)

    Laser welding equipment

    ex 8515 80 10

    ex 8515 80 90

    ex 8515 90 00

    (10)

    4- and 5-axis CNC machine tools

    ex 8457 10 10

    ex 8457 10 90

    ex 8457 20 00

    ex 8457 30 10

    ex 8457 30 90

    ex 8458 11 20

    ex 8458 11 41

    ex 8458 11 49

    ex 8458 11 80

    ex 8458 19 00

    ex 8458 91 20

    ex 8458 91 80

    ex 8459 10 00

    ex 8459 21 00

    ex 8459 31 00

    ex 8459 41 00

    ex 8459 51 00

    ex 8459 61 10

    ex 8459 61 90

    ex 8460 12 00

    ex 8460 22 00

    ex 8460 23 00

    ex 8460 24 00

    ex 8460 31 00

    ex 8460 40 10

    ex 8460 90 00

    ex 8461 20 00

    ex 8461 30 10

    ex 8461 40 11

    ex 8461 40 31

    ex 8461 40 71

    ex 8461 40 90

    ex 8461 90 00

    ex 8464 20 11

    ex 8464 20 19

    ex 8464 20 80

    ex 8464 90 00

    (11)

    Plasma cutting equipment

    ex 8556 40 00

    ex 8515 31 00

    ex 8515 39 90

    ex 8515 80 10

    ex 8515 80 90

    ex 8515 90 00

    (12)

    Metal hydrides such as, zirconium hydride

    ex 2850 00 20

    (b)   Chemical/Biological Weapons-usable Items

    (1) Additional chemicals suitable for the production of chemical warfare agents:



    Product description

     

    CN code

    Sodium metal (7440-23-5)

     

    2805 11 00

    Sulphur trioxide (7446-11-9)

    ex

    2811 29 10

    Aluminium chloride (7446-70-0)

     

    2827 32 00

    Potassium Bromide (7758-02-3)

     

    2827 51 00

    Sodium bromide (7647-15-6)

     

    2827 51 00

    Dichloromethane (75-09-2)

     

    2903 12 00

    Isopropyl bromide (75-26-3)

    ex

    2903 39 19

    Isopropyl ether (108-20-3)

    ex

    2909 19 90

    Monoisopropylamine (75-31-0)

    ex

    2921 19 99

    Trimethylamine (75-50-3)

    ex

    2921 11 00

    Tributylamine (102-82-9)

    ex

    2921 19 99

    Triethylamine (121-44-8)

    ex

    2921 19 99

    N,N-Dimethylaniline (121-69-7)

    ex

    2921 42 00

    Pyridine (110-86-1)

    ex

    2933 31 00

    (2) Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps, valves, storage tanks, containers, receivers, and distillation or absorption columns that meet performance parameters described in S/2006/853 and S/2006/853/corr.1.

     Single-seal pumps with manufacturer's specified maximum flow-rate greater than 0,6 m3/h and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come into direct contact with the chemical(s) being processed are made from any of the following materials:

     

    (a) nickel or alloys with more than 40 % nickel by weight;

    (b) alloys with more than 25 % nickel and 20 % chromium by weight;

    (c) fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

    (d) glass or glass-lined (including vitrified or enamelled coating);

    (e) graphite or carbon-graphite;

    (f) tantalum or tantalum alloys;

    (g) titanium or titanium alloys;

    (h) zirconium or zirconium alloys;

    (i) ceramics;

    (j) ferrosilicon (high silicon iron alloys); or

    (k) niobium (columbium) or niobium alloys.

    ex 3925 10 00

    ex 3925 90 80

    ex 3926 90 92

    ex 3926 90 97

    ex 4009 21 00

    ex 4009 22 00

    ex 4009 41 00

    ex 4009 42 00

    ex 4016 93 00

    ex 6909 11 00

    ex 6909 12 00

    ex 6909 19 00

    ex 6909 90 00

    ex 6914 90 00

    ex 7020 00 10

    ex 7020 00 30

    ex 7020 00 80

    ex 7304 41 00

    ex 7304 49 93

    ex 7304 49 95

    ex 7304 49 99

    ex 7304 51 81

    ex 7304 51 89

    ex 7304 59 92

    ex 7304 59 93

    ex 7304 59 99

    ex 7306 40 20

    ex 7306 40 80

    ex 7306 50 20

    ex 7306 50 80

    ex 7306 69 10

    ex 7306 69 90

    ex 7306 90 00

    ex 7309 00 10

    ex 7309 00 30

    ex 7309 00 51

    ex 7309 00 59

    ex 7309 00 90

    ex 7310 10 00

    ex 7310 29 10

    ex 7310 29 90

    ex 7311 00 00

    ex 7326 90 92

    ex 7326 90 94

    ex 7326 90 96

    ex 7326 90 98

    ex 7507 11 00

    ex 7507 12 00

    ex 7507 20 00

    ex 7508 90 00

    ex 8103 90 90

    ex 8108 90 50

    ex 8108 90 60

    ex 8108 90 90

    ex 8109 90 00

    ex 8112 99 30

    ex 8401 20 00

    ex 8401 40 00

    ex 8401 10 00

    ex 8412 90 20

    ex 8413 50 40

    ex 8413 60 39

    ex 8413 60 61

    ex 8413 60 69

    ex 8413 60 70

    ex 8413 60 80

    ex 8413 70 21

    ex 8413 70 29

    ex 8413 70 45

    ex 8413 70 51

    ex 8413 70 59

    ex 8413 70 65

    ex 8413 70 75

    ex 8413 70 81

    ex 8413 70 89

    ex 8413 81 00

    ex 8413 82 00

    ex 8413 91 00

    ex 8414 10 25

    ex 8414 10 81

    ex 8414 10 89

    ex 8414 40 10

    ex 8414 40 90

    ex 8414 59 15

    ex 8414 59 25

    ex 8414 59 23

    ex 8414 59 95

    ex 8414 80 11

    ex 8418 99 10

    ex 8414 80 19

    ex 8414 80 59

    ex 8414 80 73

    ex 8414 80 75

    ex 8414 80 78

    ex 8414 80 80

    ex 8414 90 00

    ex 8417 80 30

    ex 8417 80 50

    ex 8417 80 70

    ex 8418 69 00

    ex 8419 40 00

    ex 8419 50 00

    ex 8419 89 10

    ex 8419 89 30

    ex 8419 89 98

    ex 8419 90 85

    ex 8477 80 93

    ex 8477 80 99

    ex 8479 82 00

    ex 8479 89 97

    ex 8479 90 70

    (3) Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA filter units that could be used for P3 or P4 (BSL 3, BSL 4, L3, L4) containment facilities.

    ex 8414 51 00

    ex 8414 59 00

    ex 8414 60 00

    ex 8414 80 80

    ex 8421 39 15

    ex 8421 39 25

    ex 8479 89 97

    PART V

    Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 4 of UN Security Council Resolution 2321 (2016).

    EXPLANATORY NOTE

    A reference number in the column entitled Related item from Annex I to Council Regulation (EC) No 428/2009 or from Part II of Annex II to this Regulation (goods and technology) means that the characteristics of the item described in the column ‘Description’ lie outside the parameters set out in the description of the goods and technology referred to.

    Nuclear- and/or Missile-usable Items



    Description

    Related item from Annex I to Regulation (EC) No 428/2009 or from Part II of Annex II to this Regulation

    Isocyanates (TDI (Toluene di-isocyanate), MDI (Methylene bis (phenyl isocyanate)), IPDI (Isophorone diiosocyanate), HNMDI or HDI (Hexamethylene diisocyanate), and DDI (dimeryl diisocyanate) and production equipment.

     

    Ammonium nitrate, chemically pure or in phase stabilized version (PSAN).

     

    Non-destructive test chambers with a 1m or more critical internal dimension.

     

    Turbo-pumps for liquid or hybrid rocket engines

    9A006

    Polymeric Substances (Hydroxyl Terminated Poly-Ether (HTPE), Hydroxyl Terminated Caprolactone Ether (HTCE), Polypropylene glycol (PPG), Polydiethyleneglycol adipate (PGA) and Polyethylene Glycol (PEG)).

     

    Countermeasure Subsystems and Penetration Aids (e.g. jammers, chaff, decoys) designed to saturate, confuse, or evade missile defences.

     

    Manganese metal Brazing Foils.

     

    Hydroforming machines.

     

    Thermal treatment furnaces — Temperature > 850 degrees C and one dimension > 1m

    II.A2.005, 2B226, 2B227

    Electrical Discharge Machines (EDMs)

    2B001.d

    Friction stir welding machines.

     

    Modelling and design software related to the modelling of aerodynamic and thermodynamic analysis of rocket or unmanned aerial vehicle systems.

     

    High-speed imaging cameras except those used in medical imaging systems

    6A003.a.2

    Truck chassis with 6 or more axles

    9A115 and II.A9.003

    Chemical/Biological Weapons-usable Items



    Description

    Related item from Annex I to Regulation (EC) No 428/2009 or from Part II of Annex II to this Regulation

    1.  Floor-mounted fume hoods (walk-in style) with a minimum nominal width of 2,5 meters

    2B352

    2.  Batch centrifuges with a rotor capacity of 4 L or greater, usable with biological materials

    II.A2.014.e., 2B350, 2B352

    3.  Fermenters with an internal volume of 10-20 L (.01-.02 cubic meters), usable with biological materials

    2B352 and II.A2.014.a.

    ▼M1

    PART VI

    Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 4 of UNSCR 2371 (2017).

    ▼M3

    PART VII

    Conventional arms-related items, materials, equipment, goods and technology designated, pursuant to paragraph 5 of UNSCR 2371 (2017).

    ▼M3

    PART VIII

    Weapons of mass destruction-related items, materials, equipment, goods and technology designated, pursuant to paragraph 4 of UNSCR 2375 (2017).

    PART IX

    Conventional arms-related items, materials, equipment, goods and technology designated, pursuant to paragraph 5 of UNSCR 2375 (2017).

    ▼B




    ANNEX III

    Aviation fuel referred to in point (b) of Article 3(1)

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    Code

    Description

    From 2710 12 31 till 2710 12 59

    Gasoline

    2710 12 70

    Naptha-type jet fuel

    2710 19 21

    Kerosene-type jet fuel

    2710 19 25

    Kerosene-type rocket fuel




    ANNEX IV

    Gold, titanium ore, vanadium ore and rare earth minerals referred to in point (d) of Article 3(1)

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    Code

    Description

    ex 2530 90 00

    Ores of the rare earth metals

    ex 26 12

    Monazites and other ores used solely or principally for the extraction of uranium or thorium

    ex 2614 00 00

    Titanium ore

    ex 2615 90 00

    Vanadium ore

    2616 90 00 10

    Gold ores and concentrates




    ANNEX V

    Coal, iron and iron ore as referred to in point (e) of Article 3(1)

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    Code

    Description

    ex 26 01

    Iron ore

    2701

    Coal; briquettes, ovoids and similar solid fuels manufactured from coal

    2702

    Lignite, whether or not agglomerated, excluding jet

    2703

    Peat (including peat litter), whether or not agglomerated

    ▼M3

    2704

    Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort carbon

    ▼B

    7201

    Pig iron and spiegeleisen in pigs, blocks or other primary forms

    7202

    Ferro-alloys

    7203

    Ferrous products obtained by direct reduction of iron ore and other spongy ferrous products, in lumps, pellets or similar forms; iron having a minimum purity by weight of 99,94 %, in lumps, pellets or similar forms

    7204 10 00

    Waste and scrap of cast iron

    ex 7204 30 00

    Waste and scrap of tinned iron or steel

    ex 7204 41

    Other waste and scrap: Turnings, shavings, chips, milling waste, sawdust, filings, trimmings and stampings, whether or not in bundles

    ex 7204 49

    Other waste and scrap: Other

    ex 7204 50 00

    Other waste and scrap: Remelting scrap ingot

    ex 7205 10 00

    Granules

    ex 7205 29 00

    Powders, other than of alloy steel

    ex 7206 10 00

    Ingots

    ex 7206 90 00

    Other

    ex 72 07

    Semi-finished products of iron or non-alloy steel

    ex 72 08

    Flat-rolled products of iron or non-alloy steel, of a width of 600 mm or more, hot-rolled, not clad, plated or coated

    ex 72 09

    Flat-rolled products of iron or non-alloy steel, of a width of 600 mm or more, cold-rolled (cold-reduced), not clad, plated or coated

    ex 72 10

    Flat-rolled products of iron or non-alloy steel, of a width of 600 mm or more, clad, plated or coated

    ex 72 11

    Flat-rolled products of iron or non-alloy steel, of a width of less than 600 mm, not clad, plated or coated

    ex 72 12

    Flat-rolled products of iron or non-alloy steel, of a width of less than 600 mm, clad, plated or coated

    ex 72 14

    Other bars and rods of iron or non-alloy steel, not further worked than forged, hot-rolled, hot-drawn or hot-extruded, but including those twisted after rolling

    ex 72 15

    Other bars and rods of iron or non-alloy steel

    ex 72 16

    Angles, shapes and sections of iron or non-alloy steel

    ex 72 17

    Wire of iron or non-alloy steel




    ANNEX VI

    Petroleum products referred to in point (f) of Article 3(1)

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



     

    2707

    Oils and other products of the distillation of high temperature coal tar; similar products in which the weight of the aromatic constituents exceeds that of the non-aromatic constituents

     

    2709

    Petroleum oils and oils obtained from bituminous minerals, crude

     

    2710

    Petroleum oils and oils obtained from bituminous minerals, other than crude; preparations not elsewhere specified or included, containing by weight 70 % or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations; waste oils

     

    2711

    Petroleum gases and other gaseous hydrocarbons

     

    2712 10

    Petroleum jelly

     

    2712 20

    Paraffin wax containing by weight less than 0,75 % of oil

    Ex

    2712 90

    Other

     

    2713

    Petroleum coke, petroleum bitumen and other residues of petroleum oils or of oils obtained from bituminous minerals

    Ex

    2714

    Bitumen and asphalt, natural; bituminous or oil-shale and tar sands; asphaltites and asphaltic rocks

    Ex

    2715

    Bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch (for example, bituminous mastics, cut-backs)

     

     

    –  Preparations containing petroleum oils or oils obtained from bituminous minerals

     

    3403 11

    – –  Preparations for the treatment of textile materials, leather, furskins or other materials

     

    3403 19

    – –  Other

     

     

    –  Other

    Ex

    3403 91

    – –  Preparations for the treatment of textile materials, leather, furskins or other materials

    Ex

    3403 99

    – –  Other

     

     

    – – – – –  Chemical products or preparations, predominantly composed of organic compounds, not elsewhere specified or included

    Ex

    3824 99 92

    – – – – – –  In the form of a liquid at 20 °C

    Ex

    3824 99 93

    – – – – – –  Other

    Ex

    3824 99 96

    – – – – –  Other

     

    3826 00 10

    –  Fatty-acid mono-alkyl esters, containing by volume 96,5 % or more of esters (FAMAE)

     

    3826 00 90

    –  Other




    ANNEX VII

    Copper, nickel, silver and zinc referred to in point (g) of Article 3(1)

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.

    Copper



     

    2603

    Copper ores and concentrates

     

    74

    Copper and articles thereof

     

    8536 90 95 30

    Rivet contacts

    –  of copper

    –  plated with silver nickel alloy AgNi10 or with silver containing by weight 11,2 % (± 1,0 %) of tin oxide and of indium oxide taken together

    –  with a thickness of the plating of 0,3 mm (– 0/+ 0,015mm)

    ex

    8538 90 99

    Copper parts suitable for use solely or principally with the apparatus of heading 8535 , 8536 or 8537

     

    8544 11

    Winding wire of copper

     

     

    –  Other copper electric conductors, for a voltage not exceeding 1 000 V:

    ex

    8544 42

    – –  Fitted with connectors

    ex

    8544 49

    – –  Other

     

     

    –  Other electric conductors, for a voltage exceeding 1 000 V:

     

    8544 60 10

    – –  With copper conductors

    Nickel



     

    2604

    Nickel ores and concentrates

     

     

    Ferro-alloys:

     

    7202 60

    –  Ferro-nickel

     

     

    Wire of stainless steel:

     

    7223 00 11

    – –  Containing by weight 28 % or more but not more than 31 % of nickel and 20 % or more but not more than 22 % of chromium

     

    75

    Nickel and articles thereof

     

    8105 90 00 10

    Bars or wires made of cobalt alloy containing, by weight:

    — 35 % (± 2 %) cobalt,

    — 25 % (± 1 %) nickel,

    — 19 % (± 1 %) chromium and

    — 7 % (± 2 %) iron

    conforming to the material specifications AMS 5842, of a kind used in the aerospace industry

    Silver



     

    2616 10

    Silver ores and concentrates

    Zinc



     

    2608

    Zinc ores and concentrates

     

    79

    Zinc and articles thereof

    ▼M7




    ANNEX VIII

    Luxury goods referred to in Article 10

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.

    (1)   Horses



     

    0101 21 00

    Pure-bred breeding animals

    ex

    0101 29 90

    Other

    (2)   Caviar and caviar substitutes



     

    1604 31 00

    Caviar

     

    1604 32 00

    Caviar substitutes

    (3)   Truffles and preparations thereof



     

    0709 59 50

    Truffles

    ex

    0710 80 69

    Other

    ex

    0711 59 00

    Other

    ex

    0712 39 00

    Other

    ex

    2001 90 97

    Other

     

    2003 90 10

    Truffles

    ex

    2103 90 90

    Other

    ex

    2104 10 00

    Soups and broths and preparations therefor

    ex

    2104 20 00

    Homogenised composite food preparations

    ex

    2106 00 00

    Food preparations not elsewhere specified or included

    (4)   Wines (including sparkling wines), beers, spirits and spirituous beverages



     

    2203 00 00

    Beer made from malt

     

    2204 10 11

    Champagne

     

    2204 10 91

    Asti spumante

     

    2204 10 93

    Other

     

    2204 10 94

    With a protected geographical indication (PGI)

     

    2204 10 96

    Other varietal wines

     

    2204 10 98

    Other

     

    2204 21 00

    In containers holding 2 litres or less

     

    2204 29 00

    Other

     

    2205 00 00

    Vermouth and other wine of fresh grapes flavoured with plants or aromatic substances

     

    2206 00 00

    Other fermented beverages (for example, cider, perry, mead, saké); mixtures of fermented beverages and mixtures of fermented beverages with non-alcoholic beverages, not elsewhere specified or included

     

    2207 10 00

    Undenatured ethyl alcohol of an alcoholic strength by volume of 80 % vol or higher

     

    2208 00 00

    Undenatured ethyl alcohol of an alcoholic strength by volume of less than 80 % vol; spirits, liqueurs and other spirituous beverages

    (5)   Cigars and cigarillos



     

    2402 10 00

    Cigars, cheroots and cigarillos, containing tobacco

     

    2402 90 00

    Other

    (6)   Perfumes, toilet waters and cosmetics, including beauty and make-up products



     

    3303

    Perfumes and toilet waters

     

    3304 00 00

    Beauty or make-up preparations and preparations for the care of the skin (other than medicaments), including sunscreen or suntan preparations; manicure or pedicure preparations

     

    3305 00 00

    Preparations for use on the hair

     

    3307 00 00

    Pre-shave, shaving or aftershave preparations, personal deodorants, bath preparations, depilatories and other perfumery, cosmetic or toilet preparations, not elsewhere specified or included; prepared room deodorisers, whether or not perfumed or having disinfectant properties

     

    6704 00 00

    Wigs, false beards, eyebrows and eyelashes, switches and the like, of human or animal hair or of textile materials; articles of human hair not elsewhere specified or included

    (7)   Leather, saddlery and travel goods, handbags and similar articles of a value exceeding EUR 50 each



    ex

    4201 00 00

    Saddlery and harness for any animal (including traces, leads, knee pads, muzzles, saddle-cloths, saddlebags, dog coats and the like), of any material

    ex

    4202 00 00

    Trunks, suitcases, vanity cases, executive-cases, briefcases, school satchels, spectacle cases, binocular cases, camera cases, musical instrument cases, gun cases, holsters and similar containers; travelling-bags, insulated food or beverages bags, toilet bags, rucksacks, handbags, shopping-bags, wallets, purses, map-cases, cigarette-cases, tobacco-pouches, tool bags, sports bags, bottle-cases, jewellery boxes, powder boxes, cutlery cases and similar containers, of leather or of composition leather, of sheeting of plastics, of textile materials, of vulcanised fibre or of paperboard, or wholly or mainly covered with such materials or with paper

    ex

    4205 00 90

    Other

    ex

    9605 00 00

    Travel sets for personal toilet, sewing or shoe or clothes cleaning

    (8)   Coats of a value exceeding EUR 75 each, or other garments, clothing accessories and shoes (regardless of their material) of a value exceeding EUR 20 each



    ex

    4203 00 00

    Articles of apparel and clothing accessories, of leather or of composition leather

    ex

    4303 00 00

    Articles of apparel, clothing accessories and other articles of furskin

    ex

    6101 00 00

    Men's or boys' overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, knitted or crocheted, other than those of heading 6103

    ex

    6102 00 00

    Women's or girls' overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, knitted or crocheted, other than those of heading 6104

    ex

    6103 00 00

    Men's or boys' suits, ensembles, jackets, blazers, trousers, bib and brace overalls, breeches and shorts (other than swimwear), knitted or crocheted

    ex

    6104 00 00

    Women's or girls' suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (other than swimwear), knitted or crocheted

    ex

    6105 00 00

    Men's or boys' shirts, knitted or crocheted

    ex

    6106 00 00

    Women's or girls' blouses, shirts and shirt-blouses, knitted or crocheted

    ex

    6107 00 00

    Men's or boys' underpants, briefs, nightshirts, pyjamas, bathrobes, dressing gowns and similar articles, knitted or crocheted

    ex

    6108 00 00

    Women's or girls' slips, petticoats, briefs, panties, nightdresses, pyjamas, négligés, bathrobes, dressing gowns and similar articles, knitted or crocheted

    ex

    6109 00 00

    T-shirts, singlets and other vests, knitted or crocheted

    ex

    6110 00 00

    Jerseys, pullovers, cardigans, waistcoats and similar articles, knitted or crocheted

    ex

    6111 00 00

    Babies' garments and clothing accessories, knitted or crocheted

    ex

    6112 11 00

    Of cotton

    ex

    6112 12 00

    Of synthetic fibres

    ex

    6112 19 00

    Of other textile materials

     

    6112 20 00

    Ski suits

     

    6112 31 00

    Of synthetic fibres

     

    6112 39 00

    Of other textile materials

     

    6112 41 00

    Of synthetic fibres

     

    6112 49 00

    Of other textile materials

    ex

    6113 00 10

    Of knitted or crocheted fabrics of heading 5906

    ex

    6113 00 90

    Other

    ex

    6114 00 00

    Other garments, knitted or crocheted

    ex

    6115 00 00

    Pantyhose, tights, stockings, socks and other hosiery, including graduated compression hosiery (for example, stockings for varicose veins) and footwear without applied soles, knitted or crocheted

    ex

    6116 00 00

    Gloves, mittens and mitts, knitted or crocheted

    ex

    6117 00 00

    Other made-up clothing accessories, knitted or crocheted; knitted or crocheted parts of garments or of clothing accessories

    ex

    6201 00 00

    Men's or boys' overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, other than those of heading 6203

    ex

    6202 00 00

    Women's or girls' overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, other than those of heading 6204

    ex

    6203 00 00

    Men's or boys' suits, ensembles, jackets, blazers, trousers, bib and brace overalls, breeches and shorts (other than swimwear)

    ex

    6204 00 00

    Women's or girls. suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (other than swimwear)

    ex

    6205 00 00

    Men's or boys' shirts

    ex

    6206 00 00

    Women's or girls' blouses, shirts and shirt-blouses

    ex

    6207 00 00

    Men's or boys' singlets and other vests, underpants, briefs, nightshirts, pyjamas, bathrobes, dressing gowns and similar articles

    ex

    6208 00 00

    Women's or girls' singlets and other vests, slips, petticoats, briefs, panties, nightdresses, pyjamas, négligés, bathrobes, dressing gowns and similar articles

    ex

    6209 00 00

    Babies' garments and clothing accessories

    ex

    6210 10 00

    Of fabrics of heading 5602 or 5603

    ex

    6210 20 00

    Other garments, of the type described in subheadings 6201 11 to 6201 19

    ex

    6210 30 00

    Other garments, of the type described in subheadings 6202 11 to 6202 19

    ex

    6210 40 00

    Other men's or boys' garments

    ex

    6210 50 00

    Other women's or girls' garments

     

    6211 11 00

    Men's or boys'

     

    6211 12 00

    Women's or girls'

     

    6211 20 00

    Ski suits

    ex

    6211 32 00

    Of cotton

    ex

    6211 33 00

    Of man-made fibres

    ex

    6211 39 00

    Of other textile materials

    ex

    6211 42 00

    Of cotton

    ex

    6211 43 00

    Of man-made fibres

    ex

    6211 49 00

    Of other textile materials

    ex

    6212 00 00

    Brassières, girdles, corsets, braces, suspenders, garters and similar articles and parts thereof, whether or not knitted or crocheted

    ex

    6213 00 00

    Handkerchiefs

    ex

    6214 00 00

    Shawls, scarves, mufflers, mantillas, veils and the like

    ex

    6215 00 00

    Ties, bow ties and cravats

    ex

    6216 00 00

    Gloves, mittens and mitts

    ex

    6217 00 00

    Other made-up clothing accessories; parts of garments or of clothing accessories, other than those of heading 6212

    ex

    6401 00 00

    Waterproof footwear with outer soles and uppers of rubber or of plastics, the uppers of which are neither fixed to the sole nor assembled by stitching, riveting, nailing, screwing, plugging or similar processes

    ex

    6402 20 00

    Footwear with upper straps or thongs assembled to the sole by means of plugs

    ex

    6402 91 00

    Covering the ankle

    ex

    6402 99 00

    Other

    ex

    6403 19 00

    Other

    ex

    6403 20 00

    Footwear with outer soles of leather, and uppers which consist of leather straps across the instep and around the big toe

    ex

    6403 40 00

    Other footwear, incorporating a protective metal toecap

    ex

    6403 51 00

    Covering the ankle

    ex

    6403 59 00

    Other

    ex

    6403 91 00

    Covering the ankle

    ex

    6403 99 00

    Other

    ex

    6404 19 10

    Slippers and other indoor footwear

    ex

    6404 20 00

    Footwear with outer soles of leather or composition leather

    ex

    6405 00 00

    Other footwear

    ex

    6504 00 00

    Hats and other headgear, plaited or made by assembling strips of any material, whether or not lined or trimmed

    ex

    6505 00 10

    Of fur felt or of felt of wool and fur, made from the hat bodies, hoods or plateaux of heading 6501 00 00

    ex

    6505 00 30

    Peaked caps

    ex

    6505 00 90

    Other

    ex

    6506 99 00

    Of other materials

    ex

    6601 91 00

    Having a telescopic shaft

    ex

    6601 99 00

    Other

    ex

    6602 00 00

    Walking sticks, seat-sticks, whips, riding-crops and the like

    ex

    9619 00 81

    Napkins and napkin liners for babies

    (9)   Carpets, rugs and tapestries, hand-made or not



     

    5701 00 00

    Carpets and other textile floor coverings, knotted, whether or not made up

     

    5702 10 00

    ‘Kelem’, ‘Schumacks’, ‘Karamanie’ and similar hand-woven rugs

     

    5702 20 00

    Floor coverings of coconut fibres (coir)

     

    5702 31 80

    Other

     

    5702 32 00

    Of man-made textile materials

     

    5702 39 00

    Of other textile materials

     

    5702 41 90

    Other

     

    5702 42 00

    Of man-made textile materials

     

    5702 50 00

    Other, not of pile construction, not made up

     

    5702 91 00

    Of wool or fine animal hair

     

    5702 92 00

    Of man-made textile materials

     

    5702 99 00

    Of other textile materials

     

    5703 00 00

    Carpets and other textile floor coverings, tufted, whether or not made up

     

    5704 00 00

    Carpets and other textile floor coverings, of felt, not tufted or flocked, whether or not made up

     

    5705 00 00

    Other carpets and other textile floor coverings, whether or not made up

     

    5805 00 00

    Hand-woven tapestries of the type Gobelins, Flanders, Aubusson, Beauvais and the like, and needle-worked tapestries (for example, petit point, cross stitch), whether or not made up

    (10)   Pearls, precious and semi-precious stones, articles of pearls, jewellery, gold- or silversmith articles



     

    7101 00 00

    Pearls, natural or cultured, whether or not worked or graded but not strung, mounted or set; pearls, natural or cultured, temporarily strung for convenience of transport

     

    7102 00 00

    Diamonds, whether or not worked, but not mounted or set

     

    7103 00 00

    Precious stones (other than diamonds) and semi-precious stones, whether or not worked or graded but not strung, mounted or set; ungraded precious stones (other than diamonds) and semi-precious stones, temporarily strung for convenience of transport

     

    7104 20 00

    Other, unworked or simply sawn or roughly shaped

     

    7104 90 00

    Other

     

    7105 00 00

    Dust and powder of natural or synthetic precious or semi-precious stones

     

    7106 00 00

    Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured forms, or in powder form

     

    7107 00 00

    Base metals clad with silver, not further worked than semi-manufactured

     

    7108 00 00

    Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form

     

    7109 00 00

    Base metals or silver, clad with gold, not further worked than semi-manufactured

     

    7110 11 00

    Unwrought or in powder form

     

    7110 19 00

    Other

     

    7110 21 00

    Unwrought or in powder form

     

    7110 29 00

    Other

     

    7110 31 00

    Unwrought or in powder form

     

    7110 39 00

    Other

     

    7110 41 00

    Unwrought or in powder form

     

    7110 49 00

    Other

     

    7111 00 00

    Base metals, silver or gold, clad with platinum, not further worked than semi-manufactured

     

    7113 00 00

    Articles of jewellery and parts thereof, of precious metal or of metal clad with precious metal

     

    7114 00 00

    Articles of goldsmiths' or silversmiths' wares and parts thereof, of precious metal or of metal clad with precious metal

     

    7115 00 00

    Other articles of precious metal or of metal clad with precious metal

     

    7116 00 00

    Articles of natural or cultured pearls, precious or semi-precious stones (natural, synthetic or reconstructed)

    (11)   Coins and banknotes, not being legal tender



    ex

    4907 00 30

    Banknotes

     

    7118 10 00

    Coin (other than gold coin), not being legal tender

    ex

    7118 90 00

    Other

    (12)   Cutlery of precious metal or plated or clad with precious metal



     

    7114 00 00

    Articles of goldsmiths' or silversmiths' wares and parts thereof, of precious metal or of metal clad with precious metal

     

    7115 00 00

    Other articles of precious metal or of metal clad with precious metal

    ex

    8214 00 00

    Other articles of cutlery (for example, hair clippers, butchers' or kitchen cleavers, choppers and mincing knives, paperknives); manicure or pedicure sets and instruments (including nail files)

    ex

    8215 00 00

    Spoons, forks, ladles, skimmers, cake-servers, fish-knives, butter-knives, sugar tongs and similar kitchen or tableware

    ex

    9307 00 00

    Swords, cutlasses, bayonets, lances and similar arms and parts thereof and scabbards and sheaths therefor

    (13)   Tableware of porcelain, china, stone- or earthenware or fine pottery



     

    6911 00 00

    Tableware, kitchenware, other household articles and toilet articles, of porcelain or china

     

    6912 00 23

    Stoneware

     

    6912 00 25

    Earthenware or fine pottery

     

    6912 00 83

    Stoneware

     

    6912 00 85

    Earthenware or fine pottery

     

    6914 10 00

    Of porcelain or china

     

    6914 90 00

    Other

    (14)   Items of lead crystal



    ex

    7009 91 00

    Unframed

    ex

    7009 92 00

    Framed

    ex

    7010 00 00

    Carboys, bottles, flasks, jars, pots, phials, ampoules and other containers, of glass, of a kind used for the conveyance or packing of goods; preserving jars of glass; stoppers, lids and other closures, of glass

     

    7013 22 00

    Of lead crystal

     

    7013 33 00

    Of lead crystal

     

    7013 41 00

    Of lead crystal

     

    7013 91 00

    Of lead crystal

    ex

    7018 10 00

    Glass beads, imitation pearls, imitation precious or semi-precious stones and similar glass smallwares

    ex

    7018 90 00

    Other

    ex

    7020 00 80

    Other

    ex

    9405 10 50

    Of glass

    ex

    9405 20 50

    Of glass

    ex

    9405 50 00

    Non-electrical lamps and lighting fittings

    ex

    9405 91 00

    Of glass

    (15)   Electronic items for domestic use of a value exceeding EUR 50 each



    ex

    8414 51

    Table, floor, wall, window, ceiling or roof fans, with a self-contained electric motor of an output not exceeding 125 W

    ex

    8414 59 00

    Other

    ex

    8414 60 00

    Hoods having a maximum horizontal side not exceeding 120 cm

    ex

    8415 10 00

    Window or wall types, self-contained or ‘split-system’

    ex

    8418 10 00

    Combined refrigerator-freezers, fitted with separate external doors

    ex

    8418 21 00

    Compression-type

    ex

    8418 29 00

    Other

    ex

    8418 30 00

    Freezers of the chest type, not exceeding 800 litres capacity

    ex

    8418 40 00

    Freezers of the upright type, not exceeding 900 litres capacity

    ex

    8419 81 00

    For making hot drinks or for cooking or heating food

    ex

    8422 11 00

    Of the household type

    ex

    8423 10 00

    Personal weighing machines, including baby scales; household scales

    ex

    8443 12 00

    Offset printing machinery, sheet fed, office type (using sheets with one side not exceeding 22 cm and the other side not exceeding 36 cm in the unfolded state)

    ex

    8443 31 00

    Machines which perform two or more of the functions of printing, copying or facsimile transmission, capable of connecting to an automatic data-processing machine or to a network

    ex

    8443 32 00

    Other, capable of connecting to an automatic data-processing machine or to a network

    ex

    8443 39 00

    Other

    ex

    8450 11 00

    Fully-automatic machines

    ex

    8450 12 00

    Other machines, with built-in centrifugal drier

    ex

    8450 19 00

    Other

    ex

    8451 21 00

    Each of a dry linen capacity not exceeding 10 kg

    ex

    8452 10 00

    Sewing machines of the household type

    ex

    8470 10 00

    Electronic calculators capable of operation without an external source of electric power and pocket-size data-recording, reproducing and displaying machines with calculating functions

    ex

    8470 21 00

    Incorporating a printing device

    ex

    8470 29 00

    Other

    ex

    8470 30 00

    Other calculating machines

    ex

    8471 00 00

    Automatic data-processing machines and units thereof; magnetic or optical readers, machines for transcribing data onto data media in coded form and machines for processing such data, not elsewhere specified or included

    ex

    8472 90 40

    Word-processing machines

    ex

    8472 90 90

    Other

    ex

    8479 60 00

    Evaporative air coolers

    ex

    8508 11 00

    Of a power not exceeding 1 500 W and having a dust bag or other receptacle capacity not exceeding 20 l

    ex

    8508 19 00

    Other

    ex

    8508 60 00

    Other vacuum cleaners

    ex

    8509 80 00

    Other appliances

    ex

    8516 31 00

    Hairdryers

    ex

    8516 50 00

    Microwave ovens

    ex

    8516 60 10

    Cookers (incorporating at least an oven and a hob)

    ex

    8516 71 00

    Coffee or tea makers

    ex

    8516 72 00

    Toasters

    ex

    8516 79 00

    Other

    ex

    8517 11 00

    Line telephone sets with cordless handsets

    ex

    8517 12 00

    Telephones for cellular networks or for other wireless networks

    ex

    8517 18 00

    Other

    ex

    8517 61 00

    Base stations

    ex

    8517 62 00

    Machines for the reception, conversion and transmission or regeneration of voice, images or other data, including switching and routing apparatus

    ex

    8517 69 00

    Other

    ex

    8526 91 00

    Radio navigational aid apparatus

    ex

    8529 10 31

    For reception via satellite

    ex

    8529 10 39

    Other

    ex

    8529 10 65

    Inside aerials for radio or television broadcast receivers, including built-in types

    ex

    8529 10 69

    Other

    ex

    8531 10 00

    Burglar or fire alarms and similar apparatus

    ex

    8543 70 10

    Electrical machines with translation or dictionary functions

    ex

    8543 70 30

    Aerial amplifiers

    ex

    8543 70 50

    Sunbeds, sunlamps and similar suntanning equipment

    ex

    8543 70 90

    Other

     

    9504 50 00

    Video game consoles and machines, other than those of subheading 9504 30

     

    9504 90 80

    Other

    (16)   Electrical/electronic or optical apparatus for recording and reproducing sound and images, of a value exceeding EUR 50 each



    ex

    8519 00 00

    Sound recording or sound reproducing apparatus

    ex

    8521 00 00

    Video recording or reproducing apparatus, whether or not incorporating a video tuner

    ex

    8525 80 30

    Digital cameras

    ex

    8525 80 91

    Only able to record sound and images taken by the television camera

    ex

    8525 80 99

    Other

    ex

    8527 00 00

    Reception apparatus for radio-broadcasting, whether or not combined, in the same housing, with sound recording or reproducing apparatus or a clock

    ex

    8528 71 00

    Not designed to incorporate a video display or screen

    ex

    8528 72 00

    Other, colour

    ex

    9006 00 00

    Photographic (other than cinematographic) cameras; photographic flashlight apparatus and flashbulbs other than discharge lamps of heading 8539

    ex

    9007 00 00

    Cinematographic cameras and projectors, whether or not incorporating sound recording or reproducing apparatus

    (17)   Vehicles for the transport of persons on earth, air or sea of a value exceeding EUR 10 000 each, teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars, motorbikes of a value exceeding EUR 1 000 each, as well as their accessories and spare parts



    ex

    4011 10 00

    Of a kind used on motor cars (including station wagons and racing cars)

    ex

    4011 20 00

    Of a kind used on buses or lorries

    ex

    4011 30 00

    Of a kind used on aircraft

    ex

    4011 40 00

    Of a kind used on motorcycles

    ex

    4011 90 00

    Other

    ex

    7009 10 00

    Rear-view mirrors for vehicles

    ex

    8407 00 00

    Spark-ignition reciprocating or rotary internal combustion piston engines

    ex

    8408 00 00

    Compression-ignition internal combustion piston engines (diesel or semi-diesel engines)

    ex

    8409 00 00

    Parts suitable for use solely or principally with the engines of heading 8407 or 8408

    ex

    8411 00 00

    Turbojets, turbopropellers and other gas turbines

     

    8428 60 00

    Teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars

    ex

    8431 39 00

    Parts and acccessories of teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars

    ex

    8483 00 00

    Transmission shafts (including cam shafts and crank shafts) and cranks; bearing housings and plain shaft bearings; gears and gearing; ball or roller screws; gear boxes and other speed changers, including torque converters; flywheels and pulleys, including pulley blocks; clutches and shaft couplings (including universal joints)

    ex

    8511 00 00

    Electrical ignition or starting equipment of a kind used for spark-ignition or compression-ignition internal combustion engines (for example, ignition magnetos, magneto-dynamos, ignition coils, sparking plugs and glow plugs, starter motors); generators (for example, dynamos, alternators) and cut-outs of a kind used in conjunction with such engines

    ex

    8512 20 00

    Other lighting or visual signalling equipment

    ex

    8512 30 10

    Burglar alarms of a kind used for motor vehicles

    ex

    8512 30 90

    Other

    ex

    8512 40 00

    Windscreen wipers, defrosters and demisters

    ex

    8544 30 00

    Ignition wiring sets and other wiring sets of a kind used in vehicles, aircraft or ships

    ex

    8603 00 00

    Self-propelled railway or tramway coaches, vans and trucks, other than those of heading 8604

    ex

    8605 00 00

    Railway or tramway passenger coaches, not self-propelled; luggage vans, post office coaches and other special purpose railway or tramway coaches, not self-propelled (excluding those of heading 8604 )

    ex

    8607 00 00

    Parts of railway or tramway locomotives or rolling stock

    ex

    8702 00 00

    Motor vehicles for the transport of ten or more persons, including the driver

    ex

    8703 00 00

    Motor cars and other motor vehicles principally designed for the transport of persons (other than those of heading 8702 ), including station wagons and racing cars, including snowmobiles

    ex

    8706 00 00

    Chassis fitted with engines, for the motor vehicles of headings 8701 to 8705

    ex

    8707 00 00

    Bodies (including cabs), for the motor vehicles of headings 8701 to 8705

    ex

    8708 00 00

    Parts and accessories of the motor vehicles of headings 8701 to 8705

    ex

    8711 00 00

    Motorcycles (including mopeds) and cycles fitted with an auxiliary motor, with or without side-cars; side-cars

    ex

    8712 00 00

    Bicycles and other cycles (including delivery tricycles), not motorised

    ex

    8714 00 00

    Parts and accessories of vehicles of headings 8711 to 8713

    ex

    8716 10 00

    Trailers and semi-trailers of the caravan type, for housing or camping

    ex

    8716 40 00

    Other trailers and semi-trailers

    ex

    8716 90 00

    Parts

    ex

    8801 00 00

    Balloons and dirigibles; gliders, hang gliders and other non-powered aircraft

    ex

    8802 11 00

    Of an unladen weight not exceeding 2 000 kg

    ex

    8802 12 00

    Of an unladen weight exceeding 2 000 kg

     

    8802 20 00

    Aeroplanes and other aircraft, of an unladen weight not exceeding 2 000 kg

    ex

    8802 30 00

    Aeroplanes and other aircraft, of an unladen weight exceeding 2 000 kg but not exceeding 15 000 kg

    ex

    8802 40 00

    Aeroplanes and other aircraft, of an unladen weight exceeding 15 000 kg

    ex

    8803 10 00

    Propellers and rotors and parts thereof

    ex

    8803 20 00

    Undercarriages and parts thereof

    ex

    8803 30 00

    Other parts of aeroplanes or helicopters

    ex

    8803 90 10

    Of kites

    ex

    8803 90 90

    Other

    ex

    8805 10 00

    Aircraft launching gear and parts thereof; deck-arrestor or similar gear and parts thereof

    ex

    8901 10 00

    Cruise ships, excursion boats and similar vessels principally designed for the transport of persons; ferry-boats of all kinds

    ex

    8901 90 00

    Other vessels for the transport of goods and other vessels for the transport of both persons and goods

    ex

    8903 00 00

    Yachts and other vessels for pleasure or sports; rowing boats and canoes

    (18)   Clocks and watches and their parts



     

    9101 00 00

    Wristwatches, pocket-watches and other watches, including stopwatches, with case of precious metal or of metal clad with precious metal

     

    9102 00 00

    Wristwatches, pocket-watches and other watches, including stopwatches, other than those of heading 9101

     

    9103 00 00

    Clocks with watch movements, excluding clocks of heading 9104

     

    9104 00 00

    Instrument panel clocks and clocks of a similar type for vehicles, aircraft, spacecraft or vessels

     

    9105 00 00

    Other clocks

     

    9108 00 00

    Watch movements, complete and assembled

     

    9109 00 00

    Clock movements, complete and assembled

     

    9110 00 00

    Complete watch or clock movements, unassembled or partly assembled (movement sets); incomplete watch or clock movements, assembled; rough watch or clock movements

     

    9111 00 00

    Watch cases and parts thereof

     

    9112 00 00

    Clock cases and cases of a similar type for other goods of this chapter, and parts thereof

     

    9113 00 00

    Watch straps, watch bands and watch bracelets, and parts thereof

     

    9114 00 00

    Other clock or watch parts

    (19)   Musical instruments



     

    9201 00 00

    Pianos, including automatic pianos; harpsichords and other keyboard stringed instruments

     

    9202 00 00

    Other string musical instruments (for example, guitars, violins, harps)

     

    9205 00 00

    Wind musical instruments (for example, keyboard pipe organs, accordions, clarinets, trumpets, bagpipes), other than fairground organs and mechanical street organs

     

    9206 00 00

    Percussion musical instruments (for example, drums, xylophones, cymbals, castanets, maracas)

     

    9207 00 00

    Musical instruments, the sound of which is produced, or must be amplified, electrically (for example, organs, guitars, accordions)

    (20)   Works of art, collectors' pieces and antiques



     

    9700

    Works of art, collectors' pieces and antiques

    (21)   Articles and equipment for sports, including skiing, golf, diving and water sports



    ex

    4015 19 00

    Other

    ex

    4015 90 00

    Other

    ex

    6210 40 00

    Other men's or boys' garments

    ex

    6210 50 00

    Other women's or girls' garments

     

    6211 11 00

    Men's or boys'

     

    6211 12 00

    Women's or girls'

     

    6211 20 00

    Ski suits

    ex

    6216 00 00

    Gloves, mittens and mitts

     

    6402 12 00

    Ski-boots, cross-country ski footwear and snowboard boots

    ex

    6402 19 00

    Other

     

    6403 12 00

    Ski-boots, cross-country ski footwear and snowboard boots

     

    6403 19 00

    Other

     

    6404 11 00

    Sports footwear; tennis shoes, basketball shoes, gym shoes, training shoes and the like

     

    6404 19 90

    Other

    ex

    9004 90 00

    Other

    ex

    9020 00 00

    Other breathing appliances and gas masks, excluding protective masks having neither mechanical parts nor replaceable filters

     

    9506 11 00

    Skis

     

    9506 12 00

    Ski-fastenings (ski-bindings)

     

    9506 19 00

    Other

     

    9506 21 00

    Sailboards

     

    9506 29 00

    Other

     

    9506 31 00

    Clubs, complete

     

    9506 32 00

    Golf balls

     

    9506 39 00

    Other

     

    9506 40 00

    Articles and equipment for table tennis

     

    9506 51 00

    Lawn-tennis rackets, whether or not strung

     

    9506 59 00

    Other

     

    9506 61 00

    Lawn-tennis balls

     

    9506 69 10

    Cricket and polo balls

     

    9506 69 90

    Other

     

    9506 70

    Ice skates and roller skates, including skating boots with skates attached

     

    9506 91

    Articles and equipment for general physical exercise, gymnastics or athletics

     

    9506 99 10

    Cricket and polo equipment, other than balls

     

    9506 99 90

    Other

     

    9507 00 00

    Fishing rods, fish-hooks and other line fishing tackle; fish landing nets, butterfly nets and similar nets; decoy ‘birds’ (other than those of heading 9208 or 9705 ) and similar hunting or shooting requisites

    (22)   Articles and equipment for billiard, automatic bowling, casino games and games operated by coins or banknotes



     

    9504 20 00

    Articles and accessories for billiards of all kinds

     

    9504 30 00

    Other games, operated by coins, banknotes, bank cards, tokens or by any other means of payment, other than automatic bowling alley equipment

     

    9504 40 00

    Playing cards

     

    9504 50 00

    Video game consoles and machines, other than those of subheading 9504 30

     

    9504 90 80

    Other

    ▼B




    ANNEX IX

    List of gold, precious metals and diamonds referred to in Article 11

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in paragraph 2 of Article 1 of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    HS Code

    Description

    7102

    Diamonds, whether or not worked, but not mounted or set

    7106

    Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured forms, or in powder form

    7108

    Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form

    7109

    Base metals or silver, clad with gold, not further worked than semi-manufactured

    7110

    Platinum, unwrought or in semi-manufactured forms, or in powder form

    7111

    Base metals, silver or gold, clad with platinum, not further worked than semi-manufactured

    ex 7112

    Waste and scrap of precious metal or of metal clad with precious metal; other waste and scrap containing precious metal or precious-metal compounds, of a kind used principally for the recovery of precious metal




    ANNEX X

    The statues referred to in Article 13

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in paragraph 2 of Article 1 of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    ex

    4420 10

    Statues and statuettes of wood

     

     

    –  Statues and statuettes of stone

    ex

    6802 91

    – –  Marble, travertine and alabaster

    ex

    6802 92

    – –  Other calcareous stone

    ex

    6802 93

    – –  Granite

    ex

    6802 99

    – –  Other stone

    ex

    6809 90

    Statues and statuettes of plaster or of compositions based on plaster

    ex

    6810 99

    Statues and statuettes of cement, of concrete or of artificial stone, whether or not reinforced

    ex

    6913

    Ceramic statues and statuettes

     

     

    Articles of goldsmiths' or silversmiths' wares

     

     

    –  Of precious metal whether or not plated or clad with precious metal

    ex

    7114 11

    – –  Statuettes of silver, whether or not plated or clad with other precious metal

    ex

    7114 19

    – –  Statuettes of other precious metal, whether or not plated or clad with precious metal

    ex

    7114 20

    –  Statues and statuettes of base metal clad with precious metal

     

     

    –  Statues and statuettes of base metal

    ex

    8306 21

    – –  Statues and statuettes plated with precious metal

    ex

    8306 29

    – –  Other statues and statuettes

    ex

    9505

    Statues and statuettes for festive, carnival or other entertainment use

    ex

    9602

    Statuettes of worked vegetable or mineral carving material

    ex

    9703

    Original statuary, of any material




    ANNEX XI

    The helicopters and vessels referred to in Article 15

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in paragraph 2 of Article 1 of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.

    Helicopters



    8802 11

    Of an unladen weight not exceeding 2 000 kg

    8802 12

    Of an unladen weight exceeding 2 000 kg

    Vessels



    8901

    Cruise ships, excursion boats, ferry-boats, cargo ships, barges and similar vessels for the transport of persons or goods

    8902

    Fishing vessels; factory ships and other vessels for processing or preserving fishery products

    8903

    Yachts and other vessels for pleasure or sports; rowing boats and canoes

    8904

    Tugs and pusher crafts

    8906

    Other vessels, including warships and lifeboats other than rowing boats

    8907 10

    Inflatable rafts

    ▼M1




    ANNEX XIa

    Seafood referred to in Article 16a

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    Code

    Description

    03

    Fish and crustaceans, molluscs and other aquatic invertebrates

    ex  16 03

    Extracts and juices of fish or crustaceans, molluscs or other aquatic invertebrates

    1604

    Prepared or preserved fish; caviar and caviar substitutes prepared from fish eggs

    1605

    Crustaceans, molluscs and other aquatic invertebrates, prepared or preserved

    1902 20 10

    Stuffed pasta, whether or not cooked or otherwise prepared containing more than 20 % by weight of fish, crustaceans, molluscs or other aquatic invertebrate

    ▼M3 —————

    ▼M1

    ex  21 04

    Soups and broths and preparations therefor; homogenised composite food preparations, containing fish, crustaceans, molluscs or other aquatic invertebrates




    ANNEX XIb

    ▼M3

    Lead and lead ore referred to in Article 16b

    ▼M1

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in paragraph 2 of Article 1 of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    Code

    Description

    2607 00 00

    Lead ores and concentrates

    7801

    Unwrought lead

    7802 00 00

    Lead waste and scrap

    7804

    Lead plates, sheets, strip and foil; lead powders and flakes

    ex 7806 00 00

    Other articles of lead

    7806 00 10

    –  Containers with an anti-radiation lead covering, for the transport or storage of radioactive materials

    ex 7806 00 80

    –  the following lead articles:

    — collapsible tubes for packing colours or other products;

    — vats, reservoirs, drums and similar containers other than those from 7806 00 10 (for acids or other chemicals), not fitted with mechanical or thermal equipment;

    — lead weights for fishing nets, lead weights for clothing, curtains, … etc. …;

    — weights for clocks, and general purpose counterweights;

    — skeins, hanks and ropes of lead fibres or strands used for packing or for caulking pipe joints;

    — parts of building structures;

    — yacht keels, divers' breast plates;

    — electroplating anodes;

    — lead bars, rods, profiles and wire other than those under 7801 ;

    — tubes and pipes and tube or pipe fittings (for example, couplings, elbows, sleeves), of lead.

    ▼M3




    ANNEX XIc

    Condensates and natural gas liquids referred to in Article 16c

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    CN code

    Description

    2709 00 10

    Natural gas condensates

    2711 11

    Liquefied natural gas




    ANNEX XId

    Refined petroleum products referred to in Article 16d

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



     

    CN code

    Description

     

    2707

    Oils and other products of the distillation of high temperature coal tar; similar products in which the weight of the aromatic constituents exceeds that of the non-aromatic constituents

     

    2710

    Petroleum oils and oils obtained from bituminous minerals, other than crude; preparations not elsewhere specified or included, containing by weight 70 % or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations; waste oils

     

    2711

    Petroleum gases and other gaseous hydrocarbons

     

     

    Petroleum jelly; paraffin wax, microcrystalline petroleum wax, slack wax, ozokerite, lignite wax, peat wax, other mineral waxes, and similar products obtained by synthesis or by other processes, whether or not coloured

     

    2712 10

    –  Petroleum jelly

     

    2712 20

    –  Paraffin wax containing by weight less than 0,75 % of oil

    Ex

    2712 90

    –  Other than petroleum jelly and Paraffin wax containing by weight less than 0,75 % of oil

     

    2713

    Petroleum coke, petroleum bitumen and other residues of petroleum oils or of oils obtained from bituminous minerals

    Ex

    2714

    Bitumen and asphalt, natural; bituminous or oil-shale and tar sands; asphaltites and asphaltic rocks

    Ex

    2715

    Bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch (for example, bituminous mastics, cut-backs)

     

     

    Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals.

     

     

    –  Containing petroleum oils or oils obtained from bituminous minerals

     

    3403 11

    – –  Preparations for the treatment of textile materials, leather, furskins or other materials

     

    3403 19

    – –  Other than preparations for the treatment of textile materials, leather, furskins or other materials

     

     

    –  Other than containing petroleum oils or oils obtained from bituminous minerals

    Ex

    3403 91

    – –  Preparations for the treatment of textile materials, leather, furskins or other materials

    Ex

    3403 99

    – –  Other than preparations for the treatment of textile materials, leather, furskins or other materials

     

     

    – – – – –  Chemical products or preparations, predominantly composed of organic compounds, not elsewhere specified or included

    Ex

    3824 99 92

    – – – – – –  In the form of a liquid at 20 °C

    Ex

    3824 99 93

    – – – – – –  Other

    Ex

    3824 99 96

    – – – – –  Other

     

     

    Biodiesel and mixtures thereof, not containing or containing less than 70 % by weight of petroleum oils or oils obtained from bituminous minerals

     

    3826 00 10

    –  Fatty-acid mono-alkyl esters, containing by volume 96,5 % or more of esters (FAMAE)

     

    3826 00 90

    –  Other




    ANNEX XIe

    Crude oil referred to in Article 16f

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



     

    CN code

    Description

     

    2709 00 90

    Petroleum oils and oils obtained from bituminous minerals, crude, other than natural gas condensates




    ANNEX XIf

    Textiles referred to in Article 16h

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    Chapter

    Description

    50

    Silk

    51

    Wool, fine or coarse animal hair; horsehair yarn and woven fabric

    52

    Cotton

    53

    Other vegetable textile fibres; paper yarn and woven fabrics of paper yarn

    54

    Man-made filaments; strip and the like of man-made textile materials

    55

    Man-made staple fibres

    56

    Wadding, felt and nonwovens; special yarns; twine, cordage, ropes and cables and articles thereof

    57

    Carpets and other textile floor coverings

    58

    Special woven fabrics; tufted textile fabrics; lace; tapestries; trimmings; embroidery

    59

    Impregnated, coated, covered or laminated textile fabrics; textile articles of a kind suitable for industrial use

    60

    Knitted or crocheted fabrics

    61

    Articles of apparel and clothing accessories, knitted or crocheted

    62

    Articles of apparel and clothing accessories, not knitted or crocheted

    63

    Other made-up textile articles; sets; worn clothing and worn textile articles; rags

    ▼M11




    ANNEX XIg

    FOOD AND AGRICULTURAL PRODUCTS REFERRED TO IN ARTICLE 16j

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    CN code

    Description

    07

    Edible vegetables and certain roots and tubers

    08

    Edible fruit and nuts; peel of citrus fruit or melons

    12

    Oil seeds and oleaginous fruits; miscellaneous grains, seeds and fruit; industrial or medicinal plants; straw and fodder




    ANNEX XIh

    MACHINERY AND ELECTRICAL EQUIPMENT REFERRED TO IN ARTICLE 16k

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    CN code

    Description

    84

    Nuclear reactors, boilers, machinery and mechanical appliances; parts thereof

    85

    Electrical machinery and equipment and parts thereof; sound recorders and reproducers, television image and sound recorders and reproducers, and parts and accessories of such articles




    ANNEX XIi

    EARTH AND STONE, INCLUDING MAGNESITE AND MAGNESIA, REFERRED TO IN ARTICLE 16l

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    CN code

    Description

    25

    Salt; sulphur; earths and stone; plastering materials, lime and cement




    ANNEX XIj

    WOOD REFERRED TO IN ARTICLE 16m

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    CN code

    Description

    44

    Wood and articles of wood; wood charcoal




    ANNEX XIk

    VESSELS REFERRED TO IN ARTICLE 16n

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    CN code

    Description

    89

    Ships, boats and floating structures




    ANNEX XIl

    PART A

    Industrial machinery, transportation vehicles, and iron, steel and other metals referred to in Article 16p

    EXPLANATORY NOTE

    The nomenclature codes are taken from the Combined Nomenclature as defined in Article 1(2) of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff and as set out in Annex I thereto, which are valid at the time of publication of this Regulation and mutatis mutandis as amended by subsequent legislation.



    CN code

    Description

    72

    Iron and steel

    73

    Articles of iron or steel

    74

    Copper and articles thereof

    75

    Nickel and articles thereof

    76

    Aluminium and articles thereof

    78

    Lead and articles thereof

    79

    Zinc and articles thereof

    80

    Tin and articles thereof

    81

    Other base metals; cermets; articles thereof

    82

    Tools, implements, cutlery, spoons and forks, of base metal; parts thereof of base metal

    83

    Miscellaneous articles of base metal

    84

    Nuclear reactors, boilers, machinery and mechanical appliances; parts thereof

    85

    Electrical machinery and equipment and parts thereof; sound recorders and reproducers, television image and sound recorders and reproducers, and parts and accessories of such articles

    86

    Railway or tramway locomotives, rolling stock and parts thereof; railway or tramway track fixtures and fittings and parts thereof; mechanical (including electromechanical) traffic signalling equipment of all kinds

    87

    Vehicles other than railway or tramway rolling stock, and parts and accessories thereof

    88

    Aircraft, spacecraft, and parts thereof

    89

    Ships, boats and floating structures

    PART B

    Aircraft models and types referred to in Article 16q(1)

    An-24R/RV, An-148-100B, Il-18D, Il-62M, Tu-134B-3, Tu-154B, Tu-204-100B, and Tu-204-300.

    ▼B




    ANNEX XII

    List of services referred to in Article 18

    NOTES

    1. Central Products Classification (CPC) codes are set out in Statistical Office of the United Nations, Statistical Papers, Series M, No. 77, Provisional Central Product Classification, 1991.

    2. Only the parts of the CPC codes described below are covered by the prohibition.

    Part A:

    Services incidental to mining and manufacturing in the chemical, mining and refining industry:



    Description of services

    Stemming from CPC Code

    Tunnelling, overburden removal and other development and preparation work of mineral properties and sites, except for mining oil and gas.

    CPC 5115

    Geological, geophysical, geochemical and other scientific consulting services as they relate to the location of mineral deposits, oil and gas and groundwater by studying the properties of the earth and rock formations and structures. Included here are the services of analysing the results of subsurface surveys, the study of earth sample and core, and assistance and advice in developing and extracting mineral resources.

    CPC 86751

    Gathering services of information on subsurface earth formations by different methods, including seismographic, gravimetric, magnetometric and other subsurface surveying methods.

    CPC 86752

    Gathering services of information on the shape, position and/or boundaries of a portion of the Earth's surface by different methods, including transit, photogrammetric and hydrographic surveying, for the purpose of preparing maps.

    CPC 86753

    Oil and gas field service activities provided on a fee or contract basis as follows: directional drilling and redrilling; ‘spudding in’; derrick building, repairing and dismantling; cementing oil and gas well casings; pumping wells and plugging and abandoning wells.

    CPC 8830

    Manufacture of coke — operation of coke ovens chiefly for the production of coke or semi-coke from hardcoal and lignite, of retort carbon and residual products such as coal tar or pitch;

    Agglomeration of coke;

    Manufacture of refined petroleum products — production of liquid or gaseous fuels (e.g. ethane, butane or propane), illuminating oils, lubricating oils or greases or other products from crude petroleum or bituminous minerals or their fractionation products;

    Manufacture or extraction of such products as petroleum jelly, paraffin wax, other petroleum waxes and such residual products as petroleum coke and petroleum bitumen;

    Manufacture of nuclear fuel — extraction of uranium metal from pitchblende or other uranium bearing ores;

    Manufacture of alloys, dispersions or mixtures of natural uranium or its compounds;

    Manufacture of enriched uranium and its compounds, plutonium and its compounds, or alloys, dispersions or mixtures of these compounds;

    Manufacture of uranium depleted in U 235 and its compounds, thorium and its compounds, or alloys, dispersions or mixtures of these compounds;

    Manufacture of other radio-active elements, isotopes or compounds; and

    Manufacture of non-irradiated fuel elements for use in nuclear reactors.

    CPC 8845

    Manufacture of basic chemicals, except fertilizers and nitrogen compounds;

    Manufacture of fertilizers and nitrogen compounds;

    Manufacture of plastics in primary forms and of synthetic rubber;

    Manufacture of pesticides and other agro-chemical products;

    Manufacture of paints, varnishes and similar coatings, printing ink and mastics;

    Manufacture of botanical products;

    Manufacture of soap and detergents, cleaning and polishing preparations, perfumes and toilet preparations and

    Manufacture of man-made fibres.

    CPC 8846

    Manufacture of basic metals on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8851

    Manufacture of fabricated metal products, except machinery and equipment, on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8852

    Manufacture of machinery and equipment on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8853

    Manufacture of office, accounting and computing machinery, on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8854

    Manufacture of electrical machinery and apparatus on a fee or contract basis in the chemical, mining and refining industry.

    CPC 8855

    Manufacture of motor vehicles, trailers and semi-trailers, on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8858

    Manufacture of other transport equipment, on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8859

    Repair services of fabricated metal products, except machinery and equipment, on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8861

    Repair services of machinery and equipment on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8862

    Repair services of office, accounting and computing machinery, on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8863

    Repair services of electrical machinery and apparatus on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8864

    Repair services of motor vehicles, trailers and semi-trailers, on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8867

    Repair services of other transport equipment, on a fee or contract basis, in the chemical, mining and refining industry.

    CPC 8868

    Part B:

    Computer and related services (CPC: 84)



    Description of services

    Stemming from CPC Code

    Consultancy services related to the installation of computer hardware;

    Software implementation services;

    Data processing services;

    Data base services;

    Maintenance and repair services of office machinery and equipment including computers;

    Data preparation services;

    Training services for staff of clients.

    CPC 84




    ANNEX XIII

    List of persons, entities and bodies referred to in Article 34(1) and 34(3)

    (a)   Natural persons



     

    Name

    Alias

    Identifying information

    Date of UN designation

    Statement of reasons

    1.

    Yun Ho-jin

    Yun Ho-chin

    DOB: 13.10.1944

    16.7.2009

    Director of Namchongang Trading Corporation; oversees the import of items needed for the uranium enrichment programme.

    2.

    Ri Je-Son

    Ri Che Son

    DOB: 1938

    16.7.2009

    Minister of Atomic Energy Industry since April 2014. Former Director of the General Bureau of Atomic Energy (GBAE), chief agency directing DPRK's nuclear programme; facilitated several nuclear endeavours including GBAE's management of Yongbyon Nuclear Research Centre and Namchongang Trading Corporation.

    3.

    Hwang Sok-hwa

     

     

    16.7.2009

    Director in the General Bureau of Atomic Energy (GBAE); involved in DPRK's nuclear programme; as Chief of the Scientific Guidance Bureau in the GBAE, served on the Science Committee inside the Joint Institute for Nuclear Research.

    4.

    Ri Hong-sop

     

    DOB: 1940

    16.7.2009

    Former director, Yongbyon Nuclear Research Centre, oversaw three core facilities that assist in the production of weapons-grade plutonium: the Fuel Fabrication Facility, the Nuclear Reactor, and the Reprocessing Plant

    5.

    Han Yu-ro

     

     

    16.7.2009

    Director of Korea Ryongaksan General Trading Corporation; involved in DPRK's ballistic missile programme.

    6.

    Paek Chang-Ho

    Pak Chang-Ho;

    Paek Ch'ang-Ho

    DOB: 18.6.1964

    POB: Kaesong, DPRK

    Passport: 381420754

    Passport date of issue: 7.12.2011

    Passport date of expiration: 7.12.2016

    22.1.2013

    Senior official and head of the satellite control centre of Korean Committee for Space Technology.

    7.

    Chang Myong- Chin

    Jang Myong-Jin

    DOB: 19.2.1968

    DOB: 1965 or 1966

    22.1.2013

    General Manager of the Sohae Satellite Launching Station and head of launch centre at which the 13 April and 12 December 2012 launches took place.

    8.

    Ra Ky'ong-Su

    Ra Kyung-Su

    Chang, Myong Ho

    DOB: 4.6.1954

    Passport: 645120196

    22.1.2013

    Ra Ky'ong-Su is a Tanchon Commercial Bank (TCB) official. In this capacity he has facilitated transactions for TCB. Tanchon was designated by the Sanctions Committee in April 2009 as the main DPRK financial entity responsible for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons.

    9.

    Kim Kwang-il

     

    DOB: 1.9.1969

    Passport: PS381420397

    22.1.2013

    Kim Kwang-il is a Tanchon Commercial Bank (TCB) official. In this capacity, he has facilitated transactions for TCB and the Korea Mining Development Trading Corporation (KOMID). Tanchon was designated by the Sanctions Committee in April 2009 as the main DPRK financial entity responsible for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    10.

    Yo'n Cho'ng Nam

     

     

    7.3.2013

    Chief Representative for the Korea Mining Development Trading Corporation (KOMID). The KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons

    11.

    Ko Ch'o'l-Chae

     

     

    7.3.2013

    Deputy Chief Representative for the Korea Mining Development Trading Corporation (KOMID). The KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    12.

    Mun Cho'ng- Ch'o'l

     

     

    7.3.2013

    Mun Cho'ng-Ch'o'l is a TCB official. In this capacity he has facilitated transactions for TCB. Tanchon was designated by the Sanctions Committee in April 2009 and is the main DPRK financial entity for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons.

    13.

    Choe Chun-Sik

    Choe Chun Sik;

    Ch'oe Ch'un Sik

    DOB: 12.10.1954

    Nationality: DPRK

    2.3.2016

    Choe Chun-sik was the director of the Second Academy of Natural Sciences (SANS) and was the head of the DPRK's long-range missile programme.

    14.

    Choe Song Il

     

    Nationality: DPRK

    Passport: 472320665

    Date of expiration: 26.9.2017

    Passport: 563120356

    2.3.2016

    Tanchon Commercial Bank Representative. Served as the Tanchon Commercial Bank Representative in Vietnam.

    15.

    Hyon Kwang II

    Hyon Gwang Il

    DOB: 27.5.1961

    Nationality: DPRK

    2.3.2016

    Hyon Kwang II is the Department Director for Scientific Development at the National Aerospace Development Administration.

    16.

    Jang Bom Su

    Jang Pom Su, Jang Hyon U

    DOB: 15.4.1957, 22.2.1958

    Nationality: DPRK

    Passport: 836110034 (diplomatic)

    Passport date of expiration: 1.1.2020

    2.3.2016

    Tanchon Commercial Bank Representative in Syria.

    17.

    Jang Yong Son

     

    DOB: 20.2.1957

    Nationality: DPRK

    2.3.2016

    Korea Mining Development Trading Corporation (KOMID) Representative. Served as the KOMID representative in Iran.

    18.

    Jon Myong Guk

    Cho 'n Myo 'ng-kuk; Jon Yong Sang

    DOB: 18.10.1976, 25.8.1976

    Nationality: DPRK

    Passport: 4721202031

    Passport date of expiration: 21.2.2017

    Passport: 836110035 (diplomatic)

    Passport date of expiration: 1.1.2020

    2.3.2016

    Tanchon Commercial Bank Representative in Syria.

    19.

    Kang Mun Kil

    Jiang Wen-ji

    Nationality: DPRK

    Passport: PS472330208

    Passport date of expiration: 4.7.2017

    2.3.2016

    Kang Mun Kil has conducted nuclear procurement activities as a representative of Namchongang, also known as Namhung.

    20.

    Kang Ryong

     

    DOB: 21.8.1969

    Nationality: DPRK

    2.3.2016

    Korea Mining Development Trading Corporation (KOMID) Representative in Syria.

    21.

    Kim Jung Jong

    Kim Chung Chong

    DOB: 7.11.1966

    Nationality: DPRK

    Passport: 199421147

    Passport date of expiration: 29.12.2014

    Passport: 381110042

    Passport date of expiration: 25.1.2016

    Passport: 563210184

    Passport date of expiration: 18.6.2018

    2.3.2016

    Tanchon Commercial Bank Representative. Served as the Tanchon Commercial Bank Representative in Vietnam.

    22.

    Kim Kyu

     

    DOB: 30.7.1968

    Nationality: DPRK

    2.3.2016

    Korea Mining Development Trading Corporation (KOMID) External Affairs Officer.

    23.

    Kim Tong My'ong

    Kim Chin-So'k; Kim Tong-Myong; Kim Jin-Sok; Kim, Hyok-Chol

    DOB: 1964

    Nationality: DPRK

    2.3.2016

    Kim Tong My'ong is the President of Tanchon Commercial Bank and has held various positions within Tanchon Commercial bank since at least 2002. He has also played a role in managing Amroggang's affairs.

    24.

    Kim Yong Chol

     

    DOB. 18.2.1962

    Nationality: DPRK

    2.3.2016

    Korea Mining Development Trading Corporation (KOMID) Representative. Served as the Korea Mining Development Trading Corporation (KOMID) Representative in Iran.

    25.

    Ko Tae Hun

    Kim Myong Gi

    D.O.B. 25.5.1972

    Nationality: DPRK

    Passport: 563120630

    Passport date of expiration: 20.3.2018

    2.3.2016

    Tanchon Commercial Bank Representative.

    26.

    Ri Man Gon

     

    DOB: 29.10.1945

    Nationality: DPRK

    Passport: P0381230469

    Passport date of expiration: 6.4.2016

    2.3.2016

    Ri Man Gon is the Minister of the Munitions Industry Department.

    27.

    Ryu Jin

     

    DOB: 7.8.1965

    Nationality: DPRK

    Passport: 563410081

    2.3.2016

    KOMID Representative in Syria.

    28.

    Yu Chol U

     

    Nationality: DPRK

    2.3.2016

    Yu Chol U is the Director of the National Aerospace Development Administration.

    29.

    Pak Chun Il

     

    DOB: 28.7.1954

    Nationality: DPRK

    Passport: 563410091

    30.11.2016

    Pak Chun Il has served as the DPRK Ambassador to Egypt; provides support to KOMID, a designated entity (under the name: Korea Kumryung Trading Corporation).

    30.

    Kim Song Chol

    Kim Hak Song

    DOB 26.3.1968

    DOB 15.10.1970

    Nationality: DPRK

    Passport: 381420565

    Passport: 654120219

    30.11.2016

    Kim Song Chol is a KOMID official who has conducted business in Sudan in the interest of KOMID, a designated entity.

    31.

    Son Jong Hyok

    Son Min

    DOB 20.5.1980

    Nationality: DPRK

    30.11.2016

    Son Jong Hyok is a KOMID official who has conducted business in Sudan in the interest of KOMID, a designated entity.

    32.

    Kim Se Gon

     

    DOB 13.11.1969

    Nationality: DPRK

    Passport PD472310104

    30.11.2016

    Kim Se Gon works on behalf of the Ministry of Atomic Energy Industry, a designated entity.

    33.

    Ri Won Ho

     

    DOB 17.7.1964

    Nationality: DPRK

    Passport 381310014

    30.11.2016

    Ri Won Ho is a DPRK Ministry of State Security Official stationed in Syria supporting KOMID, a designated entity.

    34.

    Jo Yong Chol

    Cho Yong Chol

    DOB: 30.9.1973

    Nationality: DPRK.

    30.11.2016

    Jo Yong Chol is a DPRK Ministry of State Security Official stationed in Syria supporting KOMID, a designated entity.

    35.

    Kim Chol Sam

     

    DOB: 11.3.1971

    Nationality: DPRK

    30.11.2016

    Kim Chol Sam is a Representative for Daedong Credit Bank (DCB), a designated entity, who has been involved in managing transactions on behalf of DCB Finance Limited. As an overseas-based representative of DCB, it is suspected that he has facilitated transactions worth hundreds of thousands of dollars and he is likely to have managed millions of dollars in DPRK related accounts with potential links to nuclear/missile programmes.

    36.

    Kim Sok Chol

     

    DOB: 8.5.1955

    Nationality: DPRK

    Passport: 472310082

    30.11.2016

    Kim Sok Chol has served as the DPRK Ambassador to Myanmar. He operates as a KOMID (a designated entity) facilitator. He has been paid by KOMID for his assistance and has arranged meetings on behalf of KOMID, including a meeting between KOMID and Myanmar's defence related persons to discuss financial matters.

    37.

    Chang Chang Ha

    Jang Chang Ha

    DOB: 10.1.1964

    Nationality: DPRK

    30.11.2016

    Chang Chang Ha is the President of the Second Academy of Natural Sciences (SANS), a designated entity.

    38.

    Cho Chun Ryong

    Jo Chun Ryong

    DOB: 4.4.1960

    Nationality: DPRK.

    30.11.2016

    Cho Chun Ryong is the Chairman of the Second Economic Committee (SEC), a designated entity.

    39.

    Son Mun San

     

    DOB: 23.1.1951

    Nationality: DPRK

    30.11.2016

    Son Mun San is the Director-General of the External Affairs Bureau of the General Bureau of Atomic Energy (GBAE), a designated ent

    40.

    Cho Il U

    Cho Il Woo

    DOB: 10.05.1945

    POB: Musan, North Hamgyo'ng Province, DPRK

    Nationality: DPRK

    Passport: 736410010

    2.6.2017

    Director of the Fifth Bureau of the Reconnaissance General Bureau. Cho is believed to be in charge of overseas espionage operations and foreign intelligence collection for DPRK.

    41.

    Cho Yon Chun

    Jo Yon Jun

    DOB: 28.09.1937

    Nationality: DPRK

    2.6.2017

    Vice Director of the Organization and Guidance Department, which directs key personnel appointments for the Workers' Party of Korea and the DPRK's military.

    42.

    Choe Hwi

     

    DOB: 1954 or 1955.

    Gender: male.

    Nationality: DPRK.

    Address: DPRK

    2.6.2017

    First Vice Director of the Workers' Party of Korea Propaganda and Agitation Department, which controls all DPRK media and is used by the government to control the public.

    43.

    Jo Yong-Won

    Cho Yongwon

    DOB: 24.10.1957

    Gender: male

    Nationality: DPRK

    Address: DPRK

    2.6.2017

    Vice Director of the Workers' Party of Korea's Organization and Guidance Department, which directs key personnel appointments for the Workers' Party of Korea and DPRK's military.

    44.

    Kim Chol Nam

     

    DOB: 19.2.1970

    Nationality: DPRK

    Passport: 563120238

    Address: DPRK

    2.6.2017

    President of Korea Kumsan Trading Corporation, a company that procures supplies for General Bureau of Atomic Energy and serves as a cash route to DPRK.

    45.

    Kim Kyong Ok

     

    DOB: 1937 or 1938

    Nationality: DPRK

    Address: Pyongyang, DPRK

    2.6.2017

    Vice Director of the Organization and Guidance Department, which directs key personnel appointments for the Workers' Party of Korea and DPRK's military.

    46.

    Kim Tong-Ho

     

    DOB: 18.8.1969

    Gender: male

    Nationality: DPRK

    Passport: 745310111

    Address: Vietnam.

    2.6.2017

    Vietnam Representative for Tanchon Commercial Bank, which is the main DPRK financial entity for weapons and missile-related sales.

    47.

    Min Byong Chol

    Min Pyo'ng-ch'o'l;

    Min Byong-chol;

    Min Byong Chun

    DOB: 10.8.1948

    Gender: male

    Nationality: DPRK

    Address: DPRK

    2.6.2017

    Member of the Workers' Party of Korea's Organization and Guidance Department, which directs key personnel appointments for the Workers' Party of Korea and DPRK's military.

    48.

    Paek Se Bong

     

    DOB: 21.3. 1938

    Nationality: DPRK

    2.6.2017

    Paek Se Bong is a former Chairman of the Second Economic Committee, a former member of the National Defense Commission, and a former Vice Director of Munitions Industry Department (MID).

    49.

    Pak Han Se

    Kang Myong Chol

    Nationality: DPRK

    Passport 290410121

    Address: DPRK

    2.6.2017

    Vice Chairman of the Second Economic Committee, which oversees the production of DPRK's ballistic missiles and directs the activities of Korea Mining Development Corporation, DPRK's premier arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    50.

    Pak To Chun

    Pak Do Chun

    DOB: 9.3.1944

    Nationality: DPRK

    2.6.2017

    Pak To Chun is a former Secretary of Munitions Industry Department (MID) and currently advises on affairs relating to nuclear and missile programmes. He is a former State Affairs Commission member and is a member Workers' Party of Korea Political Bureau.

    51.

    Ri Jae Il

    Ri Chae-Il

    DOB: 1934

    Nationality: DPRK

    2.6.2017

    Vice Director of the Workers' Party of Korea Propaganda and Agitation Department, which controls all DPRK's media and is used by the government to control the public.

    ▼M13

    52.

    Ri Su Yong

     

    DOB: 25.6.1968

    Nationality: DPRK

    Passport No: 654310175

    Address: n/a

    Gender: male

    Served as Korea Ryonbong General Corporation representative in Cuba

    2.6.2017

    Official for Korea Ryonbong General Corporation, specialises in acquisition for DPRK's defence industries and support to Pyongyang's military-related sales. Its procurements also probably support the DPRK's chemical weapons programme.

    ▼B

    53.

    Ri Yong Mu

     

    DOB: 25.1.1925

    Nationality: DPRK

    2.6.2017

    Ri Yong Mu is a Vice Chairman of the State Affairs Commission, which directs and guides all DPRK's military, defence, and security-related affairs, including acquisition and procurement.

    54.

    Choe Chun Yong

    Ch'oe Ch'un-yong

    Gender: male

    Nationality: DPRK

    Passport: 65441078

    5.8.2017

    Representative for Ilsim International Bank, which is affiliated with the DPRK military and has a close relationship with the Korea Kwangson Banking Corporation. Ilsim International Bank has attempted to evade United Nations sanctions.

    55.

    Han Jang Su

    Chang-Su Han

    DOB: 8.11.1969

    Gender: male

    POB: Pyongyang

    Nationality: DPRK

    Passport: 745420176

    Passport date of expiration: 19.10.2020

    5.8.2017

    Chief Representative of the Foreign Trade Bank.

    56.

    Jang Song Chol

     

    DOB: 12.3.1967

    Nationality: DPRK

    5.8.2017

    Korea Mining Development Corporation (KOMID) representative overseas.

    57.

    Jang Sung Nam

     

    DOB: 14.7.1970

    Gender: male

    Nationality: DPRK

    Passport: 563120368, issued on 22.3.2013

    Passport date of expiration: 22.3.2018

    Address: DPRK

    5.8.2017

    Chief of an overseas Tangun Trading Corporation branch, which is primarily responsible for the procurement of commodities and technologies to support the DPRK's defence research and development programmes.

    58.

    Jo Chol Song

    Cho Ch'o'l-so'ng

    DOB: 25.9.1984

    Gender: male

    Nationality: DPRK

    Passport: 654320502

    Passport date of expiration: 16.9.2019

    5.8.2017

    Deputy Representative for the Korea Kwangson Banking Corporation, which provides financial services in support to Tanchon Commercial Bank and Korea Kyoksin Trading, a subordinate entity of Korea Ryonbong General Corporation.

    59.

    Kang Chol Su

     

    DOB: 13.2.1969

    Nationality: DPRK

    Passport: 472234895

    5.8.2017

    Official for Korea Ryonbong General Corporation, which specializes in acquisition for the DPRK's defence industries and support for the DPRK's military-related overseas sales. Its procurements also likely support the DPRK's chemical weapons programme.

    60.

    Kim Mun Chol

    Kim Mun-ch'o'l

    DOB: 25.3.1957

    Nationality: DPRK

    5.8.2017

    Representative for Korea United Development Bank.

    61.

    Kim Nam Ung

     

    Nationality: DPRK

    Passport: 654110043

    5.8.2017

    Representative for Ilsim International Bank, which is affiliated with the DPRK military and has a close relationship with the Korea Kwangson Banking Corporation. Ilsim International Bank has attempted to evade United Nations sanctions.

    62.

    Pak Il Kyu

    Pak Il-Gyu

    Gender: male

    Nationality: DPRK

    Passport: 563120235

    5.8.2017

    Official for Korea Ryonbong General Corporation, which specializes in acquisition for DPRK's defence industries and support to Pyongyang's military-related sales. Its procurements also likely support the DPRK's chemical weapons programme.

    ▼M2

    63.

    ►C1  Pak Yong Sik ◄

     

    Nationality: DPRK

    YOB: 1950

    11.9.2017

    Member of the Workers' Party of Korea Central Military Commission, which is responsible for the development and implementation of the Workers' Party of Korea military policies, commands and controls the DPRK's military, and helps direct the country's military defence industries.

    ▼M8

    64.

    Ch'oe So'k Min

     

    DOB: 25.7.1978

    Nationality: DPRK

    Gender: male

    22.12.2017

    Ch'oe So'k-min is an overseas Foreign Trade Bank representative. In 2016, Ch'oe So'k-min was the deputy representative of the Foreign Trade Bank branch office in that overseas location. He has been associated with cash transfers from that overseas Foreign Trade Bank office to banks affiliated with North Korean special organizations and Reconnaissance General Bureau operatives located overseas in an effort to evade sanctions.

    65.

    Chu Hyo'k

    Ju Hyok

    DOB: 23.11.1986

    Passport No 836420186 issued 28.10.2016 expires 28.10.2021.

    Nationality: DPRK

    Gender: male

    22.12.2017

    Chu Hyo'k is a North Korean national who is an overseas Foreign Trade Bank representative.

    66.

    Kim Jong Sik

    Kim Cho'ng-sik

    YOB: 1967-1969.

    Nationality: DPRK

    Gender: male

    Address: DPRK

    22.12.2017

    A leading official guiding the DPRK's WMD development efforts. Serving as Deputy Director of the Workers' Party of Korea Munitions Industry Department.

    67.

    Kim Kyong Il

    Kim Kyo'ng-il

    Location: Libya

    DOB: 1.8.1979

    Passport No 836210029.

    Nationality: DPRK.

    Gender: male

    22.12.2017

    Kim Kyong Il is a Foreign Trade Bank deputy chief representative in Libya.

    68.

    Kim Tong Chol

    Kim Tong-ch'o'l

    DOB: 28.1.1966

    Nationality: DPRK

    Gender: male

    22.12.2017

    Kim Tong Chol is an overseas Foreign Trade Bank representative.

    69.

    Ko Chol Man

    Ko Ch'o'l-man

    DOB: 30.9.1967

    Passport No 472420180

    Nationality: DPRK

    Gender: male

    22.12.2017

    Ko Chol Man is an overseas Foreign Trade Bank representative.

    70.

    Ku Ja Hyong

    Ku Cha-hyo'ng

    Location: Libya

    DOB: 8.9.1957

    Nationality: DPRK

    Gender: male

    22.12.2017

    Ku Ja Hyong is a Foreign Trade Bank chief representative in Libya.

    71.

    Mun Kyong Hwan

    Mun Kyo'ng-hwan

    DOB: 22.8.1967

    Passport No 381120660 expires 25.3.2016.

    Nationality: DPRK

    Gender: male

    22.12.2017

    Mun Kyong Hwan is an overseas Bank of East Land representative.

    72.

    Pae Won Uk

    Pae Wo'n-uk

    DOB: 22.8.1969

    Nationality: DPRK

    Passport No 472120208 expires 22.2.2017

    Gender: male

    22.12.2017

    Pae Won Uk is an overseas Daesong Bank representative.

    73.

    Pak Bong Nam

    Lui Wai Ming;

    Pak Pong Nam;

    Pak Pong-nam

    DOB: 6.5.1969.

    Nationality: DPRK

    Gender: male

    22.12.2017

    Pak Bong Nam is an overseas Ilsim International Bank representative.

    74.

    Pak Mun Il

    Pak Mun-il

    DOB: 1.1.1965

    Passport No 563335509 expires 27.8.2018.

    Nationality: DPRK

    Gender: male

    22.12.2017

    Pak Mun Il is an overseas official of Korea Daesong Bank.

    75.

    Ri Chun Hwan

    Ri Ch'un-hwan

    ►C3  DOB: 21.8.1957

    Passport No 563233049 expires 9.5.2018. ◄

    Nationality: DPRK

    Gender: male

    22.12.2017

    Ri Chun Hwan is an overseas Foreign Trade Bank representative.

    76.

    Ri Chun Song

    Ri Ch'un-so'ng

    DOB: 30.10.1965

    Passport No 654133553 expires 11.3.2019.

    Nationality: DPRK

    Gender: male

    22.12.2017

    Ri Chun Song is an overseas Foreign Trade Bank representative.

    77.

    Ri Pyong Chul

    Ri Pyo'ng-ch'o'l

    YOB: 1948

    Nationality: DPRK

    Gender: Male

    Address: DPRK

    22.12.2017

    Alternate Member of the Political Bureau of the Workers' Party of Korea and First Vice Director of the Munitions Industry Department.

    78.

    Ri Song Hyok

    Li Cheng He

    DOB: 19.3.1965

    Nationality: DPRK

    Gender: male

    22.12.2017

    Ri Song Hyok is an overseas representative for Koryo Bank and Koryo Credit Development Bank and has reportedly established front companies to procure items and conduct financial transactions on behalf of North Korea.

    79.

    Ri U'n So'ng

    Ri Eun Song;

    Ri Un Song

    DOB: 23.7.1969

    Nationality: DPRK

    Gender: Male

    22.12.2017

    Ri U'n-so'ng is an overseas Korea Unification Development Bank representative.

    ▼B

    (b)   Legal persons, entities and bodies



     

    Name

    Alias

    Location

    Date of UN designation

    Other information

    1.

    Korea Mining Development Trading Corporation

    CHANGGWANG SINYONG CORPORATION; EXTERNAL TECHNOLOGY GENERAL CORPORATION; DPRKN MINING DEVELOPMENT TRADING COOPERATION; ‘KOMID’

    Central District, Pyongyang, DPRK

    24.4.2009

    Primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    2.

    Korea Ryonbong General Corporation

    KOREA YONBONG GENERAL CORPORATION;

    LYON-GAKSAN GENERAL TRADING CORPORATION

    Pot'onggang District, Pyongyang, DPRK; Rakwon-dong,

    Pothonggang District, Pyongyang, DPRK

    24.4.2009

    Defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales.

    3.

    Tanchon Commercial Bank

    CHANGGWANG CREDIT BANK; KOREA CHANGGWANG CREDIT BANK

    Saemul 1- Dong

    Pyongchon District, Pyongyang, DPRK

    24.4.2009

    Main DPRK financial entity for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons.

    4.

    Namchongang Trading Corporation

    NCG; NAMCHONGANG TRADING;NAM CHON GANG CORPORATION; NOMCHONGANG TRADING CO.; NAM CHONG GAN TRADING CORPORATION; Namhung Trading Corporation; Korea Daeryonggang Trading Corporation; Korea Tearyonggang Trading Corporation

    Pyongyang, DPRK

    Sengujadong 11-2/(or Kwangbok-dong), Mangyongdae District, Pyongyang, DPRK

    Telephone numbers: +850-2-18111, 18222 (ext. 8573). Facsimile number: +850-2-381-4687

    16.7.2009

    Namchongang is a DPRK trading company subordinate to the General Bureau of Atomic Energy (GBAE). Namchongang has been involved in the procurement of Japanese-origin vacuum pumps that were identified at a DPRK nuclear facility, as well as nuclear-related procurement associated with a German individual. It has further been involved in the purchase of aluminium tubes and other equipment specifically suitable for a uranium enrichment programme from the late 1990s. Its representative is a former diplomat who served as DPRK's representative for the International Atomic Energy Agency (IAEA) inspection of the Yongbyon nuclear facilities in 2007. Namchongang's proliferation activities are of grave concern given the DPRK's past proliferation activities.

    5.

    Hong Kong Electronics

    HONG KONG ELECTRONICS KISH CO

    Sanaee St., Kish Island, Iran.

    16.7.2009

    Owned or controlled by, or acts or purports to act for or on behalf of Tanchon Commercial Bank and KOMID. Hong Kong Electronics has transferred millions of dollars of proliferation-related funds on behalf of Tanchon Commercial Bank and KOMID (both designated by the Sanctions Committee in April 2009) since 2007. Hong Kong Electronics has facilitated the movement of money from Iran to the DPRK on behalf of KOMID.

    6.

    Korea Hyoksin Trading Corporation

    KOREA HYOKSIN EXPORT AND IMPORT CORPORATION

    Rakwon-dong, Pothonggang District, Pyongyang, DPRK.

    16.7.2009

    A DPRK company based in Pyongyang that is subordinate to Korea Ryonbong General Corporation (designated by the Sanctions Committee in April 2009) and is involved in the development of weapons of mass destruction.

    7.

    General Bureau of Atomic Energy (GBAE)

    General Department of Atomic Energy (GDAE)

    Haeudong, Pyongchen District, Pyongyang, DPRK.

    16.7.2009

    The GBAE is responsible for the DPRK's nuclear programme, which includes the Yongbyon Nuclear Research Centre and its 5 MWe (25 MWt) plutonium production research reactor, as well as its fuel fabrication and reprocessing facilities.

    The GBAE has held nuclear-related meetings and discussions with the International Atomic Energy Agency. GBAE is the primary DPRK Government agency that oversees nuclear programmes, including the operation of the Yongbyon Nuclear Research Centre.

    8.

    Korean Tangun Trading Corporation

     

    Pyongyang, DPRK.

    16.7.2009

    Korea Tangun Trading Corporation is subordinate to DPRK's Second Academy of Natural Sciences and is primarily responsible for the procurement of commodities and technologies to support DPRK's defence research and development programmes, including, but not limited to, weapons of mass destruction and delivery system programmes and procurement, including materials that are controlled or prohibited under relevant multilateral control regimes.

    9.

    Korean Committee for Space Technology

    DPRK Committee for Space Technology;

    Department of Space Technology of the DPRK; Committee for Space Technology; KCST

    Pyongyang, DPRK

    22.1.2013

    The Korean Committee for Space Technology (KCST) orchestrated the DPRK's launches on 13 April 2012 and 12 December 2012 via the satellite control centre and Sohae launch area.

    10.

    Bank of East Land

    Dongbang Bank;

    Tongbang U'Nhaeng;

    Tongbang Bank

    P.O.32, BEL Building, Jonseung-Dung, Moranbong District, Pyongyang, DPRK.

    22.1.2013

    DPRK financial institution Bank of East Land facilitates weapons-related transactions for, and other support to, arms manufacturer and exporter Green Pine Associated Corporation (Green Pine). Bank of East Land has actively worked with Green Pine to transfer funds in a manner that circumvents sanctions. In 2007 and 2008, Bank of East Land facilitated transactions involving Green Pine and Iranian financial institutions, including Bank Melli and Bank Sepah. The Security Council designated Bank Sepah in Resolution 1747 (2007) for providing support to Iran's ballistic missile programme. Green Pine was designated by the Sanctions Committee in April 2012.

    11.

    Korea Kumryong Trading Corporation

     

     

    22.1.2013

    Used as an alias by the Korea Mining Development Trading Corporation (KOMID) to carry out procurement activities. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    12.

    Tosong Technology Trading Corporation

     

    Pyongyang, DPRK

    22.1.2013

    The Korea Mining Development Corporation (KOMID) is the parent company of Tosong Technology Trading Corporation. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    13.

    Korea Ryonha Machinery Joint Venture Corporation

    Chosun Yunha Machinery Joint Operation Company; Korea Ryenha Machinery J/V Corporation; Ryonha Machinery Joint Venture Corporation; Ryonha Machinery Corporation; Ryonha Machinery;

    Ryonha Machine Tool; Ryonha Machine Tool Corporation; Ryonha Machinery Corp; Ryonhwa Machinery Joint Venture Corporation; Ryonhwa Machinery JV; Huichon Ryonha Machinery General Plant; Unsan; Unsan Solid Tools; and Millim Technology Company

    Tongan-dong, Central District, Pyongyang, DPRK; Mangungdae-gu, Pyongyang, DPRK; Mangyongdae District, Pyongyang, DPRK.

    Email addresses: ryonha@silibank.com; sjc117@hotmail.com; and millim@silibank.com

    Telephone numbers: 8502-18111; 8502-18111-8642; and 850 2 18111-3818642

    Facsimile number: 8502-381-4410

    22.1.2013

    Korea Ryonbong General Corporation is the parent company of Korea Ryonha Machinery Joint Venture Corporation. Korea Ryonbong General Corporation was designated by the Sanctions Committee in April 2009 and is a defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales.

    14.

    Leader (Hong Kong) International

    Leader International Trading Limited; Leader (Hong Kong) International Trading Limited

    LM-873, RM B, 14/F,

    Wah Hen Commercial Centre, 383 Hennessy Road, Wanchai, Hong Kong, China.

    22.1.2013

    Leader International (Hong Kong company registration number 1177053), facilitates shipments on behalf of the Korea Mining Development Trading Corporation (KOMID). KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    15.

    Green Pine Associated Corporation

    Cho'ngsong United Trading Company; Chongsong Yonhap; Ch'o'ngsong Yo'nhap; Chosun Chawo'n Kaebal T'uja Hoesa; Jindallae; Ku'm- haeryong Company LTD; Natural Resources Development and Investment Corporation; Saeingp'il Company; National Resources Development and Investment Corporation; Saeng Pil Trading Corporation

    c/o Reconnaissance General Bureau Headquarters, HyongjesanGuyok, Pyongyang, DPRK

    Nungrado, Pyongyang, DPRK

    Rakrang No. 1 Rakrang District Pyongyang Korea, Chilgol-1

    dong, Mangyongdae District, Pyongyang, DPRK

    Telephone number: +850-2-18111(ext. 8327).

    Facsimile number: +850-2-3814685 and +850-2-3813372

    Email addresses:

    pac@silibank.com and kndic@co.chesin.com.

    2.5.2012

    Green Pine Associated Corporation (‘Green Pine’) has taken over many of the activities of the Korea Mining Development Trading

    Corporation (KOMID). KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    Green Pine is also responsible for approximately half of the arms and related materiel exported by the DPRK.

    Green Pine has been identified for sanctions for exporting arms or related materiel from DPRK. Green Pine specialises in the production of maritime military craft and armaments, such as submarines, military boats and missile systems, and has exported torpedoes and technical assistance to Iranian defence-related firms.

    16.

    Amroggang Development Banking Corporation

    Amroggang Development Bank;

    Amnokkang Development Bank

    Tongan-dong, Pyongyang, DPRK

    2.5.2012

    Amroggang, which was established in 2006, is a Tanchon Commercial Bank-related company managed by Tanchon officials. Tanchon plays a role in financing KOMID's sales of ballistic missiles and has also been involved in ballistic missile transactions from KOMID to Iran's Shahid Hemmat Industrial Group (SHIG). Tanchon Commercial Bank was designated by the Sanctions Committee in April 2009 and is the main DPRK financial entity for sales of conventional arms, ballistic missiles and goods related to the assembly and manufacture of such weapons. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. The Security Council designated SHIG in Resolution 1737 (2006) as an entity involved in Iran's ballistic missile programme.

    17.

    Korea Heungjin Trading Company

    Hunjin Trading Co.; Korea Henjin Trading Co.; Korea Hengjin Trading Company

    Pyongyang, DPRK.

    2.5.2012

    The Korea Heungjin Trading Company is used by KOMID for trading purposes. It is suspected it has been involved in supplying missile-related goods to Iran's Shahid Hemmat Industrial Group (SHIG). Heungjin has been associated with KOMID, and, more specifically, KOMID's procurement office. Heungjin has been used to procure an advanced digital controller with applications in missile design. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. The Security-Council designated SHIG in Resolution 1737 (2006) as an entity involved in Iran's ballistic missile programme.

    18.

    Second Academy of Natural Sciences

    2nd Academy of Natural Sciences; Che 2 Chayon Kwahakwon; Academy of Natural Sciences; ChayonKwahak-Won; National Defense Academy;

    Kukpang Kwahak-Won; Second Academy of Natural Sciences Research Institute; Sansri

    Pyongyang, DPRK

    7.3.2013

    The Second Academy of Natural Sciences is a national-level organisation responsible for research and development of the DPRK's advanced weapons systems, including missiles and probably nuclear weapons. The Second Academy of Natural Sciences uses a number of subordinate organisations to obtain technology, equipment, and information from overseas, including Tangun Trading Corporation, for use in the DPRK's missile and probably nuclear weapons programmes. Tangun Trading Corporation was designated by the Sanctions Committee in July 2009 and is primarily responsible for the procurement of commodities and technologies to support DPRK's defence research and development programmes, including, but not limited to, weapons of mass destruction and delivery system programmes and procurement, including materials that are controlled or prohibited under relevant multilateral control regimes.

    19.

    Korea Complex Equipment Import Corporation

     

    Rakwon-dong, Pothonggang District, Pyongyang, DPRK.

    7.3.2013

    Korea Ryonbong General Corporation is the parent company of Korea Complex Equipment Import Corporation. Korea Ryonbong General Corporation was designated by the Sanctions Committee in April 2009 and is a defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales.

    20.

    Ocean Maritime Management Company, Limited (OMM)

    OMM

    Donghung Dong, Central District, PO BOX 120, Pyongyang, DPRK;

    Dongheung-dong Changgwang Street, Chung-Ku, PO Box 125, Pyongyang, DPRK

    28.7.2014

    Ocean Maritime Management Company, Limited (IMO Number: 1790183) is the operator of the vessel Chong Chon Gang. It played a key role in arranging the shipment of concealed cargo of arms and related material from Cuba to the DPRK in July 2013. As such, Ocean Maritime Management Company, Limited contributed to activities prohibited by the resolutions, namely the arms embargo imposed by resolution 1718 (2006), as modified by resolution 1874 (2009), and contributed to the evasion of the measures imposed by these resolutions.

    Ocean Maritime Management Company, Limited is the operator/manager of the following vessels with IMO Number:

     

     

     

     

    (a)  Chol Ryong 8606173

    Ryong Gun Bong

     

    2.3.2016

     

    (b)  Chong Bong 8909575

    Greenlight, Blue Nouvelle

     

    2.3.2016

     

    (c)  Chong Rim 2 8916293

     

     

    2.3.2016

     

    (d)  Hoe Ryong 9041552

     

     

    2.3.2016

     

    (e)  Hu Chang 8330815

    O Un Chong Nyon

     

    2.3.2016

     

    (f)  Hui Chon 8405270

    Hwang Gum San 2

     

    2.3.2016

     

    (g)  Ji Hye San 8018900

    Hyok Sin 2

     

    2.3.2016

     

    (h)  Kang Gye 8829593

    Pi Ryu Gang

     

    2.3.2016

     

    (i)  Mi Rim 8713471

     

     

    2.3.2016

     

    (j)  Mi Rim 2 9361407

     

     

    2.3.2016

     

    (k)  O Rang 8829555

    Po Thong Gang

     

    2.3.2016

     

    (l)  Ra Nam 2 8625545

     

     

    2.3.2016

     

    (m)  Ra Nam 3 9314650

     

     

    2.3.2016

     

    (n)  Ryo Myong 8987333

     

     

    2.3.2016

     

    (o)  Ryong Rim 8018912

    Jon Jin 2

     

    2.3.2016

     

    (p)  Se Pho 8819017

    Rak Won 2

     

    2.3.2016

     

    (q)  Songjin 8133530

    Jang Ja San Chong Nyon Ho

     

    2.3.2016

     

    (r)  South Hill 2 8412467

     

     

    2.3.2016

     

    (s)  Tan Chon 7640378

    Ryon Gang 2

     

    2.3.2016

     

    (t)  Thae Pyong San 9009085

    Petrel 1

     

    2.3.2016

     

    (u)  Tong Hung San 7937317

    Chong Chon Gang

     

    2.3.2016

     

    (v)  Tong Hung 8661575

     

     

    2.3.2016

     

    21.

    Academy of National Defense Science

     

    Pyongyang, DPRK

    2.3.2016

    The Academy of National Defense Science is involved in the DPRK's efforts to advance the development of its ballistic missile and nuclear weapons programmes.

    22.

    Chong-chongang Shipping Company

    Chong Chon Gang Shipping Co. Ltd.

    Address: 817 Haeun, Donghung-dong, Central District, Pyongyang, DPRK; Alternate Address: 817, Haeum, Tonghun-dong, Chung-gu, Pyongyang, DPRK; IMO Number: 5342883

    2.3.2016

    The Chongchongang Shipping Company, through its vessel, the Chong Chon Gang, attempted to directly import the illicit shipment of conventional weapons and arms to the DPRK in July 2013.

    23.

    Daedong Credit Bank (DCB)

    DCB; Taedong Credit Bank

    Address: Suite 401, Potonggang Hotel, Ansan-Dong, Pyongchon District, Pyongyang, DPRK; Alternate Address: Ansan-dong, Botonggang Hotel, Pongchon, Pyongyang, DPRK; ►C2  SWIFT: DCBK KPPY ◄

    2.3.2016

    Daedong Credit Bank has provided financial services to the Korea Mining Development Trading Corporation (KOMID) and Tanchon Commercial Bank. Since at least 2007, DCB has facilitated hundreds of financial transactions worth millions of dollars on behalf of KOMID and Tanchon Commercial Bank. In some cases, DCB has knowingly facilitated transactions by using deceptive financial practices.

    24.

    Hesong Trading Company

     

    Pyongyang, DPRK

    2.3.2016

    The Korea Mining Development Corporation (KOMID) is the parent company of Hesong Trading Corporation.

    25.

    Korea Kwangson Banking Corporation (KKBC)

    KKBC

    Jungson-dong, Sungri Street, Central District, Pyongyang, DPRK

    2.3.2016

    KKBC provides financial services in support to Tanchon Commercial Bank and Korea Hyoksin Trading Corporation, a subordinate of the Korea Ryonbong General Corporation. Tanchon Commercial Bank has used KKBC to facilitate funds transfers likely amounting to millions of dollars, including transfers involving Korea Mining Development Corporation related funds.

    26.

    Korea Kwangsong Trading Corporation

     

    Rakwon-dong, Pothonggang District, Pyongyang, DPRK

    2.3.2016

    The Korea Ryongbong General Corporation is the parent company of Korea Kwangsong Trading Corporation.

    27.

    Ministry of Atomic Energy Industry

    MAEI

    Haeun-2-dong, Pyongchon District, Pyongyang, DPRK

    2.3.2016

    The Ministry of Atomic Energy Industry was created in 2013 for the purpose of modernising the DPRK's atomic energy industry to increase the production of nuclear materials, improve their quality, and further develop an independent DPRK nuclear industry. As such, the MAEI is known to be a critical player in the DPRK's development of nuclear weapons and is in charge of day-to-day operation of the country's nuclear weapons programme, and under it are other nuclear-related organisations. Under this ministry are a number of nuclear-related organisations and research centres, as well as two committees: an Isotope Application Committee and a Nuclear Energy Committee. The MAEI also directs a nuclear research centre at Yongbyun, the site of the DPRK's known plutonium facilities. Furthermore, in the 2015 Panel of Experts (POE) report, the POE stated that Ri Je-son, a former director of the GBAE who was designated by the Committee established pursuant to resolution 1718 (2006) in 2009 for engagement in or support for nuclear related programmes, was appointed as head of the MAEI on April 9, 2014.

    28.

    Munitions Industry Department

    Military Supplies Industry Department

    Pyongyang, DPRK

    2.3.2016

    The Munitions Industry Department is involved in key aspects of the DPRK's missile programme. MID is responsible for overseeing the development of the DPRK's ballistic missiles, including the Taepo Dong-2.The MID oversees the DPRK's weapons production and R&D programmes, including the DPRK's ballistic missile programme. The Second Economic Committee and the Second Academy of Natural Sciences — also designated in August 2010 — are subordinate to the MID. The MID in recent years has worked to develop the KN08 road-mobile ICBM.

    29.

    National Aerospace Development Administration

    NADA

    DPRK

    2.3.2016

    NADA is involved in the DPRK's development of space science and technology, including satellite launches and carrier rockets.

    30.

    Office 39

    Office #39; Office No. 39; Bureau 39; Central Committee Bureau 39; Third Floor; Division 39

    DPRK

    2.3.2016

    DPRK government entity.

    31.

    Reconnaissance General Bureau

    Chongch'al Ch'ongguk; KPA Unit 586; RGB

    Hyongjesan- Guyok, Pyongyang, DPRK; Alternate Address: Nungrado, Pyongyang, DPRK

    2.3.2016

    The Reconnaissance General Bureau is the DPRK's premiere intelligence organisation, created in early 2009 by the merger of existing intelligence organisations from the Korean Workers' Party, the Operations Department and Office 35, and the Reconnaissance Bureau of the Korean People's Army. The Reconnaissance General Bureau trades in conventional arms and controls the DPRK conventional arms firm Green Pine Associated Corporation.

    32.

    Second Economic Committee

     

    Kangdong, DPRK

    2.3.2016

    The Second Economic Committee is involved in key aspects of the DPRK's missile programme. The Second Economic Committee is responsible for overseeing the production of the DPRK's ballistic missiles, and directs the activities of KOMID.

    33.

    Korea United Development Bank

     

    Pyongyang, DPRK

    30.11.2016

    SWIFT/BIC: KUDBKPPY; Korea United Development Bank Operates in the financial services industry of the DPRK economy.

    34.

    Ilsim International Bank

     

    Pyongyang, DPRK

    30.11.2016

    SWIFT: ILSIKPPY; Ilsim International Bank is affiliated to the DPRKmilitary and has a close relationship with Korea Kwangson Banking Corporation (KKBC), a designated entity. Ilsim International Bank has attempted to evade United Nations sanctions.

    35.

    Korea Daesong Bank

    Choson Taesong Unhaeng; Taesong Bank

    Segori-dong, Gyongheung St. Potonggang District, Pyongyang, DPRK

    30.11.2016

    SWIFT/BIC: KDBKKPPY; Daesong Bank is owned and controlled by Office 39 of the Workers Party of Korea, a designated entity.

    36.

    Singwang Economics and Trading General Corporation

     

    DPRK

    30.11.2016

    Singwang Economics and Trading General Corporation is a DPRK firm for trading in coal. DPRK generates a significant share of the money for its nuclear and ballistic missile programmes by mining natural resources and selling those resources abroad.

    37.

    Korea Foreign Technical Trade Center

     

    DPRK

    30.11.2016

    Korea Foreign Technical Trade Center is a DPRK firm trading in coal. DPRK generates a significant share of the funds needed to finance its nuclear and ballistic missile programmes by mining natural resources and selling those resources abroad.

    38.

    Korea Pugang Trading Corporation

     

    Rakwon-dong, Pothonggang District, Pyongyang, DPRK

    30.11.2016

    Korea Pugang Trading Corporation is owned by the Korea Ryonbong General Corporation, DPRK's defence conglomerate specialising in acquisition for DPRK's defence industries and support to Pyongyang's military related sales.

    39.

    Korea International Chemical Joint Venture Company

    Choson International Chemicals Joint Operation Company; Chosun International Chemicals Joint Operation Company; International Chemical Joint Venture Company

    Hamhung, South Hamgyong Province, DPRK; Man gyongdae-kuyok, Pyongyang, DPRK; Mangyungdae-gu, Pyongyang, DPRK

    30.11.2016

    Korea International Chemical Joint Venture Company is a subsidiary of Korea Ryonbong General Corporation — DPRK's defence conglomerate specialising in acquisition for DPRK's defence industries and support to Pyongyang's military related sales — and has engaged in proliferation-related transactions.

    40.

    DCB Finance Limited

     

    Akara Building, 24 de Castro Street, Wickhams Cay I, Road Town, Tortola, British Virgin Islands; Dalian, China

    30.11.2016

    DCB Finance Limited is a front company for Daedong Credit Bank (DCB), a designated entity.

    41.

    Korea Taesong Trading Company

     

    Pyongyang, DPRK

    30.11.2016

    Korea Taesong Trading Company has acted on behalf of KOMID in dealings with Syria.

    42.

    Korea Daesong General Trading Corporation

    Daesong Trading; Daesong Trading Company; Korea Daesong Trading Company; Korea Daesong Trading Corporation

    Pulgan Gori Dong 1, Potonggang District, Pyongyang City, DPRK

    30.11.2016.

    Korea Daesong General Trading Corporation is affiliated with Office 39 through minerals (gold) exports, metals, machinery, agricultural products, ginseng, jewellery, and light industry products.

    43.

    Kangbong Trading Corporation

     

    DPRK

    2.6.2017

    The Kangbong Trading Corporation sold, supplied, transferred, or purchased, directly or indirectly, to or from DPRK, metal, graphite, coal, or software, where revenue or goods received may benefit the Government of DPRK o the Workers' Party of Korea. The Kangbong Trading Corporation's parent is the Ministry of People's Armed Forces.

    44.

    Korea Kumsan Trading Corporation

     

    Pyongyang, DPRK

    2.6.2017

    Korea Kumsan Trading Corporation is owned or controlled by, or acting or purporting to act for or on behalf of, directly or indirectly, the General Bureau of Atomic Energy, which oversees DPRK's nuclear programme.

    45.

    Koryo Bank

     

    Pyongyang, DPRK

    2.6.2017

    Koryo Bank operates in the financial services industry in DPRK's economy and is associated with Office 38 and Office 39 of the KWP.

    46.

    Strategic Rocket Force of the Korean People's Army

    Strategic Rocket Force; Strategic Rocket Force Command of KPA; Strategic Force; Strategic Forces

    Pyongyang, DPRK

    2.6.2017

    The Strategic Rocket Force of the Korean People's Army is in charge of all DPRK ballistic missile programmes and is responsible for SCUD and NODONG launches.

    47.

    Foreign Trade Bank (FTB)

     

    FTB Building, Jungsong-dong, Central District, Pyongyang, DPRK

    5.8.2017

    Foreign Trade Bank is a State-owned bank and acts as the DPRK's primary foreign exchange bank and has provided key financial support to the Korea Kwangson Banking Corporation.

    48.

    Korean National Insurance Company (KNIC)

    Korea National Insurance Corporation; Korea Foreign Insurance Company

    Central District, Pyongyang, DPRK

    5.8.2017

    The Korean National Insurance Company is a DPRK financial and insurance company and is affiliated with Office 39.

    49.

    Koryo Credit Development Bank

    Daesong Credit Development Bank; Koryo Global Credit Bank; Koryo Global Trust Bank

    Pyongyang, DPRK

    5.8.2017

    Koryo Credit Development Bank operates in the financial services industry in the DPRK's economy.

    50.

    Mansudae Overseas Project Group of Companies

    Mansudae Art Studio

    Pyongyang, DPRK

    5.8.2017

    Mansudae Overseas Project Group of Companies engaged in, facilitated, or was responsible for the exportation of workers from the DPRK to other nations for construction-related activities including for statues and monuments to generate revenue for the Government of the DPRK or the Workers' Party of Korea. The Mansudae Overseas Project Group of Companies has been reported to conduct business in countries in Africa and Southeast Asia including Algeria, Angola, Botswana, Benin, Cambodia, Chad, the Democratic Republic of the Congo, Equatorial Guinea, Malaysia, Mozambique, Madagascar, Namibia, Syria, Togo and Zimbabwe.

    ▼M2

    51.

    Central Military Commission of the Worker's Party of Korea (CMC)

     

    Pyongyang, DPRK

    11.9.2017

    The Central Military Commission is responsible for the development and implementation of the Workers' Party of Korea's military policies, commands and controls the DPRK's military, and directs the country's military defence industries in coordination with the State Affairs Commission.

    52.

    Organization and Guidance Department (OGD)

     

    DPRK

    11.9.2017

    The Organization and Guidance Department is a very powerful body of the Worker's Party of Korea. It directs key personnel appointments for the Workers' Party of Korea, the DPRK's military, and the DPRK's government administration. It also purports to control the political affairs of all of the DPRK and is instrumental in implementing the DPRK's censorship policies.

    53.

    Propaganda and Agitation Department (PAD)

     

    Pyongyang, DPRK

    11.9.2017

    The Propaganda and Agitation Department has full control over the media, which it uses as a tool to control the public on behalf of the DPRK leadership. The Propaganda and Agitation Department also engages in or is responsible for censorship by the Government of the DPRK, including newspaper and broadcast censorship.

    ▼M8

    54.

    Ministry of the People's Armed Forces (MPAF)

     

    Pyongyang, DPRK

    22.12.2017

    The Ministry of the People's Armed Forces manages the general administrative and logistical needs of the Korean People's Army.

    ▼M12




    ANNEX XIV

    The vessels referred to in Article 34(2) and point (g) of Article 39(1) and applicable measures as specified by the Sanctions Committee

    A. Vessels subject to a seizure

    B. Vessels which are prohibited entry into ports

    1.  Name: PETREL 8

    Additional information

    IMO: 9562233. MMSI: 620233000

    2.  Name: HAO FAN 6

    Additional information

    IMO: 8628597. MMSI: 341985000

    3.  Name: TONG SAN 2

    Additional information

    IMO: 8937675. MMSI: 445539000

    4.  Name: JIE SHUN

    Additional information

    IMO: 8518780. MMSI: 514569000

    5.  Name: BILLIONS NO. 18

    Additional information

    IMO: 9191773

    6.  Name: UL JI BONG 6

    Additional information

    IMO: 9114556

    7.  Name: RUNG RA 2

    Additional information

    IMO: 9020534

    8.  Name: RYE SONG GANG 1

    Additional information

    IMO: 7389704

    ▼B




    ANNEX XV

    List of persons, entities and bodies referred to in Article 34(1) and 34(3)

    (a)   Natural persons designated in accordance with point (a) of Article 34(4)



     

    Name (and possible aliases)

    Identifying information

    Date of designation

    Reasons

    1.

    CHON Chi Bu

    (CHON Chi-bu)

     

    22.12.2009

    Member of the General Bureau of Atomic Energy, former technical director of Yongbyon. Photographs connected him to nuclear reactor in Syria before it was bombed by Israel in 2007.

    2.

    CHU Kyu-Chang

    (alias JU Kyu-Chang; JU Kyu Chang)

    DOB: 25.11.1928

    POB: South Hamgyo'ng Province, DPRK

    22.12.2009

    Former member of the National Defence Commission, which was a key body for national defence matters in the DPRK before it was reformed into the State Affaires Commission (SAC). Former director of the department of munitions of the Central Committee of the Workers' Party of Korea. Reported with KIM Jong Un on a warship in 2013. Director of the Machine Building Industry Department of the Workers' Party of Korea. Elected Workers' Party of Korea Central Committee alternate member in May 2016 at 7th Congress of Workers' Party of Korea, where WPK adopted a decision to continue the DPRK's nuclear programme. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    3.

    HYON Chol-hae (alias HYON Chol Hae)

    DOB: 1934

    POB: Manchuria, China

    22.12.2009

    Korean People's Army Marshal since April 2016. Deputy Director of the General Political Department of the Korean People's Army (military adviser to late Kim Jong-Il). Elected Workers' Party of Korea Central Committee member in May 2016 at 7th Congress of Workers' Party of Korea where WPK adopted a decision to continue the DPRK's nuclear programme.

    4.

    KIM Yong-chun (alias Young-chun; KIM Yong Chun)

    DOB: 4.3.1935

    Passport: 554410660

    22.12.2009

    Korean People's Army Marshal. Former deputy Chairman of the National Defence Commission, which was a key body for national defence matters in the DPRK before it was reformed into the State Affaires Commission (SAC). Former Minister of the People's Armed Forces, special adviser to late Kim Jong-Il on nuclear strategy. Elected Workers' Party of Korea Central Committee member in May 2016 at 7th Congress of Workers' Party of Korea where WPK adopted a decision to continue the DPRK's nuclear programme.

    5.

    O Kuk-Ryol (alias O Kuk Ryol)

    DOB: 1931

    POB: Jilin Province, China

    22.12.2009

    Former deputy Chairman of the National Defence Commission, which was a key body for national defence matters in the DPRK before it was reformed into the State Affaires Commission (SAC), supervising the acquisition abroad of advanced technology for nuclear and ballistic programmes. Elected Workers' Party of Korea Central Committee member in May 2016 at 7th Congress of Workers' Party of Korea where WPK adopted a decision to continue the DPRK's nuclear programme.

    6.

    PAK Jae-gyong (alias Chae-Kyong; PAK Jae Gyong)

    DOB: 1933

    Passport: 554410661

    22.12.2009

    Deputy Director of the General Political Department of the People's Armed Forces and Deputy Director of the Logistics Bureau of the People's Armed Forces (military adviser to late Kim Jong-II). Present at KIM Jong Un's inspection of Strategic Rocket Force Command.

    7.

    RYOM Yong

     

    22.12.2009

    Director of the General Bureau of Atomic Energy (entity designated by the United Nations), in charge of international relations.

    8.

    SO Sang-kuk (alias SO Sang Kuk)

    DOB: between 1932 and 1938

    22.12.2009

    Head of the Department of Nuclear Physics, Kim Il Sung University.

    9.

    Lieutenant General KIM Yong Chol

    (alias: KIM Yong-Chol; KIM Young-Chol; KIM Young-Cheol; KIM Young-Chul)

    DOB: 1946

    POB: Pyongan-Pukto, DPRK

    19.12.2011

    Elected member of Workers' Party of Korea Central Military Commission and Workers' Party of Korea Central Committee, Vice Chairman for Inter-Korean Relations. Former commander of Reconnaissance General Bureau (RGB). Promoted to United Front Department director in May 2016 at 7th Congress of Workers' Party of Korea.

    10.

    CHOE Kyong-song (alias CHOE Kyong song)

     

    20.5.2016

    Colonel General in the Korean People's Army. Former member of the Central Military Commission of the Workers' Party of Korea, which is a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    11.

    CHOE Yong-ho (alias CHOE Yong Ho)

     

    20.5.2016

    Colonel General in the Korean People's Army /Korean People's Army Air Force General. Former member of the Central Military Commission of the Workers' Party of Korea, which is a key body for national defence matters in the DPRK. Commander of Korean People's Army Air Force and Anti-aircraft force. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    12.

    HONG Sung-Mu

    (alias HUNG Sun Mu; HONG Sung Mu)

    DOB: 1.1.1942

    20.5.2016

    Deputy-director of the Munitions Industry Department (MID). In charge of the development of programmes concerning conventional arms and missiles, including ballistic missiles. One of the main persons responsible for the industrial development programmes for nuclear arms. As such, responsible for the DPRK's nuclear arms-related, ballistic-missile-related, or other weapons of mass destruction-related programmes.

    13.

    JO Kyongchol (alias JO Kyong Chol)

     

    20.5.2016

    General in the Korean People's Army. Former member of the Central Military Commission of the Workers' Party of Korea, which is a key body for national defence matters in the DPRK. Director of the Military Security Command. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. Accompanied Kim Jong Un to largest-ever long-range artillery fire drill.

    14.

    KIM Chun-sam (alias KIM Chun Sam)

     

    20.5.2016

    Lieutenant General, former member of the Central Military Commission of the Workers' Party of Korea, which is a key body for national defence matters in the DPRK. Director of the Operations Department of the Military Headquarters of the Korean People's Army and first vice chief of the Military Headquarters. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    15.

    KIM Chun-sop (alias KIM Chun Sop)

     

    20.5.2016

    Former member of the National Defence Commission which is now reformed into the State Affaires Commission (SAC), which is a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. At photo session for those who contributed to successful SLBM test in May 2015.

    16.

    KIM Jong-gak (alias KIM Jong Gak)

    DOB: 20.7.1941

    POB: Pyongyang, DPRK

    20.5.2016

    Vice Marshal in the Korean People's Army, rector of the Military University of Kim Il-Sung, former member of the Central Military Commission of the Workers' Party of Korea, which is a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    17.

    KIM Rak Kyom

    (alias KIM Rak-gyom; KIM Rak Gyom)

     

    20.5.2016

    Four Star General, Commander of the Strategic Forces (aka Strategic Rocket Forces), which now reportedly command four strategic and tactical missile units, including the KN-08 (ICBM) brigade. The EU has designated the Strategic Forces for engaging in activities that have materially contributed to the proliferation of weapons of mass destruction or their means of delivery. Former member of the Central Military Commission of the Workers' Party of Korea, which is a key body for national defence matters in the DPRK. Media reports identified KIM as attending the April 2016 ICBM engine test with KIM Jong Un. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. Ordered ballistic rocket firing drill.

    18.

    KIM Won-hong (alias KIM Won Hong)

    DOB: 7.1.1945

    POB: Pyongyang, DPRK

    Passport: 745310010

    20.5.2016

    General, Director of the State Security Department. Minister of State Security. Member of the Central Military Commission of the Workers' Party of Korea and National Defence Commission which was a key body for national defence matters in the DPRK before it was reformed into the State Affaires Commission (SAC), which are the key bodies for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    19.

    PAK Jong-chon (alias PAK Jong Chon)

     

    20.5.2016

    Colonel General (Lieutenant General) in the Korean People's Army, Chief of the Korean People's Armed Forces, Deputy Chief of Staff and Director of the Firepower Command Department. Chief of the Military Headquarters and Director of the Artillery Command Department. Former member of the Central Military Commission of the Workers' Party of Korea, which is a key body for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    20.

    RI Jong-su (alias RI Jong Su)

     

    20.5.2016

    Vice Admiral. Former member of the Central Military Commission of the Workers' Party of Korea, which is a key body for national defence matters in the DPRK. Commander in chief of the Korean Navy, which is involved in the development of ballistic-missile programmes and in the development of the nuclear capacities of the DPRK naval forces. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    21.

    SON Chol-ju (alais Son Chol Ju)

     

    20.5.2016

    Colonel General of the Korean People's Army and Political director of the Air and Anti-Air forces, which oversees the development of modernised anti-aircraft rockets. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    22.

    YUN Jong-rin (alias YUN Jong Rin)

     

    20.5.2016

    General, former member of the Central Military Commission of the Workers Party of Korea and member of the National Defence Commission, which was a key body for national defence matters in the DPRK before it was reformed into the State Affaires Commission (SAC) which are all key bodies for national defence matters in the DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    ▼M11 —————

    ▼B

    24.

    HONG Yong Chil

     

    20.5.2016

    Deputy Director of the Munitions Industry Department (MID). The Munitions Industry Department — designated by the UNSC on 2 March 2016 — is involved in key aspects of the DPRK's missile programme. MID is responsible for overseeing the development of the DPRK's ballistic missiles, including the Taepo Dong-2, weapons production and R&D programmes. The Second Economic Committee and the Second Academy of Natural Sciences — also designated in August 2010 — are subordinate to the MID. The MID in recent years has worked to develop the KN08 road-mobile ICBM. HONG has accompanied KIM Jong Un to a number of events related to the development of the DPRK's nuclear and ballistic missile programmes and is thought to have played a significant rolein the DPRK's nuclear test on 6 January 2016. Vice-Director of the Workers' Party of Korea Central Committee. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes. Present at ground jet test of new-type ICBM engine in April 2016.

    25.

    RI Hak Chol

    (aliases RI Hak Chul, RI Hak Cheol)

    DOB: 19.1.1963 or 8.5.1966

    Passport: 381320634; PS-563410163

    20.5.2016

    President of Green Pine Associated Corporation (‘Green Pine’). According to the UN Sanctions Committee, Green Pine has taken over many of the activities of the Korea Mining Development Trading Corporation (KOMID). KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Green Pine is also responsible for approximately half of the arms and related materiel exported by the DPRK. Green Pine has been identified for sanctions for exporting arms or related materiel from the DPRK. Green Pine specialises in the production of maritime military craft and armaments, such as submarines, military boats and missile systems, and has exported torpedoes and technical assistance to Iranian defence-related firms. Green Pine has been designated by the UNSC.

    26.

    YUN Chang Hyok

    DOB: 9.8.1965

    20.5.2016

    Deputy Director of the Satellite Control Centre, National Aerospace Development Administration (NADA). NADA is subject to sanctions under UNSCR 2270 (2016) for involvement in the DPRK's development of space science and technology, including satellite launches and carrier rockets. UNSCR 2270 (2016) condemned the DPRK's satellite launch of 7 February 2016 for using ballistic missile technology and being in serious violation of resolutions 1718 (2006), 1874 (2009), 2087 (2013), and 2094 (2013). As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    27.

    RI Myong Su

    DOB: 1937

    POB: Myongchon, North Hamgyong, DPRK

    7.4.2017

    Vice-President of the Central Military Commission of the Workers' Party of Korea and Chief of Staff of the People's Armed Forces. In this capacity, Ri Myong Su holds a key position for national defence matters and is responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    28.

    SO Hong Chan

    DOB: 30.12.1957

    POB: Kangwon, DPRK

    Passport: PD836410105

    Passport date of expiration: 27.11.2021

    7.4.2017

    First Vice-Minister of the People's Armed forces, member of the Central Military Commission of the Workers' Party of Korea and Colonel-General in the People's Armed Forces. In this capacity, So Hong Chan is responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    29.

    WANG Chang Uk

    DOB: 29.5.1960

    7.4.2017

    Minister for Industry and Atomic Energy. In this capacity, Wang Chang Uk is responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    30.

    JANG Chol

    DOB: 31.3.1961

    POB: Pyongyang, DPRK

    Passport: 563310042

    7.4.2017

    President of the State Academy of Sciences, an organisation dedicated to the development of technological and scientific capacities of the DPRK. In this capacity, Jang Chol holds a strategic position for the development of DPRK nuclear activities and is responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

    ▼M11 —————

    ▼M5

    32.

    RI Pyong Chol

    DOB: 1948

    First Vice Director, Munitions Industry Department

    16.10.2017

    As First Vice Director of the Munitions Industry Department, holds a pivotal position within the DPRK's ballistic missile programme. Present at most ballistic missile tests and provides briefings to Kim Jong Un, including the nuclear test and ceremony in January 2016.

    ▼B

    (b)   Legal persons, entities and bodies designated in accordance with point (a) of Article 34(4)



     

    Name (and possible aliases)

    Location

    Date of designation

    Reasons

    1.

    Korea Pugang mining and Machinery Corporation ltd

     

    22.12.2009

    Subsidiary of Korea Ryongbong General Corporation (entity designated by the UNSC, 24.4.2009); operates facilities for the production of aluminium powder, which can be used in missiles.

    2.

    Korean Ryengwang Trading Corporation

    Rakwon-dong, Pothonggang District, Pyongyang, DPRK

    22.12.2009

    Subsidiary of Korea Ryongbong General Corporation (entity designated by the UNSC, 24.4.2009).

    3.

    Sobaeku United Corp. (alias Sobaeksu United Corp.)

     

    22.12.2009

    State-owned company, involved in research into, and the acquisition, of sensitive products and equipment. It possesses several deposits of natural graphite, which provide raw material for two processing facilities, which, inter alia, produce graphite blocks that can be used in missiles.

    4.

    Yongbyon Nuclear Research Centre

     

    22.12.2009

    Research centre which has taken part in the production of military-grade plutonium. Centre maintained by the General Bureau of Atomic Energy (entity designated by the UNSC, 16.7.2009).

    ▼M11 —————

    ▼M5

    6.

    Korean People's Army

     

    16.10.2017

    The Korean People's Army includes the Strategic Rocket Force, which controls the DPRK's nuclear and conventional strategic missile units. The Strategic Rocket Force has been listed by the United Nations Security Council Resolution 2356 (2017).

    ▼B

    (c)   Natural persons designated in accordance with point (b) of Article 34(4)



     

    Name (and possible aliases)

    Identifying information

    Date of designation

    Reasons

    1.

    JON Il-chun (alias JON Il Chun)

    DOB: 24.8.1941

    22.12.2010

    In February of 2010 KIM Tong-un was discharged from his office as director of Office 39, which is, among other things, in charge of purchasing goods out of the DPRK diplomatic representations bypassing sanctions. He was replaced by JON Il-chun. Representative of the National Defence Commission which was a key body for national defence matters in the DPRK before it was reformed into the State Affaires Commission (SAC), has been elected director-general of the State Development Bank in March 2010. Elected Workers' Party of Korea Central Committee alternate member in May 2016 at the 7th Party Congress of Workers' Party of Korea, where WPK adopted a decision to continue the DPRK's nuclear programme.

    2.

    KIM Tong-un (alias KIM Tong Un)

     

    22.12.2009

    Former director of ‘Office 39’ of the Central Committee of the Workers' Party of Korea which is involved in proliferation financing. In 2011, reportedly in charge of ‘Office 38’ to raise funds for the leadership and elites.

    3.

    KIM Il-Su (alias Kim Il Su)

    DOB: 2.9.1965

    POB: Pyongyang, DPRK

    3.7.2015

    Manager in the reinsurance department of Korea National Insurance Corporation (KNIC) based in the headquarters in Pyongyang and former authorised chief representative of KNIC in Hamburg, acting on behalf of KNIC or at its direction.

    4.

    KANG Song-Sam (alias KANG Song Sam)

    DOB: 5.7.1972

    POB: Pyongyang, DPRK

    3.7.2015

    Former authorised representative of Korea National Insurance Corporation (KNIC) in Hamburg, continues to act for or on behalf of KNIC or at its direction.

    ▼M11 —————

    ▼B

    6.

    SIN Kyu-Nam (alias SIN Kyu Nam)

    DOB: 12.9.1972

    POB: Pyongyang, DPRK

    Passport PO472132950

    3.7.2015

    Director in the reinsurance department of Korea National Insurance Corporation (KNIC) based in the headquarters in Pyongyang and former authorised representative of KNIC in Hamburg, acting on behalf of KNIC or at its direction.

    7.

    PAK Chun-San (alias PAK Chun San)

    DOB: 18.12.1953

    POB: Pyongyang, DPRK

    Passport PS472220097

    3.7.2015

    Director in the reinsurance department of the Korea National Insurance Corporation (KNIC) based in the headquarters in Pyongyang at least until December 2015 and former authorised chief representative of KNIC in Hamburg, continues to act for or on behalf of KNIC or at its direction.

    8.

    SO Tong Myong

    DOB: 10.9.1956

    3.7.2015

    President of the Korea National Insurance Corporation (KNIC), KNIC Executive Management Committee Chairman (June 2012); Korea National Insurance Corporation General Manager, September 2013, acting on behalf of KNIC or at its direction.




    ANNEX XVI

    List of persons, entities or bodies referred to in Article 34(1) and 34(3)

    ▼M5

    (a)   Natural persons



     

    Name (and possible aliases)

    Identifying information

    Date of designation

    Reasons

    1.

    KIM Hyok Chan

    Date of birth: 9.6.1970.

    Passport number: 563410191 Secretary DPRK Embassy Luanda

    16.10.2017

    Kim Hyok Chan has served as a representative of Green Pine, a UN listed entity, including negotiating contracts for the refurbishment of Angolan naval vessels in violation of the prohibitions imposed by United Nations Security Council Resolutions.

    ▼M10

    2.

    CHOE Chan Il

     

    22.1.2018

    Director of the Dandong office of Korea Heungjin Trading Company, a UN designated entity. Korea Heungjin is used by KOMID, another UN designated entity, for trading purposes. KOMID was designated by the UN Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    3.

    KIM Chol Nam

     

    22.1.2018

    Director of the Dandong branch of Sobaeksu United Corp which has been designated by the Union. Representative of the Beijing branch of Korea Changgwang Trading Corporation, which has been identified by the UN Panel of Experts as an alias of KOMID. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    4.

    JON Chol Young

    Passport number: 563410192

    Diplomat DPRK Embassy Angola

    Date of birth: 30.4.1975

    22.1.2018

    Representative in Angola of Green Pine Associated Corporation and DPRK diplomat accredited to Angola.

    Green Pine has been designated by the UN for activities including violating the UN arms embargo. Green Pine has also negotiated contracts for the refurbishment of Angolan naval vessels in violation of the prohibitions imposed by United Nations Security Council Resolutions.

    5.

    AN Jong Hyuk

    a.k.a: An Jong Hyok

    Diplomat DPRK Embassy Egypt

    Date of birth: 14.3.1970

    Passport number: 563410155

    22.1.2018

    Representative of Saeng Pil Trading Corporation, an alias of Green Pine Associated Corporation, and DPRK diplomat in Egypt.

    Green Pine has been designated by the UN for activities including breach of the UN arms embargo.

    An Jong Hyuk was authorised to conduct all types of business on behalf of Saeng Pil, including signing and implementing contracts and banking business. The company specialises in the construction of naval vessels and the design, fabrication and installation of electronic communication and marine navigation equipment.

    6.

    CHOL Yun

    Third Secretary DPRK Embassy China

    22.1.2018

    Chol Yun has been identified by the UN Panel of Experts as contact person of the DPRK Company General Precious Metal involved in the sale of lithium-6, a UN prohibited nuclear-related item, and DPRK diplomat.

    General Precious Metal has previously been identified by the Union as an alias of the UN designated entity Green Pine.

    7.

    CHOE Kwang Hyok

     

    22.1.2018

    Choe Kwang Hyok has served as a representative of Green Pine Associated Corporation, a UN designated entity.

    Choe Kwang Hyok has been identified by the UN Panel of Experts as chief executive of Beijing King Helong International Trading Ltd, an alias of Green Pine. He has also been identified by the UN Panel of Experts as director of Hong Kong King Helong Int'l Trading Ltd and operator of the DPRK entity named Beijing representative office of Korea Unhasu Trading Company, which are also aliases of Green Pine.

    8.

    KIM Chang Hyok

    a.k.a: James Jin or James Kim

    Date of birth: 29.4.1963

    Place of birth: N. Hamgyong

    Passport number: 472130058

    22.1.2018

    Kim Chang Hyok has been identified by the UN Panel of Experts as the representative of Pan Systems Pyongyang in Malaysia. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations.

    Established multiple accounts in Malaysia in the name of front companies of ‘Glocom’, itself a front company of designated entity Pan Systems Pyongyang.

    9.

    PARK Young Han

     

    22.1.2018

    Director of Beijing New Technology which has been identified by the UN Panel of Experts as a front company of KOMID. KOMID was designated by the Sanctions Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons.

    Legal representative of Guancaiweixing Trading Co., Ltd, which was identified by the UN Panel of Experts as the shipper of an intercepted shipment to Eritrea of military-related items in August 2012.

    10.

    RYANG Su Nyo

    Date of birth: 11.8.1959

    Place of birth: Japan

    22.1.2018

    Director of Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations.

    11.

    PYON Won Gun

    Date of birth: 13.3.1968

    Place of birth: S. Phyongan

    Service passport number: 836220035

    Passport number: 290220142

    22.1.2018

    Director of Glocom, a front company of Pan Systems Pyongyang. Pan Systems. Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations.

    Glocom advertises radio communications equipment for military and paramilitary organisations.

    Pyon Won Gun has also been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang.

    12.

    PAE Won Chol

    Date of birth: 30.8.1969

    Place of birth: Pyongyang

    Diplomatic Passport number: 654310150

    22.1.2018

    Pae Won Chol has been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations.

    13.

    RI Sin Song

     

    22.1.2018

    Ri Sin Song has been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations.

    14.

    KIM Sung Su

     

    22.1.2018

    Kim Sung Su has been identified by the UN Panel of Experts as representative of Pan Systems Pyongyang in China. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations.

    15.

    KIM Pyong Chol

     

    22.1.2018

    Kim Pyong Chol has been identified by the UN Panel of Experts as a DPRK national operating Pan Systems Pyongyang. Pan Systems Pyongyang has been designated by the Union for assisting in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea. Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations.

    16.

    CHOE Kwang Su

    Third secretary DPRK Embassy South Africa

    Date of birth: 20.4.1955

    Passport number: 381210143 (expiration date: 3.6.2016)

    22.1.2018

    Choe Kwang Su has been identified by the UN Panel of Experts as a representative of Haegeumgang Trading Company. In this capacity Choe Kwang Su signed a DPRK-Mozambique military cooperation contract in violation of the prohibitions imposed by United Nations Security Council Resolutions. The contract concerned the supply of arms and arm-related material to Monte Binga, a company controlled by the Government of Mozambique.

    17.

    PAK In Su

    a.k.a: Daniel Pak

    Date of birth: 22.5.1957

    Place of birth: N. Hamgyong

    Diplomatic passport number: 290221242

    22.1.2018

    Pak In Su has been identified by the UN Panel of Experts as being involved in activities related to the sale of coal from DPRK in Malaysia in violation of the prohibitions imposed by the United Nations Security Council Resolutions.

    18.

    SON Young-Nam

    First Secretary DPRK Embassy Bangladesh

    22.1.2018

    Son Young-Nam has been identified by the UN Panel of Experts as being involved in the smuggling of gold and other items to the DPRK in violation of the prohibitions imposed by United Nations Security Council Resolutions.

    ▼M5

    (b)   Legal persons, entities and bodies.



     

    Name (and possible aliases)

    Location

    Date of designation

    Reasons

    1.

    Korea International Exhibition Corporation

     

    16.10.2017

    The Korea International Exhibition Corporation has assisted designated entities in the evasion of sanctions by hosting the Pyongyang International Trade Fair which provides designated entities with the opportunity to breach UN sanctions by continuing economic activity.

    2.

    Korea Rungrado General Trading Corporation

    a.k.a: Rungrado Trading Corporation

    Address: Segori-dong, Pothonggang District, Pyongyang, DPRK

    Telephone: +850-2-18111-3818022

    Fax: +850-2-3814507

    Email address: rrd@co.chesin.com

    16.10.2017

    Korea Rungrado General Trading Corporation has assisted in violating sanctions imposed by the United Nations Security Council Resolutions through the sale of Scud missiles to Egypt.

    3.

    Maritime Administrative Bureau

    a.k.a. North Korea Maritime Administration Bureau

    Address: Ryonhwa-2Dong, Central District, Pyongyang, DPRK

    PO Box 416

    Tel +850-2-18111 Ex 8059

    Fax: +850 2 381 4410

    email: mab@silibank.net.kp

    Website: www.ma.gov.kp

    16.10.2017

    The Maritime Administrative Bureau has assisted in the evasion of sanctions imposed by the United Nations Security Council including by renaming and re-registering assets of designated entities and providing false documentation to vessels subject to United Nations sanctions.

    4.

    Pan Systems Pyongyang

    a.k.a. Wonbang Trading Co.

    Address: Room 818, Pothonggang Hotel, Ansan-Dong, Pyongchon district, Pyongyang, DPRK.

    16.10.2017

    Pan Systems has assisted in the evasion of sanctions imposed by the United Nations Security Council through the attempted sale of arms and related materiel to Eritrea.

    Pan Systems is also controlled by and works on behalf of the Reconnaissance General Bureau which has been designated by the United Nations.

    ▼B




    ANNEX XVII

    List of persons, entities or bodies referred to in Article 34(1) and 34(3)

    ▼M11




    ANNEX XVIII

    Vessels referred to in points (d), (e) and (f) of Article 43(1)



    ( 1 ) Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms (OJ L 176, 27.6.2013, p. 1).

    ( 2 ) Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338).

    ( 3 ) Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1).

    ( 4 ) Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (OJ L 145, 30.4.2004, p. 1).

    ( 5 ) Directive 2002/92/EC of the European Parliament and of the Council of 9 December 2002 on insurance mediation (OJ L 9, 15.1.2003, p. 3).

    ( 6 ) Directive 2007/64/EC of the European Parliament and of the Council of 13 November 2007 on payment services in the internal market (OJ L 319, 5.12.2007, p. 1).

    ( 7 ) Directive 2009/110/EC of the European Parliament and of the Council of 16 September 2009 on the taking up, pursuit and prudential supervision of the business of electronic money institutions (OJ L 267, 10.10.2009, p. 7).

    ( 8 ) Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and business requirements for credit transfers and direct debits in euro and amending Regulation (EC) No 924/2009 (OJ L 94, 30.3.2012, p. 22)

    ( 9 ) Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items (OJ L 134, 29.5.2009, p. 1).

    ( 10 ) Regulation (EU) No 952/2013 of the European Parliament and of the Council of 9 October 2013 laying down the Union Customs Code (OJ L 269, 10.10.2013, p. 1).

    ( 11 ) Commission Delegated Regulation (EU) 2015/2446 of 28 July 2015 supplementing Regulation (EU) No 952/2013 of the European Parliament and of the Council as regards detailed rules concerning certain provisions of the Union Customs Code (OJ L 343, 29.12.2015, p. 1).

    ( 12 ) Commission Implementing Regulation (EU) 2015/2447 of 24 November 2015 laying down detailed rules for implementing certain provisions of Regulation (EU) No 952/2013 of the European Parliament and of the Council laying down the Union Customs Code (OJ L 343, 29.12.2015, p. 558).

    ( 13 ) Directive (EU) 2015/849 of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission Directive 2006/70/EC (OJ L 141, 5.6.2015, p. 73).

    ( 14 ) Regulation (EU) 2015/847 of the European Parliament and of the Council of 20 May 2015 on information accompanying transfers of funds and repealing Regulation (EC) No 1781/2006 (OJ L 141, 5.6.2015, p. 1).

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