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Judgment of the Court (Sixth Chamber) of 29 April 2004. # Procter & Gamble Company v Office for Harmonisation in the Internal Market (Trade Marks and Designs) (OHIM). # Appeal - Community trade mark - Article 7(1)(b) of Regulation (EC) No 40/94 - Three-dimensional tablets for washing machine or dishwashers - Absolute ground for refusal to register - Distinctive character. # Joined cases C-473/01 P and C-474/01 P.
Judgment of the Court (Sixth Chamber) of 29 April 2004. Procter & Gamble Company v Office for Harmonisation in the Internal Market (Trade Marks and Designs) (OHIM). Appeal - Community trade mark - Article 7(1)(b) of Regulation (EC) No 40/94 - Three-dimensional tablets for washing machine or dishwashers - Absolute ground for refusal to register - Distinctive character. Joined cases C-473/01 P and C-474/01 P.
Judgment of the Court (Sixth Chamber) of 29 April 2004. Procter & Gamble Company v Office for Harmonisation in the Internal Market (Trade Marks and Designs) (OHIM). Appeal - Community trade mark - Article 7(1)(b) of Regulation (EC) No 40/94 - Three-dimensional tablets for washing machine or dishwashers - Absolute ground for refusal to register - Distinctive character. Joined cases C-473/01 P and C-474/01 P.
European Court Reports 2004 I-05173
ECLI identifier: ECLI:EU:C:2004:260
Date of document:
29/04/2004
Date lodged:
06/12/2001
Author:
Court of Justice
Country or organisation from which the request originates:
United States, Provisional data
Form:
Judgment
Additional information:
Joined case ? 62001CJ0474
Authentic language:
English
Type of procedure:
Appeal - unfounded, Action for annulment
Judge-Rapporteur:
Macken
Advocate General:
Ruiz-Jarabo Colomer
Treaty:
Treaty establishing the European Economic Community
Office for Harmonisation in the Internal Market (Trade marks and Designs) (OHIM)
(Appeal – Community trade mark – Article 7(1)(b) of Regulation (EC) No 40/94 – Three-dimensional tablets for washing machine or dishwashers – Absolute ground for refusal to register – Distinctive character)
Summary of the Judgment
1. Community trade mark – Definition and acquisition of the Community trade mark – Absolute grounds for refusal – Trade marks
devoid of any distinctive character – Three-dimensional marks consisting of the shape of the product – Distinctive character
– Criteria by reference to which such character assessed
(Council Regulation No 40/94, Art. 7(1)( b))
2. Appeals – Pleas in law – Review by the Court of Justice of the assessment of matters of fact submitted to the Court of First
Instance – Excluded unless the sense of the evidence has been distorted – Application to the present cases of the criteria
by reference to which the distinctive character of Community trade marks is assessed
(Art. 225 EC; EC Statute of the Court of Justice, Art. 51)
1. The criteria for assessing the distinctive character, within the meaning of Article 7(1)(b) of Regulation No 40/94 on the
Community trade mark, of three-dimensional shape-of-products marks are no different from those applicable to other categories
of trade mark. None the less, for the purpose of applying those criteria, the relevant public’s perception is not necessarily
the same in relation to a three-dimensional mark consisting of the shape and colours of the product itself as it is in relation
to a word or figurative mark consisting of a sign which is independent from the appearance of the products it denotes. Average
consumers are not in the habit of making assumptions about the origin of products on the basis of their shape or the shape
of their packaging in the absence of any graphic or word element and it could therefore prove more difficult to establish
distinctiveness in relation to such a three-dimensional mark than in relation to a word or figurative mark.
In those circumstances, the more closely the shape for which registration is sought resembles the shape most likely to be
taken by the product in question, the greater the likelihood of the shape being devoid of any distinctive character. Only
a trade mark which departs significantly from the norm or customs of the sector and thereby fulfils its essential function
of indicating origin, is not devoid of any distinctive character for the purposes of that provision.
(see paras 36-37)
2. The Court of First Instance has exclusive jurisdiction to make findings of fact, save where a substantive inaccuracy in its
findings is attributable to the documents submitted to it, and to appraise those facts. That appraisal thus does not, save
where the clear sense of the evidence produced to it has been distorted, constitute a point of law which is subject, as such,
to review by the Court of Justice on appeal.
The actual application to the present cases of the criteria for assessing the distinctive character of Community trade marks,
for the purposes of Article 7(1)(b) of Regulation No 40/94, involves findings of a factual nature and, more specifically,
the finding that, as regards everyday consumer products, the level of attention paid by the average consumer to the shape
and pattern of washing-machine and dishwasher tablets is not high.
(see paras 39, 53)
JUDGMENT OF THE COURT (Sixth Chamber) 29 April 2004(1)
In Joined Cases C-473/01 P and C-474/01 P,
Procter & Gamble Company, established in Cincinnati (United States), represented by C. van Nispen and G. Kuipers, advocaten,
appellant,
TWO APPEALS against the judgments of the Court of First Instance of the European Communities (Second Chamber) of 19 September
2001 in Case T-128/00 Procter & Gamble v OHIM (square tablet with inlay) [2001] ECR II-2785 and Case T-129/00 Procter & Gamble v OHIM (rectangular tablet with inlay) [2001] ECR II-2793, seeking to have those judgments set aside in part,
the other party to the proceedings being:
Office for Harmonisation in the Internal Market (Trade Marks and Designs) (OHIM), represented by D. Schennen and C. Røhl Søberg, acting as Agents,
defendant at first instance,
THE COURT (Sixth Chamber),,
composed of: V. Skouris, acting as the President of the Sixth Chamber, J.N. Cunha Rodrigues, J.-P. Puissochet, R. Schintgen
and F. Macken (Rapporteur), Judges,
Advocate General: D. Ruiz-Jarabo Colomer, Registrar: M. Múgica Arzamendi, Principal Administrator,
after hearing oral argument from the parties at the hearing on 2 October 2003, at which Procter & Gamble Company was represented
by C. van Nispen and G. Kuipers, and the Office for Harmonisation in the Internal Market (Trade Marks and Designs) (OHIM)
by D. Schennen and A. von Mühlendahl, acting as Agent,
after hearing the Opinion of the Advocate General at the sitting on 6 November 2003,
gives the following
Judgment
1
By applications lodged at the Court Registry on 6 December 2001, Procter & Gamble Company (‘Procter & Gamble’) appealed pursuant
to Article 49 of the EC Statute of the Court of Justice against the judgments of the Court of First Instance of 19 September
2001 in Case T-128/00 Procter & Gamble v OHIM (Square tablet with inlay) [2001] ECR II-2785 (‘Case T-128/00’) and Case T‑129/00 Procter & Gamble v OHIM (Rectangular tablet with inlay) [2001] ECR II-2793 (‘Case T‑129/00’), (together hereinafter referred to as ‘the judgments under appeal’), by which the Court
of First Instance partially dismissed its actions for annulment of the decisions of the Third Board of Appeal of the Office
for Harmonisation in the Internal Market (Trade Marks and Designs) (‘OHIM’) of 8 March 2000 (Cases R‑506/1999‑1 and R‑508/1999‑1),
which had rejected its appeals against the refusal to register as Community trade marks three-dimensional tablets for washing
machines or dishwashers (‘the contested decisions’).
2
By order of the President of the Court of Justice of 20 March 2003, Cases C‑473/01 P and C‑474/01 P were joined for the purposes
of the oral procedure and the judgment.
Legal framework
3
Article 4 of Council Regulation (EC) No 40/94 of 20 December 1993 on the Community trade mark (OJ 1994 L 11, p. 1) provides:
‘A Community trade mark may consist of any signs capable of being represented graphically, particularly words, including personal
names, designs, letters, numerals, the shape of goods or of their packaging, provided that such signs are capable of distinguishing
the goods or services of one undertaking from those of other undertakings.’
4
Article 7 of the regulation provides:
‘1. The following shall not be registered:
(a)
signs which do not conform to the requirements of Article 4;
(b)
trade marks which are devoid of any distinctive character;
(c)
trade marks which consist exclusively of signs or indications which may serve, in trade, to designate the kind, quality, quantity,
intended purpose, value, geographical origin or the time of production of the goods or of rendering of the service, or other
characteristics of the goods or service; trade marks which consist exclusively of signs or indications which have become customary
in the current language or in the bona fide and established practices of the trade;
…
3. Paragraph 1(b), (c) and (d) shall not apply if the trade mark has become distinctive in relation to the goods or services
for which registration is requested in consequence of the use which has been made of it.’
Facts of the case
5
On 7 October 1998 Procter & Gamble applied to OHIM for registration as Community trade marks of the three-dimensional shapes
of two tablets, one square and the other rectangular, with chamfered edges, bevelled or slightly rounded corners, speckles
and inlays on the upper surface.
6
The products in respect of which registration is sought are in class 3 of the Nice Agreement concerning the International
Classification of Goods and Services for the Purpose of the Registration of Marks of 15 June 1957, as revised and amended,
and correspond to the description: ‘washing and bleaching preparations and other substances for laundry use; cleaning, polishing,
scouring and abrasive preparations; preparations for the washing, cleaning and care of dishes; soaps; perfumery, essential
oils, cosmetics, hair lotions; dentifrices’.
7
By decisions of 17 June 1999, the OHIM examiner refused the applications on the ground that the trade marks for which registration
was sought were devoid of distinctive character and for that reason could not be registered on account of Article 7(1)(b)
of Regulation No 40/94.
8
By the contested decisions, the Third Board of Appeal of OHIM upheld the examiner’s decisions finding that each of the marks
for which registration was sought was devoid of any distinctive character for the purposes of that provision.
9
The Board of Appeal pointed out, first, that it is clear from Article 4 of Regulation No 40/94 that the shape of a product
may be registered as a Community trade mark, provided that the shape displays certain features that are sufficiently unusual
and arbitrary to enable the relevant consumers to recognise the product, purely on the basis of its appearance, as emanating
from a specific undertaking. Given the advantages offered by products put up in tablet form for washing laundry and dishes,
the Board of Appeal went on to point out that Procter & Gamble’s competitors must also remain free to make such products using
the simplest geometrical shapes. The basic geometric shapes (square, round or rectangular) were the most obvious shapes for
such tablets and there was nothing arbitrary or fanciful about selecting a square tablet for the manufacture of solid detergents.
Finally, the Board of Appeal held that the use of ‘shouldered’ corners, bevelled edges, concave centres and colours did not
confer distinctive character on the trade marks for which registration is sought.
Procedure before the Court of First Instance and the judgments under appeal
10
By applications lodged at the Registry of the Court of First Instance on 12 May 2000, Procter & Gamble brought two actions
for annulment of the contested decisions.
11
In Case T-129/00, the Court of First Instance held that the Board of Appeal of OHIM had rightly found that the three-dimensional
trade mark for which registration is sought was devoid of any distinctive character within the meaning of Article 7(1)(b)
of Regulation No 40/94, and did so on the following grounds
‘47
As regards household goods, it is clear from Article 4 of Regulation No 40/94 that a product’s shape falls among the signs
which may constitute a Community trade mark. However, the fact that a category of signs is, in general, capable of constituting
a trade mark does not mean that signs belonging to that category necessarily have distinctive character for the purposes of
Article 7(1)(b) of Regulation No 40/94 in relation to a specific product or service.
48
According to Article 7(1)(b) of Regulation No 40/94, “trade marks which are devoid of any distinctive character” are not to
be registered. A mark which enables the goods or services in respect of which registration of the mark has been sought to
be distinguished as to their origin is to be considered as having distinctive character. It is not necessary for that purpose
for the mark to convey exact information about the identity of the manufacturer of the product or the supplier of the services.
It is sufficient that the mark enables members of the public concerned to distinguish the product or service that it designates
from those which have a different trade origin and to conclude that all the products or services that it designates have been
manufactured, marketed or supplied under the control of the owner of the mark and that the owner is responsible for their
quality (see, to that effect, Case C-39/97 Canon [1998] ECR I-5507, paragraph 28).
49
It is clear from the wording of Article 7(1)(b) of Regulation No 40/94 that a minimum degree of distinctive character is sufficient
to render the ground for refusal set out in that article inapplicable. It is therefore appropriate to ascertain – in an a priori examination not involving any consideration of the use made of the sign within the meaning of Article 7(3) of Regulation No 40/94
– whether the mark applied for will enable the members of the public targeted to distinguish the products concerned from those
having a different trade origin when they come to select a product for purchase.
50
Article 7(1)(b) of Regulation No 40/94 does not distinguish between different categories of trade marks. The criteria for
assessing the distinctive character of three-dimensional trade marks consisting of the shape of the product itself are therefore
no different from those applicable to other categories of trade marks.
51
Nevertheless, when those criteria are applied, account must be taken of the fact that the perception of the relevant section
of the public is not necessarily the same in relation to a three-dimensional mark consisting of the shape and the colours
of the product itself as it is in relation to a word mark, a figurative mark or a three-dimensional mark not consisting of
the shape of the product. Whilst the public is used to recognising the latter marks instantly as signs identifying the product,
this is not necessarily so where the sign is indistinguishable from the appearance of the product itself.
52
It is appropriate to point out that the household goods in respect of which the trade mark was sought in the present case
are widely used consumer goods. The public concerned, in the case of these goods, is all consumers. Therefore, in any assessment
of the distinctive character of the mark for which registration is sought, account must be taken of the presumed expectations
of an average consumer who is reasonably well informed and reasonably observant and circumspect (see, by analogy, Case C-210/96
Gut Springenheide and Tusky [1998] ECR I-4657, paragraphs 30 to 32).
53
The way in which the public concerned perceives a trade mark is influenced by the average consumer’s level of attention, which
is likely to vary according to the category of goods or services in question (see Case C‑342/97 Lloyd Schuhfabrik Meyer [1999] ECR I-3819, paragraph 26). The level of attention given by the average consumer to the shape and pattern of washing
machine and dishwasher tablets, being everyday consumer goods, is not high.
54
In order to ascertain whether the combination of the shape of the tablet at issue and its pattern may be perceived by members
of the public as an indication of origin, the overall impression produced by that combination must be analysed (see, by analogy,
Case C-251/95 SABEL [1997] ECR I‑6191, paragraph 23). That is not incompatible with an examination of each of the product’s individual features
in turn.
55
Since the applicant has not claimed colour in the present case, the mark applied for cannot enable the products to be identified
by reference to their origin unless the average consumer, when he sees a rectangular tablet with chamfered edges, speckles
and a triangular inlay, will recognise it irrespective of its colour and associate all products presented in that way with
the same origin.
56
The three-dimensional shape for which registration has been sought … is one of the basic geometrical shapes and is an obvious
one for a product intended for use in washing machines or dishwashers. The slightly rounded corners of the tablet are dictated
by practical considerations and are not likely to be perceived by the average consumer as a distinctive feature of the shape
claimed, capable of distinguishing it from other washing machine or dishwasher tablets. Likewise, the chamfered edges are
a barely perceptible variant on the basic shape and have no impact on the overall impression made by the tablet.
57
As regards the presence of speckles and a darker triangular inlay in the centre of the tablet, it is appropriate to examine,
first, the applicant’s claim that the Board of Appeal failed to consider the speckles. Although it is the case that the Board
of Appeal did not specifically consider them in the contested decision, it nevertheless remarked, when dealing with the …
inlay, that the use of different colours was commonplace for the goods in question … That statement demonstrates that the
Board of Appeal took the view that the speckles were not capable of rendering the mark applied for distinctive, since what
was involved was a commonplace feature. The contested decision is therefore sufficiently reasoned in that regard.
58
Further, the public concerned is used to seeing light and dark features in detergent preparations. Powder, the form in which
such products are traditionally presented, is usually very light grey or beige and appears almost white. As the applicant
itself explained at the hearing, powder often contains particles of one or more colours, which may be darker or lighter than
the product’s basic colour. The advertising carried out by the applicant and other manufacturers of detergents tends to highlight
the fact that those particles indicate the presence of various active ingredients. Those particles thus suggest certain qualities,
although that does not mean that they can be regarded as a descriptive indication in terms of Article 7(1)(c) of Regulation
No 40/94. However, it does not follow from the fact that that ground of refusal is inapplicable that light and dark features
necessarily confer a distinctive character on the mark applied for. Where, as in the present case, the target sector of the
public sees the presence of light and dark features as a suggestion that the product has certain qualities, and not as an
indication of its origin, there is no distinctive character.
59
As regards the fact that, as well as the speckles, the tablet at issue features a[n] … inlay in the centre of its upper surface,
the Board of Appeal’s finding that the presence of such an inlay is not sufficient for the tablet’s appearance to be perceived
as indicative of the product’s origin is justified. Where various ingredients are to be combined in a washing machine or dishwashing
product in tablet form, adding an inlay to the middle of the tablet is one of the most obvious solutions. The fact that the
inlay consists of a slight depression in the tablet’s centre does not change the tablet’s appearance significantly and is
therefore not likely to influence consumers’ perception.
60
Nor is the fact that a … shape has been selected for the inlay sufficient to confer distinctiveness on the mark applied for.
Associating two basic geometric shapes in such a way as is seen in the tablet at issue is one of the most obvious variations
on the get-up of the product concerned. In the absence of any additional features, capable of having an impact on consumers’
perception, that combination of shapes does not enable the public concerned to distinguish the products presented in that
way from those having a different trade origin.
61
The fact that consumers may nevertheless get into the habit of recognising the product from such a combination of shapes is
not enough, on its own, to preclude the ground for refusal based on Article 7(1)(b) of Regulation No 40/94. Such a development
in the public’s perception of the sign, if proved, may be taken into account only for the purposes of Article 7(3) of Regulation
No 40/94.
62
It does not matter in that regard that the specific combination of geometric shapes mentioned above is not currently used
for washing machine or dishwasher products. …
63
Given the overall impression created by the combination of the shape and pattern of the tablet in question, the mark applied
for does not enable consumers to distinguish the products concerned from those having a different trade origin when they come
to select a product for purchase.
64
It should be added that the inability of the mark applied for to indicate, a priori and irrespective of the use made of it within the meaning of Article 7(3) of Regulation No 40/94, the product’s origin is
not affected by how many similar tablets are already on the market. Consequently, it is not necessary to decide here whether
the distinctive character of the mark should be assessed by reference to the date on which the application for registration
is filed or the date of actual registration.
…
68
It follows that the Board of Appeal was right to hold that the three‑dimensional mark applied for is devoid of any distinctive
character as regards products falling within class 3 of the Nice Agreement and corresponding to the following description:
“washing and bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations;
preparations for the washing, cleaning and care of dishes; soaps”.’
12
The Court of First Instance reached the same conclusion in Case T‑128/00. Paragraphs 47 to 68 of that judgment are couched
in essentially the same terms as paragraphs 47 to 68 of the judgment in Case T-129/00, which are set out in the preceding
paragraph.
13
Therefore, by the judgments under appeal the Court of First Instance partially dismissed the actions brought by Procter &
Gamble against the contested decisions.
The appeals
14
In its appeals Procter & Gamble claims that the judgments under appeal should be set aside in part and that OHIM should be
ordered to pay the costs.
15
OHIM contends that the appeals should be dismissed and that Procter & Gamble should be ordered to pay the costs.
16
In support of its appeals, Procter & Gamble maintains that the Court of First Instance made an error of law in its interpretation
of Article 7(1)(b) of Regulation No 40/94. That single plea in law is subdivided, in essence, into five parts relating to:
–
the distinctive character of the trade marks for which registration is sought;
–
the need to consider the trade mark as a whole;
–
the assessment of the average consumer’s level of attention;
–
the date by reference to which the distinctive character of the trade marks should be assessed; and
–
the criterion concerning use of a trade mark.
17
OHIM contends that in the judgments under appeal the Court of First Instance did not make an error of law in its interpretation
and application of Article 7(1)(b) of Regulation No 40/94.
The first part of the plea: the distinctive character of a trade mark Arguments of the parties
18
By the first part of its plea, Procter & Gamble submits that the question whether the geometrical shape of the product is
an obvious one is not relevant. Nor is it relevant whether the slightly rounded corners or bevelled edges of the tablets in
question are likely to be perceived by the average consumer as a distinctive feature of the shape for which registration as
a trade mark is sought, capable of distinguishing them from other washing machine or dishwasher tablets. The right question
is whether the shape of the tablets, their slightly rounded corners, their bevelled edges or their chamfered sides were, at
the material time, already part of the usual get-up of tablets on the market and, if they were not, whether the difference
was perceptible, rendering it apt to confer distinctive character on the marks.
19
As regards more specifically the speckles, Procter & Gamble claims that even if the speckles, taken as an individual feature,
do not give an indication of the tablets’ origin, they are part of the overall get-up and contribute to the distinctive character
of the marks. Procter & Gamble maintains that, contrary to the finding of the Court of First Instance, the square or triangular
inlays on the upper surface of these tablets are not obvious solutions but perceptibly alter the tablets’ appearance and therefore
at least play a part in influencing the way in which the consumer perceives them.
20
The Court of First Instance held that the inability of the trade marks for which registration is sought to indicate the product’s
origin was not affected by how many similar tablets were already on the market. Procter & Gamble submits, however, that if
there were no similar tablets on the market at the material time, the get-ups of the tablets concerned were perceptibly different
and were therefore distinctive.
21
OHIM contends that the Court of First Instance correctly applied the criteria in Article 7(1)(b) of Regulation No 40/94 for
assessing whether a trade mark is distinctive, both as regards the relevant public and as regards the products in question,
since distinctive character must be assessed by reference to the specific nature of the product. The Court of First Instance
also examined each mark as a whole, with due regard to each of its components, its function and the way in which it would
be perceived by the relevant consumers. Furthermore, OHIM submits that the Court of First Instance rightly refused to take
into account whether Procter & Gamble, or its competitors, actually used the same or similar washing machine or dishwasher
tablets at the date on which the trade-mark applications were filed.
22
As regards distinctive character, OHIM maintains that a trade mark has distinctive character if it allows the products or
services claimed to be distinguished as to their trade origin and not as to their properties or characteristics. That interpretation
of distinctiveness, which was adopted by the Court of First Instance, is the only interpretation which is compatible both
with the wording of Article 7(1)(b) of Regulation No 40/94 and with the meaning and function of a trade mark.
23
For OHIM, the Court of First Instance’s finding that the perception of the relevant public is not necessarily the same in
relation to a three-dimensional trade mark consisting of the shape of the product itself as it is in relation to a word mark
is of particular importance in this instance. Whilst the public is used to recognising word marks instantly as signs identifying
the product, the same is not necessarily true where the sign is indistinguishable from the appearance of the product itself.
24
The mere shape of the product, in the absence of other elements which typically are used as signs – such as engraved words
– will not, as a general rule, be perceived by the average consumer from the outset as being a trade mark, unless the shape
has some striking feature. It is therefore necessary to define what the striking feature is which confers distinctiveness
on the shape of a product, and to do so by reference to the functions performed by trade marks. A positive definition could
be that the shape must be sufficiently fanciful, arbitrary or unusual. A negative definition would be that commonplace, obvious
or unremarkable shapes and/or combinations of shapes and colours are devoid of any distinctive character.
25
In this instance, the overall impression given by the tablets at issue is, in each of the cases culminating in the judgments
under appeal, of a non-distinctive sign. None of these tablets possesses distinctive features which would allow an average
consumer to associate it with a particular manufacturer, unless there were massive advertising and/or use, in other words
unless Article 7(3) of Regulation No 40/94 applied.
26
The test proposed by Procter & Gamble – by virtue of which it is necessary, first, to ascertain what is the usual get-up of
the relevant product on the market and, second, to determine whether, from the consumer’s point of view, the shape of the
trade mark for which registration is applied is perceptibly different – means in effect that a three-dimensional mark should
be registered if it meets just one condition, namely that it is different from any other shape, which is contrary to Article
7(1)(b) of Regulation No 40/94.
27
That test in fact amounts to imposing, for the registration of trade marks, the same conditions as those which must be met
if a design is to be registered. Although OHIM acknowledges that one and the same item may be protected under different systems
of industrial property law, it is of the utmost importance to apply the definitions and conditions corresponding to the protection
pertaining to each of those systems separately.
Findings of the Court
28
Under Article 4 of Regulation No 40/94 a Community trade mark may consist of any signs capable of being represented graphically,
provided that such signs are capable of distinguishing the products or services of one undertaking from those of other undertakings.
29
It is clear from Article 4 that both a product’s shape and its colours fall among the signs which may constitute a Community
trade mark. Therefore, a sign consisting of the three-dimensional shape of a square or rectangular tablet for washing machines
or dishwashers, with chamfered edges, bevelled or slightly rounded corners, speckles and an inlay on the upper surface may,
in principle, constitute a trade mark, provided that the two conditions mentioned in the preceding paragraph are met.
30
However, as the Court of First Instance rightly pointed out in paragraph 47 of the judgments under appeal, the fact that a
sign is, in general, capable of constituting a trade mark within the meaning of Article 4 of Regulation No 40/94 does not
mean that the sign necessarily has distinctive character for the purposes of Article 7(1)(b) of the regulation in relation
to a specific product or service.
31
Under the last-mentioned provision, trade marks which are devoid of any distinctive character are not to be registered.
32
For a trade mark to possess distinctive character for the purposes of Article 7(1)(b) of Regulation No 40/94, it must serve
to identify the product in respect of which registration is applied for as originating from a particular undertaking, and
thus to distinguish that product from those of other undertakings (see, in relation to Article 3(1)(b) of First Council Directive
89/104/EEC of 21 December 1988 to approximate the laws of the Member States relating to trade marks (OJ 1989 L 40, p. 1),
a provision which is identical to Article 7(1)(b), Joined Cases C-53/01 to C‑55/01 Linde and Others [2003] ECR I-3161, paragraph 40).
33
That distinctive character must be assessed, first, by reference to the products or services in respect of which registration
has been applied for and, second, by reference to the perception of the relevant public, which consists of average consumers
of the products or services in question, who are reasonably well informed and reasonably observant and circumspect (see, inter
alia, Linde, paragraph 41, and Case C‑363/99 KoninklijkeKPN Nederland [2004] ECR I‑0000, paragraph 34).
34
It is apparent from the grounds of the judgments under appeal that the Court of First Instance did not make an error of law
in its interpretation of Article 7(1)(b) of Regulation No 40/94.
35
The Court of First Instance, in accordance with the settled case-law of the Court of Justice, assessed whether the trade marks
at issue were devoid of any distinctive character by reference, first, to the products or services in respect of which their
registration was sought, and, second, by reference to the perception of the relevant public, which consists, in this case,
of all consumers.
36
The Court of First Instance was also correct in stating that the criteria for assessing the distinctive character of three-dimensional
shape-of-products marks are no different from those applicable to other categories of trade mark. It none the less observed
that, for the purpose of applying those criteria, the relevant public’s perception is not necessarily the same in relation
to a three-dimensional mark consisting of the shape and colours of the product itself as it is in relation to a word or figurative
mark consisting of a sign which is independent from the appearance of the products it denotes. Average consumers are not in
the habit of making assumptions about the origin of products on the basis of their shape or the shape of their packaging in
the absence of any graphic or word element and it could therefore prove more difficult to establish distinctiveness in relation
to such a three-dimensional mark than in relation to a word or figurative mark (see, to that effect, Linde, paragraph 48, and Case C‑218/01 Henkel [2004] ECR I‑0000, paragraph 52).
37
In those circumstances, the more closely the shape for which registration is sought resembles the shape most likely to be
taken by the product in question, the greater the likelihood of the shape being devoid of any distinctive character for the
purposes of Article 7(1)(b) of Regulation No 40/94. Only a trade mark which departs significantly from the norm or customs
of the sector and thereby fulfils its essential function of indicating origin, is not devoid of any distinctive character
for the purposes of that provision (see, in relation to the identical provision in Article 3(1)(b) of First Directive 89/104,
Henkel, paragraph 49).
38
It follows that, in holding that the trade marks for which registration is sought are devoid of any distinctive character
for the purposes of Article 7(1)(b) of Regulation No 40/94, the Court of First Instance did not make an error of law in relation
to either that provision or the relevant case-law of the Court of Justice.
39
The actual application by the Court of First Instance of those criteria to these cases involves findings of a factual nature.
The Court of First Instance has exclusive jurisdiction to make findings of fact, save where a substantive inaccuracy in its
findings is attributable to the documents submitted to it, and to appraise those facts. That appraisal thus does not, save
where the clear sense of the evidence produced to it has been distorted, constitute a point of law which is subject, as such,
to review by the Court of Justice on appeal (see Case C-104/00 P DKV v OHIM [2002] ECR I-7561, paragraph 22).
40
In this instance, there is nothing in the findings made by the Court of First Instance to suggest that the evidence produced
to it was distorted.
41
In view of the foregoing, the first part of the plea, which relates to the distinctive character of a trade mark, must be
rejected as unfounded.
The second part of the plea: the need to consider the trade mark as a whole Arguments of the parties
42
By the second part of its plea, Procter & Gamble submits that, in assessing whether the combination of the shapes and constituent
features of the tablets concerned may be perceived by the relevant public as an indication of the tablets’ origin, the Court
of First Instance did not actually analyse the overall impression produced by that combination, as the case-law requires it
to do. It comprehensively examined each of those features and based its subsequent conclusions on that examination but it
did not really analyse the overall impression produced by the specific combinations concerned.
43
OHIM challenges this part of the plea, maintaining that the Court of First Instance correctly considered the trade marks in
question as a whole, although it confirmed, also quite correctly, that that approach does not preclude starting with a separate
analysis of each of the individual components of the marks. OHIM, which itself carries out an analysis of that kind, contends
that the overall impression given by each of the trade marks concerned is of a sign which is not distinctive.
Findings of the Court
44
As the Court has consistently held, the average consumer normally perceives a mark as a whole and does not proceed to analyse
its various details (see SABEL, paragraph 23, and Lloyd Schuhfabrik Meyer, paragraph 25). Thus, in order to assess whether or not a trade mark has any distinctive character, the overall impression
given by it must be considered (see SABEL, paragraph 23, and, in relation to a word mark, DKV v OHIM, paragraph 24).
45
That does not mean, however, that the competent authority, responsible for ascertaining whether the trade mark for which registration
is sought – in this instance the graphic representation of a combination of the shape of a washing machine or dishwasher tablet
and its constituent features – is capable of being perceived by the public as an indication of origin, may not first examine
each of the individual features of the get-up of that mark in turn. It may be useful, in the course of the competent authority’s
overall assessment, to examine each of the components of which the trade mark concerned is composed.
46
In this instance, the Court of First Instance, having examined each of those components separately, then assessed – as is
clear from paragraphs 54 to 63 of the judgments under appeal – the overall impression deriving from the shape and other component
features of the tablets concerned, as described in paragraph 29 above, in the way required by the case-law referred to in
paragraph 44 of this judgment.
47
It follows that there is nothing in the judgments under appeal to suggest that the Court of First Instance failed to base
its assessment of the distinctive character of the trade marks for which registration is sought on the overall impression
which they produce.
48
Therefore, the second part of the plea, which relates to the need to consider the trade mark as a whole, must be rejected.
The third part of the plea: the assessment of the average consumer’s level of attention Arguments of the parties
49
By the third part of its plea, Procter & Gamble recalls that, at the date on which the relevant trade-mark applications were
filed, dishwasher tablets and, more particularly, washing machine tablets were not everyday consumer products and that at
that time they were at the top end of the market concerned. In those circumstances, Procter & Gamble maintains that, contrary
to the Court of First Instance’s finding, the level of attention paid by the average consumer of those products to their get-up
was high.
50
In any event, Procter & Gamble adds that it does not understand why the consumer’s level of attention should not be ‘high’
in relation to everyday consumer products. The everyday use of such products continually draws the consumer’s attention to
their get-up and hence is conducive to their receiving a high level of attention.
51
OHIM contends that in the judgments under appeal the Court of First Instance defined the relevant public as consisting of
average consumers, who are reasonably well informed and reasonably observant and circumspect, and described the products in
question as everyday consumer products. In that regard, OHIM submits that what is important is that washing machine or dishwasher
tablets are intended to be used every day by any consumer whatsoever. The fact that the tablets concerned are more expensive
than washing or dishwashing products in powder form and that they are products new to the market does not mean that they are
products at the top end of the market, to which consumers pay great attention.
52
Furthermore, OHIM submits that it is important to be aware of how the tablets concerned are sold, how they differ from other
forms of washing or dishwashing products, what their advantages are as against those other products, and how they are actually
used in the washing process. At no point in the tablets’ application will the consumer feel the need or the urge to ask himself
further questions about their shape or external appearance.
Findings of the Court
53
On this point, the Court of First Instance’s finding in paragraph 53 of the judgments under appeal that, since washing machine
and dishwasher tablets are everyday consumer products, the level of attention paid by the average consumer to their shape
and pattern is not high is a finding of fact, which, as has been recalled in paragraph 39 of this judgment, is not subject
to review by the Court of Justice on appeal where, as in this instance, it does not entail a distortion of the factual evidence
produced to the Court of First Instance.
54
In those circumstances, the third part of the plea, which relates to the assessment of the average consumer’s level of attention,
must also be rejected.
The fourth part of the plea: the date by reference to which the distinctive character of a trade mark must be assessed Arguments of the parties
55
By the fourth part of its plea, Procter & Gamble claims that the Court of First Instance was wrong not to adjudicate on the
question concerning the date by reference to which it is appropriate to assess the distinctive character of the trade marks
for which registration is sought. In its submission, it is appropriate in this case to ascertain what was the usual get-up
of washing-machine and dishwasher tablets on the market at the date on which the various trade-mark applications were filed
and to determine whether, from the consumer’s point of view, the get-up of the trade marks for which registration is applied
is perceptibly different.
56
OHIM argues that in the judgments under appeal the Court of First Instance did not find it necessary to adjudicate on this
point because, even at the date on which the applications for registration were filed, the trade marks in question lacked
distinctiveness. In any event, the conditions for registration of a Community trade mark must, in its submission, be met both
at the date of filing and again at the date of registration.
Findings of the Court
57
As is clear from paragraph 32 of this judgment, a trade mark has distinctive character for the purposes of Article 7(1)(b)
of Regulation No 40/94 if it serves to distinguish the products or services in respect of which registration is applied from
those of other undertakings.
58
In this case, the Court of First Instance was correct in finding, in paragraph 64 of the judgments under appeal, that it was
not necessary to decide which was the relevant date for the assessment of whether the trade marks had distinctive character
for the purposes of that provision, since it had found that the marks for which registration was sought were not capable of
identifying the origin of the products concerned and that that finding was not affected by how many similar tablets were already
on the market.
59
In those circumstances, the Court of First Instance did not make an error of law in finding that there was no need for it
to decide by reference to which of the two dates the assessment of the distinctive character of the trade marks in question
should be carried out.
60
The fourth part of the plea, which relates to the date by reference to which the distinctive character of a trade mark should
be assessed, must therefore also be rejected as unfounded.
The fifth part of the plea: the criterion concerning use of a trade mark Arguments of the parties
61
By the fifth part of its plea, Procter & Gamble submits that the public’s habit of perceiving the shape and pattern of a tablet
as indicative of a product’s origin, a habit which may be created by the use of, or advertising for, other signs, is within
the ambit of Article 7(1)(b) of Regulation 40/94 and not that of Article 7(3) of the regulation.
62
OHIM contends that the question whether a trade mark has acquired distinctiveness through use arises solely under Article
7(3) of Regulation No 40/94.
Findings of the Court
63
It is sufficient to state in this connection that such an argument is ineffective, since, as is apparent from paragraphs 31
to 38 of this judgment, the Court of First Instance correctly applied Article 7(1)(b) of Regulation No 40/94 and stated, without
making any error of law, that the trade marks for which registration was applied were devoid of any distinctive character.
64
It follows from all of the foregoing that the appeals are unfounded and must therefore be dismissed.
Costs
65
Under Article 69(2) of the Rules of Procedure, which applies to the appeal procedure by virtue of Article 118 of those rules,
the unsuccessful party is to be ordered to pay the costs if they have been applied for in the successful party’s pleadings.
As OHIM has applied for costs and Procter & Gamble has been unsuccessful, it must be ordered to pay the costs.
On those grounds,
THE COURT (Sixth Chamber)
hereby:
1.
Dismisses the appeals;
2.
Orders Procter & Gamble Company to pay the costs.
Skouris
Cunha Rodrigues
Puissochet
Schintgen
Macken
Delivered in open court in Luxembourg on 29 April 2004.