This document is an excerpt from the EUR-Lex website
Document 02008R1008-20201218
Regulation (EC) No 1008/2008 of the European Parliament and of the Council of 24 September 2008 on common rules for the operation of air services in the Community (Recast) (Text with EEA relevance)Text with EEA relevance
Consolidated text: Regulation (EC) No 1008/2008 of the European Parliament and of the Council of 24 September 2008 on common rules for the operation of air services in the Community (Recast) (Text with EEA relevance)Text with EEA relevance
Regulation (EC) No 1008/2008 of the European Parliament and of the Council of 24 September 2008 on common rules for the operation of air services in the Community (Recast) (Text with EEA relevance)Text with EEA relevance
02008R1008 — EN — 18.12.2020 — 004.001
This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document
REGULATION (EC) No 1008/2008 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 24 September 2008 on common rules for the operation of air services in the Community (Recast) (OJ L 293 31.10.2008, p. 3) |
Amended by:
|
|
Official Journal |
||
No |
page |
date |
||
REGULATION (EU) 2018/1139 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 4 July 2018 |
L 212 |
1 |
22.8.2018 |
|
REGULATION (EU) 2019/2 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 11 December 2018 |
L 11 |
1 |
14.1.2019 |
|
REGULATION (EU) 2020/696 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 25 May 2020 |
L 165 |
1 |
27.5.2020 |
|
COMMISSION DELEGATED REGULATION (EU) 2020/2114 of 16 December 2020 |
L 426 |
1 |
17.12.2020 |
|
COMMISSION DELEGATED REGULATION (EU) 2020/2115 of 16 December 2020 |
L 426 |
4 |
17.12.2020 |
REGULATION (EC) No 1008/2008 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
of 24 September 2008
on common rules for the operation of air services in the Community (Recast)
(Text with EEA relevance)
CHAPTER I
GENERAL PROVISIONS
Article 1
Subject matter
Article 2
Definitions
For the purposes of this Regulation:
‘operating licence’ means an authorisation granted by the competent licensing authority to an undertaking, permitting it to provide air services as stated in the operating licence;
‘competent licensing authority’ means an authority of a Member State entitled to grant, refuse, revoke or suspend an operating licence in accordance with Chapter II;
‘undertaking’ means any natural or legal person, whether profit-making or not, or any official body whether having its own legal personality or not;
‘air service’ means a flight or a series of flights carrying passengers, cargo and/or mail for remuneration and/or hire;
‘flight’ means a departure from a specified airport towards a specified destination airport;
‘local flight’ means a flight not involving carriage of passengers, mail and/or cargo between different airports or other authorised landing points;
‘airport’ means any area in a Member State especially adapted for air services;
‘air operator certificate (AOC)’ means a certificate delivered to an undertaking confirming that the operator has the professional ability and organisation to ensure the safety of operations specified in the certificate, as provided in the relevant provisions of Community or national law, as applicable;
‘effective control’ means a relationship constituted by rights, contracts or any other means which, either separately or jointly and having regard to the considerations of fact or law involved, confer the possibility of directly or indirectly exercising a decisive influence on an undertaking, in particular by:
the right to use all or part of the assets of an undertaking;
rights or contracts which confer a decisive influence on the composition, voting or decisions of the bodies of an undertaking or otherwise confer a decisive influence on the running of the business of the undertaking;
‘air carrier’ means an undertaking with a valid operating licence or equivalent;
‘Community air carrier’ means an air carrier with a valid operating licence granted by a competent licensing authority in accordance with Chapter II;
‘business plan’ means a detailed description of the air carrier's intended commercial activities for the period in question, in particular in relation to the expected market development and the investments to be carried out, including the financial and economic implications of these activities;
‘intra-Community air service’ means an air service operated within the Community;
‘traffic right’ means the right to operate an air service between two Community airports;
‘seat-only sales’ means the sale of seats, without any other service bundled, such as accommodation, directly to the public by the air carrier or its authorised agent or a charterer;
‘scheduled air service’ means a series of flights possessing all the following characteristics:
on each flight seats and/or capacity to transport cargo and/or mail are available for individual purchase by the public (either directly from the air carrier or from its authorised agents);
it is operated so as to serve traffic between the same two or more airports, either:
‘capacity’ means the number of seats or the payload offered to the general public on a scheduled air service over a given period;
‘air fares’ means the prices expressed in euro or in local currency to be paid to air carriers or their agents or other ticket sellers for the carriage of passengers on air services and any conditions under which those prices apply, including remuneration and conditions offered to agency and other auxiliary services;
‘air rates’ means the prices expressed in euro or in local currency to be paid for the carriage of cargo and the conditions under which those prices apply, including remuneration and conditions offered to agency and other auxiliary services;
‘Member State(s) concerned’ means the Member State(s) between or within which an air service is operated;
‘Member State(s) involved’ means the Member State(s) concerned and the Member State(s) where the air carrier(s) operating the air service is (are) licensed;
‘conurbation’ means an urban area comprising a number of cities or towns which, through population growth and expansion, have physically merged to form one continuous built up area;
‘management account’ means a detailed statement of income and costs of an air carrier for the period in question including a breakdown between air-transport-related and other activities as well as between pecuniary and non-pecuniary elements;
‘dry lease agreement’ means an agreement between undertakings pursuant to which the aircraft is operated under the AOC of the lessee;
‘wet lease agreement’ means an agreement between air carriers pursuant to which the aircraft is operated under the AOC of the lessor;
‘principal place of business’ means the head office or registered office of a Community air carrier in the Member State within which the principal financial functions and operational control, including continued airworthiness management, of the Community air carrier are exercised.
CHAPTER II
OPERATING LICENCE
Article 3
Operating licence
No undertaking established in the Community shall be permitted to carry by air passengers, mail and/or cargo for remuneration and/or hire unless it has been granted the appropriate operating licence.
An undertaking meeting the requirements of this Chapter shall be entitled to receive an operating licence.
Without prejudice to any other applicable provisions of Community, national, or international law, the following categories of air services shall not be subject to the requirement to hold a valid operating licence:
air services performed by non-power-driven aircraft and/or ultralight power-driven aircraft; and
local flights.
Article 4
Conditions for granting an operating licence
An undertaking shall be granted an operating licence by the competent licensing authority of a Member State provided that:
its principal place of business is located in that Member State;
it holds a valid AOC issued in accordance with Regulation (EU) 2018/1139 of the European Parliament and of the Council ( 1 ) either by a national authority of a Member State, by several national authorities of Member States acting jointly in accordance with Article 62(5) of that Regulation or by the European Union Aviation Safety Agency;
it has one or more aircraft at its disposal through ownership or a dry lease agreement;
its main occupation is to operate air services in isolation or combined with any other commercial operation of aircraft or the repair and maintenance of aircraft;
its company structure allows the competent licensing authority to implement the provisions of this Chapter;
Member States and/or nationals of Member States own more than 50 % of the undertaking and effectively control it, whether directly or indirectly through one or more intermediate undertakings, except as provided for in an agreement with a third country to which the Community is a party;
it meets the financial conditions specified in Article 5;
it complies with the insurance requirements specified in Article 11 and in Regulation (EC) No 785/2004; and
it complies with the provisions on good repute as specified in Article 7.
Article 5
Financial conditions for granting an operating licence
The competent licensing authority shall closely assess whether an undertaking applying for the first time for an operating licence can demonstrate that:
it can meet at any time its actual and potential obligations established under realistic assumptions, for a period of 24 months from the start of operations; and
it can meet its fixed and operational costs incurred by operations according to its business plan and established under realistic assumptions, for a period of three months from the start of operations, without taking into account any income from its operations.
Paragraphs 1 and 2 shall not apply to an undertaking applying for an operating licence intended to cover operations with aircraft of less than 10 tonnes maximum take-off mass (MTOM) and/or less than 20 seats. Such undertakings shall demonstrate that their net capital is at least EUR 100 000 or provide, when required by the competent licensing authority, all relevant information for the purposes of the assessment referred to in paragraph 1, in particular the data referred to in point 1 of Annex I.
The competent licensing authority may nevertheless apply paragraphs 1 and 2 to an undertaking applying for an operating licence under the provisions of the previous subparagraph that intends to operate scheduled air services or whose turnover exceeds EUR 3 million per year.
Article 6
Air operator certificate
The authority competent for the AOC shall inform the competent licensing authority as soon as possible of any relevant proposed changes to the AOC.
That exchange may include, without being limited to, information relating to the financial, ownership or organisational arrangements of the Community air carrier which may affect the safety or solvency of its operations or which may assist the authority competent for the AOC in performing its oversight activities related to safety. Where information is provided in confidence, measures shall be put in place to ensure that the information is appropriately protected.
Article 7
Proof of good repute
Article 8
Validity of an operating licence
An operating licence shall be valid as long as the Community air carrier complies with the requirements of this Chapter.
A Community air carrier shall at all times be able on request to demonstrate to the competent licensing authority that it meets all the requirements of this Chapter.
The competent licensing authority shall closely monitor compliance with the requirements of this Chapter. It shall in any case review compliance with these requirements in the following cases:
two years after a new operating licence has been granted;
when a potential problem has been suspected; or
at the request of the Commission.
In case the competent licensing authority suspects that financial problems of a Community air carrier might affect the safety of its operations, it shall immediately inform the authority competent for the AOC.
The operating licence shall be resubmitted for approval when a Community air carrier:
has not started operations within six months of the granting of an operating licence;
has ceased its operations for more than six months; or
which has been licensed on the basis of the first subparagraph of Article 5(3) intends to engage in operations with aircraft above the size threshold specified in Article 5(3) or no longer complies with the financial conditions set out therein.
A Community air carrier shall provide to the competent licensing authority its audited accounts no later than six months following the last day of the respective financial year, unless otherwise provided for in national law. During the first two years of operation of a Community air carrier, the data as referred to in point 3 of Annex I shall be made available to the competent licensing authority upon request.
The competent licensing authority may at any time assess the financial performance of a Community air carrier to which it has granted an operating licence by requesting the relevant information. As part of such an assessment, the Community air carrier in question shall update the data referred to in point 3 of Annex I and provide it to the competent licensing authority upon request.
A Community air carrier shall notify the competent licensing authority:
in advance of any plans for the operation of a new air service to a continent or a world region not previously served, or any other substantial change in the scale of its activities, including, but not limited to, changes in the type or number of aircraft used;
in advance of any intended mergers or acquisitions; and
within 14 days of any change in the ownership of any single shareholding which represents 10 % or more of the total shareholding of the Community air carrier or of its parent or ultimate holding company.
If the competent licensing authority deems the changes notified under paragraph 5 to have a significant bearing on the finances of the Community air carrier, it shall require the submission of a revised business plan incorporating the changes in question and covering, at least, a period of 12 months from its date of implementation as well as the data referred to in point 2 of Annex I, in addition to the information to be provided under paragraph 4.
The competent licensing authority shall take a decision on the revised business plan as to whether the Community air carrier can meet its existing and potential obligations during that period of 12 months. Such a decision shall be taken not later than three months after all the necessary information has been submitted to it.
Paragraphs 4, 5 and 6 shall not apply to Community air carriers exclusively engaged in operations with aircraft of less than 10 tonnes MTOM and/or less than 20 seats. Such Community air carriers shall at all times be able to demonstrate that their net capital is at least EUR 100 000 or to provide when required by the competent licensing authority the information relevant for the purposes of the assessment referred to in Article 9(2).
The competent licensing authority may nevertheless apply paragraphs 4, 5 and 6 to Community air carriers licensed by it that operate scheduled air services or whose turnover exceeds EUR 3 million per year.
Article 9
Suspension and revocation of an operating licence
Whenever there are clear indications that financial problems exist or when insolvency or similar proceedings are opened against a Community air carrier licensed by it the competent licensing authority shall without delay make an in-depth assessment of the financial situation and on the basis of its findings review the status of the operating licence in compliance with this Article within a time period of three months.
The competent licensing authority shall inform the Commission of its decisions, relating to the status of the operating licence.
When the audited accounts referred to in Article 8(4) have not been communicated within the deadline indicated in that Article, the competent licensing authority shall, without undue delay, request the Community air carrier to communicate these audited accounts.
If the audited accounts are not communicated within one month, the operating licence may be revoked or suspended.
Article 10
Decisions on operating licences
Article 11
Insurance requirements
Notwithstanding Regulation (EC) No 785/2004, an air carrier shall be insured to cover liability in case of accidents with respect to mail.
Article 12
Registration
Article 13
Leasing
A Community air carrier wet leasing aircraft registered in a third country from another undertaking shall obtain prior approval for the operation from the competent licensing authority. The competent authority may grant an approval if:
the Community air carrier demonstrates to the satisfaction of the competent authority that all safety standards equivalent to those imposed by Community or national law are met; and
►M2 unless otherwise provided for in an international agreement on wet-leasing signed by the Union which is based on an Air Transport Agreement to which the Union is a party and which was signed before 1 January 2008, one of the following conditions is fulfilled: ◄
the Community air carrier justifies such leasing on the basis of exceptional needs, in which case an approval may be granted for a period of up to seven months that may be renewed once for a further period of up to seven months;
the Community air carrier demonstrates that the leasing is necessary to satisfy seasonal capacity needs, which cannot reasonably be satisfied through leasing aircraft registered within the Community, in which case the approval may be renewed; or
the Community air carrier demonstrates that the leasing is necessary to overcome operational difficulties and it is not possible or reasonable to lease aircraft registered within the Community, in which case the approval shall be of limited duration strictly necessary for overcoming the difficulties.
The competent authority may attach conditions to the approval. Such conditions shall form part of the wet lease agreement.
The competent authority may refuse to grant an approval if there is no reciprocity as regards wet leasing between the Member State concerned or the Community and the third country where the wet-leased aircraft is registered.
The competent authority shall inform the Member States concerned about an approval it has granted for wet leasing aircraft registered in a third country.
Article 14
Right to be heard
The competent licensing authority shall ensure that, when adopting a decision to suspend or revoke the operating licence of a Community air carrier, the Community air carrier concerned is given the opportunity of being heard, taking into account the need, in some cases, for an urgency procedure.
CHAPTER III
ACCESS TO ROUTES
Article 15
Provision of intra-Community air services
If the Commission, on the basis of information obtained under Article 26(2), finds that the operating licence granted to a Community air carrier is not in compliance with the requirements of this Regulation it shall forward its findings to the competent licensing authority which shall send its comments to the Commission within 15 working days.
If the Commission, after examining the comments of the competent licensing authority, maintains that the operating licence is not compliant, or no comments have been received from the competent licensing authority it shall, in accordance with the procedure referred to in Article 25(2), take a decision to request the competent licensing authority to take the appropriate corrective measures or to suspend or revoke the operating licence.
The decision shall set a date by which the corrective measures or actions by the competent licensing authority shall be implemented. If the corrective measures or actions have not been implemented by that date the Community air carrier shall not be entitled to exercise its rights under paragraph 1.
The Community air carrier may resume exercising its rights under paragraph 1 upon notification to the Commission by the competent licensing authority that the corrective measures have been implemented and that the competent licensing authority has verified the implementation.
When operating intra-Community air services, a Community air carrier shall be permitted to combine air services and to enter into code share arrangements, without prejudice to the Community competition rules applicable to undertakings.
Any restrictions on the freedom of Community air carriers to operate intra-Community air services arising from bilateral agreements between Member States are hereby superseded.
Notwithstanding the provisions of bilateral agreements between Member States, and subject to the Community competition rules applicable to undertakings, Community air carriers shall be permitted by the Member State(s) concerned to combine air services and to enter into code share arrangements with any air carrier on air services to, from or via any airport in their territory from or to any point(s) in third countries.
A Member State may, in the framework of the bilateral air service agreement with the third country concerned, impose restrictions on code share arrangements between Community air carriers and air carriers of a third country, in particular if the third country concerned does not allow similar commercial opportunities to Community air carriers operating from the Member State concerned. In doing so, Member States shall ensure that restrictions imposed under such agreements do not restrict competition and are non-discriminatory between Community air carriers and that they are not more restrictive than necessary.
Article 16
General principles for public service obligations
A Member State, following consultations with the other Member States concerned and after having informed the Commission, the airports concerned and air carriers operating on the route, may impose a public service obligation in respect of scheduled air services between an airport in the Community and an airport serving a peripheral or development region in its territory or on a thin route to any airport on its territory any such route being considered vital for the economic and social development of the region which the airport serves. That obligation shall be imposed only to the extent necessary to ensure on that route the minimum provision of scheduled air services satisfying fixed standards of continuity, regularity, pricing or minimum capacity, which air carriers would not assume if they were solely considering their commercial interest.
The fixed standards imposed on the route subject to that public service obligation shall be set in a transparent and non-discriminatory way.
The necessity and the adequacy of an envisaged public service obligation shall be assessed by the Member State(s) having regard to:
the proportionality between the envisaged obligation and the economic development needs of the region concerned;
the possibility of having recourse to other modes of transport and the ability of such modes to meet the transport needs under consideration, in particular when existing rail services serve the envisaged route with a travel time of less than three hours and with sufficient frequencies, connections and suitable timings;
the air fares and conditions which can be quoted to users;
the combined effect of all air carriers operating or intending to operate on the route.
When a Member State wishes to impose a public service obligation, it shall communicate the text of the envisaged imposition of the public service obligation to the Commission, to the other Member States concerned, to the airports concerned and to the air carriers operating the route in question.
The Commission shall publish an information notice in the Official Journal of the European Union:
identifying the two airports connected by the route concerned and possible intermediate stop-over point(s);
mentioning the date of entry into force of the public service obligation; and
indicating the complete address where the text and any relevant information and/or documentation related to the public service obligation shall be made available without delay and free of charge by the Member State concerned.
Notwithstanding paragraph 8, if no Community air carrier has commenced or can demonstrate that it is about to commence sustainable scheduled air services on a route in accordance with the public service obligation which has been imposed on that route, the Member State concerned may limit access to the scheduled air services on that route to only one Community air carrier for a period of up to four years, after which the situation shall be reviewed.
This period may be up to five years if the public service obligation is imposed on a route to an airport serving an outermost region, referred to in Article 299(2) of the Treaty.
In case of sudden interruption of service by the Community air carrier selected in accordance with Article 17, the Member State concerned may, in case of emergency, select by mutual agreement a different Community air carrier to operate the public service obligation for a period up to seven months, not renewable, under the following conditions:
any compensation paid by the Member State shall be made in compliance with Article 17(8);
the selection shall be made among Community air carriers in compliance with the principles of transparency and non-discrimination;
a new call for tender shall be launched.
The Commission and the Member State(s) concerned shall be informed without delay of the emergency procedure and of its reasons. At the request of a Member State, or on its own initiative, the Commission may, in accordance with the procedure referred to in Article 25(2) suspend the procedure if it considers after its assessment that it does not meet the requirements of this paragraph or is otherwise contrary to Community law.
Article 17
Public tender procedure for public service obligation
The invitation to tender and the subsequent contract shall cover, inter alia, the following points:
the standards required by the public service obligation;
rules concerning amendment and termination of the contract, in particular to take account of unforeseeable changes;
the period of validity of the contract;
penalties in the event of failure to comply with the contract;
objective and transparent parameters on the basis of which compensation, if any, for the discharging of the public service obligations shall be calculated.
The information notice shall provide the following information:
Member State(s) concerned;
air route concerned;
period of validity of the contract;
complete address where the text of the invitation to tender and any relevant information and/or documentation related to the public tender and the public service obligation shall be made available by the Member State concerned;
deadline for submission of tenders.
The Commission shall be informed in writing and without delay of the results of the public tender and of the selection by the Member State including the following information:
numbers, names and corporate information of tenderers;
operational elements contained in the offers;
compensation requested in the offers;
name of the selected tenderer.
Article 18
Examination of public service obligations
Member States shall take all necessary measures to ensure that any decision taken under Articles 16 and 17 can be reviewed effectively and, in particular, as soon as possible on the grounds that such decisions have infringed Community law or national rules implementing Community law.
In particular, at a request of a Member State or on its own initiative, the Commission may request Member States to communicate, within two months:
a document justifying the need for the public service obligation and its compliance with the criteria mentioned in Article 16;
an analysis of the economy of the region;
an analysis of the proportionality between the envisaged obligations and the economic development objectives;
an analysis of the existing air services, if any, and of the other modes of transport available which could be considered a substitute for the envisaged imposition.
Article 19
Traffic distribution between airports and exercise of traffic rights
A Member State, after consultation with interested parties including the air carriers and airports concerned, may regulate, without discrimination among destinations inside the Community or on grounds of nationality or identity of air carriers, the distribution of air traffic between airports satisfying the following conditions:
the airports serve the same city or conurbation;
the airports are served by adequate transport infrastructure providing, to the extent possible, a direct connection making it possible to arrive at the airport within 90 minutes including, where necessary, on a cross-border basis;
the airports are linked to one another and to the city or conurbation they serve by frequent, reliable and efficient public transport services; and
the airports offer necessary services to air carriers, and do not unduly prejudice their commercial opportunities.
Any decision to regulate the distribution of air traffic between the airports concerned shall respect the principles of proportionality and transparency, and shall be based on objective criteria.
A Member State concerned shall inform the Commission of its intention to regulate the distribution of air traffic or to change an existing traffic distribution rule.
The Commission shall examine the application of paragraphs 1 and 2 of this Article and, within six months of receipt of the information from the Member State, and in accordance with the procedure referred to in Article 25(2), shall decide whether the Member State may apply the measures.
The Commission shall publish its decision in the Official Journal of the European Union and the measures shall not be applied before the publication of the Commission's approval.
Article 20
Environmental measures
Article 21
Emergency measures
A Member State may refuse, limit or impose conditions on the exercise of traffic rights to deal with sudden problems of short duration resulting from unforeseeable and unavoidable circumstances. Such action shall respect the principles of proportionality and transparency and shall be based on objective and non-discriminatory criteria.
The Commission and the other Member States shall be informed without delay of such action with its adequate justification. If the problems necessitating such action continue to exist for more than 14 days, the Member State shall inform the Commission and the other Member States accordingly and may, with the agreement of the Commission, prolong the action for further periods of up to 14 days.
Article 21a
Emergency measures linked to the COVID-19 pandemic
CHAPTER IV
PROVISIONS ON PRICING
Article 22
Pricing freedom
Article 23
Information and non-discrimination
Air fares and air rates available to the general public shall include the applicable conditions when offered or published in any form, including on the Internet, for air services from an airport located in the territory of a Member State to which the Treaty applies. The final price to be paid shall at all times be indicated and shall include the applicable air fare or air rate as well as all applicable taxes, and charges, surcharges and fees which are unavoidable and foreseeable at the time of publication. In addition to the indication of the final price, at least the following shall be specified:
air fare or air rate;
taxes;
airport charges; and
other charges, surcharges or fees, such as those related to security or fuel;
where the items listed under (b), (c) and (d) have been added to the air fare or air rate. Optional price supplements shall be communicated in a clear, transparent and unambiguous way at the start of any booking process and their acceptance by the customer shall be on an ‘opt-in’ basis.
Article 24
Penalties
Member States shall ensure compliance with the rules set out in this Chapter and shall lay down penalties for infringements thereof. Those penalties shall be effective, proportionate and dissuasive.
CHAPTER IVa
TEMPORARY RULES ON GROUNDHANDLING SERVICES
Article 24a
CHAPTER V
FINAL PROVISIONS
Article 25
Committee
Article 25a
Exercise of the delegation
Article 25b
Urgency procedure
Article 26
Cooperation and right to obtain information
Article 27
Repeal
Regulations (EEC) No 2407/92, (EEC) No 2408/92 and (EEC) No 2409/92 shall be repealed.
References to the repealed Regulations shall be construed as references to this Regulation and shall be read in accordance with the correlation table in Annex II.
Article 28
Entry into force
This Regulation shall enter into force on the day following its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
ANNEX I
INFORMATION TO BE PROVIDED PURSUANT TO ARTICLES 5 AND 8
1. Information to be provided by a first-time applicant from a financial fitness point of view
1.1. The most recent internal management accounts and, if available, audited accounts for the previous financial year.
1.2. A projected balance sheet, including profit-and-loss account, for the following three years.
1.3. The basis for projected expenditure and income figures on such items as fuel, fares and rates, salaries, maintenance, depreciation, exchange rate fluctuations, airport charges, air navigation charges, ground handling costs, insurance, etc. Traffic/revenue forecasts.
1.4. Details of the start-up costs incurred in the period from submission of an application to the commencement of operations and an explanation of how it is proposed to finance these costs.
1.5. Details of existing and projected sources of finance.
1.6. Details of shareholders, including nationality and type of shares to be held, and the Articles of Association. If part of a group of undertakings, information on the relationship between them.
1.7. Projected cash-flow statements and liquidity plans for the first three years of operation.
1.8. Details of the financing of aircraft purchase/leasing including, in the case of leasing, the terms and conditions of contract.
2. Information to be provided for assessment of the continuing financial fitness of existing licence holders planning a change in their structures or in their activities with a significant bearing on their finances
2.1. If necessary, the most recent internal management balance sheet and audited accounts for the previous financial year.
2.2. Precise details of all proposed changes e.g. change of type of service, proposed takeover or merger, modifications in share capital, changes in shareholders, etc.
2.3. A projected balance sheet, with a profit-and-loss account, for the current financial year, including all proposed changes in structure or activities with a significant bearing on finances.
2.4. Past and projected expenditure and income figures on such items as fuel, fares and rates, salaries, maintenance, depreciation, exchange rate fluctuations, airport charges, air navigation charges, ground handling costs, insurance, etc. Traffic/revenue forecasts.
2.5. Cash-flow statements and liquidity plans for the following year, including all proposed changes in structure or activities with a significant bearing on finances.
2.6. Details of the financing of aircraft purchase/leasing including, in the case of leasing, the terms and conditions of contract.
3. Information to be provided for assessment of the continuing financial fitness of existing licence holders
3.1. Audited accounts no later than six months following the last day of the relevant financial year, unless otherwise provided for in national law and, if necessary, the most recent internal management balance sheet.
3.2. A projected balance sheet, including profit-and-loss account, for the forthcoming year.
3.3. Past and projected expenditure and income figures on such items as fuel, fares and rates, salaries, maintenance, depreciation, exchange rate fluctuations, airport charges, air navigation charges, ground handling costs, insurance, etc. Traffic/revenue forecasts.
3.4. Cash-flow statements and liquidity plans for the following year.
ANNEX II
CORRELATION TABLE
(Referred to in Article 27)
Regulation (EEC) No 2407/92 |
This Regulation |
Article 1(1) |
Article 1 |
Article 1(2) |
Article 3(3) |
Article 2 |
Article 2 |
Article 3(1) |
Article 3(2) |
Article 3(2) |
the second subparagraph of Article 3(1) |
Article 3(3) |
the first subparagraph of Article 3(1) |
Article 4(1) |
Article 4 |
Article 4(2) |
Article 4(f) |
Article 4(3) |
— |
Article 4(4) |
Article 4(f) |
Article 4(5) |
the second subparagraph of Article 8(1) |
Article 5(1) |
Article 5(1) |
Article 5(2) |
Article 5(2) |
Article 5(3) |
Article 8(5) |
Article 5(4) |
Article 8(6) |
Article 5(5) |
Article 9(1) |
Article 5(6) |
Article 8(4) |
Article 5(7) |
Article 5(3) and Article 8(8) |
Article 6 |
Article 7 |
Article 7 |
Article 11 |
Article 8(1) |
Article 4(c) |
Article 8(2) |
Article 12(1) |
Article 8(3) |
Article 13(2) and (3) |
Article 8(4) |
Article 12(2) |
Article 9 |
Article 6 |
Article 10(1) |
Article 13(2) and (3) |
Article 10(2) |
Article 13(2) and (3) |
Article 11(1) |
Article 8(1) |
Article 11(2) |
Article 8(3) |
Article 11(3) |
Article 8(7) |
Article 12 |
Articles 9(2) to (6) |
Article 13(1) |
Article 10(2) |
Article 13(2) |
Article 10(1) |
Article 13(3) |
— |
Article 13(4) |
Article 10(3) |
Article 14 |
— |
Article 15 |
— |
Article 16 |
— |
Article 17 |
— |
Article 18(1) |
Article 26(1) |
Article 18(2) |
Article 26(3) |
Article 19 |
— |
ANNEX |
ANNEX I |
Regulation (EEC) No 2408/92 |
This Regulation |
Article 1(1) |
Article 1 |
Article 1(2) |
Article 1(2) |
Article 1(3) |
— |
Article 1(4) |
— |
Article 2 |
Article 2 |
Article 3(1) |
Article 15(1) and (2) |
Article 3(2) |
— |
Article 3(3) |
— |
Article 3(4) |
— |
Article 4(1)(a) |
Article 16(1) |
Article 4(1)(b) |
Article 16(3) |
Article 4(1)(c) |
Article 16(2) |
Article 4(1)(d) |
Article 16(9) |
— |
Article 17(1) |
— |
Article 17(2) |
— |
Article 17(4) |
— |
Article 17(5) |
— |
Article 17(6) |
Article 4(1)(e) |
Article 17(3) |
Article 4(1)(f) |
Article 17(7) |
Article 4(1)(g) |
— |
Article 4(1)(h) |
Article 17(8) |
— |
Article 17(9) |
— |
Article 17(10) |
Article 4(1)(i) |
Article 18(1) |
Article 4(1)(j) |
Article 16(7) |
Article 4(1)(k) |
— |
Article 4(2) |
— |
Article 4(3) |
Article 18(2) |
Article 4(4) |
— |
Article 5 |
— |
Article 6(1) and (2) |
— |
Article 7 |
Article 15(4) and (5) |
Article 8(1) |
Article 19(2) |
Article 8(2) |
Article 19(1) |
Article 8(3) |
Article 19(3) |
Article 8(4) |
— |
Article 8(5) |
— |
Article 9(1) |
Article 20(1) |
Article 9(2) |
Article 20(1) |
Article 9(3) |
Article 20(2) |
Article 9(4) |
Article 20(3) |
Article 9(5) |
Article 22(1) |
Article 9(6) |
Article 22(2) |
Article 9(7) |
— |
Article 9(8) |
— |
Article 10 |
— |
Article 11 |
Article 25 |
Article 12(1) |
Article 26(2) |
Article 12(2) |
— |
Article 13 |
— |
Article 14(1) |
Article 26(1) |
Article 14(2) |
Article 26(3) |
Article 15 |
— |
Article 16 |
— |
ANNEX I |
— |
ANNEX II |
— |
ANNEX III |
— |
— |
ANNEX II |
Regulation (EEC) No 2409/92 |
This Regulation |
Article 1(1) |
Article 1 |
Article 1(2) |
Article 21(1) |
Article 1(3) |
— |
Article 2 |
Article 2 |
Article 3 |
— |
Article 4 |
Article 23 |
Article 5(1) |
Article 22 |
Article 5(2) |
— |
Article 5(3) |
— |
Article 5(4) |
— |
Article 6 |
— |
Article 7 |
— |
Article 8 |
— |
Article 9 |
— |
Article 10(1) |
Article 26(1) |
Article 10(2) |
Article 26(3) |
Article 11 |
— |
Article 12 |
— |
— |
Article 27 |
— |
Article 28 |
( 1 ) Regulation (EU) 2018/1139 of the European Parliament and of the Council of 4 July 2018 on common rules in the field of civil aviation and establishing a European Union Aviation Safety Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/2008, (EU) No 996/2010, (EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European Parliament and of the Council and Council Regulation (EEC) No 3922/91 (OJ L 212, 22.8.2018, p. 1).
( 2 ) Council Directive 96/67/EC of 15 October 1996 on access to the groundhandling market at Community airports (OJ L 272, 25.10.1996, p. 36).