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Document 32012D0031(01)

2013/31/UE: Decisão do Banco Central Europeu, de 11 de dezembro de 2012 , que altera a Decisão BCE/2007/7 relativa aos termos e condições do TARGET2-ECB (BCE/2012/31)

OJ L 13, 17.1.2013, p. 8–11 (BG, ES, CS, DA, DE, ET, EL, EN, FR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)
Special edition in Croatian: Chapter 10 Volume 007 P. 168 - 171

Legal status of the document No longer in force, Date of end of validity: 19/03/2023; revog. impl. por 32022D0911

ELI: http://data.europa.eu/eli/dec/2013/31(1)/oj

17.1.2013   

PT

Jornal Oficial da União Europeia

L 13/8


DECISÃO DO BANCO CENTRAL EUROPEU

de 11 de dezembro de 2012

que altera a Decisão BCE/2007/7 relativa aos termos e condições do TARGET2-ECB

(BCE/2012/31)

(2013/31/UE)

A COMISSÃO EXECUTIVA DO BANCO CENTRAL EUROPEU,

Tendo em conta o Tratado sobre o Funcionamento da União Europeia, nomeadamente o seu artigo 127.o, n.o 2,

Tendo em conta os Estatutos do Sistema Europeu de Bancos Centrais e do Banco Central Europeu, nomeadamente os seus artigos 11.o-6, 17.o, 22.o e 23.o,

Tendo em conta a Orientação BCE/2012/27, de 5 de dezembro de 2012, relativa a um sistema de transferências automáticas transeuropeias de liquidações pelos valores brutos em tempo real (TARGET2), (1) nomeadamente o seu artigo 8.o, n.o 2,

Considerando o seguinte:

(1)

A Orientação BCE/2007/2, de 26 de abril de 2007, relativa a um sistema de transferências automáticas transeuropeias de liquidação por bruto em tempo real (TARGET2) (2), foi recentemente reformulada a fim de incorporar matérias anteriormente do foro interno do Eurosistema e de aditar definições e, ainda, disposições relativas à inaplicabilidade de sanções a bancos estabelecidos fora da União, à partilha de informações referentes à suspensão ou cancelamento do acesso a operações de política monetária e às consequências de tal suspensão ou cancelamento.

(2)

Torna-se, necessário, por conseguinte, alterar a Decisão BCE/2007/7, de 24 de julho de 2007, relativa aos termos e condições do TARGET2-ECB (3), a fim de: a) incorporar certos elementos da Orientação BCE/2012/27 nos termos e condições do TARGET2-ECB; e b) atualizar as referências à legislação nacional pertinente para efeitos da Diretiva 98/26/CE do Parlamento Europeu e do Conselho, de 19 de maio de 1998, relativa ao caráter definitivo da liquidação nos sistemas de pagamentos e de liquidação de valores mobiliário (4),

ADOTOU A PRESENTE DECISÃO:

Artigo 1.o

Alterações à Decisão BCE/2007/7

A Decisão BCE/2007/7 é alterada do seguinte modo:

1)

No artigo 1.o, n.o 1, alínea c), a primeira nota de rodapé é substituída pela seguinte:

«(1)

A atual política do Eurosistema para a localização de infraestruturas consta dos seguintes documentos, todos disponíveis no website do BCE www.ecb.europa.eu: a) Policy statement on euro payment and settlement systems located outside the euro area, de 3 de novembro de 1998; b) The Eurosystem’s policy line with regard to consolidation in central counterparty clearing, de 27 de setembro de 2001; c) The Eurosystem policy principles on the location and operation of infrastructures settling in euro-denominated payment transactions, de 19 de julho de 2007; d) The Eurosystem policy principles on the location and operation of infrastructures settling euro-denominated payment transactions: specification of "legally and operationally located in the euro área", de 20 de novembro de 2008 e e) The Eurosystem oversight policy framework de julho de 2011».

2)

O anexo da Decisão BCE/2007/7 é alterado de acordo com o anexo da presente decisão.

Artigo 2.o

Entrada em vigor

A presente decisão entra em vigor em 1 de janeiro de 2013.

Feito em Frankfurt am Main, em 11 de dezembro de 2012.

O Presidente do BCE

Mario DRAGHI


(1)  Ainda não publicada no Jornal Oficial.

(2)  JO L 237 de 8.9.2007, p. 1.

(3)  JO L 237 de 8.9.2007, p. 71.

(4)  JO L 166 de 11.6.1998, p. 45.


ANEXO

O anexo da Decisão BCE/2007/7 é alterado do seguinte modo:

1)

O artigo 1.o é alterado do seguinte modo:

a)

A definição de «Eurosystem CBs» é substituída pela seguinte:

«—

"Eurosystem CB" means the ECB or a euro area NCB,»;

b)

É inserida a seguinte definição:

«—

"euro area NCB" means the national central bank (NCB) of a Member State whose currency is the euro,».

2)

No artigo 20.o, o n.o 1 é substituído pelo seguinte:

«1.   For the purposes of the first sentence of Article 3(1) of the Settlement Finality Directive and the third sentence of § 116, § 96(2), § 82 and § 340(3) of the German Insolvency Code (Insolvenzordnung) and the last sentence of § 46(2) of the KWG, payment orders are deemed entered into TARGET2-ECB at the moment that the relevant participant’s PM account is debited.».

3)

No artigo 25.o, o n.o 5 é substituído pelo seguinte:

«5.   Notwithstanding Sections 675(u), 675(v), 675(x), 675y 675z, 676a, 676c of the German Civil Code (Bürgerliches Gesetzbuch), paragraphs 1 to 4 shall apply to the extent that the ECB’s liability can be excluded.».

4)

No artigo 33.o, o primeiro período do n.o 3 é substituído pelo seguinte:

«Participants, when acting as the payment service provider of a payer or payee, shall comply with all requirements resulting from administrative or restrictive measures imposed pursuant to Articles 75 or 215 of the Treaty on the Functioning of the European Union to which they are subject, including with respect to notification and/or the obtaining of consent from a competent authority in relation to the processing of transactions. In addition:».

5)

O apêndice VI é substituído pelo seguinte:

«Appendix VI

FEE SCHEDULE AND INVOICING

Fees and invoicing for direct participants

1.

The monthly fee for the processing of payment orders in TARGET2-ECB for direct participants, depending on which option the direct participant has chosen, shall be either:

(a)

EUR 150 per PM account plus a flat fee per transaction (debit entry) of EUR 0,80; or

(b)

EUR 1 875 per PM account plus a fee per transaction (debit entry) determined as follows, based on the volume of transactions (number of processed items) per month:

Band

From

To

Price

(EUR)

1

1

10 000

0,60

2

10 001

25 000

0,50

3

25 001

50 000

0,40

4

50 001

100 000

0,20

5

Above 100 000

0,125

Liquidity transfers between a participant’s PM account and its sub-accounts shall not be subject to a charge.

2.

There shall be an additional monthly fee for direct participants who do not wish the BIC of their account to be published in the TARGET2 directory of EUR 30 per account.

3.

The following invoicing rules apply to direct participants. The direct participant shall receive the invoice for the previous month specifying the fees to be paid, no later than on the fifth business day of the following month. Payment shall be made at the latest on the 10th working day of that month to the account specified by the ECB and shall be debited from that participant’s PM account.

Fees and invoicing for ancillary systems

4.

An ancillary system using the ASI or the Participant Interface, irrespective of the number of any accounts it may hold with the ASCB and/or the SCB, shall be subject to a fee schedule consisting of three elements, as set out below.

(a)

A fixed monthly fee of EUR 1 000 to be charged to each ancillary system (Fixed Fee I).

(b)

A second monthly fixed fee of between EUR 417 and EUR 4 167, in proportion to the underlying gross value of the ancillary system’s euro cash settlement transactions (Fixed Fee II):

Band

From (EUR million/day)

To (EUR million/day)

Annual fee

(EUR)

Monthly fee

(EUR)

1

0

below 1 000

5 000

417

2

1 000

below 2 500

10 000

833

3

2 500

below 5 000

20 000

1 667

4

5 000

below 10 000

30 000

2 500

5

10 000

below 50 000

40 000

3 333

6

Above 50 000

50 000

4 167

The gross value of the ancillary system’s euro cash settlement transactions shall be calculated by the ASCB once a year on the basis of such gross value during the previous year and the calculated gross value shall be applied for calculating the fee as from 1 January of each calendar year.

(c)

A transaction fee calculated on the same basis as the schedule established for direct participants in paragraph 1 of this Appendix. The ancillary systems may choose one of the two options: either to pay a flat EUR 0,80 fee per payment instruction (Option A) or to pay a fee calculated on a degressive basis (Option B), subject to the following modifications:

(i)

for Option B, the limits of the bands relating to volume of payment instructions are divided by two, and

(ii)

a monthly fixed fee of EUR 150 (under Option A) or EUR 1 875 (under Option B) shall be charged in addition to Fixed Fee I and Fixed Fee II.

5.

Any fee payable in relation to a payment instruction submitted or payment received by an ancillary system, via either the participant interface or the ASI, shall be exclusively charged to this ancillary system. The Governing Council may establish more detailed rules for the determination of billable transactions settled via the ASI.

6.

Each ancillary system shall receive an invoice from its respective ASCB for the previous month based on the fees referred to in paragraph 4, no later than the fifth business day of the following month. Payments shall be made no later than the 10th business day of this month to the account specified by the ASCB or shall be debited from an account specified by the ancillary system.

7.

For the purposes of this paragraph, each ancillary system that has been designated under Directive 98/26/EC shall be treated separately, even if two or more of them are operated by the same legal entity. The same rule shall apply to the ancillary systems that have not been designated under Directive 98/26/EC, in which case the ancillary systems shall be identified by reference to the following criteria: (a) a formal arrangement, based on a contractual or legislative instrument, e.g. an agreement among the participants and the system operator; (b) multiple membership; (c) common rules and standardised arrangements; (d) for the clearing, netting or settlement of payments or securities between the participants.».


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