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Document 32006R0198

    Commission Regulation (EC) No 198/2006 of 3 February 2006 implementing Regulation (EC) No 1552/2005 of the European Parliament and the Council on statistics relating to vocational training in enterprises (Text with EEA relevance)

    ĠU L 32, 4.2.2006, p. 15–33 (ES, CS, DA, DE, ET, EL, EN, FR, IT, LV, LT, HU, NL, PL, PT, SK, SL, FI, SV)

    Dan id-dokument ġie ppubblikat f’edizzjoni(jiet) speċjali (BG, RO, HR)

    Legal status of the document In force

    ELI: http://data.europa.eu/eli/reg/2006/198/oj

    4.2.2006   

    EN

    Official Journal of the European Union

    L 32/15


    COMMISSION REGULATION (EC) No 198/2006

    of 3 February 2006

    implementing Regulation (EC) No 1552/2005 of the European Parliament and the Council on statistics relating to vocational training in enterprises

    (Text with EEA relevance)

    THE COMMISSION OF THE EUROPEAN COMMUNITIES,

    Having regard to the Treaty establishing the European Community,

    Having regard to Regulation (EC) No 1552/2005 of the European Parliament and the Council of 7 September 2005 on statistics relating to vocational training in enterprises (1), and in particular Articles 7(3), 8(2), 9(4), 10(2), and 11(3) thereof,

    Whereas:

    (1)

    Regulation (EC) No 1552/2005 establishes a common framework for the production of Community statistics on vocational training in enterprises.

    (2)

    In order to implement Regulation (EC) No 1552/2005, measures concerning the sampling and precision requirements and sample size needed to meet these requirement, and the detailed NACE and size categories into which the results can be broken down, should be adopted.

    (3)

    The Commission should define the specific data to be collected with respect to the training and non-training enterprises and to the different forms of vocational training.

    (4)

    Implementing measures concerning the quality requirements for the data to be collected and transmitted for Community statistics on vocational training in enterprises, the structure of the quality reports and any measures necessary for assessing or improving the quality of the data should be adopted.

    (5)

    The first reference year for which the data are to be collected should be established.

    (6)

    Provisions should also be adopted concerning the appropriate technical format and interchange standard of the electronically transmitted data.

    (7)

    The measures provided for in this Regulation are in accordance with the opinion of the Statistical Programme Committee,

    HAS ADOPTED THIS REGULATION:

    Article 1

    This Regulation lays down measures to implement Regulation (EC) No 1552/2005 on statistics relating to vocational training in enterprises.

    Article 2

    The first reference year for which the data are to be collected shall be the calendar year 2005.

    Article 3

    The specific variables to be transmitted to the Commission (Eurostat) shall be as specified in Annex I.

    Article 4

    Sampling and precision requirements, the sample sizes needed to meet these requirements, and the detailed specifications of the NACE and size categories into which the results can be broken down shall be as specified in Annex II.

    Article 5

    Member States shall be responsible for data checking, error correction, imputation and weighting.

    Imputation and weighting of variables shall follow the principles laid down in Annex III. Derogation from these principles shall be fully justified and reported in the quality report.

    Article 6

    Data shall be transmitted to the Commission (Eurostat) by the means and in the format specified in Annex IV.

    Article 7

    Each Member State shall perform a quality evaluation of its data, to be presented in the form of a quality report. The quality report shall be prepared and presented to the Commission (Eurostat) in accordance with the format specified in Annex V.

    Article 8

    With a view to achieving a high level of harmonisation of the survey results across countries, the Commission (Eurostat) in close cooperation with Member States, shall propose methodological and practical recommendations and guidelines for the implementation of the survey in the form of a ‘European Union Manual’.

    Article 9

    This Regulation shall enter into force on the 20th day following its publication in the Official Journal of the European Union.

    This Regulation shall be binding in its entirety and directly applicable in all Member States.

    Done at Brussels, 3 February 2006.

    For the Commission

    Joaquín ALMUNIA

    Member of the Commission


    (1)   OJ L 255, 30.9.2005, p. 1.


    ANNEX I

    VARIABLES

    Note to the table:

    The value ‘core’ and ‘key’ in the column ‘variable group’ are explained in Annex III.

    The value ‘ID’ means that the variable is an ‘identification variable’.

    In the column ‘variable type’ the value ‘QL’ refers to ‘Qualitative variable’ and ‘QT’ refers to ‘Quantitative variable’.


    Variable name

    Variable group

    Variable type

    Variable length

    Variable format

    Variable description

    Variable remark

    COUNTRY

    ID

     

    2

    Char

    Country code

    No missing — Unique by Country

    ENTERPR

    ID

     

    6

    Num

    Enterprise ID

    No missing — Unique by case

    WEIGHT

    ID

     

    10

    Num

    Two decimal positions — Use ‘.’ as decimal separator

    No missing

    NACE_SP

    ID

     

    4

    Num

    Sampling plan NACE — Category economic activity

    No missing

    SIZE_SP

    ID

     

    1

    Num

    Sampling plan size group

    No missing

    NSTRA_SP

    ID

     

    5

    Num

    Sampling plan — Number of enterprises in the stratum defined by NACE_SP and SIZE_SP, i.e. the population

    No missing

    N_SP

    ID

     

    5

    Num

    Sampling plan — Number of sampled enterprises from the sample-frame in the stratum defined by NACE_SP and SIZE_SP

    No missing

    SUB_SP

    ID

     

    1

    Num

    Sub-sample indicator, shows if enterprise belongs to sub-sample

    No missing

    N_RESPST

    ID

     

    5

    Num

    Number of responding enterprises in the stratum defined by NACE_SP and SIZE_SP, i.e. the population

    No missing

    N_EMPREG

    ID

     

    6

    Num

    Number of persons employed according to the register

     

    RESPONSE

    ID

     

    1

    Num

    Response indicator

    No missing

    PROC

    ID

     

    2

    Num

    Record data collection method

    No missing

    IDLANGUA

    ID

     

    2

    Char

    Language identification

     

    IDREGION

    ID

     

    3

    Char

    Region identification NUTS — Level 1

    No missing

    EXTRA1

    ID

     

    10

    Num

    Extra variable 1

     

    EXTRA2

    ID

     

    10

    Num

    Extra variable 2

     

    EXTRA3

    ID

     

    10

    Num

    Extra variable 3

     

    A1

    Core

    QL

    4

    Num

    Actual NACE CODE

    Core variable — No missing — No imputation

    A2tot04

    Key

    QT

    6

    Num

    Total number of persons employed 31.12.2004

    Key variable — No missing

    A2tot05

    Core

    QT

    6

    Num

    Total number of persons employed 31.12.2005

    Core variable — No missing — No imputation

    A2m05

     

    QT

    6

    Num

    Total number of males employed 31.12.2005

     

    A2f05

     

    QT

    6

    Num

    Total number of females employed 31.12.2005

     

    A3a

     

    QT

    6

    Num

    Persons employed — Under 25 years of age

     

    A3b

     

    QT

    6

    Num

    Persons employed — 25 to 54 years of age

     

    A3c

     

    QT

    6

    Num

    Persons employed — 55 years and older

     

    A4

    Key

    QT

    12

    Num

    Total number of hours worked in the reference year 2005 by persons employed

    Key variable — No missing — in hours

    A4m

     

    QT

    12

    Num

    Total number of hours worked in the reference year 2005 by male persons employed

    In hours

    A4f

     

    QT

    12

    Num

    Total number of hours worked in the reference year 2005 by female persons employed

    In hours

    A5

    Key

    QT

    12

    Num

    Total labour costs (direct + indirect) of all persons employed in the ref year 2005

    Key variable — No missing — in euro

    A6

     

    QL

    1

    Num

    SIGNIFICANTLY new technologically improved products or services or methods of producing or delivering products and services during the reference year

     

    B1a

    Core

    QL

    1

    Num

    Internal CVT courses

    Core variable — No missing — No imputation

    B1b

    Core

    QL

    1

    Num

    External CVT courses

    Core variable — No missing — No imputation

    B2aflag

    Core

    QL

    1

    Num

    Flag — On-the-job training

    Core variable — No missing — No imputation

    B2a

     

    QT

    6

    Num

    Participants in other form of CVT — On-the-job training

     

    B2bflag

    Core

    QL

    1

    Num

    Flag — Job rotation

    Core variable — No missing — No imputation

    B2b

     

    QT

    6

    Num

    Participants in other form of CVT — Job-rotation, exchanges, secondments or study visits

     

    B2cflag

    Core

    QL

    1

    Num

    Flag — Learning and quality circles

    Core variable — No missing — No imputation

    B2c

     

    QT

    6

    Num

    Participants in other form of CVT — Learning or quality circles

     

    B2dflag

    Core

    QL

    1

    Num

    Flag — Self-directed learning

    Core variable — No missing — No imputation

    B2d

     

    QT

    6

    Num

    Participants in other form of CVT — Self-directed learning

     

    B2eflag

    Core

    QL

    1

    Num

    Flag — Attendance at conferences etc.

    Core variable — No missing — No imputation

    B2e

     

    QT

    6

    Num

    Participants in other form of CVT — Attendance at conferences, etc.

     

    B3a

     

    QL

    1

    Num

    CVT courses for persons employed in the previous year 2004

     

    B3b

     

    QL

    1

    Num

    Expect to provide CVT courses for persons employed during the next year 2006

     

    B4a

     

    QL

    1

    Num

    Other forms of CVT for persons employed in the previous year 2004

     

    B4b

     

    QL

    1

    Num

    Expect to provide other forms of CVT for persons employed during the next year 2006

     

    C1tot

    Key

    QT

    6

    Num

    Total CVT course participants

    Key variable — No missing

    C1m

     

    QT

    6

    Num

    CVT course participants — Male

     

    C1f

     

    QT

    6

    Num

    CVT course participants — Female

     

    C2a

     

    QT

    6

    Num

    CVT participants — Under 25 years of age

     

    C2b

     

    QT

    6

    Num

    CVT participants — 25 to 54 years of age

     

    C2c

     

    QT

    6

    Num

    CVT participants — 55 years and older

     

    C3tot

    Key

    QT

    10

    Num

    Paid working time (in hours) spent on all CVT courses

    Key variable — No missing — In hours

    C3i

     

    QT

    10

    Num

    Paid working time (in hours) for internal CVT courses

    In hours

    C3e

     

    QT

    10

    Num

    Paid working time (in hours) for external CVT courses

    In hours

    C4tot

    Key

    QT

    10

    Num

    Paid working time (in hours) spent on all CVT courses

    Key variable — No missing — In hours

    C4m

     

    QT

    10

    Num

    Paid working time (in hours) in CVT courses — Male

    In hours

    C4f

     

    QT

    10

    Num

    Paid working time (in hours) in CVT courses — Female

    In hours

    C5a

     

    QT

    10

    Num

    Paid working time in hours — Languages, foreign (222) and mother tongue (223)

    In hours

    C5b

     

    QT

    10

    Num

    Paid working time in hours — Sales (341) and marketing (342)

    In hours

    C5c

     

    QT

    10

    Num

    Paid working time in hours — Accounting (344) and finance (343), management and administration (345) and office work (346)

    In hours

    C5d

     

    QT

    10

    Num

    Paid working time in hours — Personal skills/development (090), working life (347)

    In hours

    C5e

     

    QT

    10

    Num

    Paid working time in hours — Computer science (481) and computer use (482)

    In hours

    C5f

     

    QT

    10

    Num

    Paid working time in hours — Engineering, manufacturing and construction (5)

    In hours

    C5g

     

    QT

    10

    Num

    Paid working time in hours — Environment protection (850) and occupational health and safety (862)

    In hours

    C5h

     

    QT

    10

    Num

    Paid working time in hours — Personal services (81), transport services (84), protection of property and persons (861) and military (863)

    In hours

    C5i

     

    QT

    10

    Num

    Paid working time in hours — Other training subjects

    In hours

    C6a

     

    QT

    10

    Num

    Paid working time (in hours) — Schools, colleges, universities and other higher education institutions

    In hours

    C6b

     

    QT

    10

    Num

    Paid working time (in hours) — Public training institutions (financed or guided by the government; e.g. adult education centre)

    In hours

    C6c

     

    QT

    10

    Num

    Paid working time in (hours) — Private training companies

    In hours

    C6d

     

    QT

    10

    Num

    Paid working time (in hours) — Private companies whose main activity is not training, (equipment suppliers, parent/associate companies)

    In hours

    C6e

     

    QT

    10

    Num

    Paid working time (in hours) — Employers’ associations, chambers of commerce, sector bodies

    In hours

    C6f

     

    QT

    10

    Num

    Paid working time (in hours) — Trade unions

    In hours

    C6g

     

    QT

    10

    Num

    Paid working time (in hours) — Other training providers

    In hours

    C7aflag

     

    QL

    1

    Num

    Flag — fees

     

    C7a

     

    QT

    10

    Num

    CVT course costs — Fees and payments for courses for employees

    In euro

    C7bflag

     

    QL

    1

    Num

    Flag — Travel costs

     

    C7b

     

    QT

    10

    Num

    CVT course costs — Travel and subsistence payments

    In euro

    C7cflag

     

    QL

    1

    Num

    Flag — Labour costs trainers

     

    C7c

     

    QT

    10

    Num

    CVT course costs — Labour costs of internal trainers

    In euro

    C7dflag

     

    QL

    1

    Num

    Flag — Training centre and teaching materials etc.

     

    C7d

     

    QT

    10

    Num

    CVT course costs — Training centre, or rooms and teaching materials for CVT courses

    In euro

    C7sflag

     

    QL

    1

    Num

    ‘Sub-total only’ flag

     

    C7sub

    Key

    QT

    10

    Num

    CVT costs sub-total

    Key variable — No missing — In euro

    PAC

    Key

    QT

    10

    Num

    Personal absence cost — to be calculated (PAC=C3tot*A5/A4)

    Key variable — No missing — In euro

    C8aflag

     

    QL

    1

    Num

    Flag — CVT contributions

     

    C8a

     

    QT

    10

    Num

    Contributions CVT

    In euro

    C8bflag

     

    QL

    1

    Num

    Flag — CVT receipts

     

    C8b

     

    QT

    10

    Num

    Receipts CVT

    In euro

    C7tot

    Key

    QT

    10

    Num

    Total cost CVT — To be calculated (C7sub + C8a – C8b)

    Key variable — No missing — In euro

    C9a1

     

    QL

    1

    Num

    Migrants and ethnic minorities — Employed

     

    C9a2

     

    QL

    1

    Num

    Migrants and ethnic minorities — Specific courses

     

    C9b1

     

    QL

    1

    Num

    Persons with a disability — Employed

     

    C9b2

     

    QL

    1

    Num

    Persons with a disability — Specific courses

     

    C9c1

     

    QL

    1

    Num

    Persons without formal qualifications — Employed

     

    C9c2

     

    QL

    1

    Num

    Persons without formal qualifications — Specific courses

     

    C9d1

     

    QL

    1

    Num

    Persons at risk of losing job/redundancy — Employed

     

    C9d2

     

    QL

    1

    Num

    Persons at risk of losing job/redundancy — Specific courses

     

    C10a1

     

    QL

    1

    Num

    Part-time contract persons — Employed

     

    C10a2

     

    QL

    1

    Num

    CVT courses geared to part-time contract holders

     

    C10b1

     

    QL

    1

    Num

    Fixed term contract persons — Employed

     

    C10b2

     

    QL

    1

    Num

    CVT courses geared to fixed term contract holders

     

    D1

     

    QL

    1

    Num

    Own or shared training centre

     

    D2

     

    QL

    1

    Num

    Person or unit within your enterprise with responsibility for the organisation of CVT

     

    D3

     

    QL

    1

    Num

    Enterprise makes use of an external advisory service

     

    D4

     

    QL

    1

    Num

    Enterprise implements regular formal procedures with the objective of evaluating the future skills needs of the enterprise

     

    D5

     

    QL

    1

    Num

    Conduct structured interviews with its employees with the objective of establishing the specific training needs of persons employed

     

    D6

     

    QL

    1

    Num

    Planning of CVT in the enterprise lead to a written training plan or programme

     

    D7

     

    QL

    1

    Num

    Annual training budget, which includes provision for CVT

     

    D8

     

    QL

    1

    Num

    Measure the satisfaction of the persons trained after the training

     

    D9

     

    QL

    1

    Num

    After the training assess the trainees to establish whether the targeted skills were in fact successfully acquired

     

    D10

     

    QL

    1

    Num

    Enterprise assess the participants’ occupational behaviour and change in performance following the training

     

    D11

     

    QL

    1

    Num

    Measures the impact of training on business performance through the use of indicators

     

    D12

     

    QL

    1

    Num

    National, sectorial or other agreements between the social partners, which influenced the CVT plans, policies and practices

     

    D13

     

    QL

    1

    Num

    Existence of a formal structure

     

    D13a

     

    QL

    1

    Num

    Role of formal structure — Objective and priority setting for CVT activities

     

    D13b

     

    QL

    1

    Num

    Role of formal structure — Establishing the criteria for the selection of the target population who should participate to CVT

     

    D13c

     

    QL

    1

    Num

    Role of formal structure — The subject matter of the CVT activity

     

    D13d

     

    QL

    1

    Num

    Role of formal structure — The budgeting process related to CVT

     

    D13e

     

    QL

    1

    Num

    Role of formal structure — The procedure for the selection external CVT providers

     

    D13f

     

    QL

    1

    Num

    Role of formal structure — Evaluation of training outcomes

     

    D14a

     

    QL

    1

    Num

    Publicly-funded advisory service aimed at identifying training needs and/or developing training plans

     

    D14b

     

    QL

    1

    Num

    Financial subsidies towards the costs of training persons employed

     

    D14c

     

    QL

    1

    Num

    Tax relief on expenditure on training persons employed

     

    D14d

     

    QL

    1

    Num

    Procedures to ensure the standards of trainers (e.g. by national registers, assessment etc.)

     

    D14e

     

    QL

    1

    Num

    Provision of recognised standards and frameworks for qualifications and certification

     

    D15a

     

    QL

    1

    Num

    The high costs of CVT courses

    Max 3 — No ranking

    D15b

     

    QL

    1

    Num

    The lack of suitable CVT courses in the market

    Max 3 — No ranking

    D15c

     

    QL

    1

    Num

    Difficulties in assessing the enterprise's CVT needs

    Max 3 — No ranking

    D15d

     

    QL

    1

    Num

    A major training effort was realised in a previous year

    Max 3 — No ranking

    D15e

     

    QL

    1

    Num

    The high workload and the limited available time of persons employed

    Max 3 — No ranking

    D15f

     

    QL

    1

    Num

    The current level of training is appropriate to the enterprises needs

    Max 3 — No ranking

    D15g

     

    QL

    1

    Num

    A higher focus on IVT than CVT

    Max 3 — No ranking

    D15h

     

    QL

    1

    Num

    Other reasons

    Max 3 — No ranking

    E1a

     

    QL

    1

    Num

    The existing skills and competences corresponded to the current needs of the enterprise

    Max 3 — No ranking

    E1b

     

    QL

    1

    Num

    The enterprise’s preferred strategy was to recruit individuals with the required skills and competencies

    Max 3 — No ranking

    E1c

     

    QL

    1

    Num

    The enterprise had difficulties in assessing its needs concerning CVT

    Max 3 — No ranking

    E1d

     

    QL

    1

    Num

    The lack of suitable CVT courses in the market

    Max 3 — No ranking

    E1e

     

    QL

    1

    Num

    The costs of CVT courses were too high for the enterprise

    Max 3 — No ranking

    E1f

     

    QL

    1

    Num

    The enterprise preferred to focus on IVT rather than CVT

    Max 3 — No ranking

    E1g

     

    QL

    1

    Num

    An investment in CVT was made in a previous year and did not require to be repeated in 2005

    Max 3 — No ranking

    E1h

     

    QL

    1

    Num

    The persons employed had no available time to participation in CVT

    Max 3 — No ranking

    E1i

     

    QL

    1

    Num

    Other reasons

    Max 3 — No ranking

    F1tot05

    Core

    QT

    6

    Num

    Total number of IVT participants in the enterprise during 2005

    Core variable — No missing — No imputation

    F1m05

     

    QT

    6

    Num

    Total number of male IVT participants in the enterprise during 2005

     

    F1f05

     

    QT

    6

    Num

    Total number of female IVT participants in the enterprise during 2005

     

    F2aflag

     

    QL

    1

    Num

    Flag — IVT individual labour costs

     

    F2a

     

    QT

    10

    Num

    IVT costs — Labour costs of individuals registered on an IVT activity

    In euro

    F2bflag

     

    QL

    1

    Num

    Flag — IVT other costs

     

    F2b

     

    QT

    10

    Num

    IVT costs — Other costs — Training fees, travel costs, teaching materials, costs of training centres etc.

    In euro

    F2cflag

     

    QL

    1

    Num

    Flag — IVT trainer or mentor labour costs

    Optional variable

    F2c

     

    QT

    10

    Num

    IVT costs — Labour costs of IVT trainers or mentors

    Optional variable — In euro

    F3aflag

     

    QL

    1

    Num

    Flag IVT contributions

     

    F3a

     

    QT

    10

    Num

    Contributions IVT

    In euro

    F3bflag

     

    QL

    1

    Num

    Flag IVT receipts

     

    F3b

     

    QT

    10

    Num

    Receipts IVT

    In euro

    F2tot

    Key

    QT

    10

    Num

    Total IVT costs (F2b + F3a – F3b)

    Key variable — No missing — In euro


    ANNEX II

    SAMPLE

    1.

    The Statistical Business Register (SBR) referred to in Council Regulation (EEC) No 2186/93 (1) shall normally be taken as the main source of the sampling frame. A nationally representative stratified probability sample of enterprises shall be taken from this frame.

    2.

    The sample shall be stratified by NACE and size category according to the following minimum specification:

    20 NACE rev1.1 categories (C, D (15-16, 17-19, 21-22, 23-26, 27-28, 29-33, 34-35, 20 + 36-37), E, F, G (50, 51, 52), H, I (60-63, 64), J (65-66, 67), K + O)

    3 enterprise size categories, according to their number of persons employed: (10-49) (50-249) (250 and more)

    3.

    A sample size shall be calculated to assure a maximum half length of the 95 % confidence interval of 0,2 for the estimated parameters, which are a proportion of ‘training enterprises’ (after allowance for the non-response rate in the sample) for each of the 60 stratified elements identified above.

    4.

    The following formula may be used in determining the sample size:

    nh = 1/[c2 . teh + 1/Nh] / rh

    Where:

    nh

    =

    the number of sampling units in the stratum cell, h

    rh

    =

    the anticipated response rate in the stratum cell, h

    c

    =

    maximum length of half the confidence interval

    teh

    =

    the anticipated proportion of training enterprises in the stratum cell, h

    Nh

    =

    the total number of enterprises (training and non-training) in the stratum cell, h


    (1)   OJ L 196, 5.8.1993, p. 1. Regulation as amended by Regulation (EC) No 1882/2003 of the European Parliament and of the Council (OJ L 284, 31.10.2003, p. 1).


    ANNEX III

    Imputation principals and record weighting

    Countries shall take all appropriate measures to reduce item and unit non-response. Prior to imputation countries shall make all reasonable efforts to use other data sources.

    Core variables, for which no missing value shall be accepted, nor imputation permitted are:

    A1, A2tot05, B1a, B1b, B2aflag, B2bflag, B2cflag, B2dflag, B2eflag, F1tot05.

    Key variables, for which every effort should be made to avoid missing values and for which imputation is recommended are:

    A2tot04, A4, A5, C1tot, C3tot, C4tot, C7sub, C7tot, PAC, F2tot.

    Imputation for item non-response shall be recommended within the following general limits (Member State experts should at all times apply their professional judgement in the application of these rules):

    1.

    When a record contains less than 50 % of variables presented then this record shall normally be considered as a unit non-response.

    2.

    For a single NACE/size cell imputations shall not be allowed if more than 50 % of the responding enterprises have missing data for more than 25 % of the quantitative variables.

    3.

    For a single NACE/size cell no imputation shall be performed on a quantitative variable if the proportion of responding enterprises for that particular variable is less than 50 %.

    4.

    For a single NACE/size cell no imputation shall be performed on a qualitative variable if the proportion of responding enterprises for that particular variable is less than 80 %.

    Quantitative and qualitative variables are identified in Annex 1.

    Departures from these principals shall be fully documented and justified in the national quality report.

    Member States shall calculate and transmit a weight to be applied to each data record together with any auxiliary variables, which may have been used in the calculation of this weight. These auxiliary variables should be recorded as the variables EXTRA1, EXTRA2, EXTRA3 as necessary. The methodology adopted for establishing the weights shall be detailed in the quality report.


    ANNEX IV

    Data file format and transmission rules

    Data shall be transmitted to the Commission (Eurostat) in electronic form by means of a secure data transmission software application (STADIUM/EDAMIS) to be made available by the Commission (Eurostat).

    Countries shall transmit two checked data sets to ESTAT:

    (a)

    the data set prior to imputation with preliminary checks;

    (b)

    the fully checked data set after imputation.

    Both data sets shall contain the variables identified in Annex 1.

    Both files shall be presented in comma separated variable (.csv) format. The first record in each file shall be a header record containing the ‘variable names’ as defined in Annex 1. Subsequent records shall detail the values of these variables for each responding enterprise.


    ANNEX V

    QUALITY REPORT FORMAT

    1.   RELEVANCE

    Implementation of the survey and the degree to which statistics meet current and potential user’s needs.

    Description and classification of users.

    Individual needs of each user group.

    Evaluation if and to what degree these needs have been satisfied.

    2.   ACCURACY

    2.1   Sampling errors

    Description of the sample design and the realised sample.

    Description of the calculation of the final weights including non-response model and auxiliary variables used.

    Estimator used, e.g. Horvitz-Thompson estimator.

    Variance of the estimates according to the sample strata.

    Variance estimation software.

    In particularly, a description of the auxiliary variables or information used should be reported in order to recalculate the final weights within Eurostat since it is needed for variance estimation.

    In case of non-response analysis, a description of the biases in the sample and results.

    Tables to be provided (broken down by NACE and size classes according to the national sampling plan):

    Number of enterprises in the sampling frame.

    Number of enterprises in the sample.

    Tables to be provided (broken down by NACE and size classes according to the national sampling plan, however allocation according to the observed enterprise characteristics):

    Coefficients of variation (1) for the following key statistics.

    Total number of persons employed.

    Total number of enterprises that provided CVT.

    Ratio of the total number of enterprises that provided CVT to the total number of enterprises.

    Total number of enterprises that provided CVT courses.

    Ratio of the total number of enterprises that provided CVT courses to the total number of enterprises.

    Total number of persons employed in enterprises that provided CVT.

    Total number of participants in CVT courses.

    Ratio of the total number of participants in CVT courses to the total number of persons employed.

    Ratio of the total number of participants in CVT courses to the total number of persons employed in enterprises that provided CVT.

    Total costs of CVT courses.

    Total number of enterprises providing IVT.

    Total number of participants in IVT.

    Total costs of IVT.

    Ratio of the total number of enterprises providing IVT to the total number of enterprises.

    2.2   Non-sampling errors

    2.2.1   Coverage errors

    Description of the register used for sampling, and its overall quality.

    Information included in the register, and its updating frequency.

    Errors due to the discrepancies between the sampling frame and the target population and sub-populations (over-coverage, under-coverage, misclassifications).

    Methods used to obtain this information.

    Notes on the processing of misclassifications.

    Tables to be provided (broken down by NACE and size classes according to the national sampling plan, however allocation according to the observed enterprise characteristics):

    Number of enterprises.

    Ratio of the number of enterprises for which the observed strata equals the sampling strata: the number of enterprises in the sampling strata. Indicate whether the changes of activities have been taken into account.

    2.2.2   Measurement errors

    Where appropriate an assessment of errors that occurred at the stage of data collection due for example to:

    The questionnaire design (results of pre-tests or laboratory methods; questioning strategies) — questionnaire to be submitted in annex.

    Reporting unit/respondent (reactions of respondents):

    Memory errors.

    Lack of attention of the respondents.

    Effects of age, education etc.

    Errors when filling the forms.

    Information system of the respondent and the use of administrative records (correspondence between the administrative and survey concept, e.g. Reference period, availability of individual data).

    Modes of data collection (comparison of different data collection methods).

    Interviewer characteristics and behaviour.

    Socio-economic characteristics.

    Different ways of administering the questionnaire.

    Different assistance to the respondent.

    Specific studies or techniques to assess these errors.

    Methods used to reduce this kind of errors.

    Detailed comments on problems with the questionnaire as a whole or with single questions (comments on all variables).

    Description and assessment of measures taken to assure the high quality of ‘participants’ and to assure that ‘participant events’ were not collected.

    2.2.3   Processing errors

    Description of the data editing process.

    Processing system and tools used.

    Errors due to coding, editing, weighting, and tabulation etc.

    Quality checks at macro/micro level.

    Corrections and failed edits breakdown into missing values, errors and anomalies.

    2.2.4   Non-response errors

    A description of the measures undertaken regarding ‘re-contacts’.

    Unit and item response rates.

    Assessment of unit non-response.

    Assessment item non-response.

    Full report on imputation procedures including methods used for imputation and/or re-weighting.

    Methodological notes and results of non-response analysis or other methods to assess the effects of non-response.

    Tables to be provided (broken down by NACE and size classes according to the national sampling plan, however allocation according to the observed enterprise characteristics):

    Unit response rates (2).

    Item response rates (3) for the following with respect to all respondents.

    Total number of hours work as a function of all respondents.

    Total labour cost as a function of all respondents.

    Item response rates for the following with respect to enterprises offering CVT courses.

    CVT courses by specific age groups as a function of enterprises offering CVT courses.

    Total number of participants in courses, males, females as a function of enterprises offering CVT courses.

    Total number of hours on CVT courses, males, females as a function of enterprises offering CVT courses.

    Number of hours on CVT courses managed internally and externally as a function of enterprises offering CVT courses.

    Total costs of CVT courses as a function of enterprises offering CVT courses.

    Item response rates for the following with respect to enterprises offering IVT.

    Total costs of IVT as a function of enterprises offering IVT.

    3.   TIMELINESS AND PUNCTUALITY

    Table of dates when each of the following phases of the project started and ended.

    Data collection.

    Sending out questionnaires.

    Reminders and follow-up.

    Face-to-face interviews.

    Data checking and editing.

    Further validation and imputation.

    Non-response survey (as appropriate).

    Estimations.

    Data transmission to Eurostat.

    Dissemination of national results.

    4.   ACCESSIBILITY AND CLARITY

    What results where or will be sent to enterprises.

    Dissemination scheme of results.

    Copy of any methodological documents relating to the statistics provided.

    5.   COMPARABILITY

    As appropriate and relevant countries should comment upon.

    Deviations from the European questionnaire.

    Was the survey linked to another national survey.

    To what extent was the survey realised through existing data in registers.

    Definitions and recommendations.

    6.   COHERENCE

    Comparison of statistics for the same phenomenon or item from other surveys or sources.

    Assessment of coherence with structural business statistics for the number of persons employed as a function of NACE and Size Group.

    Assessment of the coherence of the age group distribution of persons employed (A3a,A3b,A3c) with other national data sources as a function of NACE and size group (if available).

    Assessment of the coherence of the age group distribution of CVT participants (C2a,C2b,C2c) with other national data sources as a function of NACE and size group (if available).

    Tables to provide (broken down by NACE and size classes according to the national sampling plan, however allocation according to the observed enterprise characteristics):

    Number of persons employed from Structural Business Statistics (Commission Regulation (EC) No 2700/98 (4) — code 16 11 0).

    Number of persons employed from CVTS3.

    Percentage of differences (SBS — CVTS3)/SBS.

    Number of persons employed for each age group A3a,A3b,A3c.

    Number of persons employed in other source for each age group.

    Percentage of differences of (A3x — other national source A3x)/A3x (where x = a, b, c).

    Number of CVT participants for each age group C2a,C2b,C2c.

    Number of CVT participants in other source for each age group.

    Percentage of CVT participants (C2x — other national source of C2x)/C2x (where x = a, b, c).

    7.   BURDEN AND BENEFIT

    Analysis of the burden and benefit at the national level through for example a consideration of:

    Average time for answering to the each questionnaire.

    Problematic questions and variables.

    Which variables have been most/least useful in describing CVT at the national level.

    Estimated or actual satisfaction level of data users at the national level.

    Different burden for small and large enterprises.

    Efforts made to reduce burden.


    (1)  The coefficient of variation is the ratio of the square root of the variance of the estimator to the expected value. It is estimated by the ratio of the square root of the estimate of the sampling variance to the estimated value. The estimation of the sampling variance must take into account the sampling design and changes of strata.

    (2)  The unit response rate is the ratio of the number of in scope respondents to the number of questionnaires sent to the population selected.

    (3)  The item response rate for a variable is the ratio of the number of available data to the number of available and missing data (equal to the number of in scope respondents).

    (4)   OJ L 344, 18.12.1998, p. 49. Regulation as last amended by Regulation (EC) No 1670/2003 (OJ L 244, 29.9.2003, p. 74).


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