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Document 32019R1083
Commission Implementing Regulation (EU) 2019/1083 of 21 June 2019 amending Council Regulation (EU) 2017/1509 concerning restrictive measures against the Democratic People's Republic of Korea
Commission Implementing Regulation (EU) 2019/1083 of 21 June 2019 amending Council Regulation (EU) 2017/1509 concerning restrictive measures against the Democratic People's Republic of Korea
Commission Implementing Regulation (EU) 2019/1083 of 21 June 2019 amending Council Regulation (EU) 2017/1509 concerning restrictive measures against the Democratic People's Republic of Korea
C/2019/4890
IO L 171, 26.6.2019, p. 8–99
(BG, ES, CS, DA, DE, ET, EL, EN, FR, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)
In force
26.6.2019 |
EN |
Official Journal of the European Union |
L 171/8 |
COMMISSION IMPLEMENTING REGULATION (EU) 2019/1083
of 21 June 2019
amending Council Regulation (EU) 2017/1509 concerning restrictive measures against the Democratic People's Republic of Korea
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Regulation (EU) 2017/1509 of 30 August 2017 concerning restrictive measures against the Democratic People's Republic of Korea (1), and in particular Article 46(b) thereof,
Whereas:
(1) |
Council Regulation (EU) 2017/1509 gives effect to measures provided for in Council Decision (CFSP) 2016/849 (2). |
(2) |
On 5 August and 11 September 2017, the United Nations Security Council adopted Resolutions (UNSCR) 2371 (2017) and 2375 (2017) respectively providing for new measures against North Korea. In accordance with paragraphs 4 and 5 of Resolution UNSCR 2371 (2017) and paragraphs 4 and 5 of Resolution UNSCR 2375 (2017), on 22 August, 5 September, 29 September and 2 October 2017, the Sanctions Committee established pursuant to Resolution UNSCR 1718 (2006) published four lists of additional conventional arms and weapons of mass destruction-related items, materials, equipment, goods, and technology to which prohibitions on the supply, procurement, transfer, as well as the prohibitions related to technical and financial assistance apply. |
(3) |
Following the adoption of Resolutions UNSCR 2371 (2017) and 2375 (2017), on 14 September and 10 October 2017 respectively the Council adopted Decision (CFSP) 2017/1562 (3) and Decision (CFSP) 2017/1838 (4). Council Regulation (EU) 2017/1548 (5) and Council Regulation (EU) 2017/1836 (6) amended Council Regulation (EU) No 2017/1509 accordingly, by adding parts VI, VII, VIII and IX to Annex II as well as a reference to the relevant UN lists. |
(4) |
The goods and technology to be included in parts VI, VII, VIII and IX of Annex II of Regulation (EU) 2017/1509 and the related categories in Council Regulation No 428/2009 (7) should be identified. Parts I, II, III, IV and V of Annex II should be amended to reflect the structure used in parts VI, VII, VIII and IX. |
(5) |
Annex II of Council Regulation (EU) 2017/1509 should therefore be amended accordingly, |
HAS ADOPTED THIS REGULATION:
Article 1
Annex II to Regulation (EU) 2017/1509 is amended in accordance with the Annex to this Regulation.
Article 2
This Regulation shall enter into force on the fifth day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 21 June 2019.
For the Commission,
On behalf of the President,
Head of the Service for Foreign Policy Instruments
(1) OJ L 224, 31.8.2017, p. 1.
(2) Council Decision (CFSP) 2016/849 of 27 May 2016 concerning restrictive measures against the Democratic People's Republic of Korea and repealing Decision 2013/183/CFSP (OJ L 141, 28.5.2016, p. 79).
(3) Council Decision (CFSP) 2017/1562 of 14 September 2017 amending Decision (CFSP) 2016/849 concerning restrictive measures against the Democratic People's Republic of Korea (OJ L 237, 15.9.2017, p. 86)
(4) Council Decision (CFSP) 2017/1838 of 10 October 2017 amending Decision (CFSP) 2016/849 concerning restrictive measures against the Democratic People's Republic of Korea (OJ L 261, 11.10.2017, p. 17).
(5) Council Regulation (EU) 2017/1548 of 14 September 2017 amending Regulation (EU) 2017/1509 concerning restrictive measures against the Democratic People's Republic of Korea (OJ L 237, 15.9.2017, p. 39).
(6) Council Regulation (EU) 2017/1836 of 10 October 2017 amending Regulation (EU) 2017/1509 concerning restrictive measures against the Democratic People's Republic of Korea (OJ L 261, 11.10.2017, p. 1).
(7) Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items (OJ L 134, 29.5.2009, p. 1).
ANNEX
Annex II to Council Regulation (EU) 2017/1509 is replaced by the following:
‘ANNEX II
Goods and technology referred to in points (a) and (c) of Article 3(1) and in Article 7
The notes, acronyms and abbreviations, and the definitions in Annex I to Regulation (EC) No 428/2009 apply for the purpose of this Annex.
PART I
All goods and technology listed in Annex I to Regulation (EC) No 428/2009.
PART II
Other items, materials, equipment, goods and technology which could contribute to DPRK's nuclear-related, other weapons of mass destruction-related or ballistic missile-related programmes.
Unless otherwise stated, reference numbers used in the column entitled ‘Description’ refer to the descriptions of dual use items and technology set out in Annex I to Regulation (EC) No 428/2009.
A reference number in the column entitled ‘Related item from Annex I to Regulation (EC) No 428/2009’ means that the characteristics of the item described in the column ‘Description’ lie outside the parameters set out in the description of the dual use entry referred to.
Definitions of terms between ‘single quotation marks’ are given in a technical note to the relevant item.
Definitions of terms between "double quotation marks" can be found in Annex I to Regulation (EC) No 428/2009, except the following:
GENERAL NOTES
The object of the prohibitions contained in this Annex should not be defeated by the export of any non-prohibited goods (including plant) containing one or more prohibited components when the prohibited component or components are the principal element of the goods and can feasibly be removed or used for other purposes.
N.B.: In judging whether the prohibited component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the prohibited component or components as the principal element of the goods being procured.
Goods specified in this Annex include both new and used goods.
GENERAL TECHNOLOGY NOTE (GTN)
(To be read in conjunction with Part C)
The sale, supply, transfer or export of "technology" which is "required" for the "development", "production" or "use" of goods the sale, supply, transfer or export of which is prohibited in Part A (Goods), is prohibited in accordance with the provisions of Part B.
The "technology" "required" for the "development", "production" or "use" of prohibited goods remains under prohibition even when applicable to non-prohibited goods.
Prohibitions do not apply to that "technology" which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not prohibited.
Prohibitions on "technology" transfer do not apply to information "in the public domain", to "basic scientific research" or to the minimum necessary information for patent applications.
A. GOODS
II.A0. NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||
II.A0.001 |
Hollow cathode lamps as follows:
|
N/A |
||||||
II.A0.002 |
Faraday isolators in the wavelength range 500 nm – 650 nm. |
N/A |
||||||
II.A0.003 |
Optical gratings in the wavelength range 500 nm – 650 nm. |
N/A |
||||||
II.A0.004 |
Optical fibres in the wavelength range 500 nm – 650 nm coated with anti-reflecting layers in the wavelength range 500 nm – 650 nm and having a core diameter greater than 0,4 mm but not exceeding 2 mm. |
N/A |
||||||
II.A0.005 |
Nuclear reactor vessel components and testing equipment, other than those specified in 0A001, as follows:
|
0A001 |
||||||
II.A0.006 |
Nuclear detection systems, other than those specified in 0A001.j. or 1A004.c., for detection, identification or quantification of radioactive materials or radiation of nuclear origin and specially designed components thereof. N.B: For personal equipment refer to II.A1.004 below. |
0A001.j. 1A004.c. |
||||||
II.A0.007 |
Bellows-sealed valves other than those specified in 0B001.c.6., 2A226 or 2B350, made of aluminium alloy or stainless steel type 304, 304L or 316L. |
0B001.c.6. 2A226 2B350 |
||||||
II.A0.008 |
Laser mirrors, other than those specified in 6A005.e., consisting of substrates having a thermal expansion coefficient of 10– 6 K– 1 or less at 20 °C (e.g. fused silica or sapphire). Note: This item does not cover optical systems specially designed for astronomical applications, except if the mirrors contain fused silica. |
0B001.g.5. 6A005.e. |
||||||
II.A0.009 |
Laser lenses, other than those specified in 6A005.e.2, consisting of substrates having a thermal expansion coefficient of 10– 6 K– 1 or less at 20 °C (e.g. fused silica). |
0B001.g. 6A005.e.2. |
||||||
II.A0.010 |
Pipes, piping, flanges, fittings made of, or lined with nickel, or nickel alloy containing more than 40 % nickel by weight, other than those specified in 2B350.h.1. |
2B350 |
||||||
II.A0.011 |
Vacuum pumps other than those specified in 0B002.f.2. or 2B231, as follows:
|
0B002.f.2. 2B231 |
||||||
II.A0.012 |
Shielded enclosures for the manipulation, storage and handling of radioactive substances (hot cells). |
0B006 |
||||||
II.A0.013 |
‘Natural uranium’ or ‘depleted uranium’ or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing, other than those specified in 0C001. |
0C001 |
||||||
II.A0.014 |
Detonation chambers having a capacity of explosion absorption of more than 2,5 kg TNT equivalent. |
N/A |
II.A1. SPECIAL MATERIALS AND RELATED EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||
II.A1.001 |
Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) Chemical Abstract Number (CAS): [CAS 298-07-7] solvent in any quantity, with a purity greater than 90 %. |
N/A |
||||||||||||||||||||||
II.A1.002 |
Fluorine gas CAS: [7782-41-4], with a purity of at least 95 %. |
N/A |
||||||||||||||||||||||
II.A1.003 |
Ring-shaped seals and gaskets, having an inner diameter of 400 mm or less, made of any of the following materials:
|
1A001 |
||||||||||||||||||||||
II.A1.004 |
Personal equipment for detecting radiation of nuclear origin, other than that specified in 1A004.c., including personal dosimeters. |
1A004.c. |
||||||||||||||||||||||
II.A1.005 |
Electrolytic cells for fluorine production, other than those specified in 1B225, with an output capacity greater than 100 g of fluorine per hour. |
1B225 |
||||||||||||||||||||||
II.A1.006 |
Catalysts, other than those specified in 1A225 or 1B231, containing platinum, palladium or rhodium, usable for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water. |
1A225 1B231 |
||||||||||||||||||||||
II.A1.007 |
Aluminium and its alloys, other than those specified in 1C002.b.4. or 1C202.a., in crude or semi-fabricated form having either of the following characteristics:
Technical note: The phrase alloys ‘capable of’ encompasses alloys before or after heat treatment. |
1C002.b.4. 1C202.a. |
||||||||||||||||||||||
II.A1.008 |
Magnetic metals, of all types and of whatever form, other than those specified in 1C003.a. having an ‘initial relative permeability’ of 120 000 or more and a thickness between 0,05 mm and 0,1 mm. Technical note: Measurement of ‘initial relative permeability’ must be performed on fully annealed materials. |
1C003.a. |
||||||||||||||||||||||
II.A1.009 |
‘Fibrous or filamentary materials’ or prepregs, other than those specified in 1C010.a., 1C010.b., 1C210.a. or 1C210.b., as follows:
|
1C010.a. 1C010.b. 1C210.a. 1C210.b. |
||||||||||||||||||||||
II.A1.010 |
Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carbon-coated fibres (preforms) or ‘carbon fibre preforms’, as follows:
|
1C010 1C210 |
||||||||||||||||||||||
II.A1.011 |
Reinforced silicon carbide ceramic composites usable for nose tips, re-entry vehicles, nozzle flaps, usable in ‘missiles’, other than those specified in 1C107. |
1C107 |
||||||||||||||||||||||
II.A1.012 |
Not used. |
|
||||||||||||||||||||||
II.A1.013 |
Tantalum, tantalum carbide, tungsten, tungsten carbide and alloys thereof, other than those specified in 1C226, having both of the following characteristics:
|
1C226 |
||||||||||||||||||||||
II.A1.014 |
‘Elemental powders’ of cobalt, neodymium or samarium or alloys or mixtures thereof containing at least 20 % by weight of cobalt, neodymium or samarium, with a particle size less than 200 μm. Technical note: ‘Elemental powder’ means a high purity powder of one element. |
N/A |
||||||||||||||||||||||
II.A1.015 |
Pure tributyl phosphate (TBP) [CAS No 126-73-8] or any mixture having a TBP content of more than 5 % by weight. |
N/A |
||||||||||||||||||||||
II.A1.016 |
Maraging steel, other than those specified by 1C116 or 1C216. Technical notes:
|
1C116 1C216 |
||||||||||||||||||||||
II.A1.017 |
Metals, metal powders and material as follows:
|
1C117 1C226 |
||||||||||||||||||||||
II.A1.018 |
Soft magnetic alloys, other than those specified in 1C003, having a chemical composition as follows:
|
1C003 |
||||||||||||||||||||||
II.A1.019 |
Not used. |
|
||||||||||||||||||||||
II.A1.020 |
Graphite, other than that specified in 0C004 or 1C107.a., designed or specified for use in Electrical Discharge Machining (EDM) machines. |
0C004 1C107.a. |
||||||||||||||||||||||
II.A1.021 |
Steel alloys in sheet or plate form, having any of the following characteristics:
Note: the phrase alloys ‘capable of’ encompasses alloys before or after heat treatment. Technical note: ‘nitrogen-stabilised duplex stainless steel’ has a two-phase microstructure consisting of grains of ferritic and austenitic steel with the addition of nitrogen to stabilise the microstructure. |
1C116 1C216 |
||||||||||||||||||||||
II.A1.022 |
Carbon-Carbon Composite material. |
1A002.b.1 |
||||||||||||||||||||||
II.A1.023 |
Nickel alloys in crude or semi-fabricated form, containing 60 % by weight or more nickel. |
1C002.c.1.a |
||||||||||||||||||||||
II.A1.024 |
Titanium alloys in sheet or plate form ‘capable of’ an ultimate tensile strength of 900 MPa or more at 293 K (20 °C). Note: the phrase alloys ‘capable of’ encompasses alloys before or after heat treatment. |
1C002.b.3 |
||||||||||||||||||||||
II.A1.025 |
Titanium alloys, other than those specified in 1C002 and 1C202. |
1C002 1C202 |
||||||||||||||||||||||
II.A1.026 |
Zirconium and zirconium alloys, other than those specified in 1C011, 1C111 and 1C234. |
1C011 1C111 1C234 |
||||||||||||||||||||||
II.A1.027 |
Explosive materials other than those specified in 1C239, or materials or mixtures containing more than 2 % by weight of such explosive materials, with a crystalline density higher than 1,5 g/cm3 and with a detonation speed higher than 5 000 m/s. |
1C239 |
II.A2. MATERIALS PROCESSING
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||
II.A2.001 |
Vibration test systems, equipment and components thereof, other than those specified in 2B116:
|
2B116 |
||||||||||||||||||||||||||||
II.A2.002 |
Machine tools, other than those specified in 2B001 or 2B201 and any combination thereof, for removing (or cutting) metals, ceramics, or ‘composites’ that, according to the manufacturer's technical specification, can be equipped with electronic devices for ‘numerical control’, having positioning accuracies of equal to or less (better) than 30 μm according to ISO 230/2 (1988) or national equivalents along any linear axis. Technical note: Manufacturers calculating positioning accuracy in accordance with ISO 230/2 (1997) should consult the competent authorities of the Member State in which they are established. |
2B001 2B201 |
||||||||||||||||||||||||||||
II.A2.002a |
Components and numerical controls, specially designed for machine tools specified in 2B001, 2B201 or I.A2.002 above. |
N/A |
||||||||||||||||||||||||||||
II.A2.003 |
Balancing machines and related equipment as follows:
Technical note: ‘Indicator heads’ are sometimes known as balancing instrumentation. |
2B119 |
||||||||||||||||||||||||||||
II.A2.004 |
Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, other than those specified in 2B225, having either of the following characteristics:
Technical note: Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of master/slave type or operated by joystick or keypad. |
2B225 |
||||||||||||||||||||||||||||
II.A2.005 |
Controlled atmosphere heat treatment furnaces or oxidation furnaces capable of operation at temperatures above 400 °C. Note: This item does not cover tunnel kilns with roller or car conveyance, tunnel kilns with conveyor belt, pusher type kilns or shuttle kilns, specially designed for the production of glass, tableware ceramics or structural ceramics. |
2B226 2B227 |
||||||||||||||||||||||||||||
II.A2.006 |
Not used. |
|
||||||||||||||||||||||||||||
II.A2.007 |
‘Pressure transducers’, other than those defined in 2B230, capable of measuring absolute pressures at any point in the range 0 to 200 kPa and having both of the following characteristics:
Technical note: For the purposes of 2B230 ‘accuracy’ includes non-linearity, hysteresis and repeatability at ambient temperature. |
2B230 |
||||||||||||||||||||||||||||
II.A2.008 |
Liquid-liquid contacting equipment (mixer-settlers, pulsed columns, plate columns, centrifugal contactors); and liquid distributors, vapour distributors or liquid collectors designed for such equipment, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:
Technical note: ‘Carbon graphite’ is a composition consisting of amorphous carbon and graphite, in which the graphite content is 8 % or more by weight. |
2B350.e. |
||||||||||||||||||||||||||||
II.A2.009 |
Industrial equipment and components, other than those specified in 2B350.d., as follows: Heat exchangers or condensers with a heat transfer surface area greater than 0,05 m2, and less than 30 m2; and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the fluid(s) are made from any of the following materials:
Note: This item does not cover vehicle radiators. Technical note: The materials used for gaskets and seals and other implementation of sealing functions do not determine the status of control of the heat exchanger. |
2B350.d. |
||||||||||||||||||||||||||||
II.A2.010 |
Multiple-seal, and seal-less pumps, other than those specified in 2B350.i, suitable for corrosive fluids, or vacuum pumps and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:
Technical notes: The materials used for gaskets and seals and other implementations of sealing functions do not determine the status of control of the pump. The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers. |
2B350.i. |
||||||||||||||||||||||||||||
II.A2.011 |
‘Centrifugal separators’, other than those specified in 2B352.c., capable of continuous separation without the propagation of aerosols and manufactured from:
Technical note: ‘Centrifugal separators’ include decanters. |
2B352.c. |
||||||||||||||||||||||||||||
II.A2.012 |
Sintered metal filters, other than those specified in 2B352.d., made of nickel or nickel alloy with more than 40 % nickel by weight. |
2B352.d. |
||||||||||||||||||||||||||||
II.A2.013 |
Spin-forming machines and flow-forming machines, other than those specified by 2B009, 2B109 or 2B209 and specially designed components therefor. Technical note: For the purpose of this item, machines combining the functions of spin-forming and flow-forming are regarded as flow-forming machines. |
2B009 2B109 2B209 |
||||||||||||||||||||||||||||
II.A2.014 |
Equipment and reagents, other than those specified in 2B350 or 2B352, as follows:
|
2B350 2B352 |
||||||||||||||||||||||||||||
II.A2.015 |
Equipment, other than that specified in 2B005, 2B105 or 3B001.d., for the deposition of metallic overlays as follows, and specially designed components and accessories therefor:
|
2B005 2B105 3B001.d. |
||||||||||||||||||||||||||||
II.A2.016 |
Open tanks or containers, with or without agitators, with a total internal (geometric) volume greater than 0,5 m3 (500 litres), where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:
Technical note: The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers. |
2B350 |
II.A3. ELECTRONICS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||
II.A3.001 |
High voltage direct current power supplies, other than those specified in 0B001.j.5. or 3A227, having both of the following characteristics:
|
0B001.j.5. 3A227 |
||||||||||||||||
II.A3.002 |
Mass spectrometers, other than those specified in 0B002.g. or 3A233, capable of measuring ions of 200 atomic mass units or more and having a resolution of better than 2 parts in 200, as follows, and ion sources therefor:
|
0B002.g. 3A233 |
||||||||||||||||
II.A3.003 |
Frequency changers or generators, other than those specified by 0B001.b.13. or 3A225, having all of the following characteristics, and specially designed components and software therefor:
Technical notes:
|
0B001.b.13. 3A225 |
||||||||||||||||
II.A3.004 |
Spectrometers and diffractometers, designed for the indicative test or quantitative analysis of the elemental composition of metals or alloys without chemical decomposition of the material. |
N/A |
II.A6. SENSORS AND LASERS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||
II.A6.001 |
Yttrium aluminium garnet (YAG) rods. |
N/A |
||||||||
II.A6.002 |
Optical equipment and components, other than those specified in 6A002 or 6A004.b. as follows: Infrared optics in the wavelength range 9 μm – 17 μm and components thereof, including cadmium telluride (CdTe) components. |
6A002 6A004.b. |
||||||||
II.A6.003 |
Wave front corrector systems, other than mirrors specified in 6A004.a., 6A005.e. or 6A005.f., for use with a laser beam having a diameter exceeding 4 mm, and specially designed components thereof, including control systems, phase front sensors and ‘deformable mirrors’ including bimorph mirrors. |
6A004.a. 6A005.e. 6A005.f. |
||||||||
II.A6.004 |
Argon ion ‘lasers’, other than those specified in 0B001.g.5., 6A005.a.6. and/or 6A205.a., having an average output power equal to or greater than 5 W. |
0B001.g.5. 6A005.a.6. 6A205.a. |
||||||||
II.A6.005 |
Semiconductor ‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.b., and components thereof, as follows:
Notes:
|
0B001.g.5. 0B001.h.6. 6A005.b. |
||||||||
II.A6.006 |
Tunable semiconductor ‘lasers’ and tunable semiconductor ‘laser’ arrays, other than those specified in 0B001.h.6. or 6A005.b., of a wavelength between 9 μm and 17 μm, as well as array stacks of semiconductor ‘lasers’ containing at least one tunable semiconductor ‘laser’ array of such wavelength. Note: Semiconductor ‘lasers’ are commonly called ‘laser’ diodes. |
0B001.h.6. 6A005.b. |
||||||||
II.A6.007 |
Solid state ‘tunable’‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.c.1., and specially designed components thereof, as follows:
|
0B001.g.5. 0B001.h.6. 6A005.c.1. |
||||||||
II.A6.008 |
Neodymium-doped (other than glass) ‘lasers’, other than those specified in 6A005.c.2.b., having an output wavelength greater than 1,0 μm but not exceeding 1,1 μm and output energy exceeding 10 J per pulse. |
6A005.c.2.b. |
||||||||
II.A6.009 |
Components of acousto-optics, as follows:
|
6A203.b.4. |
||||||||
II.A6.010 |
Radiation-hardened cameras, or lenses thereof, other than those specified in 6A203.c., specially designed, or rated as radiation-hardened, to withstand a total radiation dose greater than 50 × 103 Gy (silicon) (5 × 106 rad (silicon)) without operational degradation. Technical note: The term Gy (silicon) refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionising radiation. |
6A203.c. |
||||||||
II.A6.011 |
Tunable pulsed dye laser amplifiers and oscillators, other than those specified in 0B001.g.5., 6A005 and or 6A205.c., having all of the following characteristics:
Note: This item does not cover single mode oscillators. |
0B001.g.5. 6A005 6A205.c. |
||||||||
II.A6.012 |
Pulsed carbon dioxide ‘lasers’, other than those specified in, 0B001.h.6., 6A005.d. or 6A205.d., having all of the following characteristics:
|
0B001.h.6. 6A005.d. 6A205.d. |
||||||||
II.A6.013 |
Lasers, other than those specified in 6A005 or 6A205. |
6A005 6A205 |
II.A7. NAVIGATION AND AVIONICS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||||||||
II.A7.001 |
Inertial navigation systems and specially designed components thereof, as follows:
|
7A001 7A003 7A101 7A103 |
II.A9. AEROSPACE AND PROPULSION
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
II.A9.001 |
Explosive bolts. |
N/A |
II.A9.002 |
Internal combustion engines (i.e. axial piston or rotary piston type), designed or modified for propelling ‘aircrafts’ or ‘lighter-than-air-vehicles’ and specially designed components therefor. |
N/A |
II.A9.003 |
Trucks, other than those specified in 9A115, having more than one motorised axle and a payload exceeding 5 tonnes. Note: This item includes flatbed trailers, semi trailers and other trailers. |
9A115 |
B. SOFTWARE
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
II.B.001 |
Software required for the development, production or use of the items in Part A. (Goods). |
N/A |
C. TECHNOLOGY
No |
Description Items, materials, equipment, goods and technology |
Related item from Annex I to Regulation (EC) No 428/2009 |
II.C.001 |
Technology required for the development, production or use of the items in Part A. (Goods). |
N/A |
PART III
Other items, materials, equipment, goods and technology which could contribute to DPRK's ballistic-missile sector.
A. GOODS
III.A1. SPECIAL MATERIALS AND RELATED EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
III.A1.001 |
Unwrought aluminium |
1C002 |
III.A1.002 |
Aluminium waste and scrap |
1C002 |
III.A1.003 |
Aluminium powders and flakes |
1C111 |
III.A1.004 |
Aluminium bars, rods and profiles |
1C002 |
III.A1.005 |
Aluminium wire |
1C002 |
III.A1.006 |
Aluminium plates, sheets and strip, of a thickness exceeding 0,2 mm |
1C002 |
III.A1.007 |
Aluminium tubes and pipes |
1C002 |
III.A1.008 |
Aluminium tube or pipe fittings (for example, couplings, elbows, sleeves) |
1C002 |
III.A1.009 |
Stranded wire, cables, plaited bands and the like, of aluminium, not electrically insulated |
1C002 |
PART IV
Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 25 of UN Security Council Resolution 2270 (2016).
A. GOODS
IV.A0. NUCLEAR MATERIALS, FACILITIES AND EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||
IV.A0.001 |
Ring Magnets Permanent magnet materials having both the following characteristics:
|
3A201.b. |
||||||||||
IV.A0.002 |
Frequency Changers (also known as converters or inverters) Frequency changers, other than those specified in entries 0B001.b.13 or 3A225 of Annex 1, having all of the following characteristics, and specially designed software therefore:
Technical Notes:
|
0B001.b.13. 3A225 |
IV.A1. SPECIAL MATERIALS AND RELATED EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||
IV.A1.001 |
Maraging steel having both the following characteristics:
|
1C216 |
||||||||||||
IV.A1.002 |
Magnetic alloy materials in sheet or thin strip form having both of the following characteristics:
|
1C005 |
||||||||||||
IV.A1.003 |
High-strength Aluminium Alloy Aluminium alloys having both the following characteristics:
Technical Note: The phrase “capable of” encompasses aluminium alloy before or after heat treatment. |
1C202 |
||||||||||||
IV.A1.004 |
“Fibrous or filamentary materials” and prepregs, as follows:
|
1C210 |
||||||||||||
IV.A1.005 |
Filament winding machines and related equipment, as follows:
|
1B201 |
||||||||||||
IV.A1.006 |
Metal hydrides such as, zirconium |
1B231 |
||||||||||||
IV.A1.007 |
Sodium metal (7440-23-5) |
1C350 |
||||||||||||
IV.A1.008 |
Sulphur trioxide (7446-11-9) |
1C350 |
||||||||||||
IV.A1.009 |
Aluminium chloride (7446-70-0) |
N/A |
||||||||||||
IV.A1.010 |
Potassium Bromide (7758-02-3) |
1C350 |
||||||||||||
IV.A1.011 |
Sodium bromide (7647-15-6) |
1C350 |
||||||||||||
IV.A1.012 |
Dichloromethane (75-09-2) |
1C350 |
||||||||||||
IV.A1.013 |
Isopropyl bromide (75-26-3) |
1C350 |
||||||||||||
IV.A1.014 |
Isopropyl ether (108-20-3) |
1C350 |
||||||||||||
IV.A1.015 |
Monoisopropylamine (75-31-0) |
1C350 |
||||||||||||
IV.A1.016 |
Trimethylamine (75-50-3) |
1C350 |
||||||||||||
IV.A1.017 |
Tributylamine (102-82-9) |
1C350 |
||||||||||||
IV.A1.018 |
Triethylamine (121-44-8) |
1C350 |
||||||||||||
IV.A1.019 |
N,N-Dimethylaniline (121-69-7) |
1C350 |
||||||||||||
IV.A1.020 |
Pyridine (110-86-1) |
1C350 |
IV.A2. MATERIALS PROCESSING
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||
IV.A2.001 |
Flow-forming Machines As described in INFCIRC/254/Rev.9/Part2 and S/2014/253 |
2B209 |
||||||||||||||||||||||
IV.A2.002 |
Laser welding equipment |
N/A |
||||||||||||||||||||||
IV.A2.003 |
4- and 5-axis CNC machine tools |
2B201 |
||||||||||||||||||||||
IV.A2.004 |
Plasma cutting equipment |
N/A |
||||||||||||||||||||||
IV.A2.005 |
Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps, valves, storage tanks, containers, receivers, and distillation or absorption columns that meet performance parameters described in S/2006/853 and S/2006/853/corr.1 Single-seal pumps with manufacturer's specified maximum flow-rate greater than 0,6 m3/h and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come into direct contact with the chemical(s) being processed are made from any of the following materials:
|
2B350 |
||||||||||||||||||||||
IV.A2.006 |
Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA filter units that could be used for P3 or P4 (BSL 3, BSL 4, L3, L4) containment facilities. |
2B352 |
PART V
Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 4 of UN Security Council Resolution 2321 (2016).
A. GOODS
V.A1. SPECIAL MATERIALS AND RELATED EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
V.A1.001 |
Isocyanates (TDI (Toluene di-isocyanate), MDI (Methylene bis (phenyl isocyanate)), IPDI (Isophorone diiosocyanate), HNMDI or HDI (Hexamethylene diisocyanate), and DDI (dimeryl diisocyanate) and production equipment. |
N/A |
V.A1.002 |
Ammonium nitrate, chemically pure or in phase stabilized version (PSAN). |
1C111 |
V.A1.003 |
Polymeric Substances (Hydroxyl Terminated Poly-Ether (HTPE), Hydroxyl Terminated Caprolactone Ether (HTCE), Polypropylene glycol (PPG), Polydiethyleneglycol adipate (PGA) and Polyethylene |
1C111 |
V.A1.004 |
Manganese metal Brazing Foils. |
1C111 |
V.A2. MATERIALS PROCESSING
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
V.A2.001 |
Hydroforming machines. |
2B109 |
V.A2.002 |
Thermal treatment furnaces — Temperature > 850 °C and one dimension > 1 m, |
II.A2.005 2B226 2B227 |
V.A2.003 |
Electrical Discharge Machines (EDMs) |
2B001.d |
V.A2.004 |
Friction stir welding machines. |
N/A |
V.A2.005 |
Floor-mounted fume hoods (walk-in style) with a minimum nominal width of 2,5 meters, |
2B352 |
V.A2.006 |
Batch centrifuges with a rotor capacity of 4 L or greater, usable with biological materials |
II.A2.014.e. 2B350 2B352 |
V.A2.007 |
Fermenters with an internal volume of 10-20 L (0,01-0,02 m3), usable with biological materials |
2B352 II.A2.014.a. |
V.A6. SENSORS AND LASERS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
V.A6.001 |
High-speed imaging cameras except those used in medical imaging systems |
6A003.a.2 |
V.A9. AEROSPACE AND PROPULSION
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
V.A9.001 |
Non-destructive test chambers with a 1m or more critical internal dimension. |
9B106 |
V.A9.002 |
Turbo-pumps for liquid or hybrid rocket engines |
9A006 |
V.A9.003 |
Countermeasure Subsystems and Penetration Aids (e.g. jammers, chaff, decoys) designed to saturate, confuse, or evade missile defences. |
N/A |
V.A9.004 |
Truck chassis with 6 or more axles |
9A115 II.A9.003 |
B. SOFTWARE
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
V.B.001 |
Modelling and design software related to the modelling of aerodynamic and thermodynamic analysis of rocket or unmanned aerial vehicle systems. |
N/A |
PART VI
Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 4 of UNSCR 2371 (2017).
A. GOODS
VI.A1. SPECIAL MATERIALS AND RELATED EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||
VI.A1.001 |
Explosive bolts, nuts and shackles, flexible linear-shaped charges, ball locks, compression springs, circular cutting devices and acceleration rockets usable for staging mechanisms |
N/A |
||||||
VI.A1.002 |
All environmental test chambers capable of simulating flight conditions (temperature, pressure, shock and vibration) except those used for civilian aircraft safety purposes |
9B106 |
||||||
VI.A1.003 |
Rapid prototyping, including additive manufacturing equipment |
N/A |
||||||
VI.A1.004 |
Polyacrylonitrile (PAN) fibre usable as a precursor for carbon fibre production and its associated production equipment |
1C010 1C210 9C110 |
||||||
VI.A1.005 |
For point 12 of the list in the report of the Committee prepared in accordance with paragraph 25 of resolution 2270 (2016) (S/2016/308, annex) read “Metal hydrides, such as zirconium hydride, beryllium hydride, aluminium hydride, lithium aluminium hydride and titanium hydride” |
1C111 |
||||||
VI.A1.006 |
Plasticizers usable in composite propellants, such as
|
1C111 |
||||||
VI.A1.007 |
Maraging steel capable of an ultimate tensile strength of 1 950 MPa or more at 293 K (20 °C) and in any of the following forms:
|
1C216 |
||||||
VI.A1.008 |
Filament winding machines and related equipment: Filament winding machines or fibre/tow-placement machines, of which the motions for positioning, wrapping and winding fibres can be coordinated and programmed in two or more axes and which are designed to fabricate composite structures or laminates from fibrous or filamentary materials, coordinating and programming controls and precision mandrels for such equipment |
1B001 1B101 1B201 |
||||||
VI.A1.009 |
Full face-mask air-purifying and air-supplying respirators except those used in breathing apparatus for firefighters |
1A004.a. 2B352 |
||||||
VI.A1.010 |
Additional chemicals suitable for decontamination of chemical warfare agents: Diethylenetriamine (CAS 111-40-0) |
N/A |
||||||
VI.A1.011 |
Nerve agent chemoprophylaxis:
|
N/A |
PART VII
Conventional arms-related items, materials, equipment, goods and technology designated, pursuant to paragraph 5 of UNSCR 2371 (2017).
A. GOODS
VII.A1. SPECIAL MATERIALS AND RELATED EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.001 |
“Composite” structures or laminates consisting of an organic “matrix” and materials as follows: Note: Does not apply to “composite” structures or laminates, made from epoxy resin impregnated carbon “fibrous or filamentary materials”, for the repair of “civil aircraft” structures or laminates, having all of the following:
Does not apply to semi-finished items, specially designed for purely civilian applications as follows: sporting goods, automotive industry, machine tool industry, medical applications. Does not apply to finished items specially designed for a specific application.
|
1A002 1A202 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.002 |
“Fibrous or filamentary materials” having any of the following:
|
1C008 1C010 1C210 9C110 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.003 |
Equipment for the “production” or inspection of “composite” structures Specially designed components and accessories to include:
Notes:
|
1B001.a. 1B001.b. 1B001.c. 1B001.d. 1B001.e. 1B001 1B101 1B201 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.004 |
Metal alloys, metal alloy powder and alloyed materials including the following:
Note: Unless provision to the contrary is made, the words “metals” and “alloys” cover crude and semi-fabricated forms. Crude forms: anodes, balls, bars (including notched bars and wire bars), billets, blocks, blooms, brickets, cakes, cathodes, crystals, cubes, dice, grains, granules, ingots, lumps, pellets, pigs, powder, rondelles, shot, slabs, slugs, sponge, sticks. Semi-fabricated forms: Wrought or worked materials fabricated by rolling, drawing, extruding, forging, impact extruding, pressing, graining, atomising, and grinding, i.e.: angles, channels, circles, discs, dust, flakes, foils and leaf, forging, plate, powder, pressings and stampings, ribbons, rings, rods (including bare welding rods, wire rods, and rolled wire), sections, shapes, sheets, strip, pipe and tubes (including tube rounds, squares, and hollows), drawn or extruded wire. Cast material produced by casting in sand, die, metal, plaster or other types of moulds, including high pressure castings, sintered forms, and forms made by powder metallurgy. |
1C002 1C202 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.005 |
Magnetic metals, of all types and of whatever form, having any of the following:
|
1C003 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.006 |
Uranium titanium alloys or tungsten alloys with a “matrix” based on iron, nickel or copper, having all of the following:
|
1C004 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.007 |
“Superconductive” composite conductors in lengths exceeding 100 m or with a mass exceeding 100 g, as follows:
|
1C005 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.008 |
Fluids and lubricating materials, as follows:
Note: Does not apply to materials specified and packages as medical products |
1C006 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.009 |
Ceramic powders, non-“composite” ceramic materials, ceramic-“matrix”“composite” materials and precursor materials, as follows:
Notes:
|
1C007 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.010 |
Non-fluorinated polymeric substances as follows:
Note: Applies to the substances in liquid or solid “fusible” form, including resin, powder, pellet, film, sheet, tape, or ribbon. |
1C008 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.011 |
Unprocessed fluorinated compounds as follows:
|
1C009 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.012 |
“Fibrous or filamentary materials” as follows:
Notes:
|
1C010.a. 1C010.b. 1C010.c. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.013 |
Metals and compounds, as follows:
Note: The metals referred to here also refer to metals or alloys encapsulated in aluminium, magnesium, zirconium or beryllium. |
1C011 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
VII.A1.014 |
Body armour and components therefor, as follows:
Note: this paragraph does not apply to body armour when accompanying its user for the user's own personal protection, to body armour designed to provide frontal protection only from both fragment and blast from non-military explosive devices, and to body armour designed to provide protection only from knife, spike, needle or blunt trauma. |
1A005 |
VII.A4. COMPUTERS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||
VII.A4.001 |
Electronic computers and related systems, equipment and components, or “electronic assemblies” having any of the following:
|
4A001 |
VII.A5. TELECOMUNICATIONS AND “INFORMATION SECURITY”
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||
VII.A5.001 |
Telecommunication systems and equipment, and specially designed components and accessories therefor, having any of the following characteristics, functions or features:
|
5A001.b. |
||||||||||||||||||||
VII.A5.002 |
Telecommunication test, inspection and production equipment and specially designed components or accessories therefor, specially designed for the “development” or “production” of telecommunication equipment, functions or features. Note: Does not apply to optical fibre characterization equipment. |
5B002 |
VII.A6 SENSORS AND LASERS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||
VII.A6.001 |
Hydrophones having any of the following:
Note: The status of hydrophones specially designed for other equipment is determined by the status of the other equipment. |
6A001.a. |
||||||||||||||||||||||||||||
VII.A6.002 |
Towed acoustic hydrophone arrays having any of the following:
|
6A001.a. |
||||||||||||||||||||||||||||
VII.A6.003 |
Heading sensors having all of the following:
|
6A001.a. |
||||||||||||||||||||||||||||
VII.A6.004 |
Bottom or bay-cable hydrophone arrays having any of the following:
Technical note: Accelerometer-based hydro-acoustic sensors having all of the following:
Notes:
|
6A001.a. |
||||||||||||||||||||||||||||
VII.A6.005 |
“Monospectral imaging sensors” and “multispectral imaging sensors”, designed for remote sensing applications and having any of the following:
Note: Does not apply to monospectral imaging sensors' with a peak response in the wavelength range exceeding 300 nm but not exceeding 900 nm and only incorporating any of the following non “space-qualified” detectors or non-“space-qualified”“focal plane arrays”:
|
6A002 |
||||||||||||||||||||||||||||
VII.A6.006 |
“Space-qualified” components for optical systems, as follows:
|
6A004.a. |
||||||||||||||||||||||||||||
VII.A6.007 |
Optical control equipment as follows:
|
6A004.d. |
||||||||||||||||||||||||||||
VII.A6.008 |
“Magnetometers” using superconductive technology (SQUID) and having any of the following:
|
6A006 Except:
|
||||||||||||||||||||||||||||
VII.A6.009 |
“Magnetometers” using optically pumped or nuclear precession (proton/Overhauser) “technology” having a “sensitivity” lower (better) than 2 pT (rms) per square root Hz at a frequency of 1 Hz; |
6A006 |
||||||||||||||||||||||||||||
VII.A6.010 |
“Magnetic gradiometers” using multiple “magnetometers” specified in VII.A6; |
6A006 |
||||||||||||||||||||||||||||
VII.A6.011 |
“Compensation systems” for the following:
Note: Fibre optic “intrinsic magnetic gradiometers” having a magnetic gradient field “sensitivity” lower (better) than 0,3 nT/m (rms) per square root Hz; “Intrinsic magnetic gradiometers”, using “technology” other than fibre-optic “technology”, having a magnetic gradient field “sensitivity” lower (better) than 0,015 nT/m (rms) per square root Hz. |
6A006 |
||||||||||||||||||||||||||||
VII.A6.012 |
Underwater electromagnetic receivers incorporating “magnetometer” specified by section 1 or 2 “Magnetic and electric field sensors”. |
6A006 |
VII.A7. NAVIGATION AND AVIONICS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||||||||||||
VII.A7.001 |
Accelerometers as follows and specially designed components therefor:
|
7A001 |
||||||||||||||||||||||||||||||||||||||
VII.A7.002 |
Gyros or angular rate sensors, having any of the following and specially designed components therefor:
|
7A002 |
||||||||||||||||||||||||||||||||||||||
VII.A7.003 |
“Inertial measurement equipment or systems”, having any of the following: Notes:
|
7A003 |
VII.A8. MARINE
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||
VII.A8.001 |
Air independent power systems specially designed for underwater use, as follows:
|
8A002.j. |
||||||||||||||||
VII.A8.002 |
Diesel cycle engine air independent systems having all of the following:
|
8A002.j. |
||||||||||||||||
VII.A8.003 |
Fuel cell air independent power systems with an output exceeding 2kW and having any of the following:
|
8A002.j. |
||||||||||||||||
VII.A8.004 |
Stirling cycle engine air independent power systems having all of the following:
|
8A002.p. |
||||||||||||||||
VII.A8.005 |
Manned, tethered submersible vehicles designed to operate at depths exceeding 1 000 m. |
8A001.a. |
VII.A9. AEROSPACE AND PROPULSION
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||
VII.A9.001 |
Equipment, tooling or fixtures, specially designed for manufacturing gas turbine engine blades, vanes or “tip shrouds”, as follows:
|
9B001 |
||||||||||||
VII.A9.002 |
Aero gas turbine engines, except aero gas turbine engines which meet all of the following:
|
9A001 |
B. SOFTWARE
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||||
VII.B.001 |
“Software” for the “development” of the material listed in VII.A1. |
1D002 |
||||||||||||||||||||||||||||||
VII.B.002 |
“Software” specially designed for the “development” or “production” of equipment as follows:
|
2D001 2D002 |
||||||||||||||||||||||||||||||
VII.B.003 |
“Software” for marine systems, equipment, components, test, inspection and “production” equipment and other related technology |
8D001 8D002 |
C. TECHNOLOGY
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
VII.C.001 |
“Technology” for the “development” or “production” of equipment or materials listed in VII.A |
1E001 1E002 1E102 1E103 1E104 1E201 |
VII.C.002 |
“Technology” for the repair of “composite” structures, laminates or materials specified by the “systems, equipment and components” listed in VII.A1. Note: Does not apply to technology for the repair of civil aircraft structures using carbon “fibrous or filamentary materials” and epoxy resins, contained in aircraft manufacturers' manuals. |
1E001 1E002 1E201 1E103 |
VII.C.003 |
“Technology” for marine systems, equipment, components, test, inspection and “production” equipment and other related technology. |
8E001 8E002 |
PART VIII
Weapons of mass destruction-related items, materials, equipment, goods and technology designated, pursuant to paragraph 4 of UNSCR 2375 (2017).
A. GOODS
VIII.A0. NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
VIII.A0.001 |
Ring magnets (except those designed for consumer electronics or automobile applications) |
0B001 |
VIII.A0.002 |
Hot cells |
0B006 |
VIII.A0.003 |
Glove boxes suitable for use with radioactive materials |
0B005 |
VIII.A0.004 |
Electrolytic cells for fluorine production |
0B001 |
VIII.A0.005 |
Particle accelerators |
N/A |
VIII.A0.006 |
Freon and chilled-water cooling systems capable of continuous cooling capacity of 100 000 Btu/hr (29,3 kW) or greater |
0B001 0B002 1B231 |
VIII.A0.007 |
Bellows-sealed valves |
0B001 2A226 |
VIII.A0.008 |
Monel equipment, including valves, piping, tanks and vessels (pipes and valves greater than 8-in diameter and rated for 500 psi and tanks greater than 500 l) |
0B001 2A226 2B350 |
VIII.A0.009 |
Grade 304, 316 and austenitic stainless steel plates, valves, piping, tanks and vessels (pipes and valves greater than 8-in diameter and rated for 500 psi and tanks greater than 500 l) |
0B001 1C116 1C216 |
VIII.A0.010 |
Vacuum valves, piping, flanges, gaskets and related equipment specially designed for use in high-vacuum service (0,1 Pa or lower pressure) |
0B001 0B002 2A226 2B350 |
VIII.A1. SPECIAL MATERIALS AND RELATED EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
VIII.A1.001 |
Radiation detection, monitoring and measurement equipment |
1A004 6A002 6A102 |
VIII.A1.002 |
Radiographic detection equipment such as X-ray converters, and storage phosphor image plates (except X-ray equipment specially designed for medical use) |
1B001 9B007 |
VIII.A1.003 |
Tributyl phosphate (CAS 126-73-8) |
N/A |
VIII.A1.004 |
Nitric acid in concentrations of 20 % of weight or greater |
1C111 |
VIII.A1.005 |
Fluorine (except that used for strictly civilian purposes, such as refrigerants, including freon and fluoride for toothpaste production) |
1C350 |
VIII.A1.006 |
Alpha-emitting radionuclides |
1C236 |
VIII.A1.007 |
Radiation-hardened television cameras |
6A003 |
VIII.A2. MATERIALS PROCESSING
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
VIII.A2.001 |
Hardened steel and tungsten carbide precision ball bearings (3-mm diameter or greater) |
2A001 2A101 |
VIII.A2.002 |
Isostatic presses |
2B004 2B104 2B204 |
VIII.A2.003 |
Electroplating equipment designed for coating parts with nickel or aluminium |
2B005 |
VIII.A2.004 |
Bellows manufacturing equipment, including hydraulic forming equipment and bellows forming dies |
2B009 2B109 2B209 |
VIII.A2.005 |
Metal inert gas welders (greater than 180 A DC) |
N/A |
VIII.A2.006 |
Centrifugal multiplane balancing machines |
2B119 2B219 |
VIII.A2.007 |
Seismic detection equipment or seismic intrusion-detection systems that detect, classify and determine the bearing of the source of a detected signal |
2B116 9B006 |
VIII.A3. ELECTRONICS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||
VIII.A3.001 |
Frequency changers capable of operating in the frequency range of 300-600 Hz |
3A225 |
||||
VIII.A3.002 |
Mass spectrometers |
3A233 |
||||
VIII.A3.003 |
All flash X-ray machines and “parts” or “components” of pulsed power systems designed therefrom, including Marx generators, high-power pulse-shaping networks, high-voltage capacitors and triggers |
3A102 |
||||
VIII.A3.004 |
Electronic equipment of synthesized frequencies within the range of 31,8 GHz or greater and power output of 100 mW or greater for time-delay generation or time-interval measurement, as follows:
|
3B002 |
||||
VIII.A3.005 |
Chromatography and spectrometry analytical instruments |
3A233 |
B. SOFTWARE
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
VIII.B.001 |
Software for neutronic calculations/modelling |
0D001 |
VIII.B.002 |
Software for radiation transport calculations/modelling |
0D001 |
VIII.B.003 |
Software for hydrodynamic calculations/modelling (except those used strictly for civilian purposes, such as but not limited to communal heating utilities) |
0D001 |
PART IX
Conventional arms-related items, materials, equipment, goods and technology designated, pursuant to paragraph 5 of UNSCR 2375 (2017).
A. GOODS
IX.A1. SPECIAL MATERIALS AND RELATED EQUIPMENT
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||
IX.A1.001 |
Seals, gaskets, sealants or fuel bladders, specially designed for “aircraft” or aerospace use, made from more than 50 % by weight of any of the fluorinated polyimides or fluorinated phosphazene elastomers. |
1A001 |
||||||||||||||||||
IX.A1.002 |
Manufactures of non-“fusible” aromatic polyimides in film, sheet, tape or ribbon:
Note: The category above does not apply to manufactures when coated or laminated with copper and designed for the production of electronic printed circuit boards. |
1A003 |
||||||||||||||||||
IX.A1.003 |
Protective and detection equipment and components, not specially designed for military use, as follows:
|
1A004.a. Except 1A004.a: riot control agents |
||||||||||||||||||
IX.A1.004 |
Equipment and devices, specially designed to initiate charges and devices containing “energetic materials”, by electrical means, as follows:
|
1A007 |
||||||||||||||||||
IX.A1.005 |
Charges, devices and components, as follows:
|
1A008 |
||||||||||||||||||
IX.A1.006 |
Equipment for the production or inspection of “composite” structures or laminates or “fibrous or filamentary materials” as follows, and specially designed components and accessories therefor:
|
1B001.g. |
||||||||||||||||||
IX.A1.007 |
Equipment for producing metal alloys, metal alloy powder or alloyed material specially designed to avoid contamination and specially designed for use in one of the following processes:
|
1B002 |
||||||||||||||||||
IX.A1.008 |
Tools, dies, moulds or fixtures, for “superplastic forming” or “diffusion bonding” titanium, aluminium or their alloys:
|
1B003 |
||||||||||||||||||
IX.A1.009 |
Materials specially designed for use as absorbers of electromagnetic waves, or intrinsically conductive polymers, as follows:
Technical note: “Bulk electrical conductivity” and “sheet (surface) resistivity” should be determined using ASTM D-257 or national equivalents. |
1C001.c. |
||||||||||||||||||
IX.A1.010 |
“Superconductive”“composite” conductors consisting of one or more “superconductive”“filaments”, which remain “superconductive” above 115 K (– 158,16 °C). Technical note: For the purposes of the item above, “filaments” may be in wire, cylinder, film, tape or ribbon form. |
1C005.a. |
||||||||||||||||||
IX.A1.011 |
“Fibrous or filamentary materials”, as follows:
|
1C010.a. 1C010.b. 1C010.c. |
IX.A2. MATERIALS PROCESSING
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||||||||||||||
IX.A2.001 |
Anti-friction bearings and bearing systems, as follows, and components therefore: Note: This category does not apply to balls with tolerances specified by the manufacturer in accordance with ISO 3290 as grade 5 or worse.
|
2A001.a. 2A001.c. |
||||||||||||||||||||||||||||||||||||||||
IX.A2.002 |
Machine tools and any combination thereof, for removing (or cutting) metals, ceramics or “composites”, which, according to the manufacturer's technical specification, can be equipped with electronic devices for “numerical control”:
|
2B001.c. |
||||||||||||||||||||||||||||||||||||||||
IX.A2.003 |
Numerically controlled optical finishing machine tools equipped for selective material removal to produce non-spherical optical surfaces having all of the following characteristics:
Technical notes: For the purposes of the items above:
|
2B002.a. 2B002.b. 2B002.c. 2B002.d. |
||||||||||||||||||||||||||||||||||||||||
IX.A2.004 |
Hot “isostatic presses” having all of the following, and specially designed components and accessories therefor:
|
2B004 2B104 2B204 |
||||||||||||||||||||||||||||||||||||||||
IX.A2.005 |
Equipment specially designed for the deposition, processing and in-process control of inorganic overlays, coatings and surface modifications, as follows:
|
2B005 |
||||||||||||||||||||||||||||||||||||||||
IX.A2.006 |
Dimensional inspection or measuring systems, equipment and “electronic assemblies”, as follows:
|
2B006.b. 2B206.b. |
||||||||||||||||||||||||||||||||||||||||
IX.A2.007 |
“Robots” having any of the following characteristics and specially designed controllers and “end-effectors” therefor:
|
2B007 2B207 |
||||||||||||||||||||||||||||||||||||||||
IX.A2.008 |
Assemblies or units, specially designed for machine tools, or dimensional inspection or measuring systems and equipment, as follows:
|
2B008 |
||||||||||||||||||||||||||||||||||||||||
IX.A2.009 |
Spin-forming machines and flow-forming machines, which, according to the manufacturer's technical specification, can be equipped with “numerical control” units or a computer control and having all of the following:
Technical note: Machines combining the functions of spin-forming and flow-forming are regarded as flow-forming machines. |
2B009 2B109 2B209 |
IX.A3. ELECTRONICS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||||||
IX.A3.001 |
Electronic items, as follows:
|
3A001.a |
||||||||||||||||||||||||||||||||
IX.A3.002 |
Integrated circuits designed or rated as radiation hardened to withstand any of the following:
Note: The category above does not apply to Metal Insulator Semiconductors (MIS). |
3A001.a. |
||||||||||||||||||||||||||||||||
IX.A3.003 |
“Microprocessor microcircuits”, “microcomputer microcircuits”, microcontroller microcircuits, storage integrated circuits manufactured from a compound semiconductor, analogue-to-digital converters, integrated circuits that contain analogue-to-digital converters and store or process the digitized data, digital-to-analogue converters, electro-optical or “optical integrated circuits” designed for “signal processing”, field programmable logic devices, custom integrated circuits for which either the function is unknown or the status of the equipment in which the integrated circuit will be used is unknown, Fast Fourier Transform (FFT) processors, Electrical Erasable Programmable Read-Only Memories (EEPROMs), flash memories, Static Random-Access Memories (SRAMs) or Magnetic Random-Access Memories (MRAMs), having any of the following:
Note: This category does not apply to integrated circuits for civil automobile or railway train applications. |
3A001.a.2 |
||||||||||||||||||||||||||||||||
IX.A3.004 |
Electro-optical and “optical integrated circuits”, designed for “signal processing” and having all of the following:
|
3A001.a. |
||||||||||||||||||||||||||||||||
IX.A3.005 |
Note: This category includes
|
3A001.a. |
||||||||||||||||||||||||||||||||
IX.A3.006 |
Neural network integrated circuits; |
3A001.a. |
||||||||||||||||||||||||||||||||
IX.A3.007 |
Custom integrated circuits for which the function is unknown, or the status of the equipment in which the integrated circuits will be used is unknown to the manufacturer, having any of the following:
|
3A001.a. |
||||||||||||||||||||||||||||||||
IX.A3.008 |
Direct Digital Synthesizer (DDS) integrated circuits having any of the following:
Technical note: The DAC clock frequency may be specified as the master clock frequency or the input clock frequency. |
3A001.a. |
||||||||||||||||||||||||||||||||
IX.A3.009 |
Microwave or millimetre wave items, as follows:
Technical note: “Dual mode” means that the “vacuum electronic device” beam current can be intentionally changed between continuous-wave and pulsed mode operation by use of a grid and produces a peak pulse output power greater than the continuous-wave output power. |
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.010 |
“Monolithic Microwave Integrated Circuit” (“MMIC”) amplifiers that are any of the following:
Notes:
|
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.011 |
Discrete microwave transistors that are any of the following:
Notes:
|
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.012 |
Microwave solid-state amplifiers and microwave assemblies/modules containing microwave solid-state amplifiers that are any of the following:
Note: The status of an item whose rated operating frequency includes frequencies listed in more than one frequency range is determined by the lowest peak saturated power output threshold. |
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.013 |
Electronically or magnetically tunable band-pass or band-stop filters, having more than 5 tunable resonators capable of tuning across a 1,5:1 frequency band (fmax/fmin) in less than 10 μs and having any of the following:
|
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.014 |
Converters and harmonic mixers that are any of the following:
|
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.015 |
Microwave power amplifiers containing “vacuum electronic devices” specified above and having all of the following:
Note: This category does not apply to equipment designed or rated for operation in any frequency band which is “allocated by the International Telecommunication Union (ITU)” for radio communications services, but not for radio determination. |
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.016 |
Microwave Power Modules (MPMs) consisting of, at least, a travelling-wave “vacuum electronic device”, a “Monolithic Microwave Integrated Circuit” (“MMIC”) and an integrated electronic power conditioner and having all of the following:
Technical notes:
|
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.017 |
Oscillators or oscillator assemblies, specified to operate with a single sideband (SSB) phase noise, in dBc/Hz, less (better) than -(126 + 20log10F -20log10f) anywhere within the range of 10 Hz ≤ F ≤ 10 kHz; Technical note: In the category above, F is the offset from the operating frequency in Hz and f is the operating frequency in MHz. |
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.018 |
“Frequency synthesizer”“electronic assemblies” having a “frequency switching time” as specified by any of the following:
|
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.019 |
“Transmit/receive modules”, “transmit/receive MMICs”, “transmit modules” and “transmit MMICs”, rated for operation at frequencies above 2,7 GHz and having all of the following:
Technical notes:
|
3A001.b. |
||||||||||||||||||||||||||||||||
IX.A3.020 |
Surface acoustic wave and surface skimming (shallow bulk) acoustic devices with any of the following:
|
3A001.c. |
||||||||||||||||||||||||||||||||
IX.A3.021 |
Bulk (volume) acoustic wave which permit the direct processing of signals at frequencies exceeding 6 GHz; |
3A001.c. |
||||||||||||||||||||||||||||||||
IX.A3.022 |
Acoustic-optic “signal processing” devices employing interaction between acoustic waves (bulk wave or surface wave) and light waves which permit the direct processing of signals or images, including spectral analysis, correlation or convolution; |
3A001.c. |
||||||||||||||||||||||||||||||||
IX.A3.023 |
Electronic devices and circuits containing components, manufactured from “superconductive” materials, specially designed for operation at temperatures below the “critical temperature” of at least one of the “superconductive” constituents and having any of the following:
|
3A001.d. |
||||||||||||||||||||||||||||||||
IX.A3.024 |
High-energy cells, as follows:
Technical notes:
Note: High-energy devices do not apply to batteries, including single-cell batteries. |
3A001.e. |
||||||||||||||||||||||||||||||||
IX.A3.025 |
High-energy storage capacitors, as follows:
|
3A001.e. |
||||||||||||||||||||||||||||||||
IX.A3.026 |
“Superconductive” electromagnets and solenoids, specially designed to be fully charged or discharged in less than one second and having all of the following: Note: The item above does not apply to “superconductive” electromagnets or solenoids specially designed for Magnetic Resonance Imaging (MRI) medical equipment.
|
3A001.e. |
||||||||||||||||||||||||||||||||
IX.A3.027 |
Solar cells, cell-interconnect-coverglass (CIC) assemblies, solar panels, and solar arrays, which are “space-qualified”, having a minimum average efficiency exceeding 20 % at an operating temperature of 301 K (28 °C) under simulated “AM0” illumination with an irradiance of 1 367 watts per square metre (W/m2); Technical note: “AM0”, or “Air Mass Zero”, refers to the spectral irradiance of sunlight in the Earth's outer atmosphere when the distance between the Earth and the sun is one astronomical unit (AU). |
3A001.e. |
||||||||||||||||||||||||||||||||
IX.A3.028 |
Rotary input type absolute position encoders having an “accuracy” equal to or less (better) than 1,0 second of arc and specially designed encoder rings, discs or scales therefor; |
3A001.f. |
||||||||||||||||||||||||||||||||
IX.A3.029 |
Solid-state pulsed power switching thyristor devices and “thyristor modules”, using either electrically, optically or electron radiation controlled switch methods and having any of the following:
Notes:
Technical note: For the purposes of item (g) above, a “thyristor module” contains one or more thyristor devices. |
3A001.g. |
||||||||||||||||||||||||||||||||
IX.A3.030 |
Solid-state power semiconductor switches, diodes or “modules”, having all of the following:
Note: Repetitive peak off-state voltage in the item above includes drain to source voltage, collector to emitter voltage, repetitive peak reverse voltage and peak repetitive off-state blocking voltage. |
3A001.h. |
||||||||||||||||||||||||||||||||
IX.A3.031 |
Recording equipment and oscilloscopes, as follows
|
3A002.a. |
||||||||||||||||||||||||||||||||
IX.A3.032 |
“Signal analysers”, as follows:
Technical notes:
Note: The category above does not apply to those “signal analysers” using only constant percentage bandwidth filters (also known as octave or fractional octave filters). |
3A002.c. |
||||||||||||||||||||||||||||||||
IX.A3.033 |
Signal generators having any of the following:
|
3A002.d. |
||||||||||||||||||||||||||||||||
IX.A3.034 |
Network analysers having any of the following:
Technical note: “Non-linear vector measurement functionality” is an instrument's ability to analyse the test results of devices driven into the large-signal domain or the non-linear distortion range. |
3A002.e. |
||||||||||||||||||||||||||||||||
IX.A3.035 |
Microwave test receivers having all of the following;
|
3A002.f. |
||||||||||||||||||||||||||||||||
IX.A3.036 |
Atomic frequency standards being any of the following:
|
3A002.f. |
||||||||||||||||||||||||||||||||
IX.A3.037 |
Equipment for the manufacturing of semiconductor devices or materials, as follows and specially designed components and accessories therefor:
|
3B001.b. 3B001.f. 3B001.f. |
||||||||||||||||||||||||||||||||
IX.A3.038 |
Equipment designed for device processing using direct writing methods; Masks and reticles, designed for integrated circuits. |
3B001.g. |
||||||||||||||||||||||||||||||||
IX.A3.038 |
Test equipment specially designed for testing finished or unfinished semiconductor and microwave devices as follows and specially designed components and accessories therefor:
|
3B002 |
||||||||||||||||||||||||||||||||
IX.A3.039 |
Hetero-epitaxial materials consisting of a “substrate” having stacked epitaxially grown multiple layers with any of the following:
Note: This item does not apply to a “substrate” having one or more P-type epitaxial layers of GaN, InGaN, AlGaN, InAlN, InAlGaN, GaP, GaAs, AlGaAs, InP, InGaP, AlInP or InGaAlP, independent of the sequence of the elements, except if the P-type epitaxial layer is between N-type layers. |
3C001 |
||||||||||||||||||||||||||||||||
IX.A3.040 |
Resist materials as follows and “substrates” coated with the following resists:
|
3C002 |
||||||||||||||||||||||||||||||||
IX.A3.041 |
Organo-inorganic compounds:
|
3C003 |
||||||||||||||||||||||||||||||||
IX.A3.042 |
Hydrides of phosphorus, arsenic or antimony, having a purity better than 99,999 %, even diluted in inert gases or hydrogen. Note: The item above does not apply to hydrides containing 20 % molar or more of inert gases or hydrogen. |
3C004 |
||||||||||||||||||||||||||||||||
IX.A3.043 |
Silicon carbide (SiC), gallium nitride (GaN), aluminium nitride (AlN) or aluminium gallium nitride (AlGaN) semiconductor “substrates”, or ingots, boules or other preforms of those materials, having resistivities greater than 10 000 ohm-cm at 20 °C. |
3C005 |
||||||||||||||||||||||||||||||||
IX.A3.044 |
“Substrates” specified in item 5 above with at least one epitaxial layer of silicon carbide, gallium nitride, aluminium nitride or aluminium gallium nitride. |
3C006 |
IX.A6. SENSORS AND LASERS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.001 |
Optical sensors or equipment and components therefor, as follows:
|
6A002.d. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.002 |
Non-“space-qualified” cryocoolers having a cooling source temperature below 218 K (– 55 °C), as follows:
|
6A002.d. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.003 |
Optical sensing fibres specially fabricated either compositionally or structurally, or modified by coating, to be acoustically, thermally, inertially, electromagnetically or nuclear radiation sensitive. |
6A002.d. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.004 |
Cameras, systems or equipment, and components therefor, as follows:
|
6A003 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.005 |
High-speed cinema recording cameras using any film format from 8 mm to 16 mm inclusive, in which the film is continuously advanced throughout the recording period, and that are capable of recording at framing rates exceeding 13 150 frames/s; Note: The item above does not apply to cinema recording cameras designed for civil purposes.
|
6A003 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.006 |
Imaging cameras, as follows: Note: The item above does not apply to television or video cameras, specially designed for television broadcasting.
Technical notes:
|
6A003 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.007 |
Scanning cameras and scanning camera systems;
Note: The item above does not apply to scanning cameras and scanning camera systems, specially designed for any of the following:
|
6A003 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.008 |
Imaging cameras incorporating image intensifier tubes having any of the following:
|
6A003 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.009 |
Imaging cameras incorporating “focal plane arrays” having any of the following:
Notes:
|
6A003 |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.010 |
Optical mirrors (reflectors), as follows:
Note: Items 2 and 3 above do not apply to mirrors specially designed to direct solar radiation for terrestrial heliostat installations. |
6A004.a. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.011 |
Mirrors specially designed for beam steering mirror stages with a flatness of λ/10 or better (λ is equal to 633 nm) and having any of the following:
|
6A004.b. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.012 |
Optical components made from zinc selenide (ZnSe) or zinc sulphide (ZnS) with transmission in the wavelength range exceeding 3 000 nm but not exceeding 25 000 nm and having any of the following:
|
6A004.c. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.013 |
Non-“tunable” continuous-wave “(CW) lasers” having any of the following:
Notes:
Technical note: For the purposes of note 2.a., “brightness” is defined as the output power of the “laser” divided by the squared Beam Parameter Product (BPP), i.e., (output power)/BPP2. |
6A005.a.1. 6A005.a.2.. 6A005.a.3 6A005.a.4. 6A005.a.5. 6A005.a.6. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.014 |
“Tunable”“lasers” having any of the following:
|
6A005.c. |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
IX.A6.015 |
Other semiconductor “lasers”, as follows: Notes:
Technical note: For the purposes of this category “power density” means the total “laser” output power divided by the emitter surface area of the “stacked array”. |
6A005.d.1 |
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IX.A6.016 |
“Chemical lasers”, as follows:
|
6A005.d.5 |
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IX.A6.017 |
Components, as follows:
|
6A005.e. |
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IX.A6.018 |
Gravity meters (gravimeters) and gravity gradiometers, as follows:
|
6A007 |
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IX.A6.019 |
|
6A008 |
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IX.A6.020 |
Optical equipment, as follows:
Note: The item above does not apply to microscopes. |
6B004 |
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IX.A6.021 |
Equipment to produce, align and calibrate land-based gravity meters with a static “accuracy” of better than 0,1 mGal. |
6B007 |
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IX.A6.022 |
Pulse radar cross-section measurement systems having transmit pulse widths of 100 ns or less, and specially designed components therefor. |
6B008 |
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IX.A6.023 |
Optical sensor materials, as follows:
Technical note: “Mole fraction” is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal. |
6C002 |
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IX.A6.024 |
Optical materials, as follows:
|
6C004.a. 6C004.b. |
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IX.A6.025 |
“Substrate blanks” of silicon carbide or beryllium beryllium (Be/Be) deposited materials, exceeding 300 mm in diameter or major axis length; |
6C004.d. |
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IX.A6.026 |
Glass, including fused silica, phosphate glass, fluorophosphate glass, zirconium fluoride (ZrF4) (CAS 7783-64-4) and hafnium fluoride (HfF4) (CAS 13709-52-9) and having all of the following:
|
6C004.e. |
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IX.A6.027 |
“Laser” materials, as follows:
Technical notes:
|
6C005 |
IX.A7. NAVIGATION AND AVIONICS
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
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IX.A7.001 |
“Star trackers” and components therefor, as follows:
Technical note: “Star trackers” are also referred to as stellar attitude sensors or gyro-astro compasses. |
7A004 |
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IX.A7.002 |
Global Navigation Satellite Systems (GNSS) receiving equipment having any of the following and specially designed components therefor:
Note: Item (b) does not apply to GNSS receiving equipment that only uses components designed to filter, switch or combine signals from multiple omni-directional antennae that do not implement adaptive antenna techniques. Technical note: For the purposes of item (b), “adaptive antenna systems” dynamically generate one or more spatial nulls in an antenna array pattern by signal processing in the time domain or frequency domain. |
7A005 |
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IX.A7.003 |
Airborne altimeters operating at frequencies other than 4,2 to 4,4 GHz inclusive and having any of the following:
|
7A006 |
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IX.A7.004 |
Test, calibration or alignment equipment, specially designed for equipment specified in the section above. |
7B001 |
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IX.A7.005 |
Equipment specially designed to characterize mirrors for ring “laser” gyros, as follows:
|
7B002 |
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IX.A7.006 |
Equipment specially designed for the “production” of equipment specified IN IX.A7. Note: Including:
|
7B003 |
IX.A8. MARINE
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
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IX.A8.001 |
Systems, equipment and components, specially designed or modified for submersible vehicles and designed to operate at depths exceeding 1 000 m, as follows:
|
8A002.a. |
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IX.A8.002 |
Systems specially designed or modified for the automated control of the motion of submersible vehicles specified above, using navigation data, having closed loop servo-controls and having any of the following:
|
8A002.b. |
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IX.A8.003 |
Fibre-optic pressure hull penetrators; |
8A002.c. |
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IX.A8.004 |
“Robots” specially designed for underwater use, controlled by using a dedicated computer and having any of the following:
|
8A002.h. |
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IX.A8.005 |
Stirling cycle engine air independent power systems having all of the following:
|
8A002.j. |
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IX.A8.006 |
Noise reduction systems designed for use on vessels of 1 000 tonnes displacement or more, as follows:
Technical note: “Active noise reduction or cancellation systems” incorporate electronic control systems capable of actively reducing equipment vibration by the generation of anti-noise or anti-vibration signals directly to the source. |
8A002.j. |
IX.A9. AEROSPACE AND PROPULSION
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
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IX.A9.001 |
Aero gas turbine engines:
|
9A001 |
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IX.A9.002 |
“Marine gas turbine engines” with an ISO standard continuous power rating of 24 245 kW or more and a specific fuel consumption not exceeding 0,219 kg/kWh in the power range from 35 to 100 %, and specially designed assemblies and components therefor. Note: The term “marine gas turbine engines” includes those industrial, or aero-derivative, gas turbine engines adapted for a ship's electric power generation or propulsion. |
9A002 |
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IX.A9.003 |
Specially designed assemblies or components, incorporating any of the “technologies” specified in paragraph 2 of the section below entitled “Technology”, for any of the following aero gas turbine engines:
|
9A003 |
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IX.A9.004 |
Space launch vehicles, “spacecraft”, “spacecraft buses”, “spacecraft payloads”, “spacecraft” on-board systems or equipment, and terrestrial equipment, as follows:
|
9A004 |
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IX.A9.005 |
Liquid rocket propulsion systems. |
9A005 |
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IX.A9.006 |
Systems and components, specially designed for liquid rocket propulsion systems, as follows:
|
9A006 |
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IX.A9.007 |
Solid rocket propulsion systems. |
9A007 |
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IX.A9.008 |
Components specially designed for solid rocket propulsion systems, as follows:
|
9A008 |
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IX.A9.009 |
Hybrid rocket propulsion systems. |
9A009 |
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IX.A9.010 |
Specially designed components, systems and structures, for launch vehicles, launch vehicle propulsion systems or “spacecraft”, as follows:
|
9A010 |
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IX.A9.011 |
“Unmanned Aerial Vehicles” (“UAVs”), unmanned “airships”, related equipment and components, as follows:
|
9A012 |
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IX.A9.012 |
On-line (real-time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment specially designed for the “development” of gas turbine engines, assemblies or components and incorporating any of the “technologies” specified in paragraph 2 (b) or 2 (c) of the section below entitled “Technology”. |
9B002 |
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IX.A9.013 |
Equipment specially designed for the “production” or test of gas turbine brush seals designed to operate at tip speeds exceeding 335 m/s and temperatures in excess of 773 K (500 °C), and specially designed components or accessories therefor. |
9B003 |
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IX.A9.014 |
Tools, dies or fixtures, for the solid-state joining of “superalloy”, titanium or intermetallic airfoil-to-disk combinations described in paragraph 2 of the section below entitled “Technology” for gas turbines. |
9B004 |
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IX.A9.015 |
On-line (real-time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment, specially designed for use in wind tunnels designed for speeds of Mach 1,2 or more. |
9B005 |
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IX.A9.016 |
Acoustic vibration test equipment capable of producing sound pressure levels of 160 dB or more (referenced to 20 Pa) with a rated output of 4 kW or more at a test cell temperature exceeding 1 273 K (1 000 °C), and specially designed quartz heaters therefor. |
9B006 |
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IX.A9.017 |
Equipment specially designed for inspecting the integrity of rocket motors and using Non-Destructive Test (NDT) techniques other than planar X-ray or basic physical or chemical analysis. |
9B007 |
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IX.A9.018 |
Direct measurement wall skin friction transducers specially designed to operate at a test flow total (stagnation) temperature exceeding 833 K (560 °C). |
9B008 |
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IX.A9.019 |
Tooling specially designed for producing gas turbine engine powder metallurgy rotor components having all of the following:
Note: The item above does not specify tooling for the production of powder. |
9B008 |
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IX.A9.020 |
Equipment specially designed for the production of items specified by “Unmanned Aerial Vehicles” (“UAVs”), unmanned “airships” and components. |
9B010 |
B. SOFTWARE
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
IX.B.001 |
“Software” specially designed or modified for the “development”, “production” or “use” of equipment specified in IX.A1. |
1D001 1D002 1D003 |
IX.B.002 |
“Software” for the “development” of material specified in IX.A1. |
1D001 1D002 1D003 |
IX.B.003 |
“Software” specially designed or modified to enable non-listed equipment to perform the functions of any equipment specified in IX.A1. |
1D001 1D002 1D003 |
IX.B.004 |
“Software” specially designed or modified for the “development”, “production” or “use” of equipment specified in IX.A2 |
2D001 |
IX.B.005 |
“Software” specially designed or modified to allow non-listed equipment to function as equipment specified IX.A2 |
2D003 2D101 2D202 |
IX.B.006 |
“Software” specially designed for the “development”, “production” or “use” of equipment specified in IX.A3. |
3D001 3D002 3D003 |
IX.B.007 |
“Software” specially designed or modified to allow non-listed equipment to function as equipment specified in IX.A3 |
3D001 3D002 3D003 |
IX.B.008 |
“Software” specially designed for the “development”, “production” or “use” of equipment specified in IX.A6. |
6D001 6D003 6D002 6D102 6D203 6D203 |
IX.B.009 |
“Software” specially designed or modified to allow non-listed equipment to function as equipment specified in IX.A6. |
6D001 6D003 6D002 6D102 6D203 6D203 |
IX.B.010 |
“Software” specially designed or modified for the “development”, “production” or “use” of equipment specified in IX.A7. |
7D001 7D002 7D003 7D004 7D005 7D102 7D103 7D104 |
IX.B.011 |
“Software” specially designed or modified to allow non-listed equipment to function as equipment specified IX.A7. |
7D001 7D002 7D003 7D004 7D005 7D102 7D103 7D104 |
IX.B.012 |
“Source code” for the operation or maintenance of equipment specified IX.A7. |
7D001 7D002 7D003 7D004 7D005 7D102 7D103 7D104 |
IX.B.013 |
Computer-Aided Design (CAD) “software” specially designed for the “development” of “active flight control systems”, helicopter multi-axis fly-by-wire or fly-by-light controllers or helicopter “circulation controlled anti-torque or circulation-controlled direction control systems”. |
7D001 7D002 7D003 7D004 7D005 7D102 7D103 7D104 |
IX.B.014 |
“Software” specially designed or9modified for the “development”, “production” or “use” of equipment. Specified in IX.A9. |
9D001 9D002 9D003 9D004 9D005 9D101 9D103 9D104 9D105 |
IX.B.015 |
“Software” specially designed or modified to allow non-listed equipment to function as equipment specified in IX.A9. |
9D001 9D002 9D003 9D004 9D005 9D101 9D103 9D104 9D105 |
C. TECHNOLOGY
No |
Description |
Related item from Annex I to Regulation (EC) No 428/2009 |
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IX.C.001 |
“Technology” for the “development”, “production” or “use” of equipment or “software” specified in IX.A1. |
2E001 |
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IX.C.002 |
“Technology” for the “development”, “production” or “use” of equipment or materials specified in IX.A3 |
3E001 3E003 3E101 3E102 3E201 |
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IX.C.003 |
“Technology” for the “development”, “production” and “use” of equipment or “software”, specified in IX.A7. |
7E001 7E002 7E003 7E004 7D005 7E101 7E102 7E104 |
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IX.C.004 |
“Technology” for the “development”, “production” or “use” of equipment or software, specified in IX.A9. |
9E001 9E002 |
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IX.C.005 |
Other “technology”, as follows:
|
9E003.a. |
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IX.C.006 |
“Technology” for gas turbine engine “Full Authority Digital Engine Control (FADEC) systems”, as follows:
Note: Item (b) above does not apply to technical data related to engine-“aircraft“ integration required by civil aviation authorities of one or more Member States to be published for general airline use (e.g., installation manuals, operating instructions, instructions for continued airworthiness) or interface functions (e.g., input/output processing, airframe thrust or shaft power demand). |
9E003.h. |
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IX.C.007 |
“Technology” for adjustable flow path systems designed to maintain engine stability for gas generator turbines, fan or power turbines, or propelling nozzles, as follows:
|
9E003.i |