ISSN 1977-0677 |
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Official Journal of the European Union |
L 60 |
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English edition |
Legislation |
Volume 59 |
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Corrigenda |
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* |
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(1) Text with EEA relevance |
EN |
Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period. The titles of all other Acts are printed in bold type and preceded by an asterisk. |
II Non-legislative acts
REGULATIONS
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/1 |
COUNCIL IMPLEMENTING REGULATION (EU) 2016/311
of 4 March 2016
implementing Regulation (EU) No 208/2014 concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Regulation (EU) No 208/2014 of 5 March 2014 concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine (1), and in particular Article 14(1) thereof,
Having regard to the proposal of the High Representative of the Union for Foreign Affairs and Security Policy,
Whereas:
(1) |
On 5 March 2014, the Council adopted Regulation (EU) No 208/2014. |
(2) |
On the basis of a review by the Council, the entry for one person should be deleted and the entries for three persons should be amended. |
(3) |
Annex I to Regulation (EU) No 208/2014 should therefore be amended accordingly, |
HAS ADOPTED THIS REGULATION:
Article 1
Annex I to Regulation (EU) No 208/2014 shall be amended as set out in the Annex to this Regulation.
Article 2
This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 4 March 2016.
For the Council
The President
S.A.M. DIJKSMA
ANNEX
I.
The entry for the following person is deleted from the list set out in Annex I to Regulation (EU) No 208/2014:
‘14. |
Raisa Vasylivna Bohatyriova’ |
II.
The entries for the following persons set out in Annex I to Regulation (EU) No 208/2014 are replaced by the following:
|
Name |
Identifying information |
Statement of reasons |
Date of listing |
‘2. |
Vitalii Yuriyovych Zakharchenko (Вiталiй Юрiйович Захарченко), Vitaliy Yurievich Zakharchenko (Виталий Юрьевич Захарченко) |
Born on 20 January 1963 in Kostiantynivka (Donetsk oblast), former Minister of Internal Affairs. |
Person subject to criminal proceedings by the Ukrainian authorities for the misappropriation of public funds or assets and in connection with the misuse of office by a public office-holder to procure an unjustified advantage for himself or a third party thereby causing a loss to the Ukrainian public budget or assets. |
6.3.2014 |
4. |
Olena Leonidivna Lukash (Олена Леонiдiвна Лукаш), Elena Leonidovna Lukash (Елена Леонидовна Лукаш) |
Born on 12 November 1976 in Rîbnița (Moldova), former Minister of Justice. |
Person subject to criminal proceedings by the Ukrainian authorities for involvement in the misappropriation of public funds or assets and in connection with the misuse of office by a public office-holder to procure an unjustified advantage for herself or a third party thereby causing a loss to the Ukrainian public budget or assets. |
6.3.2014 |
13. |
Dmytro Volodymyrovych Tabachnyk (Дмитро Володимирович Табачник) |
Born on 28 November 1963 in Kiev, former Minister of Education and Science. |
Person subject to criminal proceedings by the Ukrainian authorities for involvement in the misappropriation of public funds or assets. |
6.3.2014’ |
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/3 |
COMMISSION IMPLEMENTING REGULATION (EU) 2016/312
of 4 March 2016
correcting Regulation (EU) No 37/2010 as regards the substance ‘tylvalosin’
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EC) No 470/2009 of the European Parliament and of the Council of 6 May 2009 laying down Community procedures for the establishment of residue limits of pharmacologically active substances in foodstuffs of animal origin, repealing Council Regulation (EEC) No 2377/90 and amending Directive 2001/82/EC of the European Parliament and of the Council and Regulation (EC) No 726/2004 of the European Parliament and of the Council (1), and in particular Article 14 in conjunction with Article 17 thereof,
Having regard to the opinion of the European Medicines Agency formulated by the Committee for Medicinal Products for Veterinary Use,
Whereas:
(1) |
The Commission has been made aware of the fact that in the Annex to Commission Regulation (EU) No 37/2010 (2), as amended by Commission Implementing Regulation (EU) 2015/1492 (3), as regards the substance ‘tylvalosin’, the marker residue ‘tylvalosin’ was erroneously indicated as marker residue for porcine species. |
(2) |
The Annex to Regulation (EU) No 37/2010 should be corrected to indicate that the marker residue for porcine species and for skin and fat and liver of poultry species is ‘Sum of Tylvalosin and 3-O-acetyltylosin’ and that the marker residue ‘tylvalosin’ applies only to eggs of poultry species. |
(3) |
This Regulation should apply retroactively from the date of application of Implementing Regulation (EU) 2015/1492 because the marker residue for porcine species was indicated erroneously and should therefore be corrected. It should therefore enter into force as a matter of urgency. |
(4) |
The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Veterinary Medicinal Products, |
HAS ADOPTED THIS REGULATION:
Article 1
In Table 1 of the Annex to Regulation (EU) No 37/2010, the entry for the substance ‘tylvalosin’ is replaced by the following:
‘Tylvalosin |
Sum of tylvalosin and 3-O-acetyltylosin |
Porcine |
50 μg/kg |
Muscle |
NO ENTRY |
Anti-infectious agents/Antibiotics’ |
50 μg/kg |
Skin and fat |
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50 μg/kg |
Liver |
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50 μg/kg |
Kidney |
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Poultry |
50 μg/kg |
Skin and fat |
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50 μg/kg |
Liver |
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Tylvalosin |
Poultry |
200 μg/kg |
Eggs |
Article 2
This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union.
It shall apply from 3 November 2015.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 4 March 2016.
For the Commission
The President
Jean-Claude JUNCKER
(1) OJ L 152, 16.6.2009, p. 11.
(2) Commission Regulation (EU) No 37/2010 of 22 December 2009 on pharmacologically active substances and their classification regarding maximum residue limits in foodstuffs of animal origin (OJ L 15, 20.1.2010, p. 1).
(3) Commission Implementing Regulation (EU) 2015/1492 of 3 September 2015 amending Regulation (EU) No 37/2010 as regards the substance ‘tylvalosin’ (OJ L 231, 4.9.2015, p. 10).
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/5 |
COMMISSION IMPLEMENTING REGULATION (EU) 2016/313
of 1 March 2016
amending Implementing Regulation (EU) No 680/2014 with regard to additional monitoring metrics for liquidity reporting
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (1), and in particular the fourth subparagraph of Article 415(3) thereof,
Whereas:
(1) |
Chapter 7 of Commission Implementing Regulation (EU) No 680/2014 (2) provides for liquidity reporting by credit institutions on an individual and a consolidated basis. In order to increase effective liquidity supervision, it is appropriate to require the reporting of additional liquidity monitoring metrics as referred to in Article 415(3)(b) of Regulation (EU) No 575/2013. This should provide a more complete overview of the liquidity position of an institution, proportionate to the nature, scale and complexity of an institution's activities |
(2) |
The additional liquidity monitoring metrics to be reported should include: metrics based on the concentration of funding by counterparty and product type, as those metrics identify counterparties and instruments that are of such relevance that withdrawal of funds or declining market liquidity could trigger liquidity problems; metrics based on the concentration of the counterbalancing capacity by issuer or counterparty, as those metrics provide information about the reporting institutions' concentration by the 10 largest holdings of assets or liquidity lines granted to the institution; and metrics based on the prices for various lengths of funding and the rollover of funding, which represents information valuable over time as supervisors are made aware of changes in funding spreads, volumes and tenors. |
(3) |
Reporting for additional liquidity monitoring metrics should be used by competent authorities as part of their supervisory review and evaluation process, as well as within colleges of supervisors and as an early warning tool for day-to-day supervision. |
(4) |
The reporting of additional liquidity monitoring metrics should be aligned with the level of application and reporting for the liquidity coverage requirement in accordance with Articles 6 to 10 and Article 415(3)(a) of Regulation (EU) No 575/2013. |
(5) |
In order to ensure proportionality, quarterly reporting should be allowed instead of monthly reporting, where an institution does not form part of a group with subsidiaries or parent institutions located in jurisdictions other than that of its competent authority and the balance sheet total of the institution represents only a small proportion of the sum of individual balance sheet totals of all institutions in the respective Member State and the institution has total assets which are not significant. |
(6) |
Given the importance of the reporting of additional liquidity monitoring metrics for proper supervision and as an early warning tool for day-to-day supervision, this Regulation should be applied promptly. However, to facilitate the initial implementation of this Regulation by institutions and competent authorities, during the first six months of its application, the reporting remittance date relating to the monthly reporting of the additional liquidity monitoring metrics should be the 30th, instead of the 15th, calendar day after the reporting reference date. |
(7) |
This Regulation is based on the draft implementing technical standards submitted by the European Banking Authority (EBA) to the Commission. |
(8) |
EBA has conducted open public consultations on the draft implementing technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Banking Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council (3). |
(9) |
In accordance with the procedure set out in Article 15 of Regulation (EU) No 1093/2010, the Commission has endorsed with amendments the draft implementing standard submitted by EBA explaining the reasons for the amendments. EBA provided a formal opinion, accepting the proposed amendments with the exception of those relating to the reporting of liquid assets and expected cash outflows and inflows (‘the maturity ladder’), providing a number of reasons for its approach. |
(10) |
The Commission has carefully assessed the reasons provided by EBA in favour of adopting reporting rules for the maturity ladder based on the provisional reporting approach in Regulation (EU) No 575/2013. That approach will, however, need to be amended in order to be fully aligned with the definitive approach set out in Commission Delegated Regulation (EU) 2015/61 (4) which applies from 1 October 2015. |
(11) |
The Commission fully recognises the importance of the maturity ladder as a supervisory instrument. However, the Commission considers that, currently, the supervisory benefits achieved by the mandatory reporting of a maturity ladder based on an outdated approach to reporting are disproportionate to the additional regulatory burden and duplication of compliance costs. EBA should seek to update the maturity ladder based on a reporting fully aligned with Delegated Regulation (EU) 2015/61 as soon as possible and submit to the Commission for adoption. In the interim and pending the future adoption of mandatory reporting for the maturity ladder, where necessary and justified, supervisors may seek additional reporting not provided for by this Implementing Regulation, including under Article 412(5) of Regulation (EU) No 575/2013. |
(12) |
Implementing Regulation (EU) No 680/2014 should therefore be amended accordingly, |
HAS ADOPTED THIS REGULATION:
Article 1
Implementing Regulation (EU) No 680/2014 is amended as follows:
1. |
in Article 1, the following point (g) is added:
|
2. |
the following Chapter 7b is inserted: ‘CHAPTER 7b FORMAT AND FREQUENCY OF REPORTING ON ADDITIONAL LIQUIDITY MONITORING METRICS ON AN INDIVIDUAL AND A CONSOLIDATED BASIS Article 16b 1. In order to report information on additional liquidity monitoring metrics in accordance with Article 415(3)(b) of Regulation (EU) No 575/2013 on an individual and a consolidated basis, institutions shall submit all of the following information with a monthly frequency:
2. By way of derogation from paragraph 1, an institution may report the information on additional liquidity monitoring metrics with a quarterly frequency where all of the following conditions are met:
For the purposes of point (b), balance sheet total figures for calculating the ratio shall be based on year-end audited figures for the year before the year preceding the reporting reference date. 3. For the purposes of the obligations set out in paragraphs 1 and 2, the first month for which information on additional liquidity monitoring metrics is to be reported shall be April 2016. (*1) Council Directive 86/635/EEC of 8 December 1986 on the annual accounts and consolidated accounts of banks and other financial institutions (OJ L 372, 31.12.1986, p. 1).’;" |
3. |
in Article 18, the following sixth paragraph is added: ‘By way of derogation from Article 3(1)(a), for the months from April 2016 to October 2016 inclusive, the reporting remittance date relating to the monthly reporting of the additional liquidity monitoring metrics shall be the thirtieth calendar day after the reporting reference date.’; |
4. |
Annexes XVIII to XXI are added in accordance with the text set out in the Annex to this Regulation. |
Article 2
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 1 March 2016.
For the Commission
The President
Jean-Claude JUNCKER
(1) OJ L 176, 27.6.2013, p. 1.
(2) Commission Implementing Regulation (EU) No 680/2014 of 16 April 2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council (OJ L 191, 28.6.2014, p. 1).
(3) Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).
(4) Commission Delegated Regulation (EU) 2015/61 of 10 October 2014 to supplement Regulation (EU) No 575/2013 of the European Parliament and the Council with regard to liquidity coverage requirement for Credit Institutions (OJ L 11, 17.1.2015, p. 1).
ANNEX
‘ANNEX XVIII
ADDITIONAL LIQUIDITY MONITORING METRICS UNDER ARTICLE 415(3)(b) OF REGULATION (EU) No 575/2013
ALMM TEMPLATES |
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Template number |
Template code |
Name of the template/group of templates |
ADDITIONAL MONITORING TOOLS TEMPLATES |
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67 |
C 67.00 |
CONCENTRATION OF FUNDING BY COUNTERPARTY |
68 |
C 68.00 |
CONCENTRATION OF FUNDING BY PRODUCT TYPE |
69 |
C 69.00 |
PRICES FOR VARIOUS LENGTHS OF FUNDING |
70 |
C 70.00 |
ROLL-OVER OF FUNDING |
C 67.00 — CONCENTRATION OF FUNDING BY COUNTERPARTY
z-axis |
Total and significant currencies |
Concentration of funding by counterparty |
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|
Counterparty Name |
LEI Code |
Counterparty Sector |
Residence of Counterparty |
Product Type |
Amount Received |
Weighted average initial maturity |
Weighted average residual maturity |
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Row |
ID |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
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010 |
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020 |
1,01 |
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030 |
1,02 |
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040 |
1,03 |
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050 |
1,04 |
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060 |
1,05 |
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070 |
1,06 |
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080 |
1,07 |
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090 |
1,08 |
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100 |
1,09 |
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110 |
1,10 |
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120 |
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C 68.00 — CONCENTRATION OF FUNDING BY PRODUCT TYPE
z-axis |
Total and significant currencies |
Concentration of funding by product type |
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Row |
ID |
Product Name |
Total amount received |
Amount covered by a Deposit Guarantee Scheme according to Directive 94/19/EC or an equivalent deposit guarantee scheme in a third country |
Amount not covered by a Deposit Guarantee Scheme according to Directive 94/19/EC or an equivalent deposit guarantee scheme in a third country |
Weighted average initial maturity |
Weighted average residual maturity |
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010 |
020 |
030 |
040 |
050 |
PRODUCTS GREATER THAN 1 % OF TOTAL LIABILITIES |
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010 |
1 |
RETAIL FUNDING |
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020 |
1,1 |
Sight deposits |
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030 |
1,2 |
Fixed term deposits with an initial maturity less than 30 days |
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040 |
1,3 |
Fixed term deposits with an initial maturity greater than 30 days |
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050 |
1.3.1 |
with a penalty for early withdrawal that is materially greater than losing the interest that would be obtained for the remaining maturity |
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060 |
1.3.2 |
without a penalty for early withdrawal that is materially greater than losing the interest that would be obtained for the remaining maturity |
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070 |
1,4 |
Savings accounts |
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080 |
1.4.1 |
with a notice period for withdrawal greater than 30 days |
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090 |
1.4.2 |
without a notice period for withdrawal greater than 30 days |
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100 |
2 |
WHOLESALE FUNDING |
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110 |
2,1 |
Unsecured wholesale funding |
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120 |
2.1.1 |
of which financial customers |
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130 |
2.1.2 |
of which non-financial customers |
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140 |
2.1.3 |
of which from intra-group entities |
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150 |
2,2 |
Secured wholesale funding |
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160 |
2.2.1 |
of which repurchase agreements |
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170 |
2.2.2 |
of which covered bond issuance |
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180 |
2.2.3 |
of which asset backed security issuance |
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190 |
2.2.4 |
of which from intra-group entities |
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C 69.00 — PRICES FOR VARIOUS LENGTHS OF FUNDING
z-axis |
Total and significant currencies |
Prices for various lengths of funding |
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Overnight |
1 week |
1 month |
3 months |
6 months |
1 year |
2 years |
5 years |
10 years |
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Spread |
Volume |
Spread |
Volume |
Spread |
Volume |
Spread |
Volume |
Spread |
Volume |
Spread |
Volume |
Spread |
Volume |
Spread |
Volume |
Spread |
Volume |
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Row |
ID |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
130 |
140 |
150 |
160 |
170 |
180 |
010 |
1 |
Total Funding |
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020 |
1,1 |
of which: Retail deposits |
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030 |
1,2 |
of which: Unsecured wholesale deposits |
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040 |
1,3 |
of which: Secured funding |
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050 |
1,4 |
of which: Senior unsecured securities |
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060 |
1,5 |
of which: Covered bonds |
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070 |
1,6 |
of which: Asset backed securities including ABCP |
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C 70.00 - ROLL-OVER OF FUNDING
z-axis |
Total and significant currencies |
Roll-over of funding |
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Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
010 |
1.1 |
1 |
Total funding |
|
|
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|
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|
020 |
1.1.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
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030 |
1.1.2 |
Unsecured wholesale deposits |
|
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|
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|
040 |
1.1.3 |
Secured funding |
|
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|
050 |
1.2 |
2 |
Total funding |
|
|
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|
|
|
|
|
|
|
|
|
060 |
1.2.1 |
Retail deposits |
|
|
|
|
|
|
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|
|
|
|
|
|
070 |
1.2.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
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|
080 |
1.2.3 |
Secured funding |
|
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|
|
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|
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|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
010 |
1.1 |
1 |
Total funding |
|
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|
|
|
|
|
|
|
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|
|
020 |
1.1.1 |
Retail deposits |
|
|
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030 |
1.1.2 |
Unsecured wholesale deposits |
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040 |
1.1.3 |
Secured funding |
|
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|
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|
050 |
1.2 |
2 |
Total funding |
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|
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|
|
|
|
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060 |
1.2.1 |
Retail deposits |
|
|
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|
|
|
|
|
|
|
|
|
|
070 |
1.2.2 |
Unsecured wholesale deposits |
|
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|
|
|
|
|
|
|
|
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|
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080 |
1.2.3 |
Secured funding |
|
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|
|
|
|
|
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|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
010 |
1.1 |
1 |
Total funding |
|
|
|
|
|
|
|
|
|
020 |
1.1.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
030 |
1.1.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
040 |
1.1.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
050 |
1.2 |
2 |
Total funding |
|
|
|
|
|
|
|
|
|
060 |
1.2.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
070 |
1.2.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
080 |
1.2.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
090 |
1.3 |
3 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
100 |
1.3.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
110 |
1.3.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
120 |
1.3.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
130 |
1.4 |
4 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
140 |
1.4.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
150 |
1.4.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
160 |
1.4.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
170 |
1.5 |
5 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
180 |
1.5.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
190 |
1.5.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
200 |
1.5.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
090 |
1.3 |
3 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
100 |
1.3.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
110 |
1.3.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
120 |
1.3.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
130 |
1.4 |
4 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
140 |
1.4.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
150 |
1.4.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
160 |
1.4.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
170 |
1.5 |
5 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
180 |
1.5.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
190 |
1.5.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
200 |
1.5.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
090 |
1.3 |
3 |
Total funding |
|
|
|
|
|
|
|
|
|
100 |
1.3.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
110 |
1.3.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
120 |
1.3.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
130 |
1.4 |
4 |
Total funding |
|
|
|
|
|
|
|
|
|
140 |
1.4.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
150 |
1.4.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
160 |
1.4.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
170 |
1.5 |
5 |
Total funding |
|
|
|
|
|
|
|
|
|
180 |
1.5.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
190 |
1.5.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
200 |
1.5.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
210 |
1.6 |
6 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
220 |
1.6.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
230 |
1.6.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
240 |
1.6.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
250 |
1.7 |
7 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
260 |
1.7.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
270 |
1.7.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
280 |
1.7.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
290 |
1.8 |
8 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
300 |
1.8.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
310 |
1.8.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
320 |
1.8.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
210 |
1.6 |
6 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
220 |
1.6.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
230 |
1.6.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
240 |
1.6.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
250 |
1.7 |
7 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
260 |
1.7.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
270 |
1.7.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
280 |
1.7.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
290 |
1.8 |
8 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
300 |
1.8.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
310 |
1.8.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
320 |
1.8.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
210 |
1.6 |
6 |
Total funding |
|
|
|
|
|
|
|
|
|
220 |
1.6.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
230 |
1.6.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
240 |
1.6.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
250 |
1.7 |
7 |
Total funding |
|
|
|
|
|
|
|
|
|
260 |
1.7.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
270 |
1.7.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
280 |
1.7.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
290 |
1.8 |
8 |
Total funding |
|
|
|
|
|
|
|
|
|
300 |
1.8.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
310 |
1.8.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
320 |
1.8.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
330 |
1.9 |
9 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
340 |
1.9.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
350 |
1.9.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
360 |
1.9.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
370 |
1.10 |
10 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
380 |
1.10.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
390 |
1.10.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
400 |
1.10.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
410 |
1.11 |
11 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
420 |
1.11.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
430 |
1.11.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
440 |
1.11.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
330 |
1.9 |
9 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
340 |
1.9.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
350 |
1.9.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
360 |
1.9.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
370 |
1.10 |
10 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
380 |
1.10.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
390 |
1.10.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
400 |
1.10.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
410 |
1.11 |
11 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
420 |
1.11.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
430 |
1.11.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
440 |
1.11.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
330 |
1.9 |
9 |
Total funding |
|
|
|
|
|
|
|
|
|
340 |
1.9.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
350 |
1.9.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
360 |
1.9.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
370 |
1.10 |
10 |
Total funding |
|
|
|
|
|
|
|
|
|
380 |
1.10.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
390 |
1.10.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
400 |
1.10.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
410 |
1.11 |
11 |
Total funding |
|
|
|
|
|
|
|
|
|
420 |
1.11.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
430 |
1.11.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
440 |
1.11.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
450 |
1.12 |
12 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
460 |
1.12.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
470 |
1.12.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
480 |
1.12.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
490 |
1.13 |
13 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
500 |
1.13.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
510 |
1.13.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
520 |
1.13.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
530 |
1.14 |
14 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
540 |
1.14.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
550 |
1.14.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
560 |
1.14.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
450 |
1.12 |
12 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
460 |
1.12.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
470 |
1.12.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
480 |
1.12.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
490 |
1.13 |
13 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
500 |
1.13.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
510 |
1.13.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
520 |
1.13.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
530 |
1.14 |
14 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
540 |
1.14.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
550 |
1.14.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
560 |
1.14.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
450 |
1.12 |
12 |
Total funding |
|
|
|
|
|
|
|
|
|
460 |
1.12.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
470 |
1.12.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
480 |
1.12.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
490 |
1.13 |
13 |
Total funding |
|
|
|
|
|
|
|
|
|
500 |
1.13.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
510 |
1.13.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
520 |
1.13.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
530 |
1.14 |
14 |
Total funding |
|
|
|
|
|
|
|
|
|
540 |
1.14.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
550 |
1.14.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
560 |
1.14.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
570 |
1.15 |
15 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
580 |
1.15.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
590 |
1.15.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
600 |
1.15.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
610 |
1.16 |
16 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
620 |
1.16.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
630 |
1.16.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
640 |
1.16.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
650 |
1.17 |
17 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
660 |
1.17.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
670 |
1.17.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
680 |
1.17.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
570 |
1.15 |
15 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
580 |
1.15.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
590 |
1.15.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
600 |
1.15.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
610 |
1.16 |
16 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
620 |
1.16.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
630 |
1.16.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
640 |
1.16.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
650 |
1.17 |
17 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
660 |
1.17.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
670 |
1.17.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
680 |
1.17.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
570 |
1.15 |
15 |
Total funding |
|
|
|
|
|
|
|
|
|
580 |
1.15.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
590 |
1.15.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
600 |
1.15.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
610 |
1.16 |
16 |
Total funding |
|
|
|
|
|
|
|
|
|
620 |
1.16.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
630 |
1.16.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
640 |
1.16.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
650 |
1.17 |
17 |
Total funding |
|
|
|
|
|
|
|
|
|
660 |
1.17.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
670 |
1.17.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
680 |
1.17.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
690 |
1.18 |
18 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
700 |
1.18.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
710 |
1.18.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
720 |
1.18.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
730 |
1.19 |
19 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
740 |
1.19.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
750 |
1.19.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
760 |
1.19.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
770 |
1.20 |
20 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
780 |
1.20.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
790 |
1.20.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
800 |
1.20.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
690 |
1.18 |
18 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
700 |
1.18.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
710 |
1.18.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
720 |
1.18.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
730 |
1.19 |
19 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
740 |
1.19.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
750 |
1.19.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
760 |
1.19.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
770 |
1.20 |
20 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
780 |
1.20.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
790 |
1.20.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
800 |
1.20.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
690 |
1.18 |
18 |
Total funding |
|
|
|
|
|
|
|
|
|
700 |
1.18.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
710 |
1.18.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
720 |
1.18.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
730 |
1.19 |
19 |
Total funding |
|
|
|
|
|
|
|
|
|
740 |
1.19.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
750 |
1.19.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
760 |
1.19.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
770 |
1.20 |
20 |
Total funding |
|
|
|
|
|
|
|
|
|
780 |
1.20.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
790 |
1.20.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
800 |
1.20.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
810 |
1.21 |
21 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
820 |
1.21.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
830 |
1.21.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
840 |
1.21.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
850 |
1.22 |
22 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
860 |
1.22.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
870 |
1.22.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
880 |
1.22.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
890 |
1.23 |
23 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
900 |
1.23.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
910 |
1.23.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
920 |
1.23.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
810 |
1.21 |
21 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
820 |
1.21.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
830 |
1.21.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
840 |
1.21.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
850 |
1.22 |
22 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
860 |
1.22.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
870 |
1.22.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
880 |
1.22.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
890 |
1.23 |
23 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
900 |
1.23.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
910 |
1.23.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
920 |
1.23.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
810 |
1.21 |
21 |
Total funding |
|
|
|
|
|
|
|
|
|
820 |
1.21.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
830 |
1.21.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
840 |
1.21.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
850 |
1.22 |
22 |
Total funding |
|
|
|
|
|
|
|
|
|
860 |
1.22.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
870 |
1.22.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
880 |
1.22.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
890 |
1.23 |
23 |
Total funding |
|
|
|
|
|
|
|
|
|
900 |
1.23.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
910 |
1.23.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
920 |
1.23.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
930 |
1.24 |
24 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
940 |
1.24.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
950 |
1.24.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
960 |
1.24.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
970 |
1.25 |
25 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
980 |
1.25.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
990 |
1.25.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1000 |
1.25.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
1010 |
1.26 |
26 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1020 |
1.26.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1030 |
1.26.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1040 |
1.26.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
930 |
1.24 |
24 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
940 |
1.24.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
950 |
1.24.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
960 |
1.24.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
970 |
1.25 |
25 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
980 |
1.25.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
990 |
1.25.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1000 |
1.25.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
1010 |
1.26 |
26 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1020 |
1.26.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1030 |
1.26.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1040 |
1.26.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
930 |
1.24 |
24 |
Total funding |
|
|
|
|
|
|
|
|
|
940 |
1.24.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
950 |
1.24.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
960 |
1.24.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
970 |
1.25 |
25 |
Total funding |
|
|
|
|
|
|
|
|
|
980 |
1.25.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
990 |
1.25.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
1000 |
1.25.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
1010 |
1.26 |
26 |
Total funding |
|
|
|
|
|
|
|
|
|
1020 |
1.26.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
1030 |
1.26.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
1040 |
1.26.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
1050 |
1.27 |
27 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1060 |
1.27.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1070 |
1.27.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1080 |
1.27.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
1090 |
1.28 |
28 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1100 |
1.28.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1110 |
1.28.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1120 |
1.28.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
1130 |
1.29 |
29 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1140 |
1.29.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1150 |
1.29.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1160 |
1.29.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
1050 |
1.27 |
27 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1060 |
1.27.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1070 |
1.27.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1080 |
1.27.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
1090 |
1.28 |
28 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1100 |
1.28.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1110 |
1.28.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1120 |
1.28.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
1130 |
1.29 |
29 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1140 |
1.29.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1150 |
1.29.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1160 |
1.29.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
1050 |
1.27 |
27 |
Total funding |
|
|
|
|
|
|
|
|
|
1060 |
1.27.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
1070 |
1.27.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
1080 |
1.27.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
1090 |
1.28 |
28 |
Total funding |
|
|
|
|
|
|
|
|
|
1100 |
1.28.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
1110 |
1.28.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
1120 |
1.28.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
1130 |
1.29 |
29 |
Total funding |
|
|
|
|
|
|
|
|
|
1140 |
1.29.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
1150 |
1.29.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
1160 |
1.29.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
Overnight |
> 1 day ≤ 7 days |
>7days ≤ 14 days |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
100 |
110 |
120 |
1170 |
1.30 |
30 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1180 |
1.30.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1190 |
1.30.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1200 |
1.30.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
1210 |
1.31 |
31 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1220 |
1.31.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1230 |
1.31.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1240 |
1.31.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
|||||||||||||||
|
>14 days ≤ 1 month |
>1 Month ≤ 3 Months |
>3 Months ≤ 6 Months |
||||||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
Maturing |
Roll over |
New Funds |
Net |
||||
Row |
ID |
Day |
Item |
130 |
140 |
150 |
160 |
170 |
180 |
190 |
200 |
210 |
220 |
230 |
240 |
1170 |
1.30 |
30 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1180 |
1.30.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1190 |
1.30.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1200 |
1.30.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
|
1210 |
1.31 |
31 |
Total funding |
|
|
|
|
|
|
|
|
|
|
|
|
1220 |
1.31.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1230 |
1.31.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
1240 |
1.31.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
|
|
Roll-over of funding |
||||||||||||
|
>6 Months |
Total net cashflows |
Average Term (days) |
|||||||||
Maturing |
Roll over |
New Funds |
Net |
Maturing Funds Term |
Roll-over Funds Term |
New Funds Term |
Total Funding Profile |
|||||
Row |
ID |
Day |
Item |
250 |
260 |
270 |
280 |
290 |
300 |
310 |
320 |
330 |
1170 |
1.30 |
30 |
Total funding |
|
|
|
|
|
|
|
|
|
1180 |
1.30.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
1190 |
1.30.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
1200 |
1.30.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
|
1210 |
1.31 |
31 |
Total funding |
|
|
|
|
|
|
|
|
|
1220 |
1.31.1 |
Retail deposits |
|
|
|
|
|
|
|
|
|
|
1230 |
1.31.2 |
Unsecured wholesale deposits |
|
|
|
|
|
|
|
|
|
|
1240 |
1.31.3 |
Secured funding |
|
|
|
|
|
|
|
|
|
‘ANNEX XIX
INSTRUCTIONS FOR COMPLETING THE ADDITIONAL MONITORING TOOLS TEMPLATE OF ANNEX XVIII
1. Additional Monitoring Tools
1.1. General remarks
1. |
The summary templates contained in Annex XVIII is designed to monitor an institution's liquidity risk that falls outside of the scope of the reports on Liquidity Coverage and Stable Funding. |
1.2. Concentration of funding by counterparty (C 67.00)
1. |
This template seeks to collect information about the reporting institutions' concentration of funding by counterparty. |
2. |
For the purpose of completing this template:
|
3. |
For each counterparty, institutions shall record the following components:
These components are explained in more detail in the table below. |
4. |
Where funding is obtained in more than one product type, the type reported shall be the product in which the largest proportion of funding was obtained. Separate information shall be reported to the competent authority explaining the breakdown of funding received for the top 5 products by product type. |
5. |
Identification of the underlying holder of securities may be undertaken on a best efforts basis. Where an institution has information concerning the holder of securities (i.e. is the custodian bank) it should consider that amount for reporting the concentration of counterparties. When there is no information available on the holder of securities the corresponding amount does not have to be reported. |
6. |
Instructions concerning specific columns:
|
1.3. Concentration of funding by product type (C 68.00)
1. |
This template seeks to collect information about the reporting institutions' concentration of funding by product type, broken down into the following funding types:
|
2. |
For the purpose of completing this template institutions shall report the total amount of funding received from each product category, which exceeds a threshold of 1 % of total liabilities. |
3. |
For each product type, institutions shall record the following components:
These components are explained in more detail in the table below. |
4. |
For the purpose of determining those product types from which funding obtained is greater than 1 % of total liabilities threshold, the currency is irrelevant. |
5. |
Instructions concerning specific columns:
|
1.4. Prices for Various Lengths of Funding (C 69.00)
1. |
This template seeks to collect information about the average transaction volume and prices paid by institutions for funding with the following maturities:
|
2. |
For the purpose of determining the maturity of funding obtained, institutions shall ignore the period between trade date and settlement date, e.g. a three month liability settling in two weeks' time shall be reported in the 3 months maturity (columns 070 and 080). |
3. |
The spread reported in the left hand column of each time bucket shall be one of the following:
|
4. |
Spread shall be reported in basis points (bp) and calculated on a weighted average basis. For example:
|
5. |
For the purposes of calculating the average spread payable, institutions shall calculate the total cost in the currency of issue ignoring any FX swap, but include any premium or discount and fees payable or receivable, taking as basis the term of any theoretical or actual interest rate swap matching the term of the liability. The spread is the liability rate minus the swap rate. |
6. |
The net amount of funding obtained for the funding categories listed in the “Item” column shall be reported in the “volume” column of the applicable time bucket. For example, for the funding in point 4 above, this would be EUR 1 500 000. |
7. |
Where there is nothing to report, spreads shall be left empty. |
8. |
Instructions concerning specific rows:
|
1.5. Roll-over of funding (C 70.00)
1. |
This template seeks to collect information about the volume of funds maturing and new funding obtained i.e. “roll-over of funding” on a daily basis over a monthly time horizon. |
2. |
Institutions shall report the funding they have maturing in the following time buckets:
|
3. |
For each time bucket as described in point 2 above, the amount maturing shall be reported in the left-hand column, the amount funds rolled over shall be reported in the “Roll over” column, new funds obtained shall be reported in the “New Funds” column and the net difference (i.e. new funds + roll over — maturing) shall be reported in the right-hand column. |
4. |
Total net cashflows shall be reported in column 290 and shall equal the sum of all “Net” columns (i.e. 040 + 080 + 120 + 160 + 200 + 240 + 280). |
5. |
The average term of funding (in days) for maturing term funds shall be reported in column 300. |
6. |
The average term of funding (in days) of funds rolled over shall be reported in column 310 |
7. |
The average term of funding (in days) for new term funds shall be reported in column 320. |
8. |
The average term of funding (in days) for the total funding profile shall be reported in column 330. |
9. |
Instructions concerning specific rows:
|
‘ANNEX XX
ADDITIONAL LIQUIDITY MONITORING METRICS UNDER ARTICLE 415(3)(b) OF REGULATION (EU) No 575/2013
ALMM TEMPLATES |
||
Template number |
Template code |
Name of the template /group of templates |
CONCENTRATION OF COUNTERBALANCING CAPACITY TEMPLATES |
||
71 |
C 71.00 |
CONCENTRATION OF COUNTERBALANCING CAPACITY BY ISSUER/COUNTERPARTY |
C 71.00 — CONCENTRATION OF COUNTERBALANCING CAPACITY BY ISSUER/COUNTERPARTY
z-axis |
Total and significant currencies |
Concentration of counterbalancing capacity by issuer/counterparty |
||||||||||||
|
Issuer/Counterparty Name |
LEI code |
Issuer/Counterparty Sector |
Residence of Issuer/Counterparty |
Product Type |
Currency |
Credit quality step |
MtM value/nominal |
Collateral value CB-eligible |
|||
Row |
ID |
010 |
020 |
030 |
040 |
050 |
060 |
070 |
080 |
090 |
||
010 |
|
|
|
|
|
|
|
|
|
|
||
020 |
1,01 |
|
|
|
|
|
|
|
|
|
||
030 |
1,02 |
|
|
|
|
|
|
|
|
|
||
040 |
1,03 |
|
|
|
|
|
|
|
|
|
||
050 |
1,04 |
|
|
|
|
|
|
|
|
|
||
060 |
1,05 |
|
|
|
|
|
|
|
|
|
||
070 |
1,06 |
|
|
|
|
|
|
|
|
|
||
080 |
1,07 |
|
|
|
|
|
|
|
|
|
||
090 |
1,08 |
|
|
|
|
|
|
|
|
|
||
100 |
1,09 |
|
|
|
|
|
|
|
|
|
||
110 |
1,10 |
|
|
|
|
|
|
|
|
|
||
120 |
|
|
|
|
|
|
|
|
|
|
‘ANNEX XXI
INSTRUCTIONS FOR COMPLETING THE CONCENTRATION OF COUNTERBALANCING CAPACITY TEMPLATE (C 71.00) OF ANNEX XXII
Concentration of Counterbalancing Capacity by issuer/counterparty (CCC) (C 71.00)
This template seeks to collect information about the reporting institutions' concentration of counterbalancing capacity by the ten largest holdings of assets or liquidity lines granted to the institution for this purpose. Counterbalancing capacity represents the stock of unencumbered assets or other funding sources which are legally and practically available to the institution at the reporting date to cover potential funding gaps. Only outflows and inflows pursuant to contracts existing at the reporting date shall be reported.
Column |
Legal references and instructions |
||||||||||||||||||||||
010 |
Issuer/Counterparty Name The name of the top ten issuers/counterparties of unencumbered assets or undrawn committed liquidity lines granted to the institution shall be recorded in column 010 in a descending fashion. The largest item will be recorded in 1.01, the second in line item 1.02, and so on. The issuer/counterparty name recorded shall be the legal entity title of the company which has issued the assets, or has granted the liquidity lines, including any company type references, e.g. SA (Société anonyme in France), Plc. (public limited company in the UK), or AG (Aktiengesellschaft in Germany) etc. |
||||||||||||||||||||||
020 |
LEI code The legal entity identifier code of the counterparty. |
||||||||||||||||||||||
030 |
Issuer/Counterparty Sector One sector shall be allocated to every counterparty on the basis of FINREP economic sector classes: (i) Central Banks; (ii) General Governments; (iii) Credit institutions; (iv) Other financial corporations; (v) Non-financial corporations; (vi) Households. For groups of connected clients, no sector shall be reported. |
||||||||||||||||||||||
040 |
Residence of Issuer/Counterparty ISO code 3166-1-alpha-2 of the country of incorporation of the counterparty shall be used (including pseudo-ISO codes for international organisations, available in the last edition of the Eurostat's “Balance of Payments Vademecum”). For groups of connected clients, no country shall be reported. |
||||||||||||||||||||||
050 |
Product Type Issuers/Counterparties recorded in column 010 shall be assigned a product type corresponding to the product in which the asset is held or the liquidity stand-by facility has been received, using the following codes indicated in bold:
|
||||||||||||||||||||||
060 |
Currency Issuers/counterparties recorded in column 010 shall be assigned a currency ISO code in column 060 corresponding to the denomination of the asset received or undrawn committed liquidity lines granted to the institution. The three-letter currency unit code according to ISO 4217 shall be reported. |
||||||||||||||||||||||
070 |
Credit quality step Issuers/counterparties recorded in column 010 shall be assigned the appropriate credit quality step according to REGULATION 575/2013, consistent with the items reported in the maturity ladder. |
||||||||||||||||||||||
080 |
MtM value/nominal The market value or fair value of the assets, or — if applicable — the nominal value of the undrawn liquidity line granted to the institution. |
||||||||||||||||||||||
090 |
Collateral value CB-eligible The collateral value according to the central bank rules for standing facilities for the specific assets if they are used as collateral against credit received from the central bank. For assets denominated in a currency included in the ITS issued under Article 416(5) Regulation (EC) No 575/2013 as a currency with extremely narrow central bank eligibility, institutions shall leave this field blank. |
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/59 |
COMMISSION REGULATION (EU) 2016/314
of 4 March 2016
amending Annex III to Regulation (EC) No 1223/2009 of the European Parliament and of the Council on cosmetic products
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EC) No 1223/2009 of the European Parliament and of the Council of 30 November 2009 on cosmetic products (1), and in particular Article 31(1) thereof,
Whereas:
(1) |
The substance Diethylene Glycol Monoethyl Ether (DEGEE) with the INCI name Ethoxydiglycol which is used in cosmetic products is not yet regulated under Regulation (EC) No 1223/2009. |
(2) |
DEGEE was the subject of a risk assessment done by France on the basis of which France decided (2) that it is safe for consumers, when used in a concentration up to 1,5 % in all cosmetics products except products for oral hygiene. This decision was notified to the Commission and the Member States in accordance with Article 12 of Council Directive 76/768/EEC (3). As a result, the Commission gave a mandate to the Scientific Committee on Consumer Products (SCCP) to issue an opinion on the safety of each of the glycolethers restricted by the French decision. |
(3) |
The SCCP, subsequently replaced by the Scientific Committee on Consumer Safety (SCCS) pursuant to Commission Decision 2008/721/EC (4), adopted scientific opinions on DEGEE, on 19 December 2006 (5), 16 December 2008 (6), 21 September 2010 (7) and 26 February 2013 (8). |
(4) |
The SCCS concluded that the use of DEGEE in oxidative hair dye formulations at a maximum concentration of 7 % w/w, in non-oxidative hair dye formulations at a maximum concentration of 5 % w/w and in other rinse-off products at a maximum concentration of 10 % w/w does not pose a risk to the health of consumers. The SCCS also concluded that the use of DEGEE does not pose a risk to the health of consumers at a maximum concentration of 2,6 % w/w in other non-spray cosmetic products and in the following spray products: fine fragrances, hair sprays, antiperspirants and deodorants. However, the use of DEGEE in oral hygiene products and eye products has not been assessed by the SCCS and thus cannot be considered safe for consumers. |
(5) |
In light of those SCCS opinions, the Commission considers that the non-regulation of DEGEE raises a potential risk to human health. |
(6) |
Regulation (EC) No 1223/2009 should therefore be amended accordingly. |
(7) |
The application of the abovementioned restrictions should be deferred to allow industry to make the necessary adjustments to product formulations. In particular, undertakings should be granted 12 months to place on the market compliant products and to withdraw from the market non-compliant products after the entry into force of this Regulation. |
(8) |
The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Cosmetic Products, |
HAS ADOPTED THIS REGULATION:
Article 1
Annex III to Regulation (EC) No 1223/2009 is amended in accordance with the Annex to this Regulation.
Article 2
From 25 March 2017 only cosmetic products which comply with this Regulation shall be placed and made available on the Union market.
Article 3
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 4 March 2016.
For the Commission
The President
Jean-Claude JUNCKER
(1) OJ L 342, 22.12.2009, p. 59.
(2) Ministère de la Santé et des Solidarités. Décision du 23 novembre 2005 soumettant à des conditions particulières et à des restrictions la fabrication, le conditionnement, l'importation, la distribution en gros, la mise sur le marché à titre gratuit ou onéreux, la détention en vue de la vente ou de la distribution à titre gratuit ou onéreux et l'utilisation de produits cosmétiques contenant certains éthers de glycol, Journal officiel, no 291 du 15 décembre 2005, http://www.journal-officiel.gouv.fr/frameset.html
(3) Council Directive 76/768/EEC of 27 July 1976 on the approximation of the laws of the Member States relating to cosmetic products (OJ L 262, 27.9.1976, p. 169).
(4) Commission Decision 2008/721/EC of 5 September 2008 setting up an advisory structure of Scientific Committees and experts in the field of consumer safety, public health and the environment and repealing Decision 2004/210/EC (OJ L 241, 10.9.2008, p. 21).
(5) SCCP/1044/06, http://ec.europa.eu/health/ph_risk/committees/04_sccp/docs/sccp_o_082.pdf
(6) SCCP/1200/08, http://ec.europa.eu/health/ph_risk/committees/04_sccp/docs/sccp_o_161.pdf
(7) SCCS/1316/10, http://ec.europa.eu/health/scientific_committees/consumer_safety/docs/sccs_o_039.pdf
(8) SCCS/1507/13, http://ec.europa.eu/health/scientific_committees/consumer_safety/docs/sccs_o_119.pdf
ANNEX
In Annex III to Regulation (EC) No 1223/2009, the following entry is added:
Ref. No |
Substance identification |
Restrictions |
Wording of conditions of use and warnings |
|||||||||||||
Chemical name/INN |
Name of Common Ingredients Glossary |
CAS number |
EC number |
Product type, body parts |
Maximum concentration in ready for use preparation |
Other |
|
|||||||||
a |
b |
c |
d |
e |
f |
g |
h |
i |
||||||||
‘x |
2-(2-ethoxyethoxy)ethanol Diethylene Glycol Monoethyl Ether (DEGEE) |
Ethoxydiglycol |
111-90-0 |
203-919-7 |
|
|
(a) to (e):
|
|
||||||||
|
|
|||||||||||||||
|
|
|||||||||||||||
|
|
|||||||||||||||
|
|
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/62 |
COMMISSION IMPLEMENTING REGULATION (EU) 2016/315
of 4 March 2016
amending Council Regulation (EC) No 329/2007 concerning restrictive measures against the Democratic People's Republic of Korea
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Regulation (EC) No 329/2007 of 27 March 2007 concerning restrictive measures against the Democratic People's Republic of Korea (1), and in particular Article 13(1)(e) thereof,
Whereas:
(1) |
Annex IV to Regulation (EC) No 329/2007 lists persons, entities and bodies who, having been designated by the Sanctions Committee or the United Nations Security Council (UNSC) and are covered by the freezing of funds and economic resources under that Regulation. |
(2) |
Annex V to Regulation (EC) No 329/2007 lists persons, entities and bodies who, not having been listed in Annex IV, have been listed by the Council, and are covered by the freezing of funds and economic resources under that Regulation. |
(3) |
On 2nd March 2016, the UNSC decided to add 16 natural persons and 12 entities to the list of persons and entities subject to restrictive measures, and updated the identifying information relating to one person and two entities. Annex IV should therefore be amended accordingly. Annex V should also be amended as seven of the entities and one person appear on that list. |
(4) |
In order to ensure that the measures provided for in this Regulation are effective, this Regulation must enter into force immediately, |
HAS ADOPTED THIS REGULATION:
Article 1
Regulation (EC) No 329/2007 is amended as follows:
1. |
Annex IV is amended in accordance with the Annex I to this Regulation. |
2. |
Annex V is amended in accordance with Annex II to this Regulation. |
Article 2
This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 4 March 2016.
For the Commission,
On behalf of the President,
Head of the Service for Foreign Policy Instruments
ANNEX I
Annex IV to Regulation (EC) No 329/2007 is amended as follows:
(1) |
The following entries shall be added to Annex IV to regulation (EC) No 329/2007 under the heading ‘Natural persons’:
|
(2) |
The identifying data for the entry ‘Ra Ky'ong-Su (alias Ra Kyung-Su). Post: Tanchon Commercial Bank (TCB) official. Date of birth: 4.6.1954. Passport no.: 645120196. Other information: Gender: Male. Date of designation: 22.1.2013.’ under the heading ‘Natural persons’ is replaced by the following: ‘Ra Ky'ong-Su (alias (a) Ra Kyung-Su, (b) Chang, Myong Ho). Date of birth: 4.6.1954. Passport no.: 645120196. Other information: (a) Gender: Male, (b) Ra Ky'ong-Su is a Tanchon Commercial Bank (TCB) official. In this capacity he has facilitated transactions for TCB. Tanchon was designated by the Committee in April 2009 as the main DPRK financial entity responsible for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons. Date of designation: 22.1.2013.’ |
(3) |
The following entries shall be added to Annex IV to regulation (EC) No 329/2007 under the heading ‘Legal persons, entities and bodies’:
|
(4) |
The identifying data for the following entries under the heading ‘Legal persons, entities and bodies’ are replaced as follows:
|
ANNEX II
Annex V to Regulation (EC) No 329/2007 is amended as follows:
(1) |
the following entries under the heading ‘Legal persons, entities and bodies referred to in Article 6(2)(a)’ are deleted:
|
(2) |
the following entry under the heading ‘Natural persons referred to in Article 6(2)(b)’ is deleted:
|
(3) |
the following entries under the heading ‘Legal persons, entities or bodies referred to in Article 6(2)(b)’ are deleted:
|
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/70 |
COMMISSION IMPLEMENTING REGULATION (EU) 2016/316
of 4 March 2016
establishing the standard import values for determining the entry price of certain fruit and vegetables
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (1),
Having regard to Commission Implementing Regulation (EU) No 543/2011 of 7 June 2011 laying down detailed rules for the application of Council Regulation (EC) No 1234/2007 in respect of the fruit and vegetables and processed fruit and vegetables sectors (2), and in particular Article 136(1) thereof,
Whereas:
(1) |
Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto. |
(2) |
The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the Official Journal of the European Union, |
HAS ADOPTED THIS REGULATION:
Article 1
The standard import values referred to in Article 136 of Implementing Regulation (EU) No 543/2011 are fixed in the Annex to this Regulation.
Article 2
This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 4 March 2016.
For the Commission,
On behalf of the President,
Jerzy PLEWA
Director-General for Agriculture and Rural Development
ANNEX
Standard import values for determining the entry price of certain fruit and vegetables
(EUR/100 kg) |
||
CN code |
Third country code (1) |
Standard import value |
0702 00 00 |
EG |
371,5 |
IL |
154,0 |
|
MA |
97,8 |
|
SN |
174,9 |
|
TN |
110,7 |
|
TR |
104,2 |
|
ZZ |
168,9 |
|
0707 00 05 |
JO |
194,1 |
MA |
84,5 |
|
TR |
161,0 |
|
ZZ |
146,5 |
|
0709 93 10 |
MA |
60,7 |
TR |
161,2 |
|
ZZ |
111,0 |
|
0805 10 20 |
EG |
45,5 |
IL |
73,7 |
|
MA |
55,2 |
|
TN |
50,6 |
|
TR |
64,4 |
|
ZZ |
57,9 |
|
0805 50 10 |
MA |
117,0 |
TN |
91,8 |
|
TR |
90,3 |
|
ZZ |
99,7 |
|
0808 10 80 |
CL |
93,3 |
US |
149,0 |
|
ZZ |
121,2 |
|
0808 30 90 |
CL |
133,7 |
CN |
59,6 |
|
TR |
58,3 |
|
ZA |
103,3 |
|
ZZ |
88,7 |
(1) Nomenclature of countries laid down by Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries and territories (OJ L 328, 28.11.2012, p. 7). Code ‘ZZ’ stands for ‘of other origin’.
DIRECTIVES
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/72 |
COMMISSION IMPLEMENTING DIRECTIVE (EU) 2016/317
of 3 March 2016
amending Council Directives 66/401/EEC, 66/402/EEC, 2002/54/EC, 2002/55/EC, 2002/56/EC and 2002/57/EC as regards the official label of seed packages
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Directive 66/401/EEC of 14 June 1966 on the marketing of fodder plant seed (1), and in particular Article 21a thereof,
Having regard to Council Directive 66/402/EEC of 14 June 1966 on the marketing of cereal seed (2), and in particular Article 21a thereof,
Having regard to Council Directive 2002/54/EC of 13 June 2002 on the marketing of beet seed (3), and in particular Article 27 thereof,
Having regard to Council Directive 2002/55/EC of 13 June 2002 on the marketing of vegetable seed (4), and in particular Article 45 thereof,
Having regard to Council Directive 2002/56/EC of 13 June 2002 on the marketing of seed potatoes (5), and in particular Article 24 thereof,
Having regard to Council Directive 2002/57/EC of 13 June 2002 on the marketing of seed of oil and fibre plants (6), and in particular Article 24 thereof,
Whereas:
(1) |
Directives 66/401/EEC, 66/402/EEC, 2002/54/EC, 2002/55/EC, 2002/56/EC and 2002/57/EC lay down rules as regards the official labelling of seed packages. |
(2) |
In recent years some cases of fraudulent use of official labels have been detected. The security of the official labels should therefore be improved, in line with the currently available technical knowledge, to ensure that such fraudulent practices are avoided. In this view, and in order to allow the competent authorities to better record and control the printing, distribution and use of individual official labels by operators, and to track seed lots, the security of the official labels should be improved by introducing an officially assigned serial number in the official labels of basic seed, certified seed, commercial seed and mixtures of seed, and also in the label and document provided in the case of seed not certified, harvested in another Member State. |
(3) |
Directives 66/401/EEC, 66/402/EEC, 2002/54/EC, 2002/55/EC, 2002/56/EC and 2002/57/EC should therefore be amended accordingly. |
(4) |
The measures provided for in this Directive are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed, |
HAS ADOPTED THIS DIRECTIVE:
Article 1
Amendments to Directive 66/401/EEC
Directive 66/401/EEC is amended as follows:
(1) |
Annex IV is amended as follows:
|
(2) |
Annex V is amended as follows:
|
Article 2
Amendments to Directive 66/402/EEC
Directive 66/402/EEC is amended as follows:
(1) |
Annex IV is amended as follows:
|
(2) |
Annex V is amended as follows:
|
Article 3
Amendments to Directive 2002/54/EC
Directive 2002/54/EC is amended as follows:
(1) |
Annex III is amended as follows: In Section (A)(I), the following point 2a is inserted:
|
(2) |
Annex IV is amended as follows:
|
Article 4
Amendments to Directive 2002/55/EC
Directive 2002/55/EC is amended as follows:
(1) |
Annex IV is amended as follows: In Section (A)(I), the following point 2a is inserted:
|
(2) |
Annex V is amended as follows:
|
Article 5
Amendment to Directive 2002/56/EC
In Section (A) of Annex III to Directive 2002/56/EC, the following point 2a is inserted:
‘2a. |
Officially assigned serial number’. |
Article 6
Amendments to Directive 2002/57/EC
Directive 2002/57/EC is amended as follows:
(1) |
Annex IV is amended as follows:
|
(2) |
Annex V is amended as follows:
|
Article 7
Transposition
1. Member States shall adopt and publish, by 31 March 2017 at the latest, the laws, regulations and administrative provisions necessary to comply with this Directive. They shall forthwith communicate to the Commission the text of those provisions.
They shall apply those provisions from 1 April 2017.
When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such a reference on the occasion of their official publication. Member States shall determine how such reference is to be made.
2. Member States shall communicate to the Commission the text of the main provisions of national law which they adopt in the field covered by this Directive.
Article 8
Entry into force
This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
Article 9
Addressees
This Directive is addressed to the Member States.
Done at Brussels, 3 March 2016.
For the Commission
The President
Jean-Claude JUNCKER
(1) OJ 125, 11.7.1966, p. 2298/66.
(2) OJ 125, 11.7.1966, p. 2309/66.
(3) OJ L 193, 20.7.2002, p. 12.
(4) OJ L 193, 20.7.2002, p. 33.
DECISIONS
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/76 |
COUNCIL DECISION (CFSP) 2016/318
of 4 March 2016
amending Decision 2014/119/CFSP concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 29 thereof,
Having regard to the proposal of the High Representative of the Union for Foreign Affairs and Security Policy,
Whereas:
(1) |
On 5 March 2014, the Council adopted Decision 2014/119/CFSP (1). |
(2) |
On 5 March 2015, the Council adopted Decision (CFSP) 2015/364 (2), which provided that the restrictive measures set out in Decision 2014/119/CFSP should apply until 6 March 2016 in respect of fourteen persons and until 6 June 2015 in respect of four persons. |
(3) |
On 5 June 2015, the Council adopted Decision (CFSP) 2015/876 (3), which, inter alia, provided that, in respect of two of those four persons, the application of the restrictive measures should be extended until 6 March 2016, and for one of those persons until 6 October 2015. On 5 October 2015, the Council adopted Decision (CFSP) 2015/1781 (4), which provided in respect of that person that the application of the restrictive measures should be extended until 6 March 2016. |
(4) |
The restrictive measures set out in Decision 2014/119/CFSP apply until 6 March 2016 in respect of all persons. On the basis of a review of that Decision, the application of those restrictive measures should be extended until 6 March 2017 in respect of 16 persons, the entry for one person should be deleted and the statements of reasons relating to three persons should be updated. |
(5) |
Decision 2014/119/CFSP should therefore be amended accordingly, |
HAS ADOPTED THIS DECISION:
Article 1
Decision 2014/119/CFSP is amended as follows:
(1) |
in Article 5, the second paragraph is replaced by the following: ‘This Decision shall apply until 6 March 2017.’; |
(2) |
the Annex is amended as set out in the Annex to this Decision. |
Article 2
This Decision shall enter into force on the day following that of its publication in the Official Journal of the European Union.
Done at Brussels, 4 March 2016.
For the Council
The President
S.A.M. DIJKSMA
(1) Council Decision 2014/119/CFSP of 5 March 2014 concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine (OJ L 66, 6.3.2014, p. 26).
(2) Council Decision (CFSP) 2015/364 of 5 March 2015 amending Decision 2014/119/CFSP concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine (OJ L 62, 6.3.2015, p. 25).
(3) Council Decision (CFSP) 2015/876 of 5 June 2015 amending Decision 2014/119/CFSP concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine (OJ L 142, 6.6.2015, p. 30).
(4) Council Decision (CFSP) 2015/1781 of 5 October 2015 amending Decision 2014/119/CFSP concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine (OJ L 259, 6.10.2015, p. 23).
ANNEX
I.
The entry for the following person is deleted from the list set out in the Annex to Decision 2014/119/CFSP:
‘14. |
Raisa Vasylivna Bohatyriova’ |
II.
The entries for the following persons set out in the Annex to Decision 2014/119/CFSP are replaced by the following:
|
Name |
Identifying information |
Statement of reasons |
Date of listing |
‘2. |
Vitalii Yuriyovych Zakharchenko (Вiталiй Юрiйович Захарченко), Vitaliy Yurievich Zakharchenko (Виталий Юрьевич Захарченко) |
Born on 20 January 1963 in Kostiantynivka (Donetsk oblast), former Minister of Internal Affairs. |
Person subject to criminal proceedings by the Ukrainian authorities for the misappropriation of public funds or assets and in connection with the misuse of office by a public office-holder to procure an unjustified advantage for himself or a third party thereby causing a loss to the Ukrainian public budget or assets. |
6.3.2014 |
4. |
Olena Leonidivna Lukash (Олена Леонiдiвна Лукаш), Elena Leonidovna Lukash (Елена Леонидовна Лукаш) |
Born on 12 November 1976 in Rîbnița (Moldova), former Minister of Justice. |
Person subject to criminal proceedings by the Ukrainian authorities for involvement in the misappropriation of public funds or assets and in connection with the misuse of office by a public office-holder to procure an unjustified advantage for herself or a third party thereby causing a loss to the Ukrainian public budget or assets. |
6.3.2014 |
13. |
Dmytro Volodymyrovych Tabachnyk (Дмитро Володимирович Табачник) |
Born on 28 November 1963 in Kiev, former Minister of Education and Science. |
Person subject to criminal proceedings by the Ukrainian authorities for involvement in the misappropriation of public funds or assets. |
6.3.2014’ |
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/78 |
COUNCIL DECISION (CFSP) 2016/319
of 4 March 2016
amending Decision 2013/183/CFSP concerning restrictive measures against the Democratic People's Republic of Korea
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 29 thereof,
Having regard to Council Decision 2013/183/CFSP of 22 April 2013 concerning restrictive measures against the Democratic People's Republic of Korea and repealing Decision 2010/800/CFSP (1), and in particular Article 19(1) and (2) thereof,
Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy,
Whereas:
(1) |
On 22 April 2013, the Council adopted Decision 2013/183/CFSP. |
(2) |
On 2 March 2016, the United Nations Security Council adopted Resolution 2270 (2016) adding 16 persons and 12 entities to the list of persons and entities subject to restrictive measures, and updated the identifying information relating to one person and two entities subject to restrictive measures. |
(3) |
Annex I to Decision 2013/183/CFSP should therefore be amended accordingly. |
(4) |
The entries for one person and seven entities listed in Annex II to Decision 2013/183/CFSP should be deleted, as they have been listed in Annex I to that Decision. |
(5) |
Annex II to Decision 2013/183/CFSP should therefore be amended accordingly, |
HAS ADOPTED THIS DECISION:
Article 1
Annexes I and II to Decision 2013/183/CFSP are amended as set out in the Annex to this Decision.
Article 2
This Decision shall enter into force on the date of its publication in the Official Journal of the European Union.
Done at Brussels, 4 March 2016.
For the Council
The President
A.G. KOENDERS
ANNEX
(1) |
The persons and entities listed below are added to the list of persons and entities subject to restrictive measures set out in Annex I to Decision 2013/183/CFSP: A. Persons
|
(2) |
The entry concerning the person listed below, as set out in Annex I to Council Decision 2013/183/CFSP, is replaced by the following entry:
|
(3) |
The entities listed below shall be inserted in the list of entities subject to restrictive measures as set out in Annex I to Council Decision 2013/183/CFSP: B. Entities
|
(4) |
The entries concerning the entities listed below, as set out in Annex I to Council Decision 2013/183/CFSP, is replaced by the following entries:
|
(5) |
The person and entities listed below are deleted from the list set out in Annex II to Council Decision 2013/183/CFSP I. Persons and entities responsible the DPRK's nuclear related, ballistic missile-related or other weapons of mass destruction related programmes, or person acting on their behalf or at their direction, or entities owned or controlled by them. B. Entities
II. Persons and entities providing financial services that could contribute to the DPRK's nuclear related, ballistic missile-related or other weapons of mass destruction related programmes. A. Persons
B. Entities
|
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/88 |
COMMISSION IMPLEMENTING DECISION (EU) 2016/320
of 3 March 2016
amending Decision 2004/842/EC concerning implementing rules whereby Member States may authorise the placing on the market of seed belonging to varieties for which an application for entry in the national catalogues of varieties of agricultural plant species or vegetable species has been submitted
(notified under document C(2016) 1221)
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Directive 66/401/EEC of 14 June 1966 on the marketing of fodder plant seed (1), and in particular Article 4a(2) thereof,
Having regard to Council Directive 66/402/EEC of 14 June 1966 on the marketing of cereal seed (2), and in particular Article 4a(2) thereof,
Having regard to Council Directive 2002/54/EC of 13 June 2002 on the marketing of beet seed (3), and in particular Article 6(2) thereof,
Having regard to Council Directive 2002/55/EC of 13 June 2002 on the marketing of vegetable seed (4), and in particular Article 23(2) thereof,
Having regard to Council Directive 2002/56/EC of 13 June 2002 on the marketing of seed potatoes (5), and in particular Article 6(2) thereof,
Having regard to Council Directive 2002/57/EC of 13 June 2002 on the marketing of seed of oil and fibre plants (6), and in particular Article 6(2) thereof,
Whereas:
(1) |
Commission Decision 2004/842/EC (7) lays down rules as regards the official label of packages of seed of varieties for which an application for entry in the national catalogue of varieties of agricultural plant species or vegetable species has been submitted. |
(2) |
In recent years some cases of fraudulent use of official labels have been detected. The security of the official labels should therefore be improved, in line with the currently available technical knowledge, to ensure that such fraudulent practices are avoided. In this view, and in order to allow the competent authorities to better record and control the printing, distribution and use of individual official labels by operators, and to track seed lots, the security of the official labels should be improved by introducing an officially assigned serial number in those official labels. |
(3) |
This Decision and Commission Implementing Directive (EU) 2016/317 (8) should start to apply from the same date in order to ensure equal treatment as regards requirements for all users of the relevant labels. Consequently this Decision should apply from 1 April 2017. |
(4) |
Decision 2004/842/EC should therefore be amended accordingly. |
(5) |
The measures provided for in this Decision are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed, |
HAS ADOPTED THIS DECISION:
Article 1
Amendment to Decision 2004/842/EC
In Article 9(2) of Decision 2004/842/EC, the following point (aa) is inserted:
‘(aa) |
the officially assigned serial number;’. |
Article 2
Addressees
This Decision is addressed to the Member States.
Article 3
Date of application
This Decision shall apply from 1 April 2017.
Done at Brussels, 3 March 2016.
For the Commission
Vytenis ANDRIUKAITIS
Member of the Commission
(1) OJ 125, 11.7.1966, p. 2298/66.
(2) OJ 125, 11.7.1966, p. 2309/66.
(3) OJ L 193, 20.7.2002, p. 12.
(4) OJ L 193, 20.7.2002, p. 33.
(5) OJ L 193, 20.7.2002, p. 60.
(6) OJ L 193, 20.7.2002, p. 74.
(7) Commission Decision 2004/842/EC of 1 December 2004 concerning implementing rules whereby Member States may authorise the placing on the market of seed belonging to varieties for which an application for entry in the national catalogue of varieties of agricultural plant species or vegetable species has been submitted (OJ L 362, 9.12.2004, p. 21).
(8) Commission Implementing Directive (EU) 2016/317 of 3 March 2016 amending Council Directives 66/401/EEC, 66/402/EEC, 2002/54/EC, 2002/55/EC, 2002/56/EC and 2002/57/EC as regards the official label of seed packages (See page 72 of this Official Journal).
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/90 |
COMMISSION IMPLEMENTING DECISION (EU) 2016/321
of 3 March 2016
adjusting the geographical scope of the authorisation for cultivation of genetically modified maize (Zea mays L.) MON 810 (MON-ØØ81Ø-6)
(notified under document C(2016) 1231)
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2001/18/EC of the European Parliament and of the Council of 12 March 2001 on the deliberate release into the environment of genetically modified organisms and repealing Directive 90/220/EEC (1), and in particular Article 26c, paragraph 3, thereof,
Whereas:
(1) |
The cultivation of genetically modified maize MON 810 was initially authorised pursuant to Council Directive 90/220/EEC (2) by Commission Decision 98/294/EC (3). On 3 August 1998, France granted consent to Monsanto Europe SA (hereinafter ‘Monsanto’) for the placing on the market of MON 810 maize products. |
(2) |
In July 2004, Monsanto notified MON 810 maize seeds for cultivation as ‘existing products’ pursuant to the transitional provisions set out in Article 20(1)(a) of Regulation (EC) No 1829/2003 of the European Parliament and of the Council (4). As a consequence, they could continue to be placed on the market pursuant to the regime of ‘existing products’ under Regulation (EC) No 1829/2003. |
(3) |
In April 2007, Monsanto applied for the renewal under Article 23 of Regulation (EC) No 1829/2003 of the authorisation for cultivation of MON 810 maize. In accordance with Article 23(4) of that Regulation, the period of authorisation is automatically extended until a decision is taken on its renewal. |
(4) |
Directive (EU) 2015/412 of the European Parliament and of the Council (5) introduced the possibility, for a Member State, to demand that the geographical scope of an authorisation for cultivation already granted be adjusted to the effect that all or part of the territory of that Member State be excluded from cultivation. Such demands had to be presented from 2 April until 3 October 2015. |
(5) |
Nineteen Member States demanded, pursuant to Article 26c of Directive 2001/18/EC, the prohibition of the cultivation of MON 810 in all or part of their territory. These demands were received by the Commission before 3 October 2015: on 3 July 2015 from Latvia; on 27 July 2015 from Greece; on 15 September 2015 from France; on 17 September 2015 from Croatia; on 18 September 2015 from Austria; on 21 September 2015 from Hungary; on 23 September 2015 from the Netherlands and Belgium; on 24 September 2015 from Poland; on 25 September 2015 from Lithuania and the United Kingdom; on 30 September 2015 from Bulgaria, Germany and Cyprus; on 1 October 2015 from Denmark and Italy; and on 2 October 2015 from Luxembourg, Malta and Slovenia. |
(6) |
All of the demands received by the Commission cover the whole territory of the Member States concerned, except for Belgium, which communicated a demand covering only the territory of Wallonia, and for the United Kingdom, which communicated a demand covering only the territories of Northern Ireland, Scotland and Wales. The demand of Germany does not cover cultivation for research purposes. |
(7) |
The Commission presented each of the demands of the Member States concerned to Monsanto. Monsanto did not object to any of these demands within the 30-day period allowed by Article 26c(3) of Directive 2001/18/EC and thereby did not confirm the geographical scope of the authorisation for cultivation of MON 810 maize. In accordance with Article 26c(3) of that Directive, the geographical scope of the authorisation granted to MON 810 maize seeds for cultivation should therefore be adjusted in accordance with the demands of Member States concerned, without applying the procedure referred to in Article 35(2) of Regulation (EC) No 1829/2003. |
(8) |
This Decision is without prejudice to the decision to be taken on the renewal of the authorisation in accordance with Article 23 of Regulation (EC) No 1829/2003. |
(9) |
All relevant information on the authorisation of MON 810 maize should be entered in the Community register of genetically modified food and feed, as provided for in Regulation (EC) No 1829/2003 and the Member States will be informed of this Decision, |
HAS ADOPTED THIS DECISION:
Article 1
The cultivation of genetically modified maize (Zea mays L.) MON 810 shall be prohibited in the territories listed in the Annex to this Decision.
Article 2
The information set out in this Decision shall be entered in the Community Register of genetically modified food and feed referred to in Article 28 of Regulation (EC) No 1829/2003.
Article 3
This Decision is addressed to Monsanto Europe SA, Avenue de Tervuren, 270-272, 1150 Brussels, Belgium.
Done at Brussels, 3 March 2016.
For the Commission
Vytenis ANDRIUKAITIS
Member of the Commission
(1) OJ L 106, 17.4.2001, p. 1.
(2) Council Directive 90/220/EEC of 23 April 1990 on the deliberate release into the environment of genetically modified organisms (OJ L 117, 8.5.1990, p. 15).
(3) Commission Decision 98/294/EC of 22 April 1998 concerning the placing on the market of genetically modified maize (Zea mays L. line MON 810), pursuant to Council Directive 90/220/EEC (OJ L 131, 5.5.1998, p. 32).
(4) Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed (OJ L 268, 18.10.2003, p. 1).
(5) Directive (EU) 2015/412 of the European Parliament and of the Council of 11 March 2015 amending Directive 2001/18/EC as regards the possibility for the Member states to restrict or prohibit the cultivation of genetically modified organisms (GMOs) in their territory (OJ L 68, 13.3.2015, p. 1).
ANNEX
TERRITORIES WHERE THE CULTIVATION OF MON 810 MAIZE IS PROHIBITED
(1) |
Wallonia (Belgium); |
(2) |
Bulgaria; |
(3) |
Denmark; |
(4) |
Germany (except for research purposes); |
(5) |
Greece; |
(6) |
France; |
(7) |
Croatia; |
(8) |
Italy; |
(9) |
Cyprus; |
(10) |
Latvia; |
(11) |
Lithuania; |
(12) |
Luxembourg; |
(13) |
Hungary; |
(14) |
Malta; |
(15) |
Netherlands; |
(16) |
Austria; |
(17) |
Poland; |
(18) |
Slovenia; |
(19) |
Northern Ireland (United Kingdom); |
(20) |
Scotland (United Kingdom); |
(21) |
Wales (United Kingdom). |
Corrigenda
5.3.2016 |
EN |
Official Journal of the European Union |
L 60/93 |
Corrigendum to Commission Delegated Regulation (EU) 2015/2420 of 12 October 2015 amending Council Regulation (EC) No 428/2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual use items
( Official Journal of the European Union L 340 of 24 December 2015 )
On page 58, item 1C007:
for:
‘Ceramic powders, non-”composite” ceramic materials, ceramic-”matrix”, ”composite” materials and precursor materials, as follows:’,
read:
‘Ceramic powders, non-”composite” ceramic materials, ceramic-”matrix” ”composite” materials and precursor materials, as follows:’;
on page 88, item 1C450.b.5:
for:
‘N-Dialkyl [methyl, ethyl or propyl (normal or iso)] aminoethane-2-ols and corresponding protonated salts, other than N,N-Diisopropyl-(beta)-aminoethanol (96-80-0) and N,N-Diethylaminoethanol (100-37-8) which are specified in 1C350;’,
read:
‘N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] aminoethane-2-ols and corresponding protonated salts, other than N,N-Diisopropyl-(beta)-aminoethanol (96-80-0) and N,N-Diethylaminoethanol (100-37-8) which are specified in 1C350;’;
on page 105, item 2B201 is replaced as follows:
‘2B201 |
Machine tools and any combination thereof, other than those specified in 2B001, as follows, for removing or cutting metals, ceramics or ”composites”, which, according to the manufacturer's technical specification, can be equipped with electronic devices for simultaneous ”contouring control” in two or more axes:
Technical Note: Stated ’positioning accuracy’ levels derived under the following procedures from measurements made according to ISO 230/2 (1988) (1) or national equivalents may be used for each machine tool model if provided to, and accepted by, national authorities instead of individual machine tests. Determination of ’Stated’ positioning accuracy:
|
on page 133, item 3A001.a.5.b.2:
for:
‘A resolution of 12 bit or more with an ’adjusted update rate’ of equal to or greater than 1 250 MSPS and having any of the following:’,
read:
‘A resolution of 12 bit or more with an ’adjusted update rate’ of greater than 1 250 MSPS and having any of the following:’;
on page 185, items 6A001 to 6A001.a.1 are replaced as follows:
‘6A001 |
Acoustic systems, equipment and components, as follows:
|
on page 193, item 6A002.a.2.a.2.a:
for:
‘ ”Space-qualified” ”focal plane arrays” having more than 2 048 elements per array and having a peak response in the wavelength range exceeding 300 nm but not exceeding 900 nm.’,
read:
‘A microchannel plate with a hole pitch (centre-to-centre spacing) of 12 μm or less; or’;
on page 256, item 9A004 is replaced as follows:
‘9A004 |
Space launch vehicles, ”spacecraft”, ”spacecraft buses”, ”spacecraft payloads”, ”spacecraft” on-board systems or equipment, and terrestrial equipment, as follows
|
(1) Manufacturers calculating positioning accuracy in accordance with ISO 230/2 (1997) or (2006) should consult the competent authorities of the Member State in which they are established.
(2) Manufacturers calculating positioning accuracy in accordance with ISO 230/2 (1997) or (2006) should consult the competent authorities of the Member State in which they are established.