ISSN 1977-091X

Official Journal

of the European Union

C 474

European flag  

English edition

Information and Notices

Volume 64
24 November 2021


Contents

page

 

 

EUROPEAN PARLIAMENT
2020-2021 SESSION
Sitting of 8 March 2021
2021-2022 SESSION
Sittings of 9 to 11 March 2021
TEXTS ADOPTED

1


 

I   Resolutions, recommendations and opinions

 

RESOLUTIONS

 

European Parliament

 

Wednesday 10 March 2021

2021/C 474/01

European Parliament resolution of 10 March 2021 towards a WTO-compatible EU carbon border adjustment mechanism (2020/2043(INI))

2

2021/C 474/02

European Parliament resolution of 10 March 2021 with recommendations to the Commission on corporate due diligence and corporate accountability (2020/2129(INL))

11

2021/C 474/03

European Parliament resolution of 10 March 2021 on the implementation of Regulation (EU) No 305/2011 laying down harmonised conditions for the marketing of construction products (the Construction Products Regulation) (2020/2028(INI))

41

2021/C 474/04

European Parliament resolution of 10 March 2021 on the implementation of Council Directive 2000/78/EC establishing a general framework for equal treatment in employment and occupation in light of the UNCRPD (2020/2086(INI))

48

 

Thursday 11 March 2021

2021/C 474/05

European Parliament resolution of 11 March 2021 on Commission Implementing Regulation (EU) 2021/52 of 22 January 2021 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances benfluralin, dimoxystrobin, fluazinam, flutolanil, mecoprop-P, mepiquat, metiram, oxamyl and pyraclostrobin (2021/2552(RSP))

62

2021/C 474/06

European Parliament resolution of 11 March 2021 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified cotton GHB614 × T304-40 × GHB119 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (D070621/02 — 2021/2553(RSP))

66

2021/C 474/07

European Parliament resolution of 11 March 2021 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MZIR098 (SYN-ØØØ98-3), pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (D070620/02 — 2021/2554(RSP))

74

2021/C 474/08

European Parliament resolution of 11 March 2021 on the activities of the European Ombudsman — annual report 2019 (2020/2125(INI))

82

2021/C 474/09

European Parliament resolution of 11 March 2021 on the European Semester for economic policy coordination: Annual Sustainable Growth Strategy 2021 (2021/2004(INI))

91

2021/C 474/10

European Parliament resolution of 11 March 2021 on the European Semester for economic policy coordination: Employment and Social Aspects in the Annual Sustainable Growth Strategy 2021 (2020/2244(INI))

99

2021/C 474/11

European Parliament resolution of 11 March 2021 on the situation in Eastern Democratic Republic of Congo and the assassination of the Italian ambassador Luca Attanasio and his entourage (2021/2577(RSP))

115

2021/C 474/12

European Parliament resolution of 11 March 2021 on the human rights situation in the Kingdom of Bahrain, in particular the cases of death row inmates and human rights defenders (2021/2578(RSP))

120

2021/C 474/13

European Parliament resolution of 11 March 2021 on the mass trials against the opposition and civil society in Cambodia (2021/2579(RSP))

126

2021/C 474/14

European Parliament resolution of 11 March 2021 on the Syrian conflict — 10 years after the uprising (2021/2576(RSP))

130

2021/C 474/15

European Parliament resolution of 11 March 2021 on the declaration of the EU as an LGBTIQ Freedom Zone (2021/2557(RSP))

140

2021/C 474/16

European Parliament resolution of 11 March 2021 on children’s rights in view of the EU Strategy on the rights of the child (2021/2523(RSP))

146


 

II   Information

 

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

 

European Parliament

 

Tuesday 9 March 2021

2021/C 474/17

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Carles Puigdemont i Casamajó (2020/2024(IMM))

156

2021/C 474/18

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Antoni Comín i Oliveres (2020/2025(IMM))

159

2021/C 474/19

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Clara Ponsatí Obiols (2020/2031(IMM))

162

2021/C 474/20

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Valter Flego (2020/2054(IMM))

165

2021/C 474/21

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Nuno Melo (2020/2050(IMM))

167


 

III   Preparatory acts

 

European Parliament

 

Tuesday 9 March 2021

2021/C 474/22

European Parliament decision to raise no objections to Commission Delegated Regulation (EU) 2021/95 of 28 January 2021 amending Delegated Regulation (EU) 2020/592 on temporary exceptional measures derogating from certain provisions of Regulation (EU) No 1308/2013 of the European Parliament and of the Council to address the market disturbance in the fruit and vegetables and wine sectors caused by the COVID-19 pandemic and measures linked to it (C(2021)00368 — 2021/2531(DEA))

169

2021/C 474/23

European Parliament decision to raise no objections to the Commission delegated regulation of 1 February 2021 amending Delegated Regulation (EU) 2015/1366 as regards the basis for allocating the financial contribution in the apiculture sector (C(2021)00429 — 2021/2535(DEA))

171

2021/C 474/24

European Parliament decision to raise no objections to the Commission delegated regulation of 11 February 2021 amending Delegated Regulation (EU) No 1222/2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for the specification of the methodology for the identification of global systemically important institutions and for the definition of subcategories of global systemically important institutions (C(2021)0772 — 2021/2561(DEA))

173

2021/C 474/25

European Parliament decision to raise no objections to the Commission delegated regulation of 11 February 2021 amending Delegated Regulation (EU) 2017/2361 as regards the arrangements for the payment of contributions to the administrative expenditures of the Single Resolution Board (C(2021)0766 — 2021/2562(DEA))

175

2021/C 474/26

P9_TA(2021)0068
InvestEU Programme ***I
European Parliament legislative resolution of 9 March 2021 on the proposal for a regulation of the European Parliament and of the Council establishing the InvestEU Programme (COM(2020)0403 — C9-0158/2020 — 2020/0108(COD))
P9_TC1-COD(2020)0108
Position of the European Parliament adopted at first reading on 9 March 2021 with a view to the adoption of Regulation (EU) 2021/… of the European Parliament and of the Council establishing the InvestEU Programme and amending Regulation (EU) 2015/1017

177

2021/C 474/27

P9_TA(2021)0069
Programme for the Union's action in the field of health for the period 2021-2027 (EU4Health Programme) ***I
European Parliament legislative resolution of 9 March 2021 on the proposal for a regulation of the European Parliament and of the Council on the establishment of a Programme for the Union's action in the field of health — for the period 2021-2027 and repealing Regulation (EU) No 282/2014 (EU4Health Programme) (COM(2020)0405 — C9-0152/2020 — 2020/0102(COD))
P9_TC1-COD(2020)0102
Position of the European Parliament adopted at first reading on 9 March 2021 with a view to the adoption of Regulation (EU) 2021/… of the European Parliament and of the Council establishing a Programme for the Union's action in the field of health (EU4Health Programme) for the period 2021-2027, and repealing Regulation (EU) No 282/2014

179

 

Wednesday 10 March 2021

2021/C 474/28

European Parliament legislative resolution of 10 March 2021 on the Council position at first reading with a view to the adoption of a regulation of the European Parliament and of the Council establishing the Customs programme for cooperation in the field of customs and repealing Regulation (EU) No 1294/2013 (05265/1/2021 — C9-0091/2021 — 2018/0232(COD))

181

2021/C 474/29

European Parliament legislative resolution of 10 March 2021 on the proposal for a Council Directive amending Directive 2011/16/EU on administrative cooperation in the field of taxation (COM(2020)0314 — C9-0213/2020 — 2020/0148(CNS))

182

 

Thursday 11 March 2021

2021/C 474/30

Amendments adopted by the European Parliament on 11 March 2021 on the proposal for a regulation of the European Parliament and of the Council amending Council Regulation (EC) No 1224/2009, and amending Council Regulations (EC) No 768/2005, (EC) No 1967/2006, (EC) No 1005/2008, and Regulation (EU) No 2016/1139 of the European Parliament and of the Council as regards fisheries control (COM(2018)0368 — C8-0238/2018 — 2018/0193(COD))

218

2021/C 474/31

P9_TA(2021)0077
Equivalence of forest reproductive material produced in the UK ***I
European Parliament legislative resolution of 11 March 2021 on the proposal for a decision of the European Parliament and of the Council amending Council Decision 2008/971/EC as regards the equivalence of forest reproductive material produced in the United Kingdom to such material produced in the Union (COM(2020)0852 — C9-0430/2020 — 2020/0378(COD))
P9_TC1-COD(2020)0378
Position of the European Parliament adopted at first reading on 11 March 2021 with a view to the adoption of Decision (EU) 2021/… of the European Parliament and of the Council amending Council Decision 2008/971/EC as regards the equivalence of forest reproductive material produced in the United Kingdom

334

2021/C 474/32

P9_TA(2021)0078
Equivalence of field inspections and equivalence of checks on practices for the maintenance of varieties of agricultural plant species carried out in the UK ***I
European Parliament legislative resolution of 11 March 2021 on the proposal for a decision of the European Parliament and of the Council amending Council Decisions 2003/17/EC and 2005/834/EC as regards the equivalence of field inspections and the equivalence of checks on practices for the maintenance of varieties of agricultural plant species carried out in the United Kingdom (COM(2020)0853 — C9-0431/2020 — 2020/0379(COD))
P9_TC1-COD(2020)0379
Position of the European Parliament adopted at first reading on 11 March 2021 with a view to the adoption of Decision (EU) 2021/… of the European Parliament and of the Council amending Council Decisions 2003/17/EC and 2005/834/EC as regards the equivalence of field inspections and the equivalence of checks on practices for the maintenance of varieties of agricultural plant species carried out in the United Kingdom

335


Key to symbols used

*

Consultation procedure

***

Consent procedure

***I

Ordinary legislative procedure: first reading

***II

Ordinary legislative procedure: second reading

***III

Ordinary legislative procedure: third reading

(The type of procedure depends on the legal basis proposed by the draft act.)

Amendments by Parliament:

New text is highlighted in bold italics . Deletions are indicated using either the ▌symbol or strikeout. Replacements are indicated by highlighting the new text in bold italics and by deleting or striking out the text that has been replaced.

EN

 


24.11.2021   

EN

Official Journal of the European Union

C 474/1


EUROPEAN PARLIAMENT

2020-2021 SESSION

Sitting of 8 March 2021

2021-2022 SESSION

Sittings of 9 to 11 March 2021

TEXTS ADOPTED

 


I Resolutions, recommendations and opinions

RESOLUTIONS

European Parliament

Wednesday 10 March 2021

24.11.2021   

EN

Official Journal of the European Union

C 474/2


P9_TA(2021)0071

A WTO-compatible EU carbon border adjustment mechanism

European Parliament resolution of 10 March 2021 towards a WTO-compatible EU carbon border adjustment mechanism (2020/2043(INI))

(2021/C 474/01)

The European Parliament,

having regard to the Agreement adopted at the 21st Conference of the Parties (COP21) to the UN Framework Convention on Climate Change (UNFCCC) in Paris on 12 December 2015 (the Paris Agreement),

having regard to the UN Environment Programme Emissions Gap Report 2019,

having regard to the special reports of the Intergovernmental Panel on Climate Change (IPCC) on global warming of 1,5 oC and on the ocean and cryosphere,

having regard to the Commission communication of 11 December 2019 on the European Green Deal (COM(2019)0640),

having regard to the Commission communication of 17 September 2020 on stepping up Europe’s 2030 climate ambition (COM(2020)0562) and its accompanying impact assessment (SWD(2020)0176),

having regard to the European Council conclusions of 12 December 2019 and of 17-21 July 2020,

having regard to its resolution of 23 July 2020 on the conclusions of the extraordinary European Council meeting of 17-21 July 2020 (1),

having regard to the conclusions and recommendations of the European Court of Auditors in its special report No 18/2020 of 15 September 2020 entitled ‘The EU’s Emissions Trading System: free allocation of allowances needed better targeting’,

having regard to its resolution of 28 November 2019 on the climate and environment emergency (2),

having regard to its resolution of 15 January 2020 on the European Green Deal (3),

having regard to its position on the 2030 climate target, namely a 60 % reduction in greenhouse gas emissions compared with 1990 levels (4),

having regard to Rule 54 of its Rules of Procedure,

having regard to the opinions of the Committee on International Trade, the Committee on Economic and Monetary Affairs, the Committee on Budgets and the Committee on Industry, Research and Energy,

having regard to the report of the Committee on the Environment, Public Health and Food Safety (A9-0019/2021),

A.

whereas the adverse impacts of climate change represent a direct threat to human livelihoods and terrestrial and marine ecosystems, as confirmed by the IPCC special reports on global warming of 1,5 oC and on the ocean and cryosphere; whereas these impacts are unevenly distributed, with most adverse effects being felt by poorer countries and people;

B.

whereas according to the World Health Organization (WHO), as of 2030 climate change is expected to contribute to approximately 250 000 additional deaths per year, from malnutrition, malaria, diarrhoea and heat stress;

C.

whereas the average global temperature has already risen past 1,1 oC above pre-industrial levels (5);

D.

whereas the EU and its Member States are committed under the Paris Agreement to delivering climate action on the basis of the latest available scientific evidence and now have the objective of achieving climate neutrality by 2050 at the latest;

E.

whereas over the past few decades, the EU has managed to successfully decouple territorial greenhouse gas (GHG) emissions from economic growth, with GHG emissions falling by 24 %, while GDP grew by more than 60 % between 1990 and 2019; whereas this does not take into account the EU’s emissions embedded in its international trade and therefore underestimates its global carbon footprint;

F.

whereas in 2015 the ratio of imported to exported emissions in the EU was approximately 3:1, with 1,317 billion tonnes of CO2 imported and 424 million tonnes exported (6);

G.

whereas existing EU law has been effective in delivering the climate goals adopted so far; whereas the current design of the Emission Trading System (EU ETS), in particular the existing provisions on carbon leakage, has not provided effective incentives for the necessary decarbonisation of certain sectors, notably in industry, and has in some cases led to unjustified windfall profits for the beneficiary companies, as highlighted by the European Court of Auditors (7);

H.

whereas the Commission should continue its work on developing methodologies to ascertain a product’s carbon and environmental footprint, by employing a full life cycle approach and ensuring that the accounting of embedded emissions in products reflect reality as far as possible, including emissions from international transport;

I.

whereas the Commission should also study the traceability of products and services in order to identify more precisely all the impacts of their life cycles, such as the extraction and use of materials, the manufacturing process, the use of energy, and the mode of transport used, with the aim of setting up databases;

J.

whereas around 27 % of global CO2 emissions from fuel combustion currently relate to internationally traded goods (8); whereas 90 % of international goods transport is carried out at sea, leading to significant GHG emissions; whereas only GHG emissions from domestic waterborne navigation were included in the EU’s initial nationally determined contribution (NDC); whereas this is subject to revision in light of the EU’s enhanced 2030 target;

K.

whereas the COVID-19 crisis has delivered some important lessons, hence why the Commission’s proposal for a new recovery instrument — Next Generation EU — underlines the need to strengthen European autonomy and resilience and the need for short circuits, in particular shorter food supply chains;

L.

whereas it is essential that the Commission has an integrated vision of climate policies, for example by addressing emission reduction targets, such as those for maritime transport, in coordination with carbon pricing strategies;

M.

whereas ensuring effective and meaningful carbon pricing as part of a broader regulatory environment can serve as an economic incentive to develop production methods with a lower GHG footprint and can spur investments in innovation and new technologies, providing for the decarbonisation and circularity of the EU’s economy; whereas an effective Carbon Border Adjustment Mechanism (CBAM) can play a role in that context;

N.

whereas trade can be an important tool to promote sustainable development and help fight climate change; whereas the EU’s single market is the world’s second-largest consumer market, putting the Union in a unique position as a global standard setter;

O.

whereas combating climate change is a factor in competitiveness and social justice and offers major potential in terms of industrial development, job creation, innovation and regional development;

P.

whereas Article XX of the General Agreement on Tariffs and Trade (GATT) allows World Trade Organization (WTO) members to implement measures that are necessary to protect human, animal or plant life or health (b), or natural resources (g);

Q.

whereas the EU should accept that a third country can set up a CBAM if that country implements a higher carbon price;

R.

whereas US President Biden has taken a favourable stance through his electoral platform to seek to ‘impose carbon adjustment fees or quotas on carbon-intensive goods from countries that are failing to meet their climate and environment obligations’; whereas this would create a new opportunity for cooperation between the EU and the US in fighting climate change and restoring this key partnership;

S.

whereas the EU’s increased ambition on climate change should not lead to the risk of carbon leakage for European industries;

General remarks

1.

Is deeply concerned that currently none of the NDCs submitted, including those of the EU and its Member States, are in line with the objective of keeping the global temperature increase, as provided by the Paris Agreement, to well below 2 oC, while pursuing efforts to limit the global temperature increase to 1,5 oC above pre-industrial levels;

2.

Is concerned by the lack of cooperation by some of the EU’s trade partners in international climate negotiations over the past few years, which, as recently observed at COP25, undermines our collective global ability to reach the objectives of the Paris Agreement; encourages all parties to support a collective and science-based global effort that can deliver the achievement of these goals; calls on the Commission and the Council to uphold a transparent, fair and inclusive decision-making process in the UNFCCC;

3.

Stresses that the EU and its Member States have the responsibility and opportunity to continue assuming a leading role in global climate action along with the other leading global emitters; points out that the EU has been leading global climate action, as evidenced by its adoption of the objective to achieve climate neutrality by 2050 at the latest and its plan to scale up its 2030 GHG emission reduction target; strongly encourages the Commission and the Member States to intensify their climate diplomacy ahead of and after the adoption of the legislative proposal for a CBAM and, in particular, to ensure continuous dialogue with trade partners in order to incentivise global climate action; stresses the need for concurrent diplomatic efforts to ensure that the EU’s neighbourhood countries are engaged early on;

4.

Highlights the central role of citizens and consumers in the energy transition, and the importance of stimulating and supporting consumer choice in order to reduce the effects of climate change by promoting sustainable activities and collateral benefits that lead to a higher quality of life;

5.

Takes note of the Commission’s proposal to set the EU’s 2030 climate target to ‘at least 55 % net emissions reduction’ compared to 1990 levels; highlights the fact, however, that Parliament adopted a higher target of 60 %;

6.

Notes that while the EU had substantially reduced its domestic GHG emissions, the GHG emissions embedded in imports to the EU have been constantly rising, thereby undermining the Union’s efforts to reduce its global GHG footprint; underlines that the net imports of goods and services in the EU represent more than 20 % of the Union’s domestic CO2 emissions; considers that the GHG content of imports should be better monitored in order to identify possible measures to reduce the EU’s global GHG footprint;

Designing a WTO-compatible CBAM

7.

Supports the introduction of a CBAM, provided that it is compatible with WTO rules and EU free trade agreements (FTAs) by not being discriminatory or constituting a disguised restriction on international trade; considers that as such, a CBAM would create an incentive for European industries and EU trade partners to decarbonise their industries and therefore support both EU and global climate policies towards GHG neutrality in line with the Paris Agreement objectives; states unequivocally that a CBAM should be exclusively designed to advance climate objectives and not be misused as a tool to enhance protectionism, unjustifiable discrimination or restrictions; stresses that this mechanism should support the EU’s green objectives, in particular to better address GHG emissions embedded in EU industry and in international trade, while being non-discriminatory and striving for a global level playing field;

8.

Stresses that Least Developed Countries and Small Island Developing States should be given special treatment in order to take account of their specificities and the potential negative impacts of the CBAM on their development;

9.

Recalls the specific constraints and challenges facing the outermost regions, compounded, in particular, by their remoteness, their insularity and the limited size of their market, and calls for the CBAM to give special consideration to their specific characteristics, in accordance with Article 349 of the Treaty on the Functioning of the European Union (TFEU);

10.

Reiterates that the introduction of a CBAM should be part of a package of legislative measures to ensure the swift reduction of GHG emissions deriving from EU production and consumption, in particular by scaling up energy efficiency and renewable energies; stresses that the CBAM should be coupled with policies aimed at enabling and promoting investments in low-carbon industrial processes, including through innovative financing tools, the new Circular Economy Action Plan and a broader EU industrial policy that is both environmentally ambitious and socially fair, with a view to steering a decarbonised reindustrialisation of Europe to create quality jobs at a local level and ensure the competitiveness of the European economy, while fulfilling the EU’s climate ambition and offering predictability and certainty to secure investments towards climate neutrality;

11.

Emphasises that product standards can ensure low-carbon, resource-efficient manufacturing as well as help to guarantee minimal negative environmental impacts from product use; therefore asks the Commission to propose, as a complement to the introduction of a CBAM, more ambitious and binding norms and standards on products placed on the EU market in terms of GHG emission reduction and savings on resources and energy, in support of the Sustainable Product Policy Framework and the new Circular Economy Action Plan;

12.

Considers that in order to prevent possible distortions in the internal market and along the value chain, a CBAM should cover all imports of products and commodities covered by the EU ETS, including when embedded in intermediate or final products; stresses that as a starting point (already by 2023) and following an impact assessment, the CBAM should cover the power sector and energy-intensive industrial sectors like cement, steel, aluminium, oil refinery, paper, glass, chemicals and fertilisers, which continue to receive substantial free allocations, and still represent 94 % of EU industrial emissions;

13.

Underlines that the GHG emissions content of imports should be accounted for on the basis of transparent, reliable and up-to-date product-specific benchmarks at the level of the installations in third countries and that, as a default, if data is not made available by the importer, account should be taken of the global average GHG emissions content of individual products, broken down by different production methods with varying emission intensities; considers that the carbon pricing of imports should cover both direct and indirect emissions and therefore also take into account the country-specific carbon intensity of the electricity grid or, if data is made available by the importer, the carbon intensity of the energy consumption at the level of the installation;

14.

Notes that the Commission is currently assessing all the different options for the introduction of a CBAM, ranging from tax instruments to mechanisms using the EU ETS; stresses that the modalities for the design of a CBAM should be explored alongside the revision of the EU ETS so as to ensure they are complementary and consistent, and to avoid overlapping that would lead to double protection of EU industries; underlines the importance of a transparent process behind a CBAM, including by engaging with the WTO and the EU’s trading partners in coordination with the European Parliament and carefully assessing and comparing the effectiveness, efficiency and legal feasibility of different forms of a CBAM with a view to reducing total global GHG emissions; insists that the primary aim of the CBAM is environmental and that environmental criteria should therefore play an essential role in the choice of instrument, ensuring a predictable and sufficiently high carbon price that incentivises decarbonisation investments in order to realise the aims of the Paris Agreement;

15.

Stresses the importance of assessing the impacts of each option on the living standards of consumers, especially those belonging to more vulnerable groups, as well as their impact on revenue; calls on the Commission to also include in the impact assessment the consequences for the EU budget of the revenue generated from the CBAM as an own resource, depending on the design and modalities chosen;

16.

Considers that in order to address the potential risk of carbon leakage while complying with WTO rules, the CBAM needs to charge the carbon content of imports in a way that mirrors the carbon costs paid by EU producers; stresses that carbon pricing under the CBAM should mirror the dynamic evolution of the price of EU allowances under the EU ETS while ensuring predictability and less volatility in the price of carbon; is of the opinion that importers should buy allowances from a separate pool of allowances to the EU ETS whose carbon price corresponds to that of the day of the transaction in the EU ETS; underlines that the introduction of the CBAM is only one of the measures in the implementation of the European Green Deal objectives and must also be accompanied by the necessary measures in non-ETS sectors as well as an ambitious reform of the EU ETS to ensure it delivers meaningful carbon pricing that fully respects the polluter pays principle, and to contribute to the necessary GHG emissions reduction in line with the EU’s updated 2030 climate target and 2050 net zero GHG emissions target, including by addressing the linear reduction factor, a rebasing of the cap and assessing the potential need for a carbon floor price;

17.

Highlights that an excise duty (or tax) on the carbon content of all consumed products, both domestic and imported, would not fully address the risk of carbon leakage, would be technically challenging given the complexity of tracing carbon in global value chains and might place a significant burden on consumers; acknowledges that a fixed duty or tax on imports could be a simple tool to give a strong and stable environmental price signal for imported carbon; believes, however, that given its fixed nature, such a tax would be a less flexible tool to mirror the evolving price of the EU ETS; stresses that, in practice, an evolving tax that automatically mirrors the price of the EU ETS would be equivalent to a notional ETS; acknowledges that, should the CBAM be of a fiscal nature, there is a possibility that a mechanism based on Article 192(2) TFEU would be introduced;

18.

Stresses that importers should have the option to prove, in accordance with EU standards for monitoring, reporting and verification of the EU ETS, that the carbon content of their products is lower than those values, and avail of a payable amount adapted accordingly, to encourage innovation and investment in sustainable technologies across the world; considers that this should not impose a disproportionate burden on SMEs; highlights that the implementation of the mechanism will need to be underpinned by a set of EU standards that will prevent it from being circumvented or misused, and will require strong independent infrastructure in order to be administered;

19.

Stresses that the CBAM should ensure that importers from third countries are not charged twice for the carbon content of their products to ensure they are treated on an equal footing and without discrimination; calls on the Commission to assess carefully the impact of the different CBAM options on Least Developed Countries;

20.

Highlights that unlike the ETS, the mechanism should not treat burning wood for fuel as carbon neutral and within the revised and updated framework the carbon embedded in logged wood and depleted soil should have a price;

21.

Urges the Commission to minimise the risk of exporters to the EU trying to bypass the mechanism or compromise its effectiveness, for example by re-routing production between markets or exporting semi-finished goods;

Trade-related aspects of a CBAM

22.

Calls for the Paris Agreement and its goals to become one of the main guiding principles of trade policy, to which all trade initiatives and their policy tools must be adjusted, by including it in, inter alia, FTAs as an essential element; is convinced that such a purpose-built trade policy can be an important driver in steering economies towards decarbonisation in order to achieve the climate objectives set in the Paris Agreement and the European Green Deal;

23.

Expresses its deep concern over the erosion of the multilateral trading system; calls on the Commission to actively engage with trade partners’ governments to ensure a continued dialogue on this initiative, thereby providing incentives for climate action both within the Union and by its trading partners; underlines that trade policy can and should be used to promote a positive environmental agenda and to avoid major differences in the levels of environmental ambition between the EU and the rest of the world, and that a CBAM should be designed as an action complementing actions under the trade and sustainable development chapters of the EU’s FTAs; underlines that global action which makes the CBAM redundant must be the final goal of the initiative, as the rest of the world catches up with the level of ambition the EU has set for reducing CO2 emissions; is therefore of the view that the CBAM should be regarded as a means to help the acceleration of this process and not as a means of protectionism; expects the Commission to initiate negotiations on a global approach within the framework of the WTO or the G20;

24.

Considers that international trade and trade policy are key enablers of the transition towards a climate-neutral, resource-efficient, circular global economy and, as such, support the global efforts towards the achievement of the UN Sustainable Development Goals (SDGs) and the Paris Agreement; considers that there is an urgent need to pursue a comprehensive reform of the WTO, enabling it to guarantee fair trade, while at the same time combating global warming; notes that the GATT rules date back to 1947 and is of the view that they need to be rethought in the present context of climate crisis; expects the Commission to take urgent initiatives for WTO reform in order to achieve compatibility with the climate objectives; calls on the Commission to intensify its efforts to achieve global CO2 pricing and to facilitate trade in climate and environmental protection technologies, for example through trade policy initiatives such as the WTO Environmental Goods Agreement;

25.

Calls on the Commission to pursue multilateral WTO reforms that bring international trade law into line with the goals of the Paris Agreement and other aspects of international law, in particular the conventions of the International Labour Organization (ILO); points out that a CBAM is compatible with WTO rules if it is designed with a clear environmental objective in mind to reduce global GHG emissions and if it upholds the highest environmental integrity;

26.

Underlines that the CBAM can help to contribute to the SDGs; recalls that the promotion of decent work is also an SDG and urges the Commission to ensure that goods placed on the EU market are produced under conditions that respect the ILO conventions;

27.

Notes that in order to be compatible with WTO rules, GATT provisions such as Article I (the principle of most-favoured nation treatment), Article III (the national treatment principle) and, if necessary, Article XX (general exceptions) could be the basis for any CBAM design, whose rationale should be solely and strictly environmental — reducing global CO2 emissions and preventing carbon leakage;

28.

Underlines the principle of non-discrimination under GATT Article III; stresses that treating imports and domestic production in the same way is a key criterion for ensuring WTO compatibility of any measure; emphasises that the CBAM should create a level playing field between EU domestic and foreign producers by applying an ETS-equivalent charge on the embodied carbon emissions of imported goods in those sectors, regardless of their origin, thereby ensuring full protection against carbon leakage for European industry and avoiding emission transfers to third countries; emphasises that the implementation of the CBAM should avoid double protection for EU installations, while assessing the impact on exports and dependent sectors along the value chain; emphasises that the design of the CBAM should follow a simple principle whereby one tonne of carbon should not be protected twice;

29.

Underlines the importance of ensuring a global level playing field for the competitiveness of European industries without generating harmful effects on climate and the environment; urges the Commission, therefore, to consider the possible introduction of export rebates, but only if it can fully demonstrate their positive impact on climate and their compatibility with WTO rules; stresses that in order to prevent perverse climate effects by incentivising less efficient production methods for European exporting industries and ensure WTO compatibility, any form of potential export support should be transparent, proportionate and not lead to any kind of competitive advantages for EU exporting industries in third countries, and should be strictly limited to the most efficient installations so as to maintain GHG reduction incentives for EU exporting companies;

30.

Stresses that any mechanism must create an incentive for industries in the EU and abroad to produce clean and competitive products and avoid carbon leakage, without endangering trade opportunities;

31.

Notes that the CBAM is part of the European Green Deal and a tool to achieve the EU’s goal of net zero GHG emissions by 2050; notes that the most carbon- and trade-intensive industrial sectors could potentially be impacted by the CBAM, either directly or indirectly, and that they should be consulted throughout the process; notes further that the CBAM could influence supply chains in such a way that they would internalise carbon costs; stresses that any CBAM should be easy to administer and not place an undue financial and administrative burden on enterprises, especially SMEs;

The CBAM and own resources

32.

Acknowledges that the CBAM could be implemented either as an extension of the current regime of customs duties or as a complementary scheme within the existing EU ETS framework; emphasises that both approaches could be entirely consistent with an own resources initiative;

33.

Supports the Commission’s intention to use revenues generated by the CBAM as new own resources for the EU budget, and asks the Commission to ensure full transparency about the use of those revenues; highlights, however, that the budgetary role of the CBAM should only be a by-product of the instrument; believes that those new revenues should allow for greater support for climate action and the objectives of the Green Deal, such as the just transition and the decarbonisation of Europe’s economy, and for an increase in the EU’s contribution to international climate finance in favour of Least Developed Countries and Small Island Developing States, which are most vulnerable to climate change, in particular to support them to undergo an industrialisation process based on clean and decarbonised technologies; calls on the Commission to take into account the social effects of the mechanism in its upcoming proposal with a view to minimising them; stresses that the revenues generated from a CBAM should by no means be used as disguised subsidies for high-polluting European industries, as this would ultimately compromise its WTO compatibility;

34.

Recalls that Parliament, the Council and the Commission agreed to the creation of new own resources, including the CBAM, during the next multiannual financial framework under the Interinstitutional Agreement of 16 December 2020 on budgetary discipline, on cooperation in budgetary matters and on sound financial management, as well as on new own resources, including a roadmap towards the introduction of new own resources (IIA) (9); stresses that assigning the financial flows generated by the CBAM to the EU budget would help to mitigate issues of fiscal equivalence and ensure a fairly distributed impact across Member States, as well as ensuring a lean structure with minimal administrative overhead costs; concludes, therefore, that defining the proceeds as an EU own resource would reduce the share of GNI-based contributions in the financing of the EU budget, and would thus help to mutualise the impact of the CBAM in a fair way across all Member States; considers that any savings at national level due to lower GNI-contributions will increase Member States’ fiscal space;

35.

Takes note of various prudent revenue estimates, ranging from EUR 5 to 14 billion per year, depending on the scope and design of the new instrument; highlights the fact that the EU budget is in any event uniquely suited to absorbing revenue fluctuations or even long-term regressive effects;

36.

Is determined to ensure that the CBAM-based own resource will be part of a basket of own resources sufficient to cover the level of overall expected expenditure for the repayment costs of the principal and interests of the borrowing incurred under the Next Generation EU instrument, while respecting the principle of universality; recalls moreover, that any surplus from the repayment plan must still remain in the EU budget as general revenue;

37.

Stresses that the introduction of a basket of new own resources, as provided for in the roadmap towards the introduction of new own resources under the IIA, could facilitate a better focus of expenditure at EU level on priority areas and common public goods with high efficiency gains compared to national spending; recalls that any failure to respect the terms agreed in the IIA by one of the three institutions could expose it to a legal challenge by the others;

38.

Calls on the institutions to follow up actively in the spirit and to the letter of the roadmap towards the introduction of new own resources under the IIA, which prescribes that this new own resource is to enter into force by 1 January 2023 at the latest;

Implementing the CBAM and other aspects

39.

Stresses that the implementation of the CBAM must be accompanied by the removal of all forms of environmentally harmful subsidies granted to energy-intensive industries at national level; calls on the Commission to evaluate the different practices of Member States in that matter in the light of the polluter pays principle;

40.

Requests that the CBAM be monitored through an independent body, under the auspices of the Commission, which should regularly report and provide transparent information to Parliament, the Council and Commission on request and at least twice a year;

41.

Notes that the EU is the world’s largest carbon importer and that the carbon content of exported goods from the EU is well below the carbon content of imported goods; deduces that European efforts to combat climate change are greater than the average international effort; highlights that in order to measure the overall climate impact of the Union, a solid reporting method is needed that takes into account the emissions of imported goods and services to the EU;

42.

Stresses that sufficient international climate efforts, such as robust, widespread and consistent international carbon pricing and fully competitive low-emission technologies, products and production processes will render the mechanism obsolete over time; considers that climate change is a global problem that requires global solutions, and therefore believes that the EU should continue to support the establishment of a global framework for CO2 pricing in line with Article 6 of the Paris Agreement; encourages the Commission to design the mechanism with a clear and ambitious timeline for its implementation and evolution; recalls that some technical solutions for mitigating CO2 are still at the pilot stage and thus calls on the Commission to continue efforts to develop them further; calls on the Commission to design the mechanism as part of a comprehensive and long-term-oriented policy package that is consistent with achieving a highly energy- and resource-efficient, net-zero GHG economy by 2050 at the latest;

43.

Recalls that the EU’s climate policy, industrial policy and the goal to maintain and increase sustainable economic growth must go hand in hand; stresses that any mechanism must be embedded in our industrial strategy, creating an incentive for industries to produce clean and competitive products;

44.

Underlines that a properly functioning mechanism should ensure the reduction of emissions imported into the EU and provide the most effective climate protection against the risk of carbon leakage while respecting WTO rules; stresses that the mechanism should be designed in way that ensures its effective and simple application and at the same time prevents circumventing behaviour such as resource shuffling or the import of semi-finished or end products not covered under the mechanism;

45.

Calls on the Commission to provide technical advice and support to industries at home and abroad, especially for SMEs, in setting up reliable GHG emission accounting systems for imports in order to maintain a strong European industry without causing technical obstacles for trading partners;

46.

Calls for a special evaluation of the impact of the mechanism on SMEs and on competition within the internal market; calls for the creation, if needed, of a support mechanism for SMEs to successfully adjust to the new market reality, thereby preventing them from being victims of unfair practices by larger market players;

47.

Notes, furthermore, that in order to prevent unfair competition on the European market, no competitive disadvantages among competing materials should be created by the mechanism; underlines that the most climate-friendly materials should not suffer competitive disadvantages;

48.

Emphasises its importance in ensuring that European citizens and their interests are represented and in contributing to the achievement of EU priorities such as climate protection, sustainable growth and international competitiveness; calls on the Commission and the Council, therefore, to fully involve Parliament, as co-legislator, in the legislative process to establish the mechanism;

o

o o

49.

Instructs its President to forward this resolution to the Council and the Commission.

(1)  Texts adopted, P9_TA(2020)0206.

(2)  Texts adopted, P9_TA(2019)0078.

(3)  Texts adopted, P9_TA(2020)0005.

(4)  Amendments adopted by the European Parliament on 8 October 2020 on the proposal for a regulation of the European Parliament and of the Council establishing the framework for achieving climate neutrality and amending Regulation (EU) 2018/1999 (European Climate Law) (Texts adopted, P9_TA(2020)0253).

(5)  World Meteorological Organization (WMO), ‘Statement on the State of the Global Climate in 2019’.

(6)  Fezzigna, P., Borghesi, S., Caro, D., ‘Revising Emission Responsibilities through Consumption-Based Accounting: A European and Post-Brexit Perspective’ in Sustainability, 17 January 2019.

(7)  See ECA Special Report No 18/2020.

(8)  Organisation for Economic Co-operation and Development (OECD), ‘CO2 emissions embodied in international trade and domestic final demand: methodology and results using the OECD inter-country input-output database’, 23 November 2020.

(9)  OJ L 433 I, 22.12.2020, p. 28.


24.11.2021   

EN

Official Journal of the European Union

C 474/11


P9_TA(2021)0073

Corporate due diligence and corporate accountability

European Parliament resolution of 10 March 2021 with recommendations to the Commission on corporate due diligence and corporate accountability (2020/2129(INL))

(2021/C 474/02)

The European Parliament,

having regard to Article 225 of the Treaty on the Functioning of the European Union,

having regard to the Charter of Fundamental Rights of the European Union (‘the Charter’),

having regard to Regulation (EU) No 995/2010 of the European Parliament and of the Council of 20 October 2010 laying down the obligations of operators who place timber and timber products on the market (1) (‘the Timber Regulation’),

having regard to Directive 2013/34/EU of the European Parliament and of the Council of 26 June 2013 on the annual financial statements, consolidated financial statements and related reports of certain types of undertakings, amending Directive 2006/43/EC of the European Parliament and of the Council and repealing Council Directives 78/660/EEC and 83/349/EEC (2) (‘the Accounting Directive’),

having regard to Directive 2014/95/EU of the European Parliament and of the Council of 22 October 2014 amending Directive 2013/34/EU as regards disclosure of non-financial and diversity information by certain large undertakings and groups (3) (‘the Non-Financial Reporting Directive’),

having regard to the Regulation (EU) 2017/821 of the European Parliament and of the Council of 17 May 2017 laying down supply chain due diligence obligations for Union importers of tin, tantalum and tungsten, their ores, and gold originating from conflict-affected and high-risk areas (4) (‘the Conflict Minerals Regulation’),

having regard to Directive (EU) 2017/828 of the European Parliament and of the Council of 17 May 2017 amending Directive 2007/36/EC as regards the encouragement of long-term shareholder engagement (5) (‘the Shareholders’ Rights Directive’),

having regard to Directive (EU) 2019/1937 of the European Parliament and of the Council of 23 October 2019 on the protection of persons who report breaches of Union law (6) (‘the Whistleblower Directive’),

having regard to Regulation (EU) 2019/2088 of the European Parliament and of the Council of 27 November 2019 on sustainability-related disclosures in the financial services sector (7) (‘the Disclosure Regulation’),

having regard to Regulation (EU) 2020/852 of the European Parliament and of the Council of 18 June 2020 on the establishment of a framework to facilitate sustainable investment, and amending Regulation (EU) 2019/2088 (8) (‘the Taxonomy Regulation’),

having regard to the EU Action Plan: Financing Sustainable Growth (9),

having regard to The European Green Deal (10),

having regard to the Commission Guidelines on non-financial reporting (methodology for reporting non-financial information) (11) and to the Commission Guidelines on non-financial reporting: Supplement on reporting climate-related information (12),

having regard to its resolutions of 25 October 2016 on corporate liability for serious human rights abuses in third countries (13), of 27 April 2017 on the EU flagship initiative on the garment sector (14) and of 29 May 2018 on sustainable finance (15),

having regard to the Paris Agreement adopted on 12 December 2015 (‘the Paris Agreement’),

having regard to the United Nations 2030 Agenda for Sustainable Development, adopted in 2015, in particular the 17 Sustainable Development Goals (SDGs),

having regard to the 2008 United Nations ‘Protect, Respect and Remedy’ Framework for Business and Human Rights,

having regard to the 2011 United Nations Guiding Principles on Business and Human Rights (16) (UNGPs),

having regard to the OECD Guidelines for Multinational Enterprises (17),

having regard to the OECD Due Diligence Guidance for Responsible Business Conduct (18),

having regard to the OECD Due Diligence Guidance for Responsible Supply Chains in the Garment and Footwear Sector (19),

having regard to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals for Conflict-Affected and High-Risk Areas (20),

having regard to the OECD-FAO Guidance for Responsible Agricultural Supply Chains (21),

having regards to the OECD Due Diligence Guidance for Responsible business conduct for institutional investors (22),

having regard to the OECD Due Diligence Guidance for Responsible Corporate Lending and Securities Underwriting (23),

having regard to the 1998 ILO Declaration on Fundamental Principles and Rights at Work and its follow-up (24),

having regard to the 2017 ILO Tripartite Declaration of Principles Concerning Multinational Enterprises and Social Policy (25),

having regard to the UN booklet ‘Gender Dimensions of the Guiding Principles on Business and Human Rights’ (26),

having regard to the French Law no. 2017-399 on a duty of vigilance of parent and ordering undertakings (27),

having regard to the Dutch law on the introduction of a duty of care to prevent the supply of goods and services produced using child labour (28),

having regard to recommendation CM/Rec(2016)3 of the Committee of Ministers to member States on human rights and business adopted by the Committee of Ministers on 2 March 2016,

having regard to the study of the Directorate General for External Policies of the Union of February 2019 entitled ‘Access to legal remedies for victims of corporate human rights abuses in third countries’ (29),

having regard to the briefings of the Directorate General for External Policies of the Union of June 2020 entitled ‘EU Human Rights Due Diligence Legislation: Monitoring, Enforcement and Access to Justice for Victims’ (30) and ‘Substantive Elements of Potential Legislation on Human Rights Due Diligence’,

having regard to the study prepared for the European Commission on ‘Due Diligence requirements through the supply chain’ (31),

having regard to the study prepared for the European Commission on ‘Directors’ duties and sustainable corporate governance’ (32),

having regard to the Children’s Rights and Business Principles, developed by UNICEF, the UN Global Compact and Save the Children (33),

having regard to the Commission’s Capital Markets Union Action Plan (COM(2020)0590),

having regard to the opinion of the European Economic and Social Committee on ‘Mandatory due diligence’,

having regard to Rules 47 and 54 of its Rules of Procedure,

having regard to the opinions of the Committee on Foreign Affairs, the Committee on International Trade and the Committee on Development,

having regard to the report of the Committee on Legal Affairs (A9-0018/2021),

A.

Whereas Articles 3 and 21 of the Treaty on European Union (TEU) state that the Union, in its relations with the wider world, is to uphold and promote its values and principles, namely the rule of law and respect and protection of human rights, and contribute to the sustainable development of the Earth, solidarity, free and fair trade as well as to the strict observance and the development of international law; whereas more specifically, the Union is to foster the sustainable economic, social and environmental development of developing countries with the primary aim of eradicating poverty; whereas the Union is to respect those principles and pursue those objectives in the development and implementation of the external aspects of its other policies;

B.

Whereas Article 208(1) of the Treaty on the Functioning of the European Union (TFEU) provides that the Union is to take account of the objectives of development cooperation in the policies that it implements which are likely to affect developing countries;

C.

Whereas the globalisation of economic activity has aggravated adverse impacts of business activities on human rights, including social and labour rights, the environment and the good governance of states; whereas human rights violations often occur at primary production level, in particular when sourcing raw material and manufacturing products;

D.

Whereas the Charter applies to all Union legislation and to national authorities when implementing Union law both in the Union and in third countries;

E.

Whereas if due diligence is implemented comprehensively, undertakings will in the long term benefit from better business conduct with a focus on prevention rather than on remediation of harm;

F.

Whereas, given that future legislation on corporate due diligence and corporate accountability for European undertakings would be expected to have extraterritorial effects, such legislation would affect the social, economic and environmental development of developing countries and their prospects of achieving their SDGs; whereas this significant impact could contribute to the Union’s policy objectives concerning development;

G.

Whereas undertakings should respect human rights, including international binding rights and the fundamental rights enshrined in the Charter, the environment and good governance and should not cause or contribute to any adverse impacts in this regard; whereas due diligence should be based on the ‘do no harm’ principle; whereas Article 21 TEU requires the Union to promote and consolidate the universality and indivisibility of human rights and fundamental freedoms, as protected by the European Convention for the Protection of Human Rights and Fundamental Freedoms (ECHR) and the Charter, to ensure sustainable development and consistency between its external action and other policies; whereas the Council of the European Union has recognised that corporate respect for human rights in corporate operations and supply chains is important to achieve the UN SDGs;

H.

Whereas democracy, which protects human rights and fundamental freedoms, is the only form of government compatible with sustainable development; whereas corruption and lack of transparency greatly undermine human rights;

I.

Whereas the rights to an effective remedy and fair trial are basic human rights enshrined in Article 8 of the Universal Declaration of Human Rights, Article 2(3) of the International Covenant on Civil and Political Rights, as well as in Articles 6 and 13 of the ECHR and Article 47 of the Charter; whereas the Union, as part of its commitment to promote, protect and fulfil human rights worldwide, should help to promote the rights of victims of business-related human rights violations and abuses that amount to criminal offences in third countries, in line with Directives 2011/36/EU (34) and 2012/29/EU (35) of the European Parliament and of the Council;

J.

Whereas corruption in the context of judicial proceedings can have a devastating effect on the lawful administration of justice and judicial integrity, and intrinsically violate the right to a fair trial, the right to due process and the right to effective redress; whereas corruption can lead to cases of systematic violation of human rights in the business context, for example, by preventing individuals from accessing goods and services that States are obliged to provide to meet their human rights obligations or by increasing the price of such goods and services, by encouraging wrongful acquisition or appropriation by business of land, or facilitating money laundering, or by granting unlawful licences or concessions to businesses in the extractive sector;

K.

Whereas the COVID-19 crisis has exposed some of the severe drawbacks of global value chains and the ease with which certain undertakings are able to shift, both directly and indirectly, negative impacts of their business activities to other jurisdictions, in particular outside the Union, without being held accountable; whereas the Organisation for Economic Co-operation and Development (OECD) has shown that undertakings that have taken proactive steps to address the risks related to the COVID-19 crisis in a way that mitigates adverse impacts on workers and supply chains, develop a more long-term value and resilience, improving their viability in the short term and their prospects for recovery in the medium to long term;

L.

Whereas the importance of freedom of expression and of the freedoms of association and of peaceful assembly, including the right to form and join trade unions, the right to collective bargaining and action, as well as the right to fair remuneration and to decent working conditions, including health and safety in the workplace, should be underlined;

M.

Whereas, according to ILO statistics, around the globe there are around 25 million victims of forced labour, 152 million victims of child labour, 2,78 million deaths due to work-related diseases per year and 374 million non-fatal work-related injuries per year; whereas the ILO has developed several conventions to protect workers, but their enforcement is still lacking, especially with reference to the labour markets of developing countries;

N.

Whereas the exploitation and degradation of human beings through forced labour and slave-like practices affecting millions of people, from which certain undertakings, public or private entities or persons have benefitted globally in 2019, persist; whereas the situation of an estimated 152 million children in child labour, 72 million of whom work in hazardous conditions, many of them being forced to work through violence, blackmail and other unlawful means is unacceptable and particularly worrying; whereas undertakings have the special responsibility of protecting children, in particular, and preventing any form of child labour;

O.

Whereas fundamental labour, social and economic rights are enshrined in several international human rights treaties and conventions, including the International Covenant on Economic, Social and Cultural Rights, the ILO’s Core Labour Standards, and the European Social Charter, as well as in the Charter; whereas the rights to work, to the free choice of employment and to remuneration that ensures for employees and their families an existence worthy of human dignity are basic human rights enshrined in Article 23 of the Universal Declaration of Human Rights; whereas inadequate state labour inspection, limited right to redress, excessive working hours, poverty-level wages, the gender pay gap and other forms of discrimination remain of serious concern in an increasing number of countries, notably in Export Processing Zones;

P.

Whereas the United Nations Working Group on Business and Human Rights highlighted the differentiated and disproportionate impact of business activities on women and girls and has stated that human rights due diligence should cover both actual and potential impacts on women’s rights;

Q.

Whereas the United Nations Special Rapporteur on human rights and the environment has stated that the rights to life, health, food, water and development, as well as the right to a safe, clean, healthy and sustainable environment, are necessary for the full enjoyment of human rights; whereas the Special Rapporteur has also stressed that the loss of biodiversity undermines the full enjoyment of human rights and that states should regulate harm to biodiversity caused by private actors as well as government agencies; whereas the United Nations General Assembly recognised, in its Resolution 64/292, the right to safe and clean drinking water and sanitation as a human right; whereas those rights should be covered by any possible legislation;

R.

Whereas undertakings have in general limited awareness of the range of impacts they have on children’s rights in their operations and supply chains and the potentially life-changing consequences these can have for children;

S.

Whereas the United Nations High Commissioner for Human Rights and the United Nations Human Rights Council have stated that climate change has an adverse impact on the full and effective enjoyment of human rights; whereas states have an obligation to respect human rights when addressing adverse impacts caused by climate change; whereas any corporate due diligence legislation must be in line with the Paris Agreement;

T.

Whereas systemic corruption violates the principles of transparency, accountability and non-discrimination, with severe implications for the effective enjoyment of human rights; whereas the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions and the United Nations Convention against Corruption oblige Member States to implement effective practices aimed at the prevention of corruption; whereas provisions of the United Nations Convention against Corruption should form part of due diligence obligations in legislation;

U.

Whereas this alarming situation has highlighted the urgency regarding making businesses more responsive to, responsible and accountable for the adverse impacts they cause or contribute or are directly linked to, and prompted a debate as to how to do so, while underlining the need for a proportionate and harmonised Union-wide approach to these matters, which is also necessary to be able to achieve the United Nations (UN) SDGs;

V.

Whereas, according to the United Nations High Commissioner for Human Rights, a large number of human rights defenders are under threat because they raise concerns about adverse human rights impacts of business operations;

W.

Whereas that debate has led, among other things, to the adoption of due diligence frameworks and standards within the United Nations, the Council of Europe, the OECD and the ILO; whereas those standards are, however, voluntary and, consequently, their uptake has been limited; whereas Union legislation should progressively and constructively build on these frameworks and standards; whereas the Union and Member States should support and engage in the ongoing negotiations to create a legally binding UN instrument on Transnational Corporations and Other Business Enterprises with respect to human rights and the Council should give a mandate to the Commission to be actively involved in those ongoing negotiations;

X.

Whereas, according to a Commission study, only 37 % of business respondents currently conduct environmental and human rights due diligence;

Y.

Whereas some Member States, such as France, and the Netherlands, have adopted legislation to enhance corporate accountability and have introduced mandatory due diligence frameworks; whereas other Member States are currently considering the adoption of such legislation, including Germany, Austria, Sweden, Finland, Denmark and Luxembourg; whereas the lack of a joint Union-wide approach in this matter may lead to less legal certainty when it comes to business prerogatives and to imbalances in fair competition which would in turn disadvantage undertakings that are proactive regarding social and environmental matters; whereas the lack of harmonised corporate due diligence legislation jeopardises the level playing field of undertakings operating in the Union;

Z.

Whereas the Union has already adopted due diligence legislation for specific sectors, such as the Conflict Minerals Regulation, the Timber Regulation, the Forest Law Enforcement, Governance and Trade (FLEGT) Regulation and the Anti-Torture Regulation; whereas those pieces of legislation have become a benchmark for targeted binding supply chain due diligence legislation; whereas the future Union legislation should support undertakings in managing and living up to their corporate responsibilities and be fully aligned with all existing sectoral due diligence and reporting obligations, such as the Non-Financial Reporting Directive, and coherent with relevant national legislation, to avoid duplications;

AA.

Whereas the Commission has proposed to develop a comprehensive strategy for the garment sector as part of the new Circular Economy Action Plan, that, by including a uniform set of standards regarding due diligence and social responsibility, could be another example of integrating a more detailed approach for a specific sector; whereas the Commission should propose further sector-specific Union legislation on mandatory due diligence, for example for sectors such as forest and ecosystem risk commodities and the garment sector;

1.

Considers that voluntary due diligence standards have limitations and have not achieved significant progress in preventing human rights and environmental harm and in enabling access to justice; considers that the Union should urgently adopt binding requirements for undertakings to identify, assess, prevent, cease, mitigate, monitor, communicate, account for, address and remediate potential and/or actual adverse impacts on human rights, the environment and good governance in their value chain; believes that this would be beneficial for stakeholders, as well as for businesses in terms of harmonisation, legal certainty, a level playing field and mitigating unfair competitive advantages of third countries that result from lower protection standards as well as social and environmental dumping in international trade; stresses that this would enhance the reputation of Union undertakings and of the Union as a standard setter; stresses the proven benefits for undertakings of having effective responsible business conduct practices in place, which include better risk-management, a lower cost of capital, overall better financial performance, and enhanced competitiveness; is convinced that due diligence increases certainty and transparency as regards the supply practices of undertakings sourcing from countries outside the Union and will help protect consumer interests by ensuring the quality and reliability of products, and should lead to more responsible purchasing practices and long-term supplier relationships of undertakings; stresses that the framework should be based on an obligation for undertakings to take all proportionate and commensurate measures and make efforts within their means;

2.

Stresses that, while it is the duty of undertakings to respect human rights and the environment, it is the responsibility of states and governments to protect human rights and the environment, and this responsibility should not be transferred to private actors; recalls that due diligence is primarily a preventative mechanism and that undertakings should be first and foremost required to take all proportionate and commensurate measures and to make efforts within their means to identify potential or actual adverse impacts and adopt policies and measures to address them;

3.

Calls on the Commission to always include, in the external policy activities, including in trade and investment agreements, provisions and discussions on the protection of human rights;

4.

Asks the Commission to conduct a thorough review of undertakings based in Xinjiang that export products to the Union in order to identify potential breaches of human rights, especially those related to the repression of Uighurs;

5.

Recalls that the full enjoyment of human rights, including the right to life, health, food and water, depends on the preservation of biodiversity, which is the foundation of ecosystem services to which human well-being is intrinsically linked;

6.

Notes that, due to the COVID-19 pandemic, small and medium-sized undertakings face a challenging situation; believes that providing them with support and the creation of a favourable market environment are crucial objectives of the Union;

7.

Stresses that human rights violations and breaches of social and environmental standards can be the result of an undertaking’s own activities or of those of its business relationships under their control and along their value chain; underlines therefore that due diligence should encompass the entire value chain, but should also involve having a prioritisation policy; recalls that all human rights are universal, indivisible, interdependent and interrelated and should be promoted and respected in a fair, equitable and non-discriminatory manner;

8.

Calls for supply chain traceability to be strengthened, based on the rules of origin of the Union Customs Code; notes that the Union’s human rights policy and future corporate due diligence requirements adopted as a result of a legislative proposal from the Commission should be taken into account in the conduct of Union trade policy, including in relation to the ratification of trade and investment agreements and should cover trade with all trading partners, not just those with whom the Union has concluded a free trade agreement; stresses that Union trade instruments should include strong enforcement mechanisms such as withdrawal from preferential access in the event of non-compliance;

9.

Considers that the scope of any future mandatory Union due diligence framework should be broad and cover all large undertakings governed by the law of a Member State or established in the territory of the Union, including those providing financial products and services, regardless of their sector of activity and of whether they are publicly owned or publicly controlled undertakings, as well as all publicly listed small and medium-sized undertakings and high-risk small and medium-sized undertakings; considers that the framework should also cover undertakings which are established outside the Union, but are active on the internal market;

10.

Is convinced that compliance with the due diligence obligations should be a condition for access to the internal market and that operators should be required to establish and provide evidence, through the exercise of due diligence, that the products that they place on the internal market are in conformity with the environmental and human rights criteria set out in the future due diligence legislation; calls for complementary measures such as the prohibition of the importation of products related to severe human rights violations such as forced labour or child labour; stresses the importance of including the objective of combating forced labour and child labour in Trade and Sustainable Development chapters of Union trade agreements;

11.

Considers that some undertakings, and particularly publicly listed small and medium-sized undertakings and high-risk small and medium-sized undertakings may need less extensive and formalised due diligence processes, and that a proportionate approach should take into account, amongst other elements, the sector of activity, the size of the undertaking, the severity and likelihood of risks related to the respect of human rights, governance and the environment intrinsic to its operations and to the context of its operations, including geographic, its business model, its position in value chains and the nature of its products and services; calls for specific technical assistance to be provided to Union undertakings, especially to small and medium-sized undertakings, so that they can comply with due diligence requirements;

12.

Underlines that due diligence strategies should be aligned with the SDGs and Union policy objectives in the field of human rights and the environment, including the European Green Deal, and the commitment to reduce greenhouse gas emissions by at least 55 % by 2030, and Union international policy, especially the Convention on Biological Diversity and the Paris Agreement and its goals to hold the increase in the global average temperature to well below 2 oC above pre-industrial levels and pursue efforts to limit the temperature increase to 1,5 oC above pre-industrial levels; asks the Commission to develop, with the meaningful participation of relevant Union bodies, offices and agencies, a set of due diligence guidelines, including sector-specific guidelines, on how to comply with existing and future Union and international mandatory legal instruments and be in line with voluntary due diligence frameworks, including coherent methodologies and clear metrics to measure impacts and progress, in the areas of human rights, the environment and good governance, reiterates that such guidelines would be especially useful for small and medium-sized undertakings;

13.

Notes that certified industry schemes offer small and medium-sized undertakings opportunities to efficiently pool and share responsibilities; underlines however that relying on certified industry schemes does not exclude the possibility of an undertaking being in breach of its due diligence obligations, or of being held liable in accordance with national law; notes that certified industry schemes must be assessed, recognised and overseen by the Commission;

14.

Calls on the Commission to honour the principle of policy coherence for development, enshrined in Article 208 TFEU, in future legislation; stresses that it is important to minimise the possible contradictions and build synergies with development cooperation policy to the benefit of developing countries and to increase the effectiveness of development cooperation; considers that, in practical terms, this means actively involving the Commission’s Directorate-General for International Cooperation and Development in the ongoing legislative work and conducting a thorough assessment of the impact of the relevant future Union legislation on developing countries from an economic, social, human rights and environmental perspective, in line with the Better Regulation Guidelines (36) and Tool 34 of the Better Regulation Toolbox (37); notes that the results of that assessment should inform the future legislative proposal;

15.

Stresses that complementarity and coordination with development cooperation policy, instruments and actors is decisive and that the future Union legislation should therefore provide for some provisions in this regard;

16.

Stresses that due diligence obligations should be carefully designed to be an ongoing and dynamic process instead of a ‘box-ticking exercise’ and that due diligence strategies should be in line with the dynamic nature of adverse impacts; considers that those strategies should cover every actual or potential adverse impact on human rights, the environment or good governance, although the severity and likelihood of the adverse impact should be considered in the context of a prioritisation policy; believes that, in line with the principle of proportionality, it is important to align existing tools and frameworks as much as possible; emphasises the need for the Commission to carry out a robust impact assessment in order to identify types of potential or actual adverse impacts, to investigate the consequences on the European and global level playing field, including the administrative burden on businesses and the positive consequences on human rights, the environment and good governance, and to design rules that enhance competitiveness, the protection of stakeholders and of the environment, and are functional and applicable to all actors on the internal market, including high risk and publicly listed small and medium-sized undertakings; stresses that that impact assessment should also consider the consequences of the future directive concerning global value chain shifts with regard to affected individuals and undertakings, and concerning comparative advantages of developing partner countries;

17.

Highlights that comprehensive transparency requirements are a crucial element of legislation on mandatory due diligence; notes that enhanced information and transparency give suppliers and manufacturers better oversight control and understanding of their supply chains and improve stakeholders’ and consumers’ monitoring capacity as well as public confidence in production; stresses in this regard that the future due diligence legislation should take into consideration digital solutions to facilitate public access to information and to minimise bureaucratic burdens;

18.

Notes that due diligence also necessitates measuring the effectiveness of processes and measures through adequate audits and communicating the results, including periodically producing public evaluation reports on the due diligence processes of an undertaking and its results in a standardised format based on an adequate and coherent reporting framework; recommends that the reports be easily accessible and available, especially to those affected and potentially affected; states that disclosure requirements should take into account competition policy and the legitimate interest to protect internal business know-how and should not lead to disproportionate obstacles or a financial burden for undertakings;

19.

Highlights that effective due diligence requires that undertakings carry out in good faith effective, meaningful and informed discussions with relevant stakeholders; stresses that a Union due diligence framework should ensure the involvement of trade unions and workers’ representatives, at national, Union and global levels, in the establishment and implementation of the due diligence strategy; stresses that procedures for stakeholders’ engagement must ensure safety and protection of physical and legal integrity of stakeholders;

20.

Emphasises that engagement with trade partners, in a spirit of reciprocity, is important for ensuring due diligence effects change; underlines the importance of accompanying measures and projects to facilitate the implementation of Union free trade agreements and calls for a strong link between such measures and horizontal due diligence legislation; requests therefore that financial instruments, such as ‘Aid for Trade’, be used to promote and support the uptake of responsible business conduct in partner countries, including technical support on due diligence training, traceability mechanisms and embedding export-led reforms in partner countries; emphasises in this regard the need to promote good governance;

21.

Requests that trade instruments be linked to, and Union Delegations be actively involved in, the monitoring of the application of the future due diligence legislation by Union undertakings operating outside the Union, including by convening meaningful exchanges of views with and supporting rights holders, local communities, chambers of commerce and national human rights institutions, civil society actors and trade unions; calls on the Commission to cooperate with Member States’ chambers of commerce and national human rights institutions in providing online tools and information to support implementation of the future due diligence legislation;

22.

Notes that coordination at sectoral level could enhance the consistency and effectiveness of due diligence efforts, allow for the sharing of best practices and contribute to levelling the playing field;

23.

Considers that, to enforce due diligence, Member States should set up or designate national authorities to share best practices, carry out investigations, supervise and impose sanctions, taking into account the severity and repeated nature of the infringements; underlines that such authorities should be provided with sufficient resources and powers to realise their mission; considers that the Commission should set up a European due diligence network to be responsible for, together with the national competent authorities, the coordination and convergence of regulatory, investigative, enforcement and supervisory practices, and the sharing of information and to monitor the performance of national competent authorities; considers that the Member States and the Commission should ensure that undertakings publish their due diligence strategies on a publicly accessible and centralised platform, supervised by the national competent authorities;

24.

Highlights that comprehensive transparency requirements are a crucial element of legislation on mandatory due diligence; notes that enhanced information and transparency give suppliers and manufacturers better control and understanding of their supply chains and improve public confidence in production; stresses in this regard that the future due diligence legislation should focus on digital solutions to minimise bureaucratic burdens and calls on the Commission to investigate new technological solutions supportive of establishing and improving traceability in global supply chains; recalls that sustainable blockchain technology can contribute to this goal;

25.

Considers that a grievance mechanism at the level of an undertaking can provide effective early-stage recourse, provided they are legitimate, accessible, predictable, equitable, transparent, human rights-compatible, based on engagement and dialogue, and protect against retaliation; considers that such private mechanisms must be properly articulated with judicial mechanisms in order to guarantee the highest protection of fundamental rights, including the right to a fair trial; stresses that such mechanisms should never undermine the right of a victim to file a complaint before competent authorities or to seek justice before a court; suggests that judicial authorities should be able to act on a complaint by third parties through safe and accessible channels without threat of reprisals;

26.

Welcomes the announcement that the Commission proposal will include a liability regime and considers that in order to enable victims to obtain an effective remedy, undertakings should be held liable in accordance with national law for the harm the undertakings under their control have caused or contributed to by acts or omissions, where the latter have committed violations of human rights or have caused environmental harm, unless the undertaking can prove that it acted with due care in line with its due diligence obligations and took all reasonable measures to prevent such harm; underlines that time limitations, difficulties to access evidence, as well as gender inequality, vulnerabilities and marginalisation can be major practical and procedural barriers faced by victims of human rights violations in third countries, obstructing their access to effective legal remedies; stresses the importance of effective access to remedies without fear of retaliation and in a gender-responsive manner, and for persons in situations of vulnerability, as enshrined in Article 13 of the Convention on the Rights of Persons with Disabilities; recalls that Article 47 of the Charter requires the Member States to provide legal aid to those who lack sufficient resources insofar as such aid is necessary to ensure effective access to justice;

27.

Notes that the traceability of undertakings in the value chain can be difficult; calls on the Commission to evaluate and propose tools in order to help undertakings with the traceability of their value chains; stresses that digital technologies could assist undertakings with their value chain due diligence and reduce costs; considers that the innovation objective of the Union should be linked to promoting human rights and sustainable governance under the future due diligence requirements;

28.

Considers that conducting due diligence should not automatically absolve undertakings from liability for the harm they have caused or have contributed to; further considers, however, that having a robust and effective due diligence process in place can help undertakings to avoid causing harm; further considers that due diligence legislation should apply without prejudice to other applicable subcontracting, posting or supply chain liability frameworks established at national, European and international level, including joint and several liability in subcontracting chains;

29.

Stresses that victims of business-related adverse impacts are often not sufficiently protected by the law of the country where the harm has been caused; considers, in this regard, that relevant provisions of the future directive should be considered overriding mandatory provisions in line with Article 16 of Regulation (EC) No 864/2007 of the European Parliament and of the Council of 11 July 2007 on the law applicable to non-contractual obligations (Rome II) (38);

30.

Calls on the Commission to propose a negotiating mandate for the Union to constructively engage in the negotiation of a UN international legally binding instrument to regulate, in international human rights law, the activities of transnational corporations and other businesses;

31.

Recommends that the Commission’s support in relation to the rule of law, good governance and access to justice in third countries prioritise the capacity-building of local authorities in the areas addressed by the future legislation, where appropriate;

32.

Requests that the Commission submit without undue delay a legislative proposal on mandatory supply chain due diligence, following the recommendations set out in the Annex hereto; considers that, without prejudice to detailed aspects of the future legislative proposal, Articles 50, 83(2) and 114 TFEU should be chosen as legal bases for the proposal;

33.

Considers that the requested proposal does not have financial implications for the general budget of the Union;

34.

Instructs its President to forward this resolution and the accompanying recommendations to the Commission and the Council, and to the governments and national parliaments of the Member States.

(1)  OJ L 295, 12.11.2010, p. 23.

(2)  OJ L 182, 29.6.2013, p. 19.

(3)  OJ L 330, 15.11.2014, p. 1.

(4)  OJ L 130, 19.5.2017, p. 1.

(5)  OJ L 132, 20.5.2017, p. 1.

(6)  OJ L 305, 26.11.2019, p. 17.

(7)  OJ L 317, 9.12.2019, p. 1.

(8)  OJ L 198, 22.6.2020, p. 13.

(9)  COM(2018)0097 final.

(10)  COM(2019)0640 final.

(11)  OJ C 215, 5.7.2017, p. 1.

(12)  OJ C 209, 20.6.2019, p. 1.

(13)  OJ C 215, 19.6.2018, p. 125.

(14)  OJ C 298, 23.8.2018, p. 100.

(15)  OJ C 76, 9.3.2020, p. 23.

(16)  https://www.ohchr.org/documents/publications/guidingprinciplesbusinesshr_en.pdf.

(17)  http://mneguidelines.oecd.org/guidelines.

(18)  https://www.oecd.org/investment/due-diligence-guidance-for-responsible-business-conduct.htm.

(19)  http://www.oecd.org/industry/inv/mne/responsible-supply-chains-textile-garment-sector.htm.

(20)  https://www.oecd.org/corporate/oecd-due-diligence-guidance-for-responsible-supply-chains-of-minerals-from-conflict-affected-and-high-risk-areas-9789264252479-en.htm.

(21)  https://www.oecd.org/daf/inv/investment-policy/rbc-agriculture-supply-chains.htm.

(22)  https://www.oecd.org/investment/due-diligence-guidance-for-responsible-business-conduct.htm.

(23)  https://www.oecd.org/investment/due-diligence-for-responsible-corporate-lending-and-securities-underwriting.htm#:~:text=Due%20Diligence%20for%20Responsible%20Corporate%20Lending%20and%20Securities%20Underwriting%20provides,risks%20associated%20with%20their%20clients.

(24)  https://www.ilo.org/declaration/thedeclaration/textdeclaration/lang--en/index.htm.

(25)  https://www.ilo.org/wcmsp5/groups/public/---ed_emp/---emp_ent/---multi/documents/publication/wcms_094386.pdf.

(26)  https://www.ohchr.org/Documents/Issues/Business/Gender_Booklet_Final.pdf.

(27)  Loi no 2017-399 du 27 mars 2017 relative au devoir de vigilance des sociétés mères et des entreprises donneuses d'ordre, JORF no0074 du 28 mars 2017.

(28)  Wet van 24 oktober 2019 n. 401 houdende de invoering van een zorgplicht ter voorkoming van de levering van goederen en diensten die met behulp van kinderarbeid tot stand zijn gekomen (Wet zorgplicht kinderarbeid).

(29)  EP Policy Department for External Relations, PE 603.475 — February 2019.

(30)  EP Policy Department for External Relations, PE 603.505 — June 2020.

(31)  Directorate General for Justice and Consumers, January 2020.

(32)  Directorate General for Justice and Consumers, July 2020.

(33)  http://childrenandbusiness.org/

(34)  Directive 2011/36/EU of the European Parliament and of the Council of 5 April 2011 on preventing and combating trafficking in human beings and protecting its victims, and replacing Council Framework Decision 2002/629/JHA (OJ L 101, 15.4.2011, p. 1).

(35)  Directive 2012/29/EU of the European Parliament and of the Council of 25 October 2012 establishing minimum standards on the rights, support and protection of victims of crime, and replacing Council Framework Decision 2001/220/JHA (OJ L 315, 14.11.2012, p. 57).

(36)  SWD(2017)0350.

(37)  https://ec.europa.eu/info/files/better-regulation-toolbox-34_en

(38)  OJ L 199, 31.7.2007, p. 40.


ANNEX TO THE RESOLUTION:

RECOMMENDATIONS AS TO THE CONTENT OF THE PROPOSAL REQUESTED

RECOMMENDATIONS FOR DRAWING UP A DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL ON CORPORATE DUE DILIGENCE AND CORPORATE ACCOUNTABILITY

TEXT OF THE PROPOSAL REQUESTED

Directive of the European Parliament and of the Council on Corporate Due Diligence and Corporate Accountability

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Articles 50, 83(2) and 114 thereof,

Having regard to the proposal from the European Commission,

After transmission of the draft legislative act to the national parliaments,

Having regard to the opinion of the European Economic and Social Committee (1),

Acting in accordance with the ordinary legislative procedure,

Whereas:

(1)

The awareness of the responsibilities of businesses with regard to the adverse impact of their value chains on human rights became prominent in the 1990s, when new offshoring practices in clothing and footwear production drew attention to the poor labour conditions that many workers in global value chains, including children, faced. At the same time, many oil, gas, mining and food industry undertakings pushed into increasingly remote areas, often displacing indigenous communities without adequate consultation or compensation.

(2)

Within a context of mounting evidence of human rights violations and environmental degradation, concern grew about ensuring that businesses respected human rights and about ensuring that victims had access to justice, in particular when the value chains of some businesses extended into countries with weak legal systems and law enforcement, and holding them accountable in accordance with national law for causing or contributing to harm. In this light, the United Nations (UN) Human Rights Council in 2008 unanimously welcomed the ‘Protect, Respect and Remedy’ Framework. This framework rests on three pillars: the State duty to protect against human rights abuses by third parties, including businesses, through appropriate policies, regulation, and adjudication; the corporate responsibility to respect human rights, which means acting with due diligence to avoid infringing on the rights of others and to address adverse impacts that occur; and greater access by victims to effective remedies, both judicial and non-judicial.

(3)

That framework was followed by the UN Human Rights Council’s endorsement in 2011 of the ‘Guiding Principles on Business and Human Rights’ (UNGPs). The UNGPs introduced the first global standard for ‘due diligence’ and provided a non-binding framework for undertakings to put their responsibility to respect human rights into practice. Subsequently, other international organisations developed due diligence standards based on the UNGPs. The 2011 Organisation for Economic Co-operation and Development (OECD) Guidelines for Multinational Enterprises refer extensively to due diligence and the OECD has developed guidance to help undertakings carry out due diligence in specific sectors and supply chains. In 2016, the Committee of Ministers of the Council of Europe adopted a recommendation addressed to Member States on human rights and business calling on its Member States to adopt legislative and other measures to ensure that human rights violations in an undertaking’s value chain give rise to civil, administrative and criminal liability before European courts. In 2018, the OECD adopted general Due Diligence Guidance for Responsible Business Conduct. Similarly, the International Labour Organisation (ILO) adopted in 2017 the ILO Tripartite Declaration of Principles Concerning Multinational Enterprises and Social Policy, which encourages undertakings to put in place due diligence mechanisms to identify, prevent, mitigate and account for the manner in which they address their business’s actual and potential adverse impacts as regards internationally recognized human rights. The 2012 United Nations Global Compact, Save the Children and UNICEF Children’s Rights and Business Principles identify key children’s rights considerations relating to adverse business impact and UNICEF has developed a series of guidance documents supporting business due diligence and children. The 2013 UN Committee on the Rights of the Child General Comment No. 16 identifies a comprehensive range of State obligations regarding the impact of the business sector on children’s rights, including States requiring businesses to undertake child-rights due diligence.

(4)

Undertakings thus currently have at their disposal an important number of international due diligence instruments that can help them fulfil their responsibility to respect human rights. While it is difficult to overstate the importance of these instruments for undertakings that take their duty to respect human rights seriously, their voluntary nature can hamper their effectiveness and their effect has proved limited, with a restricted number of undertakings voluntarily implementing human rights due diligence in relation to their activities and those of their business relationships. This is exacerbated by many undertakings’ excessive focus on short-term profit maximisation.

(5)

Existing international due diligence instruments have failed to provide victims of human rights and environmental adverse impacts with access to justice and remedies because of their non-judicial and voluntary nature. The primary duty to protect human rights and provide access to justice lies with States, and the lack of public judicial mechanisms to hold undertakings liable for damages occurring in their value chains should not and cannot adequately be compensated by the development of private operational grievance mechanisms. Whereas such mechanisms are useful in providing emergency relief and fast compensation for small damages, they should be closely regulated by public authorities and should not undermine the right of victims to access justice and the right to a fair trial before public courts.

(6)

The Union has adopted mandatory due diligence frameworks in very specific areas with the aim of combating sectors that harm the interests of the Union or its Member States, such as the financing of terrorism or deforestation. In 2010, the Union adopted Regulation (EU) No 995/2010 of the European Parliament and of the Council (2), which subjects operators that place timber and timber products on the internal market to due diligence requirements and requires traders in the supply chain to provide basic information on their suppliers and buyers to improve the traceability of timber and timber products. Regulation (EU) 2017/821 of the European Parliament and of the Council (3) establishes a Union system for supply chain due diligence in order to curtail opportunities for armed groups, terrorist groups and/or security forces to trade in tin, tantalum and tungsten, their ores, and gold.

(7)

A different, more general and complementary approach based on transparency and sustainability was taken by Directive 2014/95/EU of the European Parliament and of the Council (4), which imposes on undertakings with more than 500 employees the obligation to report on the policies they pursue in relation to environmental, social, employee-related, and anti-corruption and bribery matters and respect for human rights, including due diligence.

(8)

In some Member States the need to make undertakings more responsive to human rights and to environmental and good governance concerns has led to the adoption of national due diligence legislation. In the Netherlands, the Child Labour Due Diligence Act requires undertakings operating in the Dutch market to investigate whether there is a reasonable suspicion that the goods or services supplied have been produced using child labour and, in the event of reasonable suspicion, to adopt and implement an action plan. In France, the law on a duty of vigilance of parent and ordering undertakings requires some large undertakings to adopt, publish and implement a due diligence plan to identify and prevent human rights, health and safety and environmental risks caused by the undertaking, its subsidiaries, sub-contractors or suppliers. The French law establishes an administrative liability for the failure to abide by its due diligence requirements, and a civil liability for the undertaking to provide remedies for harm caused. In many other Member States, debate is ongoing as to the introduction of mandatory due diligence requirements for undertakings and some Member States are currently considering the adoption of such legislation, including Germany, Sweden, Austria, Finland, Denmark, and Luxembourg.

(9)

In 2016, eight national parliaments expressed their support for a ‘Green Card Initiative’ calling on the Commission to bring forward legislation to ensure corporate accountability for human rights abuses, including the Parliaments of Estonia, Lithuania, Slovakia and Portugal, the House of Representatives in the Netherlands, the Senate of the Republic in Italy, and the National Assembly in France, as well as the UK House of Lords.

(10)

The insufficient harmonisation of laws can have an adverse impact on the freedom of establishment. Further harmonisation is therefore essential to prevent unfair competitive advantages being created. To create a level playing field, it is important that the rules apply to all undertakings — be they Union or non-Union — operating in the internal market.

(11)

There are significant differences between Member States’ legal and administrative provisions on due diligence, including as regards civil liability, that apply to Union undertakings. It is essential to prevent future barriers to trade stemming from the divergent development of such national laws.

(12)

In order to ensure a level playing field, the responsibility for undertakings to respect human rights under international standards should be transformed into a legal duty at Union level. By coordinating safeguards for the protection of human rights, the environment and good governance, this Directive should ensure that all Union and non-Union large undertakings and high-risk or publicly listed small and medium-sized undertakings operating in the internal market are subject to harmonised due diligence obligations, which will prevent regulatory fragmentation and improve the functioning of the internal market.

(13)

The establishment of mandatory due diligence requirements at Union level would be beneficial to businesses in terms of harmonization, legal certainty and the securing of a level playing field and would give undertakings subject to them a competitive advantage, inasmuch as societies are increasingly demanding from undertakings that they become more ethical and sustainable. This Directive, by setting a Union due diligence standard, could help foster the emergence of a global standard for responsible business conduct.

(14)

This Directive aims to prevent and mitigate potential or actual adverse impacts on human rights, the environment and good governance in the value chain, as well as at ensuring that undertakings can be held accountable for such impacts, and that anyone who has suffered harm in this regard can effectively exercise the right to a fair trial before a court and the right to obtain remedies in accordance with national law.

(15)

This Directive is not aimed at replacing Union sector-specific due diligence legislation already in force or precluding further Union sector-specific legislation from being introduced. Consequently, it should apply without prejudice to other due diligence requirements established in Union sector-specific legislation, in particular Regulations (EU) No 995/2010 and (EU) 2017/821, unless the due diligence requirements in this Directive provide for more thorough due diligence with regard to human rights, the environment or good governance.

(16)

The implementation of this Directive should in no way constitute grounds for justifying a reduction in the general level of protection of human rights or the environment. In particular, it should not affect other applicable subcontracting, posting or supply chain liability frameworks established at national, Union or international level. The fact that an undertaking has carried out its due diligence obligations under this Directive should not exonerate it from or weaken its obligations under other liability frameworks and therefore any legal proceedings brought against it based on other liability frameworks should not be dismissed on account of that circumstance.

(17)

This Directive should apply to all large undertakings governed by the law of a Member State, established in the territory of the Union or operating in the internal market, regardless of whether they are private or state-owned and of the economic sector they are active in, including the financial sector. This Directive should also apply to publicly listed and high-risk small and medium-sized undertakings (*1).

(18)

Proportionality is built into the due diligence process, as this process is contingent on the severity and likelihood of adverse impacts that an undertaking might cause, contribute to or be directly linked to, its sector of activity, the size of the undertaking, the nature and context of its operations including geographic, its business model, its position in the value chain and the nature of its products and services. A large undertaking whose direct business relationships are all domiciled within the Union or a small or medium-sized undertaking that, after carrying out a risk assessment, concludes that it has not identified any potential or actual adverse impacts in its business relationships, could publish a statement to that effect, including its risk assessment containing the relevant data, information and methodology, which should in any case be reviewed in the event of changes to the undertakings’ operations, business relationships or operating context.

(19)

For undertakings owned or controlled by the State, the fulfilment of their due diligence obligations should require that they procure services from undertakings which have complied with due diligence obligations. Member States are encouraged not to provide state support, including through state aid, public procurement, export credit agencies or government-backed loans, to undertakings that do not comply with the objectives of this Directive.

(20)

For the purposes of this Directive, due diligence should be understood as the obligation of an undertaking to take all proportionate and commensurate measures and make efforts within their means to prevent adverse impacts on human rights, the environment or good governance from occurring in their value chains, and to address such impacts when they occur. In practice, due diligence consists in a process put in place by an undertaking in order to identify, assess, prevent, mitigate, cease, monitor, communicate, account for, address and remedy the potential and/or actual adverse impacts on human rights, including social, trade union and labour rights, on the environment, including the contribution to climate change, and on good governance, in its own operations and its business relationships in the value chain. Undertakings covered by this Directive should not pass on due diligence obligations to suppliers.

(21)

Annex xx sets out a list of types of business-related adverse impacts on human rights. To the extent that they are relevant for undertakings, the Commission should include in that Annex the adverse impacts on human rights expressed in the international human rights conventions that are binding upon the Union or the Member States, the International Bill of Human Rights, International Humanitarian Law, the United Nations human rights instruments on the rights of persons belonging to particularly vulnerable groups or communities, and the principles concerning fundamental rights set out in the ILO Declaration on Fundamental Principles and Rights at Work, as well as those recognised in the ILO Convention on freedom of association and the effective recognition of the right to collective bargaining, the ILO Convention on the elimination of all forms of forced or compulsory labour, the ILO Convention on the effective abolition of child labour, and the ILO Convention on the elimination of discrimination in respect of employment and occupation. They further include, but are not restricted to, adverse impacts in relation to other rights recognised in the Tripartite of principles concerning multinational enterprises and social policy (MNE declaration) and a number of ILO Conventions, such as those concerning freedom of association, collective bargaining, minimum age, occupational safety and health, and equal remuneration, and the rights recognised in the Convention on the Rights of the Child, the African Charter of Human and Peoples’ Rights, the American Convention on Human Rights, the European Convention on Human Rights, the European Social Charter, the Charter of Fundamental Rights of the European Union, and national constitutions and laws recognising or implementing human rights. The Commission should ensure that those types of impacts listed are reasonable and achievable.

(22)

Environmental adverse impacts are often closely linked to human rights adverse impacts. The United Nations Special Rapporteur on human rights and the environment has stated that the rights to life, health, food, water and development, as well as the right to a safe, clean, healthy and sustainable environment, are necessary for the full enjoyment of human rights. Furthermore, the United Nations General Assembly has recognised, in Resolution 64/292, the right to safe and clean drinking water and sanitation as a human right. The COVID-19 pandemic has underlined not only the importance of safe and healthy working environments, but also that of undertakings ensuring they do not cause or contribute to health risks in their value chains. Consequently, those rights should be covered by this Directive.

(23)

Annex xxx sets out a list of types of business-related adverse impacts on the environment, whether temporary or permanent, that are relevant for undertakings. Such impacts should include, but should not be limited to, production of waste, diffuse pollution and greenhouse emissions that lead to a global warming of more than 1,5 oC above pre-industrial levels, deforestation, and any other impact on the climate, air, soil and water quality, the sustainable use of natural resources, biodiversity and ecosystems. The Commission should ensure that those types of impacts listed are reasonable and achievable. To contribute to the internal coherence of Union legislation and to provide legal certainty, this list is drawn up in line with Regulation (EU) 2020/852 of the European Parliament and of the Council (5).

(24)

Annex xxxx sets out a list of types of business-related adverse impacts on good governance that are relevant for undertakings. They should include non-compliance with OECD Guidelines for Multinational Enterprises, Chapter VII on Combatting Bribery, Bribe Solicitation and Extortion and the principles of the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions and situations of corruption and bribery where an undertaking exercises undue influence on, or channels undue pecuniary advantages to, public officials to obtain privileges or unfair favourable treatment in breach of the law, and including situations in which an undertaking becomes improperly involved in local political activities, makes illegal campaign contributions or fails to comply with the applicable tax legislation. The Commission should ensure that those types of impacts listed are reasonable and achievable.

(25)

Adverse impacts on human rights, the environment and good governance are not gender-neutral. Undertakings are encouraged to integrate the gender perspective into their due diligence processes. They can find guidance in the UN booklet Gender Dimensions of the Guiding Principles on Business and Human Rights.

(26)

Human rights, environmental and governance potential or actual adverse impacts can be specific and more salient in conflict-affected areas. In this regard, undertakings operating in conflict-affected areas should conduct appropriate human rights, environmental and governance due diligence, respect their international humanitarian law obligations, and refer to existing international standards and guidance including the Geneva Conventions and its additional protocols.

(27)

Member States are encouraged to monitor the undertakings under their jurisdictions with operations or business relationships in conflict-affected areas, and accordingly take the necessary actions to protect human rights, the environment and good governance in line with their legal obligations, with due consideration for the specific and salient risks present in those areas.

(28)

Business impacts on the full spectrum of rights defined in the UN Convention Rights of the Child and other relevant international standards. Childhood is a unique period of physical, mental, emotional and spiritual development and violations of children’s rights, such as exposure to violence or abuse, child labour, inappropriate marketing, or unsafe products or environmental hazards, may have lifelong, irreversible and even transgenerational consequences. Mechanisms for corporate due diligence and corporate accountability designed without due attention being given to children’s considerations risk being ineffective in protecting their rights.

(29)

Violations of or adverse impacts on human rights and social, environmental and climate standards by undertakings can be the result of their own activities or of those of their business relationships, in particular suppliers, sub-contractors and investee undertakings. In order to be effective, undertakings’ due diligence obligations should encompass the entire value chain, while taking a risk-based approach and setting up a prioritization strategy on the basis of Principle 17 of the UN Guiding Principles. However, tracing all undertakings intervening in the value chain can be difficult. The Commission should evaluate and propose tools in order to help undertakings with the traceability of their value chains. This could include innovative information technologies, such as blockchain, that allow all data to be traced, the development of which should be encouraged in order to minimise administrative costs and avoid redundancies for undertakings performing due diligence.

(30)

Due diligence is primarily a preventative mechanism that requires undertakings to take all proportionate and commensurate measures and make efforts within their means to identify and assess potential or actual adverse impacts and to adopt policies and measures to cease, prevent, mitigate, monitor, communicate, address, remediate them, and account for how they address those impacts. Undertakings should be required to produce a document in which they publicly communicate, with due regard for commercial confidentiality, their due diligence strategy with reference to each of those stages. This due diligence strategy should be duly integrated into the undertaking’s overall business strategy. It should be evaluated annually, and revised whenever this is considered necessary as a result of such evaluation.

(31)

Undertakings that publish no risk statements should not be exempt from possible checks or investigations by Member State competent authorities in order to ensure that they comply with the obligations provided for in this Directive, and they can be held liable in accordance with national law.

(32)

Undertakings should set up an internal value chain-mapping process that involves making all proportionate and commensurate efforts in order to identify their business relationships in their value chain.

(33)

Commercial confidentiality as referred to in this Directive should apply in respect of any information which meets of the requirements to be considered a ‘trade secret’ in accordance with the Directive (EU) 2016/943 of the European Parliament and of the Council (6), namely information that is secret, in the sense that it is not, as a body or in the precise configuration and assembly of its components, generally known or readily accessible to persons within the circles that normally deal with the kind of information in question, that it has commercial value because it is secret, and that it has been subject to reasonable steps under the circumstances, by the person lawfully in control of the information, to keep it secret.

(34)

Due diligence should not be a ‘box-ticking’ exercise but should consist of an ongoing process and assessment of risks and impacts, which are dynamic and may change on account of new business relationships or contextual developments. Undertakings should therefore in an ongoing manner monitor and adapt their due diligence strategies accordingly. Those strategies should strive to cover every actual or potential adverse impact, although the nature and context of their operations, including geographical, the severity and likelihood of the adverse impact should be considered if the establishment of a prioritisation policy is required. Third-party certification schemes can complement due diligence strategies, provided that they are adequate in terms of scope and meet appropriate levels of transparency, impartiality, accessibility and reliability. However, third-party certification should not constitute grounds for justifying a derogation from the obligations set out in this Directive or affect an undertaking’s potential liability in any way.

(35)

In order for a subsidiary to be deemed in compliance with the obligation to establish a due diligence strategy, if the subsidiary is included in the due diligence strategy of its parent undertaking, the subsidiary should clearly state that that is the case in its annual reporting. Such a requirement is necessary to ensure that there is transparency for the public to enable national competent authorities to carry out the appropriate investigations. The subsidiary should ensure that the parent undertaking possesses sufficient, relevant information in order to perform due diligence on its behalf.

(36)

The appropriate frequency of verification in a given time period implied by the term ‘regularly’ should be determined in relation to the likelihood and severity of adverse impacts. The more likely and severe the impacts, the more regularly the verification of compliance should be carried out.

(37)

Undertakings should first try to address and solve a potential or actual impact on human rights, the environment or good governance in discussion with stakeholders. An undertaking which has leverage to prevent or mitigate the adverse impact should exercise it. An undertaking wishing to increase its leverage could, for example, offer capacity-building or other incentives to the related entity, or collaborate with other actors. Where an adverse impact cannot be prevented or mitigated and the leverage cannot be increased, a decision to disengage from a supplier or other business relationship could be a last resort and should be done in a responsible manner.

(38)

Sound due diligence requires that all relevant stakeholders be consulted effectively and meaningfully, and that trade unions in particular be appropriately involved. The consultation and involvement of stakeholders can help undertakings to identify potential and actual adverse impacts more precisely and to set up a more effective due diligence strategy. This Directive therefore requires the discussion with and involvement of stakeholders at all stages of the due diligence process. Furthermore, such discussion and involvement may give voice to those with a strong interest in the long-term sustainability of an undertaking. Stakeholder participation could help improve the long-term performance and profitability of undertakings, as their increased sustainability would have positive aggregate economic effects.

(39)

When carrying out discussions with stakeholders as provided for by this Directive, undertakings should ensure that where the stakeholders are indigenous peoples such discussions are conducted in accordance with international human rights standards, such as the United Nations Declaration on the Rights of Indigenous Peoples (7), including free, prior and informed consent and indigenous peoples’ right to self-determination.

(40)

The concept of stakeholder means persons whose rights and interests may be affected by the decisions of an undertaking. The term therefore includes workers, local communities, children, indigenous peoples, citizens’ associations and shareholders, and organisations whose statutory purpose is to ensure that human and social rights, climate, environmental and good governance standards are respected, such as trade unions and civil society organisations.

(41)

To avoid the risk of critical stakeholder's voices remaining unheard or marginalised in the due diligence process, this Directive should grant relevant stakeholders the right to safe and meaningful discussions as regards the undertaking’s due diligence strategy, and should ensure the appropriate involvement of trade unions or of workers’ representatives.

(42)

Relevant information on the due diligence strategy should be communicated to potentially affected stakeholders upon requests and in a manner appropriate to those stakeholder’s context, for instance by taking into account the official language of the country of the stakeholders, their level of literacy and of access to the internet. However, there should be no obligation on undertakings to proactively disclose their entire due diligence strategy in a manner appropriate to the stakeholder’s context, and the requirement to communicate relevant information should be proportionate to the nature, context and size of the undertaking.

(43)

Procedures to raise concerns should ensure that the anonymity or confidentiality of those concerns, as appropriate in accordance with national law, as well as the safety and physical and legal integrity of all complainants, including human rights and environmental defenders, is protected. In the event that such procedures concern whistleblowers, those procedures should be in line with Directive (EU) 2019/1937 of the European Parliament and of the Council (8).

(44)

Undertakings should be required to make all proportionate and commensurate efforts within their means to identify their suppliers and subcontractors and make relevant information accessible to the public, with due regard to commercial confidentiality. In order to be fully effective, due diligence should not be limited to the first tier downstream and upstream in the supply chain but should encompass those that, during the due diligence process, might have been identified by the undertaking as posing major risks. This Directive, however, should take account of the fact that not all undertakings have the same resources or capabilities to identify all their suppliers and subcontractors and therefore this obligation should be made subject to the principles of reasonableness and proportionality, which in no case should be interpreted by undertakings as a pretext not to comply with their obligation to make all necessary efforts in that regard.

(45)

For due diligence to be embedded in the culture and structure of an undertaking, the members of the administrative, management and supervisory bodies of the undertaking should be responsible for the adoption and implementation of its sustainability and due diligence strategies.

(46)

Coordination of undertakings’ due diligence efforts and voluntary collaborative actions at sectoral or cross-sectoral level could enhance the consistency and effectiveness of their due diligence strategies. To this end, Member States could encourage the adoption of due diligence action plans at sectoral or cross-sectoral level. Stakeholders should participate in the definition of those plans. The development of such collective measures should in no way absolve the undertaking of its individual responsibility to perform due diligence or prevent it from being held liable for harm it caused or contributed to in accordance with national law.

(47)

In order to be effective, a due diligence framework should include grievance mechanisms at the level of the undertaking or at sectoral level, and, in order to ensure that such mechanisms are effective, undertakings should take decisions informed by the position of stakeholders, when developing grievance mechanisms. Those mechanisms should allow stakeholders to raise reasonable concerns and should function as an early-warning risk-awareness and mediation system. They should be legitimate, accessible, predictable, equitable, transparent, rights-compatible, a source of continuous learning and should be based on engagement and dialogue. Grievance mechanisms should be entitled to make suggestions as to how potential or actual adverse impacts could be addressed by the undertaking involved. They should also be able to propose an appropriate remedy when it is brought to their attention through mediation that an undertaking has caused or contributed to an adverse impact.

(48)

Grievance mechanisms should not discharge Member States from their primary duty to protect human rights and to provide access to justice and remedies.

(49)

Member States should designate one or more national authorities to monitor the correct implementation by undertakings of their due diligence obligations and ensure the proper enforcement of this Directive. These national authorities should be independent and should have the appropriate powers and resources to carry out their tasks. They should be entitled to carry out appropriate checks, on their own initiative or based on substantiated and reasonable concerns raised by stakeholders and third parties, and impose effective proportionate and dissuasive administrative sanctions, taking into account the severity and repetition of infringements, in order to ensure that undertakings comply with the obligations set out in the national law. At Union level, a European Due Diligence Network of competent authorities should be set up by the Commission to ensure cooperation.

(50)

The Commission and the Member States are encouraged to provide for administrative fines comparable in magnitude to fines currently provided for in competition law and data protection law.

(51)

The national authorities are encouraged to cooperate and share information with the OECD National Contact Points (NCP) and national human rights institutions available in their country.

(52)

In line with the UNGPs, conducting due diligence should not absolve undertakings per se from liability for causing or contributing to human rights abuses or environmental damage. However, having a robust and adequate due diligence process in place may help undertakings to prevent harm from occurring.

(53)

When introducing a liability regime, Member States should ensure a rebuttable presumption requiring a certain level of evidence. The burden of proof would be shifted from a victim to an undertaking to prove that an undertaking did not have control over a business entity involved in the human rights abuse.

(54)

Limitation periods should be deemed reasonable and appropriate if they do not restrict the right of victims to access justice, with due consideration for the practical challenges faced by potential claimants. Sufficient time should be given for victims of human rights, environmental and governance adverse impacts to bring judicial claims, taking into account their geographical location, their means and the overall difficulty to raise admissible claims before Union courts.

(55)

The right to an effective remedy is an internationally recognised human right, enshrined in Article 8 Universal Declaration of Human Rights and in Article 2(3) International Covenant on Civil and Political Rights, and is also a Union fundamental right (Article 47 of the Charter). As recalled by the UNGPs, states have the duty to ensure, through judicial, administrative, legislative or other appropriate means, that those affected by business-related human rights abuses have access to an effective remedy. Therefore, this Directive makes specific reference to this obligation in line with the United Nations Basic Principles and Guidelines on the Rights to Remedy and Reparation for Victims of Gross Violations of International Human Rights Law and Serious Violations of International Humanitarian Law.

(56)

Large undertakings are encouraged to set up advisory committees tasked with advising their governing bodies on due diligence matters, and including stakeholders in their composition.

(57)

Trade unions should be given the necessary resources to exercise their rights in relation to due diligence, including in order to establish connections with trade unions and workers in the undertakings with which the main undertaking has business relationships.

(58)

Member States should use existing liability regimes or, if necessary, introduce further legislation to ensure that undertakings can, in accordance with national law, be held liable for any harm arising out of adverse impacts on human rights, the environment and governance that they, or entities they control, have caused or contributed to by acts or omissions, unless the undertaking can prove it took all due care in line with this Directive to avoid the harm in question, or that the harm would have occurred even if all due care had been taken.

(59)

In order to create clarity and certainty and consistency among the practices of undertakings, the Commission should prepare guidelines in consultation with Member States and the OECD and with the assistance of a number of specialised agencies, in particular the European Union Agency for Fundamental Rights, the European Environment Agency and the Executive Agency for Small and Medium-sized Enterprises. A number of guidelines on due diligence produced by international organisations already exist and could be used as a reference for the Commission when developing guidelines under this Directive specifically for Union undertakings. This Directive should aim for full harmonization of standards among Member States. In addition to general guidelines which should guide all undertakings and in particular small and medium-sized undertakings in the application of due diligence in their operations, the Commission should envisage producing sector-specific guidelines and provide a regularly updated list of country fact-sheets in order to help undertakings assess the potential and actual adverse impacts of their business operations on human rights, the environment and good governance in a given area. Those fact-sheets should indicate in particular which Conventions and Treaties among those listed in Annexes xx, xxx and xxxx to this Directive have been ratified by a given country.

(60)

In order to update the types of adverse impacts, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of amending Annexes xx, xxx and xxxx to this Directive. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making (9). In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as Member States' experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts.

(61)

Since the objectives of this Directive cannot be sufficiently achieved by the Member States but can rather, by reason of the scale or effects of the action, be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union. In accordance with the principle of proportionality as set out in that Article, this Directive does not go beyond what is necessary in order to achieve those objectives,

HAVE ADOPTED THIS DIRECTIVE:

Article 1

Subject matter and objective

1.   This Directive is aimed at ensuring that undertakings under its scope operating in the internal market fulfil their duty to respect human rights, the environment and good governance and do not cause or contribute to potential or actual adverse impacts on human rights, the environment and good governance through their own activities or those directly linked to their operations, products or services by a business relationship or in their value chains, and that they prevent and mitigate those adverse impacts.

2.   This Directive lays down the value chain due diligence obligations of undertakings under its scope, namely to take all proportionate and commensurate measures and make efforts within their means to prevent adverse impacts on human rights, the environment and good governance from occurring in their value chains, and to properly address such adverse impacts when they occur. The exercise of due diligence requires undertakings to identify, assess, prevent, cease, mitigate, monitor, communicate, account for, address and remediate the potential and/or actual adverse impacts on human rights, the environment and good governance that their own activities and those of their value chains and business relationships may pose. By coordinating safeguards for the protection of human rights, the environment and good governance, those due diligence requirements are aimed at improving the functioning of the internal market.

3.   This Directive further aims to ensure that undertakings can be held accountable and liable in accordance with national law for the adverse impacts on human rights, the environment and good governance that they cause or to which they contribute in their value chain, and aims to ensure that victims have access to legal remedies.

4.   This Directive applies without prejudice to further due diligence requirements established in Union sector-specific legislation, in particular Regulation (EU) No 995/2010 and Regulation (EU) 2017/821, unless the due diligence requirements under this Directive provide for more thorough due diligence with regard to human rights, the environment or good governance.

5.   The implementation of this Directive shall in no way constitute grounds for justifying a reduction in the general level of protection of human rights or the environment. In particular, it shall be applied without prejudice to other applicable subcontracting, posting or value chain liability frameworks, established at national, Union or international level.

Article 2

Scope

1.   This Directive shall apply to large undertakings governed by the law of a Member State or established in the territory of the Union.

2.   This Directive shall also apply to all publicly listed small and medium-sized undertakings, as well as high-risk small and medium-sized undertakings.

3.   This Directive shall also apply to large undertakings, to publicly listed small and medium-sized undertakings and to small and medium-sized undertakings operating in high risk sectors, which are governed by the law of a third country and are not established in the territory of the Union when they operate in the internal market selling goods or providing services. Those undertakings shall fulfil the due diligence requirements established in this Directive as transposed into the legislation of the Member State in which they operate and be subject to the sanctions and liability regimes established by this Directive as transposed into the legislation of the Member State in which they operate.

Article 3

Definitions

For the purposes of this Directive, the following definitions apply:

(1)

‘stakeholders’ means individuals, and groups of individuals whose rights or interests may be affected by the potential or actual adverse impacts on human rights, the environment and good governance posed by an undertaking or its business relationships, as well as organisations whose statutory purpose is the defence of human rights, including social and labour rights, the environment and good governance. These can include workers and their representatives, local communities, children, indigenous peoples, citizens’ associations, trade unions, civil society organisations and the undertakings’ shareholders;

(2)

‘business relationships’ means subsidiaries and commercial relationships of an undertaking throughout its value chain, including suppliers and sub-contractors, which are directly linked to the undertaking’s business operations, products or services;

(3)

‘supplier’ means any undertaking that provides a product, part of a product, or service to another undertaking, either directly or indirectly, in the context of a business relationship;

(4)

‘sub-contractor’ means all business relationships that perform a service or an activity that contributes to the completion of an undertaking’s operations;

(5)

‘value chain’ means all activities, operations, business relationships and investment chains of an undertaking and includes entities with which the undertaking has a direct or indirect business relationship, upstream and downstream, and which either:

(a)

supply products, parts of products or services that contribute to the undertaking’s own products or services, or

(b)

receive products or services from the undertaking;

(6)

‘potential or actual adverse impact on human rights’ means any potential or actual adverse impact that may impair the full enjoyment of human rights by individuals or groups of individuals in relation to human rights, including social, worker and trade union rights, as set out in Annex xx to this Directive. That Annex shall be reviewed on a regular basis and be consistent with the Union’s objectives on human rights. The Commission is empowered to adopt delegated acts in accordance with Article 17, to amend the list in Annex xx;

(7)

‘potential or actual adverse impact on the environment’ means any violation of internationally recognised and Union environmental standards, as set out in Annex xxx to this Directive. That Annex shall be reviewed on a regular basis and be consistent with the Union’s objectives on environmental protection and climate change mitigation. The Commission is empowered to adopt delegated acts in accordance with Article 17, to amend the list in Annex xxx;

(8)

‘potential or actual adverse impact on good governance’ means any potential or actual adverse impact on the good governance of a country, region or territory, as set in Annex xxxx to this Directive. That Annex shall be reviewed on a regular basis and be consistent with the Union’s objectives on good governance. The Commission is empowered to adopt delegated acts in accordance with Article 17, to amend the list in Annex xxxx;

(9)

‘control’ means the possibility for an undertaking to exercise decisive influence on another undertaking, in particular by ownership or the right to use all or part of the assets of the latter, or by rights or contracts or any other means, having regard to all factual considerations, which confer decisive influence on the composition, voting or decisions of the decision making bodies of an undertaking;

(10)

‘contribute to’ means that an undertaking’s activities, in combination with the activities of other entities, cause an impact, or that the activities of the undertaking cause, facilitate or incentivise another entity to cause an adverse impact. The contribution has to be substantial, meaning that minor or trivial contributions are excluded. Assessing the substantial nature of the contribution and understanding when the actions of the undertaking may have caused, facilitated or incentivised another entity to cause an adverse impact can involve the consideration of multiple factors.

The following factors can be taken into account:

the extent to which an undertaking may encourage or motivate an adverse impact by another entity, i.e. the degree to which the activity increased the risk of the impact occurring,

the extent to which an undertaking could or should have known about the adverse impact or potential for adverse impact, i.e. the degree of foreseeability,

the degree to which any of the undertaking’s activities actually mitigated the adverse impact or decreased the risk of the impact occurring.

The mere existence of a business relationship or activities which create the general conditions in which it is possible for adverse impacts to occur does not in itself constitute a relationship of contribution. The activity in question should substantially increase the risk of adverse impact.

Article 4

Due diligence strategy

1.   Member States shall lay down rules to ensure that undertakings carry out effective due diligence with respect to potential or actual adverse impacts on human rights, the environment and good governance in their operations and business relationships.

2.   Undertakings shall in an ongoing manner make all efforts within their means to identify and assess, by means of a risk based monitoring methodology that takes into account the likelihood, severity and urgency of potential or actual impacts on human rights, the environment or good governance, the nature and context of their operations, including geographic, and whether their operations and business relationships cause or contribute to or are directly linked to any of those potential or actual adverse impact.

3.   If a large undertaking, whose direct business relationships are all domiciled within the Union, or a small or medium-sized undertaking concludes, in line with paragraph 2, that it does not cause, contribute to, or that it is not directly linked to any potential or actual adverse impact on human rights, the environment or good governance, it shall publish a statement to that effect and shall include its risk assessment containing the relevant data, information and methodology that led to this conclusion. In particular, that undertaking may conclude that it has encountered no adverse impacts on human rights, the environment or good governance if its impacts identification and risk assessment analysis determines that all of its direct suppliers perform due diligence in line with this directive. That statement shall be reviewed in the event that new risks emerge or in the event of that undertaking entering into new business relationships that can pose risks.

4.   Unless an undertaking concludes, in line with paragraphs 2 and 3, that it does not cause or contribute to, or that it is not directly linked to any potential or actual adverse impact on human rights, the environment or good governance, it shall establish and effectively implement a due diligence strategy. As part of their due diligence strategy, undertakings shall:

(i)

specify the potential or actual adverse impacts on human rights, the environment and good governance identified and assessed in conformity with paragraph 2, that are likely to be present in its operations and business relationships, and the level of their severity, likelihood and urgency and the relevant data, information and methodology that led to these conclusions;

(ii)

map their value chain and, with due regard for commercial confidentiality, publicly disclose relevant information about the undertaking’s value chain, which may include names, locations, types of products and services supplied, and other relevant information concerning subsidiaries, suppliers and business partners in its value chain;

(iii)

adopt and indicate all proportionate and commensurate policies and measures with a view to ceasing, preventing or mitigating potential or actual adverse impacts on human rights, the environment or good governance;

(iv)

set up a prioritisation strategy on the basis of Principle 17 of the UN Guiding Principles on Business and Human Rights in the event that they are not in a position to deal with all the potential or actual adverse impacts at the same time. Undertakings shall consider the level of severity, likelihood and urgency of the different potential or actual adverse impacts on human rights, the environment or good governance, the nature and context of their operations, including geographic, the scope of the risks, their scale and how irremediable they might be, and if necessary, use the prioritisation policy in dealing with them.

5.   Undertakings shall ensure that their business strategy and their policies are in line with their due diligence strategy. Undertakings shall include explanations in their due diligence strategies in that regard.

6.   The subsidiaries of an undertaking shall be deemed in compliance with the obligation to establish a due diligence strategy if their parent undertaking includes them in their due diligence strategy.

7.   Undertakings shall carry out value chain due diligence which is proportionate and commensurate to the likelihood and severity of their potential or actual adverse impacts and their specific circumstances, particularly their sector of activity, the size and length of their value chain, the size of the undertaking, its capacity, resources and leverage.

8.   Undertakings shall ensure that their business relationships put in place and carry out human rights, environmental and good governance policies that are in line with their due diligence strategy, including for instance by means of framework agreements, contractual clauses, the adoption of codes of conduct or by means of certified and independent audits. Undertakings shall ensure that their purchase polices do not cause or contribute to potential or actual adverse impacts on human rights, the environment or good governance.

9.   Undertakings shall regularly verify that subcontractors and suppliers comply with their obligations under paragraph 8.

Article 5

Stakeholder engagement

1.   Member States shall ensure that undertakings carry out in good faith effective, meaningful and informed discussions with relevant stakeholders when establishing and implementing their due diligence strategy. Member States shall guarantee, in particular, the right for trade unions at the relevant level, including sectoral, national, European and global levels, and for workers' representatives to be involved in the establishment and implementation of the due diligence strategy in good faith with their undertaking. Undertakings may prioritise discussions with the most impacted stakeholders. Undertakings shall conduct discussions and involve trade unions and workers’ representatives in a manner that is appropriate to their size and to the nature and context of their operations.

2.   Member States shall ensure that stakeholders are entitled to request from the undertaking that they discuss potential or actual adverse impacts on human rights, the environment or good governance that are relevant to them within the terms of paragraph 1.

3.   Undertakings shall ensure that affected or potentially affected stakeholders are not put at risk due to participating in the discussions referred to in paragraph 1.

4.   Workers’ representatives shall be informed by the undertaking on its due diligence strategy and on its implementation, to which they shall be able contribute, in accordance with Directives 2002/14/EC (10) and 2009/38/EC (11) of the European Parliament and of the Council and Council Directive 2001/86/EC (12). In addition, the right to bargain collectively shall be fully respected, as recognised in particular by ILO Conventions 87 and 98, the Council of Europe European Convention of Human Rights and European Social Charter, as well as the decisions of the ILO Committee on Freedom of Association, the Committee of Experts on Application of Conventions and Recommendations (CEACR) and the Council of Europe European Committee of Social Rights (ECSR).

Article 6

Publication and communication of the due diligence strategy

1.   Member States shall ensure, with due regard for commercial confidentiality, that undertakings make their most up to date due diligence strategy, or the statement including the risk assessment, referred to in Article 4(3), publicly available, and accessible free of charge, especially on the undertakings’ websites.

2.   Undertakings shall communicate their due diligence strategy to their workers’ representatives, trade unions, business relationships and, on request, to one of the national competent authorities designated pursuant to Article 12.

Undertakings shall communicate relevant information concerning their due diligence strategy to potentially affected stakeholders upon request and in a manner appropriate to those stakeholders’ context, for example by taking into account the official language of the country of the stakeholders.

3.   Member States and the Commission shall ensure that undertakings upload their due diligence strategy or the statement including the risk assessment, referred to in Article 4(3) on a European centralised platform, supervised by the national competent authorities. Such a platform could be the Single European Access Point mentioned by the Commission in its recent Capital Markets Union Action Plan (COM(2020)0590). The Commission shall provide a standardised template for the purpose of uploading the due diligence strategies on the European centralised platform.

Article 7

Disclosure of non-financial and diversity information

This Directive is without prejudice to the obligations imposed on certain undertakings by Directive 2013/34/EU to include in their management report a non-financial statement including a description of the policies pursued by the undertaking in relation to, as a minimum, environmental, social and employee matters, respect for human rights, anti-corruption and bribery matters, and the due diligence processes implemented.

Article 8

Evaluation and review of the due diligence strategy

1.   Undertakings shall evaluate the effectiveness and appropriateness of their due diligence strategy and of its implementation at least once a year, and revise it accordingly whenever revision is considered necessary as a result of the evaluation.

2.   The evaluation and revision of the due diligence strategy shall be carried out by discussing with stakeholders and with the involvement of trade unions and workers' representatives in the same manner as when establishing the due diligence strategy pursuant to Article 4.

Article 9

Grievance mechanisms

1.   Undertakings shall provide a grievance mechanism, both as an early-warning mechanism for risk-awareness and as a mediation system, allowing any stakeholder to voice reasonable concerns regarding the existence of a potential or actual adverse impact on human rights, the environment or good governance. Member States shall ensure that undertakings are enabled to provide such a mechanism through collaborative arrangements with other undertakings or organisations, by participating in multi-stakeholder grievance mechanisms or joining a Global Framework Agreement.

2.   Grievance mechanisms shall be legitimate, accessible, predictable, safe, equitable, transparent, rights-compatible and adaptable as set out in the effectiveness criteria for non-judicial grievance mechanisms in Principle 31 of the United Nations Guiding Principles on Business and Human Rights and the United Nations Committee on the Rights of the Child General Comment No 16. Such mechanisms shall provide for the possibility to raise concerns either anonymously or confidentially, as appropriate in accordance with national law.

3.   The grievance mechanism shall provide for timely and effective responses to stakeholders, both in instances of warnings and of expressions of concern.

4.   Undertakings shall report on reasonable concerns raised via their grievance mechanisms and regularly report on progress made in those instances. All information shall be published in a manner that does not endanger the stakeholders’ safety, including by not disclosing their identity.

5.   Grievance mechanisms shall be entitled to make proposals to the undertaking on how potential or actual adverse impacts may be addressed.

6.   Undertakings shall take decisions informed by the position of stakeholders, when developing grievance mechanisms.

7.   Recourse to a grievance mechanism shall not preclude the claimants from having access to judicial mechanisms.

Article 10

Extra-judicial remedies

1.   Member States shall ensure that when an undertaking identifies that it has caused or contributed to an adverse impact, it provides for or cooperates with the remediation process. When an undertaking identifies that it is directly linked to an adverse impact on human rights, the environment or good governance, it shall cooperate with the remediation process to the best of its abilities.

2.   The remedy may be proposed as a result of mediation via the grievance mechanism laid down in Article 9.

3.   The remedy shall be determined in consultation with the affected stakeholders and may consist of: financial or non-financial compensation, reinstatement, public apologies, restitution, rehabilitation or a contribution to an investigation.

4.   Undertakings shall prevent additional harm being caused by providing guarantees that the harm in question will not be repeated.

5.   Member States shall ensure that the remediation proposal by an undertaking does not prevent affected stakeholders from bringing civil proceedings in accordance with national law. In particular, victims shall not be required to seek extra-judicial remedies before filing a claim before a court, nor shall ongoing proceedings before a grievance mechanism impede victims’ access to a court. Decisions issued by a grievance mechanism shall be duly considered by courts but shall not be binding upon them.

Article 11

Sectoral due diligence action plans

1.   Member States may encourage the adoption of voluntary sectoral or cross-sectoral due diligence action plans at national or Union level aimed at coordinating the due diligence strategies of undertakings.

Undertakings participating in sectoral or cross-sectoral due diligence action plans shall not be exempt from the obligations provided for in this Directive.

2.   Member States shall ensure that relevant stakeholders, particularly trade unions, workers' representatives, and civil society organisations, have the right to participate in the definition of sectoral due diligence action plans without prejudice to the obligation for each undertaking to comply with the requirements laid down in Article 5.

3.   Sectoral due diligence actions plans may provide for a single joint grievance mechanism for the undertakings within their scope. The grievance mechanism shall be in line with Article 9 of this Directive.

4.   The development of sectoral grievance mechanisms shall be informed by the position of stakeholders.

Article 12

Supervision

1.   Each Member State shall designate one or more national competent authorities responsible for the supervision of the application of this Directive, as transposed into national law, and for the dissemination of due diligence best practices.

2.   Member States shall ensure that the national competent authorities designated in accordance with paragraph 1 are independent and have the necessary personal, technical and financial resources, premises, infrastructure, and expertise to carry out their duties effectively.

3.   Member States shall inform the Commission of the names and addresses of the competent authorities by … [date of transposition of this Directive]. Member States shall inform the Commission of any changes to the names or addresses of the competent authorities.

4.   The Commission shall make publicly available, including on the internet, a list of competent authorities. The Commission shall keep that list up to date.

Article 13

Investigations on undertakings

1.   Member State competent authorities referred to in Article 14 shall have the power to carry out investigations to ensure that undertakings comply with the obligations set out in this Directive, including undertakings which have stated that they have not encountered any potential or actual adverse impact on human rights, the environment or good governance. Those competent authorities shall be authorised to carry out checks on undertakings and interviews with affected or potentially affected stakeholders or their representatives. Such checks may include examination of the undertaking’s due diligence strategy, of the functioning of the grievance mechanism, and on-the-spot checks.

Undertakings shall provide all the assistance necessary to facilitate the performance by the competent authorities of their investigations

2.   Investigations referred to in paragraph 1 shall either be conducted by taking a risk-based approach or in the event a competent authority is in possession of relevant information regarding a suspected breach by an undertaking of the obligations provided for in this Directive, including on the basis of substantiated and reasonable concerns raised by any third party.

3.   The Commission and Member States competent authorities referred to in Article 12 shall facilitate the submission by third parties of substantiated and reasonable concerns referred to in paragraph 2 of this Article by measures such as harmonised forms for the submission of concerns. The Commission and the competent authorities shall ensure that the complainant has the right to request that his or her concerns remain confidential or anonymous, in accordance with national law. Member States competent authorities referred to in Article 12 shall ensure that that form can also be completed electronically.

4.   The competent authority shall inform the complainant of the progress and the outcome of the investigation within a reasonable period, in particular if further investigation or coordination with another supervisory authority is needed.

5.   If, as a result of the actions taken pursuant to paragraph 1, a competent authority identifies a failure to comply with this Directive, it shall grant the undertaking concerned an appropriate period of time to take remedial action, if such action is possible.

6.   Member States shall ensure that if the failure to comply with this Directive could directly lead to irreparable harm, the adoption of interim measures by the undertaking concerned, or, in compliance with the principle of proportionality, the temporary suspension of activities may be ordered. In the case of undertakings governed by the law of a non-Member State that operate in the internal market, the temporary suspension of activities may imply a ban on operating in the internal market.

7.   Member States shall provide for sanctions in accordance with Article 18 for undertakings that do not take remedial action within the period of time granted. Competent national authorities shall be empowered to impose administrative fines.

8.   Member States shall ensure that the national competent authorities keep records of the investigations referred to in paragraph 1, indicating, in particular, their nature and result, as well as records of any notice of remedial action issued under paragraph 5. Competent authorities shall publish an annual activity report with the most serious cases of non-compliance and how they were dealt with, with due regard to commercial confidentiality.

Article 14

Guidelines

1.   In order to create clarity and certainty for undertakings, as well as to ensure consistency among their practices, the Commission, in consultation with Member States and the OECD and with the assistance of the European Union Agency for Fundamental Rights, the European Environment Agency and the Executive Agency for Small and Medium-sized Enterprises, shall publish general non-binding guidelines for undertakings on how best to fulfil the due diligence obligations set out in this Directive. Those guidelines shall provide practical guidance on how proportionality and prioritisation, in terms of impacts, sectors and geographical areas, may be applied to due diligence obligations depending on the size and sector of the undertaking. The guidelines shall be made available no later than … [18 months after the date of entry into force of this Directive].

2.   The Commission, in consultation with Member States and the OECD, and with the assistance of the European Union Agency for Fundamental Rights, the European Environment Agency and the Executive Agency for Small and Medium-sized Enterprises, may prepare specific non-binding guidelines for undertakings operating in certain sectors.

3.   In preparing the non-binding guidelines referred to in paragraphs 1 and 2 above, due account shall be taken of the United Nations Guiding Principles on Business and Human Rights, the ILO Tripartite Declaration of Principles concerning Multinational Enterprises and Social Policy, the OECD Due Diligence Guidance for Responsible Business Conduct, the OECD Guidelines for Multinational Enterprises, the OECD Guidance for Responsible Mineral Supply Chains, the OECD Due Diligence Guidance for Responsible Supply Chains in the Garment and Footwear sector, the OECD guidance for Responsible Business Conduct for Institutional Investors, the OECD Due Diligence for Responsible Corporate Lending and Securities Underwriting and the OECD-FAO Guidance for Responsible Agricultural Supply Chains, the United Nations Committee on the Rights of the Child General Comment 16 on State obligations regarding the impact of the business sector on children’s rights and the UNICEF Children’s Rights and Business Principles. The Commission shall periodically review the relevance of its guidelines and adapt them to new best practices.

4.   Country fact-sheets shall be updated regularly by the Commission and made publicly available in order to provide up-to-date information on the international Conventions and Treaties ratified by each of the Union’s trading partners. The Commission shall collect and publish trade and customs data on origins of raw materials, and intermediate and finished products, and publish information on human rights, environmental and governance potential or actual adverse impacts risks associated with certain countries or regions, sectors and sub-sectors, and products.

Article 15

Specific measures in support of small and medium-sized undertakings

1.   Member States shall ensure that a specific portal for small and medium-sized undertakings is available where they may seek guidance and obtain further support and information about how best to fulfil their due diligence obligations.

2.   Small and medium-sized undertakings shall be eligible for financial support to perform their due diligence obligations under the Union’s programmes to support small and medium sized undertakings.

Article 16

Cooperation at Union level

1.   The Commission shall set up a European Due Diligence Network of competent authorities to ensure, together with the national competent authorities referred to in Article 12, the coordination and convergence of regulatory, investigative and supervisory practices, the sharing of information, and monitor the performance of national competent authorities.

National competent authorities shall cooperate to enforce the obligations provided for in this Directive.

2.   The Commission, assisted by the European Union Agency for Fundamental Rights, the European Environmental Agency, and the Executive Agency for Small and Medium-sized Enterprises shall publish, based on the information shared by national competent authorities and in cooperation with other public sector experts and stakeholders, an annual due diligence score-board.

Article 17

Exercise of delegation

1.   The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.

2.   The power to adopt delegated acts referred to in Article 3 shall be conferred on the Commission for a period of 5 years from … [date of entry into force of this Directive].

3.   The delegation of power referred to in Article 3 may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated act already in force.

4.   Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law Making.

5.   As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.

6.   A delegated act adopted pursuant to Article 3 shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of three months of notification of that act to the European Parliament and the Council or, if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by three months at the initiative of the European Parliament or of the Council.

Article 18

Sanctions

1.   Member States shall provide for proportionate sanctions applicable to infringements of the national provisions adopted in accordance with this Directive and shall take all the measures necessary to ensure that those sanctions are enforced. The sanctions provided for shall be effective, proportionate and dissuasive and shall take into account the severity of the infringements committed and whether or not the infringement has taken place repeatedly.

2.   The competent national authorities may in particular impose proportionate fines calculated on the basis of an undertaking’s turnover, temporarily or indefinitely exclude undertakings from public procurement, from state aid, from public support schemes including schemes relying on Export Credit Agencies and loans, resort to the seizure of commodities and other appropriate administrative sanctions.

Article 19

Civil liability

1.   The fact that an undertaking respects its due diligence obligations shall not absolve the undertaking of any liability which it may incur pursuant to national law.

2.   Member States shall ensure that they have a liability regime in place under which undertakings can, in accordance with national law, be held liable and provide remediation for any harm arising out of potential or actual adverse impacts on human rights, the environment or good governance that they, or undertakings under their control, have caused or contributed to by acts or omissions.

3.   Member States shall ensure that their liability regime as referred to in paragraph 2 is such that undertakings that prove that they took all due care in line with this Directive to avoid the harm in question, or that the harm would have occurred even if all due care had been taken, are not held liable for that harm.

4.   Member States shall ensure that the limitation period for bringing civil liability claims concerning harm arising out of adverse impacts on human rights and the environment is reasonable.

Article 20

Private international law

Member States shall ensure that relevant provisions of this Directive are considered overriding mandatory provisions in line with Article 16 of Regulation (EC) No 864/2007 of the European Parliament and of the Council (13).

Article 21

Transposition

1.   Member States shall bring into force the laws, regulations and administrative provisions necessary to comply with this Directive by … [within 24 months after the entry into force of this Directive]. They shall immediately inform the Commission thereof.

2.   When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such a reference on the occasion of their official publication. The methods of making such reference shall be laid down by the Member States.

3.   Member States shall communicate to the Commission the text of the main provisions of national law which they adopt in the field covered by this Directive.

Article 22

Entry into force

This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.


(1)  OJ …

(2)  Regulation (EU) No 995/2010 of the European Parliament and of the Council of 20 October 2010 laying down the obligations of operators who place timber and timber products on the market (OJ L 295, 12.11.2010, p. 23).

(3)  Regulation (EU) 2017/821 of the European Parliament and of the Council of 17 May 2017 laying down supply chain due diligence obligations for Union importers of tin, tantalum and tungsten, their ores, and gold originating from conflict-affected and high-risk areas, (OJ L 130, 19.5.2017, p. 1).

(4)  Directive 2014/95/EU of the European Parliament and of the Council of 22 October 2014 amending Directive 2013/34/EU as regards disclosure of non-financial and diversity information by certain large undertakings and groups (OJ L 330, 15.11.2014, p. 1).

(*1)  The Commission should identify high-risk sectors of economic activity with a significant impact on human rights, the environment and good governance in order to include the small and medium-sized undertakings operating in those sectors within the scope of this Directive. High-risk small and medium-sized undertakings should be defined by the Commission in this Directive. The definition should take into account the sector of the undertaking or its type of activities.

(5)  Regulation (EU) 2020/852 of the European Parliament and of the Council of 18 June 2020 on the establishment of a framework to facilitate sustainable investment, and amending Regulation (EU) 2019/2088 (OJ L 198, 22.6.2020, p. 13).

(6)  Directive (EU) 2016/943 of the European Parliament and of the Council of 8 June 2016 on the protection of undisclosed know-how and business information (trade secrets) against their unlawful acquisition, use and disclosure (OJ L 157, 15.6.2016, p. 1).

(7)  https://www.un.org/esa/socdev/unpfii/documents/DRIPS_en.pdf

(8)  Directive (EU) 2019/1937 of the European Parliament and of the Council of 23 October 2019 on the protection of persons who report breaches of Union law (OJ L 305, 26.11.2019, p. 17).

(9)  OJ L 123, 12.5.2016, p. 1.

(10)  Directive 2002/14/EC of the European Parliament and of the Council of 11 March 2002 establishing a general framework for informing and consulting employees in the European Community (OJ L 80, 23.3.2002, p. 29).

(11)  Directive 2009/38/EC of the European Parliament and of the Council of 6 May 2009 on the establishment of a European Works Council or a procedure in Community-scale undertakings and Community-scale groups of undertakings for the purposes of informing and consulting employees (OJ L 122, 16.5.2009, p. 28).

(12)  Directive 2001/86/EC of 8 October 2001 supplementing the Statute for a European company with regard to the involvement of employees (OJ L 294, 10.11.2001, p. 22).

(13)  Regulation (EC) No 864/2007 of the European Parliament and of the Council of 11 July 2007 on the law applicable to non-contractual obligations (Rome II) (OJ L 199, 31.7.2007, p. 40).


24.11.2021   

EN

Official Journal of the European Union

C 474/41


P9_TA(2021)0074

Implementation of the Construction Products Regulation

European Parliament resolution of 10 March 2021 on the implementation of Regulation (EU) No 305/2011 laying down harmonised conditions for the marketing of construction products (the Construction Products Regulation) (2020/2028(INI))

(2021/C 474/03)

The European Parliament,

having regard to the Treaty on the Functioning of the European Union, in particular Article 114 thereof,

having regard to Regulation (EU) No 305/2011 of the European Parliament and of the Council of 9 March 2011 laying down harmonised conditions for the marketing of construction products (1) (the Construction Products Regulation — CPR),

having regard to Regulation (EU) No 1025/2012 of the European Parliament and of the Council of 25 October 2012 on European standardisation, amending Council Directives 89/686/EEC and 93/15/EEC and Directives 94/9/EC, 94/25/EC, 95/16/EC, 97/23/EC, 98/34/EC, 2004/22/EC, 2007/23/EC, 2009/23/EC and 2009/105/EC of the European Parliament and of the Council and repealing Council Decision 87/95/EEC and Decision No 1673/2006/EC of the European Parliament and of the Council (2) (the Standardisation Regulation),

having regard to the Commission evaluation of 24 October 2019 of Regulation (EU) No 305/2011 of the European Parliament and of the Council of 9 March 2011 laying down harmonised conditions for the marketing of construction products (SWD(2019)1770),

having regard to the Commission report of 24 October 2019 on the outcome of the evaluation of the relevance of the tasks set out in Article 31(4) that receive Union financing pursuant to Article 34(2) of Regulation (EU) No 305/2011 of the European Parliament and of the Council of 9 March 2011 laying down harmonised conditions for the marketing of construction products and repealing Council Directive 89/106/EEC (COM(2019)0800),

having regard to Regulation (EU) 2019/1020 of the European Parliament and of the Council of 20 June 2019 on market surveillance and compliance of products and amending Directive 2004/42/EC and Regulations (EC) No 765/2008 and (EU) No 305/2011 (3),

having regard to Regulation (EC) No 765/2008 of the European Parliament and of the Council of 9 July 2008 setting out the requirements for accreditation and market surveillance relating to the marketing of products and repealing Regulation (EEC) No 339/93 (4),

having regard to Decision No 768/2008/EC of the European Parliament and of the Council of 9 July 2008 on a common framework for the marketing of products, and repealing Council Decision 93/465/EEC (5),

having regard to Regulation (EU) 2019/515 of the European Parliament and of the Council of 19 March 2019 on the mutual recognition of goods lawfully marketed in another Member State and repealing Regulation (EC) No 764/2008 (6),

having regard to its resolution of 21 October 2010 on the future of European standardisation (7),

having regard to the Commission communication of 30 November 2016 on clean energy for all Europeans (COM(2016)0860),

having regard to the European Green Deal (COM(2019)0640),

having regard to the Commission communication of 11 March 2020 on a new Circular Economy Action Plan for a cleaner and more competitive Europe (COM(2020)0098),

having regard to Rule 54 of its Rules of Procedure, as well as point (e) of Article 1(1) of and Annex 3 to the decision of the Conference of Presidents of 12 December 2002 on the procedure for granting authorisation to draw up own-initiative reports,

having regard to the report of the Committee on the Internal Market and Consumer Protection (A9-0012/2021),

A.

whereas the construction industry directly provides 18 million jobs in Europe and generates 9 % of GDP (8);

B.

whereas the purpose of the Construction Products Regulation (CPR) is to remove technical barriers to trade in construction products in order to enhance their free movement in the internal market while ensuring that those products are fit for their intended use and meet their declared performance, taking into account the health, safety and environmental aspects related to their use, regardless of where they are manufactured;

C.

whereas the European system of technical regulation and standardisation has shown itself to be a driver for competitiveness and innovation, while contributing to consumer safety and reducing accident rates, making EU standards a global benchmark;

D.

whereas the slow adoption and non-citation of harmonised standards is problematic, as the adoption process is not keeping pace with developments in the sector, creating uncertainty for businesses; whereas the lack of harmonised standards and the incomplete nature of existing standards have contributed to additional national requirements for construction products that create obstacles to their free movement in the single market; whereas these requirements can be detrimental to consumers and to Member States when meeting their responsibilities with regard to structural safety, health, the protection of the environment, other construction-related matters and consumer protection;

E.

whereas the rules on construction works set by Member States should be designed and executed so as to guarantee the safety of workers and consumers and so as not to damage the environment, which may also have an impact on the requirements for construction products;

F.

whereas CPR compliance costs represent 0,6 % to 1,1 % of the construction sector’s turnover, borne mainly by manufacturers, which can be very burdensome for SMEs;

1.   

Welcomes the Commission’s CPR evaluation and ongoing review, which seek to further address barriers in the internal market for construction products and contribute to the objectives of the European Green Deal and the Circular Economy Action Plan, while taking account of technological developments and innovation;

2.   

Points to the specific nature of the CPR, which differs from the general principles of the new legislative framework (NLF), chiefly because it does not harmonise any specific requirements or minimum safety levels for construction products, but instead only defines a common technical language, which is the same for all construction products falling under the CPR, for assessing the performance of construction products over their essential characteristics, laid down in harmonised technical specifications;

3.   

Highlights that the current CPR ensures the free circulation of construction products within the Union, while Member States retain control of the rules on construction works; notes, in this regard, that the rules of the Member States require that construction works be designed and executed so as neither to endanger the safety of persons, domestic animals or property nor damage the environment; points out that building regulations set at Member State level are generally influenced by the performance of the construction products which are integrated in the works;

Common technical language, including standards

4.

Notes that the common technical language introduced by the CPR is defined by harmonised European standards, and by European Assessment Documents (EADs) for products not — or not fully — covered by harmonised standards in order to address Member States’ performance requirements; acknowledges that the European Committee for Standardisation (CEN) and the European Committee for Electrotechnical Standardisation (CENELEC) are the competent organisations for the drafting of harmonised standards, while the European Organisation for Technical Assessment (EOTA) and Technical Assessment Bodies (TAB) are responsible for the preparation of EADs;

5.

Points out that unlike other NLF legislation, the use of harmonised standards under the CPR is mandatory, which requires an effective system for their adoption in order to address the needs and reflect the most effective practices of industry, pave ways for innovation, keep up with technological developments, ensure legal clarity and a level playing field for SMEs, and meet the regulatory needs of the Member States; calls on the Commission, to that end, to ensure the active involvement of the industry and relevant stakeholders in order to ensure that new standards are as relevant as possible; notes the importance of the active participation of Member States in the standardisation process;

6.

Is concerned by the fact that of the 444 existing harmonised standards for construction products, only 12 new standards were issued after the adoption of the CPR; believes that the time required for the development and citation of standards, the backlog for revising and updating existing standards (CPR acquis), the lack of legal clarity in the current legislative framework and the lack of a productive dialogue between all partners currently involved in the process are among the most significant problems associated with the implementation of the CPR;

7.

Points to the fact that a significant number of standards do not fully cover all basic requirements necessary for the use of construction products in construction works; is concerned that this incomplete nature of harmonisation has led in part to additional national requirements and mandatory national marks for construction products, which serve to create unjustified barriers, fragment and weaken the internal market and create legal uncertainties for businesses, builders, contractors, planners and architects, leading to potential safety risks for construction works;

8.

Urgently calls on the Commission to find a quick and viable solution to improve standardisation processes and remove the backlog of non-cited standards; supports, in this regard, a combination of short-term measures to tackle the backlog and regulatory deficiencies alongside long-term measures to improve the process of defining the common technical language by means of comprehensive harmonised standards;

9.

Points to the fact that problems with the development of harmonised standards need to be addressed in all steps of the preparation process; calls on the Commission to closely consult with all the relevant stakeholders during the preparatory phase, in line with the Standardisation Regulation, and stresses the importance of balanced representation and of transparency and openness of all parties involved in order to find workable solutions; highlights the need to ensure that the standardisation requests issued by the Commission are of high quality and the necessity to provide clear and pragmatic guidance; further encourages the Commission to develop comprehensive and horizontal guidelines for standardisation bodies outlining the structure and requirements of a requested standard; suggests establishing clearly defined timeframes for the Commission to assess the prepared standards and clear deadlines for all parties to ensure further revision if a standardisation request or the CPR is found not to have been adhered to; considers it important to define the scope of the standards more precisely so that manufacturers can have clear guidance when declaring that their products fall within the scope;

10.

Believes that owing to the mandatory nature of standards in the context of the CPR and the fact that they are considered part of Union legislation, the texts of issued harmonised standards should be available in all Union languages; highlights the need to ensure access to high-quality translation at no additional cost and to enhance the involvement of national standardisation bodies in the translation process; calls on the Commission to further support and simplify the financial arrangements for the translation of harmonised standards;

11.

Is concerned by the fact that while the alternative route for products not or not fully covered by harmonised standards was included in the CPR to allow innovative products to enter the market, the vast majority of EADs do not concern innovative products;

12.

Believes, in consequence, that the current underperformance of the standardisation system is one factor leading to an increasing use of the EOTA route as an alternative means of standardisation;

13.

Points to the lengthiness and high cost of the EOTA route, which is not SME-friendly and mostly only affordable to big market players; stresses that notwithstanding the need for general improvements in the standardisation process, the current procedure for developing EADs can be helpful as a supplementary route to encourage the development of innovative products and the participation of SMEs, but also has to address the manufacturers’ goal of putting innovative products on the market as quickly as possible while respecting Union product requirements, and should not be seen as a permanent alternative to the standardisation system;

14.

Underlines that a common technical language could help to promote a circular economy as it enables the performance of construction products to be declared in a common manner; considers that greater focus should be attached to standards that can help to promote a circular economy in Europe;

CE marking and Declaration of Performance (DoP)

15.

Notes that the CE marking is a means to allow construction products legally placed on the market in one Member State to be marketed on the territory of any other Member State; is concerned by the fact, however, that since the CE marking under the CPR differs from other NLF legislation, as it only refers to product performance and does not attest to conformity with specific product requirements, such a difference in approach from other NLF legislation could create confusion as regards the CE marking and diminish its value; points, in this regard, to the overlaps in the information required by the CE marking and the Declaration of Performance (DoP); believes that this duplication creates additional unnecessary administrative burdens and costs for businesses and should be addressed, including by enhanced use of digital solutions;

16.

Regrets the fact that the CE marking under the CPR is wrongly understood as a quality mark and does not determine whether a construction product is safe or could be used in construction works; believes that further solutions are needed to provide end-users with precise and clear information on the nature of the CE marking, with regard to the safety of construction products and their compliance with national building safety and construction works requirements;

17.

Calls on the Commission to consider and thoroughly assess the possibility of gradually enhancing the CPR by including therein additional information obligations and product performance requirements with regard to health, safety and environmental aspects following an impact assessment and the assessment of Union and Member States’ regulatory needs for each product category; calls on the Commission, furthermore, to evaluate which approach would prove to be effective for the CPR;

18.

Notes the lack of digitalisation in the construction sector and emphasises the importance of fully harnessing digital technologies, which could allow for clear, transparent and reliable information to be provided to economic operators and end-users, address the overlap in information requirements and enable market surveillance authorities to carry out their activities more effectively; calls on the Commission to evaluate the benefits of using such technologies and to develop solutions towards the smart integration of existing data that can be utilised throughout different information systems;

19.

Believes that digital solutions could enhance the transparency of the market of construction products and ensure the accuracy and reliability of the information provided in the DoP, as well as facilitate the comparability of construction products based on their declared performance, including safety and environmental performance, thereby allowing economic operators and end-users to benefit from the information provided by manufacturers by quickly assessing and comparing requirements for construction works with the information provided in the DoP;

20.

Stresses the need to raise awareness among economic operators, in particular SMEs and micro-enterprises, with regard to CE marking and the DoP, including through the single digital gateway; believes that such an approach would increase trust in Union harmonisation and the quality of harmonised standards and help to reduce the fragmentation of the single market; highlights the important role of national Product Contact Points for Construction (PCPC) in informing economic operators about the application of the CPR and providing reliable information on the provisions within the territory of a Member State on the requirements for construction works applicable for the intended use of each construction product; suggests that further efforts be undertaken to increase awareness of the existence of these contact points, as only 57 % of stakeholders were aware of them in 2018;

Market surveillance

21.

Is concerned by the fact that market surveillance for construction products is seen as insufficient and ineffective by the industry; emphasises that such a situation undermines the level playing field for economic operators who comply with the legislation, to the benefit of rogue traders, who do not; points out that weak and inconsistent market surveillance could lead to an increase of products that do not meet their declared performance, putting end-users at risk;

22.

Calls on the Member States to fully implement Regulation (EU) 2019/1020, which aims to strengthen the market surveillance of products covered by Union harmonisation legislation, including the CPR, and establishes the framework for cooperation with economic operators; stresses the need for a consistent, harmonised and uniform enforcement of new rules by the national market surveillance authorities and for enhanced cross-border cooperation to this end in order to ensure a level playing field in the construction sector and fair competition in the Union market;

23.

Recalls the requirement for Member States under Regulation (EU) 2019/1020 to dedicate the necessary financial, human and technical resources to market surveillance authorities, including ensuring that they have sufficient expertise and competences; encourages the Member States to enhance cooperation among their market surveillance authorities, including at cross-border level, and to improve the number, efficiency and effectiveness of checks in order to be able to identify construction products that are not in conformity with their declared performance and prevent their circulation in the single market;

24.

Calls on the Commission to swiftly adopt implementing acts under Regulation (EU) 2019/1020 in order to further align the performance of market surveillance authorities by determining the uniform conditions of checks, criteria for the determination of the frequency of checks and the amount of samples to be checked in relation to certain products or categories of products, and by laying down benchmarks and techniques for checks on harmonised products, taking due account of the specificities of the sectors involved, including construction products, and of the impact on a reviewed CPR; notes the important role of the Union Product Compliance Network and administrative cooperation groups (AdCos) in ensuring structured coordination and cooperation between the enforcement authorities of the Member States and the Commission and in streamlining market surveillance practices to make them more effective;

25.

Considers it crucial that national market surveillance authorities responsible for construction products cooperate closely with national building control authorities in order to ensure a nuanced approach in assessing the conformity of construction products used in construction works with the declared performance or intended use, as well as to ensure their compliance with building regulations, thereby guaranteeing protection for the health and safety of workers who use construction products and of the users of construction works;

26.

Stresses that Member States should take responsibility when introducing national provisions on construction works, including requirements related to the safety of buildings during the construction, maintenance and demolition of construction works, by taking into consideration other aspects important to the public interest, such as the health, safety and security of workers and protection of the environment;

27.

Points to the increase in online sales in the construction sector; highlights the need to ensure the effective market surveillance of construction products sold online, especially those purchased from non-EU economic operators, as they might not comply with Union legislation and could therefore influence the quality and safety of construction works, in order to ensure the conformity of construction products circulating in the single market with their declared performance or intended use, irrespective of their origin; underlines the role that online marketplaces could play in this respect;

28.

Highlights the importance of ensuring a uniform level of performance of notified bodies carrying out assessments of the performance of construction products, so that their functions are carried out at the same level and under the same conditions; notes, in this regard, the role of the Union testing facilities introduced by Regulation (EU) 2019/1020 in contributing to enhancing laboratory capacity, as well as ensuring the reliability and consistency of testing, for the purposes of market surveillance across the Member States;

29.

Stresses the need to enhance the provision and exchange of information on potentially dangerous substances in construction products and to strengthen cooperation with the European Chemicals Agency databases in accordance with the current legislation;

30.

Calls on the Commission to continue to effectively monitor and address unjustified barriers in the internal market stemming from national regulatory measures; stresses the need for enhanced dialogue and cooperation between the Commission and the Member States in order to tackle practices that impede the free movement of construction products in the internal market, such as the continuous use of national marks and additional certifications for construction products;

Sustainability in construction products

31.

Highlights the overall need for a transition to a sustainable and more circular economy in the sourcing, manufacturing, reuse and recycling of construction products and in their use in construction works; stresses the need to improve the sustainability of construction products and the availability of secondary and renewable products and materials on the market;

32.

Welcomes, in this regard, the Commission’s objective to make the construction sector more sustainable by addressing the sustainability performance of construction products in the revision of the CPR, as announced in the Circular Economy Action Plan; supports the Commission’s commitment to aligning and making more consistent the legislation on construction products with horizontal environmental policies;

33.

Calls on the Commission to envisage incorporating certain requirements regarding environmental performance and sustainability criteria across the lifecycle of products into the harmonised standards for specific product categories under the CPR, while taking account of market and technological developments and national regulatory requirements for the construction sector or buildings policies, in order to provide manufacturers with one single framework for the assessment and testing of products where relevant common compliance requirements arise; highlights the fact that current basic requirements for construction works set out in the CPR can already constitute the basis for preparing standardisation mandates and harmonised technical specifications with regard to the environmental performance and sustainability of construction products; stresses the importance of a proper assessment of the product categories to which such requirements would be relevant and the need for all the relevant stakeholders to be involved in the assessment process; highlights that such incorporation should not lead to an increase in the prices of construction products;

34.

Calls on the Commission to assess how the CPR could support the circularity of construction products, including reused or remanufactured products or those manufactured from recycled materials; stresses that this will require reliable data on the previous use of construction products, taking into account the potential costs involved; welcomes, in this regard, the Commission’s aim of establishing a common European Dataspace for Smart Circular Applications with data on product information (9);

Specific recommendations on the review of the CPR

35.

Highlights the need to ensure the proper involvement of all stakeholders in the consultation and evaluation process; emphasises the importance of an extensive impact assessment of the possible regulatory choices; highlights the need for a level playing field and a lighter administrative burden in construction products legislation for all businesses, especially SMEs, while taking account of new business models, as well as for fair competition at global level; calls, in this regard, for further clarification and enhancement of the simplified procedures for micro-enterprises;

36.

Stresses the importance of avoiding duplications and of ensuring that the revised CPR is consistent with existing legislation and future legislative initiatives; calls on the Commission, therefore, to clarify the relationship of the CPR to related internal market legislation, such as the Ecodesign Directive (10), the Energy Labelling Regulation (11), the Waste Framework Directive (12) and the Drinking Water Directive (13) in order to avoid possible overlaps and, where necessary, to streamline the relevant provisions in order to ensure legal clarity for businesses;

37.

Emphasises that any revision of the CPR should be in line with the principles and objectives of the Standardisation Regulation as regards the preparation of harmonised standards in order to ensure their transparency and quality; highlights that any revision should ensure the appropriate involvement of all interested parties and address Member States’ regulatory needs;

38.

Stresses the need to ensure legal clarity for a transitional period as regards any revision of the CPR and the review of the CPR acquis, in order to avoid a legal vacuum and secure the smooth transition from existing to new provisions;

39.

Is concerned that any revision of the CPR and, in particular, the review of the CPR acquis will take significant time, while manufacturers, builders, contractors, planners, architects and other end-users need immediate solutions to overcome the legal uncertainty resulting from, among other issues, the lack of updated harmonised standards and regulatory gaps; calls on the Commission to address these issues as part of its expected review of the CPR, including devising a solution to get to grips with the urgent legal and technical challenges;

40.

Calls for an ambitious revision of the CPR with a view to creating a solid regulatory framework with effective, easily enforceable and harmonised rules;

o

o o

41.

Instructs its President to forward this resolution to the Council, the Commission and the Member States.

(1)  OJ L 88, 4.4.2011, p. 5.

(2)  OJ L 316, 14.11.2012, p. 12.

(3)  OJ L 169, 25.6.2019, p. 1.

(4)  OJ L 218, 13.8.2008, p. 30.

(5)  OJ L 218, 13.8.2008, p. 82.

(6)  OJ L 91, 29.3.2019, p. 1.

(7)  OJ C 70 E, 8.3.2012, p. 56.

(8)  European Commission, ‘The European construction sector — A global partner’, 2016.

(9)  As stated in the Circular Economy Action Plan.

(10)  OJ L 285, 31.10.2009, p. 10.

(11)  OJ L 198, 28.7.2017, p. 1.

(12)  OJ L 312, 22.11.2008, p. 3.

(13)  OJ L 330, 5.12.1998, p. 32.


24.11.2021   

EN

Official Journal of the European Union

C 474/48


P9_TA(2021)0075

Equal treatment in employment and occupation in light of the UNCRPD

European Parliament resolution of 10 March 2021 on the implementation of Council Directive 2000/78/EC establishing a general framework for equal treatment in employment and occupation in light of the UNCRPD (2020/2086(INI))

(2021/C 474/04)

The European Parliament,

having regard to the Treaty on European Union (TEU), the Treaty on the Functioning of the European Union and the Charter of Fundamental Rights of the European Union (the Charter),

having regard to the UN Convention on the Rights of Persons with Disabilities (UNCRPD) and its entry into force in the EU on 21 January 2011, in accordance with Council Decision 2010/48/EC of 26 November 2009 concerning the conclusion, by the European Community, of the UN Convention on the Rights of Persons with Disabilities (1),

having regard to the General Comments of the UNCRPD Committee on the implementation of the UNCRPD, in particular General Comment No 2 (2014) of 22 May 2014 on accessibility, General Comment No 3 (2016) of 26 August 2016 on women and girls with disabilities, General Comment No 5 (2017) of 27 October 2017 on living independently and being included in the community, and General Comment No 6 (2018) of 26 April 2018 on equality and non-discrimination,

having regard to the Concluding Observations of the UNCRPD Committee of 2 October 2015 on the initial report of the European Union,

having regard to the Universal Declaration of Human Rights,

having regard to the 2030 Agenda for Sustainable Development (UN 2030 Agenda) and its Sustainable Development Goals (SDGs),

having regard to the UN Convention on the Elimination of All Forms of Discrimination against Women,

having regard to the European Convention for the Protection of Human Rights and Fundamental Freedoms,

having regard to the Council of Europe Convention on preventing and combating violence against women and domestic violence (Istanbul Convention),

having regard to the European Pillar of Social Rights (EPSR),

having regard to the Europe 2020 target relating to the fight against poverty and social exclusion,

having regard to Council Directive 2000/78/EC of 27 November 2000 establishing a general framework for equal treatment in employment and occupation (2) (Employment Equality Directive),

having regard to Council Directive 2000/43/EC of 29 June 2000 implementing the principle of equal treatment between persons irrespective of racial or ethnic origin (3),

having regard to the Commission proposal for a Council Directive on implementing the principle of equal treatment between persons irrespective of religion or belief, disability, age or sexual orientation (COM(2008)0426) and Parliament’s position thereon of 2 April 2009 (4),

having regard to Directive (EU) 2016/2102 of the European Parliament and of the Council of 26 October 2016 on the accessibility of the websites and mobile applications of public sector bodies (5),

having regard to Directive (EU) 2019/882 of the European Parliament and of the Council of 17 April 2019 on the accessibility requirements for products and services (6),

having regard to the regulations laying down the rules on the EU funding programmes under the multiannual financial framework, especially the European Social Fund (ESF), the Youth Employment Initiative (YEI), the European Regional Development Fund (ERDF), the European Agricultural Fund for Rural Development (EAFRD), the Erasmus programme, and the Just Transition Fund, which provide EU financial assistance for improving the situation of persons with disabilities,

having regard to Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (7), in particular the employer’s obligation to ensure the safety and health of workers in every aspect related to work and the fact that they may not impose financial costs on workers in order to fulfil this obligation,

having regard to the Commission communication of 15 November 2010 entitled ‘European Disability Strategy 2010-2020: A renewed commitment to a barrier-free Europe’ (COM(2010)0636) (Disability Strategy),

having regard to the Commission staff working document of 2 February 2017 entitled ‘Progress Report on the implementation of the European Disability Strategy 2010-2020’ (SWD(2017)0029),

having regard to the Commission recommendation of 22 June 2018 on standards for equality bodies (8),

having regard to the Commission pilot project of 2013 on an EU disability card,

having regard to its resolution of 8 July 2020 on the rights of persons with intellectual disabilities and their families in the COVID-19 crisis (9),

having regard to its resolution of 18 June 2020 on the European Disability Strategy post-2020 (10),

having regard to its resolution of 29 November 2018 on the situation of women with disabilities (11),

having regard to its resolution of 30 November 2017 on the implementation of the European Disability Strategy (12),

having regard to its resolution of 7 July 2016 on the implementation of the UN Convention on the Rights of Persons with Disabilities, with special regard to the Concluding Observations of the CRPD Committee (13),

having regard to its resolution of 20 May 2015 on the List of Issues adopted by the United Nations Committee on the Rights of Persons with Disabilities in relation to the initial report of the European Union (14),

having regard to its resolution of 25 October 2011 on mobility and inclusion of persons with disabilities and the European Disability Strategy 2010-2020 (15),

having regard to its resolution of 6 May 2009 on the active inclusion of people excluded from the labour market (16),

having regard to its resolutions of 17 June 1988 on sign languages for deaf people (17), of 18 November 1998 on sign languages (18), and of 23 November 2016 on sign languages and professional sign language interpreters (19),

having regard to its resolution of 17 April 2020 on EU coordinated action to combat the COVID-19 pandemic and its consequences (20),

having regard to its resolution of 16 January 2019 on the situation of fundamental rights in the European Union in 2017 (21),

having regard to its resolution of 15 September 2016 on application of Council Directive 2000/78/EC of 27 November 2000 establishing a general framework for equal treatment in employment and occupation (22),

having regard to the relevant studies of its Policy Department A, especially the study on ‘Discrimination and Access to Employment for Female Workers with Disabilities’ of 2017, and the study on ‘Reasonable Accommodation and Sheltered Workshops for People with Disabilities: Cost and Returns of Investments’ of 2015,

having regard to the relevant studies of the European Parliamentary Research Service, in particular the European Implementation Assessments of 2016 entitled ‘EU Implementation of the UN Convention on the Rights of Persons with Disabilities (CRPD)’ and ‘The obligations of the EU public administration under the UN Convention on the Rights of Persons with Disabilities’,

having regard to the growing body of case law of the Court of Justice of the European Union concerning the interpretation of Directive 2000/78/EC,

having regard to the Annual Report 2018 and 2019 of the European Ombudsman,

having regard to the European Ombudsman’s strategic inquiries into how the Commission ensures that persons with disabilities can access its websites (OI/6/2017/EA), how the Commission treats persons with disabilities under the Joint Sickness Insurance Scheme for EU staff (OI/4/2016/EA), and its decision in the joint inquiry in cases 1337/2017/EA and 1338/2017/EA on accessibility for visually impaired candidates of selection procedures organised by the European Personnel Selection Office to recruit EU civil servants,

having regard to the European Ombudsman’s own-initiative inquiry concerning respect of fundamental rights in the implementation of the EU cohesion policy (OI/8/2014/AN),

having regard to the opinion of the European Economic and Social Committee on ‘Shaping the EU agenda for disability rights 2020-2030’,

having regard to the thematic reports of the European Union Agency for Fundamental Rights, including their Coronavirus pandemic bulletins,

having regard to the Compendium of Practices on Equality Data and to the Guidelines on improving the collection and use of equality data (Equality data guidelines) prepared by the Subgroup on Equality Data of the EU High Level Group on Non-discrimination, Equality and Diversity,

having regard to the Gender Equality Index of the European Institute for Gender Equality,

having regard to the UN Guiding Principles on Business and Human Rights,

having regard to the reports and recommendations of representative organisations of persons with disabilities, especially Autism Europe, the Bundesarbeitsgemeinschaft Inklusionsfirmen, the European Blind Union, the European Disability Forum, the European Network on Independent Living, the European Union of the Deaf, Inclusion Europe, the International Federation for Spina Bifida and Hydrocephalus and Mental Health Europe, as well as the reports and recommendations of Equinet and academics working on the rights of persons with disabilities,

having regard to Rule 54 of its Rules of Procedure, as well as point (e) of Article 1(1) of, and Annex 3 to, the decision of the Conference of Presidents of 12 December 2002 on the procedure for granting authorisation to draw up own-initiative reports,

having regard to the opinions of the Committee on Civil Liberties, Justice and Home Affairs, the Committee on Women’s Rights and Gender Equality and the Committee on Petitions,

having regard to the report of the Committee on Employment and Social Affairs (A9-0014/2021),

A.

whereas persons with disabilities (23) (PwD) have the right to full participation in the labour market and society but their fundamental rights are often withheld in the EU; whereas they are overwhelmingly excluded from the open labour market and denied their right to engage in work on an equal basis with others or face major difficulties in achieving equal access to and equal conditions of participating in the labour market;

B.

whereas PwD continue to face multiple and intersectional discrimination and disadvantage based on their disability and their gender, race, ethnicity, age, religion or belief, sexual orientation, migration status or socioeconomic background, including their education level; whereas discrimination is present across the different phases of the work cycle, beginning with recruitment, which can lead to the social exclusion of PwD; whereas discrimination and the lack of workplace diversity cause significant human and economic costs;

C.

whereas the Charter prohibits discrimination on any ground, including that of disability, and recognises the rights of PwD (24);

D.

whereas the EU became a party to the UNCRPD in December 2010, with the Convention coming into force for the EU in January 2011; whereas the UNCRPD is binding upon the EU, its institutions and its Member States, which have a direct obligation to fully implement it, including its Article 27 on work and employment; whereas since its adoption, some, but not sufficient, progress has been made in achieving the goals of the UNCRPD;

E.

whereas the EU is, therefore, obliged to act in a manner which is compatible with the UNCRPD and the Court of Justice of the European Union (CJEU) is obliged to interpret EU legislation, including the Employment Equality Directive, in a manner which is compatible with the UNCRPD;

F.

whereas the UNCRPD rejects the medical model of disability and endorses the human rights and the socio-contextual model of disability instead; whereas the UNCRPD demands inclusive equality for PwD; whereas the UNCRPD recognises the right of PwD to work on an equal basis with others, to choose their occupation freely, to be accepted and to work in an open, inclusive and accessible work environment;

G.

whereas in line with the definition and requirements under the UNCRPD, reasonable accommodation focuses on the specific needs of an individual, while positive actions apply to a whole group of persons subject to potential discrimination; whereas both are necessary to safeguard the achievement of workplace diversity and to ensure that PwD can equally exercise their right to work; whereas there is a lack of clear EU guidelines concerning reasonable accommodation, which is not sufficiently understood by employers and is often unavailable or insufficient; whereas reasonable accommodation of the needs of workers with disabilities has an essential impact on their job quality and career prospects and the sustainability of work;

H.

whereas one of the key aspects of the employment of PwD is their participation in community life and the transition from institutional to community-based support; whereas the process of deinstitutionalisation in the Member States needs to be finalised, as PwD have the right to live in the community and to be fully included in it; whereas the progress in deinstitutionalisation is uneven across the Member States and despite the introduction of policies and the allocation of substantial funding in the EU, there are still one million people living in institutions;

I.

whereas the Employment Equality Directive (‘the Directive’), which entered into force in 2000, is currently the key EU legal instrument to provide protection against discrimination for PwD; whereas safeguarding equality and non-discrimination is a shared competence between the EU and its Member States;

J.

whereas the Directive is only in partial alignment with the UNCRPD, as it does not embrace the human rights model of disability, it does not address discrimination based on assumed or future disability, it does not target intersectional discrimination, it does not require Member States to adopt positive action measures, it is limited to the field of employment, occupation and vocational training and does not extend to all areas of life as required by the UNCRPD, it does not tackle freedom of movement for the purpose of employment, it does not require the creation of independent monitoring mechanisms, it does not provide for the systemic involvement of PwD and their representative organisations in the monitoring process, and it lacks the obligation to gather disaggregated data;

K.

whereas the Directive does not legally require Member States to designate an equality body to work on discrimination on the ground of disability, which is highly problematic since equality bodies play a central role in the implementation of equal treatment directives on the grounds under their mandate, such as gender, and race and ethnic origin;

L.

whereas collection of comparable data on equality is vital for evidence-based policy- and decision-making; whereas there is a lack of official statistics, in particular on PwD living in institutional care settings and on characteristics such as their race/ethnic origin or sexual orientation, which has also been pointed out in the Equality data guidelines; whereas Regulation (EU) 2019/1700 (25) will significantly remedy the situation relating to household survey data on employment, data disaggregated by types of disability and data on country of origin (first and second generation), and envisages pilot studies on persons in institutions; whereas gaps will continue to persist and should be remedied;

M.

whereas only 50,6 % of PwD are in employment (48,3 % of women and 53,3 % of men) compared with 74,8 % of persons without disabilities (26); whereas PwD living in institutions or considered to be unable to work are excluded from these statistics (27); whereas these figures do not reveal the type, quality and conditions of employment, for example whether employment is provided in the open labour market, and if an employee status with the enjoyment of labour rights and the provision of a minimum wage is guaranteed; whereas PwD are a diverse group and are often subject to intersectional discrimination, the cumulative effects of which have a tangible impact on employment;

N.

whereas in certain Member States PwD are overwhelmingly employed in sheltered workshops; whereas such sheltered workshops should aim to serve inclusion, rehabilitation and transition to the open labour market as soon as possible; whereas sheltered workshops are often a segregated environment in which workers with disabilities do not have an employee status, labour rights, or a guaranteed minimum wage; whereas this clearly constitutes a violation of the UNCRPD; notes that in some Member States, sheltered workshops are currently used as a transition to the open labour market; whereas European level research into the characteristics and diversity of sheltered workshops, sometimes also termed sheltered employment, could help to identify best practice, improve the debate and ensure compliance with EU legislation and the UNCRPD; whereas inclusive models of supported employment may, if rights-based and recognised as employment, respect the rights of PwD and serve inclusion and transition into the open labour market;

O.

whereas the rate of unemployment of PwD (17,1 %) is almost twice that of the general population (10,2 %) (28), and the unemployment of PwD lasts longer than that of the persons without disabilities, regardless of qualifications;

P.

whereas the rate of unemployment is highest among young PwD (those aged between 16 and 24), at 24,9 % compared to 16,6 % in the general population; whereas this difference is inextricably linked to education opportunities;

Q.

whereas women with disabilities, who constitute 16 % of the total population of women and 60 % of the overall population of PwD in the EU, continue to face multiple and intersectional discrimination in all areas of life; whereas the economic inactivity rate among women with disabilities is over two thirds higher than that of the total population of women of working age (16-64 years); whereas only 20,7 % of women with disabilities are in full time employment, compared to 28,6 % of men with disabilities;

R.

whereas women mostly have the responsibility for taking care of the household, and account for the large majority of caregivers for persons with disabilities; whereas single mothers who look after children with disabilities are at serious risk of falling victim to poverty and social exclusion; whereas age discrimination affects all age groups, together with possible stereotypes and barriers; whereas elderly women with disabilities are often the sole carers for family members with disabilities; whereas this has a direct effect on their vulnerability to poverty and social exclusion, as well as on their access to jobs and their professional development, and may negatively affect their employment conditions;

S.

whereas there are more than 30 million blind and partially-sighted persons in wider Europe; whereas the average unemployment rate among them is 75 % — and even higher among women — leading to their social exclusion and poverty (29); whereas there are approximately one million deaf sign language users in the EU and 51 million hard-of-hearing people, many of whom are also sign language users whose unemployment is underreported and inadequately researched; whereas there are approximately seven million people with intellectual disabilities in the EU whose employment level is considerably lower than the average (30); whereas estimates indicate that across Europe, only around 10 % of persons on the autism spectrum are employed, mostly in part-time and low-paid jobs, in under-qualified positions or in sheltered settings (31);

T.

whereas among PwD, 29,5 % of women and 27,5 % of men are at risk of poverty and social exclusion in the EU compared to 22,4 % of the population as a whole; whereas PwD are more likely to face in-work poverty than those without disabilities (11 % as opposed to 9,1 %) due to the extra costs of their disability, such as healthcare, logistical and human support, their loss of disability entitlements once in work and the fact that they earn less than their colleagues in an equivalent role and are less likely to get a promotion (32); whereas the risk of poverty is emphasised for those declaring more severe levels of disability;

U.

whereas a disproportionate number of PwD are homeless and PwD run an increased risk of becoming homeless; whereas homeless people may develop a disability, such as amputated limbs, due to the risks arising from their living conditions;

V.

whereas, due to the cumulative effects of intersectional discrimination, Roma PwD are assumed to face more barriers, experience higher levels of unemployment, more severe poverty and less access to education and services than their peers without disabilities (33);

W.

whereas LGBTI PwD face added obstacles to employment, with 16 % reporting having been denied jobs or promotions because of their identity, compared with 10 % of LGBTI staff in general; whereas one in four LGBTI PwD have been subjected to derogatory remarks, bullying and abuse and were outed without consent (34);

X.

whereas a recent EU-wide survey of PwD shows that 96 % find that access to the open labour market is inadequate or that it requires improvement, while only 10 % find that the existing legislation is adequate to protect PwD against discrimination in the open labour market, and 18 % were not aware of the existence of legislation in their country which would protect them against discrimination (35);

Y.

whereas this data demonstrates that the EU Disability Strategy 2010-2020 did not place enough emphasis on employment of PwD and the intersectional discrimination they face;

Z.

whereas harassment in the workplace, including sexual harassment and retaliation for speaking up, hinders access to work and employment, job retention and equal career paths, in particular for women with disabilities;

AA.

whereas disadvantage, exclusion and discrimination against PwD in the labour market are not a standalone challenge but are interrelated with the lack of inclusive education, including in early childhood; lifelong learning, including vocational training; the barriers, segregation and discrimination present in the fields of housing and health; and the lack of accessibility of transport and other services and products; whereas a complex approach and comprehensive measures are therefore needed to remedy the situation;

AB.

whereas measures to promote mental well-being and prevent mental ill-health and psychosocial disabilities in the workplace are crucial;

AC.

whereas the accessibility of workplaces, transport and support services, in particular personal assistance, and society at large is essential for PwD to effectively enjoy their right to independent living and their right to work; whereas the Member States should also support the creation of a barrier-free built environment; whereas once transposed, Directive (EU) 2019/882 on the accessibility requirements for products and services will provide a significant improvement for a barrier-free society, and whereas its transposition therefore needs to be timely and closely monitored;

AD.

whereas removing benefits as soon as PwD commence paid work is a high-risk, high-stress policy, a major obstacle to access to work, and socially unjust because it does not factor in the higher costs of living with a disability;

AE.

whereas the different definitions of disability, the diversity of disability assessment and the various and often unclear classification methods applied across Member States, as well as the lack of mutual recognition of disability status, hinder freedom of movement within the EU for PwD;

AF.

whereas awareness raising is essential to enable employers and workers to act and react adequately, on the basis of knowledge of their obligations and rights in the area of non-discrimination;

AG.

whereas new technologies, notably AI systems, have the potential to develop efficient, accessible and non-discriminatory hiring processes, but non-inclusive technological developments could represent a risk of adding new barriers and forms of discrimination; whereas Article 9 of the UNCRPD requires accessible information as well as access to communication technologies and systems on an equal basis with others;

1.   

Calls on the EU institutions and the Member States to reaffirm their commitment to realising inclusive equality for PwD and to fully implement the UNCRPD, including its Article 27 on work and employment; to this end, calls on them to step up their efforts and strive to create an inclusive, accessible and non-discriminatory labour market with a holistic life cycle policy approach for PwD and for all, in compliance with the EU Treaties and the rights laid out in the EPSR as well as the international values enshrined in the UN 2030 Agenda and the SDGs; calls for the EU and the Member States to ratify the Optional Protocol to the UNCRPD;

2.   

Believes that a revision of the Employment Equality Directive must take place as soon as possible with a view to fully harmonising it with the provisions of the UNCRPD and implementing a participatory process aimed at ensuring the direct and full involvement of representative organisations of persons with disabilities;

For an inclusive and accessible workplace

3.

Calls on the Commission and the Member States to adopt universal design standards and guidelines on the accessibility of environments, programmes, services and products, including workplaces, their equipment and facilities, in order to make them usable by all;

4.

Calls on the Member States to ensure the provision of reasonable accommodation for PwD in the workplace, without any cost being borne by workers; calls on the Commission to prepare clear EU guidelines on reasonable accommodation detailing what forms it might take in line with an individual’s needs so that Article 5 of the Directive can be transposed effectively into national law; calls on the Commission to launch infringement procedures and to encourage Member States to ensure that a sanction system is in place in case of non-provision of reasonable accommodation, as it constitutes a form of discrimination; considers that Parliament might use the option of calling on the Commission to launch such infringements procedures; calls on the Member States to prepare support and guidance materials and provide relevant training in accessible formats for employers, duty bearers, workers and PwD in order to develop the necessary knowledge, skills and awareness about the practical implementation of reasonable accommodation, thereby also dispelling myths about its prohibitive costs;

5.

Strongly deplores the uneven and poor enforcement of Council Directive 2000/78/EC in some Member States, which are failing to effectively and uniformly monitor and sanction persistent violations of EU law;

6.

States that the right of all persons to equality before the law and protection against discrimination constitutes a universal right recognised by the Universal Declaration of Human Rights, the UN Convention on the Elimination of All Forms of Discrimination against Women, the International Covenants on Civil and Political Rights and on Economic, Social and Cultural Rights, and the European Convention for the Protection of Human Rights and Fundamental Freedoms, of which all Member States are signatories; recalls that Convention No 111 of the International Labour Organization (ILO) prohibits discrimination in the field of employment and occupation;

7.

Urges the Member States to use or examine the introduction of compulsory workplace diversity quotas in order to foster an inclusive workplace with effective and proportionate sanctions for non-compliance; suggests that fines should be re-invested for inclusion; stresses that such measures must be proportionate, taking account of small organisations; urges the Member States to support public and private undertakings in implementing annual diversity plans with measurable targets and periodic evaluation, and to support employers in recruiting PwD through measures such as the establishment of a voluntary list or single window of applicants with disabilities from which to recruit candidates; calls on the Member States to accompany the introduction of quotas with training for employers on the content and scope of applicable rules; calls on the Member States to task public employment services with preparing a voluntary list of job-seekers with disabilities to help employers meet the requirement of diversity quotas;

8.

Calls for the EU institutions to lead by example by setting a diversity quota, and a specific diversity quota concerning the recruitment of PwD, developing internal guidelines on reasonable accommodation, ensuring fairness and full accessibility in the recruitment process and in the workplace, and employing persons with all types of disabilities at all levels and actively seeking PwD to fill positions; calls on the Member States to do the same in their public administrations;

9.

Calls on the Member States to adopt sustainable inclusive employment policies, such as adapted recruitment procedures, job carving, customised, flexible and supported employment, job sharing, individual placement and support, and inclusive enterprises, taking into account the specific characteristics of persons with different types of disabilities and thereby facilitating their access to the labour market; calls on the Member States:

to use fiscal incentives and other financial support measures for companies, including SMEs, that recruit PwD or provide vocational training and apprenticeships for them;

to support inclusive companies that provide employment for PwD in the open labour market through public procurement;

to promote tailored labour intermediation models;

to promote corporate social responsibility concerning the employment of PwD and support Social Economy organisations which reinvest their profits in social goals;

and to inform employers about these policies and incentives;

calls on the Member States to support companies that offer targeted positive action measures to tackle multiple disadvantage; calls on the Member States to exchange best practices in order to identify and apply a targeted mix of measures to support equal employment of PwD;

10.

Calls on the Commission and the Member States to urgently put in place measures to assess the key trends for the future of work from a disability perspective with the active involvement of PwD, in order to identify and launch specific actions to make the labour market more inclusive considering the diversity of PwD; stresses in that context the importance of inclusive and accessible initiatives with appropriate funding aimed at lifelong learning, including vocational education and training (VET) and skills development for PwD from an early age, with a particular focus on digital and green skills in line with the fast-changing realities and demands of the current and future labour market; underlines, furthermore, the importance of providing appropriate support to PwD throughout their lives, making better use of innovative technologies to level the playing field and remove barriers to education and employment, and to help PwD gain access to digital tools and software that are indispensable for their independent living;

11.

Calls on the Member States to increase the capacity of public employment services to create a network of inclusive companies, to recruit, at every level, specialised employment auxiliaries such as job coaches, providing individualised needs assessment, training and support to PwD who are looking for a job, and job delivery assistants for as long as needed to help PwD perform their work in the open labour market;

12.

Calls on the Member States to promote human-rights based approaches in education with a view to establishing inclusive and non-discriminatory education systems, as well as to support the development and provision of training on universal design, reasonable accommodation and workplace diversity for university students at the relevant faculties with the involvement of PwD, and to facilitate the training of job coaches, job delivery assistants, disability and diversity advisers with a focus on the specificities of different disabilities;

13.

Calls on the Member States to continuously assess, jointly with representatives of PwD, the characteristics, diversity and effectiveness of existing sheltered workshops in providing PwD with skills to gain employment in the open labour market, to ensure that they are covered and protected by legal frameworks covering social security, working conditions, minimum wages and non-discrimination, while phasing out provisions that violate the UNCRPD, especially its Article 27; calls on the Commission to monitor this process; recalls that sheltered workshops should be limited to an option for a temporary period for PwD in their working life cycle; calls on the Member States, in that respect, to develop and promote inclusive employment models on the open labour market and outside sheltered workshops in full compliance with the UNCRPD; further insists that workers with disabilities in sheltered workshops should at least be ensured the rights and status equivalent to the labour rights of people working in the open labour market; calls on the Member States, in this regard, to speed up deinstitutionalisation, provide effective, regional and decentralised systems of care, including social activation services, at all levels of the society, and ensure the smoother involvement of persons with disabilities in the open labour market and in society as a whole;

14.

Deplores the fact that discrimination based on religion or belief, disability, age or sexual orientation may undermine the achievement of the objectives of the TEU;

15.

Welcomes Commission initiatives such as the Access City Award, and advocates initiatives at national, regional and local level;

16.

Regrets that persons with intellectual or psychosocial disabilities experience multiple legal, institutional, communicational and social barriers to exercising their rights, which prevents them from voting, standing for election to public office, exercising civic participation or simply having a say in their own lives; encourages the Member States to take immediate measures to reform their legal frameworks in order to ensure that persons with disabilities enjoy legal capacity on an equal basis with others in all aspects of life, in line with Article 12 of the UNCRPD, and recalls that the political rights of persons with disabilities and the opportunity to enjoy them on an equal basis with others must be guaranteed, in compliance with Article 29 of the UNCRPD;

17.

Calls on the Commission and the Member States to guarantee that EU funds are not spent on segregated employment schemes for PwD with no prospect of finding non-sheltered employment;

For a non-discriminatory workplace

18.

Urges the Commission and the Member States to intensify their work with PwD, their representative organisations and equality bodies with the objective of preparing and launching comprehensive awareness-raising campaigns and targeted training in accessible formats and sign languages, aimed at employers, duty-bearers in all fields and society more broadly about the capabilities and contributions of PwD, and about the benefits of diversity, equality and non-discrimination, in order to eradicate the existing stigma and prejudice against PwD, to fight bullying, harassment and exploitation, and to achieve inclusive equality for all;

19.

Highlights the importance of access to information for victims of discrimination; considers it necessary that Member States take the appropriate steps to ensure that reasonable and accessible legal advice and assistance can be obtained and are provided to victims at all stages of the legal process, including confidential and in-person counselling and emotional, personal and moral support, by equality bodies or appropriate intermediaries; calls on the Member States, furthermore, to combat harassment and violence in the workplace which violate a person’s dignity and/or create an offensive environment at work;

20.

Calls on the Member States to take active measures to safeguard non-discrimination for all, including PwD, to ensure, in line with the UNCRPD, the accessibility of workplaces, transport and of the built environment, and to provide reasonable accommodation for PwD at all stages of work, from recruitment through career advancement, for safe and healthy working conditions and employment rehabilitation; calls for the EU institutions to take the same measures; calls on the Member States to ensure that PwD can exercise their labour and trade union rights on equal terms, and that they are protected from violence, mobbing, cyber-bullying and harassment, including sexual harassment, in particular that inflicted on women with disabilities; to this end, urges the Member States to ratify the Istanbul Convention, which is supposed to have a transversal impact on all EU legislation with a specific focus on women with disabilities who face multiple discrimination and are more vulnerable to harassment in the workplace; calls for the EU institutions to take the same measures;

21.

Stresses, furthermore, the need for a Disability Rights Guarantee with specific measures that address the needs of women with disabilities;

22.

Calls on the Commission and the Member States to guarantee that inclusion policies pursued at sectoral and company level are established in consultation with workers’ representatives;

23.

Calls on the Commission and the Member States to grant support to workers with disabilities resulting from an accident, continuing their employment or offering the person concerned an equivalent job that reflects their new skills, without loss of the rights and working conditions they enjoyed before the injury;

24.

Calls on the Commission and the Member States to take a preventive and inclusive approach to occupational safety and health when supporting the recruitment and return to work of persons with disabilities; notes that this could be achieved via integrated pathways combining occupational safety and health (OSH) prevention with various forms of employability measures such as individualised support, counselling, guidance, and access to general and vocational education and training;

25.

Calls on the Commission and the Member States to address the existing gender, disability and ethnic pay gap, and in so doing to combat direct and indirect wage discrimination and the risk of in-work poverty for workers facing barriers at work and who are subject to multiple discrimination, especially LGBTI persons, women, Roma and refugees; awaits the Commission’s presentation of the announced legislation on pay transparency in the workplace in quarter one of 2021 to fight the pay gap faced by disadvantaged social groups, in particular PwD;

26.

Stresses that protection of trans people against employment discrimination must be effective and calls on the Member States to combat this discrimination, especially in the area of employment;

27.

Calls on the Member States not to deprive PwD of their disability entitlements covering their disability-related extra costs when entering the labour market or when surpassing a certain income threshold, as this practice contributes to in-work and old-age poverty because these entitlements serve to support PwD in overcoming barriers and they can help guarantee their dignity and equality;

28.

Calls on the Member States to allow sufficient flexibility in the provision of social support and benefits to ensure their adjustability to the individual needs and career paths of PwD;

29.

Calls on the Commission to assess whether the Member States have detailed provisions in place to ensure that people can exercise their right to maternity leave, paternity leave, parental leave and care leave, as well as arrangements for flexible working, and whether these are adapted to the diverse needs of mothers with disabilities, mothers of children with disabilities or a long-term illness, or mothers in specific circumstances, such as those dealing with premature births; calls for more ambitious measures to promote men’s equal role as carers; calls on the Member States to present national strategies to support informal carers; insists on the need for high-quality and accessible childcare services to ensure equal participation of women in the work environment;

30.

Calls on the Commission to propose legislation on the standards for equality bodies following consultations with organisations representing PwD, thereby providing them with a stronger mandate and adequate resources to safeguard the equal treatment of PwD and ensure accessible information dissemination for all;

31.

Calls on the Commission and the Member States to provide sustainable funding for capacity-building of representative organisations of PwD recognising their important role in tackling discrimination against PwD;

32.

Calls on the Commission and the Member States to harmonise the definition of disability and to ensure mutual recognition of disability status across Member States so as to ensure the free movement of PwD and the enjoyment of their EU citizenship rights; to this end, calls on the Commission and the Member States to conduct a study of the existing legislation and collect best practices from the Member States; acknowledges that free movement is a fundamental right in the EU; calls on the Commission and the Member States, therefore, to extend the usage of the EU disability card to all the Member States and to widen its scope, through it allowing for the recognition of disability status and access to services throughout the EU, thereby making it easier for persons with disabilities to live and work abroad; calls on the Commission to set up a central information point in national sign languages and in accessible formats for PwD about the services available for PwD in the different Member States;

33.

Calls on the Commission and the Member States to recognise and promote user-led personal assistance in line with General Comment No 5 of the UNCRPD Committee, to foster independent living and inclusion in the labour market; recalls that owing to the special nature of personal assistance, free movement provisions need to be adapted to the needs of PwD; calls for EU action to address personal assistance, especially concerning free movement of PwD and their personal assistants;

34.

Recalls that new technologies represent both opportunities and challenges for all workers, in particular PwD; stresses in this regard that new technologies might pose major accessibility challenges for PwD; therefore, underlines that accessibility must be included as a pre-condition in any EU initiative, and that the EU should take action to support the application of universal design and ensure the availability and affordability of assistive technologies; calls on the Commission to ensure, in line with the UNCRPD, full and effective accessibility of information and communication technologies and systems on an equal basis and apply, in this context, guidelines supporting AI developers to take into account the needs of PwD through the development processes, avoiding the creation of new discriminatory biases; calls on the Commission and the Member States to support research programmes focused on the development of assistive technologies including robotics, digital technologies and artificial intelligence with the aim of enabling the full integration of PwD in all aspects of life; calls on the Member States to ensure that PwD have access to affordable digital tools and software which are tailor-made to their needs and to build on the expertise of organisations representing PwD in defining the most suitable digital tools or software for the individual needs of the PwD;

Further targeted actions and mainstreaming the rights of PwD

35.

Welcomes the Commission’s public consultation on its post-2020 EU Disability Strategy; calls on the Commission to place special emphasis in the Strategy on employment, as well as to cover all the provisions of the UNCRPD, to set clear, measurable and ambitious targets relating to workplace diversity reflecting the heterogeneity of PwD, to address multiple and intersectional discrimination, and to monitor the efficiency of the strategy with the involvement of PwD and their representative organisations; stresses that collaboration with authorities, social partners, organisations and civil society at European, national and local levels is indispensable to ensure the implementation of the Strategy and the UNCRPD; calls on the Commission to propose measures to tackle the COVID-19-related challenges and rights violations of PwD; stresses that disability discrimination has worsened during the COVID-19 pandemic, endangering the lives of PwD and threatening their physical and mental health; calls on the Commission to link the future Disability Strategy to the European Semester process;

36.

Calls for the collection of EU-wide disability-related data with a human rights-based approach, including on employment and VET, disaggregated by gender, age, disability type, race/ethnic origin, sexual orientation, education level, etc., including PwD who have until now been left out of the statistics; calls for the collection of data related to the impact of the COVID-19 crisis on PwD in order to put forward policies to prepare for future crises;

37.

Calls for all the EU institutions and the Member States to act in accordance with the slogan ‘nothing about us without us’ and to establish close cooperation with PwD and their representative organisations, to build on their expertise and actively involve them in all stages of relevant decision-making, legislation, strategies, policies and programmes, including mainstream ones;

38.

Calls on the Commission and the Member States to mainstream the rights of PwD, taking into consideration the specific situation of those subject to multiple discrimination, in all employment-related proposals, including the ones concerning the expected transformations in the future of work, as well as when designing and implementing actions aimed at developing digital and green skills;

39.

Calls on the Commission, in particular the Equality Task Force, and the Member States to systematically mainstream the rights of PwD, with special attention to those subject to intersectional discrimination, in all the relevant laws, policies and programmes, since equality in employment is indivisible from equal access to education, health, housing, justice and social protection, and to expand the focus on accessibility to make progress towards an accessible built environment, public spaces, transport, and information and communication technologies, etc.; stresses in this regard the need to appoint a disability focal point in all EU institutions, including in all Commission DGs and EU Agencies, in addition to establishing an interinstitutional coordination mechanism in order to ensure disability mainstreaming in all EU legislation;

40.

Is concerned about the existence of significant barriers to access to information and communications for persons with disabilities, particularly for persons who are blind or deaf, have intellectual disabilities or are on the autism spectrum; recalls that differences in individuals’ abilities to receive and impart information and to use information and communications technologies represent a knowledge divide that creates inequality;

41.

Calls for a cross-cutting, comprehensive review of Union law and policy to ensure their full compliance with the UNCRPD;

42.

Calls on the Member States to address discrimination and violence against children with disabilities through an integrated approach, recognising that they face a higher risk of being victims of such behaviours; stresses that the voice of children with disabilities should be represented in the design, implementation and monitoring of laws, policies, services and measures addressing them;

43.

Stresses the need to include specific and adequate provisions in the New Pact on Migration and Asylum to properly address the needs of persons with disabilities at all stages and in all processes;

44.

Regrets that Union law does not protect individuals from discrimination on the ground of disability outside the workplace and employment;

45.

Calls on the Council to unblock the negotiations on the proposed horizontal anti-discrimination directive without any further delay and move towards an agreement, thereby extending protection to PwD outside the sphere of employment;

46.

Expresses its deep concern that most mainstream programmes, including those covered by Structural Funds, fail to reach out to the most deprived groups, including PwD; calls, therefore, on the European Court of Auditors to check the performance of EU programmes, with special emphasis on education and employment programmes, for example the European Social Fund Plus (ESF+), the Youth Employment Initiative (YEI), the European Regional Development Fund (ERDF), and Erasmus+, in a thorough manner;

47.

Calls on the Commission to guarantee that EU funds will respect EU and international human rights standards and conventions such as the UNCRPD and will not support any measures and programmes that contribute to segregation or to social exclusion; furthermore, calls on the Commission to fund actions creating accessible environments, products, services, practices and devices, fostering deinstitutionalisation and supporting personal assistance, and to guarantee that EU-funded actions reach PwD and ensure their active involvement in society;

o

o o

48.

Instructs its President to forward this resolution to the Commission, the Council, the governments and parliaments of the Member States and candidate countries, the EU Agency for Fundamental Rights, the European Court of Auditors, the Court of Justice of the European Union, the European Ombudsman, the Committee of the Regions, the European Economic and Social Committee, for distribution to subnational parliaments and councils, the Council of Europe and the United Nations.

(1)  OJ L 23, 27.1.2010, p. 35.

(2)  OJ L 303, 2.12.2000, p. 16.

(3)  OJ L 180, 19.7.2000, p. 22.

(4)  OJ C 137 E, 27.5.2010, p. 68.

(5)  OJ L 327, 2.12.2016, p. 1.

(6)  OJ L 151, 7.6.2019, p. 70.

(7)  OJ L 183, 29.6.1989, p. 1.

(8)  OJ L 167, 4.7.2018, p. 28.

(9)  Texts adopted, P9_TA(2020)0183.

(10)  Texts adopted, P9_TA(2020)0156.

(11)  OJ C 363, 28.10.2020, p. 164.

(12)  OJ C 356, 4.10.2018, p. 110.

(13)  OJ C 101, 16.3.2018, p. 138.

(14)  OJ C 353, 27.9.2016, p. 41.

(15)  OJ C 131 E, 8.5.2013, p. 9.

(16)  OJ C 212 E, 5.8.2010, p. 23.

(17)  OJ C 187, 18.7.1988, p. 236.

(18)  OJ C 379, 7.12.1998, p. 66.

(19)  OJ C 224, 27.6.2018, p. 68.

(20)  Texts adopted, P9_TA(2020)0054.

(21)  OJ C 411, 27.11.2020, p. 94.

(22)  OJ C 204, 13.6.2018, p. 179.

(23)  We apply the concept of ‘persons with disabilities’ as provided in Article 1 of the UNCRPD: ‘Persons with disabilities include those who have long-term physical, mental, intellectual or sensory impairments which in interaction with various barriers may hinder their full and effective participation in society on an equal basis with others.’

(24)  Articles 21 and 26 of the Charter.

(25)  Regulation (EU) 2019/1700 of the European Parliament and of the Council of 10 October 2019 establishing a common framework for European statistics relating to persons and households, based on data at individual level collected from samples, amending Regulations (EC) No 808/2004, (EC) No 452/2008 and (EC) No 1338/2008 of the European Parliament and of the Council, and repealing Regulation (EC) No 1177/2003 of the European Parliament and of the Council and Council Regulation (EC) No 577/98 (OJ L 261 I, 14.10.2019, p. 1).

(26)  EU statistics on income and living conditions (EU-SILC) 2017.

(27)  Ibid.

(28)  EU SILC 2017.

(29)  ONCE and the European Blind Union, ‘Report on the situation of blind and partially sighted persons regarding employment in Europe after 10 years of the United Nations Convention on the Rights of Persons with Disabilities: Challenges and Opportunities’, October 2019.

(30)  Inclusion Europe.

(31)  Autism Europe, ‘Autism and Work — Together we can’, 2014.

(32)  Equality and Human Rights Commission, research report 107 — Pay Gaps Research, ‘The Disability Pay Gap’, August 2017.

(33)  European Centre for Minority Issues, study #8, ‘Not Even in the Margins: Where are Roma with Disabilities?’, February 2016.

(34)  Stonewall, ‘LGBT in Britain — Work Report’, 2018.

(35)  The survey was carried out by the European Network on Independent Living (ENIL).


Thursday 11 March 2021

24.11.2021   

EN

Official Journal of the European Union

C 474/62


P9_TA(2021)0079

Active substances, including dimoxystrobin

European Parliament resolution of 11 March 2021 on Commission Implementing Regulation (EU) 2021/52 of 22 January 2021 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances benfluralin, dimoxystrobin, fluazinam, flutolanil, mecoprop-P, mepiquat, metiram, oxamyl and pyraclostrobin (2021/2552(RSP))

(2021/C 474/05)

The European Parliament,

having regard to Commission Implementing Regulation (EU) 2021/52 of 22 January 2021 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances benfluralin, dimoxystrobin, fluazinam, flutolanil, mecoprop-P, mepiquat, metiram, oxamyl and pyraclostrobin (1),

having regard to Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC (2), and in particular the first paragraph of Article 17 and Article 21 thereof,

having regard to the opinion delivered on 10 December 2020 by the Standing Committee on Plants, Animals, Food and Feed,

having regard to Commission Implementing Regulation (EU) 2015/408 of 11 March 2015 on implementing Article 80(7) of Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market and establishing a list of candidates for substitution (3),

having regard to Articles 11 and 13 of Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (4),

having regard to its resolution of 13 September 2018 on the implementation of the Plant Protection Products Regulation (EC) No 1107/2009 (5),

having regard to Rule 112(2) and (3) of its Rules of Procedure,

having regard to the motion for a resolution of the Committee on the Environment, Public Health and Food Safety,

A.

whereas dimoxystrobin was included in Annex I to Council Directive 91/414/EEC (6) on 1 October 2006 by Commission Directive 2006/75/EC (7) and has been deemed to be approved under Regulation (EC) No 1107/2009;

B.

whereas a procedure to renew the approval of dimoxystrobin under Commission Implementing Regulation (EU) No 844/2012 (8) has been ongoing since 2013;

C.

whereas the approval period of the active substance dimoxystrobin, which was originally due to end on 30 September 2016, was already extended by 16 months by Commission Implementing Regulation (EU) No 1136/2013 (9), and subsequently by further periods of one year by Commission Implementing Regulations (EU) 2018/84 (10), (EU) 2018/1796 (11) and (EU) 2019/2094 (12), and has now again been extended by one year by Implementing Regulation (EU) 2021/52, which extends the approval period to 31 January 2022;

D.

whereas the Commission has failed in Implementing Regulation (EU) 2021/52 to explain the reasons for the extensions other than by stating: ‘Due to the fact that the assessment of those substances has been delayed for reasons beyond the control of the applicants, the approvals of those active substances are likely to expire before a decision has been taken on their renewal’;

E.

whereas Regulation (EC) No 1107/2009 aims to ensure a high level of protection of both human and animal health and the environment, and at the same time to safeguard the competitiveness of Union agriculture; whereas particular attention should be paid to the protection of vulnerable groups of the population, including pregnant women, infants and children;

F.

whereas the precautionary principle should apply, and Regulation (EC) No 1107/2009 provides that substances should only be included in plant protection products where it has been demonstrated that they present a clear benefit for plant production and that they are not expected to have any harmful effect on human or animal health or any unacceptable effects on the environment;

G.

whereas Regulation (EC) No 1107/2009 provides that in the interest of safety the approval period for active substances should be limited in time; whereas the approval period should be proportionate to the possible risks inherent in the use of such substances, but, in the case of the active substances that are subject to Implementing Regulation (EU) 2021/52, it is clear that no such proportionality exists;

H.

whereas the Commission and Member States have the possibility and responsibility to act in accordance with the precautionary principle when the risk of harmful effects on health has been identified but scientific uncertainty persists, by adopting provisional risk management measures that are necessary to ensure a high level of protection of human health;

I.

whereas, more specifically, Article 21 of Regulation (EC) No 1107/2009 provides that the Commission may review the approval of an active substance at any time, especially where, in the light of new scientific and technical knowledge, it considers that there are indications that the substance no longer satisfies the approval criteria provided for in Article 4 of that Regulation, and whereas this review may lead to the withdrawal or amendment of the approval of the substance;

Endocrine-disrupting properties

J.

whereas, in 2015, dimoxystrobin was placed on the ‘list of candidates for substitution’ by Implementing Regulation (EU) 2015/408 because the Acute Reference Dose (ARfD) for that active substance is significantly lower than that of the majority of the approved active substances within its group of substances, and because it is to be considered as having endocrine-disrupting properties that may cause adverse effects in humans;

K.

whereas, according to point 3.6.5 of Annex II to Regulation (EC) No 1107/2009, an active substance cannot be approved when it is considered to have endocrine-disrupting properties that may cause adverse effects in humans, unless the exposure of humans to that active substance in a plant protection product, under realistic proposed conditions of use, is negligible, that is, the product is used in closed systems or in other conditions excluding contact with humans and where residues of the active substance concerned on food and feed do not exceed the default value set in accordance with point (b) of Article 18(1) of Regulation (EC) No 396/2005 of the European Parliament and of the Council (13);

L.

whereas it is unacceptable that a substance which is known to meet the cut-off criteria for active substances that are mutagenic, carcinogenic and/or toxic for reproduction, or that have endocrine-disrupting properties, which are established to protect human health and the environment, continues to be allowed for use in the Union, thereby putting human health and the environment at risk;

M.

whereas applicants can take advantage of the automatic system built into Commission working methods, which immediately extends the approval periods of active substances if the risk reassessment has not been finalised, by deliberately prolonging the reassessment process by providing incomplete data and asking for more derogations and special conditions, which leads to unacceptable risks for human health and the environment since, during this time, exposure to the hazardous substance continues;

N.

whereas in its resolution of 13 September 2018 on the implementation of the Plant Products Regulation (EC) No 1107/2009, Parliament called on the Commission and Member States ‘to ensure that the procedural extension of the approval period for the duration of the procedure, pursuant to Article 17 of the Regulation, will not be used for active substances that are mutagenic, carcinogenic, toxic for reproduction and therefore in category 1A or 1B, or active substances that have endocrine disrupting characteristics and are damaging to humans or animals, as is currently the case for substances such as flumioxazine, thiacloprid, chlorotoluron and dimoxystrobin’;

O.

whereas Parliament has already objected to the previous extension of the approval period of dimoxystrobin in its resolution of 18 December 2019 (14), and the Commission has failed to give a convincing response to that resolution and has also failed to properly demonstrate that another extension would not exceed its implementing powers;

P.

whereas following the previous extension in 2019 of the approval periods of 10 active substances, including dimoxystrobin, under Implementing Regulation (EU) 2019/2094, the approval of only one of those substances has not been renewed, while under Implementing Regulation (EU) 2021/52, the approval periods of the remaining nine substances have been extended again, many of them for the third or fourth time and two of them for as much as the sixth time;

1.

Considers that Implementing Regulation (EU) 2021/52 exceeds the implementing powers provided for in Regulation (EC) No 1107/2009;

2.

Considers that Implementing Regulation (EU) 2021/52 does not respect the precautionary principle;

3.

Considers that the decision to extend the approval period of dimoxystrobin is not in line with the safety criteria laid down in Regulation (EC) No 1107/2009, and is based neither on evidence that that substance can be used safely, nor on a proven urgent need for that substance in food production in the Union;

4.

Calls on the Commission to repeal Implementing Regulation (EU) 2021/52 and to submit a new draft to the committee, which takes into account the scientific evidence on the harmful properties of all the substances concerned, especially those of dimoxystrobin;

5.

Calls on the Commission to present a proposal for non-renewal of dimoxystrobin in the next meeting of the Standing Committee on Plants, Animals, Food and Feed;

6.

Calls on the Commission to communicate to Parliament the specific reasons why the assessment of the substances has been delayed for reasons beyond the control of the applicants, which specific endpoints are still under assessment, and why that assessment requires so much time to be conducted;

7.

Reiterates its call on the Commission to present draft implementing regulations to extend the approval periods only of substances for which the current state of science is not expected to lead to a Commission proposal for non-renewal of the approval of the active substance concerned;

8.

Reiterates its call on the Commission to withdraw the approvals for substances, if proof or reasonable doubts exist that they will not meet the safety criteria laid down in Regulation (EC) No 1107/2009;

9.

Reiterates its call on the Member States to ensure the proper and timely reassessment of the approvals of the active substances for which they are the reporting Member States, and to ensure that the current delays are solved effectively as soon as possible;

10.

Instructs its President to forward this resolution to the Council and the Commission, and to the governments and parliaments of the Member States.

(1)  OJ L 23, 25.1.2021, p. 13.

(2)  OJ L 309, 24.11.2009, p. 1.

(3)  OJ L 67, 12.3.2015, p. 18.

(4)  OJ L 55, 28.2.2011, p. 13.

(5)  OJ C 433, 23.12.2019, p. 183.

(6)  Council Directive 91/414/EEC of 15 July 1991 concerning the placing of plant protection products on the market (OJ L 230, 19.8.1991, p. 1).

(7)  Commission Directive 2006/75/EC of 11 September 2006 amending Council Directive 91/414/EEC to include dimoxystrobin as active substance (OJ L 248, 12.9.2006, p. 3).

(8)  Commission Implementing Regulation (EU) No 844/2012 of 18 September 2012 setting out the provisions necessary for the implementation of the renewal procedure for active substances, as provided for in Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market (OJ L 252, 19.9.2012, p. 26).

(9)  Commission Implementing Regulation (EU) No 1136/2013 of 12 November 2013 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances clothianidin, dimoxystrobin, oxamyl and pethoxamid (OJ L 302, 13.11.2013, p. 34).

(10)  Commission Implementing Regulation (EU) 2018/84 of 19 January 2018 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances chlorpyrifos, chlorpyrifos-methyl, clothianidin, copper compounds, dimoxystrobin, mancozeb, mecoprop-p, metiram, oxamyl, pethoxamid, propiconazole, propineb, propyzamide, pyraclostrobin and zoxamide (OJ L 16, 20.1.2018, p. 8).

(11)  Commission Implementing Regulation (EU) 2018/1796 of 20 November 2018 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances amidosulfuron, bifenox, chlorpyrifos, chlorpyrifos-methyl, clofentezine, dicamba, difenoconazole, diflubenzuron, diflufenican, dimoxystrobin, fenoxaprop-p, fenpropidin, lenacil, mancozeb, mecoprop-p, metiram, nicosulfuron, oxamyl, picloram, pyraclostrobin, pyriproxyfen and tritosulfuron (OJ L 294, 21.11.2018, p. 15).

(12)  Commission Implementing Regulation (EU) 2019/2094 of 29 November 2019 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances benfluralin, dimoxystrobin, fluazinam, flutolanil, mancozeb, mecoprop-P, mepiquat, metiram, oxamyl and pyraclostrobin (OJ L 317, 9.12.2019, p. 102).

(13)  Regulation (EC) No 396/2005 of the European Parliament and of the Council of 23 February 2005 on maximum residue levels of pesticides in or on food and feed of plant and animal origin and amending Council Directive 91/414/EEC (OJ L 70, 16.3.2005, p. 1).

(14)  European Parliament resolution of 18 December 2019 on the draft Commission implementing regulation amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances benfluralin, dimoxystrobin, fluazinam, flutolanil, mancozeb, mecoprop-P, mepiquat, metiram, oxamyl and pyraclostrobin (Texts adopted, P9_TA(2019)0099).


24.11.2021   

EN

Official Journal of the European Union

C 474/66


P9_TA(2021)0080

Genetically modified cotton GHB614 × T304-40 × GHB119

European Parliament resolution of 11 March 2021 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified cotton GHB614 × T304-40 × GHB119 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (D070621/02 — 2021/2553(RSP))

(2021/C 474/06)

The European Parliament,

having regard to the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified cotton GHB614 × T304-40 × GHB119 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (D070621/02,

having regard to Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed (1), and in particular Articles 7(3) and 19(3) thereof,

having regard to Commission Implementing Regulation (EU) No 503/2013 on applications for authorisation of genetically modified food and feed in accordance with Regulation (EC) No 1829/2003 of the European Parliament and of the Council and amending Commission Regulations (EC) No 641/2004 and (EC) No 1981/2006 (2),

having regard to the vote of the Standing Committee on the Food Chain and Animal Health referred to in Article 35 of Regulation (EC) No 1829/2003 on 11 January 2021, at which no opinion was delivered,

having regard to Articles 11 and 13 of Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (3),

having regard to the opinion adopted by the European Food Safety Authority (EFSA) on 21 June 2018, and published on 25 July 2018 (4)

having regard to its previous resolutions objecting to the authorisation of genetically modified organisms (‘GMOs’) (5),

having regard to Rule 112(2) and (3) of its Rules of Procedure,

having regard to the motion for a resolution of the Committee on the Environment, Public Health and Food Safety,

A.

whereas, on 30 September 2014, Bayer CropScience AG (‘the applicant’) submitted an application for the placing on the market of foods, food ingredients and feed containing, consisting of or produced from genetically modified cotton GHB614 × T304-40 × GHB119 (‘the GM cotton’) in accordance with Articles 5 and 17 of Regulation (EC) No 1829/2003; whereas the application also covered the placing on the market of products containing or consisting of the GM cotton for uses other than food and feed, with the exception of cultivation;

B.

whereas, on 21 June 2018, EFSA adopted a favourable opinion, which was published on 25 July 2018;

C.

whereas the GM cotton is derived from crossing three genetically modified (‘GM’) cotton events, and confers tolerance to herbicides containing glufosinate and glyphosate (the ‘complementary herbicides’) as well as producing two insecticidal proteins (‘Bt’ or ‘Cry’ toxins): Cry1Ab and Cry2Ae, which are toxic to certain lepidopteran larvae feeding on cotton (6);

D.

whereas while the human consumption of cottonseed oil may be relatively limited in Europe, it can be found in a wide variety of food products, including dressings, mayonnaise, fine bakery wares, chocolate spreads and chips; whereas cotton is fed to animals mainly in the form of cottonseed cake/meal or as full fat cottonseeds (7); whereas cotton is also consumed in the form of cotton flour by humans;

E.

whereas Regulation (EC) No 1829/2003 states that GM food or feed must not have adverse effects on human health, animal health or the environment, and requires the Commission to take into account any relevant provisions of Union law and other legitimate factors relevant to the matter under consideration when drafting its decision; whereas such legitimate factors should include the Union’s obligations under the United Nations (UN) Sustainable Development Goals (‘SDGs’), the Paris Climate Agreement and the UN Convention on Biological Diversity (‘UN CBD’);

F.

whereas Implementing Regulation (EU) No 503/2013 requires an assessment of whether the expected agricultural practices influence the outcome of the studied endpoints; whereas, according to that Implementing Regulation, this is especially relevant for herbicide resistant plants; whereas, furthermore, the different sites selected for the field trials shall reflect the different meteorological and agronomic conditions under which the crop is to be grown;

Lack of data on gene expression and plant composition

G.

whereas, field trials for the compositional and agronomic assessment of the GM cotton were conducted in the United States at only eight sites, but not in other relevant cotton producing areas; whereas only data from one year, 2012, were used to produce data on the relevant meteorological conditions under which the plants may be grown;

H.

whereas, glufosinate and glyphosate were not used in the high doses that may be expected in the context of increasing weed resistance;

I.

whereas EFSA failed to request further studies, e.g. field trials lasting for more than one season and from sites in other cotton producing regions; whereas, furthermore, no data were generated representing more extreme environmental conditions, such as those caused by climate change, even though it has been shown that environmental factors can impact the expression of Bt toxins (8);

Lack of assessment of the complementary herbicides

J.

whereas a number of studies show that herbicide-tolerant GM crops result in a higher use of complementary herbicides, in large part because of the emergence of herbicide-tolerant weeds (9); whereas, as a consequence, it has to be expected that the GM cotton will be exposed to both higher and repeated doses of glufosinate and glyphosate, and that therefore a higher quantity of residues may be present in the harvest;

K.

whereas questions concerning the carcinogenicity of glyphosate remain; whereas EFSA concluded in November 2015 that glyphosate was unlikely to be carcinogenic and the European Chemicals Agency concluded in March 2017 that no classification was warranted; whereas, on the contrary, in 2015, the International Agency for Research on Cancer, the specialised cancer agency of the World Health Organization, classified glyphosate as a probable carcinogen for humans;

L.

whereas, according to EFSA, toxicological data allowing a consumer risk assessment to be performed for several break-down products of glyphosate relevant for GM glyphosate-tolerant crops are missing (10);

M.

whereas glufosinate is classified as toxic to reproduction 1B and therefore meets the ‘cut-off criteria’ set out in Regulation (EC) No 1107/2009 of the European Parliament and of the Council (11); whereas the approval of glufosinate for use in the Union expired on 31 July 2018 (12); whereas the GM cotton has been made doubly tolerant to glufosinate, allowing even higher doses to be used on the plants;

N.

whereas studies show that glyphosate and glufosinate can severely impact the microbiome (13), and consequently the long term toxicity (mixed toxicity) of whole food and feed of the Bt toxins on the intestinal gut from spraying with glyphosate and glufosinate should first be assessed before any conclusion can be reached on health impacts and food safety;

O.

whereas assessment of herbicide residues and their break-down products found on GM plants is considered outside the remit of the EFSA Panel on Genetically Modified Organisms (EFSA GMO Panel) and is therefore not undertaken as part of the authorisation process for GMOs; whereas this is problematic since the way in which complementary herbicides are broken down by the GM plant concerned, and the composition and thus toxicity of the break-down products (‘metabolites’), can be impacted by the genetic modification itself (14);

Outstanding questions concerning Bt toxins

P.

whereas Cry1Ab and Cry2Ae proteins produced in Escherichia coli (E. coli) and B. thuringiensis respectively were used to conduct the safety studies, rather than proteins produced by the GM plant itself (15), meaning that the assessment of toxic effects is based on the assumed equivalence of Bt toxins produced artificially in bacteria with the plant produced Bt toxins; whereas, however, in order to adequately take into account synergistic effects, assessments should not solely be based on tests with transgenic Bt toxins produced in microbial systems;

Q.

whereas, furthermore, little significance can be attributed to toxicological tests conducted with proteins in isolation, due to the fact that Bt toxins in GM crops, such as maize, cotton and soybeans, are inherently more toxic than isolated Bt toxins; whereas this is because protease inhibitors (PI), present in the plant tissue, can increase the toxicity of the Bt toxins by delaying their degradation; whereas this phenomena has been demonstrated in a number of scientific studies, including one conducted for Monsanto 30 years ago which showed that even the presence of extremely low levels of PI enhanced the toxicity of Bt toxins up to 20-fold (16);

R.

whereas those effects have never been taken into account in EFSA risk assessments, even though they are relevant for all Bt plants approved for import or cultivation in the Union; whereas risks arising from this enhanced toxicity due to the interaction between PI and Bt toxins, to humans and animals consuming food and feed containing Bt toxins cannot be ruled out;

S.

whereas a number of studies show that side effects have been observed that may affect the immune system following exposure to Bt toxins and that some Bt toxins may have adjuvant properties (17), meaning that they can increase the allergenicity of other proteins with which they come into contact;

T.

whereas assessment of the potential interaction of herbicide residues and their metabolites with Bt toxins is considered outside the remit of the EFSA GMO Panel and is therefore not undertaken as part of the risk assessment; whereas this is problematic since residues from spraying with glyphosate and glufosinate are known to disturb the microbiome which, for example, may enhance immune reactions in combination with Bt toxins (18);

Bt crops: effects on non-target organisms and increased resistance

U.

whereas, unlike the use of insecticides, where exposure is at the time of spraying and for a limited time afterwards, the use of Bt GM crops leads to continuous exposure of the target and non-target organisms to Bt toxins;

V.

whereas the assumption that Bt toxins exhibit a single target-specific mode-of-action can no longer be considered correct and effects on non-target organisms cannot be excluded (19); whereas an increasing number of non-target organisms are reported to be affected in many ways; whereas 39 peer-reviewed publications that report significant adverse effects of Bt toxins on many ‘out-of-range’ species are mentioned in a recent overview (20);

W.

whereas a range of non-target organisms in the Union could be exposed to Bt toxins via spillage, waste and manure resulting from the import of Bt crops; whereas no effects on non-target organisms were evaluated in the risk assessment;

X.

whereas the risk assessment did not consider the development of resistance in the target pests to Bt toxins, possibly resulting in the use of less environmentally safe pesticides or increased doses and the number of applications to the GM crop in the country of cultivation; whereas, the United States Environmental Protection Agency is planning to phase out many Bt corn hybrids, as well as some Bt cotton varieties, in the next three to five years, due to the growth in insect resistance to such crops (21);

Y.

whereas, while it has been claimed that the use of Bt crops leads to a decrease in the use of insecticides, a recently published United States study (22), finds that ‘several analyses on the influence of Bt crops on pesticide-use patterns do not seem to have considered seed treatments and so may have overstated reductions in insecticide use (especially “area treated”) associated with Bt crops’;

Z.

whereas the Union is party to the UN CBD, which makes it clear that both exporting and importing countries have international responsibilities regarding biological diversity;

Member State competent authority comments

AA.

whereas Member States submitted many critical comments to EFSA during the three-month consultation period (23); whereas those critical comments include that data and data analyses provided on phenotypic evaluation, composition and toxicity is insufficient, that the compositional analysis did not take into account residues nor metabolites of the complementary herbicides, and that the applicant’s proposal for an environmental monitoring plan does not meet the objectives defined in Annex VII of Directive 2001/18/EC of the European Parliament and of the Council (24) and that it does not relate the monitoring activities to relevant protection goals; whereas one Member State competent authority rejected the proposal to place the GM cotton on the market on the basis that the previous evaluations for the three single events were insufficient to ensure a high protection of human health;

Upholding the Union’s international obligations

AB.

whereas a 2017 report by the UN’s Special Rapporteur on the right to food found that, particularly in developing countries, hazardous pesticides have catastrophic impacts on health (25); whereas UN SDG Target 3.9 aims by 2030 to substantially reduce the number of deaths and illnesses from hazardous chemicals and air, water and soil pollution and contamination (26); whereas authorising the import of the GM cotton would increase demand for this crop treated with a herbicide that is toxic to reproduction and that is no longer authorised for use in the Union, thereby increasing the exposure of workers in third countries; whereas the risk of increased worker exposure is of particular concern in relation to herbicide-tolerant GM crops, given the higher volumes of herbicides used;

Undemocratic decision-making

AC.

whereas the vote on 11 January 2021 of the Standing Committee on the Food Chain and Animal Health referred to in Article 35 of Regulation (EC) No 1829/2003 delivered no opinion, meaning that the authorisation was not supported by a qualified majority of Member States; whereas 13 Member States (representing 35,52 % of the Union population) voted against authorisation, whilst only 10 Member States (representing 27,49 %) voted in favour; whereas 4 Member States (representing 37 %) abstained;

AD.

whereas the Commission recognises that the fact that GMO authorisation decisions continue to be adopted by the Commission without a qualified majority of Member States in favour, which is very much the exception for product authorisations as a whole but has become the norm for decision-making on GM food and feed authorisations, is problematic;

AE.

whereas, in its eighth term, the European Parliament adopted a total of 36 resolutions objecting to the placing on the market of GMOs for food and feed (33 resolutions) and to the cultivation of GMOs in the Union (three resolutions); whereas, in its ninth term, the European Parliament has already adopted 16 objections to placing GMOs on the market; whereas there was not a qualified majority of Member States in favour of authorising any of those GMOs; whereas the reasons for Member States not supporting authorisations include lack of respect for the precautionary principle in the authorisation process and scientific concerns relating to the risk assessment;

AF.

whereas despite its own acknowledgement of the democratic shortcomings, the lack of support from Member States and the objections of Parliament, the Commission continues to authorise GMOs;

AG.

whereas no change of law is required for the Commission to be able not to authorise GMOs when there is no qualified majority of Member States in favour in the Appeal Committee (27);

1.

Considers that the draft Commission implementing decision exceeds the implementing powers provided for in Regulation (EC) No 1829/2003;

2.

Considers that the draft Commission implementing decision is not consistent with Union law, in that it is not compatible with the aim of Regulation (EC) No 1829/2003, which is, in accordance with the general principles laid down in Regulation (EC) No 178/2002 of the European Parliament and of the Council (28), to provide the basis for ensuring a high level of protection of human life and health, animal health and welfare, and environmental and consumer interests, in relation to GM food and feed, while ensuring the effective functioning of the internal market;

3.

Calls on the Commission to withdraw its draft implementing decision;

4.

Welcomes the fact that the Commission finally recognised, in a letter of 11 September 2020 to Members, the need to take sustainability into account when it comes to authorisation decisions on GMOs (29); expresses its deep disappointment, however, that, since then the Commission has continued to authorise GMOs for import into the Union, despite ongoing objections by Parliament and a majority of Member States voting against;

5.

Calls on the Commission to move forward with the utmost urgency concerning the development of sustainability criteria, with full involvement of Parliament; calls on the Commission to provide information on how this process will be undertaken and in what timeframe;

6.

Reiterates its call on the Commission not to authorise herbicide-tolerant GM crops until the health risks associated with the residues have been comprehensively investigated on a case-by-case basis, which requires a full assessment of the residues from spraying such GM crops with complementary herbicides, an assessment of the herbicide break-down products and any combinatorial effects, including with the GM plant itself;

7.

Reiterates its call on the Commission not to authorise the import for food or feed uses of any GM plant which has been made tolerant to a herbicide-active substance that is not authorised for use in the Union;

8.

Calls on EFSA to finally accept the substantial differences between native Bt toxins and those expressed by synthetic transgenes in GM crop plants, and to widen its risk assessment in order to fully take into account all interactions and combinatorial effects between Bt toxins, GM plants and their constituents, residues from spraying with the complementary herbicides, the environment as well as impacts on health and food safety;

9.

Calls on EFSA to no longer accept toxicity studies based on isolated proteins which are likely to be different in structure and biological effects compared to those produced by the plant itself, and to require that all tests are carried out with tissue from the GM plant;

10.

Calls on EFSA to make sure that data from field trials or greenhouses cover a sufficiently broad range of agronomic and environmental conditions to assess the impact of all stress factors which have to be expected during cultivation on gene expression and plant composition;

11.

Calls on EFSA to make sure that the data from field trials or greenhouses cover a sufficiently broad range of different varieties to assess the impact of various genetic backgrounds on gene expression and plant composition;

12.

Calls on EFSA to request data on the impact of the consumption of food and feed derived from GM plants on the intestinal microbiome;

13.

Urges the Commission, again, to take into account the Union’s obligations under international agreements, such as the Paris Climate Agreement, the UN CBD and the UN SDGs;

14.

Highlights that the amendments adopted by the European Parliament on 17 December 2020 on the proposal for a regulation of the European Parliament and of the Council amending Regulation (EU) No 182/2011 (30), which were adopted in Parliament as a basis for negotiations with the Council, state that the Commission shall not authorise GMOs when there is not a qualified majority of Member States in favour; insists that the Commission respect this position and calls on the Council to proceed with its work and adopt a general approach on this file as a matter of urgency;

15.

Instructs its President to forward this resolution to the Council and the Commission, and to the governments and parliaments of the Member States.

(1)  OJ L 268, 18.10.2003, p. 1.

(2)  OJ L 157, 8.6.2013, p. 1.

(3)  OJ L 55, 28.2.2011, p. 13.

(4)  Scientific Opinion of the EFSA Panel on Genetically Modified Organisms on assessment of genetically modified cotton GHB614× T304-40 × GHB119 for food and feed uses, import and processing under Regulation (EC) No 1829/2003 (application EFSA-GMO-NL-2014-122), EFSA Journal 2018; 16(7):5349, https://efsa.onlinelibrary. wiley.com/doi/full/10.2903/j.efsa.2018.5349

,

(5)  In its eighth term, Parliament adopted 36 resolutions objecting to the authorisation of GMOs. Furthermore, in its ninth term Parliament has adopted the following resolutions:

European Parliament resolution of 10 October 2019 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MZHG0JG (SYN-ØØØJG-2), pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0028).

European Parliament resolution of 10 October 2019 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified soybean A2704-12 (ACS-GMØØ5-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0029).

European Parliament resolution of 10 October 2019 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 89034 × 1507 × MON 88017 × 59122 × DAS-40278-9 and genetically modified maize combining two, three or four of the single events MON 89034, 1507, MON 88017, 59122 and DAS-40278-9 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0030).

European Parliament resolution of 14 November 2019 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified cotton LLCotton25 (ACS-GHØØ1-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0054).

European Parliament resolution of 14 November 2019 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified soybean MON 89788 (MON-89788-1) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0055).

European Parliament resolution of 14 November 2019 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 89034 × 1507 × NK603 × DAS-40278-9 and sub-combinations MON 89034 × NK603 × DAS-40278-9, 1507 × NK603 × DAS-40278-9 and NK603 × DAS-40278-9 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0056).

European Parliament resolution of 14 November 2019 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize Bt11 × MIR162 × MIR604 × 1507 × 5307 × GA21 and genetically modified maize combining two, three, four or five of the single events Bt11, MIR162, MIR604, 1507, 5307 and GA21 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0057).

European Parliament resolution of 14 May 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified soybean MON 87708 × MON 89788 × A5547-127, pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0069).

European Parliament resolution of 11 November 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 87427 × MON 89034 × MIR162 × NK603 and genetically modified maize combining two or three of the single events MON 87427, MON 89034, MIR162 and NK603, and repealing Commission Implementing Decision (EU) 2018/1111 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0291).

European Parliament resolution of 11 November 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified soybean SYHT0H2 (SYN-ØØØH2-5), pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0292).

European Parliament resolution of 11 November 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 87427 × MON 87460 × MON 89034 × MIR162 × NK603 and genetically modified maize combining two, three or four of the single events MON 87427, MON 87460, MON 89034, MIR162 and NK603, pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0293).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified soybean MON 87751 × MON 87701 × MON 87708 × MON 89788, pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0365).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 87427 × MON 89034 × MIR162 × MON 87411 and genetically modified maize combining two or three of the single events MON 87427, MON 89034, MIR162 and MON 87411 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0366).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified maize MIR604 (SYN-IR6Ø4-5) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0367).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified maize MON 88017 (MON-88Ø17-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0368).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified maize MON 89034 (MON-89Ø34-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0369).

(6)  EFSA opinion, p. 10.

(7)  EFSA opinion, p. 22.

(8)  See, for example, Adamczyk, J.J. Jr., Meredith, W. R. Jr., ‘Genetic basis for variability of Cry1Ac expression among commercial transgenic Bacillus thuringiensis (Bt) cotton cultivars in the United States’, Journal of Cotton Science, 2004, 8(1), pp. 433-440, https://pubag.nal.usda.gov/catalog/10670

and Trtikova, M., Wikmark, O.G., Zemp, N., Widmer, A., Hilbeck, A., ‘Transgene expression and Bt protein content in transgenic Bt maize (MON810) under optimal and stressful environmental conditions’, Plos ONE, 2015:10(4), e0123011, https://journals.plos.org/plosone/article?id=10.1371/journal.pone.0123011

(9)  See, for example, Bonny, S., ‘Genetically Modified Herbicide-Tolerant Crops, Weeds, and Herbicides: Overview and Impact’, Environmental Management, January 2016; 57(1), pp. 31-48, https://www.ncbi.nlm.nih.gov/pubmed/26296738 and Benbrook, C.M., ‘Impacts of genetically engineered crops on pesticide use in the U.S. — the first sixteen years’, Environmental Sciences Europe; 28 September 2012, Vol. 24(1), https://enveurope.springeropen.com/articles/10.1186/2190-4715-24-24

(10)  EFSA conclusion on the peer review of the pesticide risk assessment of the active substance glyphosate, EFSA journal 2015; 13(11):4302, p. 3, https://www.efsa.europa.eu/en/efsajournal/pub/4302

(11)  Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC (OJ L 309, 24.11.2009, p. 1).

(12)  https://ec.europa.eu/food/plant/pesticides/eu-pesticides-database/active-substances/?event=as.details&as_id=79

(13)  See, for example, https://www.sciencedirect.com/science/article/abs/pii/S0304389420301400?via%3Dihub

(14)  This is indeed the case for glyphosate, as stated in the reasoned opinion of EFSA ‘Review of the existing maximum residue levels for glyphosate according to Article 12 of Regulation (EC) No 396/2005’, EFSA Journal 2018; 16(5):5263, p. 12, https://www.efsa.europa.eu/fr/efsajournal/pub/5263

(15)  Scientific Opinion of the EFSA Panel on Genetically Modified Organisms on application EFSA-GMO-NL-2011-97 for the placing on the market of insect-resistant and herbicide-tolerant genetically modified cotton T304-40 for food and feed uses, import and processing under Regulation (EC) No 1829/2003 from Bayer CropScience AG, EFSA Journal 2013; 11(6):3251, https://www.efsa.europa.eu/en/efsajournal/pub/3251, and Scientific opinion of the EFSA Panel on Genetically Modified Organisms on application (EFSA-GMO-NL-2011-96) for the placing on the market of genetically modified insect-resistant and herbicide-tolerant cotton GHB119, for food and feed uses, import and processing under Regulation (EC) No 1829/2003 from Bayer CropScience AG, EFSA Journal 2016; 14(10):4586, https://www.efsa.europa.eu/en/efsajournal/pub/4586, p. 14.

(16)  MacIntosh, S.C., Kishore, G.M., Perlak, F.J., Marrone, P.G., Stone, T.B., Sims, S.R., Fuchs, R.L., ‘Potentiation of Bacillus thuringiensis insecticidal activity by serine protease inhibitors’, Journal of Agricultural and Food Chemistry, 38, pp. 1145-1152, https://pubs.acs.org/doi/abs/10.1021/jf00094a051

(17)  For a review, see Rubio-Infante, N., Moreno-Fierros, L., ‘An overview of the safety and biological effects of Bacillus thuringiensis Cry toxins in mammals’, Journal of Applied Toxicology, May 2016, 36(5), pp. 630-648, http://onlinelibrary.wiley.com/doi/10.1002/jat.3252/full

(18)  Parenti, M.D., Santoro, A., Del Rio, A., Franceschi, C., ‘Literature review in support of adjuvanticity/immuno-genicity assessment of proteins’, EFSA Supporting Publications, January 2019, 16(1): 1551, https://efsa.onlinelibrary.wiley.com/doi/abs/10.2903/sp.efsa.2019.EN-1551

(19)  See, for example, Hilbeck, A., Otto, M., ‘Specificity and combinatorial effects of Bacillus thuringiensis Cry toxins in the context of GMO risk assessment’, Frontiers in Environmental Science 2015, 3:71, https://www.frontiersin.org/articles/10.3389/ fenvs.2015.00071/full

(20)  Hilbeck, A., Defarge, N., Lebrecht, T., Bøhn, T., ‘Insecticidal Bt crops. EFSA’s risk assessment approach for GM Bt plants fails by design’, RAGES 2020, p. 4, https://www.testbiotech.org/sites/default/files/RAGES_report-Insecticidal%20Bt%20plants.pdf

(21)  https://www.dtnpf.com/agriculture/web/ag/crops/article/2020/09/29/epa-proposes-phasing-dozens-bt-corn

(22)  Douglas, M.R., Tooker, J.F., ‘Large-Scale Deployment of Seed Treatments Has Driven Rapid Increase in Use of Neonicotinoid Insecticides and Preemptive Pest Management in U.S. Field Crops’, Environmental Science and Technology 2015, 49, 8, pp. 5088-5097, https://pubs.acs.org/doi/10.1021/es506141g

(23)  Member States comments, accessible via the EFSA register of questions (Reference: EFSA-Q-2014-00721): https://www.efsa.europa.eu/en/register-of-questions

(24)  Directive 2001/18/EC of the European Parliament and of the Council of 12 March 2001 on the deliberate release into the environment of genetically modified organisms and repealing Council Directive 90/220/EEC (OJ L 106, 17.4.2001, p. 1).

(25)  https://www.ohchr.org/EN/Issues/Food/Pages/Pesticides.aspx

(26)  https://www.un.org/sustainabledevelopment/health/

(27)  The Commission ‘may, and not ‘shall’, go ahead with authorisation if there is no qualified majority of Member States in favour at the Appeal Committee, according to Regulation (EU) No 182/2011 (Article 6(3)).

(28)  Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (OJ L 31, 1.2.2002, p. 1).

(29)  https://tillymetz.lu/wp-content/uploads/2020/09/Co-signed-letter-MEP-Metz.pdf

(30)  Texts adopted, P9_TA(2020)0364.


24.11.2021   

EN

Official Journal of the European Union

C 474/74


P9_TA(2021)0081

Genetically modified maize MZIR098 (SYN-ØØØ98-3)

European Parliament resolution of 11 March 2021 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MZIR098 (SYN-ØØØ98-3), pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (D070620/02 — 2021/2554(RSP))

(2021/C 474/07)

The European Parliament,

having regard to the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MZIR098 (SYN-ØØØ98-3), pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (D070620/02,

having regard to Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed (1), and in particular Articles 7(3) and 19(3) thereof,

having regard to Commission Implementing Regulation (EU) No 503/2013 of 3 April 2013 on applications for authorisation of genetically modified food and feed in accordance with Regulation (EC) No 1829/2003 of the European Parliament and of the Council and amending Commission Regulations (EC) No 641/2004 and (EC) No 1981/2006 (2),

having regard to the vote of the Standing Committee on the Food Chain and Animal Health referred to in Article 35 of Regulation (EC) No 1829/2003 on 11 January 2021, at which no opinion was delivered,

having regard to Articles 11 and 13 of Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (3),

having regard to the opinion adopted by the European Food Safety Authority (EFSA) on 28 May 2020, and published on 26 June 2020 (4),

having regard to its previous resolutions objecting to the authorisation of genetically modified organisms (‘GMOs’) (5),

having regard to Rule 112(2) and (3) of its Rules of Procedure,

having regard to the motion for a resolution of the Committee on the Environment, Public Health and Food Safety,

A.

whereas, on 25 April 2017, Syngenta Crop Protection NV/SA (‘the applicant’) submitted an application for the placing on the market of foods, food ingredients and feed containing, consisting of or produced from genetically modified maize MZIR098 (‘the GM maize’) in accordance with Articles 5 and 17 of Regulation (EC) No 1829/2003; whereas the application also covered the placing on the market of products containing or consisting of the GM maize for uses other than food and feed, with the exception of cultivation;

B.

whereas, on 28 May 2020, EFSA adopted a favourable opinion, which was published on 26 June 2020;

C.

whereas the GM maize has been modified to confer tolerance to herbicides containing glufosinate (the ‘complementary herbicide’) as well as producing two insecticidal proteins (‘Bt’ or ‘Cry’ toxins): eCry3.1Ab and mCry3A, which are toxic to certain coleopteran larvae feeding on maize (6);

D.

whereas Regulation (EC) No 1829/2003 states that genetically modified (‘GM’) food or feed must not have adverse effects on human health, animal health or the environment, and requires the Commission to take into account any relevant provisions of Union law and other legitimate factors relevant to the matter under consideration when drafting its decision;

E.

whereas Implementing Regulation (EU) No 503/2013 requires an assessment of whether the expected agricultural practices influence the outcome of the studied endpoints; whereas, according to that Implementing Regulation, this is especially relevant for herbicide resistant plants; whereas, furthermore, the different sites selected for the field trials shall reflect the different meteorological and agronomic conditions under which the crop is to be grown;

Lack of data on gene expression and plant composition

F.

whereas, field trials for the compositional and agronomic assessment of the GM maize were conducted in the United States at only eight sites, but not in other relevant maize producing areas such as Brazil, Argentina, Paraguay or Uruguay; whereas only data from one year, 2013, were used to produce data on the relevant meteorological conditions under which the plants may be grown; whereas glufosinate was not used as a complementary herbicide in the high doses that should be expected in the context of increasing weed resistance;

G.

whereas EFSA failed to request further studies, e.g. field trials lasting for more than one season and in other maize producing regions; whereas, furthermore, no data were generated representing more extreme environmental conditions, such as those caused by climate change even though it has been shown that environmental factors can impact Bt toxin expression (7);

Lack of analysis of glufosinate residues

H.

whereas glufosinate is classified as toxic to reproduction 1B and thus meets the ‘cut-off criteria’ set out in Regulation (EC) No 1107/2009 of the European Parliament and of the Council (8); whereas the approval of glufosinate for use in the Union expired on 31 July 2018 (9);

I.

whereas studies show that glufosinate can severely impact the microbiome (10), and consequently the long term toxicity (mixed toxicity) of whole food and feed of the Bt toxins on the intestinal gut from spraying with glufosinate should first be assessed before any conclusion can be taken on health impacts and food safety;

J.

whereas assessment of herbicide residues, and herbicide break-down products, found on GM plants, along with their interaction with Bt toxins, is considered outside the remit of the EFSA Panel on Genetically Modified Organisms(‘EFSA GMO Panel’) and is therefore not undertaken as part of the authorisation process for GMOs;

Outstanding questions concerning Bt toxins

K.

whereas eCry3.1Ab and mCry3A proteins produced in Escherichia coli (E-coli) were used to conduct the safety studies, rather than proteins produced by the GM plant itself (11), meaning that the assessment of toxic effects is based on the assumed equivalence of E-coli-produced Bt toxins with the plant produced Bt toxins; whereas according to a Member State competent authority, in order to adequately take into account synergistic effects, assessments should not solely be based on tests with transgenic Bt toxins produced in microbial systems (12);

L.

whereas, furthermore, little significance can be attributed to toxicological tests conducted with proteins in isolation, due to the fact that Bt toxins in GM crops, such as maize, cotton and soybeans, are inherently more toxic than isolated Bt toxins; whereas this is because protease inhibitors (PI), present in the plant tissue, can increase the toxicity of the Bt toxins by delaying their degradation; whereas this phenomena has been demonstrated in a number of scientific studies, including one conducted for Monsanto 30 years ago which showed that even the presence of extremely low levels of PI enhanced the toxicity of Bt toxins up to 20-fold (13);

M.

whereas those effects have never been taken into account in EFSA risk assessments, even though they are relevant for all Bt plants approved for import or cultivation in the Union; whereas risks, arising from this enhanced toxicity due to the interaction between PI and Bt toxins, to humans and animals consuming food and feed containing Bt toxins cannot be ruled out;

N.

whereas a number of studies show that side effects have been observed that may affect the immune system following exposure to Bt toxins and that some Bt toxins may have adjuvant properties (14), meaning that they can increase the allergenicity of other proteins with which they come into contact;

O.

whereas assessment of the potential interaction of herbicide residues and their metabolites with Bt toxins is considered outside the remit of the EFSA GMO Panel and is therefore not undertaken as part of the risk assessment; whereas this is problematic since residues from spraying with glufosinate are known to disturb the microbiome which, for example, may enhance immune reactions in combination with Bt toxins (15);

Bt crops: effects on non-target organisms and increased resistance

P.

whereas, unlike the use of insecticides, where exposure is at the time of spraying and for a limited time afterwards, the use of Bt GM crops leads to continuous exposure of the target and non-target organisms to Bt toxins;

Q.

whereas the assumption that Bt toxins exhibit a single target-specific mode-of-action can no longer be considered correct and effects on non-target organisms cannot be excluded (16); whereas an increasing number of non-target organisms are reported to be affected in many ways; whereas 39 peer-reviewed publications that report significant adverse effects of Bt toxins on many ‘out-of-range’ species are mentioned in a recent overview (17);

R.

whereas a range of non-target organisms in the Union could be exposed to Bt toxins via spillage, waste and manure resulting from the import of Bt crops; whereas no effects on non-target organisms were evaluated in the risk assessment;

S.

whereas the risk assessment did not consider the development of resistance in the target pests to Bt toxins, possibly resulting in the use of less environmentally safe pesticides or increased doses and the number of applications to the GM crop in the country of cultivation; whereas, the United States Environmental Protection Agency is planning to phase out many Bt corn hybrids, as well as some Bt cotton varieties, in the next three to five years, due to the growth in insect resistance to such crops (18);

T.

whereas, while it has been claimed that the use of Bt crops leads to a decrease in the use of insecticides, a recently published United States study (19), finds that ‘several analyses on the influence of Bt crops on pesticide-use patterns do not seem to have considered seed treatments and so may have overstated reductions in insecticide use (especially “area treated”) associated with Bt crops’;

U.

whereas the Union is party to the United Nations (UN) Convention on Biological Diversity (‘UN CBD’), which makes it clear that both exporting and importing countries have international responsibilities regarding biological diversity;

Member State comments

V.

whereas Member States submitted many critical comments to EFSA during the three-month consultation period (20); whereas those critical comments include that the data submitted from the field trials are insufficient to establish that the trial sites are representative as regards agronomic practices or abiotic (e.g. soil moisture and fertility) and biotic factors (e.g. prevailing pest and disease pressure and weed profiles), that the scope of the comparative analysis is too narrow as it did not take into account the use of glufosinate on the GM maize, that the monitoring plan is insufficient to address the potential environmental effects of the GM maize, that the studies submitted by the applicant are not sufficient to conclude that the exposure to the environment and thus effects on non-target organisms will be negligible and that no final conclusion is possible with reference to long term reproductive or developmental effects of the whole food or feed;

Upholding the Union’s international obligations

W.

whereas Regulation (EC) No 1829/2003 provides that GM food or feed must not have adverse effects on human health, animal health or the environment, and requires the Commission to take into account any relevant provisions of Union law and other legitimate factors relevant to the matter under consideration when drafting its decision; whereas such legitimate factors should include the Union’s obligations under the UN Sustainable Development Goals (‘SDGs’), the Paris Climate Agreement and the UN CBD;

X.

whereas a 2017 report by the UN’s Special Rapporteur on the right to food found that, particularly in developing countries, hazardous pesticides have catastrophic impacts on health (21); whereas UN SDG Target 3.9 aims by 2030 to substantially reduce the number of deaths and illnesses from hazardous chemicals and air, water and soil pollution and contamination (22); whereas authorising the import of the GM maize would increase demand for this crop treated with a herbicide that is toxic to reproduction and that is no longer authorised for use in the Union, thereby increasing the exposure of workers in third countries; whereas the risk of increased worker exposure is of particular concern in relation to herbicide-tolerant GM crops, given the higher volumes of herbicides used;

Undemocratic decision-making

Y.

whereas the vote on 11 January 2021 of the Standing Committee on the Food Chain and Animal Health referred to in Article 35 of Regulation (EC) No 1829/2003 delivered no opinion, meaning that the authorisation was not supported by a qualified majority of Member States; whereas 13 Member States (representing 35,52 % of the Union population) voted against authorisation, whilst only 10 Member States (representing 27,49 %) voted in favour; whereas 4 Member States (representing 37 %) abstained;

Z.

whereas the Commission recognises that the fact that GMO authorisation decisions continue to be adopted by the Commission without a qualified majority of Member States in favour, which is very much the exception for product authorisations as a whole but has become the norm for decision-making on GM food and feed authorisations, is problematic;

AA.

whereas, in its eighth term, the European Parliament adopted a total of 36 resolutions objecting to the placing on the market of GMOs for food and feed (33 resolutions) and to the cultivation of GMOs in the Union (three resolutions); whereas, in its ninth term, the European Parliament has already adopted 16 objections to placing GMOs on the market; whereas there was not a qualified majority of Member States in favour of authorising any of those GMOs; whereas the reasons for Member States not supporting authorisations include lack of respect for the precautionary principle in the authorisation process and scientific concerns relating to the risk assessment;

AB.

whereas despite its own acknowledgement of the democratic shortcomings, the lack of support from Member States and the objections of Parliament, the Commission continues to authorise GMOs;

AC.

whereas no change of law is required for the Commission to be able not to authorise GMOs when there is no qualified majority of Member States in favour in the Appeal Committee (23);

1.

Considers that the draft Commission implementing decision exceeds the implementing powers provided for in Regulation (EC) No 1829/2003;

2.

Considers that the draft Commission implementing decision is not consistent with Union law, in that it is not compatible with the aim of Regulation (EC) No 1829/2003, which is, in accordance with the general principles laid down in Regulation (EC) No 178/2002 of the European Parliament and of the Council (24), to provide the basis for ensuring a high level of protection of human life and health, animal health and welfare, and environmental and consumer interests, in relation to GM food and feed, while ensuring the effective functioning of the internal market;

3.

Calls on the Commission to withdraw its draft implementing decision;

4.

Welcomes the fact that the Commission finally recognised, in a letter of 11 September 2020 to Members, the need to take sustainability into account when it comes to authorisation decisions on GMOs (25); expresses its deep disappointment, however, that, since then the Commission has continued to authorise GMOs for import into the Union, despite ongoing objections by Parliament and a majority of Member States voting against;

5.

Calls on the Commission to move forward with the utmost urgency concerning the development of sustainability criteria, with full involvement of Parliament; calls on the Commission to provide information on how this process will be undertaken and in what timeframe;

6.

Reiterates its call on the Commission not to authorise herbicide-tolerant GM crops until the health risks associated with the residues have been comprehensively investigated on a case-by-case basis, which requires a full assessment of the residues from spraying such GM crops with complementary herbicides, an assessment of the herbicide break-down products and any combinatorial effects, including with the GM plant itself;

7.

Reiterates its call on the Commission not to authorise the import for food or feed uses of any GM plant which has been made tolerant to a herbicide-active substance that is not authorised for use in the Union;

8.

Calls on EFSA to finally accept the substantial differences between native Bt toxins and those expressed by synthetic transgenes in GM crop plants, and to widen its risk assessment in order to fully take into account all interactions and combinatorial effects between Bt-toxins, GM plants and their constituents, residues from spraying with the complementary herbicides, the environment as well as impacts on health and food safety;

9.

Calls on EFSA to no longer accept toxicity studies based on isolated proteins which are likely to be different in structure and biological effects compared to those produced by the plant itself, and to require that all tests are carried out with tissue from the GM plant;

10.

Calls on EFSA to make sure that data from field trials or greenhouses cover a sufficiently broad range of agronomic and environmental conditions to assess the impact of all stress factors which have to be expected during cultivation on gene expression and plant composition;

11.

Calls on EFSA to make sure that the data from field trials or greenhouses cover a sufficiently broad range of different varieties to assess the impact of various genetic backgrounds on gene expression and plant composition;

12.

Calls on EFSA to request data on the impact of the consumption of food and feed derived from GM plants on the intestinal microbiome;

13.

Urges the Commission, again, to take into account the Union’s obligations under international agreements, such as the Paris Climate Agreement, the UN CBD and the UN SDGs;

14.

Highlights that the amendments adopted by the European Parliament on 17 December 2020 on the proposal for a regulation of the European Parliament and of the Council amending Regulation (EU) No 182/2011 (26), which were adopted in Parliament as a basis for negotiations with the Council, state that the Commission shall not authorise GMOs when there is not a qualified majority of Member States in favour; insists that the Commission respect this position and calls on the Council to proceed with its work and adopt a general approach on this file as a matter of urgency;

15.

Instructs its President to forward this resolution to the Council and the Commission, and to the governments and parliaments of the Member States.

(1)  OJ L 268, 18.10.2003, p. 1.

(2)  OJ L 157, 8.6.2013, p. 1.

(3)  OJ L 55, 28.2.2011, p. 13.

(4)  Scientific Opinion of the EFSA Panel on Genetically Modified Organisms on the assessment of genetically modified maize MZIR098 for food and feed uses, under Regulation (EC) No 1829/2003 (application EFSA-GMO-DE-2017-142), EFSA Journal 2020; 18(6):6171, https://efsa.onlinelibrary.wiley.com/doi/full/10.2903/j.efsa.2020.6171

(5)  In its eighth term, Parliament adopted 36 resolutions objecting to the authorisation of GMOs. Furthermore, in its ninth term Parliament has adopted the following resolutions:

European Parliament resolution of 10 October 2019 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MZHG0JG (SYN-ØØØJG-2), pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0028).

European Parliament resolution of 10 October 2019 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified soybean A2704-12 (ACS-GMØØ5-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0029).

European Parliament resolution of 10 October 2019 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 89034 × 1507 × MON 88017 × 59122 × DAS-40278-9 and genetically modified maize combining two, three or four of the single events MON 89034, 1507, MON 88017, 59122 and DAS-40278-9 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0030).

European Parliament resolution of 14 November 2019 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified cotton LLCotton25 (ACS-GHØØ1-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0054).

European Parliament resolution of 14 November 2019 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified soybean MON 89788 (MON-89788-1) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0055).

European Parliament resolution of 14 November 2019 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 89034 × 1507 × NK603 × DAS-40278-9 and sub-combinations MON 89034 × NK603 × DAS-40278-9, 1507 × NK603 × DAS-40278-9 and NK603 × DAS-40278-9 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0056).

European Parliament resolution of 14 November 2019 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize Bt11 × MIR162 × MIR604 × 1507 × 5307 × GA21 and genetically modified maize combining two, three, four or five of the single events Bt11, MIR162, MIR604, 1507, 5307 and GA21 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2019)0057).

European Parliament resolution of 14 May 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified soybean MON 87708 × MON 89788 × A5547-127, pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0069).

European Parliament resolution of 11 November 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 87427 × MON 89034 × MIR162 × NK603 and genetically modified maize combining two or three of the single events MON 87427, MON 89034, MIR162 and NK603, and repealing Commission Implementing Decision (EU) 2018/1111 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0291).

European Parliament resolution of 11 November 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified soybean SYHT0H2 (SYN-ØØØH2-5), pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0292).

European Parliament resolution of 11 November 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 87427 × MON 87460 × MON 89034 × MIR162 × NK603 and genetically modified maize combining two, three or four of the single events MON 87427, MON 87460, MON 89034, MIR162 and NK603, pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0293).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified soybean MON 87751 × MON 87701 × MON 87708 × MON 89788, pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0365).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision authorising the placing on the market of products containing, consisting of or produced from genetically modified maize MON 87427 × MON 89034 × MIR162 × MON 87411 and genetically modified maize combining two or three of the single events MON 87427, MON 89034, MIR162 and MON 87411 pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0366).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified maize MIR604 (SYN-IR6Ø4-5) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0367).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified maize MON 88017 (MON-88Ø17-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0368).

European Parliament resolution of 17 December 2020 on the draft Commission implementing decision renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified maize MON 89034 (MON-89Ø34-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (Texts adopted, P9_TA(2020)0369).

(6)  EFSA opinion, p. 1.

(7)  See, for example, Trtikova, M., Wikmark, O.G., Zemp, N., Widmer, A., Hilbeck, A., ‘Transgene expression and Bt protein content in transgenic Bt maize (MON810) under optimal and stressful environmental conditions’, Plos ONE, 2015:10(4): e0123011, https://journals.plos.org/plosone/article?id=10.1371/journal.pone.0123011

(8)  Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC (OJ L 309, 24.11.2009, p. 1).

(9)  https://ec.europa.eu/food/plant/pesticides/eu-pesticides-database/active-substances/? event=as.details&as_id=79

(10)  See, for example, https://www.sciencedirect.com/science/article/abs/pii/ S0304389420301400?via%3Dihub

(11)  EFSA opinion, p. 10.

(12)  Member States comments, accessible via the EFSA register of questions (Reference: EFSA-Q-2017-00398): https://www.efsa.europa.eu/en/register-of-questions, p. 21.

(13)  MacIntosh, S.C., Kishore, G.M., Perlak, F.J., Marrone, P.G., Stone, T.B., Sims, S.R., Fuchs, R.L., ‘Potentiation of Bacillus thuringiensis insecticidal activity by serine protease inhibitors’, Journal of Agricultural and Food Chemistry, 38, pp. 1145-1152, https://pubs.acs.org/doi/abs/10.1021/jf00094a051

(14)  For a review, see Rubio-Infante, N., Moreno-Fierros, L., ‘An overview of the safety and biological effects of Bacillus thuringiensis Cry toxins in mammals’, Journal of Applied Toxicology, May 2016, 36(5), pp. 630-648, https://onlinelibrary.wiley.com/doi/full/10.1002/jat.3252

(15)  Parenti, M.D., Santoro, A., Del Rio, A., Franceschi, C., ‘Literature review in support of adjuvanticity/immunogenicity assessment of proteins’, EFSA Supporting Publications, January 2019, 16(1): 1551, https://efsa.onlinelibrary.wiley.com/doi/abs/10.2903/sp.efsa.2019.EN-1551

(16)  See, for example, Hilbeck, A., Otto, M., ‘Specificity and combinatorial effects of Bacillus thuringiensis Cry toxins in the context of GMO environmental risk assessment’, Frontiers in Environmental Science 2015, 3:71, https://doi.org/10.3389/fenvs.2015.00071

(17)  Hilbeck, A., Defarge, N., Lebrecht, T., Bøhn, T., ‘Insecticidal Bt crops. EFSA’s risk assessment approach for GM Bt plants fails by design’, RAGES 2020, p. 4, https://www.testbiotech.org/sites/default/files/RAGES_report-Insecticidal%20Bt%20plants.pdf

(18)  https://www.dtnpf.com/agriculture/web/ag/crops/article/2020/09/29/epa-proposes-phasing-dozens-bt-corn

(19)  Douglas, M.R., Tooker, J.F., ‘Large-Scale Deployment of Seed Treatments Has Driven Rapid Increase in Use of Neonicotinoid Insecticides and Preemptive Pest Management in U.S. Field Crops’, Environmental Science and Technology 2015, 49, 8, pp. 5088-5097, https://pubs.acs.org/doi/10.1021/es506141g

(20)  Member States comments, accessible via the EFSA register of questions (Reference: EFSA-Q-2017-00398): https://www.efsa.europa.eu/en/register-of-questions

(21)  https://www.ohchr.org/EN/Issues/Food/Pages/Pesticides.aspx

(22)  https://www.un.org/sustainabledevelopment/health/

(23)  The Commission ‘may, and not ‘shall’, go ahead with authorisation if there is no qualified majority of Member States in favour at the Appeal Committee, according to Regulation (EU) No 182/2011 (Article 6(3)).

(24)  Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (OJ L 31, 1.2.2002, p. 1).

(25)  https://tillymetz.lu/wp-content/uploads/2020/09/Co-signed-letter-MEP-Metz.pdf

(26)  Texts adopted, P9_TA(2020)0364.


24.11.2021   

EN

Official Journal of the European Union

C 474/82


P9_TA(2021)0082

Activities of the European Ombudsman — annual report 2019

European Parliament resolution of 11 March 2021 on the activities of the European Ombudsman — annual report 2019 (2020/2125(INI))

(2021/C 474/08)

The European Parliament,

having regard to the annual report on the activities of the European Ombudsman in 2019,

having regard to Articles 15, 24(3), 228 and 298(1) of the Treaty on the Functioning of the European Union (TFEU),

having regard to Article 10(3) of the Treaty on European Union (TEU),

having regard to Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (1),

having regard to Articles 11, 41, 42 and 43 of the Charter of Fundamental Rights of the European Union (the ‘Charter’),

having regard to the UN Convention on the Rights of Persons with Disabilities,

having regard to its previous resolutions on the European Ombudsman’s activities,

having regard to Rules 54, 142(2) and 232(1) of its Rules of Procedure,

having regard to its resolution of 17 January 2019 on the Ombudsman’s strategic inquiry OI/2/2017 on the transparency of legislative discussions in the preparatory bodies of the Council of the EU (2),

having regard to the European Code of Good Administrative Behaviour adopted by Parliament on 6 September 2001,

having regard to the report of the Committee on Petitions (A9-0013/2021),

A.

whereas the annual report on the activities of the European Ombudsman in 2019 was formally submitted to the President of Parliament on 5 May 2020 and whereas the European Ombudsman, Emily O’Reilly, presented the report to the Committee on Petitions in Brussels on 3 September 2020;

B.

whereas Emily O’Reilly was re-elected European Ombudsman by Parliament at its plenary sitting in Strasbourg on 18 December 2019;

C.

whereas Article 41(1) of the Charter states that ‘every person has the right to have his or her affairs handled impartially, fairly and within a reasonable time by the institutions, bodies, offices and agencies of the Union’;

D.

whereas Article 43 of the Charter states that ‘any citizen of the Union and any natural or legal person residing or having its registered office in a Member State has the right to refer to the European Ombudsman cases of maladministration in the activities of the institutions, bodies, offices or agencies of the Union, with the exception of the Court of Justice of the European Union acting in its judicial role’;

E.

whereas it is essential that EU citizens have enough information to be able to follow EU policy and law making, and participate meaningfully in European democratic processes; whereas people’s trust in public administrations is enhanced when they can see that institutions are working for the public good and maintaining high ethical standards;

F.

whereas the Ombudsman’s main priority is to ensure that citizens’ rights are fully upheld, in accordance with the Treaties and the Charter, and that the right to good administration reflects the highest standards expected of the institutions, bodies, offices and agencies of the Union, with the exception of the activities carried out by the Court of Justice of the European Union acting in its judicial role; whereas the Ombudsman plays a vital role in helping EU institutions become more open, effective and citizen-friendly with the aim of strengthening citizens’ confidence in the Union;

G.

whereas the European Ombudsman launched a strategic initiative on the leave rights of certain EU staff members and the best interests of the child (SI/1/2019/AMF) (3), which led to the harmonisation of the rules of the Commission and the Council on the leave rights of staff members who become parents through surrogacy; whereas no comparable results were produced at the European Parliament owing to an unwillingness to adapt its rules on leave;

H.

whereas 2020 marks the 25th anniversary of the establishment of the European Ombudsman; whereas since its opening, the Ombudsman’s office has dealt with 57 000 complaints leading to over 7 300 inquiries; whereas the continuous efforts of the office and its staff towards respecting and upholding transparency, ethics and accountability in the EU administration should be duly recognised and commended;

I.

whereas, according to the Eurobarometer survey conducted in June 2019, 44 % of citizens trust the European Union and 46 % do not; whereas it is essential for the institutions to be held accountable so as to increase the level of satisfaction of EU citizens;

J.

whereas Article 10(3) TEU provides that ‘every citizen shall have the right to participate in the democratic life of the Union’ and that ‘decisions shall be taken as openly and as closely as possible to the citizen’;

K.

whereas Article 24 TFEU provides that ‘every citizen of the Union may apply to the Ombudsman established in accordance with Article 228’;

L.

whereas Article 228 TFEU empowers the Ombudsman to conduct inquiries into maladministration in the activities of the Union institutions, bodies, offices, and agencies, with the exception of the Court of Justice of the European Union acting in its judicial role;

M.

whereas 19 619 citizens requested assistance from the Ombudsman in 2019, and 16 045 were given advice via the interactive guide on the Ombudsman’s website; whereas in 2019 the Ombudsman registered 2 201 complaints and received 1 373 requests for information;

N.

whereas of the 2 201 complaints dealt with by the Ombudsman, 879 fell within and 1 330 outside her remit;

O.

whereas of the 2 201 complaints, the Ombudsman provided advice to the complainant or passed the matter on in 862 cases, in 883 cases the complainant was informed that no additional advice could be provided, and 456 complaints gave rise to an inquiry;

P.

whereas of the inquiries closed by the Ombudsman, 26,9 % concerned requests for information and access to documents, 22 % concerned service culture, for example kindness towards citizens, language-related matters and time limits, 19,8 % concerned the appropriate use of discretionary powers, including in infringement proceedings, 13,2 % concerned respect for procedural rights, including the right to be heard, 13 % concerned the proper management of administrative and staff matters, 12,3 % concerned recruitment and 8,4 % concerned respect for fundamental rights;

Q.

whereas the length of most of the inquiries closed by the Ombudsman in 2019 ranged between three (43,4 %) and 18 months (10,2 %); whereas the average length of time needed to close an inquiry was less than seven months;

R.

whereas as part of her inquiries, the European Ombudsman is entitled to submit proposals to EU institutions and bodies on how to address a problem or improve their administrative practices; whereas these proposals take the form of solutions, recommendations and suggestions;

S.

whereas according to the annual ‘Putting it Right?’ report, published in December 2019, which analyses the institutions’ responses to the Ombudsman’s proposals in the context of inquiries closed in 2018, the implementation rate achieved by the EU institutions in response to the Ombudsman’s proposals is 77 %; whereas 11 institutions achieved an implementation rate of 100 %, while the Commission, the institution against which a majority of the complaints were lodged, achieved a rate of 70,9 %;

T.

whereas in her strategic work in 2019 the Ombudsman opened four new strategic inquiries: on transparency in the preparatory bodies of the Eurogroup, on the ‘revolving doors’ at the Commission, on the treatment of persons with disabilities under the EU Joint Sickness Insurance Scheme, and on the European Medicines Agency (EMA) and the activities prior to the submission of medicinal products with a view to their authorisation;

U.

whereas in 2019 the Ombudsman opened nine strategic initiatives, including on the effectiveness of the mechanisms put in place by the Member States for dealing with complaints relating to the Structural Funds, on the transparency of the Brexit negotiations, on the transparency of EU lobbying and the EU Transparency Register, on the EU procedure for food risk assessment, on the transparency of meetings between the President of the European Council and interest representatives, on improvements to the European Citizens’ Initiative, on the integration of children with disabilities into European Schools and on the right to leave of EU staff members who become parents through surrogacy;

V.

whereas the role of the European Ombudsman as a member of the EU Framework of the UN Convention on the Rights of Persons with Disabilities (UNCRPD) is to protect, promote and monitor its implementation at the level of the EU institutions; whereas the European Ombudsman chaired the EU Framework in 2019;

W.

whereas Article 19 of the UNCRPD provides that the parties ‘recognise the equal right of all persons with disabilities to live in the community, with choices equal to others, and shall take effective and appropriate measures to facilitate full enjoyment by persons with disabilities of this right and their full inclusion and participation in the community’;

X.

whereas on 12 February 2019 Parliament approved its draft regulation laying down the regulations and general conditions governing the performance of the Ombudsman’s duties (Statute of the European Ombudsman) (4); whereas this new regulation is now awaiting approval by the Council;

Y.

whereas in 2019 the European Ombudsman opened 458 inquiries, of which 2 were opened on its own initiative, while closing 560 inquiries (552 complaint-based and 8 own-initiative); whereas the greater part of the inquiries once again concerned the Commission (274 inquiries or 59,7 %), followed by the European Personnel Selection Office (EPSO) (44 inquiries or 9,6 %) and the EU agencies (33 inquiries or 7,2 %), and the rest were distributed as follows: Parliament (21 inquiries or 4,6 %), the European External Action Service (EEAS) (17 inquiries or 3,7 %), the European Investment Bank (7 inquiries or 1,5 %), and other institutions (54 inquiries or 11,8 %);

Z.

whereas the proper application of EU law and the fulfilment of the obligations arising therefrom are the responsibility of the institutions and bodies of the EU, in line with the obligations stemming from the Treaties and the Charter;

AA.

whereas the Ombudsman launched an inquiry into the decision of the European Banking Authority (EBA), announced publicly on 17 September 2019, to allow its Executive Director to become Chief Executive Officer (CEO) of the Association for Financial Markets in Europe (AFME), a lobby organisation for the financial industry; whereas the Ombudsman found instances of maladministration by the EBA in its failure to mitigate the risks of conflicts of interest when it approved the job move and in continuing to give its outgoing Executive Director access to confidential information;

AB.

whereas the Ombudsman launched an inquiry following a complaint concerning corporate sponsorship of the Presidency of the Council of the EU; whereas the Ombudsman noted that the use of sponsorship by the Presidency entails reputational risks for the EU as a whole and recommended that the Council issue guidance to Member States on the issue of sponsorship of the Presidency in order to mitigate these reputational risks;

AC.

whereas on 30 July 2019 the Commission issued an invitation to tender for a study in order to develop tools and mechanisms on integrating environmental, social and governance (ESG) objectives into EU banking rules; whereas the Commission decided to award the contract to BlackRock Investment Management, a company managing investments in large fossil fuel companies and systemically important banks, which are sectors impacted by new rules on ESG issues at EU level; whereas the Ombudsman found in her inquiry related to this case that the Commission should have been more vigilant and that its decision to award the contract to BlackRock did not provide sufficient guarantees to exclude the risk of conflicts of interest with serious negative consequences on the performance of the contract, as the company manifestly had an interest in the development of future EU regulation that will impact on itself and on its clients;

1.   

Welcomes the annual report for 2019 presented by the European Ombudsman;

2.   

Congratulates Emily O’Reilly on her re-election as European Ombudsman and on her excellent work; endorses her commitment to continuing her efforts to ‘ensure that the EU delivers the highest standards of administration, transparency and ethics’, and to guaranteeing the accessibility and quality of the services that the EU provides to EU citizens; reiterates that transparency is a principle complementary to the rule of law and democracy and that its implementation should be aimed at allowing citizens to participate in the decision-making process;

Transparency and ethics

3.

Expresses satisfaction with its fruitful relationship with the European Ombudsman, a key and indispensable partner of the European Parliament, which re-elected the outgoing Ombudsman, Emily O’Reilly, for a second term of office and endorsed her proposal for a special report on transparency in the Council by adopting a resolution approved by a plenary majority in January 2019;

4.

Welcomes the close cooperation between the Ombudsman and her team and the Committee on Petitions, which makes it possible to improve the quality of European administration and the accessibility and quality of its services for EU citizens;

5.

Stresses the need for the EU institutions to maintain the maximum level of transparency and objectivity, so that citizens can follow and take an active part in the decision-making process in order to strengthen their trust in and feeling of proximity to the institutions, while guaranteeing access to all relevant information so that they can fully exercise their democratic rights and ensuring a genuine capacity to hold the institutions to account; underlines that the Ombudsman opened an inquiry into the Commission’s refusal to give public access to documents concerning the purchase of vaccines against COVID-19; calls for the full publication of contracts and other agreements signed with pharmaceutical companies, including documents related to the negotiations held with the latter, for the development, manufacturing, purchase and deployment of vaccines against COVID-19, as well as the full transparency of all results concerning clinical trials related to these vaccines;

6.

Highlights that the lack of transparency of the EU legislative process increases citizens’ distrust and weakens the legitimacy of the decision-making process as a whole;

7.

Welcomes the European Ombudsman’s ambition to maintain in all circumstances a high level of vigilance in upholding the highest possible standards of transparency and ethics, including in a health crisis;

8.

Urges the European Ombudsman to continue promoting greater transparency in legislative discussions in the preparatory bodies of the Council of the European Union, as regards both public access to its legislative documents and its decision-making process, so that its deliberations can be more readily understood;

9.

Urges the Council to implement the European Ombudsman’s recommendations, and to revise its confidentiality policy to ensure the highest level of transparency in its work so that timely public access to legislative documents is easily available; calls for the transparent and systematic identification of Member State governments when they set out their positions, since as co-legislator the Council must be held accountable to the public for its actions; recalls the suggestions made in its resolution on the Ombudsman’s strategic inquiry OI/2/2017 on the transparency of legislative discussions in the preparatory bodies of the Council of the EU;

10.

Regrets the practice of Member States holding the Presidency of the Council of accepting corporate sponsorship; believes that such a practice must be prevented in order to preserve the reputation and integrity of the Council and of the EU as a whole;

11.

Urges Member States to be more diligent in meeting their obligation to cooperate with the Ombudsman;

12.

Notes that, in keeping with the European Ombudsman’s recommendations, the Commission and the Council have maintained a high level of transparency in the legislative process throughout the negotiations on EU-UK relations, publishing more than 100 negotiating documents and making the Chief Negotiator’s timetable available to citizens, and urges them to do the same when drawing up the future free trade agreement; calls more broadly on the Commission to fulfil its obligations regarding sustainability impact assessments of all EU trade agreements;

13.

Points out that for years transparency, and in particular access to documents, has been the main subject of complaints, and welcomes the fact that in connection with a number of inquiries the European Ombudsman has called for public access to be granted; deplores, however, the fact that the European Ombudsman’s recommendations are not always implemented and that OLAF’s report on the use of a loan granted to the German car manufacturer Volkswagen has still not been published; calls for EU legislation on access to documents (Regulation (EC) No 1049/2001 (5)) to be updated in order to facilitate the European Ombudsman’s work; urges the Council to reopen its discussions on the basis of the resolution of the European Parliament of 12 June 2013 on the deadlock on the revision of Regulation (EC) No 1049/2001 (6);

14.

Welcomes the more ambitious approach taken to the transparency of the bodies preparing meetings of the Eurogroup, which agreed, following a request from the Ombudsman, to publish the dates and draft agendas of Eurogroup meetings earlier than before, to provide more details in the letters summarising the meetings and to include more information on the Eurogroup website concerning its activities;

15.

Welcomes the European Ombudsman’s repeated efforts to combat conflicts of interest; stresses the need for increased transparency in the Council; strongly supports the recommendations issued by the Ombudsman to the General Secretariat of the Council in relation to case 1946/2018/KR; welcomes the publication, following this inquiry, of the minutes of meetings held between lobbyists, the President of the European Council and the members of his cabinet, and highlights the need for the adoption of a fair and ambitious legal act on the Transparency Register in order to make it fully mandatory and legally binding for all EU institutions and agencies and to create obligations for third parties and interest representatives, thereby ensuring the full transparency of lobbying; notes the Commission’s decision not to follow the recommendations of the Ombudsman in case 1302/2017/MH and not to grant access to the documents relating to the opinions of its Legal Service concerning the Transparency Register;

16.

Supports the Ombudsman’s activity performed in her inquiry 853/2020/KR concerning the BlackRock case and firmly believes that the Commission must follow the Ombudsman’s recommendations in this regard; calls, therefore, on the Commission to update and strengthen all applicable rules concerning public procurement procedures, including its guidelines, in order to prevent the occurrence of any conflicts of interest; calls on the Commission to adopt all necessary measures to preserve the integrity and credibility of policy-making related to the adoption of new rules on ESG issues at EU level;

17.

Welcomes the fact that, following a complaint lodged in 2019 regarding the use of sponsorship during the Romanian Presidency, the European Ombudsman took a clear stance on the issue of Presidency sponsorship (7), as the perception of outside influence may undermine the integrity of the EU as a whole; takes note of the steps taken by the Council in response to the Ombudsman’s recommendation that guidance should be provided to the Member States on the issue of Presidency sponsorship; encourages the Council to follow up on the issue without delay; welcomes the decision of the German Presidency to refrain from any sponsorship and encourages other Member States to follow suit;

18.

Notes the undertaking given by the Commission, following an inquiry by the Ombudsman, to publish the agendas and minutes of meetings of the ‘advisory bodies’ which influence EU policy-making and the comments made by participants in previous groups, and, for any future such group, to apply the same standards of transparency as those adopted by the expert groups;

19.

Highlights the importance of public access to documents containing the positions taken by Member States in decision-making processes; supports the findings of the Ombudsman in relation to case 2142/2018/EWM and deplores the Commission’s continued refusal to grant access to the requested documents dealing with the risk assessment of pesticides on bees;

20.

Notes that the Commission has committed to implementing many of the European Ombudsman’s proposals, such as asking individuals who switch to the private sector to provide additional information about the organisation they are joining and more details about the type of professional activity they are embarking on; emphasises that such transfers cannot be taken lightly, as they could lead to conflicts of interest when former public officials take up a job with a firm to lobby on policies that they previously legislated or worked on; notes that according to a recent report (8) 99 % of requests for transfer into the private sector were approved by the Commission, with a rejection rate of only 0,62 %, which points to the need to strengthen oversight; recalls that ethics rules are not a mere formality and should be adhered to by all institutions; urges the Commission to implement all recommendations made by the Ombudsman, to take a more robust approach to the issue of ‘revolving doors’ and to follow through with the proposed measures, including forbidding new activity when there is evidence that this activity would lead to a conflict with the public interest and publishing, directly on its ethics website and in a timely manner, all related information on each case of former senior staff members assessed with a view to implementing the one-year lobbying and advocacy ban;

21.

Points out that the EU public administration must improve those of its rules and standards designed to prevent conflicts of interest and guarantee respect for the duty of discretion and integrity; calls on the European Ombudsman to promote the highest ethics rules and standards throughout the EU institutions, agencies and bodies, ensuring that they are fully and consistently implemented; calls for the evaluation of the declarations of interests submitted by Commissioners-designate to be carried out independently by appropriate means; underlines the need to revise the current rules and practices in order to strengthen integrity requirements for Commissioners both during and after their mandates and stresses that Commissioners’ post-term-of-office notification periods must be increased;

22.

Underlines the urgent need for the existing Code of Good Administrative Behaviour to be improved and upgraded by adopting a binding regulation on the matter;

23.

Commends the Ombudsman’s activities on revolving doors cases which have led, inter alia, to the EBA revising its policy on the assessment of post-employment restrictions and prohibitions for staff, as well as improving its procedures for the immediate suspension of access to confidential information for staff known to be moving to another job; calls on the Ombudsman to continue her efforts to ensure that all EU institutions and agencies introduce effective rules aimed at preventing revolving doors cases and any possible conflicts of interest;

24.

Fully endorses the European Ombudsman’s confirmation of her finding that four instances of maladministration marred the appointment process of the most senior Commission official, and welcomes the new Commission’s introduction in 2019 of a specific appointment procedure for its Secretary-General, which includes the publication of a vacancy notice and the inclusion of the appointment on the agenda of the weekly meeting of Commissioners, with sufficient time for it to be given proper consideration;

25.

Notes that, following the own-initiative inquiry undertaken by the Ombudsman, the EMA introduced measures aimed at improving the independence and objectivity of the marketing authorisation process for medicinal products and increasing transparency in areas such as clinical trials; calls on the EMA to implement the Ombudsman’s new recommendations in order to ensure its independence and impartiality and avoid any conflict of interest;

26.

Welcomes the increased and necessary importance attached by the European Ombudsman to problems involving procurement procedures;

27.

Welcomes the consolidation of the Award for Good Administration, which aims to reward initiatives and projects by the EU administration that have a positive impact on the lives of EU citizens; congratulates the Commission on its receipt of the award in recognition of its strategy to reduce plastic pollution; considers that greater media coverage of this award would show EU citizens that the EU institutions are working to provide tangible solutions;

28.

Welcomes the European Ombudsman’s increased focus on cases concerning the Commission’s management of EU-funded projects; urges the Commission to guarantee the transparent distribution and management of funds; insists that the Commission improve the transparency of its preparation process for the annual Work Programmes for the funds it manages; calls, in particular, on the Commission to ensure that resources made available through the European Structural and Investment Funds are disbursed by the Member States in accordance with the requirements laid down in the UNCRPD on independent living for persons with disabilities;

29.

Invites the Committee on Petitions to examine cases in which the Ombudsman’s proposals to the EU institutions were not acted upon;

Disability

30.

Welcomes the European Ombudsman’s role in protecting, promoting and monitoring the implementation of the UNCRPD by the EU administration, and in strengthening the EU agenda for the rights of persons with disabilities; calls on the Ombudsman to closely monitor the proposals made by the Commission concerning the new European Disability Strategy for the post-2020 period; considers it urgent to address the lack of an appropriate legal basis ensuring that EU spending complies fully with the UNCRPD;

31.

Congratulates the European Ombudsman on her strategic inquiry into the accessibility of Commission websites for persons with disabilities, and welcomes the Commission’s efforts to put her ideas into practice by providing more information in easy-to-read formats; notes, however, that a complex approach is needed to make the EU institutions’ home pages accessible to persons with all kinds of disabilities, including national sign languages; suggests that disabled persons’ organisations should be involved in this process;

32.

Congratulates the Ombudsman on having opened a necessary inquiry into the accessibility of online tools used by the European Anti-Fraud Office (OLAF), following a complaint by a person with a visual impairment;

33.

Calls on the Commission to propose a comprehensive, ambitious and long-term European Disability Strategy for the post-2020 period in order to make possible, inter alia, the full and consistent implementation of the UNCRPD;

34.

Acknowledges the rise in the number of people helped by the Ombudsman’s office in 2019 compared to 2018 (19 619 up from 17 996), as well as its efforts to find practical solutions to citizens’ problems, whether by providing advice through the interactive guide on the website and replying to requests for information, or in its handling of new complaints (2 201 such complaints in 2019); points out the need to ensure that the office has the necessary budgetary and personnel resources to continue helping EU citizens in an adequate and efficient manner;

Complaints

35.

Notes that in 2019 the Ombudsman received numerous complaints from EU citizens residing in a Member State other than their own who encountered difficulties in trying to register for and/or vote in the 2019 European Parliament elections, and points out that the right to vote in elections is a fundamental right recognised in the EU Treaties;

36.

Congratulates the Ombudsman on the inquiries opened in 2019, which covered the following main topics: transparency in the EU institutions, the transparency of lobbying activities, service culture, fundamental rights, ethics issues, citizens’ participation in EU decision-making, the proper management of staff issues and recruitment, and sound financial management;

37.

Notes that in 2019 the Ombudsman dealt with 1 300 complaints which did not fall within her mandate, mainly because they did not concern the activities of an EU institution or body; endorses the Ombudsman’s approach of replying to everyone who seeks her assistance, explaining her mandate to them and providing advice, and redirecting them, as far as possible, to other bodies which may be able to help them, and encourages her to continue to do so;

38.

Urges the European Ombudsman to remain vigilant and resolute in handling complaints concerning fundamental rights, including equality, non-discrimination and the right to be heard; welcomes her inquiry into the European Asylum Support Office and her interviews with asylum seekers, and her inquiry into the Commission’s handling of a complaint concerning discrimination against Roma in Italy;

39.

Notes that the number of inquiries concerning EPSO rose from 23 in 2018 to 44 in 2019; urges the European Ombudsman to monitor closely the proper implementation of anti-discrimination measures which apply to all recruitment procedures; suggests a strategic inquiry into the methods used by EPSO and other agencies in order to ascertain that principles of fairness and openness are fully in place in all recruitment procedures;

40.

Notes that the number of complaints falling outside the Ombudsman’s mandate has remained relatively stable (1 330 cases in 2019 compared to 1 300 cases in 2018); takes the view that better and coordinated communication at the level of all the EU institutions as to the competencies of the European Ombudsman could help to reduce the number of complaints falling outside its mandate and streamline the response to citizens’ problems;

41.

Welcomes the European Ombudsman’s commitment to the right of citizens to be involved in the EU democratic process, as demonstrated by her organising of the annual conference of the European Network of Ombudsmen in April 2019 on the need to strengthen citizens’ participation in the democratic process; endorses her decision to reply to all those seeking assistance in the language of their complaint, and calls on the EU public administration to make every effort to ensure that citizens are able to communicate effectively with her in the 24 official languages of the EU and in national sign languages; welcomes the European Ombudsman’s draft guidelines on the use of languages on the websites of the EU institutions; underlines that such guidelines are of the utmost importance in protecting Europe’s rich linguistic diversity; notes that the websites of the EU institutions should better exemplify the equality of all 24 official EU languages; deplores the fact that many sections of the EU institutions’ websites and the publications uploaded to them continue only to be available in certain popular languages and never get coverage in all 24 official EU languages as required by the principles of the Union;

42.

Endorses the efforts of the EU institutions to follow the Ombudsman’s recommendations (77 %) and encourages them to continue in this direction; remains concerned at the persistent rate of non-compliance (23 %); is aware that the Ombudsman’s suggestions are not legally binding; urges the institutions, bodies and agencies to react promptly, effectively and responsibly to the Ombudsman’s recommendations and critical remarks;

43.

Welcomes the fact that, on average, the length of inquiries into cases closed by the European Ombudsman in 2019 was less than seven months; notes, however, that closure of some cases can take up to 18 months; calls on all the EU institutions to improve their cooperation with the office of the Ombudsman in the interest of EU citizens, who expect swift answers to their problems;

44.

Welcomes the redesign of the Ombudsman’s website, making it a more accessible and functional instrument for EU citizens; encourages the Ombudsman to further develop the translation of her publications into the different languages of the EU;

45.

Acknowledges the important contribution made by the European Network of Ombudsmen to the exchange of best practices and in providing information on the remit and competences of its members and the proper implementation of European law; suggests that this network could be more closely involved in overseeing the proper use of EU funds; suggests that it could also offer support to national or regional ombudsmen who come under strong pressure from their governments, particularly in connection with violations of rights guaranteed by the Charter; calls on this network to consider the role that national and regional ombudsmen could play in increasing the involvement of EU citizens in the EU decision-making process; stresses that the network could also contribute to promoting a culture of good administration at the level of the Member States by enhancing cooperation and raising awareness among national ombudsmen of the importance of defending the rights of citizens; points out that resources allocated to the network should be strengthened; calls on the European Ombudsman to organise, at the European Ombudsman’s seat, a regular meeting of the European Network of Ombudsmen, whose core task is to ensure respect for fundamental rights;

46.

Strongly welcomes the European Ombudsman’s strategic initiative on the leave rights of certain EU staff members and the best interests of the child; takes the position that the inconsistency of the European Parliament’s rules with those of the other institutions (9) with regard to the leave rights of staff members who become parents through surrogacy, such as infertile, same-sex and single parents, ignores the primacy of the overriding best interests of the child and places such staff members at a significant risk of discrimination; recalls the conclusions of the Ombudsman regarding the importance of protecting the best interests of the child; calls for Parliament to engage in interinstitutional dialogue and to adopt a decision harmonising these rules with those of the Council and the Commission;

Statute and powers

47.

Calls on the Council to engage in dialogue with the European Parliament regarding the revision of the Statute of the European Ombudsman, so that the Ombudsman’s office is better able to promote the highest standards of ethical behaviour in the institutions and is properly mandated to perform its tasks effectively;

48.

Calls for Parliament to overhaul the nomination process for the election of the European Ombudsman, so that the election at the beginning of the parliamentary term can take place in a more informed, uniform, transparent and orderly manner; calls specifically for a more detailed description of the time limits for the collection of signatures and the campaigns of the nominees;

49.

Congratulates the European Ombudsman on her previous five-year strategy ‘Towards 2019’, which introduced a more strategic approach to promoting good administration; welcomes the publication on 7 December 2020 of the new strategy ‘Towards 2024’, which will have to take account of the unprecedented situation facing Europe in the context of the COVID-19 pandemic;

50.

Recalls that the seat of the Ombudsman is that of the European Parliament; encourages the Ombudsman, therefore, to prioritise the use of the premises available in Strasbourg;

51.

Calls on the Ombudsman, in the interests of transparency, to continue publishing the events which she intends to host, stating where each event will take place;

o

o o

52.

Instructs its President to forward this resolution and the report of the Committee on Petitions to the Council, the Commission, the European Ombudsman, the governments and parliaments of the Member States, and their ombudsmen or similar competent bodies.

(1)  OJ L 113, 4.5.1994, p. 15.

(2)  OJ C 411, 27.11.2020, p. 149.

(3)  https://www.ombudsman.europa.eu/en/opening-summary/en/113554

(4)  OJ C 449, 23.12.2020, p. 182.

(5)  Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).

(6)  OJ C 65, 19.2.2016, p. 102.

(7)  https://www.ombudsman.europa.eu/en/decision/en/129649

(8)  Corporate Europe Observatory, ‘From Facebook friends to lobby consultants — EU revolving door rules not fit for purpose’, 22 October 2020 (https://corporateeurope.org/en/2020/10/facebook-friends-lobby-consultants).

(9)  The Commission grants staff members who become parents through surrogacy 20 weeks of special leave, in addition to 10 days for the birth of each new-born, as codified in its March 2020 decision (https://egalite-online.eu/wp-content/uploads/2020/03/C_2020_1559_F1_COMMISSION_DECISION_EN_V3_P1_1043892.pdf). The Council applies the same rule on an ad hoc basis. Parliament has specified that it would only grant staff members in a similar situation the 10 days of leave for each new-born, because maternity leave requires the production of a medical certificate of pregnancy; Parliament does not envisage the use of special leave for this purpose.


24.11.2021   

EN

Official Journal of the European Union

C 474/91


P9_TA(2021)0083

European Semester: Annual Sustainable Growth Strategy 2021

European Parliament resolution of 11 March 2021 on the European Semester for economic policy coordination: Annual Sustainable Growth Strategy 2021 (2021/2004(INI))

(2021/C 474/09)

The European Parliament,

having regard to the Treaty on the Functioning of the European Union, in particular Articles 121, 126 and 136 thereof and Protocol No 12,

having regard to Protocol No 1 on the role of national parliaments in the European Union,

having regard to Protocol No 2 on the application of the principles of subsidiarity and proportionality,

having regard to the Treaty on Stability, Coordination and Governance in the Economic and Monetary Union,

having regard to Regulation (EU) No 1175/2011 of the European Parliament and of the Council of 16 November 2011 amending Council Regulation (EC) No 1466/97 on the strengthening of the surveillance of budgetary positions and the surveillance and coordination of economic policies (1),

having regard to Council Directive 2011/85/EU of 8 November 2011 on requirements for budgetary frameworks of the Member States (2),

having regard to Regulation (EU) No 1174/2011 of the European Parliament and of the Council of 16 November 2011 on enforcement measures to correct excessive macroeconomic imbalances in the euro area (3),

having regard to Council Regulation (EU) No 1177/2011 of 8 November 2011 amending Regulation (EC) No 1467/97 on speeding up and clarifying the implementation of the excessive deficit procedure (4),

having regard to Regulation (EU) No 1176/2011 of the European Parliament and of the Council of 16 November 2011 on the prevention and correction of macroeconomic imbalances (5),

having regard to Regulation (EU) No 1173/2011 of the European Parliament and of the Council of 16 November 2011 on the effective enforcement of budgetary surveillance in the euro area (6),

having regard to Regulation (EU) No 473/2013 of the European Parliament and of the Council of 21 May 2013 on common provisions for monitoring and assessing draft budgetary plans and ensuring the correction of excessive deficit of the Member States in the euro area (7),

having regard to Regulation (EU) No 472/2013 of the European Parliament and of the Council of 21 May 2013 on the strengthening of economic and budgetary surveillance of Member States in the euro area experiencing or threatened with serious difficulties with respect to their financial stability (8),

having regard to the Commission communication of 20 March 2020 on the activation of the general escape clause of the Stability and Growth Pact (COM(2020)0123),

having regard to the Commission communication of 27 May 2020 entitled ‘Europe’s moment: Repair and Prepare for the Next Generation’ (COM(2020)0456),

having regard to the Commission communication of 27 May 2020 on the EU budget powering the recovery plan for Europe (COM(2020)0442),

having regard to the Commission proposal of 28 May 2020 for a Council Regulation establishing a European Union Recovery Instrument to support the recovery in the aftermath of the COVID-19 pandemic (COM(2020)0441),

having regard to the Commission communications of 17 September 2020 entitled ‘Annual Sustainable Growth Strategy 2021’ (COM(2020)0575) and of 18 November 2020 entitled ‘Alert Mechanism Report 2021’ (COM(2020)0745),

having regard to the European Fiscal Board annual report of 29 October 2019, the European Fiscal Board statement of 24 March 2020 on COVID-19 and the European Fiscal Board’s assessment of 1 July 2020 of the fiscal stance appropriate for the euro area in 2021,

having regard to the Interinstitutional Agreement of 16 December 2020 on budgetary discipline, on cooperation in budgetary matters and on sound financial management, as well as on new own resources, including a roadmap towards the introduction of new own resources (9),

having regard to the Commission’s European Economic Forecast: Winter 2021 (Institutional Paper 144) (10),

having regard to the European Council recommendations of 10-11 December 2020 on the MFF and Next Generation EU, COVID-19, climate change, security and external relations (EUCO 22/20),

having regard to Rule 54 of its Rules of Procedure,

having regard to the opinions of the Committee on Budgets and the Committee on the Environment, Public Health and Food Safety,

having regard to the letter from the Committee on Regional Development,

having regard to the report of the Committee on Economic and Monetary Affairs (A9-0036/2021),

A.

whereas the European Semester plays an essential role in coordinating economic, budgetary and employment policies in the Member States, which serves to ensure sound public finances, to prevent excessive macroeconomic imbalances, to support structural reforms and to boost investment, and currently represents the framework used to guide the Union and the Member States through the challenges of the recovery based on the EU’s policy priorities; whereas since the 2008 sovereign debt crisis, the Union is much more robust to face crises, but new challenges to macroeconomic stability are emerging;

B.

whereas the Union and its Member States have committed to the Treaty-based fundamental values, the implementation of the UN 2030 Agenda, the European Pillar of Social Rights (EPSR) and the Paris Climate Agreement;

C.

whereas aspects relating to the possible future of the EU fiscal framework will be dealt with by the review of the macroeconomic legislative framework in the own-initiative report of the European Parliament dedicated to that issue; notes that the framework will be reviewed, and should be adapted according to its outcome;

D.

whereas the employment and social aspects of the Annual Sustainable Growth Strategy (ASGS) are dealt with by the twin report entitled ‘European Semester for economic policy coordination: Employment and Social Aspects in the Annual Sustainable Growth Strategy 2021’;

E.

whereas high levels of public debt may represent a heavy burden on future generations’ shoulders and drag on the recovery;

F.

whereas the pandemic has hit all Member States, creating a symmetrical shock, but the scale of the impact, specific economic exposures and initial conditions, as well as the pace and the strength of the recovery will vary significantly;

G.

whereas the good times need to be used to implement structural reforms, in particular measures aimed at reducing budget deficits, government debt and non-performing loans and to prepare for another possible economic crisis or recession;

H.

whereas women have been disproportionately affected as a result of the crisis and the proposed recovery response addresses the challenges related to the COVID-19 crisis in the care sector and the specific challenges faced by women;

I.

whereas Member States have taken sizeable fiscal measures in response to the pandemic (4,2 % of GDP in 2020 and 2,4 % of GDP in 2021); whereas output in the European economy would barely return to pre-pandemic levels in 2022;

J.

whereas the recovery and resilience plans adopted by the Member States will encompass their national agenda of reforms and investments designed in line with the EU policy objectives, centred, among others, on the green and digital transitions;

I.    COVID-crisis, Recovery and Resilience Facility, temporary adjustment of the Semester

1.

Takes note of the fact that the European Semester and the Recovery and Resilience Facility are closely intertwined; notes that the assessment of the recovery and resilience plans (RRPs) will be made against 11 criteria grouped under relevance, effectiveness, efficiency and coherence; invites the Commission to scrutinise the plans thoroughly in order to ensure that the recovery generates European added value, improves Member States’ long-term competitiveness and sustainable growth prospects, and guides European economies to address the challenges and reap the benefits of the green and digital transitions, the EPSR and UN Sustainable Development Goals (SDGs);

2.

Welcomes, furthermore, the rapid and intense initial response to the crisis in the area of monetary and fiscal policy, at both EU and Member State level, as well as the adoption of the next MFF and Next Generation EU (NGEU); calls on the Commission and the Council to accelerate the implementation of the Recovery and Resilience Facility in order for funding to be disbursed quickly; stresses that, in order to be successful, the climate and digital transitions must have the social and single market dimensions at their core; insists that funds and resources be directed to projects and beneficiaries that spend the resources responsibly, effectively and on viable, sustainable projects that generate the highest possible impact; recalls the role the European Parliament will play in the Recovery and Resilience dialogue established by the RRF Regulation, which will also see its competent committees scrutinise the link between the European Semester and the RRF;

3.

Highlights that the goal of the Recovery and Resilience Facility is to make Member States’ economies and societies more resilient, while striving for competitive sustainability, convergence and cohesion within the EU; emphasises that national ownership and transparency will be essential elements for the swift and successful implementation of the Recovery and Resilience Facility and the recovery plans; considers it essential, therefore, for debates to be held in national parliaments, for the Commission to cooperate with the national authorities and relevant stakeholders proactively in order to discuss the draft national plans at an early stage, making tailor-made solutions and specific reforms possible;

4.

Welcomes the fact that in order to cope with the unprecedented crisis caused by COVID-19, the Member States and the EU institutions established NGEU in order to help the recovery; notes, therefore, that the RRF creates a unique opportunity for delivering on the reforms and investments needed for the EU to get ready to cope with the present challenges;

5.

Believes that the symmetrical effects of COVID-19 have actually widened the socio-economic rift between EU Member States and their regions;

6.

Further notes that the deadlines of the European Semester and the Recovery and Resilience Facility will overlap, which requires the temporary adjustment of the Semester process in order to properly launch the Recovery and Resilience Facility; stresses that the EU’s recovery provides a unique opportunity to provide guidance to Member States on where reforms and investments are most needed in order to accelerate the transition to a more sustainable, resilient and inclusive EU;

7.

Supports the Commission’s guidance to Member States to include in their RRPs investments and reforms in flagship areas that are in line with the EU’s objective of just climate and digital transitions;

8.

Considers that the four dimensions of social and environmental sustainability, productivity, fairness and stability identified in the 2020 ASGS should be considered in the preparation of the Member States’ recovery and resilience plans, which are to be centred around the six pillars defined in the Regulation establishing the Recovery and Resilience Facility; reiterates that in order to ensure transparency, the Commission will transmit the national recovery and resilience plans drawn up by Member States to both the Council and the European Parliament simultaneously;

9.

Underlines that the Regulation establishing the Recovery and Resilience Facility recognises that women have been particularly affected by the COVID-19 crisis, as they represent the majority of healthcare workers across the Union and balance unpaid care work with their employment responsibilities;

10.

Considers that the temporary adaptation of this year’s cycle cannot override the original purpose and function, and must not impede the further evolution of the European Semester; recalls that the European Semester cycle is a well-established framework for EU Member States to coordinate their budgetary, economic, social and employment policies, and after the COVID-19 crisis, a functioning European Semester will be needed more than ever to coordinate these policies across the European Union, but also notes that the Semester, since the inception, has been expanded to include, among others, issues related to the financial sector and taxation, as well as objectives of the UN SDGs in the European Semester, giving due consideration to the people of our planet in our economic policy; notes that in order to further strengthen economic and social resilience, the EU must deliver on the principles of the EPSR; recalls that promoting stronger and sustainable growth in a sustainable manner means promoting responsible fiscal policies, structural reforms, effective investment, digital transformation and green and just transitions; invites the Member States and the Commission to strike a proper balance between boosting sustainable, growth-friendly public and private investment and structural reforms in the recovery plans;

11.

Believes that the 2021 European Semester exercise offers a great opportunity to improve national ownership, given that Member States are developing tailor-made RRPs to respond to their different needs; in this regard, is convinced that democratic legitimacy must be guaranteed and eventually increased, including the proper role of the European Parliament in the implementation of the Facility, as enshrined in the Regulation establishing the Recovery and Resilience Facility; calls on the Member States to build up, using, if necessary, the Technical Support Instrument, the necessary administrative and monitoring capacity to provide firm guarantees of the proper and efficient use of funds, as well as a high level of absorption capacity; recalls that RRPs are subject to the horizontal requirements of sound economic governance and the general regime of rules for the protection of the Union budget;

II.    Economic prospects for the EU

12.

Notes with great concern the extremely difficult situation EU economies find themselves in and that, according to the Commission’s Winter 2021 economic forecast, GDP fell by an unprecedented rate in both the euro area and the EU as a whole; notes that EU GDP has contracted by 6,3 % (6,8 % in the euro area) in 2020, whereas an economic recovery of 3,7 % (3,8 % in the euro area) is forecast in 2021;

13.

Highlights that the unprecedented economic recession in 2020 and the measures taken in response to the pandemic are set to push the EU debt-to-GDP ratio up to a new peak of around 93,9 % (101,7 % in the euro area) in 2020, with a further forecasted increase to around 94,6 % (102,3 % in the euro area) in 2021; highlights that a high level of uncertainty persists and that the economic outlook very much depends on how quickly the pandemic can be overcome; understands, furthermore, that these debt levels can be sustained by sufficient economic growth; reiterates the importance of the long-term sustainability of sovereign debt; notes that many Member States have entered the current crisis in a weak fiscal position, which is being further worsened by the pandemic;

14.

Is concerned about the remarkably negative impact of the COVID-19 pandemic on the EU’s economy, particularly on small and medium-sized enterprises (SMEs), the single market and its competitiveness and underlines the importance of the implementation of the European Green Deal, the EPSR and the UN SDGs; believes, therefore, that coordination of the Member States’ actions is, among others, an essential tool for reducing the mentioned negative impact; is of the opinion that if the EU cannot provide an adequate response to this current crisis, then both the euro area and the EU as a whole risk falling further behind with the realisation of the goals of environmental sustainability, competitiveness, productivity, fairness and macroeconomic stability;

15.

Reiterates the importance of safeguarding the level playing field in the single market, while taking into account the physical characteristics faced by insular, peripheral, and sparsely populated regions of the EU and the situation of the EU’s least developed regions, which is a necessary precondition for fostering, among other things, the digital transformation and the green and just transitions, innovation and accelerating the recovery and competitiveness;

16.

Calls for a better implementation of responsible public finances, socially balanced structural reforms improving long-term prospects and high-quality and efficient public and private investment, among others, to realise the green and digital transitions;

17.

Is concerned about the impact of the pandemic containment measures on the low productivity growth in the EU and the pronounced decline of productivity growth in the euro area before the pandemic; is of the opinion that a balanced strategy to promote sustainable growth and an investment-friendly environment should be pursued, while improving fiscal sustainability; stresses that special emphasis should be placed on future-oriented investments and policies, especially by those Member States that have the fiscal space to invest in order to promote sustainable and inclusive growth;

18.

Welcomes the European Green Deal as the EU’s new sustainable growth strategy bringing together four dimensions: the environment, productivity, stability and fairness, enabled by digital and green technologies, an innovative industrial base and strategic autonomy;

III.    Responsible fiscal and sustainable policies

19.

Notes that although there are new challenges regarding macroeconomic stability, the Economic and Monetary Union is in a much better position to face crises than it was during the 2008 financial and economic crisis; is convinced that promoting resilient and sustainable economic recovery in line with the EU’s policy objectives, centred around the green, just and digital transitions, is one of the most important immediate priorities; notes that the means to overcome the current crisis are of a nature, which requires — for as long as necessary — expansionary fiscal policy;

20.

Points out that those Member States that had fiscal buffers were able to mobilise fiscal stimulus packages at a much faster pace and without associated borrowing costs, which has helped to mitigate the negative socio-economic effects of the pandemic; reiterates that replenishing fiscal buffers over time, in a socially responsible manner, will be important for preparation for future crises; however, urges Member States, the Commission and the Council not to repeat mistakes of the past in response to the economic crisis; shares the view of the European Fiscal Board that rapidly reversing the fiscal stance is not advisable for recovery;

21.

Notes the fact that the Commission intends to make recommendations on the budgetary situation of the Member States in 2021, as envisaged under the Stability and Growth Pact; points out that the economic governance framework should also look at current economic realities and be coherent with the EU’s policy priorities, while at the same time improving compliance with fiscal rules, which should be simplified, clear and practical, and are going to be reviewed, and according to the outcome, adapted; calls for a more pragmatic approach and underlines the need to ensure that the framework is stricter in good economic times and more flexible in bad economic times;

22.

Without prejudice to the outcome of the discussions on the reform of the Growth and Stability Pact, highlights that the current EU fiscal and budgetary rules provide the flexibility needed in times of crisis, through the activation of the general escape clause under the Stability and Growth Pact and allow all Member States to adopt the fiscal stance necessary to protect the EU’s economies, thereby demonstrating extraordinary counter-cyclicality;

23.

Expects that the general escape clause will remain activated as long as the underlying justification of the activation exists in order to support the efforts of the Member States to recover from the pandemic crisis and strengthen their competitiveness, as well as economic and social resilience; takes note of the Commission’s view that, according to the current preliminary indications, the general escape clause should continue to be applied in 2022 and be deactivated in 2023; invites the Commission to assess the deactivation or continued application of the general escape clause as part of its European Semester package on the basis of its spring 2021 economic forecast; notes that the Commission will continue to take into account country-specific situations after the deactivation of the general escape clause;

24.

Takes note of the Commission communication on the fiscal policy response to COVID-19 (11), which sets out its considerations on how to coordinate at EU level the conduct of fiscal policy, taking to the next phase the concerted approach of addressing the pandemic, sustaining the economy, supporting a sustainable recovery and maintaining fiscal sustainability in the medium term;; acknowledges that the general escape clause allows Member States temporarily to depart from the adjustment path towards the medium-term budgetary objective, provided that this does not endanger fiscal sustainability in the medium term and does not lead to the suspension of the procedures of the Pact; takes note of the Commission’s assessment that sustainability risks have increased due to the severe impact of the crisis, and that this is likely to lead to less favourable growth and fiscal trajectories in the medium term; highlights the Commission’s call to make the best use of the general escape clause and Next Generation EU;

25.

Calls on the Commission to act decisively in order to tackle tax fraud, tax avoidance and evasion, as well money laundering issues, which drain potential resources from national budgets and hampers governments’ capacity to act, among others, for the recovery from the COVID-19 pandemic;

26.

Notes the fact that, by the end of April 2021, the Commission intends to perform in-depth reviews assessing the state of play of imbalances for selected Member States; further notes that a number of existing macroeconomic imbalances are being aggravated by the COVID-19 crisis;

27.

Recalls the urgent need to complete and reinforce the Economic and Monetary Union architecture by completing the Banking Union and the Capital Markets Union, with a view to protecting citizens and reducing pressure on public finances during external shocks so as to overcome social and economic imbalances;

IV.    Growth-enhancing, balanced and sustainable structural reforms

28.

Is aware that the COVID-19 crisis will not be solved by the current fiscal stance alone; underlines, therefore, the importance of implementing deep, growth-enhancing, balanced and sustainable and socially just, tailor-made structural reforms to deliver on, among other things, sustainable and socially inclusive growth and jobs, which can support the recovery efficiently, as well as supporting the digital transformation and green transition, quality employment, reduction of poverty, and the UN SDGs, and can boost competitiveness and the single market, increasing convergence and stronger and sustainable growth within the Union and the Member States; points out that the long-term growth potential of Member States’ economies in particular can only be enhanced by structural improvements; notes, however, that the effectiveness and success of the alignment of Member States’ policy measures will depend on the review of the Stability and Growth Pact and, according to outcome thereof, its adaptation, as well as increased ownership by the Member States of the implementation of the country-specific recommendations;

29.

Calls on the Commission to start working on the creation of a climate indicator to assess the discrepancy between the structure of Member States’ budgets and the Paris-aligned scenario for each of their national budgets; stresses the need for this indicator to provide Member States with information on their trajectory within the framework of the Paris Agreement in order to ensure that Europe is able to become the first climate-neutral continent by 2050; expects the climate indicator to be a reference for the EU’s various policies and thus also to be used as a guide for the European Semester, without watering down its original purpose;

30.

Is of the opinion that developing digital skills is a precondition to ensure that all Europeans are able to participate in society and reap the advantages of the digital transition; points out that it requires reforms in the area of education, skills and also lifelong learning to steer a labour market in transition and to develop and enable key digital technologies and build Europe’s digital future; further points out that equality in cross-cutting access to digital infrastructure, equipment and skills should be supported in order to prevent a digital divide;

31.

Calls on the Member States and the Commission, while respecting fiscal sustainability and sound budgetary rules, to create a regulatory and governance framework, including investment rules or other adequate mechanisms, that are predictable and supportive of public and private investments in line with the EU’s long-term objectives, while ensuring Member States’ ability to respond to future crises;

32.

Takes note that the Member States are encouraged by the Commission, within the context of the Recovery and Resilience Facility, to submit their National Reform Programmes and their RRPs in a single integrated document;

33.

Highlights that the Recovery and Resilience Facility, providing financial support, can be a unique opportunity to help Member States address their challenges identified in the framework of the European Semester;

34.

Recalls that socially balanced, growth-friendly structural reforms do not always require fiscal space, but rather political, legislative and administrative efforts;

35.

Highlights that continuous monitoring and vigilance will be needed and Member States should address emerging imbalances through reforms that enhance economic and social resilience and promote the digital transformation and green and just transitions; is pleased that the Commission will continue to monitor implementation by Member States of reforms proposed in previous years’ country-specific recommendations; considers that this process should take into account the economic and social outlook of the Member States;

V.    Investment

36.

Stresses that the EU faces the unprecedented challenge of mitigating the economic consequences of the pandemic, taking into account EU strategies with a view to having a lasting impact on the resilience of the Member States, and believes that the economic recovery should be conducted through strengthening the single market, research and innovation, and in accordance with European Green Deal, the UN SDGs, the implementation of the EPSR and competitiveness, while alleviating the situation of SMEs and improving their access to private capital; is convinced that this requires both an increased level of economically, socially, environmentally and digitally viable investment in the long term and enhanced convergence and cohesion in the EU and the Member States;

37.

Stresses the lack of investment, as projections reveal the need for an expansion of investment; highlights that public investments are limited, as they represent scarce resources mostly funded by the taxpayers; points out that the size of the investment gap also requires sizeable private and public investments, generating an adequate level of infrastructure, as well as a predictable and favourable business environment that is conducive to such investments;

38.

Stresses that the Member States should focus on targeted, sustainable public and private investment in future-proof infrastructure and other areas that further strengthen the single market, the transition to a cleaner, socially inclusive, sustainable and digital society and increase the EU’s competitiveness and strategic autonomy; is of the opinion, therefore, that cross-border and multi-country projects are to be prioritised;

39.

Underlines the need to adopt investment-friendly policies, reduce administrative burden and guarantee a level playing field, in particular for SMEs, which constitute the backbone of the EU economy and job creation; considers that all this would both facilitate economic recovery and create conditions advantageous to long-term growth;

VI.    A more democratic European Semester

40.

Highlights the importance of full debate and the proper involvement of national parliaments and the European Parliament in the process of the European Semester; reiterates its call for the strengthening of the European Parliament’s democratic role in the economic governance framework, and calls on the Council and Commission to take due account of the resolutions adopted by parliaments; invites the Commission to keep both the European Parliament and the Council, as co-legislators, equally well informed on all aspects relating to the application of the EU economic governance framework, including on the preparatory stages;

41.

Calls for committed coordination with social partners and other relevant stakeholders at both national and European level, with a view to strengthening democratic accountability and transparency;

42.

Underlines the important role of the Committee on Economic and Monetary Affairs in taking action with a view to improving accountability to Parliament, as the experience accumulated so far in applying the European Semester has shown that the current accountability set-up could be enhanced in order to improve its legitimacy and effectiveness;

43.

Recalls that the European Semester is a mixed exercise consisting of the so-called national and European semesters over the year; recalls the importance of the principles of subsidiarity and proportionality;

o

o o

44.

Instructs its President to forward this resolution to the Council and the Commission.

(1)  OJ L 306, 23.11.2011, p. 12.

(2)  OJ L 306, 23.11.2011, p. 41.

(3)  OJ L 306, 23.11.2011, p. 8.

(4)  OJ L 306, 23.11.2011, p. 33.

(5)  OJ L 306, 23.11.2011, p. 25.

(6)  OJ L 306, 23.11.2011, p. 1.

(7)  OJ L 140, 27.5.2013, p. 11.

(8)  OJ L 140, 27.5.2013, p. 1.

(9)  OJ L 433 I, 22.12.2020, p. 28.

(10)  https://ec.europa.eu/info/sites/info/files/economy-finance/ip144_en_1.pdf

(11)  Commission communication of 3 March 2021 entitled ‘One year since the outbreak of COVID-19: fiscal policy response’ (COM(2021)0105).


24.11.2021   

EN

Official Journal of the European Union

C 474/99


P9_TA(2021)0084

European Semester: employment and social aspects in the Annual Sustainable Growth Strategy 2021

European Parliament resolution of 11 March 2021 on the European Semester for economic policy coordination: Employment and Social Aspects in the Annual Sustainable Growth Strategy 2021 (2020/2244(INI))

(2021/C 474/10)

The European Parliament,

having regard to the Commission communication of 17 September 2020 on the Annual Sustainable Growth Strategy 2021 (COM(2020)0575),

having regard to the Commission proposal of 18 November 2020 for a joint employment report from the Commission and the Council (COM(2020)0744),

having regard to the Organisation for Economic Co-operation and Development (OECD) Economic Outlook, Volume 2020 Issue 2, of 1 December 2020,

having regard to the International Labour Organization (ILO) Global Wage Report 2020-21 of 2 December 2020 on wages and minimum wages in the time of COVID-19, and the ILO Monitors on COVID-19 and the world of work,

having regard to its resolution of 19 January 2017 on a European Pillar of Social Rights (1),

having regard to the Commission communication of 14 January 2020 entitled ‘A strong social Europe for just transitions’ (COM(2020)0014),

having regard to the UN’s 2030 Agenda for Sustainable Development,

having regard to the UN Sustainable Development Goals (UN SDGs), in particular goals 1, 3, 4, 5, 8, 10 and 13,

having regard to the Commission communication of 11 December 2019 on the European Green Deal (COM(2019)0640),

having regard to the Commission communication of 27 May 2020 entitled ‘Europe’s moment: Repair and Prepare for the Next Generation’ (COM(2020)0456),

having regard to the Recovery and Resilience Facility,

having regard to the Commission communication of 27 May 2020 entitled ‘The EU budget powering the recovery plan for Europe’ (COM(2020)0442),

having regard to its resolution of 16 November 2017 on combating inequalities as a lever to boost job creation and growth (2),

having regard to the Commission communication of 27 May 2020 entitled ‘Adjusted Commission Work Programme 2020’ (COM(2020)0440),

having regard to the Commission proposal of 28 May 2020 for a Council regulation establishing a European Union Recovery Instrument to support the recovery in the aftermath of the COVID-19 pandemic (COM(2020)0441),

having regard to the Commission communication of 1 July 2020 on a European Skills Agenda for sustainable competitiveness, social fairness and resilience (COM(2020)0274),

having regard to the Commission communication of 19 February 2020 entitled ‘Shaping Europe’s digital future’ (COM(2020)0067),

having regard to Commission staff working document of 1 July 2020 accompanying the proposal for a Council recommendation on a Bridge to Jobs — reinforcing the Youth Guarantee (SWD(2020)0124),

having regard to its position of 10 July 2020 on the proposal for a Council decision on guidelines for the employment policies of the Member States (3),

having regard to its position of 8 July 2020 on the proposal for a regulation of the European Parliament and of the Council amending Regulation (EU) No 1303/2013 as regards the resources for the specific allocation for the Youth Employment Initiative (4),

having regard to the Spring 2020 European Economic Forecast published by the Commission on 6 May 2020,

having regard to the opinion of the European Economic and Social Committee of 18 September 2020 on decent minimum wages across Europe (5),

having regard to the opinion of the European Economic and Social Committee of 16 July 2020 on the recovery plan for Europe and the Multiannual Financial Framework 2021-2027 (6),

having regard to the opinion of the European Economic and Social Committee of 11 December 2019 entitled ‘Common minimum standards in the field of unemployment insurance in EU Member States — a concrete step towards the effective implementation of the European Pillar of Social Rights’ (7),

having regard to the study by the European Foundation for the Improvement of Living and Working Conditions (Eurofound) of 24 June 2020 entitled ‘COVID-19: Policy responses across Europe’,

having regard to the Political Guidelines for the next European Commission 2019-2024 entitled ‘A Union that Strives for More’, presented by Commission President Ursula von der Leyen on 9 October 2019,

having regard to the European Pillar of Social Rights (EPSR), proclaimed by the Council, the Commission and Parliament on 17 November 2017,

having regard to the Commission communication of 10 March 2020 entitled ‘A New Industrial Strategy for Europe’ (COM(2020)0102),

having regard to the OECD study of 15 June 2018 entitled ‘A Broken Social Elevator? How to Promote Social Mobility’,

having regard to Directive (EU) 2019/1158 of the European Parliament and of the Council of 20 June 2019 on work-life balance for parents and carers and repealing Council Directive 2010/18/EU (8),

having regard to its resolution of 26 May 2016 entitled ‘poverty: a gender perspective’ (9),

having regard to the opinion of the European Economic and Social Committee of 19 September 2018 on the digital gender gap (10),

having regard to Eurofound’s sixth European Working Conditions Survey — Overview report (2017 update),

having regard to the joint report of the Commission and Eurofound entitled ‘How computerisation is transforming jobs: evidence from Eurofound’s European Working Conditions Survey’, published in 2019,

having regard to the study of the European Parliamentary Research Service (EPRS) Scientific Foresight Unit (STOA) of 31 March 2020 entitled ‘Rethinking education in the digital age’,

having regard to its resolution of 15 November 2018 on care services in the EU for improved gender equality (11),

having regard to the Commission communication of 2 June 2016 on a European agenda for the collaborative economy (COM(2016)0356),

having regard to its resolution of 11 September 2018 on pathways for the reintegration of workers recovering from injury and illness into quality employment (12),

having regard to the debate with representatives of national parliaments on the priorities of the 2021 European Semester,

having regard to its resolution of 17 December 2020 on a strong social Europe for Just Transitions (13),

having regard to the joint report of the Commission and the OECD of 19 November 2020 entitled ‘Health at a Glance: Europe 2020 — State of Health in the EU cycle’,

having regard to the Commission staff working document of 20 February 2013 entitled ‘Investing in Health’ (SWD(2013)0043),

having regard to the Commission communication of 4 April 2014 on effective, accessible, and resilient health systems, (COM(2014)0215),

having regard to the opinion of the Commission’s Expert Panel on Effective Ways of Investing in Health of 25 November 2020 on the organisation of resilient health and social care following the COVID-19 pandemic,

having regard to the Council conclusions of 17 October 2019 on the Economy of Wellbeing,

having regard to Rule 54 of its Rules of Procedure,

having regard to the opinions of the Committee on Budgets and the Committee on Culture and Education,

having regard to the report of the Committee on Employment and Social Affairs (A9-0026/2021),

A.

whereas according to Eurostat’s first estimation of annual growth for 2020 (14), GDP fell 6,8 % in the euro area and 6,4 % in the EU; whereas according to the Commission’s winter 2020 European economic forecast, EU GDP will grow marginally by 1,4 % in 2021 and the GDP of the euro area will grow by 1,2 %, with the EU’s economic output barely returning to pre-pandemic levels in 2022; whereas private consumption growth is forecast to be moderate in 2022, largely due to lingering uncertainty about employment and income prospects, which are likely to keep precautionary savings at an elevated level; whereas, on the other hand, capital spending is set to benefit from highly accommodative monetary policies, increased public investment and targeted government support schemes for firms; whereas the Annual Sustainable Growth Strategy (ASGS) did not consider the scenario of a third or further waves of the COVID-19 pandemic, which could exacerbate the current conditions of economic and social crisis to an even greater extent;

B.

whereas in some Member States, the EU funds and programmes provided for in the 2014-2020 multiannual financial framework (MFF) have not yet been fully implemented; whereas financing for the Next Generation EU (NGEU) recovery instrument, in particular the Recovery and Resilience Facility (RRF), will only be available after the ratification of Council Decision (EU, Euratom) 2020/2053 (15) by the Member States;

C.

whereas the EU institutions have on multiple occasions recognised the need for actions addressing and tackling health inequalities and protecting people’s health during the current economic recession (16);

D.

whereas the COVID-19 outbreak has reversed the positive trend in the employment rate of the last six years in the EU-27, resulting in a reduction in the number of people in work of about 6,1 million in the second quarter of 2020 and a predicted decrease of 4,5 % over the year 2020 (17); whereas according to Eurostat, in 2019, before the pandemic, 8,5 % of the EU population aged under 60 years lived in households where the adults had worked less than 20 % of the maximum weekly working hours during the past year and were facing worrying situations of in-work poverty (18); whereas precarious employment is still a significant concern that negatively affects labour markets; whereas workers who remain employed have faced a considerable reduction in hours worked and, consequently a loss of income, and whereas this development has the biggest impact on workers that belong to vulnerable groups; whereas it is of particular concern that in a forthcoming Eurofound report, the decline in employment headcount in the EU-27 during the first wave of the pandemic is shown to have been associated with a greater outflow to inactivity than to unemployment and a resulting weakening of labour market attachment (19);

E.

whereas the average number of hours worked is set to increase faster than headcount employment and employment may also fall further when short-time work schemes are discontinued; whereas the reallocation of workers is usually a lengthy process and employment is therefore expected to decline slightly in 2021; whereas, despite the expected economic rebound next year, the EU unemployment rate is set to rise further from 7,7 % in 2020 to 8,6 % in 2021 and it is expected to decline in 2022 to 8,0 %, with divergences between Members States that will persist (20);

F.

whereas investments that can lead to enhanced total factor productivity should be welcomed in the light of the mixed results to date, including the pre-pandemic slow pace of economic recovery and the increase in precarious employment; whereas the ongoing twin transitions, green and digital, will have important, but different, impacts on employment by sector, region and type of worker; whereas that will create new opportunities, as well as significant socio-economic challenges, in many regions and industrial sectors; whereas the EU needs a common strategy to accompany workers and businesses concerned in order to ensure that no one is left behind; whereas the COVID-19 crisis has accelerated those impacts, especially in labour markets trends, and will likely also affect demand for education, training and upskilling; whereas the COVID-19 outbreak caused significant changes in the practices of the labour market, with over a third of EU workers being required to work from home (21); whereas disconnecting from work should constitute an essential principle allowing workers to refrain from carrying out work-related tasks and engaging in electronic communication outside working hours without facing any repercussions, and thus to enjoy an adequate work-life balance;

G.

whereas before COVID-19, although there were differences between Member States, economic trends were generally described as positive in the European Semester annual reviews; whereas evidence shows that persistent and increasing inequalities remain among persons and between and within states and regions; whereas this leads to multiple divergences that need to be tackled with an intersectional approach in order to ensure equality of opportunities and a life of dignity for all groups; whereas while some regions facing more challenges in decarbonising their industries are to be targeted with financial support, like the Just Transition Fund, others that are too dependent on tourism and related services are not eligible for specific transition funds, despite some of them being the territories with the highest unemployment rates; whereas COVID-19-related support provided to workers and businesses varies greatly among the Member States; whereas global challenges such as digitalisation and the fight against climate change will persist, regardless of the COVID-19 crisis, and require a just transition so as not to leave anyone behind;

H.

whereas the COVID-19 crisis has led to a worsening of wage inequality around the world, only partly offset by state subsidies and minimum wage policies, leading to severe situations of precariousness and lack of protection; whereas lower paid workers, who are disproportionately women and young people, are the most affected by the socio-economic consequences of the crisis and the consequent rise in inequalities, while the stability of their work-life balance is already being challenged;

I.

whereas social protection systems vary between Member States and are under severe pressure to mitigate the social impact of the crisis, and ensure decent living conditions for all and access to essential services such as health, education and housing; whereas housing and childcare costs may force households into poverty and whereas it is important to take this into account when measuring in-work poverty and looking to integrate housing costs into standard indicators of social reporting; whereas in 2018, 9,6 % of the EU-27 population lived in households that spent 40 % or more of their equivalised disposable income on housing, although substantial differences between Member States were recorded; whereas in-work poverty in the EU has been increasing since the 2008 economic and financial crisis and it is estimated that 10 % of EU workers are at risk of poverty (22);

J.

whereas the youth unemployment rate has increased due to the COVID-19 crisis, reaching 17,1 % in September 2020, and is expected to continue rising; whereas 11,6 % of young people aged between 15 and 24 are not in education, employment or training (NEET)15; whereas the COVID-19 crisis has had an impact on access to education for disadvantaged social groups such as single-parent, low-income and large families, who have struggled to access or afford digital education equipment for their children; whereas increasing inequalities between generations affect the sustainability of our welfare system as well as our democratic health; whereas the economic fallout will have long-term negative effects on youth employment, and whereas young people might find themselves with fewer and/or lower-quality opportunities and poor working conditions;

K.

whereas women are particularly vulnerable to labour market changes owing to social care duties and uneven distribution of unpaid household and care work, discrimination on grounds of pregnancy and motherhood, occupational segregation and their more precarious employment; whereas an intersectional evaluation shows that women in vulnerable groups, such as young women with children and particularly single mothers, Roma women, women with disabilities or women of migrant origin, are more likely to be in a worse position (23);

L.

whereas the gender employment gap (11,4 %), gender pay gap (14 %) and gender pension gap (30 %) remain unacceptably high; whereas closing the gender employment gap is a social and economic imperative, due to the implications for women’s lives, including their financial security and quality of life, and its persisting economic costs, which amounted to around EUR 320 billion in 2018 (2,4 % of EU GDP) (24); whereas improving employment opportunities for women, ensuring equal pay, facilitating a good work-life balance, and adequately accounting for periods spent raising children in retirement pension schemes, including for men, are vital to sustainable social and economic growth and development and long-term fiscal sustainability in the EU;

M.

whereas people who are marginalised or suffer from social exclusion and poverty are facing particular challenges due to the COVID-19 pandemic and whereas the labour market changes caused by it have disproportionately affected them; whereas the EU’s Roma population continues to face some of the worst socio-economic indicators, with over 80 % experiencing poverty and social exclusion, only 43 % in paid employment and disproportionately high NEET rates; whereas the Roma have been particularly badly hit by the COVID-19 crisis, not least in terms of access to education and training;

N.

whereas people with disabilities have faced even more limited access to services due to the pandemic; whereas the digital divide — including digital poverty, low digital literacy and difficulties with universal design — increases barriers to social rights for people with disabilities; whereas evidence gathered by the European Union Agency for Fundamental Rights demonstrated the significant obstacles in access to education faced by children with disabilities (25);

O.

whereas unemployment among temporary workers has increased during the COVID-19 pandemic; whereas one in five workers in the EU has a poor-quality job; whereas it is expected that in the next decade, job polarisation and non-standard forms of employment will increase further and there will be more jobs at the higher and lower ends of the skills spectrum (26); whereas technological change and the use of artificial intelligence might alter the labour market significantly; whereas this might lead to further disparities in earnings; whereas labour demand has consistently been weakest in the middle of the job-wage distribution, most noticeably during the period of recession and employment contraction that ran from 2008 to 2013 (27); whereas this trend is likely to be further reinforced by the pandemic; whereas low-skilled jobs will always be essential for societies and must come with decent pay and conditions; whereas the labour market faces a rapid shift towards a greener and a more digital environment, creating jobs that require updated competencies, and whereas there is a considerable major need to focus on the training, reskilling and upskilling strategy for employees of all ages; whereas this has to be simultaneously combined with improving working conditions and creating new quality jobs for all;

P.

whereas sustainable development is a fundamental objective of the European Union and social sustainability is a fundamental prerequisite for fair and inclusive green, digital and demographic transitions; whereas the social market economy is based on two complementary pillars, namely the enforcement of competition and robust social policy measures, which should lead to the achievement of full employment and social progress; whereas the three pillars of sustainable development are the economic, the social and the environmental; whereas sustainable development is based, among other things, on full employment and social progress; whereas this is a fundamental objective of the European Union laid down in Article 3(3) of the Treaty on European Union (TEU);

Q.

whereas inequalities in health determined by socio-economic status were already substantial before the COVID-19 crisis; whereas gains in life expectancy in the EU have slowed and faltered; whereas the COVID-19 crisis has worsened physical and mental health outcomes, especially of the most vulnerable groups;

R.

whereas the impact of COVID-19 has been exacerbated by pre-existing inequalities that have been increasing over the past decade; whereas disinvestment in public services following the global financial crisis contributed to the widening of inequalities in relation to health needs;

S.

whereas new forms of employment that are expected to significantly transform the way of working in the future have emerged or intensified, such as teleworking and non-standard ways of working; whereas new realities have also emerged and existing trends have intensified during lockdowns, including the blurring of boundaries between work and private life, increased domestic violence, health problems among workers not only directly linked to the COVID-19 pandemic, such as musculoskeletal disorders and psychological troubles, as well as difficulties maintaining a good work-life balance in the new reality of work patterns and the necessity to combine work with care duties, and often home schooling;

T.

whereas the pandemic has exacerbated health and social inequalities (28) for wide-ranging groups including children in low-income families and older people, and whereas an increase in the poverty rate (more than 90 million citizens are currently at risk of poverty in the EU (29)), is predicted to be one of the side effects of the COVID-19 pandemic and is affecting new groups of citizens; whereas Eurofound suggests complementing the Social Scoreboard accompanying the EPSR with additional indicators such as job quality, social justice and equal opportunities, robust social welfare systems and fair mobility;

U.

whereas social dialogue is a crucial part of the EU social model as it helps to find tailor-made solutions for the labour market; whereas social dialogue has been weakened and collective bargaining coverage has fallen across the EU as a result of the decentralisation process that followed the 2008 crisis and labour market reforms introduced in some Member States, as pointed out in the European Semester country reports; whereas Eurofound has shown that the involvement of social partners in devising labour market policy responses to COVID-19 has been more limited than it would be in non-crisis situations in many Member States (30);

V.

whereas income inequalities remain at a high level in the EU; whereas tax and labour cost competition is harmful for the single market and for cohesion among the Member States; whereas well-designed progressive tax and benefit systems, social investment and the provision of quality public and social services are essential levers for preventing the transfer of disadvantage from one generation to the next;

W.

whereas the pandemic has greatly affected the educational system in the EU, leading to the closure of schools, universities and colleges; whereas the negative physical, mental health and educational impacts of proactive school closures on children will likely outweigh the benefits of decisions to close schools, in particular in areas with a population at risk of poverty or social exclusion;

X.

whereas the demographic challenge requires a comprehensive approach based on a mix of inclusive, non-discriminatory policy solutions in the fields of pensions, social security and protection, quality and accessible care services and infrastructure for children, the elderly and persons with disabilities, support to families, housing, early childhood education, long-term care, health systems, including preventative care and psychosocial support, the fight against poverty and social exclusion, the integration of migrants and work-life balance, gender equality, healthy and active ageing, high levels of employment and wages; whereas good working and living conditions throughout one’s lifetime are key to preventing care needs, and whereas adequate and affordable housing and high-quality local areas, including physical, social and service dimensions, are important, as they facilitate independent living;

Y.

whereas Eurofound has shown that the long-term care workforce has grown by one third over the past decade and is a key sector to consider, not only to guarantee quality of life for an ageing population, but also in terms of gender equality in three regards: currently most long-term care is provided by informal carers, most of whom are women; most workers in the sector are female and this has hardly changed; and most care receivers are women, who on average have a higher life expectancy than men in all Member States (31);

Z.

whereas we are facing a critical time in our history, with the idea that economic growth automatically trickles down to all sectors of society being widely discredited; whereas we are witnessing a thinning of the middle class, increasingly precarious job conditions and in-work poverty for blue collar, low-skilled and platform workers and growing polarisation in terms of income and wealth; whereas the cultural and creative sectors and the tourism sector, including events and performances, cultural tourism, intangible cultural heritage practices, alongside small and medium-sized enterprises (SMEs), the self-employed, local and family businesses, have been severely affected economically by the measures meant to reduce the spread of COVID-19;

AA.

whereas the risk of poverty among people in non-standard forms of employment appears to have increased since the recession and this trend has been exacerbated by the ongoing COVID-19 pandemic;

AB.

whereas, contrary to the crowding-out hypothesis that has prevailed in economic thinking for the last three decades, public investment and its crowding-in effects should play a central role in this new economic paradigm; whereas cohesion policy, as the EU’s main investment policy for social, economic and territorial development, has demonstrated its effectiveness in reducing inequalities and regional differences, in particular in the poorest regions; whereas social cohesion is a pre-condition for sustainable economic growth, job creation and employment;

AC.

whereas the COVID-19 pandemic and crisis has shown that fighting homelessness is a public health matter; whereas on any given night in the European Union, an estimated 700 000 homeless people have to sleep on the street or in shelters, a number that has increased by 70 % in the past 10 years;

1.   

Recalls that the Commission outlined, in the ASGS 2020 and the European Semester Spring and Summer Package 2020, that the European Semester should help to achieve the implementation of the European Green Deal, the EPSR and the UN SDGs; welcomes the inclusion of the EPSR and the UN SDGs in the ASGS 2021; urgently calls for fairness and social rights to be given the same importance as macro-economic objectives in a social and economic model that improves the well-being of people in the EU; emphasises the central role of the Social Scoreboard in the European Semester (32);

2.   

Notes the conclusion of the European Fiscal Board that the fiscal framework has to be revised in order to limit complexities and ambiguities, to offer better and more permanent protection for sustainable growth-enhancing government expenditure, and to set realistic targets for debt reduction in Member States that will not undermine upward social convergence; urges the Commission to ensure that all of the Member States’ socio-economic, macro-economic and fiscal policies contribute to and are fully consistent with the objectives and targets of the EPSR, the European Green Deal and the UN SDGs and that social and environmental targets and objectives are introduced in the framework of the multilateral surveillance procedure referred to in Article 121 of the Treaty on the Functioning of the European Union (TFEU), as well as in the context of a reinforced macro-economic imbalance procedure; considers that the inclusion of the UN SDGs and the social pillar within the scope of the European Semester will require the adjustment of existing indicators and the creation of new ones to monitor the implementation of EU economic, environmental and social policies, as well as coherence between policy goals and budgetary means; calls on the Commission to develop without delay a UN SDG expenditure tracking methodology for the EU budget that can also be used to assess national recovery and resilience plan (NRRP) investments;

3.   

States that 10 years after the introduction of the European Semester cycle of economic policy coordination, employment and social imbalances in the EU, such as labour market segmentation, wage dispersion, growing inequalities and poverty, especially child poverty, have not been resolved and have actually worsened, demonstrating that public policies in some Member States did not have enough leverage to build robust social protection systems and a fairer EU labour market, and that stronger policies and coordination at EU level are needed; strongly believes that EU support must go beyond making funds available; highlights the importance of taking lessons from the current health and economic crisis and acting proactively in the future;

4.   

Highlights that democratic accountability for the current Semester evaluation process needs to be strengthened; calls on the Commission and the Member States to reform the financial legal framework and the European Semester process in order to strengthen democratic accountability and the involvement of the European Parliament, to strengthen the role and participation of EU and national social partners, and to protect social progress objectives relating to social welfare systems and quality employment in future adjustment programmes and in the European Green Deal framework;

5.   

Emphasises that it should be better involved in the European Semester process, including the country-specific recommendations; stresses the important role of a more inclusive social dialogue with social partners, civil society, youth organisations, and local and regional authorities in shaping the European Semester; stresses that an effective, transparent, comprehensive, result-oriented and performance-based social tracking methodology — to be developed for the RRF — will improve the European Semester by better reflecting social, gender and environmental challenges and placing them on an equal footing with fiscal coordination, and by, for example, paying more attention to aggressive tax planning, poverty reduction, gender equality, social justice, social cohesion and upward convergence;

6.   

Believes that the Sustainable Semester Process has to focus equally on three dimensions: environmental sustainability, economic sustainability and social sustainability; reiterates that social sustainability can only be achieved through the reduction of inequalities and poverty and by offering social and employment opportunities and shared prosperity; stresses that social justice, decent work with living wages, equal opportunities, fair mobility and robust social welfare systems are essential elements in the just transition to a sustainable and social EU; calls on the Commission to carefully assess the dimensions of the Annual Sustainable Growth Survey to ensure they are fully in line with Article 3 TEU, which establishes sustainable development as the objective the EU has to work toward, based on balanced economic growth and price stability, a highly competitive social market economy, aiming at full employment and social progress, a high level of protection and improvement of the quality of the environment; calls on the Commission and the Member States to focus, together with the European Parliament, on addressing these challenges through EU eco-social policies combining shared economic prosperity, social progress and sustainable development;

Social dimension within the Recovery and Resilience Facility

7.

Welcomes the adoption of the RRF; acknowledges that the RRF will be linked to the European Semester process; underlines that the coordination between the two processes has to be transparent and must support the overarching EU objectives such as the implementation of the EPSR, the UN SDGs, the EU Gender Equality Strategy, the European Green Deal and the digital transition; highlights that the European Semester, including the principles of the EPSR, is the framework to identify national reform priorities and monitor their implementation; insists that reforms have to be based on solidarity, integration, social justice and a fair distribution of wealth, with the aim of creating quality employment and sustainable growth, ensuring equality of, and access to, opportunities and social protection, protecting vulnerable groups and improving the living standards of everyone in the EU;

8.

Understands that Member States must include measures on social and territorial cohesion, children and young people in their national recovery plans in order to access the fund; notes that social milestones and targets have been neither explicitly defined nor earmarked in the RRF Regulation, but that, according to the adopted regulation, the Commission should set out the common indicators to be used for reporting on progress and for the purpose of monitoring and evaluating the facility, and should define a methodology for reporting social expenditure, including on children and young people, under the facility; points out the particular importance of indicators related to the implementation of the EPRS principles, quality employment, upward social convergence, equality of and access to opportunities and social protection, education and skills, and investment in access and opportunities for children and young people related to education, health, nutrition, jobs and housing, in line with the objectives of the Child Guarantee and Youth Guarantee; calls on the Commission to work with the European Parliament, social partners and civil society, in the context of the recovery and resilience dialogue, to define these indicators, in accordance with those established by the European Parliament resolution on a strong social Europe for just transitions, in order to assess the investments in and reforms of the NRRPs, as well as the proposed measures to ensure progress towards these goals;

9.

Points out that Member States will design their own tailored NRRPs based on the criteria and six-pillar approach of the RRF and the investment and reform priorities identified as part of the European Semester process, in line with their national reform programmes, national climate and energy plans, Just Transition plans, Youth Guarantee implementation plans, and the partnership agreements and operational programmes set up for EU funds; recalls that each Member States must include in its NRRP a detailed explanation of how the plan contributes to the implementation of the EPSR, as well as how it strengthens quality job creation, upward social convergence, investments in young people and children, gender equality and equal opportunities for all; encourages the Member States to also include social targets and milestones and specify the estimated amount of investment in social progress towards them; insists that the NRRPs must contribute to achieving the UN SDGs, implementing the EU’s sustainable growth strategy as set out in the European Green Deal, and fulfilling the principles of the EPSR; calls on the Member States to make full use of the potential offered by the general escape clause to support companies which are in difficulty and are lacking liquidity, particularly by improving access for SMEs to public and private funding, safeguarding the jobs, wages and working conditions of people working in the EU and investing in people and social welfare systems;

10.

Calls on the Commission to include the social indicators from the Social Scoreboard of the European Semester, in particular those related to decent work, social justice and equal opportunities, robust social welfare systems and fair mobility, in the common indicators to be used in the RRF for reporting on progress and monitoring and evaluating the plans, as well as in the methodology for reporting on social investment, including for the Child Guarantee and Youth Guarantee; stresses that the European Parliament will closely analyse the delegated act that the Commission will present on this matter, in order to establish if the social indicators, scoreboard and social methodology comply with the objectives, and to verify that there are no objections to be made;

11.

Believes that robust welfare systems built on strong economic and social structures help Member States to respond more efficiently and in a fair and inclusive way to shocks and to recover more swiftly from them; highlights that social welfare systems contribute to guarantee that EU societies and everyone living in the EU have access to the integral services and economic support they need to lead a decent life, covering the following areas of intervention: social security, healthcare, education and culture, housing, employment, justice and social services for vulnerable groups; highlights furthermore that social welfare systems play a key role in achieving sustainable social development, combatting poverty and social exclusion, and promoting equality and social justice; warns that during the COVID-19 crisis, social welfare systems have been under unprecedented pressure, as they were not designed to cover the social demands triggered by a healthcare and economic emergency; calls on the Member States, with the EU’s support, to strengthen their social welfare systems so that they can perform well and assist the entire population, particularly in situations of crisis or systemic shocks, including by establishing targets for social investment that match digital and green investments in ambition;

12.

Calls on the Commission and the Member States, in their recovery measures, to address the needs of children and take measures to ensure equitable access for all children to early years support, education on new technologies, skills and the ethical and safe use of digital tools, and opportunities for social, mental, cultural and physical wellbeing; calls on the Commission to propose an ambitious anti-poverty strategy and allocate a larger budget to the Child Guarantee; calls on the Commission to ensure that the upcoming Child Guarantee guarantees equal access for children to free healthcare, free education, free childcare, decent housing and adequate nutrition;

13.

Believes that sustainable growth and fairness-enhancing reforms and investments outlined in the NRRPs must address structural weaknesses of social services and social protection systems and strengthen their resilience; reiterates the importance of the cohesion policy, which it understands to be a strategy to promote and support the ‘overall harmonious development’ of its Member States and regions, with the aim of strengthening economic and territorial development and social cohesion by reducing disparities within the EU, with a focus on the poorest regions; in this sense, points out that the reforms and investments in social and territorial cohesion should also contribute to fighting poverty and tackling unemployment, lead to the creation of high-quality and stable jobs and the inclusion and integration of disadvantaged groups, and enable the strengthening of social dialogue, entrepreneurship, social infrastructure, social protection and social welfare systems;

14.

Believes that to ensure the EU remains resilient, we must focus all policies on ensuring a lasting recovery and avoiding the premature ending of measures and financial tools to support companies and workers, and strengthen them where and when needed; welcomes the activation of the general escape clause under the Stability and Growth Pact until at least the end of 2021; expects that it will remain activated for as long as the underlying justification for the activation exists; insists that any future adjustment programmes should focus on sustainable growth and quality job creation and be coherent and not hamper reforms or investments in social progress towards the social milestones and targets identified in the European Semester process and the NRRPs, in particular progress towards the reduction of poverty and inequalities; points out that financial support through the RRF will have to be ensured in order for Member States to achieve these social milestones and targets; calls on the Commission and the Member States to ensure sustainable investment and to support SMEs and their employees in the transition to a more digital and greener economy and the resumption of economic activity, and to give adequate consideration to SMEs by analysing the possible effects of fiscal consolidation policies on them, as SMEs are one of the main engines of the EU economy and vital for sustainable growth;

15.

Believes that the economic governance framework must avoid procyclicality, which could result in increases in poverty and inequalities and a deviation from the social objectives agreed in the RRF; calls for the potential social negative consequences of the deactivation of the general escape clause to be evaluated in accordance with Article 9 TFEU; calls on the Commission and the Member States, in the context of the Recovery and Resilience Dialogue and the interinstitutional agreement on better law-making, to work together with the European Parliament in order to propose the necessary economic governance changes that will ensure social progress and protect the most vulnerable from bearing the consequences of any potential future adjustment programmes;

16.

Acknowledges that the NGEU is substantial, but regrets that the limited size of the EU budget, together with its expenditure-driven nature and its principle of equilibrium, mean that its redistribution and stabilisation functions are also very limited; acknowledges the importance of social and cohesion policies, and looks forward to strengthening them if more needs arise; stresses that it is therefore all the more important to take full advantage of all possibilities under the MFF, the NGEU and the own resources system to support an inclusive national recovery, social justice, and environmental, economic, social and inclusive resilience, and to boost social policies and investments, while also strengthening the EU budget with a broader portfolio of own resources;

17.

Believes that the NGEU, the MFF and the EU budget must dedicate investments to social objectives, and in particular social progress, as stipulated in Article 3 TEU and Article 9 TFEU, that match in ambition investments in the green and digital areas, and believes that the reduction of poverty and inequalities should also be a transversal consideration across all expenditure decisions; believes that the redistribution and stabilisation functions of the EU budget might need to be strengthened for a strong and inclusive recovery; calls on the Member States to take full advantage of all possibilities under the MFF, the NGEU and the own resources system to support social objectives and social justice in their national recoveries, in order to reinforce the social ambition in both the MFF and the RRF; calls on the Member States to accelerate the implementation of EU programmes and funds pursuant to the 2014-2020 MFF, and to urgently ratify Decision (EU, Euratom) 2020/2053, and stresses that the implementation of the roadmap for the introduction of new own resources will be crucial to repaying the money spent under the EU recovery instrument without an undue reduction in EU expenditure or investment in employment and social policies under the 2021-2027 MFF;

18.

Welcomes the inclusion within the European Semester of components referring to the specific activities in the education, culture, sport and media sectors carried out under the RRF; calls on the Commission to closely monitor the Member States’ progress reports on the implementation of the NRRPs within the European Semester exercise in order to verify to what extent the objectives of the RRF have been met;

19.

Stresses that the ASGS 2021 mentions delivering on the EU objective of competitive sustainability, but that this concept is not defined as an objective in the EU Treaties and it is not featured in the UN SDGs; calls on the Commission, therefore, to deliver on the objectives defined in Article 3 TEU and Articles 8 to 11 TFEU, as well as to be more precise in the definition of resilience, understood to be an ability to not only withstand and cope with challenges, but also to undergo transitions in a sustainable, fair and democratic manner (33);

20.

Highlights that social progress is one of the EU goals stipulated in Article 3(3) TEU; notes that the MFF agreement must properly address the serious social consequences of the COVID-19 pandemic and the need for a robust response to invest in avoiding a further increase in unemployment, poverty and social exclusion, ensuring that no one is left behind; emphasises the need to make social progress an investment priority, together with the green and digital transitions, in order to protect everyone in our societies, particularly the most vulnerable, against the negative impact of the current crisis and to mitigate the widening of inequalities; recalls that the Commission estimates the investment needed in social infrastructure to be EUR 192 billion, with health and long-term care accounting for 62 % (EUR 57 billion for affordable housing, EUR 70 billion for health, EUR 50 billion for long-term care, and EUR 15 billion for education and life-long learning) (34); reiterates the importance of projects that generate positive social impacts and enhance social inclusion; recalls that social progress plans must be included in NRRPs and outline the implementation of the EPSR and social investment in order to reduce the investment gap in social infrastructure; stresses the role of the European Parliament as co-legislator and calls for its input to be taken into account to ensure democratic monitoring in the recovery and resilience plans; calls on the Member States to put in place mechanisms that guarantee dialogue with regional social partners;

21.

Calls on the Member States to increase their gross domestic product allocations for education and to make, in their NRRPs, ambitious investment in all levels of education — including vocational and educational training, upskilling and reskilling — a condition for an economic recovery that fosters social cohesion and tackles inequalities;

Social dimension

22.

Calls on the Commission and the Member States to actively tackle the digital divide in access to public services, many of which have been digitalised during the COVID-19 pandemic, by ensuring EU support, including financial support, for social innovation at local level aiming to make public services more easily accessible, including capacity-building and the scaling up of innovative bottom-up initiatives for e-inclusion and data literacy, so as to ensure that everyone in the EU has access to high-quality, accessible and user-friendly services of general interest; stresses the importance of further improving digital skills and promoting the digital transformation of businesses and public administrations; underlines that the digitalisation of public services can help to facilitate fair labour mobility, particularly with regard to the coordination of social security systems, and calls on the Member States to commit to this digitalisation; stresses that the Members States should also focus on innovation and investments in improved connectivity and infrastructure for urban and rural households and along major transport corridors;

23.

Calls on the Member States to take the measures needed to reinforce their digital infrastructure, their connectivity and the educational methods used in their schools, universities and learning centres, to accelerate reforms implementing the digital transformation, thus ensuring that everyone in the EU can benefit, and to make a particular effort to ensure that online education is accessible to all; recalls, in this context, the need to adequately train teachers, trainers and parents, who all play a crucial role in the digital transformation, especially with regard to new formats such as distance and blended learning; points out the need to thoroughly assess the impact of overexposure to the digital world and calls for measures that promote better understanding of the risks posed by digital technologies, which may affect children and young people in particular; stresses that, in the long term, access to digital and online education is not to be intended to act as a replacement, but rather as a complement to the direct interaction between teachers and learners, as only in-person learning can effectively ensure the acquisition of interpersonal and social skills;

24.

Stresses the need for the Commission and the Member States to collect better and more harmonised data on the number of homeless people in the EU, as this constitutes the basis of any effective public policy;

25.

Stresses that investment in social rights is important, as is the effort to mainstream the principles enshrined in the EPSR, taking due account of different socio-economic environments, the diversity of national systems and the role of social partners;

26.

Is concerned about the large amounts of tax revenue that are not collected due to large-scale tax avoidance; calls on the Council to speed up the negotiations on legislation regarding public country-by-country reporting and a common consolidated corporate tax base, and to revise the criteria for both the Code of Conduct Group for Business Taxation and the EU list of non-cooperative jurisdictions;

27.

Calls on the Commission and the Council to do their utmost to fight tax evasion and tax avoidance and effectively counter harmful tax practices adopted by some Member States;

28.

Regrets that the way data is presented in the joint employment report is not clear and that the data is often inconclusive or difficult to compare, regarding the evolution of wages, productivity, capital gains and profits, subsidies and tax breaks for corporations, and the tax wedge for labour and capital; warns that multifactor productivity is not being measured; calls on the Member States to include the Gender Equality Index as one of the European Semester’s tools and to analyse the structural reforms from a gender perspective; recalls that to understand new demands, behaviours and responses, better gathering, monitoring and use of existing and new forms of data and evidence is needed; is concerned about the lack of references to combatting discrimination and racism and to ensuring equality of opportunity and a life of dignity for all groups, including of children and in terms of their access to education; calls on the Commission to strengthen the implementation of anti-discrimination legislation, policy and practice in order to effectively counter discrimination on all grounds, including antigypsyism, and preserve social, mental, cultural and physical well-being in the recovery measures;

29.

Calls on the Commission and the Member States to develop a sustainable quality employment package, taking into account diverse forms of national practices and the role of social partners and collective bargaining, including legislative initiatives aimed not only at improving wages but also at ensuring decent working conditions for all, with a particular focus on telework, the right to disconnect, work-life balance, mental well-being at work, parental and care-related leave, occupational health and safety, the rights of platform workers, ensuring quality jobs for essential workers, and strengthening democracy at work and the role of the social partners and collective bargaining; stresses that creating quality employment is one of the objectives included in the RRF Regulation and that this should be done through a comprehensive package of reforms and investments as well as measures ensuring stable contracts, decent wages, collective bargaining coverage and social protection floors, including decent pensions above the poverty threshold; calls on the Commission to include these indicators in the guidelines for assessing social progress under the NRRPs; points out that labour market reforms undertaken as part of the NRRPs must be in line with the attainment of these objectives;

30.

Notes that macroeconomic policies that ensure high levels of quality employment, as well as fair taxation, are essential for the sustainability of our national pension systems in a demographic context of ageing Member State populations; stresses the need for further support for workers and businesses as the Member States continue to strive for macroeconomic stability in the wake of the COVID-19 crisis; calls for a coordinated approach at EU level in order to avoid unfair and unhealthy labour cost competition and increase upward social convergence for all;

31.

Stresses that social dialogue and collective bargaining are key instruments that help employers and trade unions to establish fair wages and working conditions, and that strong collective bargaining systems increase the resilience of the Member States in times of economic crisis; firmly believes that a democratic, resilient and socially just recovery should be based on social dialogue, including collective bargaining; reiterates its view that the Member States should take measures to promote high trade union density and reverse the decline in collective bargaining coverage; points out the importance of ensuring that workers in the EU are protected by adequate minimum wages, by law or collective agreements, ensuring they have a decent standard of living wherever they work; welcomes, in this regard, the Commission’s proposal for a directive on adequate minimum wages in the European Union, which aims to increase collective bargaining coverage and ensure that workers in the European Union are protected by minimum wages set at adequate levels;

32.

Calls on the Member States to take measures to promote effective access to social protection systems in order to ensure adequate social protection floors for all workers (in particular vulnerable workers such as those in non-standard forms of work, the self-employed, migrants and those with disabilities), in particular by following the Council Recommendation of 8 November 2019 on access to social protection for workers and the self-employed (35); welcomes, once again, the adoption of this recommendation as a first measure and the Commission’s commitment to strengthening social protection systems in the EU, but stresses the need to make universal access to social protection a reality, especially in the current difficult situation; calls on the Member States to develop and strengthen incentives to increase employment opportunities for older workers, while concurrently ensuring the adequacy and sustainability of pension systems;

33.

Calls on the Commission to give priority to the publication of its strategy on the rights of people with disabilities and urges the Member States to keep in mind and work on compensating the disproportionate negative effects that measures adopted in the context of the pandemic have on vulnerable groups;

34.

Recalls that the COVID-19 crisis has put Member States’ public health systems under unprecedented stress, which underlines the importance of adequate financing, notably by making best use of the RRF to enhance crisis-preparedness capacity and strengthen social and institutional resilience, as well as the importance of capacity, accessibility, effectiveness and quality of public health and sufficiently staffed healthcare systems, including to accelerate the coordinated distribution of and timely access to vaccines for all Member States and to all people; welcomes the building of a strong EU Health Union in this regard; calls on the Member States to ensure equal and universal access to high-quality healthcare, including preventive, long-term care and health promotion, with a special focus on quality care for the elderly, notably by making dedicated investments in the field and ending precariousness and the abuse of temporary work in the health sector;

35.

Stresses that tackling the pandemic is a prerequisite for the social and economic recovery and for the effectiveness of the recovery efforts; welcomes the development of COVID-19 vaccines, but is very worried about the serious cases of non-compliance with production and delivery schedules; calls for COVID-19 vaccines to be treated in practice as public goods that are guaranteed for all; calls on the Commission and the Member States to overcome the barriers and restrictions arising from patents and intellectual property rights in order to ensure the widespread production of vaccines and their timely distribution to all countries and to all people;

36.

Recalls that the employment gap, the gender pay gap and the gender pension gap remain extremely high; underlines that the European Semester process and the RRF should contribute to tackling these challenges; calls for gender equality to be strengthened through the integration of gender mainstreaming, and for the Commission to accelerate the introduction of an effective, transparent, comprehensive, result-oriented and performance-based methodology for all EU programmes; welcomes the Commission’s intention to introduce binding pay transparency measures, including a male-female wage equality index; urges the swift adoption of these measures in order to avoid further gender-based inequalities; calls on the Member States and the Commission to support entrepreneurship among women and facilitate access to financing for them; calls on the Member States to unblock the negotiations on the Women on Boards Directive in the Council;

37.

Calls on the Commission to expand the country-specific recommendations in the future to include an outcome regarding the involvement of social partners in wage-setting mechanisms and the effectiveness of their involvement;

38.

Stresses that the timely, effective and equitable implementation of the EU skills agenda is critical for promoting employment in the health sector and tackling skills shortages in new fields of work; warns, however, that a skills agenda is not enough to tackle the increasing precariousness and in-work poverty in the EU labour market; calls on the Commission and the Member States to ensure that high-quality, affordable and inclusive skills and vocational training are developed through the obtaining and mutual recognition of qualifications and the recognition and validation of competencies, learning outcomes and diplomas at all education levels, as well as of non-formal learning with tailored support and active outreach, notably for the most marginalised groups in society, thus avoiding stereotyping; emphasises the need to encourage lifelong learning practices across the EU, as they will prove an essential element for the transition towards a digital, green, competitive and resilient EU economy;

39.

Recalls the importance of EU programmes such as the Youth Guarantee, whose package has recently been strengthened; calls on the Member States to quickly implement this programme, in close alignment with EU funds such as the European Social Fund Plus, to address their NEET situation, with particular concern for those living in rural areas and regions with natural or demographic constraints in their labour markets, in order to ensure that all young people under the age of 30 receive a good-quality offer of employment, continued education, vocational education or training, are able to develop the skills needed for employment opportunities in a wide range of sectors, or are offered a remunerated apprenticeship or traineeship within four months of becoming unemployed or leaving formal education;

40.

Encourages the Member States to temporarily adapt the EU School Fruit, Vegetables and Milk Scheme to the closure of schools, when closures are required to fight the pandemic, in order to ensure that children maintain healthy eating habits during such periods, to prevent malnutrition among those at risk of poverty and social exclusion, and to support local producers;

41.

Highlights the importance of horizontal coordination between EU programmes and national measures for social justice and equality, social development, combating the risk of poverty and social exclusion, including child poverty and in-work poverty, and preventing the emergence of skills shortages and income inequalities; points out that the European Social Fund is a prime example of the aforementioned horizontal coordination; strongly underlines, at the same time, that the social and employment impact should be a transversal consideration across all expenditure programmes;

42.

Emphasises that the EU budget’s backstop, its borrowing and lending functions, and in particular the EU instrument for temporary Support to mitigate Unemployment Risks in an Emergency (SURE scheme), are perfect examples of how the credit capacity and reputation of the EU budget can be used to support Member State actions in line with EU priorities, particularly in the exceptional circumstances created by a health and economic crisis that was unprecedented in the history of the EU;

43.

Calls for better coordination between environmental, economic and social policies and between the different recovery funds and structural funds, in order to improve synergies and boost social investment resources, including those aimed at first respondents to the crisis such as essential workers, embedding the principle of leaving no one behind; calls on the Commission and the Member States to involve all relevant national, regional and local authorities, at their appropriate levels, in the design and implementation of European-Semester-related actions, in particular in the health and social fields, which often fall outside of economic and fiscal considerations;

44.

Welcomes the inclusion of housing affordability in the European Semester; calls on the Commission to propose an EU framework for national homelessness strategies, and further calls on the Member States to adopt the principle of housing first, which helps to substantially reduce the rate of homelessness, prioritising the provision of permanent housing to homeless people, proposing ways to tackle energy poverty, stopping forced evictions and stopping the criminalisation of homelessness; stresses, moreover, the need to collect better and more harmonised data on homeless people in the EU; calls on the Commission and the Member States to come up with specific proposals to adequately address the problem of energy poverty in the context of the European Green Deal;

45.

Calls on the Commission to present an instrument to mitigate the effects of asymmetric shocks that is effective in the long run, such as an adequate and workable unemployment (re)insurance scheme that would be able to back up national schemes when a part of the EU experiences a temporary economic shock; stresses the paramount importance of supporting investment and access to finance in the EU in order to help SMEs with solvency difficulties, create quality employment in strategic sectors and promote territorial, economic and social cohesion in the EU; highlights the fact that the new European Globalisation Adjustment Fund for displaced workers could be mobilised to mitigate the consequences of the COVID-19 crisis on employment; calls, therefore, on the Member States to rapidly submit to the Commission applications for funding to support EU workers who have lost their jobs as a result of COVID-19 to retrain, requalify and reintegrate into the labour market;

46.

Welcomes the fact that the European Globalisation Adjustment Fund is also being used to respond to this pandemic, by supporting the restructuring needs of EU companies; notes that the limit on worker dismissals for access to the fund has been reduced to the minimum of 200, and that this EU tool could help to fund personalised support measures, such as tailor-made training courses and re-skilling and up-skilling programmes; calls on the EU institutions involved to be flexible and quickly analyse the activation requests, ensuring that the time needed to mobilise the fund is reduced to a minimum;

47.

Stresses that the brain drain phenomenon widens the economic and social development gap within the EU; calls on the Commission to assess brain drains in certain regions and sectors and propose support measures where needed, as well as to support mobile workers by ensuring freedom of movement of workers, without restrictions, and strengthening the portability of rights and entitlements; asks the Commission to put forward a proposal for a digital EU social security number;

48.

Notes the need to provide specific support for the media sector, which plays a key role in our democracies, in a way that respects and promotes media freedom and pluralism at a time when the online environment is increasingly dominated by a few large players, with increasing market power and mobile tax bases, sometimes hampering the ability of many smaller EU companies to start up and scale up across the single market, as highlighted in the Commission communication on the EU Annual Sustainable Growth Strategy 2021 (36); draws the attention of the Member States to the specific measures set out in the Commission Media Action Plan unveiled on 3 December 2020 to help the broadcasting, news publishing and cinema sectors to recover from the big loss in advertising revenues experienced due to the lockdown imposed by the pandemic and to boost their production and distribution of digital content;

49.

Points out that fairness conditions should be considered for companies that wish to access public funds and support in order to avoid such support going to companies based in a jurisdiction referred to in Annex I to the Council conclusions on the revised EU list of non-cooperative jurisdictions for tax purposes (37), and points out that they should not subvert collective bargaining, workers’ participation or co-determination in company decision-making processes in accordance with national law and practice, and should be conditional on maintaining the same level of working and employment conditions and rights, including protection against dismissals and reductions in wages, with no bonuses or dividends paid to managers or shareholders respectively;

50.

Stresses that the assessment of the rule of law and the effectiveness of the justice system should thus continue to be included in the European Semester;

o

o o

51.

Instructs its President to forward this resolution to the Council and the Commission.

(1)  OJ C 242, 10.7.2018, p. 24.

(2)  OJ C 356, 4.10.2018, p. 89.

(3)  Texts adopted, P9_TA(2020)0194.

(4)  Texts adopted, P9_TA(2020)0180.

(5)  OJ C 429, 11.12.2020, p. 159.

(6)  OJ C 364, 28.10.2020, p. 124.

(7)  OJ C 97, 24.3.2020, p. 32.

(8)  OJ L 188, 12.7.2019, p. 79.

(9)  OJ C 76, 28.2.2018, p. 93.

(10)  OJ C 440, 6.12.2018, p. 37.

(11)  OJ C 363, 28.10.2020, p. 80.

(12)  OJ C 433, 23.12.2019, p. 9.

(13)  Texts adopted, P9_TA(2020)0371.

(14)  Eurostat preliminary flash estimate of 2 February 2021: https://ec.europa.eu/eurostat/documents/portlet_file_entry/2995521/2-02022021-AP-EN.pdf/0e84de9c-0462-6868-df3e-dbacaad9f49f

(15)  Council Decision (EU, Euratom) 2020/2053 of 14 December 2020 on the system of own resources of the European Union and repealing Decision 2014/335/EU, Euratom (OJ L 424, 15.12.2020, p. 1).

(16)  Council note of 16 October 2020 on the Proposal for a Regulation of the European Parliament and of the Council on the establishment of a Programme for the Union’s action in the field of health for the period 2021-2027 and repealing Regulation (EU) No 282/2014 (‘EU4Health Programme’), and European Parliament resolution of 10 July 2020 on the EU’s public health strategy post-COVID-19 (Texts adopted, P9_TA(2020)0205).

(17)  Commission proposal of 18 November 2020 for a joint employment report from the Commission and the Council (COM(2020)0744).

(18)  Eurostat, Over 20 % of EU population at risk of poverty or social exclusion in 2019, European Commission, Luxembourg, 2020.

(19)  Eurofound, COVID-19: Some implications for employment and working life, Publications Office of the European Union, Luxembourg, 2021 (forthcoming).

(20)  J. Hurley, COVID-19: A tale of two service sectors, Publications Office of the European Union, Luxembourg, 2021.

(21)  Eurofound, Living, working and COVID-19, Publications Office of the European Union, Luxembourg, 2020, p. 9.

(22)  Eurostat, 1 in 10 employed persons at risk of poverty in 2018, European Commission, Luxembourg, 2020, https://ec.europa.eu/eurostat/web/products-eurostat-news/-/DDN-20200131-2

(23)  Advisory Committee on Equal Opportunities for Women and Men, Opinion on Intersectionality in Gender Equality Laws, Policies and Practices, European Institute for Gender Equality, Vilnius, 2020.

(24)  Eurofound, Women and labour market equality: Has COVID-19 rolled back recent gains? Publications Office of the European Union, Luxembourg, 2020.

(25)  European Union Agency for Fundamental Rights, Coronavirus pandemic in the EU — fundamental rights implications: focus on social rights, Bulletin 6, Publications Office of the European Union, Luxembourg, 2020.

(26)  Eurofound, Upward convergence in the EU: Concepts, measurements and indicators, Publications Office of the European Union, Luxembourg, 2018.

(27)  European Commission, Labour market and wage developments in Europe defy economic slowdown, European Commission, Brussels, 2019.

(28)  EuroHealthNet, Recovering from the COVID-19 pandemic and ensuring health equity — The role of the European Semester, EuroHealthNet, Brussels, 2020.

(29)  Eurostat, People at risk of poverty or social exclusion, European Commission, Luxembourg, https://ec.europa.eu/eurostat/databrowser/view/t2020_50/default/table?lang=en

(30)  Forthcoming reports: Eurofound, COVID-19: Some implications for employment and working life, Publications Office of the European Union, Luxembourg, 2021; Eurofound, Involvement of social partner in policy making during COVID-19, Publications Office of the European Union, Luxembourg, 2021.

(31)  Eurofound, Long-term care workforce: employment and working conditions, Publications Office of the European Union, Luxembourg, 2021.

(32)  Social Score of Indicators. Eurostat 2020 https://ec.europa.eu/eurostat/web/european-pillar-of-social-rights/indicators/social-scoreboard-indicators

(33)  Commission communication of 9 September 2020 entitled ‘2020 Strategic foresight report — Charting the course towards a more resilient Europe’ (COM(2020)0493).

(34)  Commission staff working document of 27 May 2020 entitled ‘Identifying Europe's recovery needs’ (SWD(2020)0098).

(35)  OJ C 387, 15.11.2019, p. 1.

(36)  Commission communication of 17 September 2020 on the Annual Sustainable Growth Strategy 2021 (COM(2020)0575).

(37)  OJ C 64, 27.2.2020, p. 8.


24.11.2021   

EN

Official Journal of the European Union

C 474/115


P9_TA(2021)0085

Situation in Eastern Democratic Republic of Congo and the assassination of the Italian ambassador Luca Attanasio and his entourage

European Parliament resolution of 11 March 2021 on the situation in Eastern Democratic Republic of Congo and the assassination of the Italian ambassador Luca Attanasio and his entourage (2021/2577(RSP))

(2021/C 474/11)

The European Parliament,

having regard to its previous resolutions on the Democratic Republic of the Congo (DRC), notably that of 18 January 2018 (1) of the same title and that of 17 September 2020 on the case of Dr Denis Mukwege in the DRC (2),

having regard to the statement by spokesperson for the UN Secretary-General of 22 February 2021 on the DRC,

having regard to the statement of 20 May 2020 by the Vice-President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy (VP/HR) on the security situation in Ituri,

having regard to UN Security Council resolutions, in particular Resolution 2463 of 29 March 2019 on the extension of the mandate of the UN Organization Stabilization Mission in the Democratic Republic of the Congo (MONUSCO) until 20 December 2019,

having regard to Council Decision (CFSP) 2020/2033 of 10 December 2020 amending Decision 2010/788/CFSP concerning restrictive measures against the DRC (3),

having regard to the measures laid down in UN Security Council Resolution 2528 of 25 June 2020 on the renewal of measures on the arms embargo against the DRC imposed by Security Council resolution 2293 (2016) until 1 July 2021 and the extension of the mandate of the Group of Experts established pursuant to Resolution 1533 (2004) until 1 August 2021, which renewed until 1 July 2021 a series of sanctions such as an arms embargo on armed groups in the DRC, a travel ban on individuals and an asset freeze on individuals and entities designated by the Sanctions Committee,

having regard to the UN Report of August 2010 of the Mapping Exercise documenting the most serious violations of human rights and international humanitarian law committed within the territory of the DRC between March 1993 and June 2003,

having regard to the report from the UN Office of the High Commissioner for Human Rights and MONUSCO of 6 July 2020 entitled ‘violations of human rights and international humanitarian law by the Allied Democratic Forces armed group and by members of the defense and security forces in Beni territory, North Kivu province and Irumu and Mambasa territories, Ituri province, between 1 January 2019 and 31 January 2020’,

having regard to Regulation (EU) 2017/821 of the European Parliament and of the Council of 17 May 2017 laying down supply chain due diligence obligations for Union importers of tin, tantalum and tungsten, their ores, and gold originating from conflict-affected and high-risk areas (Conflict Minerals Regulation) (4),

having regard to the Partnership Agreement of 23 June 2000 between the members of the African, Caribbean and Pacific (ACP) Group of States of the one part, and the European Community and its Member States, of the other part (the Cotonou Agreement) (5),

having regard to the African Charter on Human and Peoples’ Rights, which was adopted on 27 June 1981 and entered into force on 21 October 1986,

having regard to the Constitution of the Democratic Republic of Congo, which was adopted on 18 February 2006,

having regard to the Universal Declaration of Human Rights,

having regard to the Charter of the United Nations,

having regard to Rule 144(5) and 132(4) of its Rules of Procedure,

A.

whereas on 22 February 2021 Luca Attanasio, Italian ambassador to the DRC, his driver Mustapha Milambo, and Vittorio Iacovacci, an Italian military police officer, were killed by gunmen during an attack on their convoy; whereas the ambassador and his staff were travelling in a UN vehicle from Goma to visit a UN World Food Programme (WFP) school project in Rutshuru; whereas the route was on a road previously designated safe for travel without a security team;

B.

whereas park rangers from Virunga National Park attempted to save the lives of the ambassador and his entourage; whereas rangers themselves work under the constant threat of kidnapping and killings by rebel groups; whereas six rangers were killed and a seventh injured in an attack in January 2021 in Nyamitwitwi; whereas 12 rangers and five civilians were killed in an ambush in April 2020;

C.

whereas the grave security situation in eastern DRC continues to deteriorate, in particular on the border between Ituri, South Kivu and North Kivu; whereas approximately 120 armed groups, including the Democratic Forces for the Liberation of Rwanda, the Allied Democratic Forces, and the Nduma-Defence of Congo-Rénové, operate in the region, vying for access to and control of natural resources, including minerals, and have been responsible for kidnappings, killings, torture and sexual violence;

D.

whereas the violence in eastern DRC claimed more than 2 000 victims in 2020; whereas the violence has increased even more since the beginning of 2021; whereas civilians, of whom the majority are women and children, are targets of the repeated violence, which resulted in the deaths of more than 150 people between 11 December 2020 and 10 January 2021; whereas within the first two months of 2021, more than 100 people were kidnapped and many others were injured; whereas medical infrastructure and natural resources were destroyed, and houses were reportedly set on fire; whereas the humanitarian consequences of this violence are a cause for concern; whereas, to date, the UN has registered more than 67 000 displaced persons;

E.

whereas, according to the Kivu Security Tracker, 152 civilian killings, 61 kidnappings for ransom and 34 cases of abduction have been reported in both North and South Kivu since 1 January 2021;

F.

whereas on 12 March 2017, armed men executed two UN investigators — Zaida Catalán, a Swede, Michael Sharp, an American — and their interpreter Beitu Tshintela while they were documenting human rights abuses in the central Kasai region of the DRC;

G.

whereas the DRC has one of the highest rates of internal displacement in the world; whereas more than five million people have been uprooted due to insecurity within the country’s borders; whereas many women and children live in precarious conditions, sleeping outside or in overcrowded public spaces and being exposed to the risk of harassment, assault or sexual exploitation; whereas displaced populations often receive no basic life-saving services and are at risk of malnutrition and disease; whereas as of 4 February 2021, an Ebola outbreak has been declared in North Kivu province;

H.

whereas the United Nations Office for the Coordination of Humanitarian Affairs has reported increasing numbers of kidnappings and attacks on aid workers and convoys, which have forced humanitarian organisations to postpone the delivery of aid and suspend their activities; whereas members of civil society, including activists, journalists and human rights defenders, continue to face harassment, intimidation and attacks; whereas many of them risk their lives to defend the freedoms of association and expression;

I.

whereas MONUSCO’s mandate expires on 20 December 2021 and whereas the DRC sanctions regime established under UN Resolution 1533 expires on 1 July 2021; whereas the number of troops and budget allocated to MONUSCO continue to be reduced;

J.

whereas in December 2020, the EU renewed the targeted sanctions in place against eleven DRC officials responsible for human rights abuses;

K.

whereas the UN Mapping Exercise Report published in 2010 documented 617 corroborated serious human rights violations in eastern DRC between 1993 and 2003; whereas the report detailed a series of recommendations, which have largely not been implemented; whereas impunity remains a serious problem;

1.

Condemns in the strongest terms the killing of Luca Attanasio, Moustapha Milambo and Vittorio Iacovacci, expressing its deepest sympathy to the families of the victims, the Government of Italy and to WFP national staff; deplores the loss of life and killings of innocent civilians;

2.

Calls for a thorough, independent and transparent investigation into the circumstances surrounding the murders to be conducted; welcomes the President Tshisekedi’s commitment to launching an inquiry and urges the DRC Government and provincial leaders to cooperate fully with the Italian authorities and the United Nations;

3.

Stresses that it is the primary responsibility of the DRC Government to ensure security in its territory and protect its populations while maintaining respect for the rule of law, human rights and international humanitarian law, including protection from crimes against humanity and war crimes;

4.

Firmly insists that the DRC authorities must step up their efforts to end armed attacks on civilians and that they must thoroughly, independently, effectively and impartially investigate all killings and bring those responsible to justice in fair trials;

5.

Strongly condemns the serious violations of human rights and humanitarian law committed by local militias in eastern DRC; urges the DRC Government to establish a mechanism for justice and accountability for those responsible for the human rights violations documented in the UN Mapping Exercise Report, as well as for other crimes committed in the DRC that are considered serious under international law and international humanitarian law;

6.

Urges President Félix Tshisekedi to uphold his commitment to ensuring that those responsible for the murders of UN investigators Zaida Catalán and Michael Sharp and their interpreter Betu Tshintela are held accountable, and calls for full transparency in this investigation;

7.

Is concerned by the persistence of serious human rights abuses and international humanitarian law violations against civilians in eastern DRC, including summary executions, sexual and gender-based violence, and the large-scale recruitment and use of children by armed groups. as well as the killing of civilians by members of the DRC security forces; stresses that these acts could constitute war crimes under international law; deplores the continual threat of violence experienced by the local population, humanitarian and development workers, international organisations, the diplomatic community, and human rights defenders operating in eastern DRC;

8.

Is extremely concerned at the continuing levels of impunity in the country; notes that the failure to address impunity for those committing human rights violations only perpetuates further abuses; urges the DRC authorities to swiftly bring to justice the perpetrators of the attack of 22 February 2021 and to take serious steps towards achieving transitional justice;

9.

Reiterates its call for the recommendations of the UN Mapping Exercise Report to be taken forward, notably the recommendation on creating specialised mixed chambers in DRC courts to allow for cooperation between the DRC judiciary and the international community on prosecuting human rights abuses; calls for the strengthening of the national justice sector as a whole in order to prosecute crimes that have caused serious human rights violations;

10.

Condemns the human rights violations and violations of international humanitarian law committed by security and defence forces; urges the DRC authorities to remove from their positions security force officers and other executive branch officials who have been reported by the UN and DRC and international human rights organisations as having been implicated in serious human rights violations; calls for the creation of a formal vetting mechanism as part of the broader security sector reform efforts, in order to ensure that that the most suitable candidates are hired and that security forces act in a manner consistent with international human rights and international humanitarian law standards; calls on the authorities to end all support by security force officers and political leaders to armed groups and ensure that those responsible for such support are held accountable in fair trials;

11.

Calls on the DRC Government to adopt a zero-tolerance approach to collaboration between political leaders, the armed forces and the police, and armed groups;

12.

Calls on the DRC authorities to urgently set up an effective demobilisation, disarmament, and reintegration (DDR) programme and strategy for dealing with armed groups, with long-term support to prevent former fighters from returning; urges the DRC authorities to provide critical humanitarian assistance to hundreds of demobilised fighters currently stationed in DDR camps with hardly any food supplies and no access to adequate medical care;

13.

Stresses the determination of MONUSCO to continue to do its utmost to ensure the protection of civilians in accordance with its mandate and to support national efforts to consolidate peace and stability in the country; notes that its role should be reaffirmed through a clear mandate in which benchmarks related to the security situation must be reached before its possible withdrawal from the region;

14.

Recalls that the violence in eastern DRC is strongly linked to the raw material trade; emphasises that any business, individual or state or state-related actor contributing to the perpetration of such crimes must be brought to justice; welcomes the entry into force of the Conflict Minerals Regulation in January 2021; stresses that this regulation maintains the DRC on the list of countries considered conflict-affected and high-risk; notes that the biggest challenge remains artisanal gold, the management of which is a source of instability in the region; stresses the urgent need for further action on mandatory due diligence and responsible business conduct by businesses operating in conflict zones;

15.

Stresses the need to undertake further efforts to cut off financing for armed groups involved in destabilising activities through the illicit trade of natural resources, including gold or wildlife products;

16.

Expresses its deep concerns over the security and humanitarian situation, especially the recent surge in the number of internally displaced persons in the DRC, which continues to severely affect the civilian population; recalls its deep concern regarding the ongoing military activities of foreign and domestic armed groups and the smuggling of DRC natural resources; calls for all international investors, including China, to fully comply with international law, standards and best practices in responsible mining;

17.

Condemns the killings of Virunga Park ecoguards during the attacks carried out in 2020; urges the DRC Government to disarm rebels and restore security in the park region;

18.

Welcomes the UN Security Council publication of 14 January 2021 entitled ‘United Nations Strategy for Peace Consolidation, Conflict Prevention and Conflict Resolution in the Great Lakes region’; urges the parties involved to continue cross-border cooperation, including through the UN Office of the Special Envoy for the Great Lakes, to address the violence, human rights abuses and impunity in eastern DRC;

19.

Calls on the DRC Government to ensure better governance at all levels of the state and society, including public finance and the fight against corruption; calls for the EU sanction mechanism be used to fight against corruption; stresses the importance of organising a credible electoral process in 2023 and to guarantee sustainable security in eastern DRC;

20.

Calls on the VP/HR, the EU delegation to and the EU missions in the DRC to increase the visibility of their support to human rights defenders at risk in the DRC using all available tools (i.e. political, diplomatic and financial), as a protective measure to provide recognition for their human rights work and acknowledge their important role as human rights defenders fighting for stability and peace in the region, and where appropriate, to facilitate the issuing of emergencies visas, and provide temporary shelter in the Member States;

21.

Calls on the European Union to step up funding for the DRC in order to address the severe underfunding of the UN agencies working with local authorities and communities to protect civilians;

22.

Strongly underlines the need for cross-border cooperation in the African Great Lakes region and the establishment of a regional strategy by neighbouring countries to address the violence and human rights abuses in the DRC; calls for the common security and defence policy mission in the African Great Lakes region to contribute to the stabilisation of the security conditions and the improvement of the humanitarian situation;

23.

Instructs its President to forward this resolution to the Council, the Commission, and the Vice-President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy, the EU Special Representative for Human Rights, the ACP-EU Council of Ministers and Joint Parliamentary Assembly, the President, Prime Minister and Parliament of the Democratic Republic of the Congo, and the African Union and its institutions.

(1)  OJ C 458, 19.12.2018, p. 52.

(2)  Texts adopted, P9_TA(2020)0234.

(3)  OJ L 419, 11.12.2020, p. 30.

(4)  OJ L 130, 19.5.2017, p. 1.

(5)  OJ L 317, 15.12.2000, p. 3.


24.11.2021   

EN

Official Journal of the European Union

C 474/120


P9_TA(2021)0086

The human rights situation in the Kingdom of Bahrain, in particular the cases of death row inmates and human rights defenders

European Parliament resolution of 11 March 2021 on the human rights situation in the Kingdom of Bahrain, in particular the cases of death row inmates and human rights defenders (2021/2578(RSP))

(2021/C 474/12)

The European Parliament,

having regard to its previous resolutions on Bahrain, in particular those of 14 June 2018 on the human rights situation in Bahrain, notably the case of Nabeel Rajab (1), and of 16 February 2017 on executions in Kuwait and Bahrain (2),

having regard to the statements by the spokesperson of the Vice-President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy (VP/HR) of 13 July 2020 on upholding death sentences in Bahrain, of 10 June 2020 on the release of human rights defender Nabeel Rajab, of 9 January 2020 on the confirmation of the death sentence for two Bahraini citizens, and of 27 July 2019 on the executions of Ali al-Arab and Ahmed al-Malali,

having regard to the statement of 12 February 2020 by Agnes Callamard, the UN Special Rapporteur on extrajudicial, summary or arbitrary executions, Fionnuala Ni Aolain, the UN Special Rapporteur on the promotion and protection of human rights and fundamental freedoms while countering terrorism, and Nils Melzer, the UN Special Rapporteur on torture and other cruel, inhuman or degrading treatment or punishment, urging Bahrain to quash the death sentences against Mohammed Ramadan and Husain Moosa,

having regard to the joint statement of 10 October 2019 by VP/HR Federica Mogherini, on behalf of the EU, and the Secretary-General of the Council of Europe, Marija Pejčinović Burić, on the European and World Day Against the Death Penalty,

having regard to the European Union Guidelines on Human Rights Defenders, on the Death Penalty, on Torture, on Human Rights Dialogues with third countries and on Freedom of Expression,

having regard to the EU Strategic Framework and Action Plan on Human Rights, which aims to place the promotion, respect and fulfilment of human rights at the heart of all EU policies,

having regard to the conclusions of the 25th EU-Gulf Cooperation Council (GCC) Joint Council and Ministerial Meeting of 18 July 2016,

having regard to the EU-Bahrain Cooperation Arrangement,

having regard to the International Covenant on Political and Civil Rights and to the Convention against Torture and other Cruel, Inhuman or Degrading Treatment or Punishment, to which Bahrain is party,

having regard to the November 2011 report by the Bahrain Independent Commission of Inquiry (BICI),

having regard to the Universal Declaration of Human Rights, in particular Article 3 thereof,

having regard to the Arab Charter on Human Rights,

having regard to Rule 144(5) and 132(4) of its Rules of Procedure,

A.

whereas in the aftermath of the 2011 popular uprising, the Bahraini authorities continue to violate and restrict the rights and freedoms of the population, in particular the right of individuals to peaceful protest, freedom of expression and digital freedom both online and offline; whereas human rights lawyers, journalists and political activists face ongoing systematic targeting, harassment, detention, torture, intimidation, travel bans and revocation of citizenship; whereas since 2011 the authorities have rejected all demands by the democratic opposition and human rights defenders for the freedoms of speech and assembly to be respected; whereas no political opposition is tolerated in Bahrain; whereas the authorities have arrested several children for joining protests in February 2021, and have reportedly subjected them to threats of rape and electrocution; whereas at least three of them remain in detention as of 4 March 2021, including a 16-year-old with a serious medical condition;

B.

whereas human rights defender Abdulhadi Al-Khawaja, a Bahraini and Danish citizen, the co-founder of the Bahrain Center for Human Rights and the Gulf Center for Human Rights, is currently completing his tenth year in prison while serving a life sentence on charges of ‘financing and participating in terrorism to overthrow the government and spying for a foreign country’; whereas following Abdulhadi Al-Khawaja’s arrest, he was beaten, tortured and sentenced in an unfair trial that did not comply with Bahraini criminal law or international fair trial standards; whereas in July 2012, the UN Working Group on Arbitrary Detention concluded that Al-Khawaja’s arrest was arbitrary, as it resulted from his exercise of the fundamental rights of freedom of expression, peaceful assembly and association, and called for his release;

C.

whereas Nabeel Rajab, one of the most prominent Bahraini human rights defenders, was released from prison on 9 June 2020 to serve the rest of his five-year sentence under the alternative sanctions law;

D.

whereas between 2011 and 2020, Bahrain sentenced to death approximately 50 people, in contrast to the seven death sentences handed down between 2001 and 2010; whereas 27 persons are currently on death row in Bahrain, of whom 26 are at imminent risk of execution; whereas on 15 January 2017 Bahrain ended a seven-year de facto moratorium on the death penalty by executing three civilians; whereas six people have been executed since then; whereas these executions were declared extrajudicial killings by the UN Special Rapporteur on extrajudicial, summary or arbitrary executions; whereas the death penalty is the ultimate cruel, inhuman and degrading punishment, and violates the right to life enshrined in the Universal Declaration of Human Rights; whereas the conditions on death row inflict extreme psychological suffering;

E.

whereas independent observers report that in the majority of recent executions, Bahraini authorities have extracted confessions through torture, and defendants have not been guaranteed fair trials; whereas since the 2011 protests and following the conclusions of the BICI report on government abuses, a number of internal bodies, such as the Office of the Ombudsman within the Ministry of the Interior, a Special Investigations Unit (SIU) within the Office of the General Prosecutor, and the Prisoners and Detainees Rights Commission (PDRC), have been set up, but are not effective and independent enough; whereas the lack of independence of these bodies has reportedly caused a lack of accountability within the Bahraini Government and security forces; whereas this has fostered a culture of impunity that undermines democratic reform attempts and serves to further destabilise the country;

F.

whereas Ali Al-Arab and Ahmed Al-Malili, both Bahraini citizens convicted of terrorism offences in a mass trial marred by allegations of torture and serious due process violations, were executed by firing squad on 27 July 2019; whereas on 18 February 2014 Mohamed Ramadan was arrested by the Bahraini authorities for allegedly taking part — along with Hussein Ali Moosa — in a bomb attack in Al Dair on 14 February 2014; whereas, on appeal, on 13 July 2020 the Court of Cassation reaffirmed its final ruling and upheld the death sentences imposed on Mohamed Ramadan and Hussein Ali Moosa, despite an unfair trial with a verdict based on confessions allegedly coerced from defendants under torture, and the outcomes of the Special Investigation Unit’s investigation into Moosa and Ramadan’s torture allegations; whereas Agnes Callamard, the UN Special Rapporteur on extrajudicial, summary or arbitrary executions, warned that Moosa and Ramadan’s conviction and death sentence would be arbitrary and a clear violation of their right to life and would amount to arbitrary killing; whereas UN human rights experts have called on Bahrain to prevent the execution of both men; whereas Mohamed Ramadan and Hussein Ali Moosa are at imminent risk of execution and have exhausted all legal remedies;

G.

whereas the Bahraini authorities dissolved al-Wefaq, the country’s largest peaceful political opposition party, confiscated its assets and arrested its leaders; whereas the leader of the party, Shaikh Ali Salman, is currently serving a life term in jail on alleged espionage charges;

H.

whereas several public figures have been prosecuted merely for their social media activity, including prominent lawyers Abdullah Al Shamlawi and Abdullah Hashim; whereas no independent media have operated in Bahrain since the Information Affairs Ministry suspended Al Wasat, the country’s only independent newspaper, in 2017;

I.

whereas health and hygiene conditions in Bahrain’s overcrowded prisons remain extremely serious; whereas Bahrain released 1 486 prisoners in March 2020 owing to the health risk posed by the COVID-19 pandemic; whereas the releases have mostly excluded opposition leaders, activists, journalists and human rights defenders; whereas Bahraini authorities are denying prisoners urgent medical attention, risking their health and wellbeing, in violation of the UN Standard Minimum Rules for the Treatment of Prisoners; whereas numerous political prisoners have gone on strike to protest poor treatment in custody;

J.

whereas the Bahraini courts continue to issue and uphold decisions to strip citizens of their nationality; whereas more than 300 people in 2018 and more than 100 people in 2019, including human rights defenders, politicians, journalists and senior religious authorities, among others, had their citizenship revoked by Bahraini Courts and in most cases remain stateless; whereas revocation of nationality is being used in contravention of Article 15 of the Universal Declaration of Human Rights;

K.

whereas in December 2018, Bahrain amended its labour law to prohibit employers from discriminating against workers on the basis of sex, origin, language or creed; whereas it adopted sanctions against sexual harassment at work; whereas Bahrain continues to be a place where migrant workers, especially women hired as domestic workers, are exploited due to the Kafala system which allows for exploitation;

L.

whereas Bahraini law continues to discriminate against women in family law, such as in the right to divorce and transmission of Bahraini nationality to their children on an equal basis to men; whereas Bahrain acceded to the Convention on the Elimination of All Forms of Discrimination against Women (CEDAW) in 2002, but maintains reservations to several articles which contain provisions that are central to the purpose of the convention; whereas Article 353 of the criminal code exempts perpetrators of rape from prosecution and punishment if they marry their victims; whereas Bahrain’s Parliament proposed a full repeal of that article in 2016, but the cabinet rejected the proposal; whereas Article 334 of the criminal code reduces the penalties for perpetrators of so-called honour crimes and adultery, and whereas sexual relations outside marriage are still criminalised;

M.

whereas Bahrain is an important EU partner in the Persian Gulf, including in political and economic relations, energy and security; whereas the Kingdom of Bahrain has a rich history of long-standing openness to other cultures from around the world, and is an active player in creating momentum for building confidence and fostering dialogue and stability in the Gulf and wider Middle East region;

N.

whereas the change in leadership in November 2020 and the appointment of the new Prime Minister Prince Salman bin Hamad Al Khalifa presents Bahrain with an opportunity to move towards political reform and national inclusive reconciliation, including Sunni-Shia reconciliation; whereas the EU-Bahrain Human Rights Dialogue was held in February 2021; whereas Bahrain is the second country in the Gulf region with whom the EU has established a Human Rights Dialogue;

1.

Is deeply concerned that ten years after the Bahraini ‘Arab Spring’ uprising, the human rights situation in the country continues to worsen, with the application of the death penalty, arbitrary arrests, prosecution and harassment of human rights defenders, and denial of civil and political rights and freedoms of association, assembly, and expression both online and offline;

2.

Strongly condemns the sentencing to death of Mohammed Ramadan and Husain Ali Moosa; urges the Bahraini authorities, and in particular His Majesty Sheikh Hamad bin Isa Al Khalifa, to halt their execution immediately, commute their sentences, order a retrial that fully complies with international fair trial standards and excludes evidence obtained under torture, and allow an independent investigation into the torture allegations; calls on Bahrain to review the independence and effectiveness of internal bodies monitoring governmental abuses such as the Ombudsman, the Special Investigations Unit (SIU) and the Prisoners and Detainees Rights Commission (PDRC) that are conducting inadequate investigations and whitewashing the Bahraini court’s reliance on forced confessions to secure convictions, including in the investigation into the allegations of Mr Ramadhan and Mr Moosa;

3.

Strongly deplores the lifting of the de facto moratorium on the use of the death penalty; calls on the Bahraini authorities to introduce an immediate moratorium on the use of the death penalty as a step towards its abolition; calls for a comprehensive review of all death sentences to ensure that these trials adhered to international standards and that victims of human rights abuses unlawfully sentenced to death receive redress; recalls that the EU opposes capital punishment and considers it to be a cruel and inhuman punishment which fails to act as a deterrent to criminal behaviour and is irreversible in the event of error;

4.

Highlights that the change in leadership since November 2020 presents an opportunity for the EU to refocus its foreign policy towards Bahrain, including in the light of the new National Action Plan for Human Rights; calls on the new Prime Minister, Prince Salman bin Hamad Al Khalifa, to use his authority to move Bahrain towards political reform, and respect for human rights and fundamental freedoms;

5.

Calls for the immediate and unconditional release of all human rights defenders and prisoners of conscience, including Abdulhadi al-Khawaja, Dr Abduljalil al-Singace, Naji Fateel, Abdulwahab Hussain, Ali Hajee, Sheikh Ali Salman and Hassan Mshaima, who have been detained and sentenced for merely exercising their right to freedom of expression, and to drop all charges against them; calls on the VP/HR and the Member States to champion and pursue a vigorous campaign to secure the immediate release of the imprisoned human rights defenders, as a key element for enhanced EU-Bahrain cooperation; calls on the Bahraini authorities to guarantee a safe space for civil society organisations and independent media; urges the Government of Bahrain to allow foreign journalists and human rights organisations access to Bahrain; strongly commends the work of all human rights defenders, journalists and lawyers whose work is essential for the defence of human rights; urges the Government of Bahrain to reinstate the country’s single independent media outlet, Al Wasat, and to allow independent political societies to operate in Bahrain, including those dissolved;

6.

Welcomes the release of Nabeel Rajab under the alternative sanctions law, but urges the Bahraini authorities to lift his travel ban;

7.

Calls on the Bahraini Government to stop the harassment of human rights defenders and to immediately lift the travel ban on them, and insists that authorities guarantee in all circumstances that human rights defenders in Bahrain are able to carry out their legitimate human rights activities, both inside and outside the country;

8.

Expresses particular concern about the misuse of anti-terrorism laws in Bahrain, and stresses the importance of the support given to Bahrain, in particular as regards its judicial system, with a view to ensuring compliance with international human rights standards; asks the authorities of Bahrain to promptly amend its Act No. 58 (2006) on protecting society from acts of terrorism and all other laws that limit freedom of expression and political freedoms, and which are not fully compliant with international obligations and standards;

9.

Condemns the continuing use of torture, including denial of medical care, and other cruel and degrading treatment or punishment of detainees, including peaceful protesters and civilians; calls for thorough and credible investigations into all torture allegations with a view to holding those responsible to account; deplores the dire prison conditions in the country; urges the Bahraini authorities to protect all detainees from the danger of COVID-19;

10.

Urges the Government of Bahrain to abide by its obligations and commitments under the UN Convention against Torture, including its Article 15, which prohibits the use of any statement made as a result of torture as evidence in any proceedings; calls for the ratification of the Optional Protocol to the Convention Against Torture (OPCAT) and of the Second Optional Protocol to the International Covenant on Civil and Political Rights aiming at the abolition of the death penalty;

11.

Calls on the Government of Bahrain to fully cooperate with UN bodies, to extend a standing invitation to visit Bahrain to all Special Procedures of the UN Human Rights Council, and to cooperate in a proactive manner; calls on the Bahraini Government to allow EU officials, independent monitors and human rights groups to visit Bahraini prisons, and urges the Bahraini authorities to ensure in particular that the UN Special Rapporteurs on Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, on Human Rights Defenders, on Freedom of Expression and on Freedom of Assembly are allowed to enter the country;

12.

Condemns the ongoing practice of arbitrarily stripping nationals of their citizenship, which has in many cases resulted in people being left stateless in violation of the UN Convention on the Reduction of Statelessness; calls on the Bahraini authorities to amend the country’s citizenship law and to restore Bahraini citizenship to those individuals who have been unfairly stripped of it;

13.

Notes the Government of Bahrain’s ongoing efforts to reform the country’s criminal code and legal procedures, and encourages them to continue this process; calls for the full implementation of the recommendations of the BICI and the Universal Periodic Review (UPR); continues to support the Government of Bahrain’s reform agenda, and encourages the Kingdom of Bahrain to aim for stability through further reforms and inclusive reconciliation in an environment where peaceful political grievances can be expressed freely, in line with its international obligations;

14.

Calls on the EU Delegation to fully implement the EU Guidelines on Human Rights Defenders, to provide all appropriate support to the human rights defenders detained, including through arranging prison visits, trial monitoring and public statements, and to offer support to civil society and access to protection for people at risk of persecution;

15.

Calls on the VP/HR, the European External Action Service (EEAS), the Council and Member States to systematically raise concerns about human rights violations in Bahrain, as well as the lack of political space for expressing legitimate and peaceful dissent, and to consider targeted measures against those responsible for serious human rights violations;

16.

Notes the human rights dialogue between the EU and Bahrain; calls for reinforcement of the dialogue in accordance with the EU Guidelines on Human Rights Dialogues; notes that an EU-Bahrain human rights dialogue is no substitute for a proper dialogue between government, opposition and civil society in Bahrain itself; urges the EEAS to ensure that the informal human rights dialogue with Bahrain is geared to concrete deliverables and commitments, including the consultation of civil society before and after the dialogue; emphasises that Bahraini authorities should meaningfully and genuinely engage in this process; supports further dialogue, engagement and the sharing of best practices on human rights and judicial procedures between the EU, its Member States and the Kingdom of Bahrain;

17.

Urges the EU to ensure that human rights are mainstreamed across all areas of cooperation with Bahrain, including in the EU-Bahrain Cooperation Agreement, which was recently concluded and did not include references to human rights;

18.

Is disturbed at the reports of the use of surveillance technology against Bahraini human rights defenders; reiterates that surveillance technologies exported by European companies to Bahrain could facilitate the repression of human right defenders; emphasises the need for the EU export control authorities to take human rights criteria into account before granting export licences to a third country; calls on all the Member States to strictly observe the EU Code of Conduct on Arms Exports, and in particular to halt all transfers of weapons, surveillance and intelligence equipment and material that can be used by Bahrain in its ongoing crackdown on human rights;

19.

Stresses that the EU Delegation’s Chaillot Prize for the Promotion of Human Rights in the Gulf Cooperation Council Region should not be awarded to those justifying human rights violations;

20.

Expresses its alarm at the fact that the Kafala system enables violations of labour rights and restrictions against social and trade union movements in the country; urges the Bahraini Government to amend labour legislation to ensure that domestic workers are able to benefit from the same rights as other workers, including limits on their working hours, weekly rest days and a minimum wage;

21.

Calls on the Bahraini Government to amend legislation as necessary to eliminate discrimination against women related to entering marriage, within marriage, during the dissolution of marriages, and in relation to children and inheritance, and to allow women to pass on nationality to their children on the same basis as men; urges the Bahraini Government to lift all reservations to the CEDAW, to repeal Articles 353 and 334 of the Criminal Code which condone violence against women, and to repeal provisions that criminalise consensual adult sexual relations;

22.

Urges the EEAS, the Commission and Member States to remain vigilant with regard to developments in the country and in the Gulf region in general, and to use all means of influence at their disposal; deplores foreign interference in Bahrain’s domestic politics aimed at destabilising the country;

23.

Instructs its President to forward this resolution to the Council, the Commission, the Vice-President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy, the governments and parliaments of the Member States, the Government and Parliament of the Kingdom of Bahrain, and the members of the Gulf Cooperation Council.

(1)  OJ C 28, 27.1.2020, p. 76.

(2)  OJ C 252, 18.7.2018, p. 192.


24.11.2021   

EN

Official Journal of the European Union

C 474/126


P9_TA(2021)0087

The mass trials against opposition and civil society in Cambodia

European Parliament resolution of 11 March 2021 on the mass trials against the opposition and civil society in Cambodia (2021/2579(RSP))

(2021/C 474/13)

The European Parliament,

having regard to its previous resolutions on Cambodia, in particular those of 14 September 2017 on Cambodia, notably the case of Kem Sokha (1), 14 December 2017 on Cambodia: notably the dissolution of CNRP Party (2) and 13 September 2018 on Cambodia, notably the case of Kem Sokha (3),

having regard to the Council conclusions on Cambodia of 26 February 2018,

having regard to the 1991 Paris Peace Accords, in which a commitment to uphold human rights and fundamental freedoms in Cambodia, including on the part of international signatories, is enshrined in Article 15,

having regard to the Commission’s decision of 12 February 2020 (4) to withdraw part of the tariff preferences granted to Cambodia under the European Union’s Everything But Arms (EBA) trade scheme as of 12 August 2020,

having regard to the statement by the spokesperson for the UN High Commissioner for Human Rights of 11 September 2020 on the arrest of the prominent trade unionist Rong Chhun and 24 other human rights and environmental defenders (5),

having regard of the statement by the spokesperson of the European External Action Service (EEAS) of 2 March 2021 on the mass trials conducted against opposition figures,

having regard to the International Labour Organization Convention on Freedom of Association and Protection of the Right to Organise,

having regard to the statement by the Special Rapporteur on the rights of peaceful assembly and association, the Members of the Working Group on discrimination against women and girls and the Special Rapporteur on the freedom of opinion and expression of 16 November 2020 on the crackdown on civil society and attacks on human rights defenders in Cambodia,

having regard to the Cooperation Agreement between the European Community and the Kingdom of Cambodia of 29 April 1997 (6),

having regard of the Cambodian Criminal Code,

having regard to the EU Guidelines on Human Rights Defenders of 2008,

having regard to the Universal Declaration of Human Rights of 10 December 1948,

having regard to the International Covenant on Civil and Political Rights of 1966,

having regard to the statement of the Special Rapporteur on the situation of human rights in Cambodia, Rhona Smith, of 25 November 2020,

having regard to Rules 144(5) and 132(4) of its Rules of Procedure,

A.

whereas in November 2020 at least 137 individuals were accused of being linked to the dissolved opposition Cambodia National Rescue Party (CNRP) to stand trial for politically motivated charges of incitement, plotting and attacks against the state under Articles 451, 453, 494 and 495 of the Criminal Code;

B.

whereas on 1 March 2021, the Phnom Penh Municipal Court convicted the nine most senior leaders of the CNRP on charges of ‘attempting to organise a coup d’état to overthrow the government’ in relation to their attempted return to Cambodia on 9 November 2019;

C.

whereas theformer CNRP president Sam Rainsy attempted to return to Cambodia in 2019; whereas Mr Rainsy was handed down the harshest sentence of 25 years imprisonment; whereas Mu Sochua, Eng Chhay Eang, Ou Chanrith, Ho Vann, Long Ry, Men Sothavrin, Tiolung Saumura and Nuth Romduol were sentenced alongside Sam Rainsy; whereas all defendants face prison sentences of between 20 and 25 years; whereas their right to vote and stand for election has been revoked;

D.

whereas the opposition politicians were tried in absentia, as they were not allowed to return to Cambodia to defend themselves in court;

E.

whereas, while these cases are being expedited by the courts, the trial against the former president of the CNRP, Kem Sokha, who was released on restrictive bail, remains suspended and his petitions for a resumption of the proceedings have been rejected;

F.

whereas in July 2019 the court convicted in absentia Kong Atith, the newly elected president of the Coalition of Cambodian Apparel Workers Democratic Union (CCAWDU), of intentional acts of violence in relation to a 2016 protest between drivers and the Capitol Bus Company; whereas as a result of his three-year suspended sentence, Mr Kong Atith can no longer work as the leader of a worker’s union;

G.

whereas on 31 July 2020, the authorities arrested Rong Chhun, president of the independent Cambodian Confederation of Unions, without an arrest warrant at his home in Phnom Penh, and whereas on 1 August 2020, he was charged with ‘incitement to commit a felony’ under Articles 494 and 495 of Cambodia’s Criminal Code; whereas he was subsequently placed in pre-trial detention at Phnom Penh’s Correctional Centre 1;

H.

whereas throughout the mass trials conducted from November 2020 to February 2021, no reliable evidence was presented; whereas the defendants were not allowed to be present during the trials; whereas the public was largely excluded from the legal proceedings; whereas there have been reports of defendants objecting to the alleged confessions used during the trial, arguing that these were signed or thumb-printed under duress and without legal representation present;

I.

whereas the trials staged by the Phnom Penh Municipal Court violate the procedural and substantive requirements of a fair trial reflected in the Cambodian Criminal Code and Article 14(3)(d) of the International Covenant on Civil and Political Rights;

J.

whereas since 2017 the Government of Cambodia has undertaken a series of repressive actions curtailing political participation and electoral rights in the country, moving away from the path towards democracy and creating an authoritarian state;

K.

whereas on 16 November 2017, the Supreme Court announced the dissolution of the CNRP;

L.

whereas the 2018 elections in Cambodia failed to meet the minimum international standards for democratic elections and allowed the ruling party, the Cambodian People’s Party (CPP), to take full control of all seats, both in the Senate and in the National Assembly, thereby de facto creating a one-party state with no parliamentary opposition;

M.

whereas the Cambodian authorities have announced that the next local elections will take place on 5 June 2022, while the key opposition party CNRP remains legally dissolved and its leaders convicted and banned from participating in politics, with its supporters being harassed, arrested and subjected to violence;

N.

whereas UN human rights experts have expressed concerns about the tightening of restrictions on civil society in Cambodia;

O.

whereas on 12 February 2020, the Commission decided to withdraw part of the tariff preferences granted to Cambodia under the European Union’s Everything But Arms (EBA) trade scheme owing to the serious and systematic violations of the human rights principles enshrined in the International Covenant on Civil and Political Rights;

1.

Calls on the Government of Cambodia to put an end to all forms of harassment, intimidation and politically motivated criminal charges against members of the opposition, trade unionists, human rights defenders, the media and civil society actors; calls on the security forces to refrain from unnecessary and excessive force against those engaged in peaceful protests;

2.

Calls on the Cambodian authorities to proceed with the immediate and unconditional annulment of the sentences against Sam Rainsy, Mu Sochua, Eng Chhay Eang, Ou Chanrith, Ho Vann, Long Ry, Men Sothavrin, Tiolung Saumura and Nuth Romduol;

3.

Calls on the Cambodian authorities to initiate a process of national reconciliation through genuine and inclusive dialogue with the political opposition parties and civil society;

4.

Calls on the Government of Cambodia to release, without delay, all persons who have been detained for exercising their human rights, and to drop all charges against them; emphasises that the charges brought against the more than 130 persons targeted are politically motivated and aimed at eradicating any dissent;

5.

Is appalled by and condemns the escalating violations of human rights in Cambodia, including violence against peaceful protesters, the adoption of new repressive laws and the arrest of human rights defenders, journalists, opposition party activists, environmentalists, students and ordinary citizens for peacefully expressing their opinions;

6.

Urges the Cambodian Government to repeal all repressive laws, including the recent decrees and draft laws regulating the digital environment and enabling the government to increase online surveillance, censorship and control of the internet, as well as to repeal all recent amendments to the Constitution, the Criminal Code, the Law on Political Parties, the Trade Union Law, the Law on NGOs and all other pieces of legislation limiting freedom of speech and political freedoms, and which are not fully in line with Cambodia’s obligations and international standards;

7.

Calls on the Cambodian authorities to respect the rights of all citizens to a fair trial, freedom of expression and freedom of association and peaceful assembly;

8.

Calls on the Cambodian authorities to immediately cease other forms of harassment, including judicial harassment and intimidation of opposition members in the country;

9.

Condemns repressive action under the guise of protecting health and recalls that emergency measures in the framework of containing the COVID-19 pandemic should not be used simply to quash dissent;

10.

Expresses its concern about the increasing crackdown on environmental activists; is alarmed by their inclusion in the recent mass trials;

11.

Reiterates that the elections were neither free nor fair and the CPP should not be considered the legitimate ruling party of Cambodia; emphasises that elections can only be truly free and fair if the opposition parties are allowed to participate;

12.

Calls on the Cambodian Government to restore democracy and ensure that the application of the law respects human rights and fundamental freedoms, which includes fully complying with the constitutional provisions on pluralism and freedom of association and expression;

13.

Expresses serious concern about continuous governmental measures and acts of harassment against independent media outlets and journalists that stifle their rights to freedom of expression, including their right to hold opinions and to receive and impart information and ideas without interference by public authority, and expresses alarm at the imprisonment on trumped-up charges of several journalists for independent reporting;

14.

Regrets the fact that the Cambodian Government failed to meet its responsibility in overcoming serious and systematic violations of political participation, freedom of expression and freedom of association, which led to the Commission’s decision to withdraw part of the tariff preferences granted to Cambodia under the European Union’s EBA trade scheme as of 12 August 2020; urges the Commission to insist on clearly defined human rights benchmarks in all its interactions with the Cambodian Government, and to include the issues of concern highlighted in this resolution as part of its ongoing enhanced engagement with the authorities, including on EBA; calls on the Commission to closely monitor the situation, and to assess the effect of the partial EBA withdrawal on the most vulnerable segments of civil society;

15.

Notes that this year’s Asia-Europe Meeting Summit is scheduled to take place in Phnom Penh; believes that the EU should not accept this location unless democracy is restored;

16.

Calls on the Member States to suspend all bilateral financial support to the Cambodian Government and instead focus on civil society organisations and opposition parties;

17.

Calls on the EEAS and the Member States to monitor the human rights situation in Cambodia and act in full compliance with the EU Action Plan on Human Rights and Democracy and the EU Guidelines on Human Rights Defenders; asks the EU Delegation in Phnom Penh and the embassies of the Member States to monitor trials and conduct prison visits;

18.

Insists that the Cambodian Government cooperate with the Office of the UN High Commissioner for Human Rights and UN Special Procedures in order to allow them to fulfil their mandates without interference;

19.

Calls on the Cambodian Government to take the necessary measures to ensure that the dissolution of the CNRP is swiftly reversed and its 5 007 local councillors reinstated;

20.

Reiterates the call on the Cambodian authorities by Rhona Smith, the UN Special Rapporteur on the situation of human rights in Cambodia, to open up civic space, protect and promote fundamental freedoms, including the rights to assembly and of expression, and to ensure the right to a fair trial for all, as guaranteed by international human rights norms and standards and Cambodian laws;

21.

Urges the Commission and the Council to draw up a comprehensive and strategic democracy initiative with regard to the countries of the ASEAN region and to present it to the European Parliament within six months;

22.

Believes that targeted sanctions, including travel bans and asset freezes, against Cambodian leaders and their economic interests are overdue; urges the Council to adopt restrictive measures against the political leaders and leaders of the security forces responsible for serious human rights violations, the dissolution and subsequent repression of the opposition in Cambodia, and against their economic interests under the EU global human rights sanctions regime;

23.

Calls on the EEAS and the Member States to take urgent action to lead the efforts at the forthcoming 48th session of the UN Human Rights Council towards the adoption of a strong resolution addressing the human rights situation in Cambodia, extending the mandate of the UN Special Rapporteur on the situation of human rights in Cambodia, and requesting that the UN High Commissioner for Human Rights monitor and report on the situation of human rights in Cambodia and outline actions the government should take to comply with its international human rights obligations;

24.

Calls on the European Council to adopt a formal position on the human rights situation and deterioration of democracy in Cambodia;

25.

Instructs its President to forward this resolution to the Council, the Commission, the Vice-President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy, the European External Action Service, the Secretary-General of the Association of Southeast Asian Nations, the governments and parliaments of the Member States and the Government and National Assembly of Cambodia.

(1)  OJ C 337, 20.9.2018, p. 99.

(2)  OJ C 369, 11.10.2018, p. 76.

(3)  OJ C 433, 23.12.2019, p. 128.

(4)  Commission Delegated Regulation (EU) 2020/550 of 12 February 2020 amending Annexes II and IV to Regulation (EU) No 978/2012 of the European Parliament and of the Council as regards the temporary withdrawal of the arrangements referred to in Article 1(2) of Regulation (EU) No 978/2012 in respect of certain products originating in the Kingdom of Cambodia (OJ L 127, 22.4.2020, p. 1).

(5)  www.ohchr.org/FR/HRBodies/HRC/Pages/NewsDetail.aspx?NewsID=26223&LangID=F

(6)  OJ L 269, 19.10.1999, p. 18.


24.11.2021   

EN

Official Journal of the European Union

C 474/130


P9_TA(2021)0088

The Syrian conflict — 10 years after the uprising

European Parliament resolution of 11 March 2021 on the Syrian conflict — 10 years after the uprising (2021/2576(RSP))

(2021/C 474/14)

The European Parliament,

having regard to its previous resolutions on Syria, in particular that of 15 March 2018 on the situation in Syria (1), of 18 May 2017 on the EU strategy on Syria (2), of 4 July 2017 on addressing human rights violations in the context of war crimes, and crimes against humanity, including genocide (3), of 24 October 2019 on the Turkish military operation in north-east Syria and its consequences (4), of 26 November 2019 on children rights on the occasion of the 30th anniversary of the Convention on the Rights of the Child (5) and of 17 November 2011 on EU support for the International Criminal Court (6),

having regard to the statement of the EU Foreign Affairs Council of 6 March 2020, and the latest EU Council conclusions on Syria of 14 October 2019, 16 April 2018 and 3 April 2017,

having regard to the previous statements on Syria by the Vice-President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy, including those of February 2020 on humanitarian access in Idlib, of 13 January 2020 and 26 September 2019 on Syria, and of 9 October 2019 on developments in north-east Syria,

having regard to Council Implementing Decision (CFSP) 2021/30 of 15 January 2021 implementing Decision 2013/255/CFSP concerning restrictive measures against Syria (7), which added the new Syrian Foreign Affairs Minister to the EU list of sanctions against those responsible for violent repression in Syria,

having regard to the EU strategy on Syria adopted on 3 April 2017, and to the Council conclusions on the EU regional strategy for Syria and Iraq as well as the ISIL/Daesh threat adopted on 16 March 2015,

having regard to the joint declaration by the UN and the European Union, as co-chairs of the fourth Brussels Conference on Supporting the Future of Syria and the Region, held on 30 June 2020,

having regard to the previous statements of the UN Secretary-General on Syria, including those of his spokesperson of 1 and 18 February 2020,

having regard to the latest statement of the UN Special Envoy to Syria, Geir O. Pedersen, addressed to the UN Security Council (UNSC) on 22 January 2021,

having regard to the UNSC resolutions relevant to Syria since 2011, in particular UNSC Resolution 2254 (2015) endorsing a road map for a peace process in Syria, UNSC Resolution 2249 (2015) on the Islamic State in Iraq and Syria and UNSC Resolution 2533 (2020) renewing the Bab al-Hawa border crossing until 10 July 2021 for humanitarian aid,

having regard to the latest reports of the Independent International Commission of Inquiry on Syria, submitted to the UNHRC on 1 March 2021,

having regard to UN General Assembly Resolution 71/248 of 21 December 2016 establishing the International, Impartial and Independent Mechanism to Assist in the Investigation and Prosecution of Persons Responsible for the Most Serious Crimes under International Law Committed in Syria since March 2011,

having regard to the statement by Unicef of 28 February 2021 on the safe reintegration and repatriation of all children in Al-Hol camp and across the north-east of Syria and to the Unicef Whole of Syria Humanitarian Situation Report 2020 of 2 February 2021,

having regard to the establishment in 2011 of the Secretariat of the EU Genocide Network for investigation and prosecution of genocide, crimes against humanity and war crimes, hosted by Eurojust,

having regard to Council Common Position 2003/444/CFSP of 16 June 2003 on the International Criminal Court (8), to its 2004 Action Plan for the International Criminal Court (ICC) to achieve universal ratification and implementation, and to the revised EU Action Plan of 2011,

having regard to the Rome Statute of the ICC,

having regard to the UN Charter and UN conventions to which Syria is a state party, including the Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment,

having regard to the UN-backed Geneva Communiqués of 2012 and 2014,

having regard to the Geneva Conventions of 1949 and the additional protocols thereto,

having regard to the UN Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on their Destruction,

having regard to the UN Convention on the Prevention and Punishment of the Crime of Genocide of 9 December 1948,

having regard to Rule 132(2) and (4) of its Rules of Procedure,

A.

whereas in late February 2011 Syrian children were arrested, detained and tortured in Deraa by the Syrian regime for writing graffiti critical of President Bashar Al-Assad on city walls; whereas on 15 March 2011 thousands of Syrians in Deraa and Damascus took to the streets in record numbers to demand democratic reforms, the release of political detainees, an end to torture, respect for human rights and the rule of law, the holding of free and fair elections, and an end to corruption; whereas these popular protests spread across the country for several years, from major cities such as Homs, Hama, Idlib and popular neighbourhoods of Aleppo and Damascus, to smaller towns such as Al-Hasakah in the north-east and Kafr Nabl in the north-west;

B.

whereas the Syrian uprising of 2011 was a demonstration of Syria’s ethnic and religious diversity, including leaders from all ethnic and religious groups and all provinces of the country;

C.

whereas the Syrian regime responded to the legitimate democratic aspirations of its people with sheer brutality from the Syrian security forces and allied militias under its command; whereas more than 500 000 people have lost their lives and more than one million have been injured; whereas according to the Syrian Network for Human Rights (SNHR), since March 2011 over 230 000 civilians have been killed, 88 % of whom by the Syrian regime, 3 % by Russian forces, 2 % by Daesh and 2 % by armed opposition groups; whereas over 15 000 civilians have been tortured to death, 99 % of whom in regime prisons; whereas over 150 000 civilians have since been forcibly disappeared and remain detained, 88 % of whom by the Syrian regime, 6 % by ISIL/Daesh and 3 % by armed opposition groups; whereas over 3 400 healthcare staff have since been forcibly disappeared or detained, 98 % of whom by the Syrian regime;

D.

whereas the parties to the conflict, including government forces and their allies, anti-government armed groups and UN-listed terrorist organisations such as ISIL/Daesh, have perpetrated gross human rights violations to various degrees, including war crimes and crimes against humanity; whereas the tactics deployed by both the brutal regime and jihadists were directed at the annihilation of moderate and pro-democratic forces; whereas all those responsible for these crimes must be held accountable;

E.

whereas the Syrian regime has used chemical weapons, Scud missiles, conventional artillery and air-dropped bombs, as well as barrel bombs, cluster bombs and incendiary bombs, on densely populated civilian neighbourhoods such as Homs, Hama and East Aleppo; whereas peaceful protesters who were injured by live fire from Syrian security forces were denied treatment and tortured to death in military hospitals and detention centres across the country, as evidenced by the Caesar report presented by France to the UNSC in May 2014; whereas families have been routinely prevented from burying their dead in cemeteries; whereas entire cities have been under siege and deliberately starved; whereas collective punishments, extrajudicial killings and multiple massacres of hundreds of men, women and children in rural towns, such as in May 2012 in Houla, have taken place; whereas the UN Commission of Inquiry on Syria reported on the systematic use of rape and other forms of sexual violence as a weapon of war by Syrian regime forces and their militias;

F.

whereas the UN has established a series of initiatives through the mandate of its UN Special Envoys in order to reach a ceasefire between all parties, release detainees, guarantee humanitarian access to all parts of the country, protect journalists and NGOs and engage in an inclusive dialogue for a political solution to the conflict that ensued after 2011; whereas this process and the UN-mandated Syrian Constitutional Committee (SCC) remain at a standstill;

G.

whereas the SCC was established in October 2019 with the mandate to find a political solution to the Syrian conflict, under the auspices of the UN Special Envoy for Syria and in line with UNSC Resolution 2254 (2015); whereas, in spite of its structural deficiencies and Assad’s continuing resistance to constructive cooperation within the SCC, the SCC remains a crucial tool for achieving a peaceful political resolution to the conflict;

H.

whereas Russia, supported by China, has vetoed 16 UNSC resolutions since 2011, including on a referral of Syria to the International Criminal Court (ICC) and on increasing humanitarian access; whereas Iran and Hezbollah have been directly involved in supporting the Syrian regime’s repression of civilians; whereas Russia has been devoting logistical, diplomatic and financial resources since 2015 to a large-scale military intervention by the Russian Air Force in support of the Syrian regime;

I.

whereas Turkey has been intervening directly in Syria since 2016 with a view to occupying the northern parts of the country, predominantly consisting of Syrian Kurdish enclaves, in violation of international law, including by invading in October 2019 territories controlled by the Syrian Democratic Forces (SDF); whereas, in response to these actions by Turkey, a number of EU Member States have formally suspended arms sales to Turkey;

J.

whereas according to the OSCE Minsk Group Co-Chair countries, Turkey has transferred Syrian mercenaries to Nagorno-Karabakh;

K.

whereas the Global Coalition is continuing its efforts in Iraq, Syria and globally to thwart ISIL/Daesh’s ambitions and the activities of its branches and networks;

L.

whereas the EU and its Member States suspended diplomatic relations with the Syrian regime in 2012; whereas the EU closed its EU delegation in Damascus in December 2012, following the closure of Member State embassies in early 2012;

M.

whereas the Council adopted sanctions on individuals and entities involved in the repression of civilians, which were adopted in 2011 and have since been expanded, in order to reach a negotiated political settlement; whereas these sanctions have humanitarian exemptions;

N.

whereas the Syrian regime’s response to the uprising has led to the destruction of Syria’s economic and social fabric; whereas the collapse of the Syrian pound has been amplified by the collapse of the Lebanese economy as of 2019, and the global economic repercussions related to the COVID-19 pandemic as of March 2020; whereas the cost of basic staples has increased by over 100 % since 2019;

O.

whereas Syria, under intense international pressure, signed and ratified the Chemical Weapons Convention in October 2013 after committing its largest chemical attacks to date on a civilian neighbourhood east of Damascus in Eastern Ghouta; whereas the Organisation for the Prohibition of Chemical Weapons (OPCW) Investigation and Identification Team found the Syrian regime responsible for using chemical weapons on civilians multiple times since; whereas in July 2020 the OPCW Executive Council formally requested once again that the Syrian regime declare its chemical weapons facilities;

P.

whereas the conflict has resulted in almost 7 million refugees, with over 13 million people dependent on humanitarian aid in Syria, including 6 million women and children, 6,8 million internally displaced persons (IDPs) and 3 million people living in hard-to-reach besieged areas; whereas humanitarian needs have risen by a fifth in the last year alone, with an additional 4,5 million Syrians suffering from food insecurity and 90 % of Syrians living below the poverty line; whereas humanitarian access to all populations in need remains vital and 40 % of the Syrian population reside in non-government controlled areas; whereas in addition to general healthcare for the population, the COVID-19 pandemic has demonstrated how cross-border access into north-west and north-east Syria remains crucial; whereas winter and the subsequent flooding, which affected some 121 000 people at 304 IDP sites in north-west Syria, brought an additional level of distress to a population that was already extremely vulnerable; whereas the Syrian Government continued to impose severe restrictions on the delivery of humanitarian aid in government-held areas of Syria and elsewhere in the country;

Q.

whereas around 12 000 foreign nationals, mostly suspected of having direct or indirect ties to ISIL/Daesh, are imprisoned in seven prisons run by the SDF in north-east Syria; whereas 9 000 of them are held in Al-Hol camp, Syria’s largest, which hosts a total of 64 000 people, mostly families with ties to ISIL/Daesh, of whom 94 % are women and children, including EU citizens; whereas current conditions are highly alarming, especially after the latest killings recorded since the start of this year;

R.

whereas the conflict has had a particularly severe impact on the lives and human rights of children in Syria; whereas over 29 500 children have been killed, 78 % of whom by the Syrian regime and Iranian militias, 7 % by Russian forces and 3 % by ISIL/Daesh, according to the SNHR; whereas more than 2,6 million girls and boys have been internally displaced from their homes and whereas the mental health of many Syrian children has been and will continue to be deeply affected by the sheer brutality of the conflict; whereas the inability of children in Syria to obtain birth registration and identity documents puts them at risk of statelessness; whereas millions of children have missed years of education, with 2,8 million currently out of school in Syria;

S.

whereas continuing attacks on health facilities have decimated Syria’s health system and left Syrians struggling to cope with the challenges brought on by the COVID-19 crisis; whereas less than 64 % of hospitals and 52 % of primary healthcare centres across Syria are functioning; whereas 70 % of the health workforce has fled the country, according to the World Health Organization (WHO);

T.

whereas regular attacks on healthcare facilities have been a hallmark of the Syrian conflict since its onset, in blatant violation of international humanitarian law, and persisted in 2020 during the pandemic; whereas over the past decade, international recognition of the systematic nature of attacks on healthcare in Syria has grown, but clear accountability has proven elusive despite UNSC Resolutions 2139 (2014) and 2286 (2016); whereas the UN Secretary-General established an internal UN Board of Inquiry which examined a limited number of incidents in north-west Syria between September 2019 and April 2020;

U.

whereas humanitarian advocates and practitioners continue to raise concerns about the security and protection of returnees and displaced individuals in the light of the conditions in many areas of the country and the questions about the Syrian Government’s approach to political reconciliation;

V.

whereas since 2011 the EU and its Member States have mobilised EUR 20 billion for humanitarian, stabilisation and resilience assistance to Syrians inside the country and in neighbouring countries; whereas the EU has been the driving force behind the Syria pledging conferences which took place in Brussels over four consecutive years (2017-2020), and the fifth Brussels conference, which is due to take place on 29 and 30 March 2021;

W.

whereas UNSC Resolution 2533 (2020) of 11 July 2020 on cross-border aid renewed only the Bab al-Hawa border crossing, for a one-year period until 10 July 2021, thereby closing the Bab al-Salam, Al Yarubiyah and Al-Ramtha crossings;

X.

whereas since 2011 millions of Syrians have been stripped of their property rights by new Syrian property laws against those evading military service or fleeing the country without prior authorisation;

Y.

whereas the Golan Heights are Syrian territory and have been occupied by the State of Israel since 1967;

Z.

whereas a number of attacks on cultural heritage have been carried out by different parties throughout the course of the conflict, including the destruction and pillaging of archaeological sites at the hand of ISIL/Daesh and the bulldozing, looting and destruction of archaeological sites and Yazidi shrines and graves by the Syrian National Army in Afrin;

AA.

whereas the Rome Statute of the ICC, signed and ratified by all Member States, affirms that the most serious crimes of concern to the international community as a whole — in particular genocide, crimes against humanity and war crimes — must not go unpunished;

AB.

whereas all Member States have ratified the Rome Statute of the ICC as of 2009; whereas in 2011 the Council established the Secretariat of the EU Genocide Network for investigation and prosecution of genocide, crimes against humanity and war crimes, hosted by Eurojust; whereas the EU strategy on Syria calls for the EU to promote accountability for war crimes committed in Syria, with a view to facilitating a national reconciliation process and transitional justice;

AC.

whereas a Joint Investigative Team (JIT) led by law enforcement and judicial authorities in France and Germany was launched in 2018 for the first time to facilitate the arrest and prosecution of Syrian war criminals following the publication of the Caesar report on the systematic starvation and torture of tens of thousands of women and men in Syria’s detention centres since 2011;

1.

Conveys its support for the democratic aspirations of the Syrian people who, 10 years ago on 15 March 2011, peacefully demonstrated for democratic reforms in Deraa, Damascus and the rest of the country; pays tribute to the 500 000 victims of the repression and conflict in Syria since the beginning of the popular uprising; believes that the future of Syria should rest in the hands of Syrians; conveys its support to the unity, sovereignty and territorial integrity of the Syrian state and its people;

2.

Expresses its deep concern over the persistent political deadlock, and commends the efforts of the UN Special Envoy, Geir O. Pedersen, to find a political solution to the conflict; shares the Special Envoy’s concerns over the lack of any progress; reaffirms that a sustainable solution to the Syrian conflict cannot be achieved militarily; is equally concerned by the economic collapse and the disastrous humanitarian crisis affecting Syria;

3.

Expresses its support to UNSC Resolution 2254 (2015) establishing a Syrian-led constitutional reform process; deeply regrets the Syrian regime’s lack of engagement despite repeated engagement and readiness of Syrian opposition representatives to negotiate with the Syrian regime in the drafting of a new Syrian constitution; emphasises in this regard the need for the establishment of a UN-led ceasefire monitoring, verification and reporting mechanism;

4.

Opposes any normalisation of diplomatic relations with the Syrian regime as long as there is no fundamental progress on the ground in Syria, with clear, sustained and credible engagement in an inclusive political process; considers the upcoming 2021 Syrian Presidential elections to be lacking any form of credibility in the eyes of the international community in the current context; firmly condemns the visits of MEPs to the Syrian regime, and stresses that those MEPs do not represent the European Parliament;

5.

Regrets that some players further divided a fragmented Syrian opposition, obstructing the Geneva Process;

6.

Strongly condemns all atrocities and violations of human rights and international humanitarian law, in particular by the Assad Regime, but also by Russian, Iranian and Turkish actors and calls on Russia, Iran and Hezbollah to withdraw all forces and proxies under their command, except for those participating in an international peacekeeping or stabilisation force under mandate of the UN Security Council; deplores the role of Russia and Iran in backing the Syrian regime’s all-out repression of its civilian population, and their takeover of Syria’s political process and economic resources;

7.

Calls on Turkey to withdraw its troops from Northern Syria which it is illegally occupying outside of any UN mandate; condemns Turkey’s illegal transfers of Kurdish Syrians from occupied Northern Syria to Turkey for detention and prosecution in violation of Turkey’s international obligations under the Geneva Conventions; urges that all Syrian detainees who have been transferred to Turkey be immediately repatriated to the occupied territories in Syria; is worried that Turkey’s ongoing displacements could amount to ethnic cleansing against the Syrian Kurdish population; stresses that Turkey’s illegal invasion and occupation has jeopardised peace in Syria, the Middle East and the Eastern Mediterranean; firmly condemns Turkey’s use of Syrian mercenaries in conflicts in Libya and Nagorno-Karabakh, in violation of international law;

8.

Firmly believes in Syria’s religious and ethnic diversity; deplores the Syrian regime’s long-standing discrimination against Kurdish Syrians; condemns the Syrian regime’s targeted attacks against critical voices, such as European Parliament Sakharov Prize winner Ali Ferzat for his criticism of President Assad, as well as the Syrian regime’s attacks against 124 Christian churches, which was documented by the Syrian Network for Human Rights (SNHR); firmly condemns the assassinations of religious minorities by ISIL/Daesh, and particularly its crimes of genocide against Yazidis and people of the Shiite Muslim and Christian faiths in 2014-2018; deeply deplores the persecution of minorities under armed opposition groups;

9.

Reminds the international community of the gravity and the magnitude of human rights violations in Syria perpetrated by different parties to the conflict; points to the Syrian regime’s overwhelming responsibility for its decision to meet peaceful protests with all-out repression through unspeakable means; recalls the importance of the Caesar report and the confirmation, presented to the UNSC by France in 2014, of the credibility of the photos of the 11 000 identified prisoners who were starved and tortured to death in detention centres and military hospitals around Damascus between 2011 and 2013; urges the EU and its Member States to support the UN Commission of Inquiry’s recommendation of March 2021 to facilitate the creation of an independent mechanism with an international mandate and a victim-led approach to locate the missing or their remains, including those found in mass graves;

10.

Firmly condemns the killing of 550 international and Syrian journalists by the Syrian regime and dozens by ISIL/Daesh and other armed groups; calls on the Syrian regime to immediately release from prison the 400 journalists it is holding in detention, according to the SNHR;

11.

Condemns in the strongest terms the use of rape as a weapon of war against women, whether by the Syrian regime and its militias as documented by the UN International Independent Committee, or by ISIL/Daesh on Yazidi and Shiite women; recalls the role played by women in the 2011 uprising and the fundamental importance of including women at all levels of Syria’s political, economic, judicial power structures, including in transitional justice; reiterates the importance of including women and young people in the conflict resolution process;

12.

Reiterates its strongest condemnation of Russian airstrikes which have killed a total of over 6 900 civilians including 2 000 children using cluster munitions, vacuum bombs and long range missiles, targeting independent media centres, hospitals, humanitarian infrastructure including over 207 medical facilities, according to the SNHR, and Syrian civil defence units such as members of the White Helmets humanitarian organisation; denounces Russia’s attempts to tarnish the image of the White Helmets in Western media through an aggressive and sustained disinformation campaign on social media; condemns in the strongest terms the involvement of Russian warplanes in the Syrian regime’s chemical attacks, such as in the chemical massacre of Khan Sheikhoun of April 2017, after which Russian warplanes immediately bombed the only hospital where the victims were being treated;

13.

Urges the Syrian regime to immediately release the 130 000 political prisoners unjustly detained, including women, men and children forcibly disappeared by Syrian security forces; firmly condemns the systematic use of torture, inhuman treatments and sexual violence in the horrendous conditions in which they are being held, without any access to a civilian court, a lawyer, medical care or their families; stresses that they are being denied their basic rights to a fair trial, including the withholding of information on their arrest and torture to extract bogus confessions; urges the Syrian authorities to without exception provide immediate and unhindered access to detention facilities for recognised international humanitarian NGOs and monitoring organisations without prior notification;

14.

Stresses that ISIL/Daesh is still active in the region and has not been defeated; expresses its concerns about the difficulties encountered in preserving and obtaining access to evidence of crimes perpetrated by ISIL/Daesh and uncovering the fate of those kidnapped; calls on the EU and its Member States to support efforts on the ground to document and preserve evidence of those crimes; welcomes the prosecution of EU and non-EU nationals who have joined ISIL/Daesh;

15.

Expresses its concern over the resurgence of ISIL/Daesh in north-east Syria; commends the efforts of the international coalition against ISIL/Daesh; stresses the importance of continued, long-term US engagement in the coalition; reaffirms its support for the efforts of the Global Coalition against ISIL/Daesh, and underlines the significant contribution made by the Syrian Democratic Forces (SDF) as an ally in the fight against ISIL/Daesh;

16.

Expresses its concern about the rising tensions in Iraqi Kurdistan, which has enjoyed more stability in recent years than Syria, and has provided a safe haven to Syrian refugees;

17.

Reaffirms that the persons responsible for core international crimes must be duly prosecuted, including by EU Member States, in the absence of other international or national processes of transitional justice; emphasises the key importance of resolving the issue of those detained and disappeared by all parties to the conflict as a fundamental part of any transitional process with the aim of achieving peace;

18.

Recalls that the International Criminal Court (ICC) should remain the primary jurisdiction for international justice for crimes of genocide, crimes against humanity, war crimes and crimes of aggression; considers that the lack of accountability provides a breeding ground for further atrocities and compounds the suffering of the victims; insists, therefore, on the need to hold all perpetrators to account, notably through the application of the principle of universal jurisdiction, and to provide reparation to victims; stresses that the introduction of restorative justice measures cannot wait until the end of the conflict and urges the EU and its Member States to step up their support for processes led by representative groups of Syrians; firmly condemns Russia’s 16 UNSC vetoes, with the support of China, to referring Syria to the ICC;

19.

Welcomes the first ever sentencing of a Syrian regime security officer for complicity in crimes against humanity on 24 February 2021 at the court in Koblenz in Germany;

20.

Commends EU Member States’ efforts since 2019 to secure broad international support for securing long-term funding within the UN general budget for the UN’s International, Impartial and Independent Mechanism to Assist in the Investigation and Prosecution of Persons Responsible for the Most Serious Crimes under International Law Committed in Syria since March 2011 (IIIM);

21.

Welcomes the Franco-German Joint Investigative Team (JIT) to support the prosecution of the crimes against humanity documented by the Caesar report; welcomes the international arrest warrants issued by both countries in 2018 to arrest three high-ranking security officials; commends the role played by local Syrian NGOs in verifying, documenting, gathering and protecting evidence of crimes against humanity and war crimes, as well as the complementary role played by NGOs such as the Commission for International Accountability and Justice in assisting European law enforcement and judicial authorities in effectively prosecuting war criminals present on EU Member States’ territory; calls on the EU to provide more legal training to Syrians to enable them to play a role in the fight against impunity;

22.

Calls on the Commission to present an EU action plan on impunity, with a specific chapter on Syria; stresses that this action plan should seek to better coordinate and harmonise Member States’ resources and efforts to prosecute war criminals in the EU; is of the view that transitional justice plays a fundamental role in securing peace in the long term; calls on the EU to launch a designated European fund for victims of crimes against humanity in Syria;

23.

Supports Member States’ efforts to improve coordination of judicial, police and immigration resources through the development of pooled jurisdictions in order to mutualise their judicial competences and facilitate prosecution; stresses that better-equipped Member States should share their experts and interpreters in order to facilitate efficient and effective investigations, while each Member State should endeavour to appoint a designated prosecutor for these crimes in order to speed up judicial coordination efforts;

24.

Calls on Member States to automatically share at EU level information on war criminal suspects under Article 1F of the Geneva Convention; is of the view that there also needs to be closer cooperation between immigration authorities and public prosecutors on suspected war criminals at national level;

25.

Urges all EU Member States without exception to be fully cooperative in the fight against impunity; expresses its deep concern over certain Member States’ lack of cooperation in prosecuting Syrian war criminals;

26.

Fully supports European efforts led by the Netherlands since September 2020 to launch legal proceedings against Syria at the International Court of Justice (ICJ) for its violation of the UN Convention against Torture;

27.

Calls on Member States to request the suspension of Syria’s membership to the OPCW for falsifying evidence of the use of chemical weapons at the upcoming spring 2021 OPCW conference; reiterates its shock at and condemnation of the Syrian regime’s 336 documented chemical attacks dropping chlorine gas, sarin and sulphur mustard gas on civilians;

28.

Firmly condemns attacks on humanitarian workers by all sides, especially by the Syrian regime and ISIL/Daesh; points out that the Syrian regime bears particular responsibility for targeted killings of humanitarian workers since 2011; highlights Russia’s overwhelming responsibility for attacks on humanitarian workers, particularly for its bombing of 21 Médecins Sans Frontières (MSF) field hospitals in October 2015;

29.

Expresses its profound concern at the ongoing suffering of the Syrian people, 10 years after the conflict began; is particularly concerned that humanitarian needs in Syria have risen by a fifth in the last year alone, and that an additional 4,5 million Syrians now suffer from food insecurity, while 90 % live below the poverty line; considers that humanitarian access must remain a central priority for the EU in Syria, and that increased needs require an greater financial and political response from the EU; notes that UNSC Resolution 2533 on the border crossing at Bab al-Hawa is coming up for renewal in July 2021; regrets the fact that Russia and China abstained from the last vote instead of voting in favour of the resolution; is of the opinion that cross-line delivery of humanitarian assistance cannot be relied upon to deliver for the people currently relying on cross-border delivery; recalls that 2,4 million Syrians depend on this border crossing for survival. and that failure to extend this crossing for a minimum of 12 months would have severe and life threatening consequences; condemns the actions of those UNSC members that have sought to limit humanitarian access for political purposes; urges all UNSC members to support the renewal of the cross-border resolution in order to avoid a worsening humanitarian crisis and to ensure the expansion and support for cross-line interventions carried out in line with humanitarian principles; highlights the importance of ensuring the immediate reauthorisation of the Bab al-Salam and Yarubiyah border crossing points in line with UN General Assembly Resolution 74/169, in order to ensure that aid reaches populations in need in both the north-west and north-east by the most direct routes; underlines the importance of ensuring that humanitarian aid is exclusively directed to those most in need;

30.

Calls on the international community to urgently address the record levels of humanitarian need of the Syrian people inside and outside Syria; encourages the EU as a convener of the Brussels V Syria pledging conference to rally other international donors towards increasing support for the health sector of the Syria Humanitarian Response Plan (HRP) through increased, flexible, multi-year funding that covers population needs in the long term; calls on international donors to specifically invest in programmes that repair, restore and strengthen damaged or destroyed health facilities, in addition to other civilian infrastructures that have suffered damage;

31.

Urges the UNSC to include explicit calls for the protection of health workers in forthcoming UN resolutions and official discussions; calls on EU Member States, in this regard, to offer political backing and operational support to UN-led accountability initiatives and investigations to uphold international humanitarian law;

32.

Stresses, ahead of the Brussels V Donor Conference of 29-30 March 2021, the importance of not only maintaining humanitarian assistance pledges but increasing them for Syrians, IDPs and refugees, as well as for communities affected by the crisis in the region; points to the fact the EU and its Member States have been the largest humanitarian donors to respond to Syria’s humanitarian crisis, with donations since 2011 reaching EUR 20 billion; is deeply concerned about alleged UK Government plans to cut its aid contributions significantly, including reductions of 67 % for Syria and 88 % for Lebanon;

33.

Commends the role played by neighbouring states that offer solidarity and assistance to Syria’s refugees in Lebanon, Jordan, Turkey, Iraq; urges EU Member States to continue to fund humanitarian assistance programmes in refugee host countries, as well as for IDPs in Syria; urges EU Member States to provide all necessary funding and support to ensure all Syrian refugee children in host countries have access not only to primary, but also to secondary education; urges all host countries to adopt all necessary measures to achieve this, and to remove any administrative or legislative obstacles; encourages host countries to focus on access to employment, health services and education, and civic documentation, which will promote the ability of refugees to work towards becoming self-reliant;

34.

Notes that the EU’s Madad Trust Fund in Response to the Syrian crisis will expire by the end of 2021; calls on the Commission to secure financial means for the EU’s humanitarian response to the Syrian crisis under the Neighbourhood, Development and International Cooperation Instrument, and to ensure the unhindered functioning of its projects;

35.

Calls on all Member States to support principled humanitarian assistance, without normalising relations with the Syrian regime; warns against investing EU financial assets whether directly or indirectly in Syria’s general reconstruction if the Syrian regime does not implement a credible political process; calls on the VP/HR, as part of the long-term planning for the response in Syria, to develop a robust human rights due diligence policy for future rebuilding interventions in close cooperation with Syrian civil society, including a monitoring framework with dedicated indicators for human rights standards; deplores Russian, Iranian, Chinese and Turkish business plans to profit from Syria’s destruction;

36.

Calls on Member States to maintain sanctions on individuals and entities involved in the repression in Syria; stresses the importance of avoiding any unintended negative consequences of sanctions through humanitarian exemptions for principled humanitarian action, and the importance of addressing banking over-compliance challenges jointly with the US;

37.

Urges the EU and its Member States to renew and expand the list of those subjected to targeted sanctions under the new EU Global Human Rights Sanction Regime, including the Syrian, Russian and Iranian civilian and military commanders who are credibly implicated in war crimes;

38.

Commits to the adoption of effective EU corporate due diligence legislation imposing human rights due diligence obligations to EU companies and companies operating in the single market;

39.

Reminds all Member States that Syria is not a safe country to return to; believes that any return should be safe, voluntary, dignified and informed, in line with the EU’s stated position; calls on all EU Member States to refrain from shifting national policies towards depriving certain categories of Syrians of their protected status, and to reverse this trend if they have already applied such policies; urges Lebanon, Turkey and all countries in the region to suspend deportations of Syrians back to Syria against their will;

40.

Condemns the irreparable damage that Assad’s scorched earth tactics have inflicted on cultural sites, and the looting and smuggling of artefacts by jihadists, who use them to finance their role in the conflict;

41.

Is extremely concerned by the deteriorating humanitarian, sanitary and security situation at camps in north-east Syria, notably Al-Hol and Roj camps, which remain breeding grounds for radicalisation; believes that EU nationals suspected of belonging to terrorist organisations and detained in those camps should be tried in a court of law; expresses its shock at the killing of an MSF employee working in Al-Hol camp on 24 February 2021, which further demonstrates the human toll of the violence and unsafe living conditions in the camp;

42.

Calls on Member States to protect child nationals who may be detained for security-related offences or association with armed groups;

43.

Calls on Member States to repatriate all European children, taking into account their specific family situations and the best interests of the child as a primary consideration, and to provide the necessary support for their rehabilitation and reintegration in full compliance with international law;

44.

Instructs its President to forward this resolution to the Council, the Commission, the European External Action Service, the Vice-President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy, the governments and parliaments of the Member States, the Government and the Council of Representatives of Iraq, the Regional Government of Kurdistan and the Government and Parliament of the Russian Federation.

(1)  OJ C 162, 10.5.2019, p. 119.

(2)  OJ C 307, 30.8.2018, p. 117.

(3)  OJ C 334, 19.9.2018, p. 69.

(4)  Texts adopted, P9_TA(2019)0049.

(5)  Texts adopted, P9_TA(2019)0066.

(6)  OJ C 153 E, 31.5.2013, p. 115.

(7)  OJ L 12 I, 15.1.2021, p. 3.

(8)  OJ L 150, 18.6.2003, p. 67.


24.11.2021   

EN

Official Journal of the European Union

C 474/140


P9_TA(2021)0089

Declaration of the EU as an LGBTIQ Freedom Zone

European Parliament resolution of 11 March 2021 on the declaration of the EU as an LGBTIQ Freedom Zone (2021/2557(RSP))

(2021/C 474/15)

The European Parliament,

having regard to the Charter of Fundamental Rights of the European Union (the ‘Charter’),

having regard to Article 2 of the Treaty on European Union (TEU),

having regard to the European Convention on Human Rights and the related case-law of the European Court of Human Rights,

having regard to the Universal Declaration of Human Rights,

having regard to Council Directive 2000/78/EC of 27 November 2000 establishing a general framework for equal treatment in employment and occupation (1),

having regard to Directive 2004/38/EC of the European Parliament and of the Council of 29 April 2004 on the right of citizens of the Union and their family members to move and reside freely within the territory of the Member States amending Regulation (EEC) No 1612/68 and repealing Directives 64/221/EEC, 68/360/EEC, 72/194/EEC, 73/148/EEC, 75/34/EEC, 75/35/EEC, 90/364/EEC, 90/365/EEC and 93/96/EEC (2),

having regard to Council Directive 2004/113/EC of 13 December 2004 implementing the principle of equal treatment between men and women in the access to and supply of goods and services (3),

having regard to Directive 2006/54/EC of the European Parliament and of the Council of 5 July 2006 on the implementation of the principle of equal opportunities and equal treatment of men and women in matters of employment and occupation (4),

having regard to the case law of the Court of Justice of the European Union (CJEU),

having regard to the Commission communication of 12 November 2020 entitled ‘Union of Equality: LGBTIQ Equality Strategy 2020-2025’ (COM(2020)0698),

having regard to its resolution of 14 February 2019 on the future of the LGBTI List of Actions (2019-2024) (5),

having regard to its resolution of 18 December 2019 on public discrimination and hate speech against LGBTI people, including LGBTI-free zones (6),

having regard to the EU Guidelines to promote and protect the enjoyment of all human rights by lesbian, gay, bisexual, transgender and intersex (LGBTI) persons, adopted by the Council in 2013,

having regard to the results of the EU LGBT Survey launched by the European Union Agency for Fundamental Rights (FRA) in 2019,

having regard to its resolution of 17 September 2020 on the proposal for a Council decision on the determination of a clear risk of a serious breach by the Republic of Poland of the rule of law (7),

having regard to its resolution of 12 September 2018 on a proposal calling on the Council to determine, pursuant to Article 7(1) TEU, the existence of a clear risk of a serious breach by Hungary of the values on which the Union is founded (8),

having regard to the Council of Europe’s Recommendation of 31 March 2010 of the Committee of Ministers to member states on measures to combat discrimination on grounds of sexual orientation or gender identity (CM/Rec(2010)5) and to the standards adopted by the Parliamentary Assembly of the Council of Europe,

having regard to the Memorandum of 3 December 2020 of the Commissioner for Human Rights of the Council of Europe on the stigmatisation of LGBTI people in Poland,

having regard to the debate in the Council of Europe’s Congress of Local Regional Authorities Current Affairs Committee, and to its subsequent reports entitled ‘Fact-finding report on the role of local authorities with regard to the situation and rights of LGBTIQ people in Poland’ of 27 January 2021 and ‘Protecting LGBTIQ people in the context of rising anti-LGBTIQ hate speech and discrimination: The role of local and regional authorities’ of 10 February 2021,

having regard to Rule 132(2) of its Rules of Procedure,

A.

whereas LGBTIQ rights are human rights;

B.

whereas the right to equal treatment and non-discrimination is a fundamental right enshrined in the EU Treaties and in the Charter, and should be fully respected; whereas all Member States have assumed obligations and duties under international law and the EU Treaties to respect, guarantee, protect and fulfil fundamental rights; whereas combating inequality in the EU is a shared responsibility, requiring joint efforts and action at every level of government;

C.

whereas since March 2019, over 100 regions, counties and municipalities across Poland have adopted resolutions declaring themselves free from so-called LGBTI ideology or have adopted ‘Regional Charters of Family Rights’; whereas in November 2020, the Hungarian town of Nagykáta adopted a resolution banning the ‘dissemination and promotion of LGBTQ propaganda’; whereas these resolutions discriminate directly and indirectly against LGBTIQ people; whereas LGBT-free zone resolutions declare opposition to the ‘ideology of the LGBT movement’ and call on local governments to refrain from any action that would encourage tolerance towards LGBTIQ people, including withdrawing financial assistance from organisations that aim to promote non-discrimination and equality; whereas the ‘Regional Charters of Family Rights’ use a very narrow definition of the family, while calling on municipalities to protect family rights in all their policies, initiatives and funding; whereas by focusing only on these types of family, the Regional Charters are indirectly calling for discrimination against all other forms of families, in particular single-parent, same-sex couples’ and rainbow families, and to refrain from providing financial support to projects and initiatives which protect and promote fundamental rights, organise anti-discrimination education or in any other way support equality and LGBTIQ people;

D.

whereas the Polish Ombudsman for Human Rights has initiated nine complaints against some of the regions, counties and municipalities which have adopted resolutions on being free from ‘LGBT ideology’, which has resulted to date in four resolutions being declared unconstitutional by administrative courts; whereas in January 2021, the Polish town of Nowa Dęba withdrew its resolution declaring itself free from so-called LGBT ideology following the loss of a twinning agreement with the Irish town of Fermoy; whereas the Polish county of Sztum and the Polish town of Tomaszów Mazowiecki withdrew their resolutions adopting Regional Charters of Family Rights in September and October 2020 respectively;

E.

whereas Norway withdrew from granting funds to the Polish regions, counties and municipalities which had adopted resolutions declaring themselves free from so-called LGBTI ideology or had adopted ‘Regional Charters of Family Rights’; whereas the Commission has rejected applications for EU funding under its town twinning programme from Polish towns that had adopted LGBTI-free zones or family rights resolutions; whereas all EU funds managed under the Common Provisions Regulations 2021-2027 must respect the principle of non-discrimination and respect fundamental rights as set out in the Treaty, including on the basis of sexual orientation, and whereas municipalities acting as employers must respect Directive 2000/78/EC, which prohibits discrimination and harassment on the ground of sexual orientation in employment, in accordance with the judgment in Case C-507/18 Associazione Avvocatura per i diritti LGBTI (9);

F.

whereas a legal complaint was submitted to the Commission by three NGOs highlighting that ‘Regional Charters of Family Rights’ and resolutions declaring regions, counties and municipalities to be free from so-called LGBTI ideology introduce discrimination against LGBTIQ people and thus breach Directive 2000/78/EC establishing a general framework for equal treatment in employment and occupation, as well as Articles 15 and 21 of the Charter on the freedom to choose an occupation and the right to engage in work and on non-discrimination respectively; whereas to date the Commission has neither provided a response to this legal complaint nor formally recognised a violation of EU law;

G.

whereas the adoption of resolutions on being free from so-called LGBT ideology or ‘Regional Charters of Family Rights’ are part of a broader context of increased discrimination and attacks against the LGBTIQ community in Poland, which include characterising diversity of sexuality, identity and expression as a dangerous ideology, of growing hate speech by public authorities, elected officials — including by the current President — and the pro-Government media, as well as of arrests of LGBTIQ rights activists, of attacks against and bans on Pride marches and awareness-raising programmes and actions, including in schools, and of discriminatory anti-LGBT demonstrations; whereas hate speech by public authorities legitimises and further fuels the climate of intolerance and discrimination against LGBTIQ people; whereas exercising freedom of expression carries duties and responsibilities, particularly for public authorities, politicians and opinion leaders, and whereas they should not engage in hate speech or any discourse stigmatising LGBTIQ people, and should firmly denounce and counter such narratives and stigmatisation, including when they are expressed by private parties;

H.

whereas the Polish activists who are acting against and informing the public about the resolutions on being free from so-called LGBTI ideology and the ‘Regional Charters of Family Rights’ are facing strategic lawsuits against public participation (SLAPP) owing to their work; whereas the Polish activists who are working to denounce anti-LGBTIQ declarations and family charters, including the authors of the ‘Atlas of Hate’ website and the creator of the ‘LGBT-free zone’ photo project, have been subjected to unfounded lawsuits filed by local governments or fundamentalist organisations claiming substantial financial compensation, and to a smear campaign labelling them as liars for using creative advocacy tools; whereas these actions are clearly intended to intimidate and silence civil society; whereas the Polish authorities have a duty to fully protect all persons belonging to minorities, including LGBTIQ people, from hostility and aggression, and to enable them to carry out their activities freely; whereas the Commission has not introduced anti-SLAPP legislation, despite repeated calls from Parliament;

I.

whereas two petitions (No 0448/2020 and No 0354/2020) on the issue of ‘LGBTI-free zones in Poland’ have been submitted to the Committee on Petitions; whereas these petitions were discussed in the Committee on Petitions on 26 January 2021 and, owing to the unsatisfactory answer from the Commission, remain open for the Commission to further clarify the situation;

J.

whereas the LGBTI Survey II published by the FRA in May 2020 highlights an increase in intolerance and violence towards LGBTIQ persons or persons who are perceived to be LGBTIQ in Poland, and shows Polish LGBTIQ respondents’ complete absence of faith in the government’s efforts to combat discrimination and violence, recording the lowest percentage of anywhere in the Union (only 4 %), and the highest percentage of respondents avoiding going to certain places for fear of being assaulted, harassed or threatened (79 %); whereas this shows a clear correlation between LGBTIQ-phobic governance and increased discrimination and violence against LGBTIQ people;

K.

whereas Parliament has already encouraged the Member States to criminalise ‘so-called conversion therapy’ practices; whereas the May 2020 report of the UN Independent Expert on protection against violence and discrimination based on sexual orientation and gender identity has called on Member States to adopt bans on practices of ‘conversion therapy’; whereas the practice is still carried out in at least 69 countries worldwide, including in the European Union, where the use of medication, psychotherapy and ritual cleansing in conversion therapy have been reported to have taken place in EU Member States (10); whereas the practice has only been banned in two Member States of the European Union, namely Malta and Germany;

L.

whereas the backlash against LGBTIQ people is often coupled with a broader deterioration in the situation of democracy, the rule of law and fundamental rights; whereas the European Parliament has expressed its deep concern in several resolutions on the deterioration in the rule of law in Poland, in particular with regard to the independence of the judiciary and the protection of fundamental rights; whereas no proper response has yet been given to Parliament’s initiative on the establishment of an EU mechanism on democracy, the rule of law and fundamental rights to be governed by an interinstitutional agreement between Parliament, the Commission and the Council;

M.

whereas Parliament has expressed its position in several of its resolutions on the situation of the rule of law, fundamental rights and democracy in Poland, concluding that a systemic threat to the values of Article 2 TEU exists and that it constitutes a clear risk of a serious breach thereof; whereas the hearings with the Polish authorities organised by the Council under Article 7(1) TEU in response to threats to common European values in Poland have not produced any results; whereas the situation of the rule of law and fundamental rights in Poland has not only not been addressed but has also seriously deteriorated since the triggering of the procedure, alongside the situation of fundamental rights, specifically those of LGBTIQ persons and women; whereas the Council should ensure that hearings under Article 7(1) TEU also address new developments and assess risks of breaches of fundamental rights;

N.

whereas the President of the Commission Ursula von der Leyen declared in her 2020 State of the Union address to the European Parliament Plenary that ‘LGBTQI-free zones are humanity free zones. And they have no place in our Union’; whereas the Commission President also declared that LGBTQI is a person’s identity not an ideology (11); whereas the Commission and the Council should refrain from narrowly interpreting the principle of the rule of law; whereas the Commission should not hesitate to use all tools, including infringement procedures, the Rule of Law Framework, Article 7 TEU, as well as the recently adopted Regulation on the protection of the Union’s budget in case of generalised deficiencies as regards the rule of law in the Member States, in order to address violations of the fundamental rights of LGBTIQ people everywhere in the Union; whereas the new Citizens, Equality, Rights and Values programme can contribute to building a non-discriminatory and more equal society through making funds available to civil society organisations promoting LGBTIQ equality;

O.

whereas many Member States have in the past discriminated against and persecuted LGBTIQ people through discriminatory laws and policies; whereas thousands of LGBTIQ people were arrested, incarcerated and died in concentration camps during the Second World War; whereas while LGBTIQ persons in Poland face systematic discrimination, this is also an issue across the EU, with little to no progress being made in alleviating the persistent discrimination against and harassment of LGBTIQ people; whereas public discrimination, hate speech and hate crimes against LGBTIQ people are still prevalent across the EU; whereas these attacks violate the fundamental rights of LGBTIQ people and responses from public authorities too often remain inadequate; whereas LGBTIQ persons in every Member State still face a higher rate of discrimination in all areas of life, including at work and at school, and a high prevalence of physical, emotional and sexual attacks, both online and offline, which leads to a worrying suicide rate among young LGBTIQ people (12), and especially among young transgender people; whereas several Member States have updated legislation so as to be more inclusive of LGBTIQ persons; whereas there are nevertheless several legislative gaps that require political will and commitment by national legislators so as to ensure true equality for LGBTIQ people;

P.

whereas transgender persons continue to face some of the worst forms of discrimination, violence and persecution; whereas in 2018 the Commission published a study entitled ‘Trans and intersex equality rights in Europe — a comparative analysis’; whereas only 13 out of the 31 countries surveyed in the study have national legislation, at least to some extent, providing protection on the basis of gender identity and/or sex characteristics;

Q.

whereas 2021 has seen the emergence of social media initiatives such as the #MeTooGay movement to denounce sexual abuse within the LGBTIQ community; whereas Guillaume Tran Thanh, the student who initiated this manifestation of freedom of expression, ended his life shortly afterwards, under too much pressure after his denunciation on social media; whereas such a tragedy raises questions about the shortcomings in support for victims of sexual violence;

R.

whereas many Member States lack specific non-discrimination laws which at least adhere to minimum EU standards that protect people from discrimination, hate speech and violence based on sexual orientation, gender identity, gender expression and sex characteristics, and whereas they have failed to take action to remedy this legal lacuna; whereas the horizontal directive on non-discrimination, which could partially fill this this gap in protection beyond employment, has remained blocked in the Council for over 10 years; whereas the implementation of legal measures against discrimination, where present, is still insufficient in many Member States; whereas the Commission intends to extend the list of ‘EU crimes’ under Article 83(1) of the Treaty on the Functioning of the European Union to cover hate crime and hate speech, including when targeted at LGBTIQ people;

S.

whereas discrimination and violence against LGBTIQ people by the police remains an issue in the Union; whereas, without adequate training, the police may deter LGBTIQ people from reporting violence and discrimination against them; whereas this remains a major obstacle to effective equality; whereas training programmes for law enforcement authorities help to prevent and tackle discriminatory practices and hate crimes; whereas hate speech and crimes against LGBTIQ persons should be fully investigated, taking into account bias motivation and, where appropriate, should be duly prosecuted;

T.

whereas only Malta, Portugal and some regions of Spain have prohibited medical intervention on intersex persons without their consent; whereas many Member States continue to follow an approach that is highly medicalised and pathologising;

U.

whereas legal developments in Hungary have severely hindered the fundamental rights of LGBTIQ people; whereas the adoption of Article 33 of the Omnibus Bill T/9934 de facto bans legal gender recognition for trans and intersex persons in Hungary, exposing them to discrimination and infringing their right to privacy; whereas in December 2020, the Hungarian Parliament adopted constitutional amendments which further restrict the rights of LGBTIQ people, neglect the existence of transgender and non-binary persons and restrict their right to family life, and a law that will strip non-married couples of the right to adoption;

V.

whereas in January 2021, the Latvian Parliament began examining the constitutional amendment seeking to restrict the extension of the concept of family, as indicated in the ruling by the Constitutional Court, whereby the latter recognised the application of the Labour Law to different family models and obliged the legislator to ensure support and protection of same-sex couples;

W.

whereas a bill to prohibit activities aimed at addressing gender identity theory in educational contexts was adopted by the Romanian Senate in June 2020; whereas the Romanian President refused to promulgate the law, asking instead for a constitutionality review; whereas the Romanian Constitutional Court declared in December 2020 that the law was incompatible with the Constitution; whereas this shows that effective checks and balances in Member States as regards the rule of law and democracy are crucial for the protection of LGBTIQ rights;

X.

whereas being a parent in one Member State means that you are a parent in all Member States; whereas there are cases of children with two same-sex parents who are facing difficulties owing to the lack of legal provisions for the mutual recognition of a birth certificate with two same-sex parents; whereas a CJEU preliminary ruling referred by the Administrativen sad Sofia-grad (Bulgaria) in Case C-490/20 will decide on the case of a child with two lesbian mothers who faces statelessness due to this legal lacuna; whereas the LGBTIQ Equality Strategy envisages a legislative initiative to close this legal gap and a revision of the 2009 guidelines on free movement, both scheduled for 2022; whereas same-sex couples continue to face difficulties when exercising freedom of movement within the EU, but the Commission has nevertheless not proposed initiating legislation on the mutual recognition of relationships;

Y.

whereas combating inequality in the EU is a shared responsibility, requiring joint efforts and action at every level of government, and whereas local and regional authorities have a key role to play in this; whereas these authorities are often responsible for implementing EU laws and embracing equality and diversity; whereas the Congress of Local and Regional Authorities of the Council of Europe has adopted a resolution recalling the responsibilities of local authorities in protecting the rights of LGBTIQ persons and has invited them to appoint a ‘Local Expert on Equality and Diversity’ (13);

Z.

whereas the European Committee of the Regions, as a representative of local and regional EU authorities, has been invited to consider taking action, within the remit of its competences, in response to the development of zones free from so-called LGBT ideology;

AA.

whereas LGBTIQ persons everywhere in the European Union should enjoy the freedom to live and publicly show their sexual orientation, gender identity, gender expression and sex characteristics without fear of intolerance, discrimination or persecution on those grounds; whereas the right of asylum is guaranteed by the Charter; whereas appropriate protection of vulnerable applicants, including LGBTIQ applicants, needs to be ensured in the context of the common European asylum system and its reform;

AB.

whereas, rather than discriminating against LGBTIQ persons, the authorities at all levels of governance across the entire European Union should protect and promote equality and the fundamental rights of all, including LGBTIQ persons, and ensure their rights in full;

1.

Hereby declares the European Union an ‘LGBTIQ Freedom Zone’;

2.

Denounces all forms of violence or discrimination against persons on the basis of their sex or sexual orientation; condemns in the strongest possible terms the manifestly homophobic murder of David Polfliet committed in Belgium;

3.

Instructs its President to forward this resolution to the governments and parliaments of the Member States, the Council, the Commission, the European Committee of the Regions and the European Economic and Social Committee.

(1)  OJ L 303, 2.12.2000, p. 16.

(2)  OJ L 158, 30.4.2004, p. 77.

(3)  OJ L 373, 21.12.2004, p. 37.

(4)  OJ L 204, 26.7.2006, p. 23.

(5)  OJ C 449, 23.12.2020, p. 146.

(6)  Texts adopted, P9_TA(2019)0101.

(7)  Texts adopted, P9_TA(2020)0225.

(8)  OJ C 433, 23.12.2019, p. 66.

(9)  Judgment of 23 April 2020, Associazione Avvocatura per i diritti LGBTI, C-507/18, EU:C:2020:289.

(10)  https://www.theparliamentmagazine.eu/news/article/meps-condemn-lgbt-conversion-therapy-in-appeal-to-european-commission

(11)  https://ec.europa.eu/commission/presscorner/detail/en/SPEECH_20_1655

(12)  A long way to go for LGBTI equality, FRA, 2020, https://fra.europa.eu/sites/default/files/fra_uploads/fra-2020-lgbti-equality-1_en.pdf; 2020 Rainbow Europe report, ILGA-Europe, https://www.ilga-europe.org/rainboweurope/2020

(13)  https://rm.coe.int/protecting-lgbti-people-in-the-context-of-rising-anti-lgbti-hate-speec/1680a16129


24.11.2021   

EN

Official Journal of the European Union

C 474/146


P9_TA(2021)0090

Children's Rights

European Parliament resolution of 11 March 2021 on children’s rights in view of the EU Strategy on the rights of the child (2021/2523(RSP))

(2021/C 474/16)

The European Parliament,

having regard to the UN Convention on the Rights of the Child of 20 November 1989,

having regard to the General Comments of the UN Committee on the Rights of the Child (1),

having regard to the UN Guidelines for the Alternative Care of Children (2),

having regard to the UN Global Study on Children Deprived of Liberty of July 2019,

having regard to the UN policy brief of 15 April 2020 entitled ‘The impact of COVID-19 on children’, and to the positive response co-led by the EU and the Group of Latin American and Caribbean Countries (GRULAC) and signed by 173 countries,

having regard to the policy response of the Organisation for Economic Co-operation and Development (OECD) of 19 October 2020 entitled ‘What is the impact of the COVID-19 pandemic on immigrants and their children?’,

having regard to the declaration of the Committee of Ministers of the Council of Europe of 1 February 2012 on the rise of anti-Gypsyism and racist violence against Roma in Europe,

having regard to Article 3(3) and 3(5) of the Treaty on European Union,

having regard to the Charter of Fundamental Rights of the European Union (the ‘Charter’),

having regard to Directive 2011/93/EU of the European Parliament and of the Council of 13 December 2011 on combating the sexual abuse and sexual exploitation of children and child pornography (3) (‘Child Sexual Abuse Directive’),

having regard to the EU directives on procedural rights (4),

having regard to the Commission recommendation of 20 February 2013 entitled ‘Investing in children: breaking the cycle of disadvantage’ (5),

having regard to the International Year for the Elimination of Child Labour 2021 and the Commission’s zero tolerance approach towards child labour,

having regard to the Commission communication of 12 April 2017 on the protection of children in migration (6),

having regard to the Council conclusions of 8 June 2017 on the protection of children in migration,

having regard to the Commission communications adopted with the aim of creating a Union of Equality, in line with the Political Guidelines for the next European Commission 2019-2024 (7),

having regard to the Commission communication of 24 June 2020 entitled ‘EU Strategy on victims’ rights (2020-2025)’ (8),

having regard to its resolution of 26 November 2019 on children’s rights on the occasion of the 30th anniversary of UN Convention on the Rights of the Child (9),

having regard to its resolution of 3 May 2018 on the protection of children in migration (10),

having regard to its resolution of 12 February 2019 on the need for a strengthened post-2020 Strategic EU Framework for National Roma Inclusion Strategies and stepping up the fight against anti-Gypsyism (11),

having regard to its resolution of 17 September 2020 entitled ‘Implementation of National Roma Integration Strategies: combating negative attitudes towards people with Romani background in Europe’ (12),

having regard to the question to the Commission on children’s rights in view of the EU Strategy on the rights of the child (O-000007/2021 — B9-0007/2021),

having regard to Rules 136(5) and 132(2) of its Rules of Procedure,

having regard to the motion for a resolution of the Committee on Civil Liberties, Justice and Home Affairs,

A.

whereas a child is first and foremost a child, regardless of the child’s ethnic origin, gender, nationality, social and economic background, ability, migration or residency status, needs special protection and is entitled to all the rights enshrined in the UN Convention on the Rights of the Child;

B.

whereas the best interests of the child must be a primary consideration in all actions and decisions concerning them and their physical and mental well-being;

C.

whereas children have the right to inclusive, affordable early childhood education, care of good quality, and leisure; whereas children, particularly children from disadvantaged backgrounds, have the right to protection from poverty and to specific measures to enhance equal opportunities and combat discrimination and segregation in education; whereas investment in early childhood development brings high returns from an economic and societal point of view;

D.

whereas before the outbreak of COVID-19, children were twice as likely as adults to be living in extreme poverty (13); whereas as a consequence of the pandemic, it is estimated that the number of children living below their respective national poverty lines could soar by as many as 117 million, and approximately 150 million additional children are living in multidimensional poverty (14); whereas the current pandemic has further exacerbated inequalities and increased the risk of children falling into extreme poverty, in comparison with the pre-COVID-19 period, when one in four children in Europe was already at risk of poverty;

E.

whereas up to 1,6 billion children worldwide have been affected by school closures due to the current COVID-19 pandemic and it is estimated that at least 24 million students could drop out of school as a result (15); whereas 370 million children worldwide — many of whom are reliant on school meals as a key source of their daily nutrition — have missed 40 % of in-school meals, on average, since COVID-19 restrictions caused classrooms to close (16); whereas children, in particular girls and children with disabilities, from socio-economically disadvantaged backgrounds are particularly affected by the impact of school closures and measures that have restricted access to education, both in schools and with distance learning;

F.

whereas the right to education has been severely impacted by COVID-19; whereas, while education policy remains a competence of the Member States, the COVID-19 pandemic and the inequalities that it has caused in education represent a common challenge that demands a common Union approach, policies and tools;

G.

whereas Eurostat (17) research shows that 88,3 % of children in the EU in 2018 aged between three years and the minimum compulsory school age received formal childcare, showing the increased need to establish more day care facilities for children as an important tool for the cognitive and social development of children from an early age;

H.

whereas home schooling is still not an option for more than two thirds of children worldwide because of a lack of internet access; whereas home schooling has highlighted the educational and digital divides in many EU Member States and worldwide, impacting children’s life chances as well as their physical and mental health, and whereas young girls and young people in vulnerable situations and from racialised groups are particularly affected by the digital divide;

I.

whereas worldwide, one in four girls aged 15 to 19 are not in education, employment or training, compared with one in 10 boys; whereas promoting gender equality and the empowerment of girls is central to achieving the Sustainable Development Goals (18);

J.

whereas children appear to have been spared from the most severe health consequences of the current global pandemic; whereas the COVID-19 crisis is, however, taking a huge toll on children, posing an increasing and direct threat to their well-being and development, including with regard to their mental health; whereas children from disadvantaged backgrounds, unaccompanied minors, and children belonging to minorities such as Romani children are particularly affected; whereas, to date, it is estimated that an additional 1,2 million children and 56 700 mothers could die within six months due to disruption to basic interventions such as routine health service coverage; whereas insufficient access to healthcare services can affect all areas of life (19);

K.

whereas there has been an increase in the suicide rate in many EU Member States; whereas in a recent survey of young people across the EU, almost one in five responded that they suffered from mental health problems or symptoms such as depression or anxiety (20); whereas the UN has warned of a global mental health crisis, and a lack of action could have a devastating long-term social and economic cost to society, with children and adolescents among those most at risk (21);

L.

whereas shortcomings in national child protection systems and a lack of transnational cooperation mechanisms among Member States can further contribute to social exclusion, as well as the exploitation of children, in particular children on the move; whereas some discrimination has been reported as a result of the procedures and practices adopted by the authorities in cross-border family disputes involving children (22); whereas the hotlines also report an increase in the number of calls related to cases of child abduction, especially during recent months, due to the aggravation of existing international family conflicts;

M.

whereas according to the latest Commission report on the progress made in the fight against trafficking in human beings (23), children accounted for nearly a quarter of all registered victims across all Member States;

N.

whereas 152 million children are involved in child labour worldwide and approximately 73 million of these children are subjected to one of the worst forms of child labour: slavery, bonded labour, dangerous work or sexual exploitation (24); whereas the Commission has declared ‘zero tolerance on child labour’ a policy priority that must be adhered to;

O.

whereas one in three girls experience female genital mutilation (FGM) and one in five will be married while they are still children; whereas FGM is recognised internationally as a violation of human rights; whereas child marriage is still an issue in some Member States and has a devastating impact on the rights and health of girls and women, including posing a serious risk of complications in pregnancy, as well as exposing girls to sexual abuse, domestic violence and even honour killing;

P.

whereas as a result of the pandemic and as a consequence of the lockdown, domestic and gender-based violence and, according to the latest Europol report (25), child sexual abuse and exploitation online on both the surface web and the dark web have increased in the EU; whereas between 70 % and 85 % of children who have suffered abuse know their abuser and the vast majority are victims of people they trust (26); whereas other risks linked to increased periods of time spent online, such as cyberbullying, have also grown because of these measures;

Q.

whereas children with disabilities are vulnerable and can face social exclusion, marginalisation, discrimination and reduced access to services; whereas they are more likely to be neglected, exploited or sexually abused; whereas children with disabilities have greater healthcare needs and a greater dependence on community-based services (27);

R.

whereas in 2019, 30,3 % of asylum seekers were children, representing 207 215 children in the EU; whereas 7,1 % of these children were unaccompanied minors (28); whereas many children are exposed to unacceptable humanitarian situations at the EU’s external borders, or outside the EU; whereas unaccompanied children represent a highly vulnerable group and face various risks, including being victims of criminal networks, violence, abuse and exploitation along migration routes towards and within the EU (29); whereas migrant children are often denied access to integration and inclusion measures, protection and social security; whereas unaccompanied asylum-seeking children who turn 18 face particular challenges as they often have to leave their child-specific accommodation; whereas children applying for international protection might suffer due to delays in issuing the final decision;

S.

whereas there are significant gaps and deficiencies in the implementation of the special safeguards and procedural guarantees for children set out in the Common European Asylum System, with variations between the Member States, for example in the possibility for children to remain with their family members and/or guardians in a non-custodial context, and in particular in family reunification in line with Council Directive 2003/86/EC (30), reception conditions, the appointment of legal representatives and guardians, and access to child-friendly information, health and social services and education;

T.

whereas children continue to be born stateless, including in the EU, and continue to be excluded from access to basic rights; whereas an estimated 200 million children worldwide do not have a birth certificate, heightening the risk of statelessness and putting them at a severe disadvantage in accessing rights and services; whereas the right of the child to acquire a nationality and be registered immediately after birth is enshrined in Article 7 of the UN Convention on the Rights of the Child;

U.

whereas children are among the most vulnerable to the impact of climate change, which is affecting their life expectancy, their health, their right to education and their right to be protected, and is causing displacement in regions prone to natural disasters; whereas environmental risks account for one in four child deaths (31);

V.

whereas children’s participation is still scarce in EU internal and external policy-making; whereas systemic ways to embed rights-based child participation in policy-making at EU, national and local level should be implemented; whereas children have a right to participate in democratic life and in decisions that directly or indirectly affect them; whereas the most marginalised and excluded groups have even fewer opportunities to participate in policy and decision-making processes;

W.

whereas a significant number of children are still being detained in the EU; whereas the UN Committee on the Rights of the Child has clarified that children should never be detained for immigration purposes, and that detention can never be justified as being in a child’s best interests, in line with the New York Declaration for Refugees and Migrants of 19 September 2016; whereas Member States must provide adequate, humane and non-custodial alternatives to detention, including ensuring that COVID-19 measures never lead to the detention of children; whereas Member States should systematically collect disaggregated data on the detention of children in the context of migration, while the Commission should encourage the comparability of such data through Eurostat;

X.

whereas children placed in closed institutions have been particularly affected by the pandemic; whereas confinement measures exacerbate the vulnerability of children living in psychiatric and social care institutions, orphanages, refugee camps, detention centres and other closed facilities; whereas cases of violence against children confined in these premises are likely to go undetected and child and family welfare services are overstretched and disrupted;

Y.

whereas the General Data Protection Regulation (32) recognises that children merit specific protection with regard to their personal data and that they require information about their data to be presented to them in child-friendly language; whereas children’s access to social media platforms must go hand in hand with their enhanced understanding of digital technologies; whereas promoting digital education, literacy and skills is key to clamping down on social media misuse, particularly in the case of underage users accessing platforms that do not require age verification, in the interest of protecting vulnerable groups, particularly children;

1.

Welcomes the Commission’s initiative to prepare a new comprehensive strategy on the rights of the child, ten years after the 2011 EU Agenda for the Rights of the Child; calls for adequate legislative and non-legislative proposals and binding and non-binding EU instruments to address the challenges that children face;

2.

Stresses that a child is first and foremost a child, regardless of the child’s ethnic origin, gender, nationality or social and economic background, ability, or migration or residency status, and that the best interests of the child must be embedded in all EU policies, procedures and actions that concern children;

3.

Reiterates its call on the Commission to include in the EU Strategy on the rights of the child all the provisions set out in Parliament’s resolution of 26 November 2019 on children’s rights on the occasion of the 30th anniversary of the UN Convention on the Rights of the Child;

4.

Stresses that the EU Strategy must take a gender-balanced approach, integrating a gender perspective across all programming sectors, targeting the well-being and empowerment of girls, addressing their specific needs and recognising their rights;

5.

Stresses that the Strategy should call on the Member States to allocate all the necessary resources for the effective implementation of the UN Convention of the Rights of the Child; calls on the Member States, furthermore, to address structural inequalities and prioritise public investment in education, healthcare, housing, family support and childcare, and to invest in high-quality universal services that reach all children; calls on Member States to strengthen the capacities of the social service workforce in order to support children and families facing special challenges and to support frontline operators in child protection services;

6.

Calls on the Member States to guarantee the right to education for every child and to establish measures to combat and prevent early school leaving and to ensure gender-equitable access to quality, inclusive education from early childhood to adolescence, including for Romani children, children with disabilities, stateless and migrant children and those living in humanitarian emergency settings;

7.

Emphasises that digital education should never permanently replace in-person learning, particularly where access to technologies is limited, and should only be used in times of great difficulty such as pandemics, or in a way that is complementary to in-person, face-to-face learning; calls on the Commission to make a thorough assessment of how the right to education has been affected by the crisis and to propose recommendations to Member States based on the results of this analysis;

8.

Calls on the Member States to put in place specific ‘safe school’ operations, including providing hygiene supplies and sharing information in a child-friendly manner on handwashing and other hygiene measures during the COVID-19 pandemic;

9.

Calls on the Member States to guarantee the right to inclusive education and to ensure access to comprehensive, age-appropriate information about sex and sexuality, and access to sexual and reproductive healthcare and relationship education; recalls that education in this area is necessary to ensure the full education and protection of children, in accordance with the latest report of the Commission;

10.

Reiterates its call for the EU to step up its action to end all forms of violence and discrimination against children, including physical, sexual, economic and psychological violence, injury, abuse, neglect, mistreatment and exploitation perpetrated both online and offline, forced marriage, trafficking, abuse and exploitation of migrant children, torture, honour killing, FGM, incest, forced school leaving and the use of children as soldiers; stresses that, in order to ensure consistency as regards the protection of children from violence, trafficking and exploitation, all legislative and non-legislative initiatives concerning children’s rights have to take into account the EU Strategy on the rights of the child; calls on the Commission to publish a timetable concerning such proposals, while ensuring the implementation of its recommendations through an appropriate and efficient monitoring mechanism;

11.

Calls on the Commission and the Member States to end, in law and in practice, all child labour and all other forms of work likely to harm children’s health and safety; stresses the urgent need to tackle this issue, considering the impact of the COVID-19 crisis on the most vulnerable who have been affected by income shocks and a lack of access to social protection, as a consequence of which more children are being forced into work; calls, therefore, on the Commission to embed children’s rights in the upcoming EU sustainable governance framework, including the EU mandatory due diligence requirements, and to support third countries in eliminating child labour through cooperation programmes; recommends adopting cross-sectoral mandatory due diligence and ensuring that all EU policies are child-friendly by committing to undertake ex ante and ex post human rights controls;

12.

Calls on the Commission and the Vice-President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy (VP/HR) to intensify efforts to prevent and end grave violations against children affected by armed conflict; is deeply alarmed by the fact that the association of children with and their recruitment into armed groups often happens when children have no other options left to them; stresses the importance of advancing the children and armed conflicts (CAAC) agenda in the EU’s external action and counter-terrorism and security policies, in line with the EU action plan on human rights and democracy, integrating it into political dialogues, common security and defence policy (CSDP) missions and operations, security sector reforms and mediation; calls on the Commission and the VP/HR to set up special child protection officers and units in the EU Delegations; calls on the Member States to protect child nationals who may be detained for security-related offences or association with armed groups, and to facilitate their return to their country of origin for rehabilitation, reintegration and/or prosecution, as appropriate, in full compliance with international law;

13.

Stresses that the protection of children from sexual exploitation and abuse is essential; deplores the fact that the Child Sexual Abuse Directive has not yet been implemented by 23 Member States; notes the Council of Europe’s emphasis on multi-stakeholder cooperation as the basis for the response against child sexual abuse (CSA) online, encompassing law enforcement authorities, national authorities, reporting mechanisms and service providers/industry; welcomes the Commission’s intention to propose a more long-lasting legislative framework to combat CSA in the first semester of 2021; reiterates its support for the creation of a European centre to prevent and counter child sexual abuse, a possibility which is currently being assessed by the Commission; welcomes the work of Europol in prevention, namely its awareness-raising campaigns to prevent child sexual exploitation online (33)(34);

14.

Stresses that violence and abuse against children have increased to a worrying extent, while social services and protective institutions have become highly inaccessible during the COVID-19 pandemic; underlines the importance of developing preventive policies to counter violence against children at EU level; highlights the role of EU agencies and bodies in implementing the EU legislative framework concerning children’s rights; calls on the Commission to incorporate within the Strategy an EU action plan with standards and benchmarks for online service providers and technology companies to keep children safe online, beyond protecting them from being the subjects of illegal content and keeping them safe from harmful content; calls on the Member States that have not yet done so to criminalise online grooming and cyberstalking;

15.

Calls on the Commission to ensure that the EU Strategy is consistent with priorities and legislative proposals laid out in the recent EU Strategy for a more effective fight against child sexual abuse, the EU Roma strategic framework on equality, inclusion and participation, the EU Gender Strategy and the EU LGBTIQ Equality Strategy 2020-2025;

16.

Believes that it is crucial to include in the EU Strategy concrete measures to invest in children in order to eradicate child poverty, including the establishment of a European Child Guarantee with appropriate resources; calls on the Commission to present its proposal for establishing the European Child Guarantee in the first quarter of 2021, in line with its commitment, and calls on the Member States to speed up its implementation and to invest all possible resources, including EU funds such as the European Social Fund Plus (ESF+), Recovery Assistance for Cohesion and the Territories of Europe (ReactEU), the Recovery and Resilience Facility, the European Regional Development Fund (ERDF), InvestEU, Erasmus+ and the Asylum and Migration Fund (AMF), in the fight against child poverty and social exclusion; highlights that Member States should establish both multi-annual national strategies for tackling child poverty and social exclusion and Child Guarantee national action plans;

17.

Is concerned that in the context of the recovery from the COVID-19 crisis, the need to tackle child poverty will increase and that poverty will have an ever greater impact on children as the most vulnerable group among the most disadvantaged; urges that the EU Strategy be complemented by a comprehensive anti-poverty strategy, including measures to ensure decent and affordable housing and to tackle homelessness; recalls that any strategy to eradicate child poverty must take into account the reality of single parenthood and families with large numbers of children, given that single-parent households and households with many children are among the vulnerable groups;

18.

Stresses the importance for the EU Strategy to introduce measures to ensure good access to healthcare for children and families, in line with the EU4Health programme, while taking into account difficulties that children have in accessing this right;

19.

Stresses that it is important that the EU Strategy introduce measures to update the existing EU framework for action on mental health and well-being, which should be fully inclusive, in order to also meet the needs of children in vulnerable situations and from marginalised and racialised groups; calls on the Commission and the Member States to scale up investments in mental health and psycho-social services for children and families, particularly in low- and middle-income countries and in fragile humanitarian contexts; calls on the Member States to put mechanisms in place for the early detection of mental health issues; calls for the full integration of psycho-social and mental health support in national and transnational child protection systems, as well as for training of professionals on the specific needs of children;

20.

Reiterates its call to ensure a child-friendly justice system with appropriate and inclusive proceedings which take into account the needs of all children; stresses the importance of ensuring the child’s right to be heard, to be assisted by a legal representative and to be fully informed in a child-friendly manner at all stages of proceedings in the justice system, in accordance with Articles 4 and 16 of Directive (EU) 2016/800 and with Articles 22 and 24 of Directive 2012/29/EU (35), including for children in migration, with a particular focus on unaccompanied minors; calls on the Member States to swiftly transpose and enforce the directives; calls on the Member States to ensure that child and family courts function as an essential service, continuing to hold emergency hearings and executing court orders for the care and protection of children who are at an immediate risk of neglect or abuse; recalls that specific safeguards should be put in place for children who come into contact with any judicial or related proceedings and stresses the need to train specialised staff;

21.

Notes with regret that 11 out of 27 Member States did not provide access to online targeted information for children about the judicial system, such as interactive education on legal rights, and calls on all Member States to ensure that children are able to access this information in a child-friendly manner, taking into account any disabilities that might impair access (36);

22.

Highlights the importance of the child’s best interests in cross-border family litigation; calls on the Member States to ensure that they fulfil their obligations as provided for in the Brussels II Bis Regulation (37), and for national authorities to recognise and enforce judgments delivered in another Member State in child-related cases, such as custodial judgments, access rights and maintenance obligations; emphasises the importance of close cooperation and efficient communication between the different national and local authorities involved in childcare proceedings; calls on the Member States to respect the right of children to see their parents despite the restrictive measures linked to the pandemic, as long as this does not endanger their safety and health;

23.

Calls for the EU, its agencies and the Member States to end childhood statelessness both within and outside the EU, including by improving the capacity of frontline officials to identify, record and respond appropriately to statelessness in the migration and asylum context, promoting and ensuring universal access to birth registration and certification regardless of the parents’ status, including for LGBTQI+ families, introducing, improving and implementing legal safeguards to prevent childhood statelessness, and introducing and improving child rights-based statelessness determination procedures in order to meet international obligations towards stateless people in a migratory context, in line with the child’s best interests and their right to acquire nationality;

24.

Stresses that measures must be included in the EU Strategy to improve the situation of children in migration and protect their interests both within and outside the EU, and at every stage of asylum procedures; calls on the Commission and the Member States to ensure the implementation of safeguards and procedural rights for children in the Common European Asylum System, with a particular focus on swift family reunification processes in line with Directive 2003/86/EC, access to adequate reception conditions, social and medical care, the timely appointment of qualified legal representatives and guardians for unaccompanied minors, and access to child-friendly information;

25.

Stresses the importance of the integration and inclusion of migrant and refugee children; reiterates the importance of removing all barriers to access to basic services and integration and inclusion measures, including psycho-social and mental health support, and of providing opportunities for children to increase social inclusion; calls on the Commission to take urgent action to raise awareness of the importance of changing narratives on migration and fighting negative stereotypes;

26.

Takes the view that the Strategy should set as a priority the rights of children with regard to the deprivation of liberty in line with those outlined in the UN Global Study on Children Deprived of Liberty; urges the EU and the Member States to step up action to end the detention of children, particularly in the context of migration, and to work out community-based alternatives to detention that meet the best interests of the child and allow children to remain with their family members and/or guardians in a non-custodial context while their migration status is being resolved;

27.

Takes the view that the EU Strategy should mainstream and promote the rights of vulnerable children across all policy areas and adopt an intersectional approach that takes into consideration the multiple forms of discrimination suffered by, among others, children from racialised groups, children with disabilities, children without or at risk of losing parental care, children in institutional care, LGBTIQ children, children from ethnic minority groups, migrant and refugee children, stateless and undocumented children, child victims of violence and sexual abuse, children directly or indirectly impacted by justice systems, children experiencing mental health problems, homeless children, girls and children of imprisoned parents; recalls that social services and family support are essential in order to avoid family separation and social exclusion;

28.

Stresses that Romani children, in particular Romani girls, across Europe face the additional burden of racism as well as gender discrimination, which pushes them to the margins of their societies; underlines that low educational achievement, high rates of irregular attendance and early school leaving, non-inclusive school systems, high unemployment rates and poor employment opportunities deprive Romani boys and girls of realistic possibilities for integration and full participation in society; recalls the fact that a lack of personal documents hinders the ability of many Romani girls to access education, healthcare and other related services, and further recalls that increased racism and anti-Gypsyism affect the safety of Romani girls, making them increasingly vulnerable to social exclusion, exploitation, trafficking and violence (38);

29.

Takes the view that the EU Strategy should propose an inclusive approach to protect the most vulnerable children in line with the Charter, the UN Convention on the Rights of the Child and the General Comments of the UN Committee on the Rights of the Child, and the SDGs and their child-related targets, leaving no one behind; reiterates the importance of creating a safe environment for vulnerable children and their families through social investment and acknowledges that housing conditions for children and families should be recognised and integrated into the definition of vulnerability; stresses the importance of developing and strengthening integrated national and transnational child protection systems with resources, implementation and monitoring schemes;

30.

Stresses that it is important that the EU address the physical (poor infrastructure and geography), technological (low-functionality devices), cultural (gender and social norms, cultural practices, and disability or minority status) and economic and social barriers to digital technologies across its internal and external policies;

31.

Highlights the importance for the EU of investing in digital literacy in order to guarantee free access to digital literacy and digital education for all children, particularly children from underserved or marginalised communities, focusing on building their resilience and offering psychosocial support; notes that these investments could be made as part of the new skills agenda for Europe of the European Education Area, and could benefit from of EU development and humanitarian funds; points out that investments in ensuring that education systems can provide digital education, literacy and skills to all children are key to promoting children’s understanding of digital technologies, overcoming inequalities, improving digital inclusion and empowering and protecting children and their rights online and offline; recalls that the development of digital education, literacy and skills should equip children to fight against the dangers of the digital space as well as to manage their responsibilities when interacting within it;

32.

Calls on the Commission to include the voices of children by establishing formal mechanisms for dialogue and consultation and ensuring their full and meaningful participation in decision-making, with a particular focus on elevating the voices of the most vulnerable, such as girls, children living in poverty, displaced and migrant children and those with disabilities;

33.

Calls on the Commission and the Member States to put in place specific mechanisms to assess the impact of COVID-19 on all children, in order to collect data to better design national action plans to tackle the issues affecting children based on children’s views; calls on the Member States to establish a children’s rights approach when defining their national recovery plans;

34.

Calls on the Council to adopt conclusions on the EU Strategy setting out a new mandatory framework for the EU institutions and the Member States, following the example of the European Consensus for Development and ensuring the implementation of well-designed, comprehensive and properly funded integrated national and transnational child protection systems;

35.

Calls on the Commission and the Member States to ensure that the rights of the child are prioritised and mainstreamed in all internal and external EU policies, actions and programmes that affect children directly or indirectly, and to ensure consistency and coherence across all different instruments;

36.

Calls on the Commission to develop a child marker in the allocation of its budgets in order to allow EU institutions and partners to measure and monitor EU investment in children through the collection of disaggregated and specific data, with a view to identifying gaps between policy and financial commitments, thereby providing an estimate of the scale of EU support for children’s rights;

37.

Calls on the Member States to work out an annual action plan to implement the provisions set out in the EU Strategy on the rights of the child and to integrate their national action plans into the EU recovery and resilience plan;

38.

Calls on the Commission and the Member States to ensure that the EU Strategy on the rights of the child is adequately financed, making sure that the EU internal and external funding instruments, as well as national budgets, support the implementation of the priorities set out in the Strategy;

39.

Calls on the Commission to ensure the proper monitoring of the implementation of the EU Strategy by the Member States; recalls the need to ensure rights-based meaningful and inclusive child participation throughout the whole process of the creation and the implementation of the Strategy, and to use benchmarks and indicators to better monitor progress;

40.

Instructs its President to forward this resolution to the Council, the Commission, and the governments and parliaments of the Member States.

(1)  In particular, General Comment No. 5 on general measures of implementation of the Convention on the Rights of the Child; No. 6 on the treatment of unaccompanied and separated children outside their country of origin; No. 10 on children’s rights in juvenile justice; No. 12 on the right of the child to be heard; No. 13 on the right of the child to freedom from all forms of violence; No. 14 on the right of the child to have his or her best interests taken as a primary consideration; No. 15 on the right of the child to the enjoyment of the highest attainable standard of health; and No.16 on State obligations regarding the impact of the business sector on children’s rights.

(2)  As enshrined in UN General Assembly resolution A/RES/64/142 of 24 February 2010.

(3)  OJ L 335, 17.12.2011, p. 1.

(4)  In particular Directive (EU) 2016/800 of the European Parliament and of the Council of 11 May 2016 on procedural safeguards for children who are suspects or accused persons in criminal proceedings (OJ L 132, 21.5.2016, p. 1.); Directive 2010/64/EU of the European Parliament and of the Council of 20 October 2010 on the right to interpretation and translation in criminal proceedings (OJ L 280, 26.10.2010, p. 1.); and Directive 2012/13/EU of the European Parliament and of the Council of 22 May 2012 on the right to information in criminal proceedings (OJ L 142, 1.6.2012, p. 1.).

(5)  OJ L 59, 2.3.2013, p. 5.

(6)  COM(2017)0211.

(7)  In particular the communications of 24 November 2020 entitled ‘Action plan on Integration and Inclusion 2021-2027’ (COM(2020)0758), of 18 September 2020 entitled ‘A Union of equality: EU anti-racism action plan 2020-2025’ (COM(2020)0565), of 5 March 2020 entitled ‘A Union of Equality: Gender Equality Strategy 2020-2025’ (COM(2020)0152), and of 12 November 2020 entitled ‘Union of Equality: LGBTIQ Equality Strategy 2020-2025’ (COM(2020)0698).

(8)  COM(2020)0258.

(9)  Texts adopted, P9_TA(2019)0066.

(10)  OJ C 41, 6.2.2020, p. 41.

(11)  OJ C 449, 23.12.2020, p. 2.

(12)  Texts adopted, P9_TA(2020)0229.

(13)  Eurostat news, ‘EU children at risk of poverty or social exclusion’, 5 March 2020.

(14)  Unicef brochure, ‘Impact of COVID-19 on multidimensional child poverty’, September 2020; https://data.unicef.org/resources/impact-of-covid-19-on-multidimensional-child-poverty/

(15)  https://data.unicef.org/topic/education/covid-19/

(16)  Unicef Office of Research — Innocenti and the World Food Programme, working paper ‘COVID-19: Missing More than a Classroom. The impact of school closures n children’s nutrition’, January 2021.

(17)  Eurostat, ‘Living conditions in Europe’, 2018.

(18)  Unicef, ‘Global annual results report 2019: Gender equality’.

(19)  FAO, IFAD, UNICEF, WFP and WHO, ‘The State of Food Security and Nutrition in the World 2020’, 2020.

(20)  ChildFund Alliance, Eurochild, Save The Children, UNICEF and World Vision, ‘Our Europe. Our Rights. Our Future’, January 2021.

(21)  https://news.un.org/en/story/2020/05/1063882

(22)  European Parliament resolution of 29 November 2018 on the role of the German Youth Welfare Office (Jugendamt) in cross-border family disputes (OJ C 363, 28.10.2020, p. 107).

(23)  COM(2020)0661.

(24)  ILO, ‘Global estimates of child labour: Results and trends, 2012-2016’, 2017.

(25)  https://www.europol.europa.eu/publications-documents/exploiting-isolation-offenders-and-victims-of-online-child-sexual-abuse-during-covid-19-pandemic

(26)  https://www.coe.int/en/web/human-rights-channel/stop-child-sexual-abuse-in-sport

(27)  https://data.unicef.org/resources/children-with-disabilities-ensuring-inclusion-in-covid-19-response/

(28)  https://ec.europa.eu/eurostat/statistics-explained/index.php?title=Asylum_statistics

(29)  European Migrant Smuggling Centre, 4th Annual Activity Report.

(30)  Council Directive 2003/86/EC of 22 September 2003 on the right to family reunification (OJ L 251, 3.10.2003, p. 12).

(31)  UNICEF, ‘Reimagining our Future: Building Back Better from COVID-19’, June 2020.

(32)  Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).

(33)  https://www.europol.europa.eu/activities-services/public-awareness-and-prevention-guides/online-sexual-coercion-and-extortion-crime

(34)  https://www.europol.europa.eu/stopchildabuse

(35)  Directive 2012/29/EU of the European Parliament and of the Council of 25 October 2012 establishing minimum standards on the rights, support and protection of victims of crime, and replacing Council Framework Decision 2001/220/JHA (OJ L 315, 14.11.2012, p. 57).

(36)  https://ec.europa.eu/info/sites/info/files/justice_scoreboard_2019_en.pdf

(37)  Council Regulation (EC) No 2201/2003 of 27 November 2003 concerning jurisdiction and the recognition and enforcement of judgments in matrimonial matters and the matters of parental responsibility, repealing Regulation (EC) No 1347/2000 (OJ L 338, 23.12.2003, p. 1).

(38)  https://rm.coe.int/16800c0a86


II Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Parliament

Tuesday 9 March 2021

24.11.2021   

EN

Official Journal of the European Union

C 474/156


P9_TA(2021)0059

Request for waiver of the immunity of Carles Puigdemont i Casamajó

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Carles Puigdemont i Casamajó (2020/2024(IMM))

(2021/C 474/17)

The European Parliament,

having regard to the request for waiver of the immunity received on 13 January 2020 and transmitted by the President of the Spanish Tribunal Supremo (Supreme Court) and made by the President of the Second Chamber of the Spanish Tribunal Supremo in connection with special proceedings No 3/20907/2017 on 10 January 2020; having regard to the announcement of the said request for waiver of immunity in plenary on 16 January 2020,

having heard Carles Puigdemont i Casamajó in accordance with Rule 9(6) of its Rules of Procedure,

having regard to Articles 8 and 9 of Protocol No 7 on the Privileges and Immunities of the European Union, and Article 6(2) of the Act of 20 September 1976 concerning the election of the members of the European Parliament by direct universal suffrage,

having regard to the judgments of the Court of Justice of the European Union of 21 October 2008, 19 March 2010, 6 September 2011, 17 January 2013 and 19 December 2019 (1),

having regard to the decision of the Spanish Junta Electoral Central (Central Electoral Board) of 13 June 2019 (2),

having regard to the announcement made in plenary on 13 January 2020 that following the judgment of the Court of Justice of the European Union of 19 December 2019, Parliament took note of the election of Carles Puigdemont i Casamajó as Member of the European Parliament with effect from 2 July 2019,

having regard to Article 71(1) and (2) of the Spanish Constitution,

having regard to Rule 5(2), Rule 6(1) and Rule 9 of its Rules of Procedure,

having regard to the report of the Committee on Legal Affairs (A9-0020/2021),

A.

whereas the President of the Second Chamber of the Spanish Tribunal Supremo requested the waiver of the immunity of Carles Puigdemont i Casamajó, Member of the European Parliament, with regard to Article 9, first paragraph, point (b), of Protocol No 7 on the Privileges and Immunities of the European Union in connection with special proceedings No 3/20907/2017 — the criminal proceedings for an alleged offence of sedition, as laid down in Articles 544 and 545 of the Spanish Criminal Code, and of an offence of misuse of public funds, as laid down in Article 432 of the Spanish Criminal Code in conjunction with Article 252 thereof;

B.

whereas the acts subject to prosecution were allegedly committed in 2017; whereas the order of prosecution in this case was issued on 21 March 2018 and confirmed by subsequent orders dismissing appeals; whereas the investigation was closed by order of 9 July 2018 and confirmed as final on 25 October 2018; whereas by order of 9 July 2018 Carles Puigdemont i Casamajó, among others, was declared to be in contempt of court and a decision was taken to stay proceedings in relation to him and other persons until they had been found;

C.

whereas following the judgment of the Court of Justice of the European Union of 19 December 2019, Parliament took note of the election of Carles Puigdemont i Casamajó as Member of the European Parliament with effect from 2 July 2019;

D.

whereas the status as Member of the European Parliament was acquired with effect on 13 June 2019; whereas the request for the waiver of immunity therefore concerns facts and prosecution that pre-date the acquisition of the status and thereby of the immunity as Member of the European Parliament;

E.

whereas the Committee on Legal Affairs took note of the documents presented to Members of the Committee by Carles Puigdemont i Casamajó pursuant to Rule 9(6) of the Rules of Procedure and considered by him relevant to the procedure;

F.

whereas Member States’ authorities decide on the appropriateness of the court proceedings;

G.

whereas it is not for the European Parliament to query the merits of national legal and judicial systems;

H.

whereas the European Parliament lacks any competence to assess or query the jurisdiction of the national judicial authorities in charge of the criminal proceedings under consideration;

I.

whereas in accordance with Spanish law as interpreted by the national courts and as communicated to Parliament by the Member State in question, the Second Criminal Chamber of the Spanish Tribunal Supremo is the competent authority to request the waiver of immunity of a Member of the European Parliament;

J.

whereas the proceedings do not concern opinions expressed or votes cast in the performance of the duties of the Member of the European Parliament for the purposes of Article 8 of Protocol No 7 on the Privileges and Immunities of the European Union;

K.

whereas Article 9, first paragraph, point (a), of Protocol No 7 on the Privileges and Immunities of the European Union states that Members of the European Parliament enjoy, in the territory of their own state, the immunities accorded to members of the parliament of that state;

L.

whereas Article 71(1) and (2) of the Spanish Constitution provides that:

‘1.

Deputies and senators shall enjoy absolute privilege in respect of opinions expressed in the performance of their duties;

2.

During their term of office, deputies and senators shall also have immunity and may only be arrested if they are found in the act of committing an offence. They cannot be charged or prosecuted without the prior authorisation of the relevant legislative chamber’;

M.

whereas the request for the waiver of immunity informs, with regard to the application of Article 71 of the Spanish Constitution and, specifically, the stage of proceedings as of which it is not necessary to request parliamentary authorisation to carry out criminal proceedings against an accused person who acquires the status of member of parliament, that a waiver request is not necessary in cases where the status of member of parliament is acquired while a previously opened trial is ongoing or in cases where a member of parliament takes office after formally being prosecuted; whereas it is not therefore required to request a waiver of immunity under Article 9, first paragraph, point (a), of Protocol No 7 on the Privileges and Immunities of the European Union in order for measures to be taken in the territory of Spain;

N.

whereas it is not for the European Parliament to interpret the domestic rules on the privileges and immunities of Members of Parliament;

O.

whereas Article 9, first paragraph, point (b), of Protocol No 7 on the Privileges and Immunities of the European Union states that Members of the European Parliament enjoy, in the territory of any other Member State, immunity from any measure of detention and from legal proceedings;

P.

whereas on 14 October 2019 the Second Chamber of the Spanish Tribunal Supremo ordered to issue ‘(i)n order for criminal proceedings to take place […] as appropriate: a national arrest warrant, a European arrest warrant or an international arrest warrant for the purposes of extradition’ in respect of Carles Puigdemont i Casamajó, who was confirmed to be in contempt of court; whereas, as explained in the request for the waiver of immunity, on 10 January 2020 the appeal against this decision was dismissed with regard to the revocation of ‘the relevant national search, arrest and detention warrants, as well as the international and European arrest warrants’ and upheld ‘against the order of 14 October 2019 and the ruling of 18 October 2018, […] pursuant to the interpretation given by the CJEU in its judgment of 19 December 2019 recognising the appellant(s)’ privileges and immunities under Article 9 of Protocol No 7 to the Treaty on the Functioning of the European Union, in their capacity as Member(s) of the European Parliament’, and it was also decided to request that the European Parliament waive the immunity of Carles Puigdemont i Casamajó ‘in order to proceed with the execution of the European arrest warrant(s) that have been issued’ and to inform the executing authority in Belgium thereof;

Q.

whereas, pursuant to Rule 9(8) of the Rules of Procedure, the Committee on Legal Affairs shall not, under any circumstances, pronounce on the guilt or otherwise of the Member, nor on whether or not the opinions or acts attributed to the Member justify prosecution, even if, in considering the request, the Committee acquires detailed knowledge of the facts of the case;

R.

whereas in accordance with Rule 5(2) of the Rules of Procedure, parliamentary immunity is not a Member’s personal privilege but a guarantee of the independence of Parliament as a whole and of its Members;

S.

whereas the purpose of parliamentary immunity is to protect Parliament and its Members from legal proceedings in relation to activities carried out in the performance of parliamentary duties and which cannot be separated from those duties;

T.

whereas the accusation clearly bears no relation to the position of Carles Puigdemont i Casamajó as Member of the European Parliament but to his former position as the President of the Generalitat (Government) of Catalonia;

U.

whereas Carles Puigdemont i Casamajó is one of the individuals among a group of individuals who find themselves in a similar situation of being prosecuted and charged with the offences in question, with the only difference being that he currently enjoys immunity as a Member of the European Parliament; whereas it should therefore be borne in mind that Carles Puigdemont i Casamajó is not the only prosecuted person in the case in question;

V.

whereas the incriminated facts were committed in 2017 and the criminal proceedings in question were initiated against Carles Puigdemont i Casamajó in 2018; whereas on this basis, it cannot be claimed that the judicial proceedings were launched with the intention of hindering the future political activity of Carles Puigdemont i Casamajó as a Member of the European Parliament, when at that time his status as a Member of the European Parliament was still hypothetical and future;

W.

whereas in this case, Parliament has thus found no evidence of fumus persecutionis, i.e. factual elements which indicate that the intention underlying the legal proceeding may be to damage a Member’s political activity and thus the European Parliament;

1.

Decides to waive the immunity of Carles Puigdemont i Casamajó under Article 9, first paragraph, point (b), of Protocol No 7 on the Privileges and Immunities of the European Union;

2.

Instructs its President to forward this decision and the report of its committee responsible immediately to the Spanish authorities and to Carles Puigdemont i Casamajó.

(1)  Judgment of the Court of Justice of 21 October 2008, MarraDe Gregorio and Clemente, C-200/07 and C-201/07, ECLI:EU:C:2008:579; judgment of the General Court of 19 March 2010, GollnischParliament, T-42/06, ECLI:EU:T:2010:102; judgment of the Court of Justice of 6 September 2011, Patriciello, C-163/10, ECLI:EU:C:2011:543; judgment of the General Court of 17 January 2013, GollnischParliament, T-346/11 and T-347/11, ECLI:EU:T:2013:23; judgment of the Court of Justice of 19 December 2019, Junqueras Vies, C-502/19, ECLI:EU:C:2019:1115.

(2)  Boletín Oficial del Estado, No 142, 14 June 2019, pp. 62477-62478.


24.11.2021   

EN

Official Journal of the European Union

C 474/159


P9_TA(2021)0060

Request for waiver of the immunity of Antoni Comín i Oliveres

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Antoni Comín i Oliveres (2020/2025(IMM))

(2021/C 474/18)

The European Parliament,

having regard to the request for waiver of the immunity received on 13 January 2020 and transmitted by the President of the Spanish Tribunal Supremo (Supreme Court) and made by the President of the Second Chamber of the Spanish Tribunal Supremo in connection with special proceedings No 3/20907/2017 on 10 January 2020; having regard to the announcement of the said request for waiver of immunity in plenary on 16 January 2020,

having heard Antoni Comín i Oliveres in accordance with Rule 9(6) of its Rules of Procedure,

having regard to Articles 8 and 9 of Protocol No 7 on the Privileges and Immunities of the European Union, and Article 6(2) of the Act of 20 September 1976 concerning the election of the members of the European Parliament by direct universal suffrage,

having regard to the judgments of the Court of Justice of the European Union of 21 October 2008, 19 March 2010, 6 September 2011, 17 January 2013 and 19 December 2019 (1),

having regard to the decision of the Spanish Junta Electoral Central (Central Electoral Board) of 13 June 2019 (2),

having regard to the announcement made in plenary on 13 January 2020 that following the judgment of the Court of Justice of the European Union of 19 December 2019, Parliament took note of the election of Antoni Comín i Oliveres as Member of the European Parliament with effect from 2 July 2019,

having regard to Article 71(1) and (2) of the Spanish Constitution,

having regard to Rule 5(2), Rule 6(1) and Rule 9 of its Rules of Procedure,

having regard to the report of the Committee on Legal Affairs (A9-0021/2021),

A.

whereas the President of the Second Chamber of the Spanish Tribunal Supremo requested the waiver of the immunity of Antoni Comín i Oliveres, Member of the European Parliament, with regard to Article 9, first paragraph, point (b), of Protocol No 7 on the Privileges and Immunities of the European Union in connection with special proceedings No 3/20907/2017 — the criminal proceedings for an alleged offence of sedition, as laid down in Articles 544 and 545 of the Spanish Criminal Code, and of an offence of misuse of public funds, as laid down in Article 432 of the Spanish Criminal Code in conjunction with Article 252 thereof;

B.

whereas the acts subject to prosecution were allegedly committed in 2017; whereas the order of prosecution in this case was issued on 21 March 2018 and confirmed by subsequent orders dismissing appeals; whereas the investigation was closed by order of 9 July 2018 and confirmed as final on 25 October 2018; whereas by order of 9 July 2018 Antoni Comín i Oliveres, among others, was declared to be in contempt of court and a decision was taken to stay proceedings in relation to him and other persons until they had been found;

C.

whereas following the judgment of the Court of Justice of the European Union of 19 December 2019, Parliament took note of the election of Antoni Comín i Oliveres as Member of the European Parliament with effect from 2 July 2019;

D.

whereas the status as Member of the European Parliament was acquired with effect on 13 June 2019; whereas the request for the waiver of immunity therefore concerns facts and prosecution that pre-date the acquisition of the status and thereby of the immunity as Member of the European Parliament;

E.

whereas the Committee on Legal Affairs took note of the documents presented to Members of the Committee by Antoni Comín i Oliveres pursuant to Rule 9(6) of the Rules of Procedure and considered by him relevant to the procedure;

F.

whereas Member States’ authorities decide on the appropriateness of the court proceedings;

G.

whereas it is not for the European Parliament to query the merits of national legal and judicial systems;

H.

whereas the European Parliament lacks any competence to assess or query the jurisdiction of the national judicial authorities in charge of the criminal proceedings under consideration;

I.

whereas in accordance with Spanish law as interpreted by the national courts and as communicated to Parliament by the Member State in question, the Second Criminal Chamber of the Spanish Tribunal Supremo is the competent authority to request the waiver of immunity of a Member of the European Parliament;

J.

whereas the proceedings do not concern opinions expressed or votes cast in the performance of the duties of the Member of the European Parliament for the purposes of Article 8 of Protocol No 7 on the Privileges and Immunities of the European Union;

K.

whereas Article 9, first paragraph, point (a), of Protocol No 7 on the Privileges and Immunities of the European Union states that Members of the European Parliament enjoy, in the territory of their own state, the immunities accorded to members of the parliament of that state;

L.

whereas Article 71(1) and (2) of the Spanish Constitution provides that:

‘1.

Deputies and senators shall enjoy absolute privilege in respect of opinions expressed in the performance of their duties.

2.

During their term of office, deputies and senators shall also have immunity and may only be arrested if they are found in the act of committing an offence. They cannot be charged or prosecuted without the prior authorisation of the relevant legislative chamber’;

M.

whereas the request for the waiver of immunity informs, with regard to the application of Article 71 of the Spanish Constitution and, specifically, the stage of proceedings as of which it is not necessary to request parliamentary authorisation to carry out criminal proceedings against an accused person who acquires the status of member of parliament, that a waiver request is not necessary in cases where the status of member of parliament is acquired while a previously opened trial is ongoing or in cases where a member of parliament takes office after formally being prosecuted; whereas it is not therefore required to request a waiver of immunity under Article 9, first paragraph, point (a), of Protocol No 7 on the Privileges and Immunities of the European Union in order for measures to be taken in the territory of Spain;

N.

whereas it is not for the European Parliament to interpret the domestic rules on the privileges and immunities of Members of Parliament;

O.

whereas Article 9, first paragraph, point (b), of Protocol No 7 on the Privileges and Immunities of the European Union states that Members of the European Parliament enjoy, in the territory of any other Member State, immunity from any measure of detention and from legal proceedings;

P.

whereas on 4 November 2019 the Second Chamber of the Spanish Tribunal Supremo ordered to issue ‘(i)n order for criminal proceedings to take place […] as appropriate: a national arrest warrant(s), European arrest warrant(s) or an international arrest warrant(s) for the purposes of extradition’ in respect of, among others, Antoni Comín i Oliveres, who was confirmed to be in contempt of court; whereas, as explained in the request for the waiver of immunity, on 10 January 2020 the appeal against this decision was dismissed with regard to the revocation of ‘the relevant national search, arrest and detention warrants, as well as the international and European arrest warrants’ and upheld ‘against the order of 4 November 2019, pursuant to the interpretation given by the CJEU in its judgment of 19 December 2019 recognising the appellant(s)’ privileges and immunities under Article 9 of Protocol No 7 to the Treaty on the Functioning of the European Union, in their capacity as Member(s) of the European Parliament’, and it was also decided to request that the European Parliament waive the immunity of Antoni Comín i Oliveres ‘in order to proceed with the execution of the European arrest warrant(s) that have been issued’ and to inform the executing authority in Belgium thereof;

Q.

whereas, pursuant to Rule 9(8) of the Rules of Procedure, the Committee on Legal Affairs shall not, under any circumstances, pronounce on the guilt or otherwise of the Member, nor on whether or not the opinions or acts attributed to the Member justify prosecution, even if, in considering the request, the Committee acquires detailed knowledge of the facts of the case;

R.

whereas in accordance with Rule 5(2) of the Rules of Procedure, parliamentary immunity is not a Member’s personal privilege but a guarantee of the independence of Parliament as a whole and of its Members;

S.

whereas the purpose of parliamentary immunity is to protect Parliament and its Members from legal proceedings in relation to activities carried out in the performance of parliamentary duties and which cannot be separated from those duties;

T.

whereas the accusation clearly bears no relation to the position of Antoni Comín i Oliveres as Member of the European Parliament but to his former position as Regional Minister for Health of the Govern (Catalan regional government);

U.

whereas Antoni Comín i Oliveres is one of the individuals among a group of individuals who find themselves in a similar situation of being prosecuted and charged with the offences in question, with the only difference being that he currently enjoys immunity as a Member of the European Parliament; whereas it should therefore be borne in mind that Antoni Comín i Oliveres is not the only prosecuted person in the case in question;

V.

whereas the incriminated facts were committed in 2017 and the criminal proceedings in question were initiated against Antoni Comín i Oliveres in 2018; whereas on this basis, it cannot be claimed that the judicial proceedings were launched with the intention of hindering the future political activity of Antoni Comín i Oliveres as a Member of the European Parliament, when at that time his status as a Member of the European Parliament was still hypothetical and future;

W.

whereas in this case, Parliament has thus found no evidence of fumus persecutionis, i.e. factual elements which indicate that the intention underlying the legal proceeding may be to damage a Member’s political activity and thus the European Parliament;

1.

Decides to waive the immunity of Antoni Comín i Oliveres under Article 9, first paragraph, point (b), of Protocol No 7 on the Privileges and Immunities of the European Union;

2.

Instructs its President to forward this decision and the report of its committee responsible immediately to the Spanish authorities and to Antoni Comín i Oliveres.

(1)  Judgment of the Court of Justice of 21 October 2008, MarraDe Gregorio and Clemente, C-200/07 and C-201/07, ECLI:EU:C:2008:579; judgment of the General Court of 19 March 2010, GollnischParliament, T-42/06, ECLI:EU:T:2010:102; judgment of the Court of Justice of 6 September 2011, Patriciello, C-163/10, ECLI: EU:C:2011:543; judgment of the General Court of 17 January 2013, GollnischParliament, T-346/11 and T-347/11, ECLI:EU:T:2013:23; judgment of the Court of Justice of 19 December 2019, Junqueras Vies, C-502/19, ECLI:EU:C:2019:1115.

(2)  Boletín Oficial del Estado, No 142, 14 June 2019, pp. 62477-62478.


24.11.2021   

EN

Official Journal of the European Union

C 474/162


P9_TA(2021)0061

Request for waiver of the immunity of Clara Ponsatí Obiols

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Clara Ponsatí Obiols (2020/2031(IMM))

(2021/C 474/19)

The European Parliament,

having regard to the request for waiver of the immunity received on 10 February 2020 and transmitted by the President of the Spanish Tribunal Supremo (Supreme Court) and made by the President of the Second Chamber of the Spanish Tribunal Supremo in connection with special proceedings No 3/20907/2017 on 4 February 2020; having regard to the announcement of the said request for waiver of immunity in plenary on 13 February 2020,

having heard Clara Ponsatí Obiols in accordance with Rule 9(6) of its Rules of Procedure,

having regard to Articles 8 and 9 of Protocol No 7 on the Privileges and Immunities of the European Union, and Article 6(2) of the Act of 20 September 1976 concerning the election of the members of the European Parliament by direct universal suffrage,

having regard to the judgments of the Court of Justice of the European Union of 21 October 2008, 19 March 2010, 6 September 2011, 17 January 2013 and 19 December 2019 (1),

having regard to the decision of the Spanish Junta Electoral Central (Central Electoral Board) of 23 January 2020 (2),

having regard to European Council Decision (EU) 2018/937 of 28 June 2018 establishing the composition of the European Parliament (3) and to European Council Decision (EU) 2019/1810 taken in agreement with the United Kingdom of 29 October 2019 extending the period under Article 50(3)TEU (4),

having regard to the announcement made in plenary on 10 February 2020 that in accordance with the European Council’s decision of 28 June 2018 and following the United Kingdom’s withdrawal from the European Union on 31 January 2020, Parliament took note of the election of Clara Ponsatí Obiols as Member of the European Parliament with effect from 1 February 2020,

having regard to Article 71(1) and (2) of the Spanish Constitution,

having regard to Rule 5(2), Rule 6(1) and Rule 9 of its Rules of Procedure,

having regard to the report of the Committee on Legal Affairs (A9-0022/2021),

A.

whereas the President of the Second Chamber of the Spanish Tribunal Supremo requested the waiver of the immunity of Clara Ponsatí Obiols, Member of the European Parliament, with regard to Article 9, first paragraph, point(b), of Protocol No 7 on the Privileges and Immunities of the European Union in connection with special proceedings No 3/20907/2017 — the criminal proceedings for an alleged offence of sedition, as laid down in Articles 544 and 545 of the Spanish Criminal Code;

B.

whereas the acts subject to prosecution were allegedly committed in 2017; whereas the order of prosecution in this case was issued on 21 March 2018 and confirmed by subsequent orders dismissing appeals; whereas the investigation was closed by order of 9 July 2018 and confirmed as final on 25 October 2018; whereas by order of 9 July 2018 Clara Ponsatí Obiols, among others, was declared to be in contempt of court and a decision was taken to stay proceedings in relation to her and other persons until they had been found;

C.

whereas Clara Ponsatí Obiols was declared elected by the Spanish Junta Electoral Central (Central Electoral Board) on 23 January 2020; whereas following the United Kingdom’s withdrawal from the European Union on 31 January 2020, Parliament took note of the election of Clara Ponsatí Obiols as Member of the European Parliament with effect from 1 February 2020;

D.

whereas the status as Member of the European Parliament was acquired with effect on 23 January 2020; whereas the request for the waiver of immunity therefore concerns facts and prosecution that pre-date the acquisition of the status and thereby of the immunity as Member of the European Parliament;

E.

whereas the Committee on Legal Affairs took note of the documents presented to Members of the Committee by Clara Ponsatí Obiols pursuant to Rule 9(6) of the Rules of Procedure and considered by her relevant to the procedure;

F.

whereas Member States’ authorities decide on the appropriateness of the court proceedings;

G.

whereas it is not for the European Parliament to query the merits of national legal and judicial systems;

H.

whereas the European Parliament lacks any competence to assess or query the jurisdiction of the national judicial authorities in charge of the criminal proceedings under consideration;

I.

whereas in accordance with Spanish law as interpreted by the national courts and as communicated to Parliament by the Member State, the Second Criminal Chamber of the Spanish Tribunal Supremo is the competent authority to request the waiver of immunity of a Member of the European Parliament;

J.

whereas the proceedings do not concern opinions expressed or votes cast in the performance of the duties of the Member of the European Parliament for the purposes of Article 8 of Protocol No 7 on the Privileges and Immunities of the European Union;

K.

whereas Article 9, first paragraph, point (a), of Protocol No 7 on the Privileges and Immunities of the European Union states that Members of the European Parliament enjoy, in the territory of their own state, the immunities accorded to members of the parliament of that state;

L.

whereas Article 71(1) and (2) of the Spanish Constitution provides that:

‘1.

Deputies and senators shall enjoy absolute privilege in respect of opinions expressed in the performance of their duties.

2.

During their term of office, deputies and senators shall also have immunity and may only be arrested if they are found in the act of committing an offence. They cannot be charged or prosecuted without the prior authorisation of the relevant legislative chamber’;

M.

whereas the request for the waiver of immunity informs, with regard to the application of Article 71 of the Spanish Constitution and, specifically, the stage of proceedings as of which it is not necessary to request parliamentary authorisation to carry out criminal proceedings against an accused person who acquires the status of member of parliament, that a waiver request is not necessary in cases where the status of member of parliament is acquired while a previously opened trial is ongoing or in cases where a member of parliament takes office after formally being prosecuted; whereas it is not therefore required to request a waiver of immunity under Article 9, first paragraph, point (a), of Protocol No 7 on the Privileges and Immunities of the European Union in order for measures to be taken in the territory of Spain;

N.

whereas it is not for the European Parliament to interpret the domestic rules on the privileges and immunities of Members of Parliament;

O.

whereas Article 9, first paragraph, point (b), of Protocol No 7 on the Privileges and Immunities of the European Union states that Members of the European Parliament enjoy, in the territory of any other Member State, immunity from any measure of detention and from legal proceedings;

P.

whereas on 4 November 2019 the Second Chamber of the Spanish Tribunal Supremo ordered to issue ‘(i)n order for criminal proceedings to take place […] as appropriate: a national arrest warrant(s), European arrest warrant(s) or an international arrest warrant(s) for the purposes of extradition’ in respect of, among others, Clara Ponsatí Obiols, who was confirmed to be in contempt of court; whereas, as explained in the request for the waiver of immunity, on 3 February 2020 the decision with regard to the issuing of the national search, arrest and detention warrant as well as the European arrest warrant and the international search and arrest warrant against Clara Ponsatí Obiols for the purpose of her extradition was upheld and, at the same time, a request for the waiver of her immunity was made in order to proceed with the execution of the European arrest warrant that had been issued;

Q.

whereas, pursuant to Rule 9(8) of the Rules of Procedure, the Committee on Legal Affairs shall not, under any circumstances, pronounce on the guilt or otherwise of the Member, nor on whether or not the opinions or acts attributed to the Member justify prosecution, even if, in considering the request, the Committee acquires detailed knowledge of the facts of the case;

R.

whereas in accordance with Rule 5(2) of the Rules of Procedure, parliamentary immunity is not a Member’s personal privilege but a guarantee of the independence of Parliament as a whole and of its Members;

S.

whereas the purpose of parliamentary immunity is to protect Parliament and its Members from legal proceedings in relation to activities carried out in the performance of parliamentary duties and which cannot be separated from those duties;

T.

whereas the accusation clearly bears no relation to the position of Clara Ponsatí Obiols as Member of the European Parliament but to her former position as Regional Minister for Education of the Govern (Catalan regional government);

U.

whereas Clara Ponsatí Obiols is one of the individuals among a group of individuals who find themselves in a similar situation of being prosecuted and charged with the offences in question, with the only difference being that she currently enjoys immunity as a Member of the European Parliament; whereas it should therefore be borne in mind that Clara Ponsatí Obiols is not the only prosecuted person in the case in question;

V.

whereas the incriminated facts were committed in 2017 and the criminal proceedings in question were initiated against Clara Ponsatí Obiols in 2018; whereas on this basis, it cannot be claimed that the judicial proceedings were launched with the intention of hindering the future political activity of Clara Ponsatí Obiols as a Member of the European Parliament, when at that time her status as a Member of the European Parliament was still hypothetical and future;

W.

whereas in this case, Parliament has thus found no evidence of fumus persecutionis, i.e. factual elements which indicate that the intention underlying the legal proceeding may be to damage a Member’s political activity and thus the European Parliament;

1.

Decides to waive the immunity of Clara Ponsatí Obiols under Article 9, first paragraph, point (b), of Protocol No 7 on the Privileges and Immunities of the European Union;

2.

Instructs its President to forward this decision and the report of its committee responsible immediately to the Spanish authorities and to Clara Ponsatí Obiols.

(1)  Judgment of the Court of Justice of 21 October 2008, Marra v De Gregorio and Clemente, C-200/07 and C-201/07, ECLI:EU:C:2008:579; judgment of the General Court of 19 March 2010, Gollnisch v Parliament, T-42/06, ECLI:EU:T:2010:102; judgment of the Court of Justice of 6 September 2011, Patriciello, C-163/10, ECLI: EU:C:2011:543; judgment of the General Court of 17 January 2013, Gollnisch v Parliament, T-346/11 and T-347/11, ECLI:EU:T:2013:23; judgment of the Court of Justice of 19 December 2019, Junqueras Vies, C-502/19, ECLI:EU:C:2019:1115.

(2)  Boletín Oficial del Estado, No 21, 24 January 2020, pp. 7441-7442.

(3)  OJ L 165 I, 2.7.2018, p. 1.

(4)  OJ L 278 I, 30.10.2019, p. 1.


24.11.2021   

EN

Official Journal of the European Union

C 474/165


P9_TA(2021)0062

Request for waiver of the immunity of Valter Flego

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Valter Flego (2020/2054(IMM))

(2021/C 474/20)

The European Parliament,

having regard to the request for waiver of the immunity of Valter Flego, dated 19 February 2020 by the President of the Council of the Rijeka County Court in the Republic of Croatia in connection with criminal proceedings pending before the Rijeka County Criminal Court, and announced in plenary on 26 March 2020,

having regard to the waiver by Valter Flego of his right to be heard under Rule 9(6) of its Rules of Procedure,

having regard to Articles 8 and 9 of Protocol No 7 on the Privileges and Immunities of the European Union, and Article 6(2) of the Act of 20 September 1976 concerning the election of the members of the European Parliament by direct universal suffrage,

having regard to the judgments of the Court of Justice of the European Union of 21 October 2008, 19 March 2010, 6 September 2011, 17 January 2013 and 19 December 2019 (1),

having regard to Article 75 of the Constitution of the Republic of Croatia and to Articles 23 to 28 of the Standing Orders of the Croatian Parliament,

having regard to Rule 5(2), Rule 6(1) and Rule 9 of its Rules of Procedure,

having regard to the report of the Committee on Legal Affairs (A9-0023/2021),

A.

whereas the presiding judge of Rijeka County Criminal Court submitted a request for waiver of the parliamentary immunity of Valter Flego in connection with pending proceedings brought against him for the criminal offence of abuse of office under Article 291(1) and (2) of the Criminal Code (2);

B.

whereas in his capacity as Mayor of the Town of Buzet, Croatia, from 1 April 2010 to 30 May 2013, he allegedly facilitated the illegal payments of salary supplements to himself as Mayor, to his Deputy Mayor, to the Director of the Office of the Mayor and to three other directors;

C.

whereas Valter Flego was elected to the European Parliament as result of the elections of May 2019;

D.

whereas the alleged offence does not concern opinions expressed or votes cast by Valter Flego in the performance of his duties within the meaning of Article 8 of Protocol No 7 on the Privileges and Immunities of the European Union;

E.

whereas Article 9 of Protocol No 7 on the Privileges and Immunities of the European Union provides that Members of the European Parliament enjoy, in the territory of their own State, the immunities accorded to members of their parliament;

F.

whereas pursuant to Article 75(2) and (3) of the Constitution of the Republic of Croatia:

‘No representative shall be prosecuted, detained or punished for an opinion expressed or vote cast in the Croatian Parliament.

No representative shall be detained, nor shall criminal proceedings be instituted against him, without the consent of the Croatian Parliament’;

G.

whereas the alleged offence has no clear or direct bearing on the performance by Mr Flego of his duties as a Member of the European Parliament;

H.

whereas it is for Parliament alone to decide, in a given case, whether or not to waive immunity; whereas Parliament may reasonably take account of the position of the Member in order to decide whether or not to waive his immunity (3);

I.

whereas the purpose of parliamentary immunity is to protect Parliament and its Members from legal proceedings in relation to activities carried out in the performance of parliamentary duties and which cannot be separated from those duties;

J.

whereas the offences of which Valter Flego is accused took place prior to his election to the European Parliament;

K.

whereas, in this case, Parliament found no evidence of fumus persecutionis, i.e. factual elements which suggest that the intention underlying the legal proceedings in question is to undermine the Member’s political activity, including his activity as a Member of the European Parliament;

L.

whereas Parliament cannot assume the role of a court, and whereas, in a waiver of immunity procedure, a Member cannot be regarded as a defendant (4);

1.

Decides to waive the immunity of Valter Flego;

2.

Instructs its President to forward this decision and the report of its committee responsible immediately to the Croatian authorities and to Valter Flego.

(1)  Judgment of the Court of Justice of 21 October 2008, MarraDe Gregorio and Clemente, C 200/07 and C-201/07, ECLI:EU:C:2008:579; judgment of the General Court of 19 March 2010, GollnischParliament, T-42/06, ECLI:EU:T:2010:102; judgment of the Court of Justice of 6 September 2011, Patriciello, C 163/10, ECLI: EU:C:2011:543; judgment of the General Court of 17 January 2013, GollnischParliament, T-346/11 and T-347/11, ECLI:EU:T:2013:23; judgment of the Court of Justice of 19 December 2019, Junqueras Vies, C-502/19, ECLI:EU:C:2019:1115.

(2)  Official Gazette of Croatia, 125/11, 144/12, 56/15, 61/15, 101/17, 118/2018 and 126/2019.

(3)  Judgment of the General Court of 15 October 2008, MoteParliament, T-345/05, EU:T:2008:440, point 28.

(4)  Judgment of the General Court of 30 April 2019, BrioisParliament, T-214/18, ECLI:EU:T:2019:266.


24.11.2021   

EN

Official Journal of the European Union

C 474/167


P9_TA(2021)0063

Request for waiver of the immunity of Nuno Melo

European Parliament decision of 9 March 2021 on the request for waiver of the immunity of Nuno Melo (2020/2050(IMM))

(2021/C 474/21)

The European Parliament,

having regard to the request for waiver of the immunity of João Nuno Lacerda Teixeira de Melo, submitted on 6 February 2020 by the Tribunal Judicial da Comarca de Braga, Juízo de Instrução Criminal de Guimarães, 2.o Juízo (Braga District Court, Guimarães Criminal Court, 2nd chamber), in the context of pending criminal proceedings following the submission of a private charge before that court (Proceedings 1039/17.2T9VNF), announced in plenary on 9 March 2020,

having heard Nuno Melo in accordance with Rule 9(6) of its Rules of Procedure,

having regard to Articles 8 and 9 of Protocol No 7 on the Privileges and Immunities of the European Union and to Article 6(2) of the Act of 20 September 1976 concerning the election of the Members of the European Parliament by direct universal suffrage,

having regard to the judgments of the Court of Justice of the European Union of 21 October 2008, 19 March 2010, 6 September 2011, 17 January 2013 and 19 December 2019 (1),

having regard to Article 157(2) of the Constitution of the Portuguese Republic,

having regard to Rule 5(2), Rule 6(1) and Rule 9 of its Rules of Procedure,

having regard to the report of the Committee on Legal Affairs (A9-0024/2021),

A.

whereas the judge hearing these proceedings has requested the waiver of the immunity of Nuno Melo, MEP, with a view to his participation, in the aforementioned capacity as a victim/civil party, in all the steps deemed necessary to establish the truth in the context of the present case or in other cases already pending or which may be brought, in connection with the facts at issue here and involving the same parties;

B.

whereas the investigation does not concern opinions expressed or votes cast by Nuno Melo in the performance of his duties within the meaning of Article 8 of Protocol No 7 on the Privileges and Immunities of the European Union;

C.

whereas Article 9 of Protocol No 7 on the Privileges and Immunities of the European Union provides that Members of the European Parliament enjoy, in the territory of their own State, the immunities accorded to members of their parliament;

D.

whereas, according to Article 157(2) of the Constitution of the Portuguese Republic, authorisation of the Assembly is necessary for a Member to be heard as a witness or as a defendant, and whereas the same paragraph states, however, that such authorisation shall be granted ex officio in the event of serious and consistent evidence that a criminal offence has been perpetrated intentionally and which is punishable by a term of imprisonment of more than three years;

E.

whereas Nuno Melo initiated the present case by bringing criminal proceedings against João Quadros for acts likely prima facie to constitute the commission of several offences of defamation and insult provided for and punished by Article 180(1), Article 181(1) and Article 183(1)(a) and (2) of the Portuguese Criminal Code;

F.

whereas, under Article 9(8) of the Rules of Procedure, the Committee on Legal Affairs shall not, under any circumstances, decide on the guilt or innocence of the Member of Parliament or whether or not to prosecute him or her in respect of the opinions or acts attributed to that person, even where in the considering the request the Committee on Legal Affairs acquires an in-depth knowledge of the case;

G.

whereas, in accordance with Article 5(2) of its Rules of Procedure, parliamentary immunity is not a personal privilege of the Member but a guarantee of the independence of Parliament as a whole and of its Members;

H.

whereas the purpose of parliamentary immunity is to protect Parliament and its Members from legal proceedings in relation to activities carried out in the performance of parliamentary duties and which cannot be separated from those duties;

I.

whereas, in this case, Parliament found no evidence of fumus persecutionis, i.e. factual elements which suggest that the intention underlying the legal proceedings in question is to undermine the Member’s political activity, including his activity as a Member of the European Parliament;

1.

Decides to waive the immunity of Nuno Melo;

2.

Instructs its President to forward this decision and the report of its committee responsible immediately to the Portuguese authorities and to Nuno Melo.

(1)  Judgment of the Court of Justice of 21 October 2008, MarraDe Gregorio and Clemente, C-200/07 and C-201/07, ECLI:EU:C:2008:579; judgment of the General Court of 19 March 2010, Gollnisch v Parliament, T-42/06, ECLI:EU:T:2010:102; judgment of the Court of Justice of 6 September 2011, Patriciello, C-163/10, ECLI:EU:C:2011:543; judgment of the General Court of 17 January 2013, GollnischParliament, T-346/11 and T-347/11, ECLI:EU:T:2013:23; judgment of the Court of Justice of 19 December 2019, Junqueras Vies, C-502/19, ECLI:EU:C:2019:1115.


III Preparatory acts

European Parliament

Tuesday 9 March 2021

24.11.2021   

EN

Official Journal of the European Union

C 474/169


P9_TA(2021)0064

Non-objection to a delegated act: measures to address market disturbance in the fruit, vegetable and wine sectors caused by COVID-19

European Parliament decision to raise no objections to Commission Delegated Regulation (EU) 2021/95 of 28 January 2021 amending Delegated Regulation (EU) 2020/592 on temporary exceptional measures derogating from certain provisions of Regulation (EU) No 1308/2013 of the European Parliament and of the Council to address the market disturbance in the fruit and vegetables and wine sectors caused by the COVID-19 pandemic and measures linked to it (C(2021)00368 — 2021/2531(DEA))

(2021/C 474/22)

The European Parliament,

having regard to Commission Delegated Regulation (EU) 2021/95 (1),

having regard to the letter from the Committee on Agriculture and Rural Development to the Chair of the Conference of Committee Chairs of 24 February 2021,

having regard to Article 290 of the Treaty on the Functioning of the European Union,

having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council (2), and in particular Article 219(1) and Article 228 thereof,

having regard to Rule 111(6) of its Rules of Procedure,

having regard to the recommendation for a decision of the Committee on Agriculture and Rural Development,

having regard to the fact that no objections have been raised within the period laid down in the third and fourth indents of Rule 111(6) of its Rules of Procedure, which expired on 9 March 2021,

A.

whereas, in light of the exceptionally severe market disturbance and of the accumulation of difficult circumstances inter alia in the wine sector, which has its origin in the imposition, in October 2019, by the United States of tariffs on imports of wines from the Union and which continues now with the fall-out from the on-going restrictive measures due to the worldwide COVID-19 pandemic, exceptional difficulties have been encountered by operators in all Member States with the planning, implementation and execution of operations under support programmes;

B.

whereas, in view of the unprecedented nature of those combined circumstances, the Commission adopted, on 30 April 2020, Commission Delegated Regulation (EU) 2020/592 (3) providing for flexibilities and allowing derogations from certain provisions of Regulation (EU) No 1308/2013 to address the market disturbance in the fruit and vegetables and wine sectors caused by the COVID-19 pandemic;

C.

whereas, despite the usefulness of those measures, the wine sector has not managed to regain its balance between supply and demand and is not expected to regain it in the short to medium term due to the ongoing COVID-19 pandemic;

D.

whereas, given that the COVID-19 pandemic is expected to continue during a considerable part of the financial year 2021, the Commission proposed in Delegated Regulation (EU) 2021/95 to extend the application of the measures laid down in Delegated Regulation (EU) 2020/592 until 15 October 2021;

E.

whereas the swift implementation of those continued flexibilities and derogations are essential to their effectiveness and efficacy in addressing difficulties in the running of support programmes, preventing further economic losses and addressing the market situation and disturbances in the wine sector;

1.

Declares that it has no objections to Delegated Regulation (EU) 2021/95;

2.

Instructs its President to forward this decision to the Council and the Commission.

(1)  OJ L 31, 29.1.2021, p. 198.

(2)  Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (OJ L 347, 20.12.2013, p. 671).

(3)  Commission Delegated Regulation (EU) 2020/592 of 30 April 2020 on temporary exceptional measures derogating from certain provisions of Regulation (EU) No 1308/2013 of the European Parliament and of the Council to address the market disturbance in the fruit and vegetables and wine sectors caused by the COVID-19 pandemic and measures linked to it (OJ L 140, 4.5.2020, p. 6).


24.11.2021   

EN

Official Journal of the European Union

C 474/171


P9_TA(2021)0065

Non-objection to a delegated act: financial contribution in the apiculture sector

European Parliament decision to raise no objections to the Commission delegated regulation of 1 February 2021 amending Delegated Regulation (EU) 2015/1366 as regards the basis for allocating the financial contribution in the apiculture sector (C(2021)00429 — 2021/2535(DEA))

(2021/C 474/23)

The European Parliament,

having regard to the Commission delegated regulation (C(2021)00429),

having regard to the Commission’s letter of 12 February 2021 asking Parliament to declare that it will raise no objections to the delegated regulation,

having regard to the letter from the Committee on Agriculture and Rural Development to the Chair of the Conference of Committee Chairs of 24 February 2021,

having regard to Article 290 of the Treaty on the Functioning of the European Union,

having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council (1), and in particular Article 56(1) and Article 227 thereof,

having regard to Rule 111(6) of its Rules of Procedure,

having regard to the recommendation for a decision of the Committee on Agriculture and Rural Development,

having regard to the fact that no objections have been raised within the period laid down in the third and fourth indents of Rule 111(6) of its Rules of Procedure, which expired on 9 March 2021,

A.

whereas Regulation (EU) 2020/2220 of the European Parliament and of the Council (2) (the ‘Transitional Regulation’), which amended Regulation (EU) No 1308/2013 by extending the Union contributions to the apiculture programmes for the years 2021 and 2022, has only entered into force on 29 December 2020;

B.

whereas, for the period 2021-2027, the Commission had proposed to increase the Union contribution to the apiculture programmes to EUR 60 000 000 per year, with the Member States’ allocations set out in Annex VIII to the Commission proposal for a Regulation of the European Parliament and of the Council establishing rules on support for strategic plans to be drawn up by Member States under the common agricultural policy (CAP Strategic Plans) and financed by the European Agricultural Guarantee Fund (EAGF) and by the European Agricultural Fund for Rural Development (EAFRD) and repealing Regulation (EU) No 1305/2013 of the European Parliament and of the Council and Regulation (EU) No 1307/2013 of the European Parliament and of the Council (3); the basis for the allocation of the Union contribution to Member States in that Commission proposal was the allocation of Union funds for the 2017-2019 apiculture programmes, which in turn was made on the basis of the number of beehives communicated in 2013 by the Member States in their respective 2014-2016 apiculture programmes;

C.

whereas in order to ensure consistency with the above-mentioned Commission proposal COM(2018)0392, and in order to ensure coherence between the allocations for apiculture programmes for the years 2021 and 2022 and from 2023 onwards, and to provide certainty to Member States and facilitate the approval of apiculture programmes it is essential that this delegated regulation is published as soon as possible;

1.

Declares that it has no objections to the delegated regulation;

2.

Instructs its President to forward this decision to the Council and the Commission.

(1)  Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (OJ L 347, 20.12.2013, p. 671).

(2)  Regulation (EU) 2020/2220 of the European Parliament and of the Council of 23 December 2020 laying down certain transitional provisions for support from the European Agricultural Fund for Rural Development (EAFRD) and from the European Agricultural Guarantee Fund (EAGF) in the years 2021 and 2022 and amending Regulations (EU) No 1305/2013, (EU) No 1306/2013 and (EU) No 1307/2013 as regards resources and application in the years 2021 and 2022 and Regulation (EU) No 1308/2013 as regards resources and the distribution of such support in respect of the years 2021 and 2022 (OJ L 437, 28.12.2020, p. 1).

(3)  COM(2018)0392.


24.11.2021   

EN

Official Journal of the European Union

C 474/173


P9_TA(2021)0066

Non-objection to a delegated act: identification of global systemically important institutions and definition of subcategories of global systemically important institutions

European Parliament decision to raise no objections to the Commission delegated regulation of 11 February 2021 amending Delegated Regulation (EU) No 1222/2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for the specification of the methodology for the identification of global systemically important institutions and for the definition of subcategories of global systemically important institutions (C(2021)0772 — 2021/2561(DEA))

(2021/C 474/24)

The European Parliament,

having regard to the Commission delegated regulation (C(2021)0772),

having regard to the Commission’s letter of 18 February 2021 asking Parliament to declare that it will raise no objections to the delegated regulation,

having regard to the letter from the Committee on Economic and Monetary Affairs to the Chair of the Conference of Committee Chairs of 4 March 2021,

having regard to Article 290 of the Treaty on the Functioning of the European Union,

having regard to Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (1) (CRD), and in particular Articles 131(18) and 149 thereof,

having regard to the draft set of regulatory technical standards submitted by the European Supervisory Authority (European Banking Authority) (EBA) on 4 November 2020 pursuant to Article 10 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (2),

having regard to Rule 111(6) of its Rules of Procedure,

having regard to the recommendation for a decision of the Committee on Economic and Monetary Affairs,

having regard to the fact that no objections have been raised within the period laid down in the third and fourth indents of Rule 111(6) of its Rules of Procedure, which expired on 9 March 2021,

A.

whereas the Basel Committee on Banking Supervision (BCBS) published a revised methodology for assessing global systemically important banks (G-SIBs) in July 2018; whereas those changes to the methodology for assessing G-SIBs should be reflected in Commission Delegated Regulation (EU) No 1222/2014 (3); whereas Directive (EU) 2019/878 of the European Parliament and of the Council (4) amended Article 131 CRD, and those changes should also be reflected in Commission Delegated Regulation (EU) No 1222/2014;

B.

whereas the amendments to CRD became applicable on 29 December 2020 but do not specify a deadline for the submission of the amending delegated act; whereas the EBA provided draft amending regulatory technical standards to the Commission on 4 November 2020; whereas it is the Commission’s goal to apply the additional EU methodology specified in the draft amending regulatory technical standards already for the 2021 global systemically important institutions (G-SIIs, the equivalent of GSIBs in the Union) annual identification exercise, which will be launched by the EBA in April 2021 (based on end-2020 data), and will be completed in November 2021;

C.

whereas the delegated regulation should enter into force as a matter of urgency to ensure the Commission’s goal of allowing the application of the additional EU methodology in the first G-SII exercise under the amended CRD, which is the 2021 exercise; whereas in order to provide legal certainty for the exercise starting in April 2021, the amending delegated regulation would have to enter into force by that date;

1.

Declares that it has no objections to the delegated regulation;

2.

Instructs its President to forward this decision to the Council and the Commission.

(1)  OJ L 176, 27.6.2013, p. 338.

(2)  OJ L 331, 15.12.2010, p. 12.

(3)  Commission Delegated Regulation (EU) No 1222/2014 of 8 October 2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for the specification of the methodology for the identification of global systemically important institutions and for the definition of subcategories of global systemically important institutions (OJ L 330, 15.11.2014, p. 27).

(4)  Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019 amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures (OJ L 150, 7.6.2019, p. 253).


24.11.2021   

EN

Official Journal of the European Union

C 474/175


P9_TA(2021)0067

Non-objection to a delegated act: arrangements for the payment of contributions to the administrative expenditures of the Single Resolution Board

European Parliament decision to raise no objections to the Commission delegated regulation of 11 February 2021 amending Delegated Regulation (EU) 2017/2361 as regards the arrangements for the payment of contributions to the administrative expenditures of the Single Resolution Board (C(2021)0766 — 2021/2562(DEA))

(2021/C 474/25)

The European Parliament,

having regard to the Commission delegated regulation (C(2021)0766),

having regard to the Commission’s letter of 16 February 2021 asking Parliament to declare that it will raise no objections to the delegated regulation,

having regard to the letter from the Committee on Economic and Monetary Affairs to the Chair of the Conference of Committee Chairs of 4 March 2021,

having regard to Article 290 of the Treaty on the Functioning of the European Union,

having regard to Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010 (1) (SRMR), and in particular Articles 65(5) and 93(6) thereof,

having regard to Rule 111(6) of its Rules of Procedure,

having regard to the recommendation for a decision of the Committee on Economic and Monetary Affairs,

having regard to the fact that no objections have been raised within the period laid down in the third and fourth indents of Rule 111(6) of its Rules of Procedure, which expired on 9 March 2021,

A.

whereas the Single Resolution Board (‘the Board’) relies on the data on total assets and total risk exposures that the European Central Bank (ECB) collects from the entities that are subject to the Single Resolution Mechanism to calculate the supervisory fees referred to in Regulation (EU) No 1163/2014 of the European Central Bank (2) when calculating the individual annual contributions referred to in Commission Delegated Regulation (EU) 2017/2361 (3); whereas Regulation (EU) No 1163/2014 has been amended by Regulation (EU) 2019/2155 of the European Central Bank (4), thereby changing the levying approach from one that provides for advance payment of the annual supervisory fees to the ECB to one that provides for the levying of supervisory fees only after the end of the relevant fee period;

B.

whereas those changes by the ECB require amendments to the deadlines for the transmission of the data and for the issuance of the contribution notices under Delegated Regulation (EU) 2017/2361 in order to maintain coherence between the Board’s system of levying contributions in advance and the ECB’s new regime, and to enable the Board to continue calculating and raising in advance the annual contributions;

C.

whereas the delegated regulation should enter into force as a matter of urgency since the Board needs to apply the transitional arrangements in order to raise the contributions for its administrative expenditures for the financial year 2021 as soon as possible after the beginning of the year;

1.

Declares that it has no objections to the delegated regulation;

2.

Instructs its President to forward this decision to the Council and the Commission.

(1)  OJ L 225, 30.7.2014, p. 1.

(2)  Regulation (EU) No 1163/2014 of the European Central Bank of 22 October 2014 on supervisory fees (ECB/2014/41) (OJ L 311, 31.10.2014, p. 23).

(3)  Commission Delegated Regulation (EU) 2017/2361 of 14 September 2017 on the final system of contributions to the administrative expenditures of the Single Resolution Board (OJ L 337, 19.12.2017, p. 6).

(4)  Regulation (EU) 2019/2155 of the European Central Bank of 5 December 2019 amending Regulation (EU) No 1163/2014 on supervisory fees (ECB/2019/37) (OJ L 327, 17.12.2019, p. 70).


24.11.2021   

EN

Official Journal of the European Union

C 474/177


P9_TA(2021)0068

InvestEU Programme ***I

European Parliament legislative resolution of 9 March 2021 on the proposal for a regulation of the European Parliament and of the Council establishing the InvestEU Programme (COM(2020)0403 — C9-0158/2020 — 2020/0108(COD))

(Ordinary legislative procedure: first reading)

(2021/C 474/26)

The European Parliament,

having regard to the Commission proposal to Parliament and the Council (COM(2020)0403),

having regard to Article 294(2) and Article 173 and the third paragraph of Article 175 of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C9-0158/2020),

having regard to Article 294(3) of the Treaty on the Functioning of the European Union,

having regard to the opinion of the European Economic and Social Committee of 15 July 2020 (1),

after consulting the Committee of the Regions,

having regard to the provisional agreement approved by the committees responsible under Rule 74(4) of its Rules of Procedure and the undertaking given by the Council representative by letter of 17 December 2020 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union,

having regard to Rule 59 of its Rules of Procedure,

having regard to the joint deliberations of the Committee on Budgets and the Committee on Economic and Monetary Affairs under Rule 58 of the Rules of Procedure,

having regard to the opinions of the Committee on Environment, Public Health and Food Safety, the Committee on Industry, Research and Energy and the Committee on Transport and Tourism,

having regard to the positions in the form of amendments of the Committee on Culture and Education and of the Committee on Women’s Rights and Gender Equality,

having regard to the report of the Committee on Budgets and the Committee on Economic and Monetary Affairs (A9-0203/2020),

1.

Adopts its position at first reading hereinafter set out (2);

2.

Calls on the Commission to refer the matter to Parliament again if it replaces, substantially amends or intends to substantially amend its proposal;

3.

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

(1)  OJ C 364, 28.10.2020, p. 139.

(2)  This position replaces the amendments adopted on 13 November 2020 (Texts adopted, P9_TA(2020)0306).


P9_TC1-COD(2020)0108

Position of the European Parliament adopted at first reading on 9 March 2021 with a view to the adoption of Regulation (EU) 2021/… of the European Parliament and of the Council establishing the InvestEU Programme and amending Regulation (EU) 2015/1017

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Regulation (EU) 2021/523.)


24.11.2021   

EN

Official Journal of the European Union

C 474/179


P9_TA(2021)0069

Programme for the Union's action in the field of health for the period 2021-2027 (‘EU4Health Programme’) ***I

European Parliament legislative resolution of 9 March 2021 on the proposal for a regulation of the European Parliament and of the Council on the establishment of a Programme for the Union's action in the field of health — for the period 2021-2027 and repealing Regulation (EU) No 282/2014 (‘EU4Health Programme’) (COM(2020)0405 — C9-0152/2020 — 2020/0102(COD))

(Ordinary legislative procedure: first reading)

(2021/C 474/27)

The European Parliament,

having regard to the Commission proposal to Parliament and the Council (COM(2020)0405),

having regard to Article 294(2) and Article 168(5) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C9-0152/2020),

having regard to Article 294(3) of the Treaty on the Functioning of the European Union,

having regard to the opinion of the European Economic and Social Committee of 18 September 2020 (1),

having regard to the opinion of the Committee of the Regions of 14 October 2020 (2),

having regard to the provisional agreement approved by the committee responsible under Rule 74(4) of its Rules of Procedure and the undertaking given by the Council representative by letter of 18 December 2020 to approve Parliament’s position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union,

having regard to Rule 59 of its Rules of Procedure,

having regard to the opinion of the Committee on Budgets,

having regard to the position in the form of amendments of the Committee on Women’s Rights and Gender Equality,

having regard to the report of the Committee on the Environment, Public Health and Food Safety (A9-0196/2020),

1.

Adopts its position at first reading hereinafter set out (3);

2.

Calls on the Commission to refer the matter to Parliament again if it replaces, substantially amends or intends to substantially amend its proposal;

3.

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

(1)  OJ C 429, 11.12.2020, p. 251.

(2)  OJ C 440, 18.12.2020, p. 131.

(3)  This position replaces the amendments adopted on 13 November 2020 (Texts adopted, P9_TA(2020)0304).


P9_TC1-COD(2020)0102

Position of the European Parliament adopted at first reading on 9 March 2021 with a view to the adoption of Regulation (EU) 2021/… of the European Parliament and of the Council establishing a Programme for the Union's action in the field of health (‘EU4Health Programme’) for the period 2021-2027, and repealing Regulation (EU) No 282/2014

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Regulation (EU) 2021/522.)


Wednesday 10 March 2021

24.11.2021   

EN

Official Journal of the European Union

C 474/181


P9_TA(2021)0070

Customs programme ***II

European Parliament legislative resolution of 10 March 2021 on the Council position at first reading with a view to the adoption of a regulation of the European Parliament and of the Council establishing the Customs programme for cooperation in the field of customs and repealing Regulation (EU) No 1294/2013 (05265/1/2021 — C9-0091/2021 — 2018/0232(COD))

(Ordinary legislative procedure: second reading)

(2021/C 474/28)

The European Parliament,

having regard to the Council position at first reading (05265/1/2021– C9-0091/2021),

having regard to the opinion of the European Economic and Social Committee of 17 October 2018 (1),

having regard to its position at first reading (2) on the Commission proposal to Parliament and the Council (COM(2018)0442),

having regard to Article 294(7) of the Treaty on the Functioning of the European Union,

having regard to the provisional agreement approved by the committee responsible under Rule 74(4) of its Rules of Procedure,

having regard to Rule 67 of its Rules of Procedure,

having regard to the recommendation for second reading of the Committee on the Internal Market and Consumer Protection (A9-0038/2021),

1.

Approves the Council position at first reading;

2.

Notes that the act is adopted in accordance with the Council position;

3.

Instructs its President to sign the act with the President of the Council, in accordance with Article 297(1) of the Treaty on the Functioning of the European Union;

4.

Instructs its Secretary-General to sign the act, once it has been verified that all the procedures have been duly completed, and, in agreement with the Secretary-General of the Council, to arrange for its publication in the Official Journal of the European Union;

5.

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

(1)  OJ C 62, 15.2.2019, p. 45.

(2)  Texts adopted of 16.4.2019, P8_TA(2019)0385.


24.11.2021   

EN

Official Journal of the European Union

C 474/182


P9_TA(2021)0072

Administrative cooperation in the field of taxation *

European Parliament legislative resolution of 10 March 2021 on the proposal for a Council Directive amending Directive 2011/16/EU on administrative cooperation in the field of taxation (COM(2020)0314 — C9-0213/2020 — 2020/0148(CNS))

(Special legislative procedure — consultation)

(2021/C 474/29)

The European Parliament,

having regard to the Commission proposal to the Council (COM(2020)0314),

having regard to Articles 113 and 115 of the Treaty on the Functioning of the European Union, pursuant to which the Council consulted Parliament (C9-0213/2020),

having regard to Rule 82 of its Rules of Procedure,

having regard to the report of the Committee on Economic and Monetary Affairs (A9-0015/2021),

1.

Approves the Commission proposal as amended;

2.

Calls on the Commission to alter its proposal accordingly, in accordance with Article 293(2) of the Treaty on the Functioning of the European Union;

3.

Calls on the Council to notify Parliament if it intends to depart from the text approved by Parliament;

4.

Asks the Council to consult Parliament again if it intends to substantially amend the Commission proposal;

5.

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

Amendment 1

Proposal for a directive

Recital 1

Text proposed by the Commission

Amendment

(1)

In order to accommodate new initiatives of the Union in the field of tax transparency, Council Directive 2011/16/EU (21) has been the subject of a series of amendments over the last years. These changes mainly introduced reporting obligations, followed by communication to other Member States, related to financial accounts, advance cross-border rulings and advance pricing arrangements, country-by-country reports and reportable cross-border arrangements. In such a way, these amendments extended the scope of the automatic exchange of information. The tax authorities now have a broader set of cooperation tools at their disposal, to detect and tackle forms of tax fraud, tax evasion and tax avoidance.

(1)

In order to accommodate new initiatives of the Union in the field of tax transparency, Council Directive 2011/16/EU (21) has been the subject of a series of amendments over the last years. These changes mainly introduced reporting obligations, followed by communication to other Member States, related to financial accounts, advance cross-border rulings and advance pricing arrangements, country-by-country reports and reportable cross-border arrangements. In such a way, these amendments extended the scope of the automatic exchange of information. The tax authorities now have a broader set of cooperation tools at their disposal, to detect and tackle forms of tax fraud, tax evasion and tax avoidance , in order to safeguard tax revenues and to ensure fair taxation .

Amendment 2

Proposal for a directive

Recital 1 a (new)

Text proposed by the Commission

Amendment

 

(1a)

The broader set of cooperation tools, the digital transition and the aim of enhancing cooperation between national authorities require qualified human resources and adequate financial resources. To that end, the changes proposed must be accompanied by an adequate level of investment, mainly in the adaptation of informatics and digital infrastructure and professional training. Ultimately, Member States' capacity to process all financial information received should be enhanced and tax administrations' financial, human and IT resources should be increased.

Amendment 3

Proposal for a directive

Recital 2

Text proposed by the Commission

Amendment

(2)

In the past years, the Commission has been monitoring the application and, in 2019, completed an evaluation of Directive 2011/16/EU (22). While significant improvements have been made in the field of automatic exchange of information, there is still a need to improve existing provisions that relate to all forms of exchanges of information and administrative cooperation.

(2)

In the past years, the Commission has been monitoring the application and, in 2019, completed an evaluation of Directive 2011/16/EU (22). While significant improvements have been made in the field of automatic exchange of information, there is still a need to improve existing provisions that relate to all forms of exchanges of information and administrative cooperation. In order to take into account the evolution of the situation with regard to tax transparency, that Directive might need to be updated regularly.

Amendment 4

Proposal for a directive

Recital 3

Text proposed by the Commission

Amendment

(3)

Pursuant to Article 5 of Directive 2011/16/EU, following a request of a requesting authority, the requested authority is to communicate to the requesting authority any information it has in its possession, or that it obtains as a result of administrative enquiries, which is foreseeably relevant to the administration and enforcement of the domestic laws of the Member States concerning the taxes falling within the scope of that Directive. To ensure effectiveness of the exchanges of information and prevent unjustified refusals of requests, as well as to provide legal clarity and certainty for both tax administrations and taxpayers, the standard of foreseeable relevance should be clearly delineated. In this context, it should also be clarified that the standard of foreseeable relevance should not apply to requests for additional information following an exchange of information in accordance with Article 8a of Directive 2011/16/EU concerning an advance cross-border ruling or an advance pricing arrangement.

(3)

Pursuant to Article 5 of Directive 2011/16/EU, following a request of a requesting authority, the requested authority is to communicate to the requesting authority any information it has in its possession, or that it obtains as a result of administrative enquiries, which is foreseeably relevant to the administration and enforcement of the domestic laws of the Member States concerning the taxes falling within the scope of that Directive. To ensure effectiveness of the exchanges of information and prevent unjustified refusals of requests, as well as to provide legal clarity and certainty for both tax administrations and taxpayers, the standard of foreseeable relevance should be clearly delineated in line with the jurisprudence of the Court of Justice of the European Union which states that the term ‘foreseeable relevance’ is intended to provide for exchange of information in tax matters to the widest possible extent . In this context, it should also be clarified that the standard of foreseeable relevance should not apply to requests for additional information following an exchange of information in accordance with Article 8a of Directive 2011/16/EU concerning an advance cross-border ruling or an advance pricing arrangement.

Amendment 5

Proposal for a directive

Recital 3 a (new)

Text proposed by the Commission

Amendment

 

(3a)

The Union and the Member States should ensure a harmonised system of penalties and sanctions across the Union in order to prevent the exploitation by platform operators of loopholes and differences among Member States’ taxation systems. Where the rules are infringed, financial penalties and exclusion from public contracts should be considered. In extreme and repeated cases, the possibility of revoking the business licence of the platform operator should be an option.

Amendment 6

Proposal for a directive

Recital 4 a (new)

Text proposed by the Commission

Amendment

 

(4a)

In order to keep taxpayers correctly and fully informed, the competent authorities of Member States should disclose the income categories with regard to which the information is automatically shared with competent authorities of other Member States and third countries or jurisdictions.

Amendment 7

Proposal for a directive

Recital 4 b (new)

Text proposed by the Commission

Amendment

 

(4b)

Any information regarding cross-border schemes with implications for third countries should also be disclosed to the tax authorities in those countries. That requirement should concern in particular developing countries, which often have a more limited access to international systems of exchange of tax information.

Amendment 8

Proposal for a directive

Recital 6 a (new)

Text proposed by the Commission

Amendment

 

(6a)

Proper identification of taxpayers is essential to effective exchange of information between tax administrations. A taxpayer identification number (TIN) should always be made available when required by Directive 2011/16/EU and a European TIN should be created to provide the best means for that identification. The European TIN would allow any third party to quickly, easily and correctly identify and record TINs in cross-border relations and serve as a basis for effective automatic exchange of information between Member States’ tax administrations.

Amendment 9

Proposal for a directive

Recital 7

Text proposed by the Commission

Amendment

(7)

Tax administrations frequently request information from digital platform operators. This causes platform operators significant administrative and compliance costs. At the same time, some Member States have imposed a unilateral reporting obligation, which creates an additional administrative burden for platform operators, as they have to comply with multitude of national standards of reporting. It would therefore be essential that a standardised reporting obligation apply across the internal market.

(7)

Tax administrations frequently request information from digital platform operators. This causes platform operators significant administrative and compliance costs. At the same time, some Member States have imposed a unilateral reporting obligation, which creates an additional administrative burden for platform operators, as they have to comply with a multitude of national standards of reporting. It would therefore be essential that a standardised reporting obligation apply across the internal market. That standardisation is essential in order to promote three major objectives: to minimise compliance costs for operators, to increase the efficiency of national authorities and to reduce bureaucracy for both taxpayers and tax administrations.

Amendment 10

Proposal for a directive

Recital 7 a (new)

Text proposed by the Commission

Amendment

 

(7a)

The digitalisation of the economy is one of the cornerstones of the Union’s future economic and growth strategy. The Union should be an attractive terrain for digital companies, in particular for their commercial, innovation and employment potential. However, digital goods and services tend to be highly mobile and intangible and therefore more prone to suffering from aggressive tax planning practices, since many business models do not require physical infrastructure in order to carry out transactions with customers and generate profits. That calls into question the suitability of the Union corporate tax models designed for brick and mortar industries, including with regard to the extent that valuation and calculation criteria could be reinvented to reflect the commercial activities of the 21st century. Moreover, that leads to a situation in which online sellers and sellers operating via platforms currently have the opportunity to generate revenues that are poorly reported and thus at high risk of remaining undertaxed or untaxed.

Amendment 11

Proposal for a directive

Recital 13

Text proposed by the Commission

Amendment

(13)

Given the digital nature and flexibility of digital platforms, the reporting obligation should extend to those platform operators that perform commercial activity in the Union but are neither residents for tax purposes, nor incorporated or managed nor have a permanent establishment in a Member State. This would ensure a level playing field among the platforms and prevent unfair competition. In order to facilitate this, foreign platforms should be required to register and report in one single Member State for the purpose of operating in the internal market.

(13)

Given the digital nature and flexibility of digital platforms, the reporting obligation should extend to those platform operators that perform commercial activity in the Union but are neither residents for tax purposes, nor incorporated or managed nor have a permanent establishment in a Member State. This would ensure a level playing field among the platforms and prevent unfair competition. In order to facilitate this, foreign platforms should be required to register and report in one single Member State for the purpose of operating in the internal market , taking into account the location of their global or regional headquarters, their effective place of management as well as the existence of substantial economic activity in that chosen Member State.

Amendment 12

Proposal for a directive

Recital 14 a (new)

Text proposed by the Commission

Amendment

 

(14a)

Considering that the progressively digitised and globalised economy reveals complex and challenging dimensions, such as crypto-assets, it is important to increase cooperation between national tax administrations in that field. A clear definition of crypto-assets, taking into account the ongoing work within the OECD and FATF, is important in combating tax evasion and promoting fair taxation. The FATF adopted a broad definition of virtual currency and recommended incorporating within the scope of AML/CFT obligations any natural or legal person who conducts activities including exchange between crypto-assets, transfer of crypto-assets and participation in and provision of financial services related to initial coin offerings. The proliferation of crypto-currencies is a topical matter and should be considered in any effort to increase administrative cooperation, based on the principles of subsidiarity and proportionality. Also, given global technological advancement, there is a need for advanced supervisory mechanisms that are in close contact with the relevant counter-criminal financing bodies.

Amendment 13

Proposal for a directive

Recital 15

Text proposed by the Commission

Amendment

(15)

The objective of preventing tax evasion and avoidance could be ensured by requiring digital platform operators to report income earned through platforms at an early stage, before the national tax authorities carry out their yearly tax assessments. To facilitate the work of Member States’ tax authorities, the reported information should be exchanged within one month following the reporting. In order to facilitate the automatic exchange of information and enhance the efficient use of resources, exchanges should be carried out electronically through the existing common communication network (‘CCN’) developed by the Union.

(15)

The objective of preventing tax evasion and avoidance could be ensured by requiring digital platform operators to report income earned through platforms at an early stage, before the national tax authorities carry out their yearly tax assessments. To facilitate the work of Member States’ tax authorities, the reported information should be exchanged without undue delay and at the latest within one month following the reporting. In order to facilitate the automatic exchange of information and enhance the efficient use of resources, exchanges should be carried out electronically through the existing common communication network (‘CCN’) developed by the Union. The digital infrastructure should be resilient and guarantee the highest standard of security.

Amendment 14

Proposal for a directive

Recital 15 a (new)

Text proposed by the Commission

Amendment

 

(15a)

This Directive should ensure that competent authorities can access data on the duration of rental contracts where short term property renting is limited in time, so as to facilitate the implementation of those limitations and a control over rental price increases in the Union.

Amendment 15

Proposal for a directive

Recital 15 b (new)

Text proposed by the Commission

Amendment

 

(15b)

Individuals who have access to information relating to sensitive tax information of platform operators and multinational corporations regarding tax evasion and tax avoidance practices, should be encouraged to come forward and cooperate with the authorities with discretion and respect for the public interest, and they should be fully protected if they do so.

Amendment 16

Proposal for a directive

Recital 16

Text proposed by the Commission

Amendment

(16)

The evaluation of Directive 2011/16/EU carried out by the Commission demonstrated the need for consistent monitoring of the effectiveness in the application of that Directive and of the national transposing provisions enabling this application. In order for the Commission to continue to properly monitor and evaluate the effectiveness of the automatic exchanges of information under Directive 2011/16/EU, Member States should be obliged to communicate the statistics on such exchanges to the Commission on an annual basis.

(16)

The evaluation of Directive 2011/16/EU carried out by the Commission demonstrated the need for consistent monitoring of the effectiveness in the application of that Directive and of the national transposing provisions enabling this application. In order for the Commission to continue to properly monitor and evaluate the effectiveness of the automatic exchanges of information under Directive 2011/16/EU, Member States should be obliged to communicate the statistics on such exchanges to the Commission on an annual basis. They should also communicate to the Commission, on an annual basis, all relevant information related to obstacles for the proper implementation of that Directive .

Amendment 17

Proposal for a directive

Recital 16 a (new)

Text proposed by the Commission

Amendment

 

(16a)

The Commission should within two years of the entry into force of this Directive present a report on the implementation and efficiency of the provisions that this Directive introduces into Directive 2011/16/EU and make specific proposals, including legislative proposals, for its improvement. That report should be made public .

Amendment 18

Proposal for a directive

Recital 19

Text proposed by the Commission

Amendment

(19)

Multilateral controls carried out with the support of the Fiscalis 2020 programme established by Regulation (EU) No 1286/2013 of the European Parliament and of the Council (5) have demonstrated the benefit of co-ordinated controls of one or more taxpayers that are of common or complementary interest to two or more tax administrations in the Union. As there is no explicit legal base for conducting joint audits, such joint actions are currently conducted based on the combined provisions of Directive 2011/16/EU regarding the presence of foreign officials in the territory of other Member States and on simultaneous controls. However, in many cases this practice has proven to be insufficient and lacking legal clarity and certainty.

(19)

Multilateral controls carried out with the support of the Fiscalis 2020 programme established by Regulation (EU) No 1286/2013 of the European Parliament and of the Council (5) have demonstrated the benefit of co-ordinated controls of one or more taxpayers that are of common or complementary interest to two or more tax administrations in the Union. Therefore, on-site inspections and joint audits should be part of the Union framework of cooperation between tax administrations. As there is no explicit legal base for conducting joint audits, such joint actions are currently conducted based on the combined provisions of Directive 2011/16/EU regarding the presence of foreign officials in the territory of other Member States and on simultaneous controls. However, in many cases this practice has proven to be insufficient and lacking legal clarity and certainty. It is therefore important to eliminate that legal uncertainty and provide those controls with a legal basis within the framework of administrative cooperation.

Amendment 19

Proposal for a directive

Recital 20

Text proposed by the Commission

Amendment

(20)

Member States should adopt a clear and efficient legal framework to allow their tax authorities to perform joint audits of persons with cross-border activity. Joint audits are administrative enquiries conducted jointly by the competent authorities of two or more Member States, to examine a case linked to one or more persons of common or complementary interest to these Member States. Joint audits can play an important role in contributing to the better functioning of the internal market. Joint audits should be structured to offer legal certainty to taxpayers through clear procedural rules, including for mitigating the risk of double taxation.

(20)

Member States should adopt a clear and efficient legal framework to allow their tax authorities to perform joint audits of persons with cross-border activity. Joint audits are administrative enquiries conducted jointly by the competent authorities of two or more Member States, to examine a case linked to one or more persons of common or complementary interest to these Member States. Joint audits can play an important role in contributing to the better functioning of the internal market. Joint audits should be structured to offer legal certainty to taxpayers through clear procedural rules, including for mitigating the risk of double taxation. In addition to the legal framework required, Member States should provide for conditions that facilitate the organisation of joint audits at an operational level, notably by supporting training, including linguistic training, for staff likely to perform joint audits. It is recalled that the Fiscalis programme can provide financial support in that regard.

Amendment 20

Proposal for a directive

Recital 21

Text proposed by the Commission

Amendment

(21)

In order to ensure the effectiveness of the process, responses to requests for joint audits should be provided within a given timeframe. Rejections of requests should be duly justified. The procedural arrangements applicable to a joint audit should be those of the Member State where the relevant audit action takes place. Accordingly, evidence collected during a joint audit should be mutually recognised by the participating Member State(s). It is equally important that the competent authorities agree on the facts and circumstances of the case and endeavour to reach an agreement on how to interpret the tax position of the audited person(s). In order to ensure that the outcome of a joint audit can be implemented in the participating Member States, the final report should have equivalent legal value to the relevant national instruments that are issued as a result of an audit in the participating Member States. Where necessary, Member States should provide the legal framework for the performance of a corresponding adjustment.

(21)

In order to ensure the effectiveness of the process, responses to requests for joint audits should be provided within a given timeframe. Rejections of requests should be duly justified , should only be allowed to be given for the reasons laid out in this Directive and should be subject to a right of response by the requesting authority . The procedural arrangements applicable to a joint audit should be those of the Member State where the relevant audit action takes place. Accordingly, evidence collected during a joint audit should be mutually recognised by the participating Member State(s). It is equally important that the competent authorities agree on the facts and circumstances of the case and endeavour to reach an agreement on how to interpret the tax position of the audited person(s). In order to ensure that the outcome of a joint audit can be implemented in the participating Member States, the final report should have equivalent legal value to the relevant national instruments that are issued as a result of an audit in the participating Member States. Where necessary, Member States should provide the legal framework for the performance of a corresponding adjustment.

Amendment 21

Proposal for a directive

Recital 24 a (new)

Text proposed by the Commission

Amendment

 

(24a)

It is equally important to emphasise that not only the exchange of information between tax authorities but also the sharing of best practices contributes to more efficient tax collection. In line with the Fiscalis 2020 Programme, Member States should give priority to the sharing of best practices among tax authorities.

Amendment 22

Proposal for a directive

Recital 26

Text proposed by the Commission

Amendment

(26)

In order to ensure uniform conditions for the implementation of Directive 2011/16/EU and in particular, for the automatic exchange of information between tax authorities, implementing powers should be conferred on the Commission to adopt a standard form, with a limited number of components, including the linguistic arrangements. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council (25).

(26)

In order to ensure uniform conditions for the implementation of Directive 2011/16/EU and in particular, for the automatic exchange of information between tax authorities, implementing powers should be conferred on the Commission to adopt a standard form, with a limited number of components, including the linguistic arrangements. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council (25). The Commission is entitled to produce reports and documents, using the information exchanged in an anonymised manner, so as to take into account the taxpayers’ right to confidentiality and in compliance with Regulation (EC) No 1049/2001 regarding public access to European Parliament, Council and Commission documents.

Amendment 23

Proposal for a directive

Recital 26 a (new)

Text proposed by the Commission

Amendment

 

(26a)

Any processing of personal data carried out within the framework of Directive 2011/16/EU should continue to comply with Regulations (EU) 2016/679 and (EU) 2018/1725. The data processing provided for in Directive 2011/16/EU has the sole objective of serving a general public interest in the field of taxation, namely, combating tax fraud, tax avoidance and tax evasion, safeguarding tax revenues, and promoting fair taxation, which strengthens opportunities for social, political and economic inclusion in the Member States. Therefore, in Directive 2011/16/EU, the references to the relevant Union law on data protection should be updated and supplemented by the rules set out in this Directive.

Amendment 24

Proposal for a directive

Article 1 — paragraph 1 — point 1 — point a

Directive 2011/16/EU

Article 3 — paragraph 1 — point 9 — point a

Text proposed by the Commission

Amendment

(a)

for the purposes of Article 8(1) and Articles 8a, 8aa, 8ab and 8ac, the systematic communication of predefined information to another Member State, without prior request, at pre-established regular intervals.

(a)

for the purposes of Article 8(1) and Articles 8a, 8aa, 8ab and 8ac, the systematic communication of predefined and new information to another Member State, without prior request, at pre-established regular intervals.

Amendment 25

Proposal for a directive

Article 1 — paragraph 1 — point 1 a (new)

Directive 2011/16/EU

Article 3 — paragraph 1 — point 14

Present text

Amendment

 

(1a)

In Article 3, point 14 is amended as follows:

14.

‘advance cross-border ruling’ means any agreement, communication, or any other instrument or action with similar effects, including one issued, amended or renewed in the context of a tax audit, and which meets the following conditions:

‘14.

“advance ruling” means any agreement, communication, or any other instrument or action with similar effects, including one issued, amended or renewed in the context of a tax audit, and , irrespective of its formal, informal, legally binding or non-binding nature, which meets the following conditions:

(a)

is issued, amended or renewed by, or on behalf of, the government or the tax authority of a Member State, or the Member State’s territorial or administrative subdivisions, including local authorities, irrespective of whether it is effectively used;

(a)

is issued, amended or renewed by, or on behalf of, the government or the tax authority of a Member State, or the Member State’s territorial or administrative subdivisions, including local authorities, irrespective of whether it is effectively used;

(b)

is issued, amended or renewed, to a particular person or a group of persons, and upon which that person or a group of persons is entitled to rely;

(b)

is issued, amended or renewed, to a particular person or a group of persons, and upon which that person or a group of persons is entitled to rely;

(c)

concerns the interpretation or application of a legal or administrative provision concerning the administration or enforcement of national laws relating to taxes of the Member State, or the Member State’s territorial or administrative subdivisions, including local authorities;

(c)

concerns the interpretation or application of a legal or administrative provision concerning the administration or enforcement of national laws relating to taxes of the Member State, or the Member State’s territorial or administrative subdivisions, including local authorities;

(d)

relates to a cross-border transaction or to the question of whether or not activities carried on by a person in another jurisdiction create a permanent establishment; and

 

(e)

is made in advance of the transactions or of the activities in another jurisdiction potentially creating a permanent establishment or in advance of the filing of a tax return covering the period in which the transaction or series of transactions or activities took place. The cross-border transaction may involve, but is not restricted to, the making of investments, the provision of goods, services, finance or the use of tangible or intangible assets and does not have to directly involve the person receiving the advance cross-border ruling;

(e)

is made in advance of the transactions or of the activities in another jurisdiction potentially creating a permanent establishment or in advance of the filing of a tax return covering the period in which the transaction or series of transactions or activities took place. The transaction may involve, but is not restricted to, the making of investments, the provision of goods, services, finance or the use of tangible or intangible assets and does not have to directly involve the person receiving the advance ruling;’

 

(This amendment applies throughout the text. Adopting it will necessitate corresponding changes throughout.)

Amendment 26

Proposal for a directive

Article 1 — paragraph 1 — point 1 b (new)

Directive 2011/16/EU

Article 3 — paragraph 1 — point 16

Text proposed by the Commission

Amendment

 

(1b)

In Article 3, point 16 is deleted.

Amendment 27

Proposal for a directive

Article 1 — paragraph 1 — point 2

Directive 2011/16/EU

Article 5a — paragraph 1

Text proposed by the Commission

Amendment

1.   For the purposes of a request as referred to in Article 5, the requested information shall be deemed to be foreseeably relevant where at the time the request is made the requesting authority considers that, in accordance with its national law, there is a reasonable possibility that the requested information be relevant to the tax affairs of one or several taxpayers, whether identified by name or otherwise, and be justified for the purposes of the investigation .

1.   For the purposes of a request as referred to in Article 5, the requested information shall be deemed to be foreseeably relevant where at the time the request is made the requesting authority considers that, in accordance with its national law, there is a reasonable possibility that the requested information be relevant to the tax affairs of one or several taxpayers, whether identified by name or otherwise, and be justified for the purposes of assessing, collecting and managing taxes .

Amendment 28

Proposal for a directive

Article 1 — paragraph 1 — point 2

Directive 2011/16/EU

Article 5a — paragraph 2

Text proposed by the Commission

Amendment

2.   With the aim to demonstrate the foreseeable relevance of the requested information, the requesting competent authority shall provide the requested authority with supporting information , in particular on the tax purpose for which the information is requested and the grounds that point to the requested information as being held by the requested authority or as being in the possession or control of a person within the jurisdiction of the requested authority .

2.   With the aim to demonstrate the foreseeable relevance of the requested information, the requesting competent authority shall provide the requested authority with supporting information.

Amendment 29

Proposal for a directive

Article 1 — paragraph 1 — point 3 a (new)

Directive 2011/16/EU

Article 7 — paragraph 1 — subparagraph 1

Present text

Amendment

 

(3a)

In Article 7(1), the first subparagraph is replaced by the following:

1.   The requested authority shall provide the information referred to in Article 5 as quickly as possible, and no later than six months from the date of receipt of the request.

‘1.   The requested authority shall provide the information referred to in Article 5 as quickly as possible, and no later than three months from the date of receipt of the request.’

Amendment 30

Proposal for a directive

Article 1 — paragraph 1 — point 3 b (new)

Directive 2011/16/EU

Article 7 — paragraph 6 a (new)

Text proposed by the Commission

Amendment

 

(3b)

In Article 7, the following paragraph is added:

 

‘6a.     Before 1 January 2023, the Commission shall submit a report that provides an overview and an assessment of the statistics and information received on a country-by-country basis, on issues such as the administrative and other relevant costs and benefits, including incremental tax revenues, of exchanges of information on request, as well as practical aspects linked thereto, including the number of accepted and refused requests received and sent per country, time required for handling and other relevant aspects for a comprehensive assessment.’

Amendment 31

Proposal for a directive

Article 1 — paragraph 1 — point 4 — point a

Directive 2011/16/EU

Article 8 — paragraph 1 — subparagraph 1 — introductory part

Text proposed by the Commission

Amendment

The competent authority of each Member State shall, by automatic exchange, communicate to the competent authority of any other Member State all information that is available concerning residents in that other Member State, on the following specific categories of income and capital as they are to be understood under the national legislation of the Member State which communicates the information:

The competent authority of each Member State shall, by automatic exchange, communicate to the competent authority of any other Member State all information that is available or could reasonably be made available concerning residents in that other Member State, on the following specific categories of income and capital as they are to be understood under the national legislation of the Member State which communicates the information:

Amendment 32

Proposal for a directive

Article 1 — paragraph 1 — point 4 — point a

Directive 2011/16/EU

Article 8 — paragraph 1 — subparagraph 3

Text proposed by the Commission

Amendment

Member States shall inform the Commission annually of at least two categories of income and capital mentioned in the first subparagraph with regard to which they communicate information concerning residents of another Member State.

Member States shall inform the Commission annually of all categories of income and capital mentioned in the first subparagraph with regard to which they communicate information concerning residents of another Member State.

Amendment 33

Proposal for a directive

Article 1 — paragraph 1 — point 4 — point a

Directive 2011/16/EU

Article 8 — paragraph 2

Text proposed by the Commission

Amendment

2.     Before 1 January 2023, Member States shall inform the Commission of at least four categories listed in paragraph 1 in respect of which the competent authority of each Member State shall, by automatic exchange, communicate to the competent authority of any other Member State, information concerning residents in that other Member State. The information shall concern taxable periods starting on or after 1 January 2024.

deleted

Amendment 34

Proposal for a directive

Article 1 — paragraph 1 — point 4 — point a a (new)

Directive 2011/16/EU

Article 8 — paragraph 3 — subparagraph 1

Text proposed by the Commission

Amendment

 

(aa)

In paragraph 3, the first subparagraph is deleted.

Amendment 35

Proposal for a directive

Article 1 — paragraph 1 — point 4 — point b a (new)

Directive 2011/16/EU

Article 8 — paragraph 3a — subparagraph 2 — point a

Present text

Amendment

 

(ba)

In paragraph 3a, second subparagraph, point (a) is replaced by the following:

(a)

the name, address, TIN(s) and date and place of birth (in the case of an individual) of each Reportable Person that is an Account Holder of the account and, in the case of any Entity that is an Account Holder and that, after application of due diligence rules consistent with the Annexes, is identified as having one or more Controlling Persons that is a Reportable Person, the name, address, and TIN(s) of the Entity and the name, address, TIN(s) and date and place of birth of each Reportable Person;

(a)

the name, address, TIN(s) and date and place of birth (in the case of an individual) of each Reportable Person that is the ultimate beneficial Account Holder of the account and, in the case of any Entity that is an Account Holder and that, after application of due diligence rules consistent with the Annexes, is identified as having one or more Controlling Persons that is a Reportable Person, the name, address, and TIN(s) of the Entity and the name, address, TIN(s) and date and place of birth of each Reportable Person;

Amendment 36

Proposal for a directive

Article 1 — paragraph 1 — point 5 — point -a (new)

Directive 2011/16/EU

Article 8a — title

Present text

Amendment

 

(-a)

The title is amended as follows:

Scope and conditions of mandatory automatic exchange of information on advance cross-border rulings and advance pricing arrangements

‘Scope and conditions of mandatory automatic exchange of information on advance rulings and advance pricing arrangements’

 

(This amendment applies throughout the text. Adopting it will necessitate corresponding changes throughout.)

Amendment 37

Proposal for a directive

Article 1 — paragraph 1 — point 5 — point -a a (new)

Directive 2011/16/EU

Article 8a — paragraph 2 — subparagraph 4

Text proposed by the Commission

Amendment

 

(-aa)

In paragraph 2, the fourth subparagraph is deleted .

Amendment 38

Proposal for a directive

Article 1 — paragraph 1 — point 5 — point -a b (new)

Directive 2011/16/EU

Article 8a — paragraph 3 — subparagraph 2 a (new)

Text proposed by the Commission

Amendment

 

(-ab)

In paragraph 3, the following subparagraph is added:

 

‘The competent authority shall not negotiate and agree new bilateral or multilateral advance pricing arrangements with third countries that do not permit their disclosure to competent authorities of other Member States as from 1 January 2022.’

Amendment 39

Proposal for a directive

Article 1 — paragraph 1 — point 5 — point -a c (new)

Directive 2011/16/EU

Article 8a — paragraph 4

Text proposed by the Commission

Amendment

 

(-ac)

Paragraph 4 is deleted.

Amendment 40

Proposal for a directive

Article 1 — paragraph 1 — point 5 — point a a (new)

Directive 2011/16/EU

Article 8a — paragraph 6 — point a

Present text

Amendment

 

(aa)

In paragraph 6, point (a) is replaced by the following:

(a)

the identification of the person, other than a natural person , and where appropriate the group of persons to which it belongs;

‘(a)

the identification of the person, including natural persons , and where appropriate the group of persons to which it belongs;’

Amendment 41

Proposal for a directive

Article 1 — paragraph 1 — point 5 — point b

Directive 2011/16/EU

Article 8a — paragraph 6 — point b

Text proposed by the Commission

Amendment

(b)

a summary of the advance cross-border ruling or advance pricing arrangement, including a description of the relevant business activities or transactions or series of transactions and any other information that could assist the competent authority in assessing a potential tax risk, without leading to the disclosure of a commercial, industrial or professional secret or of a commercial process, or of information whose disclosure would be contrary to public policy.

(b)

a summary of the advance cross-border ruling or advance pricing arrangement, including a description of the relevant business activities or transactions or series of transactions , all relevant direct and indirect tax implications such as the effective tax rates, and any other information that could assist the competent authority in assessing a potential tax risk, but omitting information that could lead to the disclosure of a commercial, industrial or professional secret or of a commercial process, or of information whose disclosure would be contrary to public policy.

Amendment 42

Proposal for a directive

Article 1 — paragraph 1 — point 5 a (new)

Directive 2011/16/EU

Article 8aa — paragraph 2

Present text

Amendment

 

(5a)

In Article 8aa, paragraph 2 is replaced by the following:

2.   The competent authority of a Member State where the country-by-country report was received pursuant to paragraph 1 shall, by means of automatic exchange and within the deadline laid down in paragraph 4, communicate the country-by-country report to any other Member State in which, on the basis of the information in the country-by-country report, one or more Constituent Entities of the MNE Group of the Reporting Entity are either resident for tax purposes or subject to tax with respect to the business carried out through a permanent establishment.

‘2.   The competent authority of a Member State where the country-by-country report was received pursuant to paragraph 1 shall, by means of automatic exchange and within the deadline laid down in paragraph 4, communicate the country-by-country report to any other Member State in which, on the basis of the information in the country-by-country report, one or more Constituent Entities of the MNE Group of the Reporting Entity are either resident for tax purposes or subject to tax with respect to the business carried out through a permanent establishment. The competent authority of a Member State where the country-by-country report was received pursuant to paragraph 1 shall also communicate that report to the competent services of the Commission, which is responsible for the centralised register of country-by-country reports. The Commission shall publish anonymised and aggregated country-by-country report statistics on an annual basis for all Member States.’

Amendment 43

Proposal for a directive

Article 1 — paragraph 1 — point 5 b (new)

Directive 2011/16/EU

Article 8ab — paragraph 14 — point h a (new)

Text proposed by the Commission

Amendment

 

(5b)

In Article 8ab, paragraph 14, the following point is added:

 

‘(ha)

the list of beneficiaries, which is updated on a yearly basis.’

Amendment 44

Proposal for a directive

Article 1 — paragraph 1 — point 6

Directive 2011/16/EU

Article 8ac — paragraph 2 — subparagraph 1 — point h

Text proposed by the Commission

Amendment

(h)

the Financial Account Identifier to which the Consideration is paid or credited, insofar as it is available to the Reporting Platform Operator and the competent authority of the Member State where the Seller is resident has not notified the competent authorities of all other Member States that it does not intend to use the Financial Account Identifier for this purpose ;

(h)

the Financial Account Identifier to which the Consideration is paid or credited, as it is collected by the Reporting Platform Operator;

Amendment 45

Proposal for a directive

Article 1 — paragraph 1 — point 6

Directive 2011/16/EU

Article 8ac — paragraph 2 — subparagraph 2 a (new)

Text proposed by the Commission

Amendment

 

The information referred to in points (a) and (b) shall be made accessible to other authorities in receiving Member States in order to deter and prosecute infringements of local or national laws or regulations, without prejudice to the rules on tax secrecy and data protection applicable in the Member State in which the Reportable Seller is resident.

Amendment 46

Proposal for a directive

Article 1 — paragraph 1 — point 6

Directive 2011/16/EU

Article 8ac — paragraph 3

Text proposed by the Commission

Amendment

3.   The communication pursuant to paragraph 2 shall take place using the standard form referred to in Article 20(7) within 2 months following the end of the Reportable Period to which the reporting obligations of the Reporting Platform Operator relate.

3.   The communication pursuant to paragraph 2 shall take place using the standard form referred to in Article 20(7) without undue delay and at the latest within  one month following the end of the Reportable Period to which the reporting obligations of the Reporting Platform Operator relate.

Amendment 47

Proposal for a directive

Article 1 — paragraph 1 — point 6

Directive 2011/16/EU

Article 8ac — paragraph 4 — subparagraph 2

Text proposed by the Commission

Amendment

Member States shall lay down rules pursuant to which a Reporting Platform Operator may choose to register with the competent authorities of a single Member State in accordance with the rules laid down in paragraph F of Section IV of Annex V.

Member States shall lay down rules pursuant to which a Reporting Platform Operator may choose to register with the competent authorities of a single Member State in accordance with the rules laid down in paragraph F of Section IV of Annex V , taking into account the location of its global or regional headquarters, its effective place of management as well as the existence of substantial economic activity in that chosen Member State, in the absence of identification for VAT purposes as indicated in paragraph F of Section IV of Annex V .

Amendment 48

Proposal for a directive

Article 1 — paragraph 1 — point 7 — point a

Directive 2011/16/EU

Article 8b — paragraph 1

Text proposed by the Commission

Amendment

1.   Member States shall provide the Commission on an annual basis with statistics on the volume of automatic exchanges under Articles 8(1), 8(3a), 8aa and 8ac and with information on the administrative and other relevant costs and benefits relating to exchanges that have taken place and any potential changes, for both tax administrations and third parties.

1.   Member States shall provide the Commission on an annual basis with all relevant material information, including statistics on the volume of automatic exchanges as well as an assessment of the usability of the data being exchanged  under Articles 8(1), 8(3a), 8aa and 8ac, and with information on the administrative and other relevant costs and benefits relating to exchanges that have taken place and any potential changes, for both tax administrations and third parties.

Amendment 49

Proposal for a directive

Article 1 — paragraph 1 — point 7 — point b

Directive 2011/16/EU

Article 8b — paragraph 2

Text proposed by the Commission

Amendment

(b)

Paragraph 2 is deleted.

deleted

Amendment 50

Proposal for a directive

Article 1 — paragraph 1 — point 7 — point b a (new)

Directive 2011/16/EU

Article 8b — paragraph 2

Present text

Amendment

 

(ba)

Paragraph 2 is replaced by the following:

2.   Before 1 January 2019 , the Commission shall submit a report that provides an overview and an assessment of the statistics and information received under paragraph 1 of this Article, on issues such as the administrative and other relevant costs and benefits of the automatic exchange of information, as well as practical aspects linked thereto. If appropriate, the Commission shall present a proposal to the Council regarding the categories and the conditions laid down in Article 8(1), including the condition that information concerning residents in other Member States has to be available, or the items referred to in Article 8(3a), or both .

‘2.   Before 1 January 2022 , the Commission shall submit a report that provides an overview and an assessment of the statistics and information received under paragraph 1 of this Article, on issues such as the effective use of the data received by Member States for tax or other purposes, administrative and other relevant costs and benefits of the automatic exchange of information, as well as practical aspects linked thereto. The Commission shall present a proposal to the Council regarding the categories and the conditions laid down in Article 8(1), including the condition that information concerning residents in other Member States has to be available or be made available , and the items referred to in Article 8(3a), including beneficial ownership.

When examining a proposal presented by the Commission, the Council shall assess further strengthening of the efficiency and functioning of the automatic exchange of information and raising the standard thereof, with the aim of providing that:

When examining a proposal presented by the Commission, the Council shall assess further strengthening of the efficiency and functioning of the automatic exchange of information and raising the standard thereof, with the aim of providing that:

(a)

the competent authority of each Member State shall, by automatic exchange, communicate to the competent authority of any other Member State, information regarding taxable periods as from 1 January 2019 concerning residents in that other Member State, on all categories of income and capital listed in Article 8(1), as they are to be understood under the national legislation of the Member State communicating the information; and

(a)

the lists of categories of income and capital laid down in Article 8(1) be made available by Member States, even if not currently available, and accordingly exchanged;

(b)

the lists of categories and items laid down in Articles 8(1) and 8(3a) be extended to include other categories and items, including royalties.

(b)

the categories of income laid down in Article 8(1) be expanded to non-financial assets such as real estate, art or jewellery and new forms to store wealth such as free ports and safe deposit boxes;

 

(ba)

the lists of items laid down in Article 8(3a) be extended to include the ultimate beneficial ownership data and to tackle circumvention through second or multiple tax residencies;

 

(bb)

Member States be generally allowed to use the information received for other purposes than those referred to in Article 16(1);

 

(bc)

effective use of the data received be correctly evaluated.’

Amendment 51

Proposal for a directive

Article 1 — paragraph 1 — point 8 — point a

Directive 2011/16/EU

Article 11 — paragraph 1

Text proposed by the Commission

Amendment

1.   With a view to exchanging the information referred to in Article1(1), the competent authority of a Member State may request the competent authority of another Member State that officials authorised by the former and in accordance with the procedural arrangements laid down by the latter:

1.   With a view to exchanging the information referred to in Article1(1), the competent authority of a Member State may request the competent authority of another Member State that officials authorised by the former and in accordance with the procedural arrangements laid down by the latter:

(a)

be present in the offices where the administrative authorities of the requested Member State carry out their duties;

(a)

be present in the offices where the administrative authorities of the requested Member State carry out their duties;

(b)

be present during administrative enquiries carried out in the territory of the requested Member State;

(b)

be present during administrative enquiries carried out in the territory of the requested Member State;

(c)

participate in the administrative enquiries carried out by the requested Member State through the use of electronic means of communication, where appropriate.

(c)

participate in the administrative enquiries carried out by the requested Member State through the use of electronic means of communication, where appropriate.

A competent authority shall respond to a request in accordance with the first subparagraph within 30 days, to confirm its agreement or communicate its reasoned refusal to the requesting authority.

A competent authority shall respond to a request in accordance with the first subparagraph within 30 days, to confirm its agreement or communicate its reasoned refusal to the requesting authority.

 

In cases where a reasoned refusal is provided, the requesting authority may contact again the competent authority with additional elements, in order to obtain an authorisation for its official to carry out the tasks referred to in paragraph 1, point (a), (b) or (c). The competent authority shall respond to that second request within 30 days of its receipt.

Where the requested information is contained in documentation to which the officials of the requested authority have access, the officials of the requesting authority shall be given copies thereof.

Where the requested information is contained in documentation to which the officials of the requested authority have access, the officials of the requesting authority shall be given copies thereof.

Amendment 52

Proposal for a directive

Article 1 — paragraph 1 — point 10

Directive 2011/16/EU

Article 12a — paragraph 2

Text proposed by the Commission

Amendment

2.   Where a competent authority of one Member State requests a competent authority of another Member State (or other Member States) to conduct a joint audit of one or more persons of common or complementary interest to all their respective Member States, the requested authorities shall respond to the request within 30 days from the receipt of the request.

2.   Where competent authorities of one or more Member States request a competent authority of another Member State (or competent authorities of other Member States) to conduct a joint audit of one or more persons of common or complementary interest to all their respective Member States, the requested authorities shall respond to the request within 30 days from the receipt of the request.

Amendment 53

Proposal for a directive

Article 1 — paragraph 1 — point 10

Directive 2011/16/EU

Article 12a — paragraph 3 — introductory part

Text proposed by the Commission

Amendment

3.   A request for a joint audit by a competent authority of a Member State may be rejected on justified grounds and, in particular, for any of the following reasons:

3.   A request for a joint audit by a competent authority of a Member State may be rejected for any of the following reasons:

Amendment 54

Proposal for a directive

Article 1 — paragraph 1 — point 10

Directive 2011/16/EU

Article 12a — paragraph 4 — subparagraph 2

Text proposed by the Commission

Amendment

Where a requested authority rejects the request, it shall inform the requesting person(s) of the grounds for doing so.

Where a requested authority rejects the request, it shall inform the requesting person(s) on which of the two grounds referred to in paragraph 3 the request was rejected.

Amendment 55

Proposal for a directive

Article 1 — paragraph 1 — point 12 — point a

Directive 2011/16/EU

Article 16 — paragraph 1 — subparagraph 1

Text proposed by the Commission

Amendment

Information communicated between Member States in any form pursuant to this Directive shall be covered by the obligation of official secrecy and enjoy the protection extended to similar information under the national law of the Member State which received it. Such information may be used for the assessment, administration and enforcement of the domestic laws of the Member States concerning the taxes referred to in Article 2 as well as VAT and other indirect taxes..

Information communicated between Member States in any form pursuant to this Directive shall be covered by the obligation of official secrecy under the national law of the requested Member States and requesting Member State and enjoy the protection extended to similar information under the national law of the Member State which received it. Such information may be used for the assessment, administration and enforcement of the domestic laws of the Member States concerning the taxes referred to in Article 2 as well as VAT , information referred to in Article 8ac(2), second subparagraph, and other indirect taxes.

Amendment 56

Proposal for a directive

Article 1 — paragraph 1 — point 12 — point b

Directive 2011/16/EU

Article 16 — paragraph 2

Text proposed by the Commission

Amendment

2.    With the permission of the competent authority of the Member State communicating information pursuant to this Directive, and only in so far as this is allowed under the legislation of the Member State of the competent authority receiving the information, information and documents received pursuant to this Directive may be used for other purposes than those referred to in paragraph 1.

2.   Information and documents received pursuant to this Directive by a competent authority of a Member State may be used for other purposes than those referred to in paragraph 1 only insofar as that is allowed under the laws of the Member State of the competent authority receiving the information.

The competent authority of each Member State shall communicate to the competent authorities of all other Member States a list of purposes for which, in accordance with its domestic law, information and documents may be used other than those referred to in paragraph 1. The competent authority that receives information may use the received information and documents without the permission referred to in the first subparagraph for any of the purposes listed by the communicating Member State.

 

Amendment 57

Proposal for a directive

Article 1 — paragraph 1 — point 12 — point b a (new)

Directive 2011/16/EU

Article 16 — paragraph 4

Text proposed by the Commission

Amendment

 

(ba)

Paragraph 4 is deleted.

Amendment 58

Proposal for a directive

Article 1 — paragraph 1 — point 13 a (new)

Directive 2011/16/EU

Article 17 — paragraph 4 a (new)

Text proposed by the Commission

Amendment

 

(13a)

In Article 17, the following paragraph is inserted:

‘4a.     The possibility referred to in paragraph 4 of refusing the provision of information shall not apply if the requesting authority is able to demonstrate that the information will not be disclosed to the public and will only be used for the purpose of the assessment, management and control of the relevant tax affairs of the person or group of persons concerned by the request for information.’

Amendment 59

Proposal for a directive

Article 1 — paragraph 1 — point 15

Directive 2011/16/EU

Article 21 — paragraph 7 — subparagraph 1

Text proposed by the Commission

Amendment

The Commission shall develop and provide technical and logistical support for a secure central interface on administrative cooperation in the field of taxation where Member States communicate with the use of standard forms pursuant to Article 20(1) and (3). The competent authorities of all Member States shall have access to that interface. For the purpose of collecting statistics, the Commission shall have access to information about the exchanges recorded to the interface and which can be extracted automatically. The access by the Commission shall be without prejudice to the obligation of Member States to provide statistics on exchanges of information in accordance with Article 23(4).

The Commission shall develop and provide all necessary technical and logistical support for a secure central interface on administrative cooperation in the field of taxation where Member States communicate with the use of standard forms pursuant to Article 20(1) and (3). The competent authorities of all Member States shall have access to that interface . The Commission shall ensure that the central interface is secured with the highest level of cybersecurity and technically certified procedures to guarantee data protection . For the purpose of collecting statistics, the Commission shall have access to information about the exchanges recorded to the interface and which can be extracted automatically. The access by the Commission shall be without prejudice to the obligation of Member States to provide statistics on exchanges of information in accordance with Article 23(4).

Amendment 60

Proposal for a directive

Article 1 — paragraph 1 — point 17

Directive 2011/16/EU

Article 23 — paragraph 2

Text proposed by the Commission

Amendment

2.   Member States shall examine and evaluate, in their jurisdiction, the effectiveness of administrative cooperation in accordance with this Directive in combating tax evasion and tax avoidance and shall communicate annually the results of their evaluation to the Commission.

2.   Member States shall examine and evaluate, in their jurisdiction, the effectiveness of administrative cooperation in accordance with this Directive in combating tax evasion and tax avoidance and they shall examine and evaluate the compliance costs that can result from a possible over-reporting situation. Member States shall communicate annually the results of their evaluation to the European Parliament and the Commission. A summary of those results shall be made public, taking into account taxpayers’ rights and confidentiality. The information shall not be disaggregated to such a level that it can be attributed to a single taxpayer.

Amendment 61

Proposal for a directive

Article 1 — paragraph 1 — point 17 a (new)

Directive 2011/16/EU

Article 23 — paragraph 3

Present text

Amendment

 

(17a)

In Article 23, paragraph 3 is replaced by the following:

3.   Member States shall communicate to the Commission a yearly assessment of the effectiveness of the automatic exchange of information referred to in Articles 8, 8a, 8aa and 8ab as well as the practical results achieved. The Commission shall, by means of implementing acts, adopt the form and the conditions of communication for that yearly assessment. Those implementing acts shall be adopted in accordance with the procedure referred to in Article 26(2).

‘3.   Member States shall communicate to the Commission a yearly assessment of the effectiveness of the exchange of information on request referred to in Articles 5, 6 and 7 and of the automatic exchange of information referred to in Articles 8, 8a, 8aa and 8ab as well as the practical results achieved, including the incremental tax revenues associated with administrative cooperation. The information communicated shall be disaggregated by the Commission, at minimum to a country-by-country level. The Commission shall, by means of implementing acts, adopt the form and the conditions of communication for that yearly assessment. Those implementing acts shall be adopted in accordance with the procedure referred to in Article 26(2).’

Amendment 62

Proposal for a directive

Article 1 — paragraph 1 — point 17 b (new)

Directive 2011/16/EU

Article 23a — paragraph 1

Present text

Amendment

 

(17b)

In Article 23a, paragraph 1 is replaced by the following:

1.   Information communicated to the Commission pursuant to this Directive shall be kept confidential by the Commission in accordance with the provisions applicable to Union authorities and may not be used for any purposes other than those required to determine whether and to what extent Member States comply with this Directive.

‘1.   Information communicated to the Commission pursuant to this Directive shall be kept confidential, insofar as its non-disclosure does not harm public interest, the information can be attributed to a single taxpayer and its disclosure would infringe taxpayers’ rights.’

Amendment 63

Proposal for a directive

Article 1 — paragraph 1 — point 18

Directive 2011/16/EU

Article 23a — paragraph 2 — subparagraph 1

Text proposed by the Commission

Amendment

Information communicated to the Commission by a Member State under Article 23, as well as any report or document produced by the Commission using such information, may be transmitted to other Member States. Such transmitted information shall be covered by the obligation of official secrecy and enjoy the protection extended to similar information under the national law of the Member State which received it.

Information communicated to the Commission by a Member State under Article 23, as well as any report or document produced by the Commission using such attributable information, may be transmitted to other Member States. Such transmitted information shall be covered by the obligation of official secrecy and enjoy the protection extended to similar information under the national law of the Member State which received it.

Amendment 64

Proposal for a directive

Article 1 — paragraph 1 — point 18

Directive 2011/16/EU

Article 23a — paragraph 2 — subparagraph 2

Text proposed by the Commission

Amendment

Reports and documents produced by the Commission, referred to in the first subparagraph, may be used by the Member States only for analytical purposes, and shall not be published or made available to any other person or body without the express agreement of the Commission .

Reports and documents produced by the Commission, referred to in the first subparagraph, may be used by the Member States only for analytical purposes, and be accessible to all interested parties and subsequently be public, insofar as the information they contain is not attributable to a single taxpayer, and their disclosure complies with Regulation (EC) No 1049/2001 regarding public access to European Parliament, Council and Commission documents .

Amendment 65

Proposal for a directive

Article 1 — paragraph 1 — point 18

Directive 2011/16/EU

Article 23a — paragraph 2 — subparagraph 3

Text proposed by the Commission

Amendment

Notwithstanding the first and second subparagraphs, the Commission may publish annually anonymised summaries of the statistical data that Member States communicate to it in accordance with Article 23(4).

The Commission shall publish annually anonymised summaries of the statistical data that Member States communicate to it in accordance with Article 23(4).

Amendment 66

Proposal for a directive

Article 1 — paragraph 1 — point 19 — point b

Directive 2011/16/EU

Article 25 — paragraph 5 — subparagraph 1

Text proposed by the Commission

Amendment

Member States shall ensure that, in the event of a personal data breach in the meaning of point 12 of Article 4 of Regulation (EU) 2016/679, the competent authorities may ask the Commission, as processor, to suspend, as a mitigating measure, the exchanges of information under this Directive with the Member State where the breach occurred.

Member States shall ensure that, in the event of a personal data breach in the meaning of point 12 of Article 4 of Regulation (EU) 2016/679 or in the event of a breach of the principles of the rule of law as referred to in Article 4 of Regulation (EU, Euratom) 2020/2092 of the European Parliament and of the Council  (*1) , the competent authorities may ask the Commission, as processor, to suspend, as a mitigating measure, the exchanges of information under this Directive with the Member State where the breach occurred.

Amendment 67

Proposal for a directive

Article 1 — paragraph 1 — point 19 — point b

Directive 2011/16/EU

Article 25 — paragraph 5 — subparagraph 2

Text proposed by the Commission

Amendment

The suspension shall last until the competent authorities ask the Commission to enable again the exchanges of information under this Directive with the Member State where the breach occurred.

The suspension shall last until the competent authorities ask the Commission to enable again the exchanges of information under this Directive with the Member State where the breach occurred. The Commission shall enable the exchanges of information only when there is technical evidence that the data flow is secured .

Amendment 68

Proposal for a directive

Article 1 — paragraph 1 — point 20

Directive 2011/16/EU

Article 25a — paragraph 1

Text proposed by the Commission

Amendment

Member States shall lay down the rules on penalties applicable to infringements of national provisions adopted pursuant to this Directive and concerning Articles 8aa, 8ab and 8ac, and shall take all measures necessary to ensure that they are implemented. The penalties provided for shall be effective, proportionate and dissuasive.

Member States shall lay down the rules on penalties applicable to infringements of national provisions adopted pursuant to this Directive and concerning Articles 8aa, 8ab and 8ac, and shall take all measures necessary to ensure that they are implemented , in accordance with Annex V . The penalties provided for shall be effective, proportionate and dissuasive.

Amendment 69

Proposal for a directive

Article 1 — paragraph 1 — point 20 a (new)

Directive 2011/16/EU

Article 25b (new)

Text proposed by the Commission

Amendment

 

(20a)

The following Article is added:

‘Article 25b

Review

By… [two years after the date of entry into force of this amending Directive], the Commission shall present a report on the implementation and efficiency of the provisions introduced by Council Directive (EU) …/…  (*2)  (+) and make specific proposals, including legislative proposals, for the improvement of this Directive. That report shall be made public.

When examining a proposal presented by the Commission, the Council shall assess further strengthening of the obligation to report by the Reporting Platform Operators.

Amendment 70

Proposal for a directive

Annex I

Directive 2011/16/EU

ANNEX V — paragraph 2 a (new)

Text proposed by the Commission

Amendment

 

This Annex also contains several possible penalties, in accordance with Article 25a, which can be applied by Member States.

Amendment 71

Proposal for a directive

Annex I

Directive 2011/16/EU

ANNEX V — Section I — point A — paragraph 3 a (new)

Text proposed by the Commission

Amendment

 

3a.

‘Excluded Reporting Platform Operator’ means a Reporting Platform Operator whose revenues, generated in the Union during the previous calendar year, did not exceed EUR 100 000 .

Amendment 72

Proposal for a directive

Annex I

Directive 2011/16/EU

ANNEX V — Section I — point A — paragraph 4 a (new)

Text proposed by the Commission

Amendment

 

4a.

‘Excluded Relevant Activity’ means any non-remunerated and non-monetary exchange of goods and services.

Amendment 73

Proposal for a directive

Annex I

Directive 2011/16/EU

ANNEX V — Section III — point B — paragraph 2 — point b

Text proposed by the Commission

Amendment

(b)

the Financial Account Identifier, insofar as it is available to the Reporting Platform Operator and the competent authority of the Member State where the Reportable Seller is resident has not notified the competent authorities of all other Member States that it does not intend to use the Financial Account Identifier for this purpose;

(b)

the Financial Account Identifier, as collected by the Reporting Platform Operator and insofar as the competent authority of the Member State where the Reportable Seller is resident has not notified the competent authorities of all other Member States that it does not intend to use the Financial Account Identifier for this purpose;

Amendment 74

Proposal for a directive

Annex I

Directive 2011/16/EU

ANNEX V — Section III — point B — paragraph 3 — point b

Text proposed by the Commission

Amendment

(b)

the Financial Account Identifier, insofar as it is available to the Reporting Platform Operator and the competent authority of the Member State where the Reportable Seller is resident has not notified the competent authorities of all other Member States that it does not intend to use the Financial Account Identifier for this purpose;

(b)

the Financial Account Identifier, as collected by the Reporting Platform Operator and insofar as the competent authority of the Member State where the Reportable Seller is resident has not notified the competent authorities of all other Member States that it does not intend to use the Financial Account Identifier for this purpose;

Amendment 75

Proposal for a directive

Annex I

Directive 2011/16/EU

ANNEX V — Section IV — point C — paragraph 1 a (new)

Text proposed by the Commission

Amendment

 

By… [two years after the date of entry into force of this amending Directive], the Commission shall assess the efficiency of the administrative procedures and the quality of implementation of the due diligence procedures and reporting requirements. The assessment may be accompanied by legislative proposals if improvement is needed.

Amendment 76

Proposal for a directive

Annex I

Directive 2011/16/EU

ANNEX V — Section IV — point F a (new)

Text proposed by the Commission

Amendment

 

Fa.

Penalties for infringements

 

Member States shall lay down the rules on penalties applicable to infringements of reporting obligations by Reporting Platform Operators. The penalties provided for shall be effective, proportionate and dissuasive. Member States are invited to ensure a common set of sanctions to ensure similar penalties in the Union and avoid registration shopping based on the severity of penalties applied.

 

Member States are especially encouraged to consider as penalties options for restrictions of regulated means of payment, the charging of additional consequential fees per transaction, the exclusion of public contracts and, in extreme and repeated cases, the revoking of the business licence of the platform operator.


(21)  Council Directive 2011/16/EU of 15 February 2011 on administrative cooperation in the field of taxation and repealing Directive 77/799/EEC (OJ L 64, 11.3.2011, p. 1).

(21)  Council Directive 2011/16/EU of 15 February 2011 on administrative cooperation in the field of taxation and repealing Directive 77/799/EEC (OJ L 64, 11.3.2011, p. 1).

(22)  European Commission, Commission Staff Working Document, Evaluation of the Council Directive 2011/16/EU on administrative cooperation in the field of taxation and repealing Directive 77/799/EEC (SWD(2019)0328).

(22)  European Commission, Commission Staff Working Document, Evaluation of the Council Directive 2011/16/EU on administrative cooperation in the field of taxation and repealing Directive 77/799/EEC (SWD(2019)0328).

(5)  Regulation (EU) No 1286/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme to improve the operation of taxation systems in the European Union for the period 2014-2020 (Fiscalis 2020) and repealing Decision No 1482/2007/EC (OJ L 347, 20.12.2013, p. 25).

(5)  Regulation (EU) No 1286/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme to improve the operation of taxation systems in the European Union for the period 2014-2020 (Fiscalis 2020) and repealing Decision No 1482/2007/EC (OJ L 347, 20.12.2013, p. 25).

(25)  Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).

(25)  Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).

(*1)   Regulation (EU, Euratom) 2020/2092 of the European Parliament and of the Council of 16 December 2020 on a general regime of conditionality for the protection of the Union budget (OJ L 433 I, 22.12.2020, p. 1).


Thursday 11 March 2021

24.11.2021   

EN

Official Journal of the European Union

C 474/218


P9_TA(2021)0076

Fisheries control ***I

Amendments adopted by the European Parliament on 11 March 2021 on the proposal for a regulation of the European Parliament and of the Council amending Council Regulation (EC) No 1224/2009, and amending Council Regulations (EC) No 768/2005, (EC) No 1967/2006, (EC) No 1005/2008, and Regulation (EU) No 2016/1139 of the European Parliament and of the Council as regards fisheries control (COM(2018)0368 — C8-0238/2018 — 2018/0193(COD)) (1)

(Ordinary legislative procedure: first reading)

(2021/C 474/30)

Amendment 1

Proposal for a regulation

Citation 6

Text proposed by the Commission

Amendment

Having regard to the opinion of the Committee of the Regions (27),

After consulting the Committee of the Regions,

Amendment 2

Proposal for a regulation

Recital 1

Text proposed by the Commission

Amendment

(1)

The common fisheries policy has been reformed by Regulation (EU) No 1380/2013 of the European Parliament and Council (28). The objectives of the common fisheries policy and the requirements for fisheries control and enforcement are set out in Articles 2 and 36 of that Regulation. Its successful implementation depends on the effective and up-to-date control and enforcement system.

(1)

The common fisheries policy has been reformed by Regulation (EU) No 1380/2013 of the European Parliament and Council (28). The objectives of the common fisheries policy and the requirements for fisheries control and enforcement are set out in Articles 2 and 36 of that Regulation. Its successful implementation depends on a straightforward, simple, transparent and effective control system that ensures effective, uniform and up-to-date compliance in the Member States .

Amendment 3

Proposal for a regulation

Recital 3

Text proposed by the Commission

Amendment

(3)

Regulation (EC) No 1224/2009 was, however, designed prior to the adoption of the new common fisheries policy. It should therefore be amended in order to better address the requirements for the control and enforcement of the common fisheries policy in accordance with Regulation (EU) No 1380/2013 and to take advantage of modern and more cost-effective control technologies.

(3)

Regulation (EC) No 1224/2009 was, however, designed prior to the adoption of the new common fisheries policy. It should therefore be amended in order to better address the requirements for the control and enforcement of the common fisheries policy in accordance with Regulation (EU) No 1380/2013, to take advantage of modern and more cost-effective control technologies and take into account the latest scientific findings with respect to the environmental sustainability of fishing and aquaculture activities .

Amendment 4

Proposal for a regulation

Recital 4 a (new)

Text proposed by the Commission

Amendment

 

(4a)

A coherent, clear, transparent, fair and robust enforcement of the common fisheries policy will not just help to foster a dynamic fishing industry and ensure a fair standard of living for fishing communities, but it will also contribute to the achievement of sustainability in the fisheries sector and the attainment of biodiversity objectives.

Amendment 5

Proposal for a regulation

Recital 9 a (new)

Text proposed by the Commission

Amendment

 

(9a)

In order to ensure greater harmonisation of the Union regulatory framework, a new definition of ‘sensitive species’ should be added.

Amendment 6

Proposal for a regulation

Recital 10

Text proposed by the Commission

Amendment

(10)

A definition of ‘fishing vessel’ is provided in Regulation (EU) No 1380/2013 and includes vessels equipped for commercial exploitation of marine biological resources such as catching vessels, support vessels, fish processing vessels, vessels engaged in transhipment and carrier vessels equipped for the transportation of fisheries products, with the exception of container vessels . The definition ‘fishing vessel’ in Regulation (EC) No 1224/2009 should therefore be deleted.

(10)

A definition of ‘fishing vessel’ is provided in Regulation (EU) No 1380/2013 and includes vessels equipped for commercial exploitation of marine biological resources. The definition ‘fishing vessel’ in Regulation (EC) No 1224/2009 should therefore be deleted.

Amendment 7

Proposal for a regulation

Recital 10 a (new)

Text proposed by the Commission

Amendment

 

(10a)

In order to promote greater clarity and harmonisation of the Union regulatory framework and thus improve its application, a new definition of ‘direct sale’ should be added.

Amendment 8

Proposal for a regulation

Recital 12

Text proposed by the Commission

Amendment

(12)

Small scale fisheries play an important role in the Union, from a biological, economic and social perspective. Considering the possible impacts of small scale fisheries on stocks, it is important to control that fishing activities and fishing efforts of smaller vessels are in compliance with the rules of the common fisheries policy. For this purpose it is necessary to obtain position data of those vessels. Therefore, Member States should be able to track all fishing vessels, including fishing vessels which are less than 12 metres' length. For vessels 12 metres' length it is now possible to use mobile devices which are less expensive and easy to use.

(12)

Small scale fisheries play an important role in the Union, from a biological, economic and social perspective. Considering the possible impacts of small scale fisheries on stocks, it is important to control that fishing activities and fishing efforts of smaller vessels are in compliance with the rules of the common fisheries policy. For this purpose, it is necessary to obtain position data of those vessels and it should be possible to receive those data at regular intervals, ideally close to real time without prejudice to other requirements included in international agreements . Therefore, Member States should be able to track all fishing vessels, including fishing vessels which are less than 12 metres’ length. For those vessels, it is now possible to use mobile devices, which are less expensive and easy to use. In any event, the implementation of those measures should be balanced and proportionate to the objectives pursued, should not entail an excessive burden for the fleet, especially the small-scale fleet, and should benefit from aid from the European Maritime Fisheries and Aquaculture Fund.

Amendment 9

Proposal for a regulation

Recital 14 a (new)

Text proposed by the Commission

Amendment

 

(14a)

It should be possible to equip fishing vessels with CCTV systems on a voluntary basis. In that case, such vessels should enjoy appropriate advantages, such as the deletion of points.

Amendment 10

Proposal for a regulation

Recital 15 a (new)

Text proposed by the Commission

Amendment

 

(15a)

While achieving the objectives of the common fisheries policy, full regard should be paid to animal welfare, in accordance with Article 13 of the Treaty on the Functioning of the European Union (TFEU), and, where relevant, food and feed safety and animal health.

Amendment 12

Proposal for a regulation

Recital 18

Text proposed by the Commission

Amendment

(18)

For vessels of 12 metres' length or more , it is important that the information in the logbook is made more accurate and includes data on the catches by haul or by operation , as this will enhance the effectiveness of controls . In the case of vessels less than 12 metres' length , the obligations pertaining to the completion and submission of the logbook should be simplified and masters should only be required to submit the information contained in logbook once, before arrival at port .

(18)

With the aim of enhancing the effectiveness of controls , it is important that the information in the logbook is made more accurate and includes data on the catches by fishing day or by operation . In the case of small-scale coastal fleet and fishing without vessels, the electronic logbook and the transmission of that information should not entail a disproportionate burden on those vessels and their ability to fish . In order to ensure an adequate level of control over such vessels, Member States should monitor their activities by means of a simplified format for keeping an electronic logbook and for submitting logbook information. Thus, in the case of vessels less than 12 metres’ length overall, masters should only be required to submit the information contained in logbook at least once, before landing operations begin .

Amendment 13

Proposal for a regulation

Recital 20

Text proposed by the Commission

Amendment

(20)

When a fishing vessel departs, it should immediately start an electronic logbook and a unique fishing trip identifier number is assigned for that trip. The logbook, transhipment declarations and landing declarations should include a reference to this unique fishing trip identifier number to allow enhanced controls and to improve the validation of the data by Member States and the traceability of fishery products in the supply chain. In order to improve and simplify the transmission of information on fishing gear losses to Member State competent authorities, the logbook format should include information on lost gears.

(20)

When a fishing vessel departs, it should immediately start an electronic logbook and a unique fishing trip identifier number is assigned for that trip. The logbook, transhipment declarations and landing declarations should include a reference to this unique fishing trip identifier number to allow enhanced controls and to improve the validation of the data by Member States and the traceability of fishery products in the supply chain. In order to improve and simplify the transmission of information on fishing gear and loss of fishing gear to Member State competent authorities, the logbook format should include information on gears and lost gears. When approximate information is required, this should be seen as indicative.

Amendment 14

Proposal for a regulation

Recital 24

Text proposed by the Commission

Amendment

(24)

Rules on the submission of aggregated catch data and fishing efforts to the Commission should be simplified by providing for a single date for all submissions.

(24)

Rules on the submission of aggregated catch data and fishing efforts to the Commission should be simplified by providing for a single date for all submissions. Those data should not be used for commercial purposes.

Amendment 15

Proposal for a regulation

Recital 26

Text proposed by the Commission

Amendment

(26)

Provisions on fishing capacity should be updated to refer to Regulation (EU) No 1380/2013.

(26)

Provisions on fishing capacity should be updated to refer to Regulation (EU) No 1380/2013. The parameters Gross Tonnage (GT) and engine power (KW) used to measure fishing capacity should be revised and if necessary replaced according to accuracy, suitability, and relevance to the Union fishing fleet in order to allow the common fisheries policy to contribute to the improvement of safety and working conditions for fishing operators.

Amendment 16

Proposal for a regulation

Recital 30

Text proposed by the Commission

Amendment

(30)

Recreational fisheries play an important role in the Union, both from a biological, economic and social perspective. Considering the significant impacts of the recreational fishing on certain stocks, it is necessary to provide for specific tools allowing an effective control of recreational fisheries by the Member States. A registration or licensing system should allow a precise census of physical and legal persons participating in recreational fisheries and the collection of reliable data on catches and practices. The collection of sufficient and reliable data on recreational fishing is necessary in order to evaluate the impact of such fishing practices on stocks and provide Member States and the Commission with the information necessary for an effective management and control of marine biological resources.

(30)

Recreational fisheries play an important role in the Union, both from a biological, economic and social perspective. Considering the significant impacts of the recreational fishing on certain stocks, it is necessary to provide for specific tools allowing a uniform, effective and exhaustive control of recreational fisheries by all Member States , with an appropriate system of sanctions in the event of non-compliance . A registration or licensing system should allow a precise census of physical and legal persons participating in recreational fisheries and the collection of reliable data on catches and practices. The collection of sufficient and reliable data on recreational fishing is necessary in order to evaluate the environmental, economic and social impact of those practices , especially in view of stock assessments, and provide Member States and the Commission with the information necessary for an effective management and control of marine biological resources.

Amendment 17

Proposal for a regulation

Recital 32

Text proposed by the Commission

Amendment

(32)

Provisions on the controls in the supply chain should be clarified in order to allow Member States to perform controls and inspections at all stages of marketing of fishery and aquaculture products, from the first sale to the retail sale, including transport.

(32)

Provisions on the controls in the supply chain should be clarified in order to allow Member States to perform controls and inspections at all stages of marketing of fishery and aquaculture products, from the first sale to the retail sale, including transport. In that respect, ‘retail’ is to be understood in the meaning as defined in Regulation (EU) No 1379/2013, and includes the making available of fishery and aquaculture products in hotels, restaurants, catering operations and any similar food service operations(‘HORECA sector’).

Amendment 18

Proposal for a regulation

Recital 32 a (new)

Text proposed by the Commission

Amendment

 

(32a)

Within six months of the date of entry into force of this Regulation, the Commission and Member States should prepare and launch a communication campaign targeted at fishermen and other operators in the recreational fisheries sector to properly communicate the new provisions set out in this Regulation.

Amendment 19

Proposal for a regulation

Recital 33

Text proposed by the Commission

Amendment

(33)

The rules applicable to the placing of fishery and aquaculture products into lots should be clarified. It should be clarified that lots should be composed of fishery and aquaculture products of a single species, except where they consist of very small quantities .

(33)

The rules applicable to the placing of fishery and aquaculture products into lots should be clarified. It should be possible to merge lots in order to create a new batch, as long as the traceability requirements are fulfilled and it is possible to identify the origin and species of those fishery and aquaculture products throughout the whole food chain .

Amendment 20

Proposal for a regulation

Recital 34

Text proposed by the Commission

Amendment

(34)

In line with the traceability requirements set out in Article 18 of Regulation (EC) No 178/2002 of the European Parliament and Council (32), Commission Implementing Regulation (EU) No 931/2011 (33) lays down certain traceability rules for the specific sector of food of animal origin, namely a specific set of information must be kept on record by operators, be made available to competent authorities upon request, and transferred to the operator to which the fishery product is supplied. In the fisheries sector, traceability is important not only for food safety purposes but also to allow controls and ensure the protection of consumers' interests.

(34)

In line with the traceability requirements set out in Article 18 of Regulation (EC) No 178/2002 of the European Parliament and Council (32), Commission Implementing Regulation (EU) No 931/2011 (33) lays down certain traceability rules for the specific sector of food of animal origin, namely a specific set of information must be kept on record by operators, be made available to competent authorities upon request, and transferred to the operator to which the fishery product is supplied. In the fisheries sector, traceability is important not only for food safety purposes but also to allow controls, ensure the protection of consumers' interests , combat IUU fishing and protect law-abiding fishermen from unfair competition .

Amendment 21

Proposal for a regulation

Recital 37

Text proposed by the Commission

Amendment

(37)

The same rules should apply to fishery and aquaculture products imported from third countries. In the case of imported products, the mandatory traceability information should include a reference to the catch certificate provided for by Regulation (EC) No 1005/2008 (34).

(37)

The same rules should apply to fishery and aquaculture products imported from third countries with the aim of maintaining high food safety standards and promoting sustainable fishing practices in those third countries . In the case of imported products, the mandatory traceability information should include a reference to the catch certificate provided for by Regulation (EC) No 1005/2008 (34).

Amendment 22

Proposal for a regulation

Recital 40

Text proposed by the Commission

Amendment

(40)

In order to achieve the objectives of the common fisheries policy, the reliability and comprehensive collection of data on catches is of the utmost importance. In particular recording of catches at the time of landing should be carried out in the most reliable way possible. For that purpose, it is necessary to strengthen the procedures concerning the weighing of fishery products upon landing.

(40)

In order to achieve the objectives of the common fisheries policy, the reliability and comprehensive collection of data on catches is of the utmost importance. In particular recording of catches at the time of landing should be carried out in the most reliable way possible , but without obstructing the business activities of operators . For that purpose, it is necessary to simplify the procedures concerning the weighing of fishery products upon landing.

Amendment 23

Proposal for a regulation

Recital 41

Text proposed by the Commission

Amendment

(41)

The weighing should be performed on systems approved by the competent authorities and by operators registered by Member States to carry out that task. All products should be weighed per species upon landing as this will guarantee a more accurate reporting of the catches. Furthermore, weighing records should be recorded electronically and kept for three years.

(41)

The weighing should be performed on systems approved by the competent authorities and by operators registered by Member States to carry out that task. All products should be weighed per species , unless the Member State has adopted a sampling plan approved by the Commission, as this will guarantee a more accurate reporting of the catches. Operators should make every effort to ensure that the weighing does not lead to any delay in the marketing of fresh products. Furthermore, weighing records should be recorded electronically and kept for three years. Those systems should comply with minimum requirements agreed between Member States with a view to standardising them throughout the Union.

Amendment 24

Proposal for a regulation

Recital 43

Text proposed by the Commission

Amendment

(43)

In order to improve controls and allow the rapid validation of catch registration data and the rapid exchange of information between Member States, it is necessary that all operators record data in a digital way and submit that data electronically within 24 hours to Member States. This concerns, in particular, landing declarations , sales notes and take-over notes.

(43)

In order to improve controls and allow the rapid validation of catch registration data and the rapid exchange of information between Member States, it is necessary that all operators record data in a digital way and submit that data electronically within 24 hours to Member States , except in the event of force majeure . This concerns, in particular, landing declarations and take-over notes.

Amendment 25

Proposal for a regulation

Recital 47 a (new)

Text proposed by the Commission

Amendment

 

(47a)

In order to ensure the effectiveness of the provisions in Regulation (EC) No 1005/2008 relating to non-cooperating third countries, there should be a possibility to introduce safeguard measures. Where a third country has been notified of the possibility of it being identified as non-cooperating third country, the Commission should be able to temporarily suspend preferential tariffs for fishery and aquaculture products in relation to that third country. The Commission should endeavour to ensure that provisions to that effect are introduced in any international agreements concluded between the Union and third parties.

Amendment 26

Proposal for a regulation

Recital 48 a (new)

Text proposed by the Commission

Amendment

 

(48a)

A European register of infringements should be set up in order to record individual Member States’ data concerning the infringements identified, with the aim of improving transparency and monitoring the points system more effectively.

Amendment 27

Proposal for a regulation

Recital 49

Text proposed by the Commission

Amendment

(49)

In order to ensure a level playing field in the Member States as regards the judicial treatment of all offenders of the rules of the common fisheries policy, provisions concerning determination of behaviours that constitute serious infringements of such rules should be clarified and reinforced.

(49)

In order to ensure a level playing field in the Member States as regards the judicial treatment of all offenders of the rules of the common fisheries policy, provisions concerning determination of behaviours that constitute serious infringements of such rules should be clarified and reinforced to ensure their full and consistent application in all Member States .

Amendment 28

Proposal for a regulation

Recital 52

Text proposed by the Commission

Amendment

(52)

National entities in charge of fisheries control activities as well as any relevant judicial bodies should have access to the national register of infringements. A fully transparent exchange of information contained in national registers between Member States will also improve effectiveness and ensure a level playing field for control activities.

(52)

National entities in charge of fisheries control activities as well as any relevant judicial bodies should have access to the national and European register of infringements. A fully transparent exchange of information contained in national registers between Member States will also improve effectiveness and ensure a level playing field for control activities.

Amendment 29

Proposal for a regulation

Recital 55

Text proposed by the Commission

Amendment

(55)

The data collected by Member States is also of great value for scientific purposes. It should be clarified that scientific bodies of Member States and Union scientific bodies may be provided access to the data collected in accordance with Regulation (EC) No 1224/2009, in particular to vessel position data and fishing activity data. Finally, the fishing activity data collected by Member States is also of value for the statistical office of the European Union (Eurostat) who can use it to provide statistics on fisheries.

(55)

The data collected by Member States is also of great value for scientific purposes. It should be clarified that scientific bodies of Member States and Union scientific bodies may be provided access to the data collected , properly anonymised, in accordance with Regulation (EC) No 1224/2009, in particular to vessel position data and fishing activity data , if those data no longer contain the reference to the vessel identification numbers and do not allow for the identification of natural persons . Finally, the fishing activity data collected by Member States is also of value for the statistical office of the European Union (Eurostat) who can use it to provide statistics on fisheries. In any event, those data should be in an anonymised format, so as not to permit the identification of individual vessels or natural persons.

Amendment 30

Proposal for a regulation

Recital 55 a (new)

Text proposed by the Commission

Amendment

 

(55a)

The data collected by the European Fisheries Control Agency should be accessible to the European Environment Agency and the European Maritime Safety Agency, in order to increase the common use of knowledge on the marine environment. Closer cooperation between the agencies would enhance the understanding of issues relating to maritime policy in general and, at the same time, improve the way the European maritime space is managed. The Commission should be given the task of drawing up a partnership protocol between the agencies as the framework for their cooperation.

Amendment 31

Proposal for a regulation

Recital 58

Text proposed by the Commission

Amendment

(58)

Processing of personal data is necessary for the fisheries control and enforcement. In particular, for the purpose of monitoring of fishing opportunities, including quota consumption, the Commission should be able to process data from logbooks, landing declarations, sales notes and other fishing activity data in order to carry out validation of the aggregated data submitted by Member States. To carry out verifications, audits and to monitor the control activities of Member States, the Commission should have access and process information such as inspection and control observers' reports and the database of infringements. In the context of preparation of and compliance with the international agreements and conservation measures, the Commission should process, when necessary, data on the fishing activities of Union fishing vessels outside Union waters, including the vessel identification numbers, name of the owner of the vessel and the master of the vessel.

(58)

Processing of personal data is necessary for the fisheries control and enforcement. In particular, for the purpose of monitoring of fishing opportunities, including quota consumption, the Commission should be able to process data from logbooks, landing declarations, sales notes and other fishing activity data in order to carry out validation of the aggregated data submitted by Member States. To carry out verifications, audits and to monitor the control activities of Member States, the Commission should have access and process information such as inspection and control observers' reports and the database of infringements. In the context of preparation of and compliance with the international agreements and conservation measures, the Commission should process, when necessary, data on the fishing activities of Union fishing vessels outside Union waters, including the vessel identification numbers, name of the owner of the vessel and the master of the vessel. Stored data should be made available to the competent authorities if public health and/or food safety is at risk.

Amendment 32

Proposal for a regulation

Recital 58 a (new)

Text proposed by the Commission

Amendment

 

(58a)

All personal data collected, transferred and stored must comply with Regulation (EU) 2016/679 of the European Parliament and the Council  (1a).

Amendment 33

Proposal for a regulation

Recital 64 — indent 7

Text proposed by the Commission

Amendment

technical requirements and characteristics of electronic monitoring devices systems including CCTV;

deleted

Amendment 34

Proposal for a regulation

Recital 75 a (new)

Text proposed by the Commission

Amendment

 

(75a)

With a view to guaranteeing consistency between the Union’s trade and fisheries policies, trade agreements concluded by the Union with third countries should incorporate a safeguard clause providing for the temporary suspension of tariff preferences for fishery and aquaculture products for such time as the third country is pre-identified or identified as a non-cooperating country in the fight against IUU fishing.

Amendment 35

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point b a (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 3

Present text

Amendment

 

(ba)

point 3 is replaced by the following:

3.

‘control’ means monitoring and surveillance;

‘3.

“control” means monitoring and surveillance of all activities covered by this Regulation, including distribution and marketing activities throughout the market chain ;’

Amendment 36

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point b b (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 4

Present text

Amendment

 

(bb)

point 4 is replaced by the following:

4.

‘inspection’ means any check which is carried out by officials regarding compliance with the rules of the common fisheries policy and which is noted in an inspection report;

‘4.

“inspection” means any on site check which is carried out by officials regarding compliance with the rules of the common fisheries policy and which is noted in an inspection report;’

Amendment 37

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point b c (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 5

Present text

Amendment

 

(bc)

point 5 is replaced by the following:

5.

‘surveillance’ means the observation of fishing activities on the basis of sightings by inspection vessels or official aircrafts and technical detection and identification methods;

‘5.

“surveillance” means the observation by officials of fishing activities on the basis of sightings by inspection vessels, official aircrafts and vehicles or other means, including technical detection and identification methods;’

Amendment 38

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point b d (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 6

Present text

Amendment

 

(bd)

point 6 is replaced by the following:

6.

‘official’ means a person authorised by a national authority, the Commission or the Community Fisheries Control Agency to carry out an inspection;

‘6.

“official” means a person authorised by a national fisheries control authority, the Commission or the European Fisheries Control Agency to carry out an inspection;’

 

(This amendment from ‘Community Fisheries Control Agency’ to ‘European Fisheries Control Agency’ applies throughout the text. Adopting it will necessitate corresponding changes throughout.)

Amendment 39

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point b e (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 7

Present text

Amendment

 

(be)

point 7 is replaced by the following:

7.

‘Union inspectors’ means officials of a Member State or of the Commission or the body designated by it , whose names are contained in the list established in accordance with Article 79;

‘7.

“Union inspectors” means officials of a Member State, of the Commission or of the European Fisheries Control Agency , whose names are contained in the list established in accordance with Article 79;’

Amendment 40

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point e

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 14

Text proposed by the Commission

Amendment

‘14.

“fishing restricted area” means any marine area where fishing activities are temporarily or permanently restricted or prohibited;’

‘14.

“fishing restricted area” means any marine area where fishing activities are temporarily or permanently restricted or prohibited by either regional, national, Union or international legislation ;’.

Amendment 41

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point e a (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 15

Present text

Amendment

 

(ea)

point 15 is replaced by the following:

15.

‘fisheries monitoring centre’ means an operational centre established by a flag Member State and equipped with computer hardware and software enabling automatic data reception, processing and electronic data transmission;

‘15.

“fisheries monitoring centre” means an operational centre established by a flag Member State and equipped with computer hardware and software enabling automatic data reception, processing , analysis, control, monitoring and electronic data transmission;’

Amendment 42

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point e b (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 16

Present text

Amendment

 

(eb)

point 16 is replaced by the following:

16.

‘transhipment’ means the unloading of all or any fisheries or aquaculture products on board a vessel to another vessel;

‘16.

“transhipment” means the unloading of all or any fisheries or aquaculture products on board a vessel to another vessel in port or at sea ;’

Amendment 43

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point f

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 20

Text proposed by the Commission

Amendment

20.

‘lot’ means a  batch of units of fishery or aquaculture products;

20.

‘lot’ means a  specific quantity of fishery or aquaculture products of a given species which have a common origin ;”

Amendment 44

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point f a (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 20 a (new)

Text proposed by the Commission

Amendment

 

(fa)

the following point is inserted:

 

‘20a.

“batch” means a specific quantity of fishery or aquaculture products;’

Amendment 45

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point f b (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 21

Present text

Amendment

 

(fb)

point 21 is replaced by the following:

21.

‘processing’ means the process by which the presentation was prepared. It includes filleting, packing, canning, freezing, smoking, salting, cooking, pickling, drying or preparing fish for market in any other manner;

‘21.

“processing” means the process by which the fishery or aquaculture products are prepared. It includes any kind of cutting, filleting, packing, canning, freezing, smoking, salting, cooking, pickling, drying or preparing fisheries or aquaculture products for market in any other manner;’

Amendment 46

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point f c (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 22

Present text

Amendment

 

(fc)

point 22 is replaced by the following:

22.

‘landing’ means the initial unloading of any quantity of fisheries products from on board a fishing vessel to land;

‘22.

“landing” means the period of time required for the whole process of unloading any quantity of fisheries products from on board a fishing vessel to land;’

Amendment 47

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point h

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 23

Text proposed by the Commission

Amendment

(h)

point 23 is deleted.

deleted

Amendment 48

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point i a (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 28 a (new)

Text proposed by the Commission

Amendment

 

(ia)

the following point is inserted:

 

‘28a.

“recreational fishing charter vessel” means a skippered boat or vessel taking passengers to sea to carry out recreational fishing activities;’

Amendment 49

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point i b (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 28 b (new)

Text proposed by the Commission

Amendment

 

(ib)

the following point is inserted:

 

‘28b.

“pesca-tourism” means recreational fishing activities organised by fishers, taking passengers to sea to carry out recreational fishing activities, as a sideline supplementing their core activity;’

Amendment 50

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point k a (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 34 a (new)

Text proposed by the Commission

Amendment

 

(ka)

the following point is added:

 

‘(34a)

“direct sale” means the sale of fishery and aquaculture products, whether fresh or processed, by the producer or its delegated natural person, to the final consumer at any location, including in an itinerant manner, without intermediaries.’

Amendment 51

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point k b (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 34 b (new)

Text proposed by the Commission

Amendment

 

(kb)

the following point is added:

 

‘34b.

“sensitive species” means a sensitive species as defined in Article 6 of Regulation (EU) 2019/1241 of the European Parliament and of the Council  (*1) ;’

Amendment 52

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point k c (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 34 c (new)

Text proposed by the Commission

Amendment

 

(kc)

the following point is added:

 

‘34c.

“traceability” means the ability to systematically trace and follow all or part of the information concerning a food through all stages of its production, processing and distribution, in terms of registered identifications;’

Amendment 53

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point k d (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 34 d (new)

Text proposed by the Commission

Amendment

 

(kd)

the following point is added:

 

‘34d.

“fishing without vessels” means engaging in a fishing activity without using a fishing vessel, such as shellfishing, fishing on foot or ice fishing.’

Amendment 54

Proposal for a regulation

Article 1 — paragraph 1 — point 1 — point k e (new)

Regulation (EC) No 1224/2009

Article 4 — paragraph 1 — point 34 e (new)

Text proposed by the Commission

Amendment

 

(ke)

the following point is added:

 

‘34e.

“sensitive habitat” means a sensitive habitat as defined in Article 6 of Regulation (EU) 2019/1241;’

Amendment 55

Proposal for a regulation

Article 1 — paragraph 1 — point 3

Regulation (EC) No 1224/2009

Article 6 — paragraph 3

Text proposed by the Commission

Amendment

3.   The flag Member State shall suspend temporarily the fishing licence of a vessel which is subject to temporary immobilisation decided by that Member State or which has had its fishing authorisation suspended in accordance with Article 91b.

3.   The flag Member State shall suspend temporarily the fishing licence of an owner, operator or vessel which is subject to temporary immobilisation imposed by that Member State or which has had its fishing authorisation suspended in accordance with Article 91b and notify the European Fisheries Control Agency immediately . During the period of suspension, neither the vessel nor the licence may be sold, rented or transferred.

Amendment 56

Proposal for a regulation

Article 1 — paragraph 1 — point 5 — point b

Regulation (EC) No 1224/2009

Article 8 — paragraph 2 — point f a (new)

Text proposed by the Commission

Amendment

 

(fa)

procedures for the notification of the end of use fishing gears in line with Directives (EU) 2019/883  (*2) and (EU) 2019/904  (*3) of the European Parliament and of the Council.

Amendment 57

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 1

Text proposed by the Commission

Amendment

1.   Member States shall operate vessel monitoring systems for effective monitoring of position and movement of the fishing vessels flying their flag wherever those vessels may be, and of fishing vessels in the Member States’ waters through the collection and analysis of vessel position data. Each flag Member State shall ensure the continuous and systematic monitoring and control of the accuracy of the vessel position data .

1.   Member States shall operate vessel monitoring systems for effective monitoring of position and movement of the fishing vessels flying their flag wherever those vessels may be, as well as fishing vessels in their waters through the collection and analysis of vessel position data. Each flag Member State shall collect vessel position data and monitor and control its accuracy on a continuous and systematic basis .

Amendment 58

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 2 — subparagraph 1

Text proposed by the Commission

Amendment

Union fishing vessels shall have installed on board a fully functioning device which allows that vessel to be automatically located and identified by a vessel monitoring system through transmitting vessel position data at regular intervals.

Union fishing vessels shall have installed on board a fully functioning device which allows that vessel to be automatically located and identified by a vessel monitoring system through transmitting automatically vessel position data at regular intervals.

Amendment 59

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 2 — subparagraph 2

Text proposed by the Commission

Amendment

The vessel monitoring systems shall also allow the fisheries monitoring centre referred to in Article 9a of the flag Member State to poll the fishing vessel at all times. The transmission of vessel position data and the polling shall either pass through a satellite connection, or may use a land-based mobile network when in reach of such network.

The vessel monitoring systems shall also allow the fisheries monitoring centre referred to in Article 9a of the flag Member State to poll the fishing vessel at all times. The transmission of vessel position data and the polling shall either pass through a satellite connection, or may use a land-based mobile network when in reach of such network or other technology that ensures data security and that is available for data transmission and communication .

Amendment 60

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 3

Text proposed by the Commission

Amendment

3.   By way of derogation from paragraph 2, masters of Union fishing vessels below 12 metres’ length overall may carry on board a mobile device which allows the vessel to be automatically located and identified by a vessel monitoring system through recording and transmitting vessel position data at regular intervals. In case the device is not within reach of a  mobile network, the vessel position data shall be recorded during that period of time and shall be transmitted as soon as the vessel is in reach of such network and at the latest before entering port .

3.   By way of derogation from paragraph 2, masters of Union fishing vessels below 12 metres’ length overall may carry on board a  fully functioning mobile device which allows the vessel to be automatically located and identified by a vessel monitoring system through recording and transmitting vessel position data at regular intervals. In case the device is not within reach of a  communications network, the vessel position data shall be recorded during that period of time and shall be transmitted as soon as the vessel is in reach of such network and at the latest before the landing operations begin .

Amendment 61

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 4

Text proposed by the Commission

Amendment

4.   When a Union fishing vessel is in the waters of another Member State, the flag Member State shall make available the vessel position data of that vessel by automatic transmission to the fisheries monitoring centre of the coastal Member States. The vessel position data shall also be made available to the Member State in whose ports a fishing vessel is likely to land its catches or in the waters of which the fishing vessel is likely to continue its fishing activities.

4.   When a Union fishing vessel is in the waters of another Member State, the flag Member State shall make available the vessel position data of that vessel by automatic transmission to the fisheries monitoring centre of the coastal Member States. The vessel position data of the fishing trips concerned shall also be made available automatically to the Member State in whose ports a fishing vessel is likely to land its catches or in the waters of which the fishing vessel is likely to continue its fishing activities.

Amendment 62

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 5

Text proposed by the Commission

Amendment

5.   If a Union fishing vessel operates in the waters of a third country or in waters where the fishing resources are managed by a regional fisheries management organisation as referred to in Article 3(1), and if the agreement with that third country or the applicable rules of that organisation so provide, vessel position data shall also be made available to that country or organisation.

5.   If a Union fishing vessel engages in fishing activities or operations in the waters of a third country or in waters where the fishing resources are managed by a regional fisheries management organisation as referred to in Article 3(1), and if the agreement with that third country or the applicable rules of that organisation so provide, vessel position data of the fishing trips concerned shall also be made available automatically to that country or organisation.

Amendment 63

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 6 a (new)

Text proposed by the Commission

Amendment

 

6a.     This Article shall also apply to support vessels, fish processing vessels, vessels engaged in transhipment and carrier vessels equipped for the transportation of fishery products, flying the flag of a Member State.

Amendment 64

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 7

Text proposed by the Commission

Amendment

7.   The Commission is empowered to adopt delegated acts in accordance with Article 119a establishing detailed rules on monitoring of fishing activities and fishing effort by the fishing monitoring centres, in particular as regards the responsibilities of the masters concerning the vessel monitoring devices.

7.   The Commission is empowered to adopt delegated acts in accordance with Article 119a establishing detailed rules on monitoring of fishing activities and fishing effort by the fishing monitoring centres, in particular as regards the responsibilities of the masters concerning the vessel monitoring devices and on the frequency of transmission of the data concerning the position and movement of fishing vessels including in fishing restricted areas .

Amendment 65

Proposal for a regulation

Article 1 — paragraph 1 — point 6

Regulation (EC) No 1224/2009

Article 9 — paragraph 8 — point c

Text proposed by the Commission

Amendment

(c)

the frequency of transmission of the data concerning the position and movement of fishing vessels including in fishing restricted areas;

deleted

Amendment 66

Proposal for a regulation

Article 1 — paragraph 1 — point 7

Regulation (EC) No 1224/2009

Article 9a — paragraph 1

Text proposed by the Commission

Amendment

1.   Member States shall establish and operate fisheries monitoring centres which shall monitor fishing activities and fishing effort. The fisheries monitoring centre of a particular Member State shall monitor the fishing vessels flying its flag, whatever the waters in which they are operating or the port they are in, as well as Union fishing vessels flying the flag of other Member States and fishing vessels of third countries to which vessel monitoring system provisions applies operating in the waters under the sovereignty or the jurisdiction of that particular Member State.

1.   Member States shall establish and operate fisheries monitoring centres which shall monitor fishing activities and fishing effort. The fisheries monitoring centre of a particular Member State shall monitor the fishing vessels flying its flag, whatever the waters in which they are operating or the port they are in, as well as Union fishing vessels flying the flag of other Member States and fishing vessels of third countries to which vessel monitoring system provisions applies operating in the waters under the sovereignty or the jurisdiction of that particular Member State and fishing vessels flying the flag of a third country concerning which rules and/or recommendations exist that have been issued by a regional international body . Fisheries monitoring centres shall also report on the number of abandoned, lost or otherwise discarded fishing gear and actions to prevent and mitigate the presence of such gear.

Amendment 67

Proposal for a regulation

Article 1 — paragraph 1 — point 7

Regulation (EC) No 1224/2009

Article 9a — paragraph 2

Text proposed by the Commission

Amendment

2.   Each flag Member State shall appoint the competent authorities responsible for the fisheries monitoring centre and shall take the appropriate measures to ensure that its fisheries monitoring centre has the proper staffing resources and is equipped with computer hardware and software enabling automatic data processing and electronic data transmission. Member States shall provide for back-up and recovery procedures in case of system failure. Member States may operate a joint fisheries monitoring centre.

2.   Each flag Member State shall appoint , from among the national or regional competent authorities, a lead competent authority responsible for the fisheries monitoring centre and shall take the appropriate measures to ensure that its fisheries monitoring centre has the proper staffing resources and is equipped with computer hardware and software enabling automatic data processing , analysis, control, monitoring and electronic data transmission. Member States shall provide for back-up and recovery procedures in case of system failure. Member States may operate a joint fisheries monitoring centre.

Amendment 68

Proposal for a regulation

Article 1 — paragraph 1 — point 7

Regulation (EC) No 1224/2009

Article 9a — paragraph 3

Text proposed by the Commission

Amendment

3.   Flag Member States shall ensure that fisheries monitoring centres have access to all relevant data and in particular as listed in Articles 109 and 110 and operate 7 days a week and 24 hours a day.

3.   Flag Member States shall ensure that fisheries monitoring centres have access to all relevant data and in particular as listed in Articles 109 and 110 , thus ensuring monitoring 7 days a week and 24 hours a day.

Amendment 69

Proposal for a regulation

Article 1 — paragraph 1 — point 7

Regulation (EC) No 1224/2009

Article 9a — paragraph 3 a (new)

Text proposed by the Commission

Amendment

 

3a.     Fisheries monitoring centres shall support real-time monitoring of vessels so as to enable immediate enforcement action.

Amendment 70

Proposal for a regulation

Article 1 — paragraph 1 — point 8

Regulation (EC) No 1224/2009

Article 10 — paragraph 1

Text proposed by the Commission

Amendment

In accordance with Directive 2002/59/EC, a fishing vessel exceeding 15 metres’ length overall shall be fitted with and maintain in operation an automatic identification system which meets the performance standards drawn up by the International Maritime Organisation.

In accordance with Directive 2002/59/EC, a fishing vessel exceeding 15 metres’ length overall shall be fitted with and maintain in continuous operation a fully functioning automatic identification system which meets the performance standards drawn up by the International Maritime Organisation.

Amendment 71

Proposal for a regulation

Article 1 — paragraph 1 — point 8

Regulation (EC) No 1224/2009

Article 10 — paragraph 1 a (new)

Text proposed by the Commission

Amendment

 

1a.     By way of derogation from paragraph 1, if the master of a Union fishing vessel believes that the continuous operation of the automatic identification system might compromise safety or where security incidents are imminent, the automatic identification system may be switched off.

 

Where the automatic identification system is switched off in accordance with the first subparagraph, the master of a Union fishing vessel shall report that action and the reason for doing so to the competent authorities of its flag Member State and, when relevant, to the competent authorities of the coastal State. The master shall restart the automatic identification system as soon as the source of danger has disappeared.

Amendment 72

Proposal for a regulation

Article 1 — paragraph 1 — point 8

Regulation (EC) No 1224/2009

Article 10 — paragraph 1 b (new)

Text proposed by the Commission

Amendment

 

1b.     Member States shall ensure that data from the automatic identification system is made available to their national fisheries control authorities for control purposes, including cross-checks of automatic identification system data with other available data, in accordance with Articles 109 and 110.

Amendment 73

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 1 — subparagraph 1 a (new)

Text proposed by the Commission

Amendment

 

Masters of Union fishing vessels of less than 12 metres’ length overall, as well as natural persons engaging in fishing without vessels, shall keep an electronic logbook in a simplified format.

Amendment 74

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 2 — introductory part

Text proposed by the Commission

Amendment

2.   The fishing logbook referred to in paragraph 1 shall contain in particular the following information:

2.   The fishing logbook referred to in paragraph 1 shall be of uniform format throughout the Union and shall contain in particular the following information:

Amendment 75

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 2 — point d

Text proposed by the Commission

Amendment

(d)

the date and, where appropriate, time of catches;

(d)

the date of catches;

Amendment 76

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 2 — point f

Text proposed by the Commission

Amendment

(f)

the type of gear , technical specifications and dimensions;

(f)

the type of gear and approximate dimensions;

Amendment 77

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 2 — point g

Text proposed by the Commission

Amendment

(g)

the estimated quantities of each species in kilograms live weight or, where appropriate, the number of individuals, including the quantities or individuals below the applicable minimum conservation reference size, as a separate entry; for Union fishing vessels of 12 metres' length overall or more, this information shall be provided per haul or per fishing operation ;

(g)

the estimated quantities of each species in kilograms live weight or, where appropriate, the number of individuals, including the quantities or individuals below the applicable minimum conservation reference size, as a separate entry; for Union fishing vessels of 12 metres’ length overall or more, this information shall be provided at the end of the fishing day ;

Amendment 78

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 2 — point h

Text proposed by the Commission

Amendment

(h)

estimated discards of live-weight equivalent in volume for any species not subject to the landing obligation;

(h)

estimated discards for any species not subject to the landing obligation;

Amendment 79

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 3 — point a

Text proposed by the Commission

Amendment

(a)

the type of lost gear;

(a)

the type and approximate dimensions of lost gear;

Amendment 80

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 3 — point b

Text proposed by the Commission

Amendment

(b)

the date and time when the gear was lost;

(b)

the date and approximate time when the gear was lost;

Amendment 338

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 3 a (new)

Text proposed by the Commission

Amendment

 

3 a.     In the case of the capture of sensitive species, the logbook shall also contain:

 

(a)

the species captured;

 

(b)

the number of individuals captured;

 

(c)

the date and geographic position of the capture;

 

(d)

the number of individuals killed;

 

(e)

the number of individuals released;

 

(f)

the number of individuals injured and released.

Amendment 81

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 4 — subparagraph 1

Text proposed by the Commission

Amendment

When compared with the quantities landed or the result of an inspection, the permitted margin of tolerance in estimates recorded in the fishing logbook of the quantities in kilograms of fish retained on board shall be 10 % per species. For species retained on board that do not exceed 50kg live weight equivalent, the permitted margin of tolerance shall be 20 % per species.

When compared with the quantities landed or the result of an inspection, the permitted margin of tolerance in estimates recorded in the fishing logbook of the quantities in kilograms of fish retained on board shall be 10 % per species. For mixed fisheries, small pelagic purse-seine vessels or species retained on board that do not exceed 100kg live weight equivalent, the permitted margin of tolerance shall be 20 % per species. For tuna species, it shall be 25 %.

Amendment 328

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 4 — subparagraph 2

Text proposed by the Commission

Amendment

By derogation to the first subparagraph for fisheries referred to in the first and third indents of Article 15(1)(a) of Regulation (EU) No 1380/2013 which are landed unsorted, the tolerance limitations set out in this paragraph shall not apply to catches of species which meet both of the following conditions :

(a)

they represent less than 1 % in weight of all species landed; and

(b)

their total weight is less than 100 kg.

By way of derogation from the first subparagraph for small pelagic fisheries (mackerel, herring, horse mackerel, blue whiting, boarfish, anchovy, Argentinian silverside, sardine and sprat) and industrial fisheries (inter alia capelin, sand eel and Norway pout) which are landed unsorted, the following exceptions shall be made :

(a)

the tolerance limitations set out in this paragraph shall not apply to catches of species which meet one of the following conditions:

(i)

they represent less than 1 % in weight of all species landed; or

(ii)

their total weight is less than 100kg;

(b)

for Member States which have adopted a risk-based sampling plan, approved by the Commission, for weighing unsorted landings, the following tolerance limitations shall apply:

(i)

for small pelagics, and industrial fisheries, the permitted margin of tolerance in estimates recorded in the fishing logbook of the quantities in kilograms of fish retained on board shall be 10 % of the total volume of all species recorded in the logbook for each species;

(ii)

for other non-target species, the permitted margin of tolerance in estimates, whether recorded in the logbook or not, of the quantities in kilograms of fish retained on board shall be 200 kg or 1 % of the total volume of all species recorded in the logbook for each species; and

(iii)

for the total quantity of all species, the permitted margin of tolerance in estimates recorded in the logbook of the total quantity in kilograms of fish retained on board shall be 10 % of the total volume of all species recorded in the logbook .

By way of derogation from the first paragraph, for the tropical tuna purse seine fishery, for species covered by a risk-based sampling plan approved by the Commission, the tolerance allowed in the estimate recorded in the fishing logbook of the total quantities in kilograms of fish kept on board, all species combined, shall be 10 % of the total quantities landed of all species combined.

Amendment 83

Proposal for a regulation

Article 1 — paragraph 1 — point 11

Regulation (EC) No 1224/2009

Article 14 — paragraph 7

Text proposed by the Commission

Amendment

7.   Masters of third country catching vessels operating in Union waters shall record the information referred to in this Article in the same way as masters of Union fishing vessels.

7.   Masters of third country catching vessels operating in Union waters or in international waters with shared fish stocks shall record the information referred to in this Article in the same way as masters of Union fishing vessels.

Amendment 84

Proposal for a regulation

Article 1 — paragraph 1 — point 12

Regulation (EC) No 1224/2009

Article 15 — paragraph 1 — point a

Text proposed by the Commission

Amendment

(a)

at least once a day, and where applicable, after each haul ; and

(a)

at least once at the end of the fishing day ; and

Amendment 85

Proposal for a regulation

Article 1 — paragraph 1 — point 12

Regulation (EC) No 1224/2009

Article 15 — paragraph 1 — point b

Text proposed by the Commission

Amendment

(b)

after the last fishing operation has been completed and before entering port .

(b)

after the last fishing operation has been completed and before landing operations begin .

Amendment 86

Proposal for a regulation

Article 1 — paragraph 1 — point 12

Regulation (EC) No 1224/2009

Article 15 — paragraph 2

Text proposed by the Commission

Amendment

2.   Masters of Union catching vessels of less than 12 metres’ length overall shall submit by electronic means the information referred to in Article 14, to the competent authority of their flag Member State after the last fishing operation has been completed and before entering port .

2.   Masters of Union catching vessels of less than 12 metres’ length overall shall submit by electronic means , using a harmonised, simplified format, the information referred to in Article 14, to the competent authority of their flag Member State after the last fishing operation has been completed and before landing operations begin .

Amendment 87

Proposal for a regulation

Article 1 — paragraph 1 — point 12

Regulation (EC) No 1224/2009

Article 15 — paragraph 4

Text proposed by the Commission

Amendment

4.   The competent authorities of a coastal Member State shall accept electronic reports received from the flag Member State containing the data from fishing vessels referred to in paragraphs 1, 2 and 3.

4.    The competent authorities of the flag Member State shall send electronic reports containing the data from fishing vessels obtained pursuant to paragraphs 1, 2 and 3 to the competent authorities of a coastal Member State. The competent authorities of a coastal Member State shall accept electronic reports received from the flag Member State containing the data from fishing vessels referred to in paragraphs 1, 2 and 3.

Amendment 88

Proposal for a regulation

Article 1 — paragraph 1 — point 12

Regulation (EC) No 1224/2009

Article 15 — paragraph 5

Text proposed by the Commission

Amendment

5.   Masters of third country catching vessels operating in Union waters shall submit by electronic means the information referred to in Article 14 to the competent authority of the coastal Member State."

5.   Masters of third country catching vessels operating in Union waters shall submit by electronic means the information referred to in Article 14 under the same conditions as those which apply to masters of Union fishing vessels to the competent authority of the coastal Member State."

Amendment 89

Proposal for a regulation

Article 1 — paragraph 1 — point 13

Regulation (EC) No 1224/2009

Article 15a — paragraph 2 — point g

Text proposed by the Commission

Amendment

(g)

the frequency of logbook data transmissions.

deleted

Amendment 90

Proposal for a regulation

Article 1 — paragraph 1 — point 15 — point a

Regulation (EC) No 1224/2009

Article 17 — paragraph 1 — introductory part

Text proposed by the Commission

Amendment

1.   Without prejudice to specific provisions contained in multiannual plans, masters of Union fishing vessels of 12 metres’ length overall or more shall notify by electronic means the competent authorities of their flag Member State at least four hours before the estimated time of arrival at port of the following information:

1.   Without prejudice to specific provisions contained in multiannual plans, masters of Union fishing vessels of 12 metres’ length overall or more performing fishing trips longer than 24 hours, shall notify by electronic means the competent authorities of their flag Member State at least four hours before the estimated time of arrival at port of the following information:

Amendment 91

Proposal for a regulation

Article 1 — paragraph 1 — point 15 — point b

Regulation (EC) No 1224/2009

Article 17 — paragraph 1a

Text proposed by the Commission

Amendment

1a.   The coastal Member State may set a shorter period of prior notification for vessels flying its flag which operate exclusively within its territorial waters provided that it does not impair the ability of Member States to carry out inspections.

1a.   The coastal Member State may adapt the period of prior notification for vessels flying its flag which operate within its territorial waters, provided that it does not impair the ability of Member States to carry out inspections.

Amendment 92

Proposal for a regulation

Article 1 — paragraph 1 — point 15 — point b a (new)

Regulation (EC) No 1224/2009

Article 17 — paragraph 1 b (new)

Text proposed by the Commission

Amendment

 

(ba)

The following paragraph is inserted:

 

1b.     Where catches are made between the time of notice being issued and arrival at port, those catches shall be notified additionally after they have been retained on board, before entering port.’

Amendment 93

Proposal for a regulation

Article 1 — paragraph 1 — point 15 — point c

Regulation (EC) No 1224/2009

Article 17 — paragraph 6 — point a

Text proposed by the Commission

Amendment

(a)

the exemption of certain categories of fishing vessels from the obligation set out in paragraph 1, taking into account the quantities and type of fisheries products to be landed;

(a)

the exemption of certain categories of fishing vessels from the obligation set out in paragraph 1, taking into account the quantities and type of fisheries products to be landed and the risk of non-compliance with common fisheries policy rules ;

Amendment 94

Proposal for a regulation

Article 1 — paragraph 1 — point 17

Regulation (EC) No 1224/2009

Article 19

Text proposed by the Commission

Amendment

(17)

in Article 19, the words ‘in Articles 17 and 18’ are replaced by the words ‘in Article 17’.

(17)

Article 19 is replaced by the following:

 

‘Article 19

 

Authorisation to enter port

 

The competent authorities of the coastal Member State may deny access to port to fishing vessels if the information referred to in Article 17 is not complete, except in cases of force majeure, including extremely bad weather conditions and situations where the safety of the crew is at risk.’;

Amendment 95

Proposal for a regulation

Article 1 — paragraph 1 — point 18

Regulation (EC) No 1224/2009

Article 19a — paragraph 1

Text proposed by the Commission

Amendment

1.   Union fishing vessels shall only be authorised to land in ports outside Union waters if they have notified by electronic means the competent authorities of their flag Member State at least 3 days before the estimated time of arrival at port of the information listed in paragraph 3 and the flag Member State has not denied the authorisation to land within this period of time.

1.   Union fishing vessels shall only be authorised to land in ports outside Union waters if they have notified by electronic means the competent authorities of their flag Member State at least 24 hours before the estimated time of arrival at port of the information listed in paragraph 3 and the flag Member State has not denied the authorisation to land within this period of time.

Amendment 96

Proposal for a regulation

Article 1 — paragraph 1 — point 18

Regulation (EC) No 1224/2009

Article 19a — paragraph 2

Text proposed by the Commission

Amendment

2.   The flag Member State may set a shorter period, of not less than four hours, for the prior notification referred to in paragraph 1 for fishing vessels flying their flag carrying out fishing activities in third country waters, taking into account the type of fishery products and the distance between the fishing grounds and port.

2.   The flag Member State may set a shorter period, of not less than two hours, for the prior notification referred to in paragraph 1 for fishing vessels flying their flag carrying out fishing activities in third country waters, taking into account the type of fishery products, the distance between the fishing grounds and port , as well as the risk of non-compliance with the rules of the common fisheries policy, or with the applicable rules in the waters of the third country where the vessels are operating . In determining the level of that risk, Member States shall take account of serious infringements committed by the vessels concerned.

Amendment 97

Proposal for a regulation

Article 1 — paragraph 1 — point 18

Regulation (EC) No 1224/2009

Article 19a — paragraph 3 — point h

Text proposed by the Commission

Amendment

(h)

the quantities of each species to be landed.

(h)

the quantities of each species to be landed , including, as a separate entry, the quantities or individuals below the applicable minimum conservation reference size .

Amendment 98

Proposal for a regulation

Article 1 — paragraph 1 — point 18

Regulation (EC) No 1224/2009

Article 19a — paragraph 4

Text proposed by the Commission

Amendment

4.   Where, on the basis of the analysis of the information submitted and other information available, there are reasonable grounds to believe that the fishing vessel is not complying with the rules of the common fisheries policy, the competent authorities of the flag Member State shall request the cooperation of the third country where the vessel intends to land in view of a possible inspection. For this purpose the flag Member State may require the fishing vessel to land in a different port, or delay the time of arrival at port or of landing.

4.   Where, on the basis of the analysis of the information submitted and other information available, there are reasonable grounds to believe that the fishing vessel is not complying with the rules of the common fisheries policy , with the rules applicable in the waters of the third country or in the high seas where the vessel is operating , the competent authorities of the flag Member State shall request the cooperation of the third country where the vessel intends to land in view of a possible inspection. For this purpose the flag Member State may require the fishing vessel to land in a different port, or delay the time of arrival at port or of landing.

Amendment 99

Proposal for a regulation

Article 1 — paragraph 1 — point 19

Regulation (EC) No 1224/2009

Article 20 — paragraph 2a

Text proposed by the Commission

Amendment

2a.   Without prejudice to Article 4(4) of Council Regulation (EC) No 1005/2008 and Article 43(3) of this Regulation, Union donor vessels and Union receiving vessels shall only be authorised to tranship at sea outside Union waters or in ports of third countries subject to an authorisation received from their flag Member State(s).

2a.   Without prejudice to Article 4(4) of Council Regulation (EC) No 1005/2008 and Article 43(3) of this Regulation, Union donor vessels and Union receiving vessels shall only be authorised to tranship at sea outside Union waters or in ports of third countries subject to an authorisation received from their flag Member State(s). However, transhipment at sea in Union waters shall be permitted in some pelagic fisheries where vessels are many miles from land and their catches are so small that it would be inefficient for those vessels to return to port in order to sell their catch.

Amendment 100

Proposal for a regulation

Article 1 — paragraph 1 — point 19

Regulation (EC) No 1224/2009

Article 20 — paragraph 2b

Text proposed by the Commission

Amendment

2b.   In order to apply for an authorisation to tranship under paragraph 2a, the masters of Union vessels shall submit electronically to their flag Member State, at least 3 days before the planned transhipment operation, the following information:

2b.   In order to apply for an authorisation to tranship under paragraph 2a, the masters of Union vessels shall submit electronically to their flag Member State, at least 24 hours before the planned transhipment operation, the following information:

Amendment 101

Proposal for a regulation

Article 1 — paragraph 1 — point 19

Regulation (EC) No 1224/2009

Article 20 — paragraph 2b — point c

Text proposed by the Commission

Amendment

(c)

the FAO alpha-3 code of each species and its relevant geographical area in which the catches were taken;

(c)

the FAO alpha-3 code of each transhipped species and its relevant geographical area in which the catches were taken;

Amendment 102

Proposal for a regulation

Article 1 — paragraph 1 — point 19

Regulation (EC) No 1224/2009

Article 20 — paragraph 2b — point d

Text proposed by the Commission

Amendment

(d)

the estimated quantities of each species in kilograms in product weight and in live weight, broken down by type of product presentation;

(d)

the estimated quantities of each transhipped species in kilograms in product weight and in live weight, broken down by type of product presentation;

Amendment 103

Proposal for a regulation

Article 1 — paragraph 1 — point 20

Regulation (EC) No 1224/2009

Article 21 — paragraph 1

Text proposed by the Commission

Amendment

1.   Masters of Union fishing vessels of 10 metres’ length overall or more involved in a transhipment operation shall complete an electronic transhipment declaration.

1.   Masters of Union fishing vessels of 12 metres’ length overall or more involved in a transhipment operation shall complete an electronic transhipment declaration.

Amendment 104

Proposal for a regulation

Article 1 — paragraph 1 — point 20

Regulation (EC) No 1224/2009

Article 21 — paragraph 2 — introductory part

Text proposed by the Commission

Amendment

2.   The transhipment declaration referred to in paragraph 1 shall contain at least the following information:

2.   The transhipment declaration referred to in paragraph 1 shall be of uniform format throughout the Union and shall contain at least the following information:

Amendment 105

Proposal for a regulation

Article 1 — paragraph 1 — point 20

Regulation (EC) No 1224/2009

Article 21 — paragraph 2 — point c

Text proposed by the Commission

Amendment

(c)

the FAO alpha-3 code of each species and its relevant geographical area in which the catches were taken;

(c)

the FAO alpha-3 code of each transhipped species and its relevant geographical area in which the catches were taken;

Amendment 106

Proposal for a regulation

Article 1 — paragraph 1 — point 20

Regulation (EC) No 1224/2009

Article 21 — paragraph 2 — point d

Text proposed by the Commission

Amendment

(d)

the estimated quantities of each species in kilograms in product weight and in live weight, broken down by type of product presentation or, where appropriate, the number of individuals, including, as a separate entry, the quantities or individuals below the applicable minimum conservation reference size;

(d)

the estimated quantities of each transhipped species in kilograms in product weight and in live weight, broken down by type of product presentation or, where appropriate, the number of individuals, including, as a separate entry, the quantities or individuals below the applicable minimum conservation reference size;

Amendment 107

Proposal for a regulation

Article 1 — paragraph 1 — point 20

Regulation (EC) No 1224/2009

Article 21 — paragraph 3

Text proposed by the Commission

Amendment

3.   When compared with the quantities landed or the result of an inspection, the permitted margin of tolerance in estimates recorded in the transhipment declaration of the quantities in kilograms of fish retained on board shall be 10 % per species.

3.   When compared with the quantities landed or the result of an inspection, the permitted margin of tolerance in estimates recorded in the transhipment declaration of the quantities in kilograms of fish retained on board shall be 15 % per species.

Amendment 108

Proposal for a regulation

Article 1 — paragraph 1 — point 20

Regulation (EC) No 1224/2009

Article 21 — paragraph 6

Text proposed by the Commission

Amendment

6.   The Commission is empowered to adopt delegated acts in accordance with Article 119a to exempt certain categories of fishing vessels from the obligation laid down in paragraph 1, taking into account the quantities and/or type of fisheries products.”

6.   The Commission is empowered to adopt delegated acts in accordance with Article 119a to exempt certain categories of fishing vessels from the obligation laid down in paragraph 1, taking into account the quantities and/or type of fisheries products and the risk of non-compliance with common fisheries policy rules, in addition to any other relevant legislation. In determining the level of that risk, serious infringements committed by the vessels concerned shall be considered .

Amendment 109

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 22 — paragraph 1

Text proposed by the Commission

Amendment

1.   Masters of Union fishing vessels of 10 metres’ length overall or more shall send by electronic means the information referred to in Article 21 to the competent authority of their flag Member State within 24 hours after completion of the transhipment operation.

1.   Masters of Union fishing vessels of 12 metres’ length overall or more shall send, by electronic means , using the same format, harmonised at Union level, for all Member States, the information referred to in Article 21 to the competent authority of their flag Member State within 24 hours after completion of the transhipment operation.

Amendment 110

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 22 — paragraph 5 — point a

Text proposed by the Commission

Amendment

(a)

the format and content of the transhipment declaration;

(a)

the harmonised format and content of the transhipment declaration;

Amendment 111

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 23 — paragraph 1

Text proposed by the Commission

Amendment

1.   The master of a Union fishing vessel, or its representative, shall complete an electronic landing declaration.

1.   The master of a Union fishing vessel, or a representative of the master , shall complete an electronic landing declaration.

Amendment 112

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 23 — paragraph 2 — point f

Text proposed by the Commission

Amendment

(f)

date and time of landing;

(f)

date and time of the completion of landing;

Amendment 113

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 23 — paragraph 4

Text proposed by the Commission

Amendment

4.   To convert stored or processed fish weight into live fish weight for the purposes of the landing declaration, masters of fishing vessels shall apply a conversion factor established pursuant to Article 14(9).

4.   To convert stored or processed fish weight into live fish weight for the purposes of the landing declaration, masters of fishing vessels , or a representative of the master, shall apply a conversion factor established pursuant to Article 14(9).

Amendment 114

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 24 — paragraph 1

Text proposed by the Commission

Amendment

1.   The master of a Union fishing vessel or their representative shall submit by electronic means the information referred to in Article 23 to the competent authority of their flag Member State within 24 hours after completion of the landing.

1.   The master of a Union fishing vessel , or a representative of the master, shall submit by electronic means using the same format, harmonised at Union level, for all Member States, the information referred to in Article 23 to the competent authority of their flag Member State as soon as possible and in any event within 24 hours after completion of the landing.

 

For the purpose of calculating the deadline of 24 hours referred to in the first subparagraph, Saturdays, Sundays and public holidays shall not be taken into account.

 

For the purposes of this Article, in the event that fisheries products are transported from the place of landing before weighing, the landing operation shall be deemed to have been completed when those fisheries products have been weighed.

Amendment 115

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 24 — paragraph 5 — point d a (new)

Text proposed by the Commission

Amendment

 

(da)

the tasks of the single authority referred to in Article 5(5) as regards landing declarations;

Amendment 116

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 24 — paragraph 5 — point d b (new)

Text proposed by the Commission

Amendment

 

(db)

the frequency of transmissions of landing declaration data.

Amendment 117

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 24 — paragraph 6 — point a

Text proposed by the Commission

Amendment

(a)

the format and content of the landing declaration;

(a)

the harmonised format and content of the landing declaration;

Amendment 118

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 24 — paragraph 6 — point f

Text proposed by the Commission

Amendment

(f)

the tasks of the single authority referred to in Article 5(5), as regards landing declarations;

deleted

Amendment 119

Proposal for a regulation

Article 1 — paragraph 1 — point 21

Regulation (EC) No 1224/2009

Article 24 — paragraph 6 — point g

Text proposed by the Commission

Amendment

(g)

the frequency of transmissions of landing declaration data.

deleted

Amendment 340

Proposal for a regulation

Article 1 — paragraph 1 — point 23

Regulation (EC) No 1224/2009

Article 25a — paragraph 1

Text proposed by the Commission

Amendment

1.   Member States shall ensure effective control of the landing obligation. For this purpose a minimum percentage of fishing vessels fishing for species subject to the landing obligation and flying their flag established in accordance with paragraph 2 , shall be equipped with continuously recording Closed-Circuit Television (CCTV) systems incorporating data storage.

1.   Member States shall ensure effective control of the landing obligation. For this purpose a minimum percentage of fishing vessels of 12 metres length overall or more, flying their flag and fishing for species subject to the landing obligation , identified as posing a high risk of non-compliance with the landing obligation in the specific control and inspection programmes adopted under Article 95 , shall be equipped with continuously recording Closed-Circuit Television (CCTV) systems incorporating data storage , in compliance with all applicable rules on the protection of privacy and processing of personal data . In accordance with specific control and inspection programmes adopted pursuant to Article 95, the Member State may allow the fishing vessel to carry control observers on board in accordance with Article 73a.

Amendment 121

Proposal for a regulation

Article 1 — paragraph 1 — point 23

Regulation (EC) No 1224/2009

Article 25a — paragraph 2

Text proposed by the Commission

Amendment

2.     The percentage of fishing vessels referred to in paragraph 1 shall be established for different risk categories in specific control and inspection programmes adopted pursuant to Article 95. Those programmes shall also determine the risk categories and the types of fishing vessels included in such categories.

deleted

Amendment 122

Proposal for a regulation

Article 1 — paragraph 1 — point 23

Regulation (EC) No 1224/2009

Article 25a — paragraph 3 a (new)

Text proposed by the Commission

Amendment

 

3a.     The Commission shall review the effectiveness of the electronic monitoring systems in checking compliance with the landing obligation and their contribution to achieving the sustainable maximum yield for the relevant stocks and submit a report to the European Parliament and the Council by … [five years after the date of entry into force of this Regulation].

Amendment 123

Proposal for a regulation

Article 1 — paragraph 1 — point 23

Regulation (EC) No 1224/2009

Article 25a — paragraph 3 b (new)

Text proposed by the Commission

Amendment

 

3b.     In addition to electronic monitoring systems used to check compliance with the landing obligation, Member States may also support the use of systems which make for closer monitoring of the selectivity of fishing operations directly on gear.

Amendment 341

Proposal for a regulation

Article 1 — paragraph 1 — point 23

Regulation (EC) No 1224/2009

Article 25a — paragraph 3 c (new)

Text proposed by the Commission

Amendment

 

3 c.     Operators may equip their fishing vessels with CCTV systems on a voluntary basis. For that purpose, the competent authority shall provide incentives such as additional allocation of quota or deletion of points, in accordance with paragraph 4.

Amendment 125

Proposal for a regulation

Article 1 — paragraph 1 — point 23

Regulation (EC) No 1224/2009

Article 25a — paragraph 3 d (new)

Text proposed by the Commission

Amendment

 

3d.     Fishing vessels shall be equipped with CCTV technology on a mandatory basis if they have committed two or more serious infringements of the rules laid down in Article 15 of Regulation (EU) No 1380/2013 when decided by the competent authority as an accompanying sanction.

Amendment 126

Proposal for a regulation

Article 1 — paragraph 1 — point 23

Regulation (EC) No 1224/2009

Article 25a — paragraph 3 e (new)

Text proposed by the Commission

Amendment

 

3e.     CCTV footage shall remain the property of the owner of the fishing vessel at all times. Business confidentiality and privacy rights shall be protected and guaranteed by the competent authorities throughout the whole process.

Amendment 127

Proposal for a regulation

Article 1 — paragraph 1 — point 23

Regulation (EC) No 1224/2009

Article 25a — paragraph 4 — subparagraph 1

Text proposed by the Commission

Amendment

The Commission may, by means of implementing acts , lay down detailed rules on the requirements, technical specifications, installation and functioning of the electronic monitoring systems for the control of the landing obligation, including continuously recording CCTV systems.

The Commission is empowered to adopt delegated acts in accordance with Article 119a, supplementing this Regulation by laying down detailed rules on the requirements, technical specifications, installation and functioning of, as well as incentives concerning, the electronic monitoring systems for the control of the landing obligation, including continuously recording CCTV systems.

Amendment 327

Proposal for a regulation

Article 1 — paragraph 1 — point 23 a (new)

Regulation (EC) No 1224/2009

Article 25b (new)

Text proposed by the Commission

Amendment

 

(23a)

In Section 1 of Chapter 1 of Title IV, the following Article is inserted:

‘Article 25b

Assessment of Remote electronic monitoring

The Commission shall, by … [6 months after date of entry into force of this Regulation] submit a report to the European Parliament and the Council to assess the effectiveness of remote electronic monitoring and its contribution to the control of the rules of the common fisheries policy including the control of incidental catches and the reliability of catch data.’

Amendment 128

Proposal for a regulation

Article 1 — paragraph 1 — point 27

Regulation (EC) No 1224/2009

Article 33 — paragraph 3

Text proposed by the Commission

Amendment

3.   In cases where the data submitted by a Member States in accordance with paragraph 2 is based on estimates for a stock or group of stocks, the Member State shall provide to the Commission the corrected quantities established on the basis of landing declarations as soon as available and no later than 12 months after the date of landing.

3.   In cases where the data submitted by a Member States in accordance with paragraph 2 is based on estimates for a stock or group of stocks, the Member State shall provide to the Commission the corrected quantities established on the basis of landing declarations as soon as available and no later than three months after the date of landing.

Amendment 129

Proposal for a regulation

Article 1 — paragraph 1 — point 27

Regulation (EC) No 1224/2009

Article 33 — paragraph 4

Text proposed by the Commission

Amendment

4.   In the case where a Member State detects inconsistencies between the information submitted to the Commission in accordance with paragraphs 2 and 3 and the results of the validation performed in accordance with Article 109, the Member State shall provide to the Commission the corrected quantities established on the basis of that validation as soon as available and no later than 3 months after the date of landing.

4.   In the case where a Member State detects inconsistencies between the information submitted to the Commission in accordance with paragraphs 2 and 3 and the results of the validation performed in accordance with Article 109, it shall verify and cross-check data so as to correct such inconsistencies. In addition, the Member State shall provide to the Commission the corrected quantities established on the basis of that validation as soon as available and no later than 3 months after the date of landing.

Amendment 130

Proposal for a regulation

Article 1 — paragraph 1 — point 27

Regulation (EC) No 1224/2009

Article 33 — paragraph 6 a (new)

Text proposed by the Commission

Amendment

 

6a.     Catches taken in the framework of scientific research may be donated to social projects, including providing food for homeless people.

Amendment 131

Proposal for a regulation

Article 1 — paragraph 1 — point 28

Regulation (EC) No 1224/2009

Article 34 — paragraph 1

Text proposed by the Commission

Amendment

The Commission may request a Member State to submit more detailed and more frequent information than provided for in Article 33 in the case it is established that 80 % of a quota for a stock or group of stocks is deemed to be exhausted.”

1.

A Member State shall inform the Commission, without delay, when it establishes that:

 

(a)

80 % of the catches of a stock or group of stocks subject to a quota related to fishing vessels flying its flag has been exhausted; or

 

(b)

80 % of the maximum allowable fishing effort related to a fishing gear or a specific fishery and to a corresponding geographical area and applicable to all or a part of the fishing vessels flying its flag has been reached.

 

In that case, the Commission may request more detailed and frequent information than that provided for under Article 33.

Amendment 132

Proposal for a regulation

Article 1 — paragraph 1 — point 28

Regulation (EC) No 1224/2009

Article 34 — paragraph 1 a (new)

Text proposed by the Commission

Amendment

 

1a.     The Commission may request a Member State to submit more detailed and more frequent information than provided for in Article 33 where it is established that 80 % of a quota for a stock or group of stocks is deemed to be exhausted, or 80 % of the maximum allowable fishing effort for a fishing gear or a specific fishery and a corresponding geographical area has been reached. In that case, the Member State shall provide the Commission with the information requested.

Amendment 134

Proposal for a regulation

Article 1 — paragraph 1 — point 35

Regulation (EC) No 1224/2009

Article 39a — paragraph 1 — point a

Text proposed by the Commission

Amendment

(a)

the vessels are equipped with propulsive engines with certified engine power exceeding 221 kilowatts; or

(a)

the vessels are equipped with propulsive engines with certified engine power exceeding 221 kilowatts; and

Amendment 135

Proposal for a regulation

Article 1 — paragraph 1 — point 35

Regulation (EC) No 1224/2009

Article 39a — paragraph 1 — point b

Text proposed by the Commission

Amendment

(b)

the vessels are equipped with propulsive engines with certified engine power between 120 and 221 kilowatts and operate in areas subject to effort regimes or restrictions on engine power.

(b)

the vessels operate in areas subject to fishing effort regimes or restrictions on engine power.

Amendment 136

Proposal for a regulation

Article 1 — paragraph 1 — point 35

Regulation (EC) No 1224/2009

Article 39 a — paragraph 1 a (new)

Text proposed by the Commission

Amendment

 

1a.     In addition, Member States shall ensure that vessels having committed an infringement related to the manipulation of an engine in order to increase the power of the vessel above the maximum continuous engine power indicated on the engine certificate are equipped with permanently installed devices that measure and record engine power.

Amendment 137

Proposal for a regulation

Article 1 — paragraph 1 — point 35

Regulation (EC) No 1224/2009

Article 39a — paragraph 2

Text proposed by the Commission

Amendment

2.   The devices referred to in paragraph 1, in particular permanently affixed shaft strain gauges and revolution counters, shall ensure the continuous measurement of propulsive engine power in kilowatts.

2.   The devices referred to in paragraph 1, in particular permanently affixed shaft strain gauges and revolution counters, shall ensure the continuous measurement and recording of propulsive engine power in kilowatts.

Amendment 138

Proposal for a regulation

Article 1 — paragraph 1 — point 35 a (new)

Regulation (EC) No 1224/2009

Article 40 — paragraph 3

Present text

Amendment

 

(35a)

In Article 40, paragraph 3is replaced by the following:

3.   Member States’ competent authorities may assign the certification of engine power to classification societies or to other operators having the necessary expertise for the technical examination of engine power. Those classification societies or other operators shall only certify a propulsion engine as not being capable of exceeding the officially stated power if there is no possibility to increase the performance of the propulsion engine above the certified power.

‘3.   Member States’ competent authorities may assign the certification of engine power to classification societies or to other operators having the necessary expertise for the technical examination of engine power. Those classification societies or other operators shall only certify a propulsion engine as not being capable of exceeding the officially stated power if there is no possibility to increase the performance of the propulsion engine above the certified power. Those certification societies and other operators shall be responsible for the accuracy of the certifications.’

Amendment 139

Proposal for a regulation

Article 1 — paragraph 1 — point 36

Regulation (EC) No 1224/2009

Article 40 — paragraph 6

Text proposed by the Commission

Amendment

6.   The Commission may, by means of implementing acts, lay down detailed rules concerning the certification of propulsion engine power. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 119(2).;

6.   The Commission is empowered to adopt delegated acts in accordance with Article 119a laying down detailed rules concerning the certification of propulsion engine power.;

Amendment 140

Proposal for a regulation

Article 1 — paragraph 1 — point 37

Regulation (EC) No 1224/2009

Article 41 — paragraph 1 a (new)

Text proposed by the Commission

Amendment

 

Member States shall verify the accuracy and consistency of the data on engine power and tonnage, using all available information related to the technical characteristics of the vessel concerned.

Amendment 141

Proposal for a regulation

Article 1 — paragraph 1 — point 37

Regulation (EC) No 1224/2009

Article 41 — paragraph 2 a (new)

Text proposed by the Commission

Amendment

 

Member States shall inform the Commission, as part of the report referred to in Article 118, of the results of the checks referred to in this Article and of the measures taken where the engine power or tonnage of the fishing vessel is greater than that declared in the fishing licence or in the Union or national fleet register.

Amendment 142

Proposal for a regulation

Article 1 — paragraph 1 — point 39 a (new)

Regulation (EC) No 1224/2009

Article 44

Present text

Amendment

 

(39a)

Article 44 is replaced by the following:

Article 44

‘Article 44

Separate stowage of demersal catches subject to multiannual plans

Separate stowage of demersal catches subject to multiannual plans

1.   All catches of demersal stocks subject to a  multiannual plan retained on board a Union fishing vessel of 12 metres’ length overall or more shall be placed in boxes, compartments or containers separately for each of such stocks in such a way that they are identifiable from other boxes, compartments or containers.

1.   All catches of target demersal stocks subject to a  recovery plan , specific control and inspection programs adopted pursuant to Article 95 including provisions on separate stowage, or specific control measures as defined in multiannual plans, retained on board a Union fishing vessel of 12 metres’ length overall or more shall be placed in boxes, compartments or containers separately for each of such stocks in such a way that they are identifiable from other boxes, compartments or containers.

2.   Masters of Union fishing vessels shall keep the catches of demersal stocks subject to a multiannual plan according to a stowage plan that describes the location of the different species in the holds.

2.   Masters of Union fishing vessels shall keep the catches of demersal stocks referred to in paragraph 1 according to a stowage plan describing the location of the different species in the holds.

3.   It shall be prohibited to retain on board a Union fishing vessel in any box, compartment or container any quantity of catches of demersal stocks subject to a multiannual plan mixed with any other fisheries product.

3.   It shall be prohibited to retain on board a Union fishing vessel in any box, compartment or container any quantity of catches of demersal stocks referred to in paragraph 1 mixed with any other fisheries product.’

Amendment 143

Proposal for a regulation

Article 1 — paragraph 1 — point 42 — point a

Regulation (EC) No 1224/2009

Article 48 — paragraph 3

Text proposed by the Commission

Amendment

3.   If the lost gear cannot be retrieved, the Master of the vessel shall include the information on the lost gear in the logbook pursuant to Article 14(3). The competent authority of the flag Member State shall inform the competent authority of the coastal Member State.

3.   If the lost gear cannot be retrieved, the Master of the vessel shall include the information on the lost gear in the logbook pursuant to Article 14(3). The competent authority of the flag Member State shall without delay inform the competent authority of the coastal Member State.

Amendment 144

Proposal for a regulation

Article 1 — paragraph 1 — point 42 — point b

Regulation (EC) No 1224/2009

Article 48 — paragraph 5

Text proposed by the Commission

Amendment

5.   Member States shall collect and record information concerning lost gears and provide this information to the Commission upon request .

5.   Member States shall collect and record all the information concerning lost gears referred to in paragraph 3 and provide this information to the Commission and to the European Fisheries Control Agency .

 

The European Fisheries Control Agency shall forward that information to the European Maritime Safety Agency and the European Environmental Agency, in the context of their enhanced cooperation.

 

The Union register of infringements established pursuant to Article 93(1) shall list items of gear lost at sea and shall ensure the recording of information and the availability of that information for Member States and the European Fisheries Control Agency.

 

The information shall be transmitted electronically and without delay. The Commission is empowered to adopt delegated acts in accordance with Article 119a supplementing this Regulation by further specifying the rules governing the transmission of information.

Amendment 145

Proposal for a regulation

Article 1 — paragraph 1 — point 43

Regulation (EC) No 1224/2009

Article 50 — title

Text proposed by the Commission

Amendment

Control of fishing restricted areas

Control of fishing restricted areas and marine protected areas

Amendment 146

Proposal for a regulation

Article 1 — paragraph 1 — point 43

Regulation (EC) No 1224/2009

Article 50 — paragraph 1

Text proposed by the Commission

Amendment

1.   Fishing activities in fishing restricted areas located in Union waters shall be controlled by the coastal Member State. The coastal Member State shall have a system to detect and record the fishing vessels’ entry into, transit through and exit from fishing restricted areas under its jurisdiction or sovereignty.

1.   Fishing activities in fishing restricted areas and marine protected areas located in Union waters shall be controlled by the coastal Member State. The coastal Member State shall have a system to detect and record the fishing vessels’ entry into, transit through and exit from fishing restricted areas and marine protected areas under its jurisdiction or sovereignty.

Amendment 147

Proposal for a regulation

Article 1 — paragraph 1 — point 43

Regulation (EC) No 1224/2009

Article 50 — paragraph 2

Text proposed by the Commission

Amendment

2.   Fishing activities of Union fishing vessels in fishing restricted areas located in high seas or in third country waters shall be controlled by the flag Member States.

2.   Fishing activities of Union fishing vessels in fishing restricted areas and marine protected areas located in high seas or in third country waters shall be controlled by the flag Member States.

Amendment 148

Proposal for a regulation

Article 1 — paragraph 1 — point 43

Regulation (EC) No 1224/2009

Article 50 — paragraph 3 — introductory part

Text proposed by the Commission

Amendment

3.   Transit through a fishing restricted area is allowed for all fishing vessels that are not authorised to fish in such areas subject to the following conditions:

3.   Transit through a fishing restricted area or marine protected area is allowed for all fishing vessels that are not authorised to fish in such areas subject to the following conditions:

Amendment 149

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 1 — subparagraph 1

Text proposed by the Commission

Amendment

Member States shall ensure that recreational fisheries on their territory and in Union waters are conducted in a manner compatible with the objectives and rules of the common fisheries policy.

Member States shall ensure that recreational fisheries on their territory and in Union waters are conducted in a manner compatible with the objectives and rules of the common fisheries policy and with Union conservation measures, including those adopted as part of multiannual plans .

Amendment 150

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 1 — subparagraph 2 — point a

Text proposed by the Commission

Amendment

(a)

put in place a registration or a licensing system monitoring the number of natural and legal persons involved in recreational fisheries; and

(a)

building on already existing practices in Member States, put in place a registration or a licensing system monitoring the number of natural and legal persons involved in recreational fisheries , together with an appropriate system of sanctions for non-compliance, informing applicants for such licences about the Union conservation measures to be applied in the area, including catch restrictions and arrangements governing sanctions ; and

Amendment 151

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 1 — subparagraph 2 — point b

Text proposed by the Commission

Amendment

(b)

collect data on catches from such fisheries through catch reporting or other data collection mechanisms based on a methodology which shall be notified to the Commission .

(b)

collect data on catches from such fisheries through a simple, free of charge, harmonised electronic form or application .

Amendment 152

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 2 — introductory part

Text proposed by the Commission

Amendment

2.   As regards stocks, groups of stocks and species that are subject to Union conservation measures applicable to recreational fisheries, Member States shall

2.   As regards stocks, groups of stocks and species that are subject to Union conservation measures applicable to recreational fisheries, including additional conservation measures adopted as part of multiannual plans, Member States shall:

Amendment 153

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 2 — point a

Text proposed by the Commission

Amendment

(a)

ensure that natural and legal persons involved in recreational fisheries for such stocks or species record and send catch declarations electronically to the competent authorities on a daily basis or after each fishing trip; and

(a)

ensure that natural and legal persons involved in recreational fisheries for such stocks or species receive clear information on applicable Union conservation measures, record and send catch declarations electronically to the competent authorities on a daily basis or after each fishing trip; and

Amendment 342

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 3 a (new)

Text proposed by the Commission

Amendment

 

3 a.     The master of a fishing vessel used in pesca-tourism shall, before each occasion where the fishing vessel is used for that specific purpose, notify the competent authorities accordingly. Article 15 shall not apply.

Amendment 154

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 4

Text proposed by the Commission

Amendment

4.     National control programmes referred to in Article 93a shall include specific control activities concerning the recreational fisheries.

deleted

Amendment 155

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 5 — subparagraph 1 — introductory part

Text proposed by the Commission

Amendment

The Commission may, by way of implementing acts, adopt detailed rules concerning:

The Commission is empowered to adopt delegated acts, in accordance with Article 119a, supplementing this Regulation by laying down detailed rules concerning:

Amendment 343

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 5 — point a a (new)

Text proposed by the Commission

Amendment

 

(a a)

the notification by the master of a fishing vessel as referred to in paragraph 3a,

Amendment 156

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 5 — subparagraph 1 — point b

Text proposed by the Commission

Amendment

(b)

the collection of data and the recording and submission of the catch data,

(b)

the collection of data and the recording and submission of the catch data through a simple , free of charge and harmonised electronic form or application;

Amendment 157

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 5 — subparagraph 1 — point c

Text proposed by the Commission

Amendment

(c)

the tracking of vessels used for recreational fisheries , and

(c)

the tracking of a vessel used for pesca-tourism and recreational fishing charter vessels ; and

Amendment 158

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 5 — subparagraph 1 — point d

Text proposed by the Commission

Amendment

(d)

the control and marking of gears used for recreational fisheries.

(d)

the control and marking of gears used for recreational fisheries in a simple and proportionate manner .

Amendment 159

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 5 — subparagraph 2

Text proposed by the Commission

Amendment

Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 119(2).

deleted

Amendment 160

Proposal for a regulation

Article 1 — paragraph 1 — point 44

Regulation (EC) No 1224/2009

Article 55 — paragraph 6

Text proposed by the Commission

Amendment

6.   This Article shall apply to any recreational fishing activities, including fishing activities organised by commercial entities in the tourism sector and in the sector of sport competition.

6.   This Article shall apply to any recreational fishing activities , such as those performed with the support of a vessel, diving or on foot with the use of any catching or harvesting method , including fishing activities organised by commercial entities in the tourism sector and the sector of sport competition , as well as in the context of pesca-tourism and with recreational fishing charter vessels .

Amendment 161

Proposal for a regulation

Article 1 — paragraph 1 — point 44 a (new)

Regulation (EC) No 1224/2009

Chapter V a (new)

Text proposed by the Commission

Amendment

 

(44a)

In Title IV, the following chapter is added:

‘CHAPTER Va

Control of fishing without vessels

Article 55a

Fishing without vessels

1.     Member States shall ensure that fishing without vessels on their territory is conducted in a manner compatible with the objectives and rules of the common fisheries policy.

2.     To that end, Member States shall put in place a registration or licensing system monitoring the number of natural and legal persons engaged in fishing without vessels.’

Amendment 332

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Art 56 — paragraph 1

Text proposed by the Commission

Amendment

1.   Each Member State shall be responsible for controlling on its territory the application of the rules of the common fisheries policy at all stages of marketing of fishery and aquaculture products, from their placing on the market to the retail sale, including transport. Member States shall in particular take measures to ensure that the use of fishery products below the applicable minimum conservation reference size that are subject to the landing obligation set out in Article 15 of Regulation (EU) No 1380/2013 is restricted to purposes other than direct human consumption.

1.   Each Member State shall be responsible for controlling on its territory the application of the rules of the common fisheries policy at all stages of marketing of fishery and aquaculture products, from their placing on the market to the retail sale, including the HORECA sector and transport. Member States shall in particular take measures to ensure that the use of fishery products below the applicable minimum conservation reference size that are subject to the landing obligation set out in Article 15 of Regulation (EU) No 1380/2013 is restricted to purposes other than direct human consumption. By way of derogation from Article 15(11) of Regulation (EU) No 1380/2013, in the interests of social solidarity and in order to reduce wastage, products from fish under the relevant minimum conservation reference sizes that are subject to a landing obligation may be donated for charitable and/or social purposes. That derogation shall not result in the creation of a market for catches below the minimum conservation reference size.

Amendment 163

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 1

Text proposed by the Commission

Amendment

1.   Fishery and aquaculture products from catching or harvesting shall be put into lots prior to placing on the market.

1.   Fishery and aquaculture products shall be put into lots prior to placing on the market.

Amendment 164

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 2

Text proposed by the Commission

Amendment

2.    A lot shall only contain fishery or aquaculture products of a single species, of the same presentation and coming from the same relevant geographical area and from the same fishing vessel, or group of fishing vessels, or coming from the same aquaculture production unit.

2.    For the purpose of placing fishery or aquaculture products on the market, for products falling under Chapter 3 of the Combined Nomenclature established by Council Regulation (EEC) No 2658/87, each lot shall consist of a single species, of the same presentation and coming from the same relevant geographical area and from the same fishing vessel, or group of fishing vessels, or coming from the same aquaculture production unit.

Amendment 165

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 3

Text proposed by the Commission

Amendment

3.    By way of derogation from paragraph 2, quantities of fishery products totalling less than 30kg of fishery products of several species and coming from the same relevant geographical area and of the same presentation, per vessel and per day, may be put into the same lot by the operator of the fishing vessel, the producer organisation of which the operator of the fishing vessel is a member or by a registered buyer, prior to the placing on the market.

3.    Notwithstanding paragraph 2, quantities of fishery products totalling less than 30kg of fishery products of several species and coming from the same relevant geographical area and of the same presentation, per vessel and per day, may be put into the same batch by the operator of the fishing vessel, the producer organisation of which the operator of the fishing vessel is a member , by the fisheries auction or by the registered buyer, prior to the placing on the market.

Amendment 166

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 4 a (new)

Text proposed by the Commission

Amendment

 

4a.     By way of derogation from Article 15(11) of Regulation (EU) No 1380/2013, in the interests of social solidarity and in order to reduce wastage, fish under the relevant minimum conservation reference sizes may be used for charitable and/or social purposes.

Amendment 167

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 5 — introductory part

Text proposed by the Commission

Amendment

5.   After the placing on the market, a lot of fishery or aquaculture products may only be merged with another lot or split, if the lot created by merging or the lots created by splitting meet the following conditions:

5.   After the placing on the market, a lot of fishery or aquaculture products may only be merged with another lot or split, if the batch created by merging or the lots created by splitting meet the following conditions:

Amendment 168

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 5 — point a

Text proposed by the Commission

Amendment

(a)

they contain fishery or aquaculture products of a single species and of the same presentation;

deleted

Amendment 169

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 5 — point b

Text proposed by the Commission

Amendment

(b)

the traceability information listed in Article 58 paragraphs 5 and 6 is provided for the newly created lot (s) ;

(b)

the traceability information listed in Article 58 paragraphs 5 and 6 is provided for the newly created batch or lot;

Amendment 170

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 5 — point c

Text proposed by the Commission

Amendment

(c)

the operator responsible for placing the newly created lot on the market is able to provide the information concerning the composition of the newly created lot, in particular the information relating to each of the lots of fishery or aquaculture products which it contains and the quantities of fishery or aquaculture products coming from each of the lots forming the new lot .

(c)

the operator responsible for making the fishery or aquaculture products of the newly created batch or lot available on the market is able to provide the information concerning the composition of the newly created batch or lot, in particular the information relating to each of the lots of fishery or aquaculture products which it contains , including the species and their origin .

Amendment 171

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 56a — paragraph 6

Text proposed by the Commission

Amendment

6.   This Article shall only apply to fishery and aquaculture products falling under Chapter 3 and under headings 1604 and 1605 of Chapter 16 of the Combined Nomenclature established by Council Regulation (EEC) No 2658/87*.

6.    Without prejudice to paragraph 2, this Article shall apply to fishery and aquaculture products falling under Chapter 3 and under headings 1604 and 1605 of Chapter 16 of the Combined Nomenclature established by Council Regulation (EEC) No 2658/87*.

Amendment 172

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 57 — paragraph 2

Text proposed by the Commission

Amendment

2.   Checks may take place at all stages in the supply chain including transport. In the case of products to which common marketing standards apply only at the placing on the market, checks carried out at further stages in the supply chain can be of a documentary nature.

2.   Checks may take place at all stages in the supply chain, including transport and catering . In the case of products to which common marketing standards apply only at the placing on the market, checks carried out at further stages in the supply chain can be of a documentary nature.

Amendment 173

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 1

Text proposed by the Commission

Amendment

1.   Without prejudice to traceability requirements set out in Regulation (EC) No 178/2002, lots of fishery or aquaculture products shall be traceable at all stages of production, processing and distribution, from catching or harvesting to retail stage, including fisheries and aquaculture products which are destined for export.

1.   Without prejudice to traceability requirements set out in Regulation (EC) No 178/2002, lots and batches of fishery or aquaculture products shall be traceable at all stages of production, processing and distribution, from catching or harvesting to retail stage, including fisheries and aquaculture products which are destined for export.

Amendment 174

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 2

Text proposed by the Commission

Amendment

2.   Operators at all stages of production, processing and distribution, from catching or harvesting to retail stage, shall ensure that for each lot of fishery or aquaculture products, the information listed in paragraphs 5 and 6:

2.   Operators at all stages of production, processing and distribution, from catching or harvesting to retail stage, shall ensure that for each lot or batch of fishery or aquaculture products, the information listed in paragraphs 5 and 6:

Amendment 175

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 3

Text proposed by the Commission

Amendment

3.   Lots of fishery and aquaculture products placed on the market or likely to be placed on the market in the Union, or exported or likely to be exported, shall be adequately marked or labelled to ensure the traceability of each lot.

3.   Lots and batches of fishery and aquaculture products placed or made available on the market or likely to be placed or made available on the market in the Union, or exported or likely to be exported, shall be adequately marked or labelled to ensure the traceability of each lot.

Amendment 176

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 4

Text proposed by the Commission

Amendment

4.   Member States shall check that operators have in place digitalised systems and procedures to identify any operator from whom they have been supplied with lots of fishery and aquaculture products and to whom these products have been supplied. This information shall be made available to the competent authorities on demand.

4.   Member States shall check that operators have in place digitalised systems and procedures to identify any operator from whom they have been supplied with lots or batches of fishery and aquaculture products and to whom these products have been supplied. This information shall be made available to the competent authorities on demand.

Amendment 177

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 5 — introductory part

Text proposed by the Commission

Amendment

5.   Information on lots of fishery and aquaculture products, except products imported into the Union, the information referred to in paragraph 2 shall include:

5.   Information on lots or batches of fishery and aquaculture products, except products imported into the Union, the information referred to in paragraph 2 shall include:

Amendment 178

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 5 — point c

Text proposed by the Commission

Amendment

(c)

the FAO alpha-3 code of the species and the scientific name;

(c)

the FAO alpha-3 code of the species, the scientific name and the commercial common name ;

Amendment 179

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 5 — point f

Text proposed by the Commission

Amendment

(f)

the date of catches for fishery products or date of harvest for aquaculture products, and the date of production where applicable;

(f)

the date of catches or unloading of catches for fishery products or date of harvest for aquaculture products, or the date of production where applicable;

Amendment 180

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 6 — introductory part

Text proposed by the Commission

Amendment

6.   Information on lots of fishery and aquaculture products imported into the Union, the information referred to in paragraph 2 shall include:

6.   Information on lots or batches of fishery and aquaculture products imported into the Union, the information referred to in paragraph 2 shall include:

Amendment 181

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 6 — point d

Text proposed by the Commission

Amendment

(d)

the relevant geographical area(s) for fishery products caught at sea, or the catch or production area as defined in Article 38(1) of Regulation (EU) No 1379/2013 for fishery products caught in freshwater and aquaculture products;

(d)

the relevant geographical area(s) for fishery products caught at sea reported according to the FAO statistical area/sub area/division where the catch was taken and indication of whether the catch was taken on the high seas, in the regulatory area of a regional fisheries management organisation (RFMO) or within an EEZ , or the catch or production area as defined in Article 38(1) of Regulation (EU) No 1379/2013 for fishery products caught in freshwater and aquaculture products;

Amendment 182

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 6 — point h a (new)

Text proposed by the Commission

Amendment

 

(ha)

for fishery products caught at sea, the IMO number or other unique vessel identification (if an IMO number is not applicable) of the catching vessel.

Amendment 183

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 7

Text proposed by the Commission

Amendment

7.   Member States may exempt from the requirements set out in this Article small quantities of products sold directly from fishing vessels to consumers, provided that these do not exceed 5kg of fishery product per consumer per day.

7.   Member States may exempt from the requirements set out in this Article small quantities of products sold from fishing vessels by the master or a representative of the master directly to consumers and which are not subsequently marketed but used only for private consumption , provided that those quantities do not exceed 5 kg of fishery product per consumer per day.

Amendment 184

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 9

Text proposed by the Commission

Amendment

9.   This Article shall only apply to fishery and aquaculture products falling under Chapter 3 and under headings 1604 and 1605 of Chapter 16 of the Combined Nomenclature established by Council Regulation (EEC) No 2658/87*.

9.   This Article shall apply to fishery and aquaculture products falling under Chapter 3 and under headings 1604 and 1605 of Chapter 16 of the Combined Nomenclature established by Council Regulation (EEC) No 2658/87*.

Amendment 185

Proposal for a regulation

Article 1 — paragraph 1 — point 46

Regulation (EC) No 1224/2009

Article 58 — paragraph 10

Text proposed by the Commission

Amendment

10.   This article shall not apply to ornamental fish, crustaceans and molluscs.

10.   This Article shall not apply to ornamental fish, crustaceans, molluscs and algae .

Amendment 186

Proposal for a regulation

Article 1 — paragraph 1 — point 48

Regulation (EC) No 1224/2009

Article 59a — paragraph 1 a (new)

Text proposed by the Commission

Amendment

 

1a.     When products which have been weighed immediately after landing are not sold on the same day, a margin of tolerance of 10 % between the landing weight and the sale weight shall be allowed. That margin of tolerance applies only in cases in which the fresh product is stored in the facilities of authorised agents, legalised through a collection document, for sale on subsequent days.

Amendment 187

Proposal for a regulation

Article 1 — paragraph 1 — point 48

Regulation (EC) No 1224/2009

Article 59a — paragraph 2

Text proposed by the Commission

Amendment

2.    Before registration of an operator to perform the weighing of fishery products , Member States shall ensure that the operator is competent and adequately equipped to carry out weighing activities. Member States shall also have a system in place by which operators that no longer comply with the conditions for carrying out weighing activities, are no longer registered .

2.    By way of derogation from paragraph 1 , Member States may permit fisheries products to be weighed on board the fishing vessel subject to a sampling plan as referred to in Article 60(1) .

Amendment 188

Proposal for a regulation

Article 1 — paragraph 1 — point 48

Regulation (EC) No 1224/2009

Article 59a — paragraph 3 a (new)

Text proposed by the Commission

Amendment

 

3a.     Registered buyers, registered auctions or other bodies or persons which are responsible for the first marketing of fisheries products in a Member State shall be responsible for the accuracy of the weighing operation unless, in accordance with paragraph 2, the weighing takes place on board a fishing vessel, in which case it shall be the master’s responsibility.

Amendment 189

Proposal for a regulation

Article 1 — paragraph 1 — point 48

Regulation (EC) No 1224/2009

Article 59a — paragraph 4

Text proposed by the Commission

Amendment

4.     The Commission is empowered to adopt delegated acts in accordance with Article 119a concerning the criteria for the registration of operators entitled to perform the weighing of fisheries products, and the content of the weighing records."

deleted

Amendment 190

Proposal for a regulation

Article 1 — paragraph 1 — point 48

Regulation (EC) No 1224/2009

Article 59a — paragraph 4 a (new)

Text proposed by the Commission

Amendment

 

4a.     The competent authorities of a Member State may require that any quantity of fisheries products first landed in that Member State is weighed in the presence of officials before being transported elsewhere from the place of landing.

Amendment 191

Proposal for a regulation

Article 1 — paragraph 1 — point 49

Regulation (EC) No 1224/2009

Article 60 — paragraph 1 — subparagraph 1 a (new)

Text proposed by the Commission

Amendment

 

By way of derogation from the first subparagraph, Member States may adopt Commission-approved sampling plans in accordance with the methodology referred to in paragraph 6, establishing the quantities and places for fisheries products to be weighed. In accordance with that plan, Member States may permit fisheries products to be weighed:

 

(a)

on landing;

 

(b)

on board the fishing vessel; and/or

 

(c)

after transport to a destination on the territory of the Member State where the landing took place.

Amendment 192

Proposal for a regulation

Article 1 — paragraph 1 — point 49

Regulation (EC) No 1224/2009

Article 60 — paragraph 3

Text proposed by the Commission

Amendment

3.   The figure from the weighing record shall be transmitted to the master and shall be used for the completion of the landing declaration and the transport document.

3.   The figure from the weighing record shall immediately be transmitted to the master and shall be used for the completion of the landing declaration and the transport document.

Amendment 193

Proposal for a regulation

Article 1 — paragraph 1 — point 49

Regulation (EC) No 1224/2009

Article 60 — paragraph 4

Text proposed by the Commission

Amendment

4.   The competent authorities of a Member State may require that any quantity of fishery products first landed in that Member State is weighed by, or weighed in the presence of officials before being transported elsewhere from the place of landing.

4.   The competent authorities of a Member State may require that any quantity of fishery products first landed in that Member State is weighed by, or in the presence of officials, before being transported elsewhere from the place of landing. Without prejudice to paragraph 5, those quantities of fishery products shall not be required to be weighed again.

Amendment 194

Proposal for a regulation

Article 1 — paragraph 1 — point 49

Regulation (EC) No 1224/2009

Article 60 — paragraph 5 — point c

Text proposed by the Commission

Amendment

(c)

In the case of fishery products destined for human consumption: a second weighing per species of fisheries products is performed by a registered weigher. That second weighing may take place, after transport, at an auction centre, at the premises of a registered buyer or producer organisation. The result of that second weighing shall be transmitted to the master.

(c)

In the case of fishery products destined for human consumption: a second weighing per species of fisheries products is performed by a registered weigher. That second weighing may take place, after transport, at an auction centre, at the premises of a registered buyer or producer organisation. The result of that second weighing shall immediately be transmitted to the master.

Amendment 195

Proposal for a regulation

Article 1 — paragraph 1 — point 49

Regulation (EC) No 1224/2009

Article 60 — paragraph 5 a (new)

Text proposed by the Commission

Amendment

 

5a.     By way of derogation from paragraph 1, the competent authorities of the Member State in which the fisheries products are landed may permit the transport before weighing of those products to registered buyers, registered auctions or other bodies or persons, which are responsible for the placing on the market of fisheries products in another Member State. That permission shall be subject to a common control programme between the Member States concerned as referred to in Article 94, which has been approved by the Commission and based on the risk-based methodology adopted by the Commission in accordance with paragraph 6.

Amendment 196

Proposal for a regulation

Article 1 — paragraph 1 — point 49

Regulation (EC) No 1224/2009

Article 60 — paragraph 5 b (new)

Text proposed by the Commission

Amendment

 

5b.     By way of derogation from paragraph 1, fishing vessels landing outside Union territory may weigh fisheries products after transport from the place of landing provided that the flag Member State has adopted a Commission-approved control plan based on the risk-based methodology adopted by the Commission in accordance with paragraph 6.

Amendment 197

Proposal for a regulation

Article 1 — paragraph 1 — point 49

Regulation (EC) No 1224/2009

Article 60 — paragraph 6

Text proposed by the Commission

Amendment

6.   The Commission may, by way of implementing acts, determine a risk-based methodology for the establishment of the sampling plans referred to in paragraph 5(b) and approve those plans. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 119(2).

6.   The Commission may, by way of implementing acts, determine a risk-based methodology for the establishment of the sampling plans referred to in paragraphs 1 and 5(b) and approve those plans. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 119(2).

Amendment 198

Proposal for a regulation

Article 1 — paragraph 1 — point 50

Regulation (EC) No 1224/2009

Article 60a — paragraph 2 — point c

Text proposed by the Commission

Amendment

(c)

the information of competent authorities before entering into port;

(c)

the information to be sent to competent authorities before entering into port;

Amendment 199

Proposal for a regulation

Article 1 — paragraph 1 — point 52

Regulation (EC) No 1224/2009

Article 62 — paragraph 1

Text proposed by the Commission

Amendment

1.   Registered buyers, registered auctions or other bodies or persons authorised by Member States which are responsible for placing on the market of fishery products landed in a Member State, shall record by electronic means the information referred to in Article 64(1) and shall submit by electronic means, within 24 hours after the placing on the market, a sales note containing such information to the competent authorities of the Member State in whose territory the first sale takes place. The accuracy of the sales note shall be the responsibility of these buyers, auctions, bodies or persons.

1.   Registered buyers, registered auctions or other bodies or persons authorised by Member States which are responsible for placing on the market of fishery products landed in a Member State, shall record by electronic means the information referred to in Article 64(1) and shall submit by electronic means, within 48 hours after the placing on the market, a sales note containing such information to the competent authorities of the Member State in whose territory the first sale takes place. The accuracy of the sales note shall be the responsibility of these buyers, auctions, bodies or persons.

Amendment 200

Proposal for a regulation

Article 1 — paragraph 1 — point 54

Regulation (EC) No 1224/2009

Article 64 — paragraph 1 — introductory part

Text proposed by the Commission

Amendment

The sales notes referred to in Article 62 shall have a unique identification number and contain the following data:

The sales notes referred to in Article 62 shall be of a uniform format throughout the Union, shall have a unique identification number and contain the following data:

Amendment 201

Proposal for a regulation

Article 1 — paragraph 1 — point 54

Regulation (EC) No 1224/2009

Article 64 — paragraph 1 — point d

Text proposed by the Commission

Amendment

(d)

the FAO alpha-3 code of each species and the relevant geographical area in which the catches were taken;

(d)

the FAO alpha-3 code , scientific name and common commercial name of each species and the relevant geographical area in which the catches were taken;

Amendment 202

Proposal for a regulation

Article 1 — paragraph 1 — point 54

Regulation (EC) No 1224/2009

Article 66 — paragraph 3 — point d

Text proposed by the Commission

Amendment

(d)

the FAO alpha-3 code of each species and its relevant geographical area in which the catches were taken;

(d)

the FAO alpha-3 code , scientific name and commercial common name of each species and its relevant geographical area in which the catches were taken;

Amendment 203

Proposal for a regulation

Article 1 — paragraph 1 — point 56

Regulation (EC) No 1224/2009

Article 68 — paragraph 2

Text proposed by the Commission

Amendment

2.    Before the transport begins , the transporter shall transmit the transport document by electronic means to the competent authorities of the flag Member State, of the Member State of landing, the Member State(s) of transit, the Member State of destination of the fisheries product, as appropriate.

2.    Within 48 hours of loading , the transporter shall transmit the transport document by electronic means to the competent authorities of the flag Member State, of the Member State of landing, the Member State(s) of transit, and the Member State of destination of the fisheries product, as appropriate.

Amendment 204

Proposal for a regulation

Article 1 — paragraph 1 — point 56

Regulation (EC) No 1224/2009

Article 68 — paragraph 4 — point c

Text proposed by the Commission

Amendment

(c)

the FAO alpha-3 code of each species and the relevant geographical area in which the catches were taken;

(c)

the FAO alpha-3 code , scientific name and commercial common name of each species and the relevant geographical area in which the catches were taken;

Amendment 205

Proposal for a regulation

Article 1 — paragraph 1 — point 56

Regulation (EC) No 1224/2009

Article 68 — paragraph 4 — point d

Text proposed by the Commission

Amendment

(d)

the quantities of each species transported in kilograms in product weight, broken down by type of product presentation or , where appropriate, the number of individuals and where appropriate by places of destination;

(d)

the quantities of each species transported in kilograms in product weight, broken down by type of product presentation and, where appropriate, the number of individuals and, where appropriate, by places of destination.

 

A margin of tolerance of 5 % shall be permitted when the distance to be travelled is less than 500 km or the travel time is five hours or less; the margin of tolerance shall be 15 % when the distance and travel time is greater than that;

Amendment 206

Proposal for a regulation

Article 1 — paragraph 1 — point 56

Regulation (EC) No 1224/2009

Article 68 — paragraph 5

Text proposed by the Commission

Amendment

5.   The competent authorities of Member States may grant exemptions from the obligation set out in paragraph 1 if the fisheries products are transported within a port area or not more than 20  km from the place of landing.

5.   The competent authorities of Member States may grant exemptions from the obligation set out in paragraph 1 if the fisheries products are transported within a port area or not more than 50  km from the place of landing.

Amendment 207

Proposal for a regulation

Article 1 — paragraph 1 — point 56

Regulation (EC) No 1224/2009

Article 68 — paragraph 6 a (new)

Text proposed by the Commission

Amendment

 

6a.     The transport document may be replaced by a copy of the landing declaration or any equivalent document pertaining to the quantities transported only when that document contains the same information as indicated in paragraph 4.

Amendment 208

Proposal for a regulation

Article 1 — paragraph 1 — point 57 a (new)

Regulation (EC) No 1224/2009

Article 71 — paragraph 1 — point a

Present text

Amendment

 

(57a)

in Article 71(1), point (a) is replaced by the following:

(a)

sightings of fishing vessels by inspection vessels or surveillance aircrafts;

‘(a)

sightings of fishing vessels by inspection vessels, surveillance aircrafts or other surveillance means ;’

Amendment 209

Proposal for a regulation

Article 1 — paragraph 1 — point 57 b (new)

Regulation (EC) No 1224/2009

Article 71 — paragraph 3

Present text

Amendment

 

(57b)

in Article 71, paragraph 3 is replaced by the following:

3.   If the sighting or detection refers to a fishing vessel of another Member State or a third country and the information does not correspond to any other information that is available to the coastal Member State and if that coastal Member State is not in a position to undertake further action, it shall record its findings in a surveillance report and shall transmit that report without delay, if possible by electronic means, to the flag Member State or to the third country concerned. In case of a third country vessel, the surveillance report shall also be sent to the Commission or the body designated by it.

‘3.   If the sighting or detection refers to a fishing vessel of another Member State or a third country and the information does not correspond to any other information that is available to the coastal Member State and if that coastal Member State is not in a position to undertake further action, it shall record its findings in a surveillance report , the format of which shall be uniform throughout the Union, and shall transmit that report without delay, by electronic means, to the flag Member State or to the third country concerned. In case of a third country vessel, the surveillance report shall also be sent to the Commission or the body designated by it.’

Amendment 210

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point a

Regulation (EC) No 1224/2009

Article 73 — paragraph 1

Text proposed by the Commission

Amendment

1.   Where a Union control observer scheme has been established in accordance with the Treaty, control observers on board fishing vessels designated by Member States shall monitor the fishing vessel's compliance with the rules of the common fisheries policy. They shall fulfill all the tasks of the observer scheme and in particular record the vessel's fishing activities and examine relevant documents.

1.   Where a Union control observer scheme has been established in accordance with the Treaty, control observers on board fishing vessels designated by Member States shall monitor the fishing vessel's compliance with the rules of the common fisheries policy , with the rules applicable in the waters of the third country or in the high seas where the vessel is operating, including obligations related to technical measures and the protection of the marine environment . They shall fulfill all the tasks of the observer scheme and in particular record the vessel's fishing activities and examine relevant documents.

Amendment 211

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point a

Regulation (EC) No 1224/2009

Article 73 — paragraph 2 — point a

Text proposed by the Commission

Amendment

(a)

be certified and trained for their tasks by the Member States;

(a)

be certified and trained , in compliance with the rules of the common fisheries policy and the technical measures for the conservation of fishery resources and the protection of marine ecosystems, to carry out their tasks by the Member States;

Amendment 212

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point a

Regulation (EC) No 1224/2009

Article 73 — paragraph 2 — point a a (new)

Text proposed by the Commission

Amendment

 

(aa)

receive regular training which enables them to adapt to changes in Union rules;

Amendment 213

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point b a (new)

Regulation (EC) No 1224/2009

Article 73 — paragraph 5

Present text

Amendment

 

(ba)

paragraph 5 is replaced by the following:

5.   Control observers shall draw up an observer report , if possible electronically, and forward it without delay, using if deemed necessary electronic means of transmission on board the fishing vessel, to their competent authorities and to the competent authorities of the flag Member State. Member States shall insert the report in the database referred to in Article 78.

‘5.   Control observers shall draw up an observer report electronically and forward it without delay, using if deemed necessary electronic means of transmission on board the fishing vessel, to their competent authorities and to the competent authorities of the flag Member State. Member States shall insert the report in the database referred to in Article 78.’

Amendment 214

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point b b (new)

Regulation (EC) No 1224/2009

Article 73 — paragraph 6

Present text

Amendment

 

(bb)

paragraph 6 is replaced by the following:

6.   In the event that the observer report indicates that the vessel observed has engaged in fishing activities contrary to the rules of the common fisheries policy, the competent authorities referred to in paragraph 4 shall take all appropriate action to investigate the matter.

‘6.   In the event that the observer report indicates that the vessel observed has engaged in fishing activities contrary to the rules of the common fisheries policy, the rules applicable in the waters of the third country or in the high seas where the vessel is operating, the competent authorities referred to in paragraph 4 shall take all appropriate action to investigate the matter.’

Amendment 215

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point b c (new)

Regulation (EC) No 1224/2009

Article 73 — paragraph 7

Present text

Amendment

 

(bc)

paragraph 7 is replaced by the following:

7.   Masters of Community fishing vessels shall provide adequate accommodation for assigned control observers, facilitate their work and avoid interference with the discharge of their duties. Masters of Community fishing vessels shall also provide control observers access to relevant parts of the vessel, including the catch, and to the vessel’s documents including electronic files.

‘7.   Masters of Union fishing vessels shall provide adequate accommodation for assigned control observers, facilitate their work and avoid interference with the discharge of their duties. Masters of Union fishing vessels shall also provide control observers with access to relevant parts of the vessel, including the catch, and to the vessel’s documents including electronic files.’;

Amendment 216

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point b d (new)

Regulation (EC) No 1224/2009

Article 73 — paragraph 8

Present text

Amendment

 

(bd)

paragraph 8 is replaced by the following:

8.   All costs arising from the operation of control observers under this Article shall be borne by the flag Member States. Member States may charge those costs, in part or in full, to the operators of the fishing vessels flying their flags involved in the relevant fishery.

‘8.   All costs arising from the operation of control observers under this Article shall be borne by the flag Member States.’

Amendment 217

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point c

Regulation (EC) No 1224/2009

Article 73 — paragraph 9 — point b

Text proposed by the Commission

Amendment

(b)

format and content of observers reports;

(b)

format – which shall be the same throughout the Union – and content of observers reports;

Amendment 218

Proposal for a regulation

Article 1 — paragraph 1 — point 59 — point c

Regulation (EC) No 1224/2009

Article 73 — paragraph 9 — point f a (new)

Text proposed by the Commission

Amendment

 

(fa)

minimum Union training requirements for Union control observers.

Amendment 219

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 2

Text proposed by the Commission

Amendment

2.   Officials shall carry out their duties in accordance with Union law. They shall prepare and conduct inspections in a non-discriminatory manner at sea, in ports, during transport, on processing premises and along the supply chain of the fisheries products.

2.   Officials shall carry out their duties in accordance with Union law. They shall prepare and conduct inspections in a non-discriminatory manner at sea, along the shoreline, in ports, during transport, on processing premises and along the supply chain of the fisheries products.

Amendment 220

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 3 — point b

Text proposed by the Commission

Amendment

(b)

the legality of fishing gears used for the targeted species and for the catches kept on board and the equipment used for the retrieval of the fishing gears as referred to in Article 48;

(b)

the legality of fishing gears used for the targeted and by-catch species, for the catches kept on board and the equipment used for the retrieval of the fishing gears as referred to in Article 48;

Amendment 221

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 3 — point d

Text proposed by the Commission

Amendment

(d)

the markings of the vessels and gears;

(d)

the markings and identification of the vessels and gears;

Amendment 222

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 3 — point f

Text proposed by the Commission

Amendment

(f)

the use of CCTVs and other electronic monitoring devices;

(f)

the use of CCTVs , where applicable, and other electronic monitoring devices such as Full Documentation of Fisheries when it is admitted ;

Amendment 223

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 3 — point g

Text proposed by the Commission

Amendment

(g)

compliance with technical measures for the conservation of fishery resources and the protection of marine ecosystems.

(g)

compliance with the applicable technical measures for the conservation of fishery resources and the protection of marine ecosystems.

Amendment 224

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 4

Text proposed by the Commission

Amendment

4.   Officials shall be able to examine all relevant areas, decks and rooms. They shall also be able to examine catches, processed or not, nets or other gear , equipment, containers and packages containing fish or fisheries products and any relevant documents or electronic transmissions which they deem necessary to verify compliance with the rules of the common fisheries policy. They shall also be able to question persons deemed to have information on the matter that is the subject of the inspection.

4.   Officials shall be able to examine all relevant areas, decks and rooms. They shall also be able to examine catches, processed or not, fishing gear used and on board , equipment, containers and packages containing fish or fisheries products and any relevant documents or electronic transmissions which they deem necessary to verify compliance with the rules of the common fisheries policy. They shall also be able to question persons deemed to have information on the matter that is the subject of the inspection.

Amendment 225

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 4 a (new)

Text proposed by the Commission

Amendment

 

4a.     Inspectors shall receive the training necessary to perform the tasks assigned to them and shall be equipped with the tools necessary to conduct the inspections.

Amendment 226

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 5

Text proposed by the Commission

Amendment

5.   Officials shall conduct inspections in such manner as to cause the least disturbance or inconvenience to the vessel or transport vehicle and its activities, and to the storing, processing and marketing of the catch . They shall , as far as possible, prevent any degradation of the catch during the inspection.

5.   Officials shall conduct inspections in such manner as to cause the least disturbance or inconvenience to the vessel or transport vehicle and its activities, and to the storing, processing and marketing of the catch, in order to prevent any degradation of the catch during the inspection.

Amendment 227

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 6 — point b

Text proposed by the Commission

Amendment

(b)

the adoption by Member States of a risk-based approach for the selection of inspection targets;

(b)

the adoption by Member States of a risk-based approach for the selection of inspection targets and minimum frequency of inspections ;

Amendment 228

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 74 — paragraph 6 — point g

Text proposed by the Commission

Amendment

(g)

inspections at sea and in ports, transport inspections, and market inspection.

(g)

inspections at sea , along the shoreline and in ports, transport inspections, and market inspection.

Amendment 229

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 75 — paragraph 1

Text proposed by the Commission

Amendment

1.   The operator and the master shall cooperate with officials in the performance of their duties. They shall facilitate the safe access to the vessel, transport vehicle or room where the fisheries products are stored, processed or marketed. They shall ensure the safety of the officials and shall not obstruct, intimidate or interfere with the officials in the performance of their duties.

1.   The operator and the master shall cooperate with officials in the performance of their duties. They shall facilitate the safe access to the vessel, vessel holds, transport vehicle , containers or storage rooms where the fisheries products are stored, processed or marketed , or facilities where fishing gears are stored or repaired . They shall ensure the safety of the officials and shall not obstruct, intimidate or interfere with the officials in the performance of their duties.

Amendment 230

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 76 — paragraph 1 — subparagraph 1

Text proposed by the Commission

Amendment

Officials shall draw up an inspection report after each inspection and shall forward it to their competent authorities. Data contained in this report shall be recorded and transmitted by electronic means. In the case of the inspection of a fishing vessel flying the flag of another Member State, a copy of the inspection report shall be sent by electronic means and without delay to the flag Member State.

Officials shall draw up an inspection report after each inspection, based on an electronic form which contains the same information for all Member States, and shall forward it to their competent authorities , the European Fisheries Control Agency, and the operator or the master . Member States may include information additional to that contained in the common electronic form. Data contained in this report shall be recorded and transmitted by electronic means. In the case of the inspection of a fishing vessel flying the flag of another Member State, a copy of the inspection report shall be sent by electronic means and without delay to the flag Member State.

Amendment 231

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 76 — paragraph 1 — subparagraph 2

Text proposed by the Commission

Amendment

In the case of the inspection of a fishing vessel flying the flag of a third country, a copy of the inspection report shall be sent by electronic means and without delay to the competent authorities of the third country concerned and to the Commission in the case of detected serious infringements.

In the case of the inspection of a fishing vessel flying the flag of a third country, a copy of the inspection report shall be sent by electronic means and without delay to the competent authorities of the third country concerned , to the European Fisheries Control Agency, the operator and to the master and to the Commission in the case of detected serious infringements.

Amendment 232

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 76 — paragraph 1 — subparagraph 3

Text proposed by the Commission

Amendment

In case of an inspection carried out in the waters or ports under the jurisdiction of another Member State than the inspecting Member State or of a third country in accordance with international agreements, a copy of the inspection report shall be sent by electronic means and without delay to that Member State or that third country.

In case of an inspection carried out in the waters or ports under the jurisdiction of another Member State than the inspecting Member State or of a third country in accordance with international agreements, a copy of the inspection report shall be sent by electronic means and without delay to that Member State or that third country and to the European Fisheries Control Agency, the operator and to the master .

Amendment 233

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 76 — paragraph 3

Text proposed by the Commission

Amendment

3.   A copy of the inspection report shall be sent as soon as possible to the operator or to the master, and in any case no later than 15 working days after the completion of the inspection.

3.   A copy of the inspection report shall be sent , preferably by electronic means, as soon as possible to the operator or to the master, and in any case no later than 15 working days after the completion of the inspection.

Amendment 234

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 78 — paragraph 1

Text proposed by the Commission

Amendment

1.   Member States shall set up and keep up to date an electronic database where they upload all inspection reports and surveillance reports concerning the fishing vessels flying their flag drawn up by their officials or other Member States officials or third country officials, as well as other inspections reports and surveillance report drawn up by their officials.

1.   Member States shall set up and keep up to date electronic database which shall be publicly accessible with respect to non-confidential and non-sensitive information where they upload all inspection reports and surveillance reports concerning the fishing vessels flying their flag drawn up by their officials or other Member States officials or third country officials, as well as other inspections reports and surveillance report drawn up by their officials. The European Fisheries Control Agency shall centralise the Member States’ databases.

Amendment 235

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 79 — paragraph 2 a (new)

Text proposed by the Commission

Amendment

 

2a.     Union inspectors shall report to the authorities of the Member State or to the Commission any non-compliant fishing activity by fishing vessels flying the flag of a third country in international waters subject to requirements and/or recommendations issued by a regional international body.

Amendment 236

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 79 — paragraph 3 — point b a (new)

Text proposed by the Commission

Amendment

 

(ba)

the training of third country fisheries inspectors who provide support in the monitoring of Union vessels operating outside the Union.

Amendment 237

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 79 — paragraph 4 — point b

Text proposed by the Commission

Amendment

(b)

all information and documents which are needed to fulfil their tasks, in particular fishing logbooks, fishing licence, certification of engine power, CCTVs data, landing declarations, catch certificates, transhipment declarations, sales notes, and other relevant information and documents;

(b)

all information and documents which are needed to fulfil their tasks, in particular fishing logbooks, fishing licence, certification of engine power, data from electronic monitoring devices , landing declarations, catch certificates, transhipment declarations, sales notes, and other relevant information and documents;

Amendment 238

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 79 — paragraph 6 a (new)

Text proposed by the Commission

Amendment

 

6a.     The Commission is empowered to adopt delegated acts in accordance with Article 119a supplementing this Regulation by setting out the powers and duties of Union inspectors.

Amendment 239

Proposal for a regulation

Article 1 — paragraph 1 — point 60

Regulation (EC) No 1224/2009

Article 79 — paragraph 7 — point f a (new)

Text proposed by the Commission

Amendment

 

(fa)

minimum training requirements for Union inspectors, covering in-depth knowledge of the common fisheries policy as well as relevant Union environmental law.

Amendment 240

Proposal for a regulation

Article 1 — paragraph 1 — point 68

Regulation (EC) No 1224/2009

Article 88 — paragraph 3

Text proposed by the Commission

Amendment

3.   If the Member State of landing or transhipment no longer has a corresponding quota at its disposal, Article 37 shall apply. To that end the quantities of fish caught, landed or transhipped in the breach of the rules of the common fisheries policy shall be deemed equivalent to the amount of the prejudice suffered, as mentioned in that Article, by the flag Member State.

3.   If the Member State of landing or transhipment no longer has a corresponding quota at its disposal, Article 37 shall apply. To that end the quantities of fish caught , discarded , landed or transhipped in the breach of the rules of the common fisheries policy shall be deemed equivalent to the amount of the prejudice suffered, as mentioned in that Article, by the flag Member State.

Amendment 241

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 89 — paragraph 1

Text proposed by the Commission

Amendment

1.   Without prejudice to the powers of the Member States to initiate criminal proceedings and impose criminal sanctions, Member States shall lay down rules on administrative measures and sanctions and ensure that they are systematically applied, in conformity with their national law, against the natural person having committed or a legal person held liable for a breach of the rules of the common fisheries policy.

1.   Without prejudice to the powers of the Member States to initiate criminal proceedings and impose criminal sanctions, Member States shall lay down rules on administrative measures and sanctions and ensure that they are systematically applied, in conformity with their national law, against the natural person having committed or a legal person held liable for infringements resulting in a breach of the rules of the common fisheries policy.

 

In respect of each specific act of infringement as referred to in the first subparagraph, no more than one Member State may initiate proceedings or impose sanctions against the natural or legal person concerned.

Amendment 242

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 89a — paragraph 1

Text proposed by the Commission

Amendment

1.   Member States shall ensure that a natural person having committed or a legal person held liable for infringements of rules of common fisheries policy is punishable by effective, proportionate and dissuasive administrative sanctions.

1.   Member States shall ensure that a natural person having committed or a legal person held liable for infringements of rules of common fisheries policy is punishable by effective, proportionate and dissuasive criminal and/or administrative sanctions.

Amendment 243

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 89a — paragraph 3

Text proposed by the Commission

Amendment

3.   When determining these sanctions the Member States shall take into account, in particular, the gravity of the infringement, including the level of environmental damage done, the value of the prejudice to the fishing resources, the nature and extent of the infringement, its duration or repetition, or the accumulation of simultaneous infringements.

3.   When determining these sanctions the Member States shall take into account, in particular, the gravity of the infringement, including the level of environmental damage done, the value of the prejudice to the fishing resources, the nature and extent of the infringement, its duration or repetition, or the accumulation of simultaneous infringements. When setting the amount of those penalties, Member States shall also take the economic situation of the natural person concerned into account.

Amendment 244

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 89a — paragraph 4

Text proposed by the Commission

Amendment

4.   Member States may apply a system whereby a fine is proportionate to the turnover of the legal person, or to the economic benefit achieved or envisaged by committing the infringement.

4.   Member States shall apply a system whereby a fine is proportionate to the turnover of the legal person, or to the economic benefit achieved or envisaged by committing the infringement taking into account the seriousness of the offence .

Amendment 245

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 89a — paragraph 4 a (new)

Text proposed by the Commission

Amendment

 

4a.     If an infringement is committed, different proceedings may not be brought or different sanctions may not be imposed against the same person for the same acts.

Amendment 246

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 2 — point d

Text proposed by the Commission

Amendment

(d)

obstructing the work of officials or observers, in the exercise of their duties; or

(d)

obstructing the work of officials or observers, in the exercise of their duties , except in the event of force majeure, such as situations where there is a danger to the safety of the crew ; or

Amendment 247

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 2 — point h

Text proposed by the Commission

Amendment

(h)

being involved in the operation, management, ownership of, or being hired on, a vessel engaged in IUU fishing as defined under Council Regulation (EC) No 1005/2008, in particular those listed in the IUU vessel list of the Union or of a regional fisheries management organisation as referred to in Articles 29 and 30 of Council Regulation (EC) No 1005/2008 or supplying services to operators connected to a vessel engaged in IUU fishing; or

(h)

being involved in the operation, management, ownership of, or being hired on, a vessel engaged in IUU fishing as defined under Council Regulation (EC) No 1005/2008, in particular those listed in the IUU vessel list of the Union or of a regional fisheries management organisation as referred to in Articles 29 and 30 of Council Regulation (EC) No 1005/2008 or supplying services to operators connected to a vessel engaged in IUU fishing or benefitting from, supporting or engaging in IUU fishing including as operators, effective beneficiaries, owners, logistics and service providers, including insurance providers and other financial service providers ; or

Amendment 248

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 2 — point i

Text proposed by the Commission

Amendment

(i)

fishing in a restricted or closed area, or a fish stock recovery area, or during a closed season, or without or after attainment of a quota or beyond a closed depth; or

(i)

fishing in a restricted or closed area, or a fish stock recovery area, or during a closed season, or without or after attainment of a quota or beyond a closed depth or distance to shore, including restricted or closed areas for the protection of sensitive species and sensitive habitats under Directive 2009/147/EC of the European Parliament and of the Council  (*4) or Council Directive 92/43/EEC  (*5); or

Amendment 249

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 2 — point j

Text proposed by the Commission

Amendment

(j)

engaging in directed fishing , retaining on board, transhipping, transferring or landing species which are subject to a moratorium, a closed season or for which fishing is prohibited; or

(j)

conducting fishing activities directed at species subject to a moratorium, a closed season or for which fishing is prohibited , or retaining on board, transhipping or landing such species; or

Amendment 250

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 2 — point j a (new)

Text proposed by the Commission

Amendment

 

(ja)

failure to comply with technical and other measures to reduce incidental catches of juveniles and protected species;

Amendment 251

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 2 — point q a (new)

Text proposed by the Commission

Amendment

 

(qa)

intentionally discarding of fishing gears and marine litter at sea from fishing vessels.

Amendment 252

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 3 — point d

Text proposed by the Commission

Amendment

(d)

not fulfilling obligations related to the use of fishing gear as set in the rules of the common fisheries policy; or

(d)

not fulfilling obligations related to the use of fishing gear or obligations related to technical measures and the protection of the marine environment as set in the rules of the common fisheries policy and, in particular, obligations related to the implementation of measures to reduce incidental catches of sensitive species ; or

Amendment 253

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 3 a (new)

Text proposed by the Commission

Amendment

 

3a.     The Commission shall publish, prior to implementation of the provisions on sanctions, guidelines to ensure standard determination of the seriousness of infringements in the Union and uniform interpretation of the various sanctions applicable. Those guidelines shall be published on the Commission’s website and made available to the general public.

Amendment 254

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 90 — paragraph 3 b (new)

Text proposed by the Commission

Amendment

 

3b.     By … [two years after the date of entry into force of this amending Regulation], the Agency shall draw up a report on the implementation of the guidelines at Union level.

Amendment 255

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 91 — paragraph 1 — introductory part

Text proposed by the Commission

Amendment

1.   Where a natural person is suspected of having committed or is caught in the act while committing a serious infringement or a legal person is suspected of being liable for such a serious infringement, Member States, in addition to the investigation of the infringement in accordance with the provisions of Article 85, shall immediately in conformity with their national law, take relevant and immediate measures such as:

1.   Where a natural person is caught in the act while committing a serious infringement or a  serious infringement has been detected in the course of an inspection in relation to that natural person, or there is evidence that a legal person is liable for such a serious infringement, Member States, in addition to the investigation of the infringement in accordance with the provisions of Article 85, shall immediately in conformity with their national law, take relevant and immediate measures such as:

Amendment 256

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 91a — paragraph 1 — introductory part

Text proposed by the Commission

Amendment

1.   Without prejudice to other sanctions applied in accordance with this Regulation and national law, in case of established serious infringement where the serious infringement has lead to obtaining fishery products, Member States shall impose fines for which:

1.   Without prejudice to other sanctions applied in accordance with this Regulation and national law, in case of established serious infringement where the serious infringement has led to obtaining fishery products, Member States shall impose fines for which:

Amendment 257

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 91a — paragraph 1 — indent 1

Text proposed by the Commission

Amendment

the minimum shall be at least three times the value of the fishery products obtained by committing the serious infringement, and

the minimum shall be at least twice the value of the fishery products obtained by committing the serious infringement, and

Amendment 258

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 91a — paragraph 4 a (new)

Text proposed by the Commission

Amendment

 

4a.     In all cases, no more than one Member State may institute proceedings or impose sanctions for each act of infringement.

Amendment 259

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 91b — paragraph 1 — point 10

Text proposed by the Commission

Amendment

(10)

the temporary suspension of the economic activity or its permanent cessation;

(10)

the temporary suspension of the fishing-related economic activity or its permanent cessation;

Amendment 260

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 91b — paragraph 1 — point 11 a (new)

Text proposed by the Commission

Amendment

 

(11a)

the use of continuously recording closed-circuit television (CCTV) systems incorporating data storage in the event of serious infringements of common fisheries policy landing obligation rules.

Amendment 261

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 92 — paragraph 3

Text proposed by the Commission

Amendment

3.    While remaining attached to the licence holder who sold the fishing vessel , points shall also be assigned to any new holder of the fishing licence for the fishing vessel concerned where the vessel is sold, transferred or otherwise changes ownership after the date of the infringement .

3.    Points shall continue to be attached to the licence holder who has committed the infringement and has subsequently sold the fishing vessel in the event of sale, transfer or any other change of ownership after the date of the infringement. Under no circumstances shall they be assigned to the new holder of the fishing licence for the fishing vessel concerned.

Amendment 262

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 92 — paragraph 4

Text proposed by the Commission

Amendment

4.   Member States shall also establish a point system under which the master of a vessel is assigned the same number of points as the holder of the fishing licence following a serious infringement committed aboard the vessel under his or her command.

4.   Member States shall also establish a point system under which the master of a vessel is assigned the same number of points as the holder of the fishing licence following a serious infringement committed aboard the vessel under his or her command. The assigned points to the master of the vessel shall be recorded in the official certification document with the indication of date of assignment as well as the date of deletion of the assigned points.

Amendment 263

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 92 — paragraph 7 a (new)

Text proposed by the Commission

Amendment

 

7a.     Fishing licence holders or masters of vessels that have not committed serious infringements for a period of at least five consecutive calendar years, calculated from 1 January of … [the year of the entry into force of this amending Regulation], shall be allocated two priority points in the national rankings used by the European Maritime and Fisheries Fund under Regulation (EU) No 508/2014.

Amendment 264

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 92 — paragraph 13 — point a

Text proposed by the Commission

Amendment

(a)

the amendment of the threshold of points triggering the suspension and permanent withdrawal of a fishing licence or of the right to command a fishing vessel as a master;

deleted

Amendment 265

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 92 — paragraph 14 a (new)

Text proposed by the Commission

Amendment

 

14a.     The Commission shall publish guidelines clarifying the interpretation of the rules on infringements and sanctions to limit disparities in treatment from Member State to Member State.

Amendment 266

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 93 — paragraph 1

Text proposed by the Commission

Amendment

1.   Member States shall enter in a national register all suspected and confirmed infringements of the rules of the common fisheries policy committed by vessels flying their flag or the flag of a third country or by their nationals, including all decisions and sanctions they incurred and the number of points assigned. Infringements of fishing vessels flying their flag or by their nationals prosecuted in other Member States shall also be entered by Member States in their national register on infringements, upon notification of the definitive ruling by the Member State having jurisdiction, pursuant to Article.92b.

1.   Member States shall enter in a national register all confirmed infringements of the rules of the common fisheries policy committed by vessels flying their flag or the flag of a third country or by their nationals, including all decisions and sanctions they incurred and the number of points assigned. Infringements of fishing vessels flying their flag or by their nationals prosecuted in other Member States shall also be entered by Member States in their national register on infringements, upon notification of the definitive ruling by the Member State having jurisdiction, pursuant to Article.92b.

Amendment 267

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 93 — paragraph 2

Text proposed by the Commission

Amendment

2.   When following up an infringement of rules of the common fisheries policy, a Member State may request other Member States to provide information contained in their national register on the fishing vessels and persons suspected of having committed the infringement in question or caught in the act of committing the infringement in question.

2.   When following up an infringement of rules of the common fisheries policy, a Member State may consult the information contained in the Union register of infringements referred to in Article 93a on the fishing vessels and persons having committed the infringement in question or caught in the act of committing the infringement in question.

Amendment 268

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 93 — paragraph 3

Text proposed by the Commission

Amendment

3.     Where a Member State requests information from another Member State in relation to an infringement, that other Member State shall provide without delay the relevant information on the fishing vessels and physical or legal persons involved in the infringement.

deleted

Amendment 269

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article 93 — paragraph 4

Text proposed by the Commission

Amendment

4.   The data contained in the national register of infringements shall be stored only for as long as necessary for the purpose of this Regulation, but always for a minimum of five calendar years, starting from the year following that in which the information is recorded.

4.   The data contained in the national register of infringements shall be stored only for as long as necessary for the purpose of this Regulation, but always for a minimum of five calendar years, starting from the year following that in which the information is recorded , in compliance with all applicable rules on the protection of privacy and processing of personal data .

Amendment 270

Proposal for a regulation

Article 1 — paragraph 1 — point 69

Regulation (EC) No 1224/2009

Article - 93 a (new)

Text proposed by the Commission

Amendment

 

Article - 93 a

 

Union register of infringements

 

1.     The Commission shall establish a Union register of infringements (the Union register) centralising information from the Member States concerning the infringements referred to in Article 93(1), as well as information on lost gear as referred to in Article 48(5). For that purpose Member States shall ensure that the information stored in their national registers as referred to in Article 93, as well as information collected and recorded in accordance with Article 48(5), is also entered in the Union register.

 

2.     Information relating to an infringement by a natural person of the rules of the common fisheries policy that has led to a conviction as defined in Article 2 of Council Framework Decision 2009/315/JHA of 26 February 2009 on the organisation and content of the exchange of information extracted from the criminal record between Member States and falling within the scope of that Decision shall not be included in the Union register.

 

3.     Information relating to an infringement by a natural person of the rules of the common fisheries policy that has led to a conviction as defined in Article 3 of Regulation (EU) 2019/816 of the European Parliament and of the Council of 17 April 2019 establishing a centralised system for the identification of Member States holding conviction information on third-country nationals and stateless persons (ECRIS-TCN) to supplement the European Criminal Records Information System and amending Regulation (EU) 2018/1726 and falling within the scope of that Regulation shall not be included in the Union register.

 

4.     The Union register shall be composed of a central system, a national central access point in each Member State, interface software enabling the connection of the competent authorities to the central system via the national central access points and communication infrastructure between the central system and the national central access points.

 

5.     The competent authorities of the Member States may only consult the Union register to verify whether, in respect of a Union fishing vessel or a natural person, any Member State holds information on infringements concerning that vessel or that natural person, as well as information on lost gear.

 

6.     The Member States may at any time rectify or erase the data they have entered into the central system of Union register. If a Member State other than the Member State which entered the data has reason to believe that data recorded in the central system are inaccurate, it shall contact the central access point of the Member State without undue delay, with a view to rectification of inaccurate data.

 

7.     Data contained in the Union register shall only be stored for as long as the corresponding data are stored in the national register in accordance with Article 93(4). Member States shall ensure that, when data in the national register are erased, those data are immediately erased from the central system of the Union register.

 

8.     Each Member State shall be responsible for ensuring a secure connection between its national register and the national central access point, ensuring a connection between its national systems and the Union register, and the management of and arrangements for access of duly authorised staff of the central authorities to the Union register in accordance with this Regulation. Each Member State shall give the staff of its competent authority who have a right to access the Union register appropriate training covering, in particular, data security and data protection rules and applicable rules concerning fundamental rights, before authorising them to process data stored in the Union register.

 

9.     In accordance with applicable Union data protection rules, each Member State, together with the Commission, shall ensure that the data recorded in the Union register are registered lawfully, and in particular that only duly authorised staff have access to the data for the performance of their tasks, that the data are collected lawfully in a manner that fully respects the human dignity and fundamental rights of the individual concerned, that the data are entered into the Union register lawfully, and that the data are accurate and up-to-date when they are entered.

 

10.     The European Fisheries Control Agency shall have direct access to the Union register for the purpose of fulfilling its tasks in accordance with Regulation (EU) 2019/473. In accordance with applicable Union data protection rules, the European Fisheries Control Agency shall ensure that only duly authorised staff have access to the data.

 

11.     The Commission shall adopt implementing acts laying down detailed rules on the technical development and implementation of the Union register in particular concerning the transfer of data from the national registers to the central system of the Union register, the technical specifications of the interface software, maintaining and accessing the Union register in accordance with paragraph 3, performance and availability requirements of the Union register. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 119(2).

 

12.     The costs incurred in connection with the establishment and operation of the central system, the communication infrastructure, and the interface software shall be borne by the EMFF. The costs of connection of the European Fisheries Control Agency to the Union register shall be borne by the European Fisheries Control Agency’s budget. Other costs shall be borne by the Member States, specifically the costs incurred by the connection of the existing national registers, and the competent authorities to the Union register.

Amendment 271

Proposal for a regulation

Article 1 — paragraph 1 — point 70

Regulation (EC) No 1224/2009

Article 93a — paragraph 1 — subparagraph 1

Text proposed by the Commission

Amendment

1.   Member States shall establish annual or multiannual national control programmes for the inspections and the control of the rules of the common fisheries policy.

1.   Member States shall establish annual or multiannual national control programmes for inspections , surveillance and control of the rules of the common fisheries policy.

Amendment 272

Proposal for a regulation

Article 1 — paragraph 1 — point 70

Regulation (EC) No 1224/2009

Article 93a — paragraph 1 — subparagraph 2

Text proposed by the Commission

Amendment

National control programmes shall be risk-based and shall be updated at least once a year in particular taking into account newly adopted conservation and control measures.

National control programmes shall be risk-based and shall be updated at least once a year in particular taking into account newly adopted conservation and control measures and the conclusions of the annual evaluation report referred to in paragraph 2b .

Amendment 273

Proposal for a regulation

Article 1 — paragraph 1 — point 70

Regulation (EC) No 1224/2009

Article 93a — paragraph 2

Text proposed by the Commission

Amendment

2.   By 30 June every year, Member States shall submit to the Commission a report on inspections and controls performed in the previous year, in accordance with the national control programmes and in compliance with the present Regulation.

2.   By 31 March every year, Member States shall submit to the Commission a report on inspections , surveillance and controls performed in the previous year, in accordance with the national control programmes and in compliance with this Regulation. Those reports shall be made public on the official website of the Member States by 31 March every year.

Amendment 274

Proposal for a regulation

Article 1 — paragraph 1 — point 70

Regulation (EC) No 1224/2009

Article 93a — paragraph 2 a (new)

Text proposed by the Commission

Amendment

 

2a.     The report on inspections, surveillance and controls referred to in paragraph 2 shall contain, at least, the following information:

 

(a)

the total budget allocated to fisheries control;

 

(b)

the number and type of inspections, surveillance and controls performed;

 

(c)

the number and type of suspected and confirmed infringements, including serious infringements;

 

(d)

the type of follow-up actions to confirmed infringements (such as simple warning, administrative sanction, criminal sanction, immediate enforcement measure or number of penalty points administered).

Amendment 275

Proposal for a regulation

Article 1 — paragraph 1 — point 70

Regulation (EC) No 1224/2009

Article 93a — paragraph 2 b (new)

Text proposed by the Commission

Amendment

 

2b.     By 1 September every year, the Commission shall publish a report with an evaluation of the implementation of the national control programmes. That report shall include the main findings of the reports referred to in paragraph 2, and shall also analyse the application of this Regulation by fishing vessels registered in third countries fishing in Union waters, particularly fishing vessels registered in neighbouring countries of the Union. That report shall be made public on the website of the Commission.

Amendment 276

Proposal for a regulation

Article 1 — paragraph 1 — point 71 a (new)

Regulation (EC) No 1224/2009

Article 101 — paragraph 4 a (new)

Text proposed by the Commission

Amendment

 

(71a)

in Article 101, the following paragraph is added:

 

‘4a.     If, after the action has been adopted, the Member State concerned still fails to remedy the situation and act on the shortcomings in its control system, the Commission shall start an investigation with the aim of initiating an infringement procedure against that Member State’.

Amendment 277

Proposal for a regulation

Article 1 — paragraph 1 — point 77 — point a

Regulation (EC) No 1224/2009

Article 109 — paragraph 1

Text proposed by the Commission

Amendment

‘1.   Member States shall set up a computerised database for the purpose of validation of data recorded in accordance with this Regulation. The validation of the data recorded includes the cross-checking, analysis and verification of the data.’

‘1.   Member States shall , by … [31 December of the third year after the date of entry in force of this amending Regulation], set up a computerised database for the purpose of validation of data recorded in accordance with this Regulation. The validation of the data recorded includes the cross-checking, analysis and verification of the data. The set of data from the Member States’ databases shall be transferred to a single database managed by the European Fisheries Control Agency.’

Amendment 278

Proposal for a regulation

Article 1 — paragraph 1 — point 77 — point a

Regulation (EC) No 1224/2009

Article 109 — paragraph 2 — point b — point x

Text proposed by the Commission

Amendment

(x)

data from close circuit television systems on board of fishing vessels and other electronic monitoring of the landing obligation in accordance with Article 25a ."

(x)

data from electronic devices for monitoring the landing obligation."

Amendment 279

Proposal for a regulation

Article 1 — paragraph 1 — point 78

Regulation (EC) No 1224/2009

Article 110 — paragraph 4 — subparagraph 2

Text proposed by the Commission

Amendment

Data listed in paragraph 1(a)(ii) and (iii) may be provided to scientific bodies of Member States, scientific bodies of the Union and Eurostat.

Data listed in paragraph 1(a)(ii) and (iii) may be provided to scientific bodies of Member States, scientific bodies of the Union and Eurostat. Those data shall be in an anonymised format, so as not to permit the identification of individual vessels or natural persons.

Amendment 280

Proposal for a regulation

Article 1 — paragraph 1 — point 78

Regulation (EC) No 1224/2009

Article 110 — paragraph 5 a (new)

Text proposed by the Commission

Amendment

 

5a.     Member States shall publish annually their annual reports on national control programmes on the website of their competent authorities.

Amendment 281

Proposal for a regulation

Article 1 — paragraph 1 — point 81

Regulation (EC) No 1224/2009

Article 112 — paragraph 3

Text proposed by the Commission

Amendment

3.   Personal data contained in information referred to in Article 110(1) and (2) shall not be stored for a period longer than 5 years , except for personal data that is necessary to allow the follow up of a complaint, an infringement, an inspection, a verification or an audit or on-going judicial or administrative proceedings, which may be retained for 10 years. If the information listed in Article 110(1) and (2) is retained for a longer period of time, the data shall be anonymized.

3.   Personal data contained in information referred to in Article 110(1) and (2) shall not be stored for a period longer than one year , except for personal data that is necessary to allow the follow up of a complaint, an infringement, an inspection, a verification or an audit or on-going judicial or administrative proceedings, which may be retained for 10 years. If the information listed in Article 110(1) and (2) is retained for a longer period of time, the data shall be anonymised.

Amendment 333

Proposal for a regulation

Article 1 — paragraph 1 — point 80 a (new) — point a

Regulation (EC) No 1224/2009

Article 113 — paragraph 2

Present text

Amendment

 

(80a)

Article 113 is amended as follows

 

(a)

paragraph 2 is replaced by the following:

2.   The data exchanged between Member States and the Commission shall not be transmitted to persons other than those in Member States or Community institutions whose functions require them to have such access unless the Member States transmitting the data give their express consent .

 

‘2.   The data exchanged between Member States and the Commission may be transmitted to persons other than those in Member States or Community institutions whose functions require them to have such access unless the Member States transmitting the data provide a reasoned refusal to disclose the data .’

Amendment 334

Proposal for a regulation

Article 1 — paragraph 1 — point 80 a (new) — point b

Regulation (EC) No 1224/2009

Article 113 — paragraph 3

Present text

Amendment

 

(b)

paragraph 3 is replaced by the following:

3.   The data referred to in paragraph 1 shall not be used for any purpose other than that provided for in this Regulation unless the authorities providing the data give their express consent for the use of the data for other purposes and on condition that the provisions in force in the Member State of the authority receiving the data do not prohibit such use .

 

‘3.   The data referred to in paragraph 1 may be used for a purpose other than that provided for in this Regulation unless the authorities providing the data provide a reasoned refusal for it to be so used .’

Amendment 335

Proposal for a regulation

Article 1 — paragraph 1 — point 80 a (new) — point c

Regulation (EC) No 1224/2009

Article 113 — paragraph 7a (new)

Present text

Amendment

 

(c)

the following paragraph is added:

 

 

7a .    This Article is without prejudice to Regulation (EC) No 1049/2001 regarding public access to European Parliament, Council and Commission documents and Regulation (EC) No 1367/2006 on the application of the provisions of the Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters to Community institutions and bodies.

Amendment 282

Proposal for a regulation

Article 1 — paragraph 1 — point 82

Regulation (EC) No 1224/2009

Article 114 — paragraph 1

Text proposed by the Commission

Amendment

"For the purpose of this Regulation, each Member State shall set up and keep up-to date an official website for operators and the general public, containing as a minimum the information listed in Article 115.

For the purpose of this Regulation, each Member State or region shall set up and keep up-to date an official website or websites for operators and the general public, containing as a minimum the information listed in Article 115.

Amendment 283

Proposal for a regulation

Article 1 — paragraph 1 — point 82

Regulation (EC) No 1224/2009

Article 115 — paragraph 1 — introductory part

Text proposed by the Commission

Amendment

On their websites, Member States shall publish without delay, or provide a direct link to, the following information:

On their websites, Member States or regions shall publish without delay, or provide a direct link to, the following information:

Amendment 284

Proposal for a regulation

Article 1 — paragraph 1 — point 82

Regulation (EC) No 1224/2009

Article 115 — paragraph 1 — point i a (new)

Text proposed by the Commission

Amendment

 

(ia)

the national control programme set, the results and the evaluation report made by the Commission at least 30 days after the dates established in Article 93a.

Amendment 285

Proposal for a regulation

Article 2 — point 1 a (new)

Regulation (EC) No 768/2005

Article 2 — paragraph 1 — point a

Present text

Amendment

 

(1a)

In Article 2(1), point (a) is replaced by the following:

(a)

‘control and inspection’ means any measures taken by Member States , in particular pursuant to Articles 23, 24 and 28 of Regulation (EC) No 2371/2002, to control and inspect fishing activities within the scope of the common fisheries policy including surveillance and monitoring activities such as satellite-based vessel monitoring systems and observer schemes;

‘(a)

“control and inspection” means any measures taken by Member States to control and inspect fishing activities within the scope of the common fisheries policy including surveillance and monitoring activities such as vessel monitoring systems and observer schemes;’

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473.)

Amendment 286

Proposal for a regulation

Article 2 — point 2 — point a

Regulation (EC) No 768/2005

Article 3 — point e

Text proposed by the Commission

Amendment

(e)

to assist Member States and the Commission in harmonising the application of the common fisheries policy;

(e)

to assist Member States and the Commission in harmonising the application and ensuring the sustainability of the common fisheries policy including its external dimension ;

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473. Article 3(e) of Regulation (EC) No 768/2005 corresponds to Article 3(e) of Regulation (EU) 2019/473.)

Amendment 287

Proposal for a regulation

Article 2 — point 2 — point b a (new)

Regulation (EC) No 768/2005

Article 3 — paragraph 1 — point j a (new)

Text proposed by the Commission

Amendment

 

(ba)

In Article 3, the following point is added:

‘(ja)

to work together with the European Environment Agency and the European Maritime Safety Agency in sharing relevant data and information to support the creation and common use of knowledge on the marine environment.’

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473.)

Amendment 288

Proposal for a regulation

Article 2 — point 2 — point c a (new)

Regulation (EC) No 768/2005

Article 3 — paragraph 1 a (new)

Text proposed by the Commission

Amendment

 

(ca)

In Article 3, the following paragraph is added:

‘1a.     The Commission shall draw up a partnership protocol between the agencies referred to in point (ja) of the first paragraph as the framework for their enhanced cooperation.’

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473.)

Amendment 289

Proposal for a regulation

Article 2 — point 4 a (new)

Regulation (EC) No 768/2005

Article 17g

Present text

Amendment

 

(4a)

Article 17g is replaced by the following:

Article 17g

Article 17g

Cooperation in maritime affairs

Cooperation in maritime affairs

The Agency shall contribute to the implementation of the EU Integrated Maritime Policy, and in particular conclude administrative agreements with other bodies in matters covered by this Regulation after approval by the Administrative Board. The Executive Director shall inform the Commission and the Member States thereof at an early stage of such negotiations.

‘The Agency shall contribute to and help the implementation of the EU Integrated Maritime Policy, and in particular conclude administrative agreements with other bodies in matters covered by this Regulation after approval by the Administrative Board. The Executive Director shall inform the European Parliament, the Commission and the Member States thereof at an early stage of such negotiations.’

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473. Article 17g of Regulation (EC) No 768/2005 corresponds to Article 25 of Regulation (EU) 2019/473.)

Amendment 290

Proposal for a regulation

Article 2 — point 5 — point a a (new)

Regulation (EC) No 768/2005

Article 23 — paragraph 2 — point c — subparagraph 1

Present text

Amendment

 

(aa)

In point (c) of Article 23(2), the first subparagraph is replaced by the following:

adopt by 31 October each year, and taking into account the opinion of the Commission and the Member States, the work programme of the Agency for the coming year and forward it to the European Parliament, the Council, the Commission and the Member States.

‘adopt by 31 October each year, and taking into account the opinion of the European Parliament, the Commission and the Member States, the work programme of the Agency for the coming year and forward it to the European Parliament, the Council, the Commission and the Member States.’

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473. Article 23 of Regulation (EC) No 768/2005 corresponds to Article 32 of Regulation (EU) 2019/473.)

Amendment 291

Proposal for a regulation

Article 2 — point 5 — point a b (new)

Regulation (EC) No 768/2005

Article 23 — paragraph 2 — point c — subparagraph 2

Present text

Amendment

 

(ab)

In point (c) of Article 23(2), the second subparagraph is replaced by the following:

The work programme shall contain the priorities of the Agency. It shall give priority to the duties of the Agency relating to control and surveillance programmes. It shall be adopted without prejudice to the annual Community budgetary procedure. In case the Commission expresses, within 30 days from the date of adoption of the work programme, its disagreement with that programme, the Administrative Board shall re-examine the programme and adopt it, possibly amended, within a period of two months, in a second reading;

‘The work programme shall contain the priorities of the Agency. It shall give priority to the duties of the Agency relating to control and surveillance programmes. It shall be adopted without prejudice to the annual Community budgetary procedure. In case the European Parliament or the Commission expresses, within 30 days from the date of adoption of the work programme, its disagreement with that programme, the Administrative Board shall re-examine the programme and adopt it, possibly amended, within a period of two months, in a second reading;’

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473. Article 23 of Regulation (EC) No 768/2005 corresponds to Article 32 of Regulation (EU) 2019/473.)

Amendment 292

Proposal for a regulation

Article 2 — point 5 a (new)

Regulation (EC) No 768/2005

Article 24 — paragraph 1

Present text

Amendment

 

(5a)

in Article 24, paragraph 1 is replaced by the following:

1.   The Administrative Board shall be composed of representatives of Member States and six representatives of the Commission. Each Member State shall be entitled to appoint one member. The Member States and the Commission shall appoint one alternate to each member who will represent the member in his/her absence.

‘1.   The Administrative Board shall be composed of representatives of Member States, six representatives of the Commission and representatives of the European Parliament. Each Member State shall be entitled to appoint one member. The European Parliament shall be entitled to appoint two representatives. The Member States, the Commission and the European Parliament shall appoint one alternate to each member who will represent the member in his/her absence.’

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473. Article 24(1) of Regulation (EC) No 768/2005 corresponds to Article 33(1) of Regulation (EU) 2019/473.)

Amendment 293

Proposal for a regulation

Article 2 — point 7

Regulation (EC) No 768/2005

Article 29 — paragraph 3 — point a

Text proposed by the Commission

Amendment

‘(a)

he/she shall prepare the draft annual work programme and the draft multiannual work programme and submit them to the Administrative Board after consultation with the Commission and the Member States. He/she shall take the necessary steps for the implementation of the work programme and multiannual work programme within the limits specified by this Regulation, its implementing rules and any applicable law;’

‘(a)

he/she shall prepare the draft annual work programme and the draft multiannual work programme and submit them to the Administrative Board after consultation with the European Parliament, the Commission and the Member States. He/she shall take the necessary steps for the implementation of the work programme and multiannual work programme within the limits specified by this Regulation, its implementing rules and any applicable law;’

 

(Regulation (EC) No 768/2005 has been codified and repealed by Regulation (EU) 2019/473. Article 29 of Regulation (EC) No 768/2005 corresponds to Article 38 of Regulation (EU) 2019/473.)

Amendment 294

Proposal for a regulation

Article 4 — paragraph 1 — point 9 a (new)

Regulation (EC) No 1005/2008

Article 18 — paragraph 3

Present text

Amendment

 

(9a)

in Article 18, paragraph 3 is replaced by the following:

3.   In the event that the importation of fishery products is refused pursuant to paragraphs 1 or 2, Member States may confiscate and destroy, dispose of or sell such fishery products in accordance with national law. The profits from the sale may be used for charitable purposes.

‘3.   In the event that the importation of fishery products is refused pursuant to paragraphs 1 or 2, Member States may confiscate and destroy, dispose of or sell such fishery products in accordance with national law. The profits from the sale shall be used for charitable purposes.’

Amendment 295

Proposal for a regulation

Article 4 — paragraph 1 — point 10 a (new)

Regulation (EC) No 1005/2008

Article 32 a (new)

Text proposed by the Commission

Amendment

 

(10a)

The following Article is inserted:

 

‘Article 32a

 

Safeguard measures

 

Where a third country has been notified, in accordance with Article 32, of the possibility of being identified as a non-cooperating third country, the Commission may introduce safeguard measures under which preferential tariffs for fishery and aquaculture products are temporarily suspended. Those safeguard measures may apply for as long as the Commission has evidence of specific weaknesses notified and resulting in possible or confirmed IUU activities and therefore the proceedings initiated vis-a-vis that third country have not been terminated.’

Amendment 296

Proposal for a regulation

Article 4 — paragraph 1 — point 12

Regulation (EC) No 1005/2008

Article 42 — paragraph 1

Text proposed by the Commission

Amendment

For the purpose of this Regulation, ‘serious infringement’ means any infringements listed in points (a) to (n), (o) and (p) of Article 90(2) of Regulation (EC) No 1224/2009 or considered as serious infringements pursuant to points (a), (c), (e), (f) and (i) of Article 90(3) of that Regulation (EC) No 1224/2009.

For the purpose of this Regulation, ‘serious infringement’ means any infringements listed in points (a) to (p) of Article 90(2) of Regulation (EC) No 1224/2009 or considered as serious infringements pursuant to points (a), (c), (e), (f) and (i) of Article 90(3) of that Regulation (EC) No 1224/2009.

Amendment 297

Proposal for a regulation

Article 4 — paragraph 1 — point 14

Regulation (EC) No 1005/2008

Article 43 — paragraph 1

Text proposed by the Commission

Amendment

1.   Without prejudice to the powers of the Member States to initiate criminal proceedings and impose criminal sanctions, Member States shall, in conformity with their national law, systematically apply administrative measures and sanctions against the natural person having committed or a legal person held liable for serious infringements as defined in this Regulation.

1.   Without prejudice to the powers of the Member States to initiate criminal proceedings and impose criminal sanctions, Member States shall, in conformity with their national law, systematically apply administrative measures and sanctions against the natural person having committed or a legal person held liable for serious infringements as defined in this Regulation.

 

In respect of each specific act of infringement as referred to in the first subparagraph, no more than one Member State may initiate proceedings or impose sanctions against the natural or legal person concerned.

Amendment 298

Proposal for a regulation

Article 4 — paragraph 1 — point 14

Regulation (EC) No 1005/2008

Article 43 — paragraph 2

Text proposed by the Commission

Amendment

2.   Where a natural person is suspected of having committed or is caught in the act while committing a serious infringement or a legal person is suspected of being held liable for such a serious infringement in accordance with this Regulation, Member States shall, in conformity with their national law, immediately take relevant and immediate measures in accordance with Article 91 of Regulation (EC) No 1224/2009.

2.   Where a natural person is caught in the act while committing a serious infringement or a  serious infringement has been detected in the course of an inspection in relation to that natural person, or there is evidence that a legal person is liable for such a serious infringement in accordance with this Regulation, Member States shall, in conformity with their national law, immediately take relevant and immediate measures in accordance with Article 91 of Regulation (EC) No 1224/2009.

Amendment 299

Proposal for a regulation

Article 6 — paragraph 2

Text proposed by the Commission

Amendment

Articles 1, 3, 4, 5 shall apply from [24 months after date of entry into force].

Articles 1, 3, 4, 5 shall apply from [24 months after the date of entry into force of this Regulation] with the exception of points 6, 11, 12, 21, 22, 23, 44 and 46 of Article 1, which shall apply from… [four years after the date of entry into force of this Regulation ].

Amendment 300

Proposal for a regulation

ANNEX I

Regulation (EC) No 1224/2009

Annex III — table — row 5

Text proposed by the Commission

No

Serious infringement

points

5

Not fulfilling obligations related to the use of fishing gears as set out in the rules of the common fisheries policy.

4

Amendment

deleted

Amendment 301

Proposal for a regulation

ANNEX I

Regulation (EC) No 1224/2009

Annex III — table — row 6 a (new)

Text proposed by the Commission

 

Amendment

No

Serious infringement

points

6a

For vessels not operating in a fishery under a fishing effort management plan, manipulating of an engine with the aim of increasing the power of the vessel beyond the maximum continuous engine power according to the engine certificate.

5

Amendment 302

Proposal for a regulation

ANNEX I

Regulation (EC) No 1224/2009

Annex III — table — row 16 — column 2 (‘serious infringements’)

Text proposed by the Commission

Amendment

Serious infringement

Serious infringement

Fishing in a restricted or closed area, or a fish stock recovery area, or during a closed season, or without or after attainment of a quota or beyond a closed depth.

Fishing in a restricted or closed area, or a fish stock recovery area, or during a closed season, or without or after attainment of a quota or beyond a closed depth or distance to shore ;

Amendment 303

Proposal for a regulation

ANNEX II

Regulation (EC) No 1005/2008

ANNEX II — table 1 — row 4

Text proposed by the Commission

2.

Fishing vessel name

Flag — Home port and registration number

Call sign

IMO/Lloyd's number

(if issued)

Amendment

2.

Fishing vessel name

Flag — Home port and registration number

Call sign

IMO/Unique Vessel Identifier number

(if issued)

Amendment 304

Proposal for a regulation

ANNEX II

Regulation (EC) No 1005/2008

ANNEX II — table 1 — row 7

Text proposed by the Commission

Species

Product code

Catch area(s) and dates

Estimated live weight (net fish weight in kg)

Estimated live weight to be landed (net fish weight in kg)

Verified Weight Landed (net weight in kg)

Amendment

Species

Product code

Fishing gear

(1)

Catch area(s)

(2)

Catch dates: from — to

Estimated net fish weight to be landed (kg)

Net fish weight (kg)

Verified net fish weight (kg)

(3)

(1)

Code to be used in accordance with FAO International Standard Statistical Classification of Fishing Gears.

(2)

Catch area:

FAO area(s); and

Exclusive Economic Zone(s) and/or High Seas; and

Relevant Regional Fisheries Management Organisation Convention Area(s)

(3)

To be filled only if verified in the context of an official inspection

Amendment 305

Proposal for a regulation

ANNEX II

Regulation (EC) No 1005/2008

ANNEX II — table 1 — row 11

Text proposed by the Commission

Master of receiving vessels

Signature

Vessel name

Call sign

IMO/Lloyds number

(if issued)

Amendment

Master of receiving vessels

Signature

Vessel name

Call sign

IMO/ Unique Vessel Identifier number

(if issued)


(1)  The matter was referred back for interinstitutional negotiations to the committee responsible, pursuant to Rule 59(4), fourth subparagraph (A9-0016/2021).

(27)   OJ C , , p. .

(28)  Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (OJ L 354, 28.12.2013, p. 22).

(28)  Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (OJ L 354, 28.12.2013, p. 22).

(32)  Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (OJ L 31, 1.2.2002, p. 1).

(33)  Commission Implementing Regulation (EU) No 931/2011 of 19 September 2011 on the traceability requirements set by Regulation (EC) No 178/2002 of the European Parliament and of the Council for food of animal origin (OJ L 242, 20.9.2011, p. 2).

(32)  Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (OJ L 31, 1.2.2002, p. 1).

(33)  Commission Implementing Regulation (EU) No 931/2011 of 19 September 2011 on the traceability requirements set by Regulation (EC) No 178/2002 of the European Parliament and of the Council for food of animal origin (OJ L 242, 20.9.2011, p. 2).

(34)  Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing, amending Regulations (EEC) No 2847/93, (EC) No 1936/2001 and (EC) No 601/2004 and repealing Regulations (EC) No 1093/94 and (EC) No 1447/1999 (OJ L 286, 29.10.2008, p. 1).

(34)  Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing, amending Regulations (EEC) No 2847/93, (EC) No 1936/2001 and (EC) No 601/2004 and repealing Regulations (EC) No 1093/94 and (EC) No 1447/1999 (OJ L 286, 29.10.2008, p. 1).

(1a)   Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).

(*2)   Directive (EU) 2019/883 of the European Parliament and of the Council of 17 April 2019 on port reception facilities for the delivery of waste from ships, amending Directive 2010/65/EU and repealing Directive 2000/59/EC (OJ L 151, 7.6.2019, p. 116).

(*3)   Directive (EU) 2019/904 of the European Parliament and of the Council of 5 June 2019 on the reduction of the impact of certain plastic products on the environment (OJ L 155, 12.6.2019, p. 1).

(*4)   Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7).

(*5)   Directive 92/43/EEC of the European Parliament and of the Council of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7).


24.11.2021   

EN

Official Journal of the European Union

C 474/334


P9_TA(2021)0077

Equivalence of forest reproductive material produced in the UK ***I

European Parliament legislative resolution of 11 March 2021 on the proposal for a decision of the European Parliament and of the Council amending Council Decision 2008/971/EC as regards the equivalence of forest reproductive material produced in the United Kingdom to such material produced in the Union (COM(2020)0852 — C9-0430/2020 — 2020/0378(COD))

(Ordinary legislative procedure: first reading)

(2021/C 474/31)

The European Parliament,

having regard to the Commission proposal to Parliament and the Council (COM(2020)0852),

having regard to Article 294(2) and Article 43(2) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C9-0430/2020),

having regard to Article 294(3) of the Treaty on the Functioning of the European Union,

having regard to the opinion of the European Economic and Social Committee of 27 January 2021 (1),

having regard to Rules 59 and 163 of its Rules of Procedure,

1.

Adopts its position at first reading hereinafter set out;

2.

Calls on the Commission to refer the matter to Parliament again if it replaces, substantially amends or intends to substantially amend its proposal;

3.

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

(1)  Not yet published in the Official Journal.


P9_TC1-COD(2020)0378

Position of the European Parliament adopted at first reading on 11 March 2021 with a view to the adoption of Decision (EU) 2021/… of the European Parliament and of the Council amending Council Decision 2008/971/EC as regards the equivalence of forest reproductive material produced in the United Kingdom

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Decision (EU) 2021/536.)


24.11.2021   

EN

Official Journal of the European Union

C 474/335


P9_TA(2021)0078

Equivalence of field inspections and equivalence of checks on practices for the maintenance of varieties of agricultural plant species carried out in the UK ***I

European Parliament legislative resolution of 11 March 2021 on the proposal for a decision of the European Parliament and of the Council amending Council Decisions 2003/17/EC and 2005/834/EC as regards the equivalence of field inspections and the equivalence of checks on practices for the maintenance of varieties of agricultural plant species carried out in the United Kingdom (COM(2020)0853 — C9-0431/2020 — 2020/0379(COD))

(Ordinary legislative procedure: first reading)

(2021/C 474/32)

The European Parliament,

having regard to the Commission proposal to Parliament and the Council (COM(2020)0853),

having regard to Article 294(2) and Article 43(2) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C9-0431/2020),

having regard to Article 294(3) of the Treaty on the Functioning of the European Union,

having regard to the opinion of the European Economic and Social Committee of 27 January 2021 (1),

having regard to Rules 59 and 163 of its Rules of Procedure,

1.

Adopts its position at first reading hereinafter set out;

2.

Calls on the Commission to refer the matter to Parliament again if it replaces, substantially amends or intends to substantially amend its proposal;

3.

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

(1)  Not yet published in the Official Journal.


P9_TC1-COD(2020)0379

Position of the European Parliament adopted at first reading on 11 March 2021 with a view to the adoption of Decision (EU) 2021/… of the European Parliament and of the Council amending Council Decisions 2003/17/EC and 2005/834/EC as regards the equivalence of field inspections and the equivalence of checks on practices for the maintenance of varieties of agricultural plant species carried out in the United Kingdom

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Decision (EU) 2021/537.)