26.6.2019   

EN

Official Journal of the European Union

C 215/3


Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions

(2019/C 215/03)

The resolution decision as regards HETA is linked to the reorganisation of the Hypo Alpe Adria Bank.

Extract from the mandate decision of the Austrian Financial Market Authority (FMA) of 10 April 2016 on preparing for the application of a resolution tool.

DECISION

Ruling

Since the conditions for resolution exist in respect of HETA ASSET RESOLUTION AG, Alpen-Adria-Platz 1, 9020 Klagenfurt, Austria, Austrian Trade Register registration No 108415 (‘HETA’), the Austrian Financial Market Authority (FMA) in its capacity as resolution authority pursuant to § 3(1) of the Austrian Federal Act on the Recovery and Resolution of Banks (BaSAG), as published in the Austrian Federal Law Gazette I No 98/2014, as amended, has ordered the following measures:

I.

1.

HETA’s Common Equity Tier 1 items within the meaning of § 2(68) BaSAG shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(1) in conjunction with § 73(2)(1) BaSAG. This concerns the following Common Equity Tier 1 items:

1.1.

The share capital indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 bearer shares with no par value.

1.2.

The participation capital in HETA indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 1 075 111 072,56. This comprises EUR 800 000 000 and 18 000 participation certificates at EUR 15 283,94848 each, subscribed in full by the Republic of Austria.

2.

The nominal value of HETA’s Tier 2 instruments within the meaning of § 2(73) BaSAG, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(3) in conjunction with § 89(3)(2) in conjunction with § 73(2)(3) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:

Tier 2 Capital

Item

ISIN/Contract No ID

Name

Term

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

AT0000355326

FRN HYPO ALPE-A. KAP.FLR03-15

30.12.2015

EUR

3 892 000,00

0,04

2.4.

AT0000355359

HYPO ALPE-A.ERG.ANL.05/17

8.8.2017

EUR

1 000 000,00

0,02

2.4.

XS0178449467

5.25% HYPO ALPE-A. MTN 03/15

27.10.2015

EUR

20 000 000,00

0,20

2.8.

SSD_35

SSD_ERG_EUR_5,69%_2003-2017

3.5.2017

EUR

5 000 000,00

0,00

2.8.

SSD_31

SSD_ERG_EUR_5,69%_2003-2017

3.5.2017

EUR

5 000 000,00

0,00

 

0,26

II.

1.

The nominal value of HETA’s subordinated liabilities not recorded in section I.2 above, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(4) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following subordinated liabilities:

Subordinated liabilities

Item

Identifier Contract No

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.7.

SSD_117-2/133

SSD_NR_EUR_4,49%_2006-2016

17.8.2006

17.8.2016

EUR

10 000 000,00

10 000 000,00

709 297,58

2.7.

SSD_117-1

SSD_NR_EUR_4,49%_2006-2017

17.8.2006

17.8.2016

EUR

5 000 000,00

5 000 000,00

354 648,79

2.7.

SSD_121 [A]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

10 000 000,00

10 000 000,00

517 808,39

2.7.

SSD_121 [B]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

3 000 000,00

3 000 000,00

155 342,31

2.7.

SSD_121 [C]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

20 000 000,00

20 000 000,00

1 035 616,26

2.7.

SSD_121 [D]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

7 000 000,00

7 000 000,00

362 465,56

2.7.

SSD_121 [E]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

10 000 000,00

10 000 000,00

517 808,39

2.7.

SSD_120

SSD_NR_EUR_4,28%_2006-2017

5.9.2006

13.1.2017

EUR

5 000 000,00

5 000 000,00

243 713,69

2.7.

SSD_144

SSD_NR_EUR_6mEuribor+0,3%_2007-2017

23.2.2007

23.2.2017

EUR

10 000 000,00

10 000 000,00

71 178,63

2.7.

SSD_33

SSD_NR_EUR_4,35%_2003-2017

27.6.2003

27.6.2017

EUR

5 000 000,00

5 000 000,00

147 417,35

2.7.

SSD_53

SSD_NR_EUR_4,35%_2003-2017

27.6.2003

27.6.2017

EUR

2 000 000,00

2 000 000,00

58 967,35

2.7.

SSD_104

SSD_NR_EUR_4,45%_2006-2017

1.6.2006

1.8.2017

EUR

15 000 000,00

15 000 000,00

387 699,22

2.7.

SSD_70

SSD_NR_EUR_3,7%_2005-2017

29.7.2005

1.8.2017

EUR

25 000 000,00

25 000 000,00

537 260,98

2.7.

SSD_72

SSD_NR_EUR_3,79%_2005-2017

8.8.2005

8.8.2017

EUR

1 000 000,00

1 000 000,00

60 966,44

2.7.

SSD_71

SSD_NR_EUR_3,79%_2005-2017

8.8.2005

8.8.2017

EUR

2 000 000,00

2 000 000,00

121 932,87

2.7.

SSD_112

SSD_NR_EUR_4,495%_2006-2017

9.8.2006

9.8.2017

EUR

3 000 000,00

3 000 000,00

216 217,70

2.7.

SSD_73

SSD_NR_EUR_3,80%_2005-2017

15.8.2005

15.8.2017

EUR

5 000 000,00

5 000 000,00

301 648,72

2.7.

SSD_74

SSD_NR_EUR_3,80%_2005-2017

15.8.2005

15.8.2017

EUR

5 000 000,00

5 000 000,00

301 648,72

2.7.

SSD_148

SSD_NR_EUR_4,56%_2006-2017

31.8.2006

31.8.2017

EUR

2 500 000,00

2 500 000,00

175 839,79

2.7.

SSD_149

SSD_NR_EUR_4,56%_2006-2017

31.8.2006

31.8.2017

EUR

500 000,00

500 000,00

35 167,23

2.7.

SSD_75

SSD_NR_EUR_3,80%_2005-2017

31.8.2005

31.8.2017

EUR

2 000 000,00

2 000 000,00

117 225,92

2.7.

SSD_113

SSD_NR_EUR_4,51%_2006-2017

17.8.2006

1.9.2017

EUR

5 000 000,00

5 000 000,00

346 220,05

2.7.

SSD_56

SSD_NR_EUR_4,08%_2005-2017

3.2.2005

1.9.2017

EUR

10 000 000,00

10 000 000,00

628 095,84

2.7.

SSD_66

SSD_NR_EUR_3mEuribor+0,25%_2005-2017

31.3.2005

1.9.2017

EUR

25 000 000,00

25 000 000,00

1 619 341,93

2.7.

SSD_57

SSD_NR_EUR_4,08%_2005-2017

3.2.2005

1.9.2017

EUR

5 000 000,00

5 000 000,00

314 048,82

2.7.

SSD_58

SSD_NR_EUR_4,08%_2005-2017

3.2.2005

1.9.2017

EUR

10 000 000,00

10 000 000,00

628 095,84

2.7.

SSD_105

SSD_NR_EUR_3mEuribor+0,25%_2006-2017

6.6.2006

6.9.2017

EUR

15 000 000,00

15 000 000,00

53 354,68

2.7.

SSD_143

SSD_NR_EUR_4,60%_2006-2017

30.6.2006

15.9.2017

EUR

7 000 000,00

7 000 000,00

482 192,55

2.7.

SSD_141

SSD_NR_EUR_4,60%_2006-2017

30.6.2006

15.9.2017

EUR

7 000 000,00

7 000 000,00

482 192,55

2.7.

SSD_142

SSD_NR_EUR_4,60%_2006-2017

30.6.2006

15.9.2017

EUR

13 000 000,00

13 000 000,00

895 501,63

2.7.

SSD_79

SSD_NR_EUR_3,618%_2005-2017

19.9.2005

19.9.2017

EUR

6 000 000,00

6 000 000,00

321 730,45

2.7.

SSD_80

SSD_NR_EUR_3,63%_2005-2017

20.9.2005

20.9.2017

EUR

5 000 000,00

5 000 000,00

268 460,83

2.7.

SSD_81

SSD_NR_EUR_3,614%_2005-2017

21.9.2005

21.9.2017

EUR

20 000 000,00

20 000 000,00

1 066 970,98

2.7.

SSD_34

SSD_NR_EUR_4,97%_2003-2017

28.10.2003

28.9.2017

EUR

5 000 000,00

5 000 000,00

362 446,10

2.7.

SSD_30

SSD_NR_EUR_4,97%_2003-2017

28.10.2003

28.9.2017

EUR

5 000 000,00

5 000 000,00

362 446,10

2.7.

SSD_145

SSD_NR_EUR_4,517%_2007-2017

15.3.2007

29.9.2017

EUR

4 000 000,00

4 000 000,00

262 986,65

2.7.

SSD_146

SSD_NR_EUR_4,517%_2007-2017

15.3.2007

29.9.2017

EUR

20 000 000,00

20 000 000,00

1 314 931,71

2.7.

SSD_25

SSD_NR_EUR_5%_2003-2018

28.3.2003

28.3.2018

EUR

5 000 000,00

5 000 000,00

231 249,09

2.7.

SSD_26

SSD_NR_EUR_5%_2003-2018

28.3.2003

28.3.2018

EUR

3 000 000,00

3 000 000,00

138 750,68

2.7.

SSD_27

SSD_NR_EUR_5%_2003-2018

28.3.2003

28.3.2018

EUR

2 000 000,00

2 000 000,00

92 500,45

Item

ISIN/Identifier

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.7.

XS0274117117

4.35% HYPO ALPE-A.NR.ANL.06/16

3.11.2006

3.11.2016

EUR

150 000 000,00

150 000 000,00

8 812 951,03

2.7.

XS0283714896

FRN HAAB VAR.ANL 07-17

24.1.2007

24.1.2017

EUR

230 000 000,00

230 000 000,00

1 270 938,23

2.7.

XS0170866775

FRN HYPO-ALPE-A. NR.ANL.03/17

27.6.2003

27.6.2017

EUR

15 000 000,00

15 000 000,00

453 323,59

2.7.

QOXDB9964079

FRN HYPO ALPE ANL.NACH. 04/17

16.8.2004

16.8.2017

EUR

20 000 000,00

20 000 000,00

138 353,42

2.7.

XS0205170268

FRN KTN NACHR.ANL. 04/17 VAR.

11.11.2004

11.9.2017

EUR

25 000 000,00

25 000 000,00

83 627,99

2.7.

XS0184026374

4 875 % HYPO ALPE-A.ANL.04/17

18.2.2004

18.9.2017

EUR

15 000 000,00

15 000 000,00

1 085 987,16

2.7.

XS0154247299

FRN VAR.HYPO ALP.NTS 02-17/P

20.9.2002

20.9.2017

EUR

15 000 000,00

15 000 000,00

140 464,12

2.7.

XS0139343635

5.73% HYPO ALPE-A.NR NTS 01-21

10.12.2001

10.12.2021

EUR

15 000 000,00

15 000 000,00

191 000,00

2.7.

XS0142938686

5.92% HYPO ALPE-A.NR.NTS 02-22

22.2.2002

22.2.2022

EUR

15 000 000,00

15 000 000,00

22 200,01

2.7.

XS0863484035

2.375% HAAB GUARNT.NTS 12-22

13.12.2012

13.12.2022

EUR

1 000 000 000,00

1 000 000 000,00

5 075 342,46

2.7.

AT0000327101

7.5% KTN. OBL 94-24

27.5.1994

27.5.2024

ATS

60 000 000,00

4 360 370,05

248 904,46

2.7.

AT0000355334

5.03% HYPO ALPE A. ANL. 04/17

26.1.2004

27.5.2024

EUR

10 000 000,00

10 000 000,00

553 492,93

2.7.

XS0165863316

5.27% HYPO ALPE-A. ANL 03-28/P

7.4.2003

7.4.2028

EUR

10 000 000,00

10 000 000,00

474 300,00

2.7.

XS0097058720

0% KTN. NR OBL. 99-29

14.5.1999

14.5.2029

EUR

5 000 000,00

13 884 212,65

12 397,47

2.7.

XS0121202658

FRN HYPO ALPE ANL.00-30/VAR.

18.12.2000

18.12.2030

EUR

14 890 000,00

14 890 000,00

16 140,76

2.7.

XS0158550292

FRN HYPO ALPE-ADR.NTS 02/32VA

29.11.2002

29.11.2032

EUR

20 000 000,00

20 000 000,00

34 720,00

 

1 893 134 582,70

34 915 532,45

2.

The nominal value or outstanding balance of HETA’s remaining eligible liabilities pursuant to § 86 BaSAG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the nominal value as at 1.3.2015 or of the outstanding balance including interest accrued until 28.2.2015, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following eligible liabilities:

2.1.

Bonds:

Bonds

Item

ISIN/Identifier

Name

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.3.

XS0289201484

FRN HYPO ALPE-A.07-15 VAR.

6.3.2015

EUR

450 000 000,00

450 000 000,00

188 825,00

2.3.

XS0292051835

FRN HYPO ALPE-ADR.VA.AN.07/15

20.3.2015

EUR

500 000 000,00

500 000 000,00

142 791,66

2.3.

XS0217836179

FRN HYPO ALPE-ADRIA ANL.05/15

22.4.2015

EUR

20 000 000,00

20 000 000,00

2 216,66

2.3.

XS0293593421

FRN HYPO ALPE-ADRIA ANL.07/15

23.4.2015

CHF

200 000 000,00

188 040 616,77

81 126,99

2.3.

XS0217878841

HYPO ALPE-A.INT.ANL.05/15

4.5.2015

EUR

80 000 000,00

80 000 000,00

1 690 060,41

2.3.

XS0218884194

FRN HYPO ALPE-ADR.VA.AN.05/15

6.5.2015

EUR

20 000 000,00

20 000 000,00

1 597,22

2.3.

XS0219714564

FRN HYPO ALPE-ADR.ANL.05/15

27.5.2015

EUR

5 000 000,00

5 000 000,00

49 138,11

2.3.

XS0169594057

4.25% HY.ALP.ADRIA ANL. 03/15

16.6.2015

EUR

25 000 000,00

25 000 000,00

752 604,17

2.3.

CH0028623145

2.75% HAAB INTL. ANL.07/15

12.8.2015

CHF

600 000 000,00

564 121 850,32

8 575 435,62

2.3.

XS0219079794

FRN HYPO ALPE-ADRIA ANL.05/16

6.5.2016

EUR

20 000 000,00

20 000 000,00

1 597,22

2.3.

XS0268565586

1.905% HYPO ALPE-ADRIA ANL.06/16

29.9.2016

JPY

5 000 000 000,00

37 299 515,11

300 012,45

2.3.

XS0272401356

4.25% HAAB ANL. 06/16

31.10.2016

EUR

1 250 000 000,00

1 250 000 000,00

17 611 301,37

2.3.

XS0232733492

3.42% HYPO ALPE-ADRIA NTS 05/16

7.11.2016

EUR

25 000 000,00

25 000 000,00

270 750,00

2.3.

XS0210195003

FRN HYPO ALPE-A.FLR ANL. 05/17

24.1.2017

EUR

25 000 000,00

25 000 000,00

3 895,83

2.3.

XS0210264411

FRN HYPO ALPE-A.FLR ANL.05/17

24.1.2017

EUR

50 000 000,00

50 000 000,00

4 958,33

2.3.

XS0210372065

3.9% HYPO ALPE-AD 05/17

24.1.2017

EUR

10 000 000,00

10 000 000,00

38 465,75

2.3.

XS0281875483

4.375% HYPO ALPE-ADRIA ANL.07/17

24.1.2017

EUR

2 000 000 000,00

2 000 000 000,00

8 630 136,99

2.3.

XS0184652567

FRN HYPO ALPE-A.FLR MTN 04/17

9.2.2017

EUR

10 000 000,00

10 000 000,00

1 060,83

2.3.

XS0184385937

FRN HYPO ALPE-A ANL.04/17

17.2.2017

EUR

65 000 000,00

65 000 000,00

3 932,50

2.3.

XS0187818595

FRN HYPO ALPE AD.BK.NTS0417VA

15.3.2017

EUR

20 000 000,00

20 000 000,00

7 583,33

2.3.

AT0000A00EZ4

3.72% HYPO ALPE-ADRIA ANL.06/17

15.3.2017

EUR

20 000 000,00

20 000 000,00

715 066,68

2.3.

XS0215451633

4.07% HYPO AL.A.ANL.05/17

21.3.2017

EUR

5 000 000,00

5 000 000,00

192 349,31

2.3.

XS0293591995

FRN HAAB INTL FRN 07-17/239

29.3.2017

EUR

100 000 000,00

100 000 000,00

195 911,11

2.3.

XS0293592613

FRN HAAB INTL FRN 07-17/240

29.3.2017

EUR

70 000 000,00

70 000 000,00

137 137,77

2.3.

XS0147028061

FRN HYPO ALPE-A.FLR-MTN 02/17

10.5.2017

EUR

20 000 000,00

20 000 000,00

21 511,11

2.3.

XS0148839243

HYPO ALPE-A. MTN 02/17FLR

12.5.2017

EUR

5 000 000,00

5 000 000,00

259 000,00

2.3.

XS0147142276

FRN HYPO ALPE-A.FLR-MTN 02/17

17.5.2017

EUR

25 000 000,00

25 000 000,00

24 891,67

2.3.

XS0203692727

FRN HYPO ALPE ANL. 04/17

17.5.2017

EUR

23 000 000,00

23 000 000,00

19 610,06

2.3.

XS0147285547

FRN HYPO ALPE-A.FLR-MTN 02/17

28.5.2017

EUR

50 000 000,00

50 000 000,00

310 500,00

2.3.

XS0149185745

HYPO ALPE-A.FLR-MTN02/17

10.6.2017

EUR

5 000 000,00

5 000 000,00

251 575,00

2.3.

XS0148494320

5.8% HYPO ALP-A.NTS 02/17

17.6.2017

EUR

25 000 000,00

25 000 000,00

1 023 055,56

2.3.

XS0169594727

4.4% HY.ALP.ADRIA ANL. 03/17

20.6.2017

EUR

25 000 000,00

25 000 000,00

763 888,90

2.3.

XS0170738263

FRN HY.ALPE ADRIA ANL.03-17VA

1.7.2017

EUR

30 000 000,00

30 000 000,00

15 247,50

2.3.

XS0149819004

5.68% HYPO ALPE-A. ANL 02/17

5.7.2017

EUR

10 000 000,00

10 000 000,00

372 355,56

2.3.

XS0209755981

FRN HYPO ALPE-A.FLR ANL 05/17

18.7.2017

EUR

50 000 000,00

50 000 000,00

10 762,50

2.3.

XS0171833030

FRN HYPO.ALPE-AD.BK.ANL.0317V

28.7.2017

EUR

50 000 000,00

50 000 000,00

12 400,00

2.3.

XS0210342316

FRN HYPO ALPE-A.FLR ANL. 05/17

1.8.2017

EUR

25 000 000,00

25 000 000,00

2 943,75

2.3.

XS0198512732

FRN HYPO ALPE-A.MTN 04/17

11.8.2017

EUR

50 000 000,00

50 000 000,00

4 745,83

2.3.

XS0151684981

FRN HYPO ALPE-A. FLR-MTN02/17

12.8.2017

EUR

75 000 000,00

75 000 000,00

10 666,67

2.3.

XS0173650028

FRN HYPO ALPE-A. MTN 03/17

21.8.2017

EUR

50 000 000,00

50 000 000,00

2 048,61

2.3.

XS0244768635

FRN HYPO ALPE-ADR.ANL.06/17

23.8.2017

EUR

100 000 000,00

100 000 000,00

13 211,11

2.3.

XS0191139574

FRN HYPO ALPE A. ANL.04-17VAR

28.8.2017

EUR

25 000 000,00

25 000 000,00

193,06

2.3.

XS0200438223

4.54% HYPO ALPE-A. ANL. 04/17

22.9.2017

EUR

20 000 000,00

20 000 000,00

398 027,40

2.3.

XS0232318831

FRN HYPO ALPE-ADR.ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232319300

FRN HYPO ALPE-ADRIA ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232727411

FRN HYPO ALPE-ADRIA ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232727684

FRN HYPO ALPE-A.FLR-MTN 05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0161493811

FRN HYPO-ALPE-A. ANL.03-18VAR

10.2.2018

EUR

50 000 000,00

50 000 000,00

7 969,44

2.3.

XS0162348857

FRN HYPO ALPE-A. ANL.03/18

4.3.2018

EUR

25 000 000,00

25 000 000,00

52 163,89

2.3.

XS0162472517

4.625% HYPO ALPE-A. ANL.03/18

4.3.2018

EUR

50 000 000,00

50 000 000,00

2 286 805,55

2.3.

XS0163390163

FRN HYPO ALPE-A.VAR.ANL.03/18

10.3.2018

EUR

60 000 000,00

60 000 000,00

107 786,67

2.3.

XS0163694895

FRN HY.ALP.-A.ANL.03-18/VAR.

2.4.2018

EUR

25 000 000,00

25 000 000,00

36 525,69

2.3.

XS0163694978

4.7% HYPO ALPE-A.ANL.03-18/P

2.4.2018

EUR

25 000 000,00

25 000 000,00

1 073 819,45

2.3.

XS0165821074

FRN HYPO ALPE-A.MTN 03/18

9.4.2018

EUR

35 000 000,00

35 000 000,00

49 423,89

2.3.

XS0165935247

0% HYPO ALPE-AD.NULLK.03/18

17.4.2018

EUR

42 500 000,00

36 367 778,59

4 953,89

2.3.

XS0165863233

FRN HYPO ALPE-A.FLR-MTN 03/18

22.4.2018

EUR

50 000 000,00

50 000 000,00

65 216,67

2.3.

AT0000345483

5.04% HYPO-ALPE-A.ANL.03-23/1PP

15.2.2023

EUR

30 000 000,00

30 000 000,00

67 200,00

2.3.

XS0165190066

HYPO ALPE-A. MTN 03/23VAR

24.3.2023

EUR

25 000 000,00

25 000 000,00

2 252 517,37

2.3.

XS0165060012

FRN HYPO ALPE-A.ANL.03/33

8.4.2033

JPY

500 000 000,00

3 729 951,51

82 452,64

2.3.

XS0164569187

FRN HYPO ALPE-A. VAR.ANL.0343

12.3.2043

EUR

20 000 000,00

20 000 000,00

36 927,78

2.3.

XS0166422823

FRN HYPO ALPE-A.MTN 03/43

9.4.2043

EUR

20 000 000,00

20 000 000,00

8 216,67

2.3.

XS0166280346

FRN HYPO ALPE-A. MTN 03/43FLR

26.9.2043

EUR

50 000 000,00

50 000 000,00

87 966,67

2.3.

XS0397542746

FRN HYPO ALPE-ADRIA ANL.08-49

20.1.2049

CHF

300 000 000,00

282 060 925,16

18 608,19

 

7 209 620 637,46

55 221 637,22

2.2.

Borrower’s note loans:

Borrower’s note loans

Item

Contract No ID

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.2.

SSD_138

SSD_EUR_4,28%_2007-2015

2.3.2007

2.3.2015

EUR

25 000 000,00

25 000 000,00

1 067 068,50

2.1.

SSD_140

SSD_EUR 6m Euribor_2007-2015

23.3.2007

23.3.2015

EUR

30 000 000,00

30 000 000,00

36 702,50

2.2.

SSD_135/4

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

25 000 000,00

25 000 000,00

643 321,92

2.2.

SSD_135/1

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

15 000 000,00

15 000 000,00

385 993,16

2.2.

SSD_135/2

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

14 000 000,00

14 000 000,00

360 260,28

2.2.

SSD_135/3

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

11 000 000,00

11 000 000,00

283 061,65

2.1.

SSD_135/5

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

35 000 000,00

35 000 000,00

900 650,69

2.1.

SSD_139/6

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

40 000 000,00

40 000 000,00

833 095,89

2.2.

SSD_139/2

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

4 000 000,00

4 000 000,00

83 309,59

2.2.

SSD_139/3

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_139/4

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

3 000 000,00

3 000 000,00

62 482,20

2.2.

SSD_139/5

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_139/1

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_134/1

SSD_EUR_4,41%_2007-2015

20.2.2007

15.9.2015

EUR

17 000 000,00

17 000 000,00

343 013,43

2.2.

SSD_134/2

SSD_EUR_4,41%_2007-2015

20.2.2007

15.9.2015

EUR

23 000 000,00

23 000 000,00

464 076,99

2.2.

SSD_134/3

SSD_EUR_4,41%_2007-2015

20.2.2007

15.9.2015

EUR

10 000 000,00

10 000 000,00

201 772,60

2.1.

SSD_67

SSD_EUR_3,91%_2005-2015

18.3.2005

18.9.2015

EUR

10 000 000,00

10 000 000,00

175 682,19

2.2.

SSD_91

SSD_EUR_3,545%_2003-2015

30.11.2005

30.11.2015

EUR

10 000 000,00

10 000 000,00

88 382,19

2.2.

SSD_95

SSD_EUR_3,7%_2006-2016

31.1.2006

29.1.2016

EUR

15 000 000,00

15 000 000,00

47 136,99

2.2.

SSD_99

SSD_EUR_3,7%_2006-2016

2.2.2006

2.2.2016

EUR

10 000 000,00

10 000 000,00

27 369,86

2.2.

SSD_97

SSD_EUR_3,7%_2006-2016

2.2.2006

2.2.2016

EUR

15 000 000,00

15 000 000,00

41 054,80

2.2.

SSD_98

SSD_EUR_3,7%_2006-2016

2.2.2006

2.2.2016

EUR

2 500 000,00

2 500 000,00

6 842,47

2.2.

SSD_96

SSD_EUR_3,7%_2006-2016

2.2.2006

2.2.2016

EUR

10 000 000,00

10 000 000,00

27 369,86

2.1.

SSD_102

SSD_EUR_3,725%_2006-2016

6.2.2006

8.2.2016

EUR

10 000 000,00

10 000 000,00

21 431,51

2.2.

SSD_60

SSD_EUR_3,97%_2005-2016

28.2.2005

26.2.2016

EUR

10 000 000,00

10 000 000,00

3 263,01

2.2.

SSD_61

SSD_EUR_3,97%_2005-2016

28.2.2005

26.2.2016

EUR

1 000 000,00

1 000 000,00

326,30

2.2.

SSD_103

SSD_EUR_3,83%_2006-2016

9.3.2006

9.3.2016

EUR

5 000 000,00

5 000 000,00

187 302,74

2.2.

SSD_63

SSD_EUR_4,015%_2005-2016

16.3.2005

16.3.2016

EUR

25 000 000,00

25 000 000,00

962 500,00

2.2.

SSD_107

SSD_EUR_4,27%_2006-2016

29.6.2006

29.6.2016

EUR

5 000 000,00

5 000 000,00

143 308,22

2.2.

SSD_109

SSD_EUR_4,39%_2006-2016

18.7.2006

18.7.2016

EUR

10 000 000,00

10 000 000,00

271 819,18

2.1.

SSD_111

SSD_EUR_4,31%_2016

26.7.2006

26.7.2016

EUR

20 000 000,00

20 000 000,00

514 838,36

2.1.

SSD_101

SSD_EUR_3,74%_2006-2016

16.2.2006

16.8.2016

EUR

15 000 000,00

15 000 000,00

302 786,31

2.2.

SSD_62

SSD_EUR_4,02%_2005-2016

7.3.2005

7.9.2016

EUR

25 000 000,00

25 000 000,00

481 849,32

2.1.

SSD_82

SSD_EUR-CMS-Spread_2005-2016_AO

10.10.2005

10.10.2016

EUR

50 000 000,00

50 000 000,00

1 132 109,59

2.1.

SSD_86

SSD_3,50%_2005-2016

19.10.2005

19.10.2016

EUR

15 000 000,00

15 000 000,00

191 301,37

2.1.

SSD_87

SSD_EUR_6MEuribor+3,10%_2005-2016_AO

28.10.2005

28.10.2016

EUR

50 000 000,00

50 000 000,00

456 561,12

2.2.

SSD_110/1

SSD_EUR_4,40% _2006-2016

18.7.2006

1.12.2016

EUR

13 000 000,00

13 000 000,00

141 041,10

2.2.

SSD_110/2

SSD_EUR_4,40% _2006-2016

18.7.2006

1.12.2016

EUR

25 000 000,00

25 000 000,00

271 232,88

2.2.

SSD_114/1

SSD_EUR_4,00%_2006-2016

2.10.2006

1.12.2016

EUR

20 000 000,00

20 000 000,00

197 260,27

2.2.

SSD_114/3

SSD_EUR_4,00%_2006-2016

2.10.2006

1.12.2016

EUR

5 000 000,00

5 000 000,00

49 315,07

2.2.

SSD_114/2

SSD_EUR_4,00%_2006-2016

2.10.2006

1.12.2016

EUR

10 000 000,00

10 000 000,00

98 630,14

2.2.

SSD_110/4

SSD_EUR_4,40% _2006-2016

18.7.2006

1.12.2016

EUR

2 000 000,00

2 000 000,00

21 698,63

2.2.

SSD_110/3

SSD_EUR_4,40% _2006-2016

18.7.2006

1.12.2016

EUR

10 000 000,00

10 000 000,00

108 493,15

2.2.

SSD_114/4

SSD_EUR_4,00%_2006-2016

2.10.2006

2.12.2016

EUR

5 000 000,00

5 000 000,00

49 315,07

2.2.

SSD_100

SSD_EUR_3,75%_2006-2016

15.2.2006

15.12.2016

EUR

10 000 000,00

10 000 000,00

78 082,19

2.2.

SSD_59

SSD_EUR_3,785%_2005-2016

18.2.2006

16.12.2016

EUR

10 000 000,00

10 000 000,00

77 773,98

2.2.

SSD_69

SSD_EUR_3,76%_2005-2016

29.4.2005

29.12.2016

EUR

5 000 000,00

5 000 000,00

31 934,25

2.2.

SSD_118/3

SSD_EUR_4,254%_2006_2017

22.8.2006

13.1.2017

EUR

3 000 000,00

3 000 000,00

16 433,26

2.2.

SSD_118/1

SSD_EUR_4,254%_2006_2017

22.8.2006

13.1.2017

EUR

10 000 000,00

10 000 000,00

54 777,53

2.2.

SSD_116/1

SSD_EUR_4,34%_2006_2017

4.9.2006

13.1.2017

EUR

50 000 000,00

50 000 000,00

279 424,66

2.2.

SSD_116/2

SSD_EUR_4,34%_2006_2017

4.9.2006

13.1.2017

EUR

5 000 000,00

5 000 000,00

27 942,47

2.2.

SSD_118/2

SSD_EUR_4,254%_2006-2017

22.8.2006

13.1.2017

EUR

17 000 000,00

17 000 000,00

93 121,81

2.2.

SSD_118/4

SSD_EUR_4,254%_2006-2017

22.8.2006

13.1.2017

EUR

10 000 000,00

10 000 000,00

54 777,53

2.2.

SSD_122/1

SSD_EUR_4%_2006-2017

7.12.2006

7.2.2017

EUR

15 000 000,00

15 000 000,00

36 164,39

2.2.

SSD_122/2

SSD_EUR_4%_2006-2017

7.12.2006

7.2.2017

EUR

10 000 000,00

10 000 000,00

24 109,59

2.2.

SSD_123/3

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

5 000 000,00

5 000 000,00

8 321,92

2.2.

SSD_123/5

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

12 000 000,00

12 000 000,00

19 972,61

2.2.

SSD_123/1

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

1 000 000,00

1 000 000,00

1 664,38

2.2.

SSD_123/4

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

2 000 000,00

2 000 000,00

3 328,77

2.2.

SSD_123/2

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

5 000 000,00

5 000 000,00

8 321,92

2.2.

SSD_119

SSD_EUR_4,16%_06-17

28.8.2006

28.2.2017

EUR

2 000 000,00

2 000 000,00

227,95

2.2.

SSD_45

SSD_EUR_4,605%_2004-2017

8.3.2004

8.3.2017

EUR

10 000 000,00

10 000 000,00

451 545,84

2.2.

SSD_115

SSD_EUR_4,10 _2006-2017

11.10.2006

13.3.2017

EUR

40 000 000,00

40 000 000,00

1 586 082,19

2.1.

SSD_84

SSD_EUR_6mEuribor+3,7%_2005_2017_AO

18.10.2005

18.4.2017

EUR

50 000 000,00

50 000 000,00

507 897,22

2.1.

SSD_92

SSD_EUR_6,72%_2005-2017_AO

24.10.2005

24.4.2017

EUR

15 000 000,00

15 000 000,00

727 100,96

2.1.

SSD_93

SSD_EUR 6,72%_2003-2017_AO

24.10.2005

24.4.2017

EUR

15 000 000,00

15 000 000,00

727 100,96

2.1.

SSD_94

SSD_EUR_6,72%_2005-2017_AO

24.10.2005

24.4.2017

EUR

20 000 000,00

20 000 000,00

969 467,95

2.1.

SSD_83

SSD_EUR_CMS-Spread_2005-2017_AO

10.10.2005

10.6.2017

EUR

50 000 000,00

50 000 000,00

306 112,50

2.2.

SSD_124

SSD_EUR_4,10%_2006-2017

14.12.2006

14.6.2017

EUR

10 000 000,00

10 000 000,00

292 054,80

2.2.

SSD_127

SSD_EUR_4,3% 07-17

5.1.2007

30.6.2017

EUR

25 000 000,00

25 000 000,00

718 630,14

2.2.

SSD_126

SSD_EUR_4,3% 07-17

5.1.2007

30.6.2017

EUR

25 000 000,00

25 000 000,00

718 630,14

2.2.

SSD_125

SSD_EUR_4,3% 07-17

5.1.2007

30.6.2017

EUR

50 000 000,00

50 000 000,00

1 437 260,27

2.2.

SSD_131

SSD_EUR_4,275% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

285 780,82

2.2.

SSD_132

SSD_EUR_4,275% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

285 780,82

2.2.

SSD_129/3

SSD_EUR_4,32% 07-17

5.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

288 789,04

2.2.

SSD_129/1

SSD_EUR_4,32% 07-17

5.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

577 578,09

2.2.

SSD_130/1

SSD_EUR_4,28% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

286 115,07

2.2.

SSD_130/2

SSD_EUR_4,28% 07-17

8.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

572 230,14

2.2.

SSD_128

SSD_EUR_4,3% 07-17

5.1.2007

30.6.2017

EUR

150 000 000,00

150 000 000,00

4 311 780,82

2.2.

SSD_129/2

SSD_EUR_4,32%_2007-2017

5.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

577 578,09

2.1.

SSD_90

SSD_EUR_6,74%_2005-2017_AO

7.11.2005

7.7.2017

EUR

25 000 000,00

25 000 000,00

942 156,17

2.1.

SSD_89

SSD_EUR_CMS-Spread 2005-2017_AO

7.11.2005

7.7.2017

EUR

25 000 000,00

25 000 000,00

942 156,17

2.2.

SSD_108

SSD_EUR_4,44%_2006-2017

10.7.2006

10.7.2017

EUR

5 000 000,00

5 000 000,00

142 323,29

2.2.

SSD_23/1

SSD_EUR_4,705%_2004-2017

14.4.2004

14.7.2017

EUR

20 000 000,00

20 000 000,00

593 352,78

2.2.

SSD_23/2

SSD_EUR_4,705%_2004-2017

14.4.2004

14.7.2017

EUR

20 000 000,00

20 000 000,00

593 352,78

2.2.

SSD_22

SSD_EUR_4,725%_2004-2017

22.1.2004

1.9.2017

EUR

20 000 000,00

20 000 000,00

472 500,00

2.2.

SSD_24

SSD_EUR_4,69%_2004-2017

10.5.2004

1.9.2017

EUR

14 000 000,00

14 000 000,00

328 300,00

2.2.

SSD_21/54

SSD_EUR_4,735%_2004-2017

22.1.2004

1.9.2017

EUR

8 000 000,00

8 000 000,00

189 400,00

2.2.

SSD_21/54

SSD_EUR_4,735%_2004-2017

22.1.2004

1.9.2017

EUR

5 000 000,00

5 000 000,00

118 375,00

2.2.

SSD_39

SSD_EUR_4,735%_2004-2017

22.1.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 675,00

2.2.

SSD_40

SSD_EUR_4,68%_2004-2017

28.4.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 400,00

2.2.

SSD_41

SSD_EUR_4,735%_2004-2017

22.1.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 675,00

2.2.

SSD_46

SSD_EUR_4,68%_2004-2017

28.4.2004

1.9.2017

EUR

10 000 000,00

10 000 000,00

234 000,00

2.2.

SSD_44

SSD_EUR_4,70%_2004-2017

16.2.2004

15.9.2017

EUR

7 000 000,00

7 000 000,00

151 705,56

2.2.

SSD_9

SSD_EUR_5,125%_2003-2018

7.1.2003

8.1.2018

EUR

20 000 000,00

20 000 000,00

146 027,40

2.2.

SSD_1

SSD_EUR_5,125%_2003-2018

7.1.2003

8.1.2018

EUR

10 000 000,00

10 000 000,00

73 512,33

2.2.

SSD_49

SSD_EUR_5,125%_2003-2018

7.1.2003

8.1.2018

EUR

10 000 000,00

10 000 000,00

73 512,33

2.2.

SSD_11

SSD_EUR_4,7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_14

SSD_EUR_4,7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_19

SSD_EUR_4,7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_18

SSD_EUR_4,7%_2003-2018

27.3.2003

27.3.2018

EUR

5 000 000,00

5 000 000,00

218 027,78

2.2.

SSD_12

SSD_EUR_4,67%_2003-2018

30.4.2003

30.4.2018

EUR

10 000 000,00

10 000 000,00

390 463,89

2.2.

SSD_15

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

1 000 000,00

1 000 000,00

39 046,39

2.2.

SSD_16

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

4 000 000,00

4 000 000,00

156 185,56

2.2.

SSD_17

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_20

SSD_EUR_4,67%_2003-2018

30.4.2003

30.4.2018

EUR

30 000 000,00

30 000 000,00

1 171 391,67

2.2.

SSD_5

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

20 000 000,00

20 000 000,00

780 927,78

2.2.

SSD_28

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_29

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_32

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

15 000 000,00

15 000 000,00

585 695,84

2.2.

SSD_36

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_147

SSD_EUR_4,039163%_2005-2022_ZERO

4.5.2005

4.11.2022

EUR

2 549 724,37

2 549 724,37

33 470,95

2.2.

SSD_13

SSD_EUR_4,835%_2003-2023

14.3.2003

14.3.2023

EUR

25 000 000,00

25 000 000,00

1 165 698,63

2.2.

SSD_52

SSD_EUR_4,835%_2003-2023

14.3.2003

14.3.2023

EUR

25 000 000,00

25 000 000,00

1 165 698,63

2.2.

SSD_4

SSD_EUR_5,58%_2003-2023

3.4.2003

3.4.2023

EUR

10 000 000,00

10 000 000,00

507 550,69

2.2.

SSD_78

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

2 000 000,00

2 000 000,00

43 555,56

2.2.

SSD_77

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

10 000 000,00

10 000 000,00

217 777,78

2.2.

SSD_76

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

10 000 000,00

10 000 000,00

217 777,78

 

1 827 049 724,37

42 699 278,93

2.3.

Mortgage bonds issued by the Pfandbriefstelle:

HETA’s liabilities in respect of Pfandbriefbank (Österreich) AG, the Pfandbriefstelle (mortgage bonds division) of the Austrian Landes-Hypothekenbanken, the member institutes of the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken and their guarantors arising from or in connection with the following bonds issued by the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken:

Mortgage bonds issued by the Pfandbriefstelle:

Item

ISIN/Identifier

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.3.

XS0215066720

FRN PFSTELLE JPY-ANL. 05/15

23.3.2005

10.4.2015

JPY

1 000 000 000,00

7 459 903,02

39 590,32

2.3.

XS0221472698

FRN PFST. MTN 05/15

15.6.2005

15.6.2015

EUR

580 000 000,00

580 000 000,00

159 500,00

2.3.

XS0221101792

FRN PFST. MTN 05/15

15.6.2005

15.6.2015

JPY

1 000 000 000,00

7 459 903,02

8 271,08

2.3.

XS0226436490

FRN PFST.MED.T.NTS.05/15 VAR.

10.8.2005

10.8.2015

EUR

30 000 000,00

30 000 000,00

57 960,00

2.3.

CH0020769045

2.5% PFST.MTN 2005/2015

31.3.2005

30.12.2015

CHF

50 000 000,00

47 010 154,19

199 140,22

2.3.

XS0241945079

FRN PFST.MED.T.NTS.06/16 VAR.

26.1.2006

26.1.2016

EUR

125 000 000,00

125 000 000,00

12 395,83

2.3.

CH0022975624

2.125% PFBSTELLE ANL. 05/16

7.11.2005

7.11.2016

CHF

75 000 000,00

70 515 231,29

474 508,75

2.3.

XS0221826174

FRN PFST.MTN 2005/2017 VAR.

29.6.2005

29.6.2017

JPY

500 000 000,00

3 729 951,51

3 582,64

2.3.

CH0016253640

2.875% 2,875% PFST MTN 03/17

21.7.2003

21.7.2017

CHF

110 000 000,00

103 422 339,23

1 817 073,03

2.3.

XS0215154005

FRN PFST. FLR MTN 05/17

18.3.2005

18.9.2017

EUR

200 000 000,00

200 000 000,00

49 477,78

2.3.

XS0207820647

4.2% PFST. ANL. 04/17

10.12.2004

26.9.2017

EUR

15 000 000,00

15 000 000,00

269 260,28

2.3.

XS0143697679

FRN PFST. FLR-HRDC NTS.02/27

1.3.2002

4.3.2027

JPY

1 500 000 000,00

11 189 854,53

164 531,09

Item

Contract No ID

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.2.

SSD_65

SSD_EUR_2005-2017

22.3.2005

22.3.2017

EUR

5 000 000,00

5 000 000,00

280 145,83

2.2.

SSD_68

SSD_JPY_1,525 _2005-2017

26.4.2005

26.4.2017

JPY

3 000 000 000,00

22 379 709,06

288 928,17

2.2.

SSD_55

SSD_EUR_3,765%_2005-2017

1.2.2005

12.9.2017

EUR

10 000 000,00

10 000 000,00

176 745,84

 

1 238 167 045,85

4 001 110,86

2.4.

Taxes:

Taxes

Item

Identifier GL account

Name/Description

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.004.705.129

Withholding tax liabilities in respect of Klagenfurt Tax Office

EUR

3 197,80

3 197,80

2.4.

1.004.706.001

Income tax liabilities in respect of Klagenfurt Tax Office

EUR

661 662,76

661 662,76

2.4.

1.004.706.109

Income tax liabilities in respect of HETA Asset Resolution Germany GmbH

EUR

224 109,63

224 109,63

2.4.

1.004.706.222

Income tax liabilities in respect of HETA Asset Resolution Magyaorszag Zrt

EUR

5 539,48

5 539,48

2.4.

1.004.707.016

Social security liabilities in respect of Klagenfurt and Vienna regional sickness insurance funds

EUR

856 261,02

856 261,02

2.4.

1.004.707.059

Employer transport tax to the Vienna municipal authorities

EUR

204,00

204,00

2.4.

1.004.710.009

Municipal tax liabilities in respect of Klagenfurt and Vienna municipal authorities

EUR

78 493,37

78 493,37

2.4.

1.004.711.013

Capital gains tax liabilities in respect of Klagenfurt Tax Office

EUR

79,39

79,39

2.4.

1.004.717.194

EU withholding tax liabilities in respect of the Republic of Slovenia and Klagenfurt Tax Office

EUR

11,54

11,54

2.4.

1.004.717.321

EU withholding tax liabilities in respect of the Republic of Croatia and Klagenfurt Tax Office

EUR

7,57

7,57

2.4.

1.004.959.023

Social security liabilities for posted employees - HETA Asset Resolution Italia s.r.l

EUR

558,20

558,20

2.4.

1.005.514.025

Tax apportionment liabilities in respect of Hypo Alpe Adria-Immobilien GmbH

EUR

27 308,27

27 308,27

2.4.

1.005.514.025

Tax apportionment liabilities in respect of Ananke Handels- und Beteiligungs-GmbH

EUR

161 306,88

161 306,88

2.4.

Miscellaneous accounts

VAT liabilities in respect of Klagenfurt Tax Office

EUR

474 689,63

474 689,63

 

 

2 493 429,54

2.5.

Demand deposits:

Demand deposits

Item

Account number of HETA AG

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.2.

1.130.277

EUR

756 776,19

756 776,19

2.2.

1.668.196

EUR

1 150 739,52

1 150 739,52

2.2.

1.700.456

EUR

3 960,00

3 960,00

2.2.

1.801.910

EUR

17,64

17,64

2.2.

2.007.878

EUR

9 536,64

9 536,64

2.2.

2.010.895

EUR

1 737,37

1 737,37

2.2.

2.864.975

EUR

1 694 555,42

1 694 555,42

2.2.

2.865.521

EUR

2 002,94

2 002,94

2.2.

2.873.940

EUR

24 669,99

24 669,99

2.2.

6.202.292

EUR

2 418,47

2 418,47

2.2.

7.255.071

EUR

4 825,46

4 825,46

2.2.

7.437.820

EUR

13 651,31

13 651,31

2.2.

9.211.560

EUR

391,63

391,63

2.2.

9.212.647

EUR

13 438,77

13 438,77

2.2.

9.332.880

EUR

12 726 052,00

12 726 052,00

2.2.

9.617.906

EUR

120 519,41

120 519,41

2.2.

9.623.639

EUR

11,15

11,15

2.2.

9.626.727

EUR

352 215,32

352 215,32

2.2.

9.626.735

EUR

296 319,35

296 319,35

2.2.

9.627.170

EUR

4 384,26

4 384,26

2.2.

9.627.375

EUR

3 692 776,18

3 692 776,18

2.2.

9.627.421

EUR

55,40

55,40

2.2.

9.627.774

EUR

146 926,82

146 926,82

2.2.

9.632.913

EUR

1 544 542,22

1 544 542,22

2.2.

455.595.991

EUR

12 630,23

12 630,23

2.2.

1.009.740.267

EUR

209,58

209,58

2.2.

1.009.740.283

EUR

5,70

5,70

2.2.

1.009.740.348

EUR

356,89

356,89

2.2.

1.009.741.000

EUR

5,88

5,88

2.2.

1.009.741.190

EUR

6,77

6,77

2.2.

1.009.741.662

EUR

12,28

12,28

2.2.

1.009.741.999

EUR

123,84

123,84

2.2.

1.009.742.014

EUR

1,98

1,98

2.2.

1.009.742.057

EUR

4,80

4,80

2.4.

1005501004.4

EUR

39 886,72

39 886,72

 

22 615 768,13

2.6.

Guarantee fees, administrative fees and processing fees:

2.6.1.

HETA’s financial obligations arising from or in connection with the guarantee agreement of 28 December 2010, including addenda, concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of the liability of the Republic of Austria for HETA’s claims against debtors up to a maximum of EUR 200 million:

Guarantee fees, administrative fees and processing fees

Item

Identifier GL account

Name

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.005.501.004.2

Liabilities under point II.2.6.1

EUR

1 948 918,94

1 948 918,94

2.6.2.

HETA’s financial obligations arising from or in connection with the guarantee agreement of 7 December 2012 concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of Subordinated Government Guaranteed Bond 2012-2022 (ISIN XS0863484035):

Guarantee fees, administrative fees and processing fees

Item

Identifier GL account

Name

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.009.799.008

Liabilities under point II.2.6.2

EUR

4 108 571,47

4 108 571,47

2.6.3.

HETA’s financial obligations to the Province of Carinthia arising from or in connection with the deficiency guarantee provided by the Province of Carinthia and contained in § 5(2) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-GesetzK-LHG):

Guarantee fees, administrative fees and processing fees

Item

Identifier GL account

Name

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.005.831.004

Liabilities under point II.2.6.3

EUR

17 160 696,88

17 160 696,88

2.4.

1.005.501.004.3

Interest accrued in respect of liabilities under point II.2.6.3

EUR

5 657 550,76

5 657 550,76

 

22 818 247,64

2.6.4.

HETA’s financial obligations arising from or in connection with processing fees:

Guarantee fees, administrative fees and processing fees

Item

Identifier GL account

Name

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.005.504.003

Processing fees from WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984

EUR

184 854,05

184 854,05

2.4.

1.005.504.011

Processing fees from WBF-Ktn. 2. Tr. 1968, WBF-Ktn. 2. Tr. 1984, WBF-Ktn. 2. Tr. 1991

EUR

306 566,09

306 566,09

2.4.

1.005.504.992

Processing fees from WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11, WBF-OÖ 2.Tr.06/12

EUR

521 961,95

521 961,95

 

1 013 382,09

2.7.

Other eligible liabilities:

2.7.1.

HETA’s financial obligations from other eligible liabilities:

Other eligible liabilities

Item

Identifier Contract No

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.1.

10/6/3973623

EUR

1 406 879,93

1 406 879,93

1 514 247,78

2.1.

11/6/3973623

EUR

250 000 000,00

250 000 000,00

2.1.

12/6/3973623

EUR

150 000 000,00

150 000 000,00

2.1.

14/6/3973623

EUR

230 000 000,00

230 000 000,00

2.1.

7/6/3973623

EUR

200 000 000,00

200 000 000,00

2.1.

8/6/3973623

EUR

200 000 000,00

200 000 000,00

2.1.

71011/7/3973623

CHF

87 216 000,00

82 000 752,16

5,88

2.1.

71005/7/3973623

CHF

500 000 000,00

470 101 541,90

2.1.

71012/7/3973623

CHF

500 000 000,00

470 101 541,90

2.1.

71017/7/3973623

CHF

200 000 000,00

188 040 616,76

2.1.

Charges for 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and liabilities arising from claims to interest in conjunction with AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123

EUR

15 958 017,14

15 958 017,14

2.1.

Accrued interest for 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623

EUR

31 422 211,07

31 422 211,07

(1 514 247,78 )

2.1.

Accrued interest for 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746

CHF

166 782 648,47

156 809 560,43

(5,88 )

2.4.

Liabilities 113.410-8 and from guarantees for 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0

EUR

7 738,18

7 738,18

Item

Identifier Account No

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.1.

9.323.953

EUR

11 881,35

11 881,35

2.1.

9.331.042

CAD

9 006,35

6 435,41

2.1.

9.323.961

USD

16 166,63

14 383,12

2.1.

9.323.970

CHF

194 485,70

182 856,05

2.1.

9.183.884

EUR

84 723,41

84 723,41

 

2 446 149 138,81

2.7.2.

HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001, and including addenda, concerning the ‘EUR 75 000 000 7.375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited’.

2.7.3.

HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 July 2004, and including addenda, concerning the ‘EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited’.

2.7.4.

HETA’s financial obligations vis-à-vis Norica Investments Ltd arising from or in connection with the security borrowing request, the cash borrowing request and the global master securities lending agreement, fees and rates letter, all concluded between (what is now) HETA and Norica Investments Ltd, as well as the shareholders agreement concerning Norica Investments Ltd, concluded between (what is now) HETA and the co-owner.

3.

With regard to other eligible liabilities on the part of HETA whose circumstances as at 1 March 2015 had already been established but where it is uncertain whether they have been triggered or the amount involved is uncertain, the following instructions apply pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG:

3.1.

The nominal value or outstanding balance of eligible liabilities arising from legal proceedings against HETA or the other disputed eligible liabilities of HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:

State

Reference No

Court

AT

16 Cg 833/15m

Klagenfurt District Court

AT

27 C 104/16 w

Vienna District Court I

AT

22 C 482/15w

Vienna District Court I

AT

58 Cg 11/13w

Vienna Commercial Court

AT

27 Cg 72/14i

Vienna Commercial Court

AT

49 Cg 59/15s

Vienna Commercial Court

AT

48 Cg 33/15k

Vienna Commercial Court

AT

25 Cg 2/15g

Vienna Commercial Court

AT

55 Cg 67/15 m

Vienna Commercial Court

AT

31 Cg 10/15 b

Vienna Commercial Court

AT

15 Cg 6/15x

Vienna Commercial Court

AT

24 Cg 17/15f

Vienna Commercial Court

AT

67 Cg 2/16t

Vienna Commercial Court

AT

55 Cg 7/15 p

Vienna Commercial Court

AT

64 Cg 12/15i

Vienna Commercial Court

AT

47 Cg 77/14x

Vienna Commercial Court

AT

47 Cg 112/14v

Vienna Commercial Court

AT

20 Cg 41/11z

Vienna Commercial Court

AT

50 Cg 95/14i

Klagenfurt Regional Court

AT

25 Cg 89/14y

Klagenfurt Regional Court

AT

22 Cg 102/14p

Klagenfurt Regional Court

AT

21 Cg 107/14s

Klagenfurt Regional Court

AT

27 Cg 95/14w

Klagenfurt Regional Court

AT

26 Cg 113/14k

Klagenfurt Regional Court

AT

26 Cg 114/14 g

Klagenfurt Regional Court

AT

29 Cg 120/14 m

Klagenfurt Regional Court

AT

50 Cg 116/14b

Klagenfurt Regional Court

AT

23 Cg 111/14v

Klagenfurt Regional Court

AT

25 Cg 95/14f

Klagenfurt Regional Court

AT

28 Cg 86/14d

Klagenfurt Regional Court

AT

25 Cg 94/14h

Klagenfurt Regional Court

AT

50 Cg 11/15p

Klagenfurt Regional Court

AT

69 Cg 8/15 m

Klagenfurt Regional Court

AT

21 Cg 37/15y

Klagenfurt Regional Court

AT

29 Cg 37/15g

Klagenfurt Regional Court

AT

28 Cg 31/15 t

Klagenfurt Regional Court

AT

26 Cg 44/15i

Klagenfurt Regional Court

AT

29 Cg 54/15g

Klagenfurt Regional Court

AT

29 Cg 57/15y

Klagenfurt Regional Court

AT

50 Cg 38/15h

Klagenfurt Regional Court

AT

29 Cg 35/15p

Klagenfurt Regional Court

AT

29 Cg 102/15s

Klagenfurt Regional Court

AT

29 Cg 199/09x

Klagenfurt Regional Court

AT

23 Cg 91/12z

Klagenfurt Regional Court

AT

26 Cg 54/11d

Klagenfurt Regional Court

AT

24 Cg 128/10w

Klagenfurt Regional Court

AT

28 Cg 69/12a

Klagenfurt Regional Court

AT

20 Cg 95/14v

Klagenfurt Regional Court

AT

43 Cga 159/14w

Klagenfurt Regional Court

AT

35 Cga 160/10 w

Klagenfurt Regional Court

AT

33 Cga 194/13t

Klagenfurt Regional Court

AT

50 Cg 18/15k

Klagenfurt Regional Court

AT

69 Cg 79/14 a

Klagenfurt Regional Court

AT

29 Cg 5/15 a

Klagenfurt Regional Court (now: Vienna Commercial Court)

AT

SCH-5431

Vienna International Arbitral Centre

BA

58 0 P 164291 15 P

Mostar District Court

BA

57 0 Ps 09470 07 Ps

Banja Luka Commercial Court

BA

580Ps11799912Ps

Š. Brijeg Municipal Court

DE

3-09 O 99/15

Frankfurt am Main Regional Court

DE

2-18 O 455/15

Frankfurt am Main Regional Court

DE

12 O 114/15

Frankfurt am Main Regional Court

DE

2-25 O593/15

Frankfurt am Main Regional Court

DE

2-28 O 89/15

Frankfurt am Main Regional Court

DE

3-14 O50/15

Frankfurt am Main Regional Court

DE

2-07 186/15

Frankfurt am Main Regional Court

DE

2-05 O 283/15

Frankfurt am Main Regional Court

DE

2-31 O 255/15

Frankfurt am Main Regional Court

DE

2-18 O 310/15

Frankfurt am Main Regional Court

DE

3 - 15 O 127/15

Frankfurt am Main Regional Court

DE

32 O 26502/12

Munich Regional Court

DE

32 T11256/15

Munich Regional Court

HR

P-1804_2015

Osijek Local Court

HR

P-2669/11

Buje Basic Court

HR

P-94/13

Buje Basic Court

HR

P-282/2014

Osijek District Court

HR

P-1391/13

Zagreb Civil Court

HR

PZ-7602/13

Pazin Commercial Court

HR

P-1594/2014

Rijeka Commercial Court

HR

6 P - 438/2012

Rijeka Commercial Court

HR

11 P-525/2012-2

Rijeka Commercial Court

HR

P-2400/2012

Rijeka Commercial Court

HR

P-2127/2013

Rijeka Commercial Court

HR

P-2035/14

Rijeka Commercial Court

HR

P-475/2012

Rijeka Commercial Court

HR

P-747/2013

Split Commercial Court

HR

P-986/14

Split Commercial Court

HR

P-985/14

Split Commercial Court

HR

9P-244/2014

Zadar Commercial Court

HR

P-150/2013

Zadar Commercial Court

HR

P-121/2012

Zadar Commercial Court

HR

4 P - 2181/15

Zagreb Commercial Court

HR

P-2059/14

Zagreb Commercial Court

HR

2 P-2889/2013

Zagreb Commercial Court

HR

P-792/14

Pula/Pola County Court

HR

P-45/11

Pula/Pola County Court

HR

P 73/14

Pula/Pola County Court

HR

P-3128/2013

Rijeka Commercial Court

HR

P-1048/2011

Rijeka Commercial Court

HR

P-1048/2012

Rijeka Commercial Court

HR

P-1048/2013

Rijeka Commercial Court

HR

P-2557/2013

Rijeka Commercial Court

HR

P-33/2014

Split Commercial Court

HR

P-2558/13

Zagreb Commercial Court

HR

R1-381/13

Zagreb Commercial Court

HR

P-4963/2011

Zagreb Commercial Court

HR

P 431/11

Dubrovnik Regional Court

HR

VI-P-31/12

Opatija Municipal Court

HR

VI-P-32/12

Opatija Municipal Court

HR

P-411/2013

Opatija Municipal Court

HR

P-413/2013

Opatija Municipal Court

HR

P-3117/2013

Opatija Municipal Court

HR

P-289/10

Supertar Municipal Court

HR

25 p-87515

Zupanja Municipal Court

HR

P-28/2015

Osijek Municipal Court

HR

P-58/2015

Osijek Municipal Court

HR

P-2453/2015-8

Pula Municipal Court

HR

P-2667/2015

Rijeka Municipal Court

HR

Pst-179/11

Split Municipal Court

HR

Pst-691/11

Split Municipal Court

HR

Pst-1280/11

Split Municipal Court

HR

Gžst-249/13

Split Municipal Court

HR

P-3512/15

Zadar Municipal Court

HR

P-7726/12

Zagreb Municipal Court

HR

2 P-2818/2011

Commercial Court of the Republic of Croatia in Zagreb

HR

Rev-435/12 P-12176/2003

Supreme Court of Croatia

HR

P-226/2012

Pazin Commercial Court

HR

P-1290/2015

Pazin Commercial Court

HR

11 P-3445/2011

Rijeka Commercial Court

HR

1P-1281/2010

Rijeka Commercial Court

HR

P-73/13

Buje Basic Court

IT

R.G.25522/2014

Court in Trieste

ME

349/14

Cetinje Basic Court

ME

1230/13/13

Kotor Basic Court

ME

1311/13/13

Kotor Basic Court

ME

1229/13/13

Kotor Basic Court

ME

1316/13/13

Kotor Basic Court

ME

1175/13/13

Kotor Basic Court

ME

1169/13/13

Kotor Basic Court

ME

1314/13/13

Kotor Basic Court

ME

1166/13/13

Kotor Basic Court

ME

1168/2013

Kotor Basic Court

ME

1231/13/13

Kotor Basic Court

ME

1232/13/13

Kotor Basic Court

ME

1167/13/13

Kotor Basic Court

ME

P.br 219_14

Podgorica Commercial Court

ME

P.br 300/14

Podgorica Commercial Court

ME

P.br 219 14

Podgorica Commercial Court

ME

P. 216/14

Podgorica Commercial Court

ME

P.br.1174/13

Kotor Magistrate Court

ME

P.br.724/13

Kotor Magistrate Court

RS

P-407/2014

Higher Court in Belgrade

3.2.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from unpaid taxes, fees and social security contributions from tax periods prior to 1.3.2015, including all surcharges and the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

3.3.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from guarantees and letters of credit assumed or given by HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount to be paid by HETA. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:

Contingent liabilities from guarantees and letters of credit

Item

Account number of HETA AG

Currency

1.3.2015 Nominal value in currency

1.3.2015 Nominal value in EUR

2.15

684.020.188

EUR

80 327,00

80 327,00

2.15

9.684.700

EUR

2 387,52

2 387,52

2.15

9.956.697

EUR

2 916 000,00

2 916 000,00

2.15

9.969.187

EUR

1 392 000,00

1 392 000,00

2.15

9.956.719

EUR

29 400 000,00

29 400 000,00

2.15

9.955.062

EUR

2 000,00

2 000,00

2.15

9.956.107

EUR

20 387,67

20 387,67

2.15

9.956.468

EUR

192 553,00

192 553,00

2.15

9.632.760

EUR

200 000,00

200 000,00

2.15

9.620.761

HRK

1 314 000,00

170 904,60

2.15

9.360.646

EUR

250 000,00

250 000,00

2.15

9.360.166

EUR

6 400 000,00

6 400 000,00

2.15

9.087.834

EUR

700 000,00

700 000,00

2.15

9.094.539

EUR

22 499 997,30

22 499 997,30

2.15

9.074.333

EUR

902 000,00

902 000,00

2.15

341.428

EUR

7 000,00

7 000,00

2.15

9.063.820

EUR

91 554,34

91 554,34

2.15

2.905.035

EUR

49 780,80

49 780,80

2.15

9.625.879

EUR

356 123,29

356 123,29

2.15

9.625.631

EUR

3 156 100,00

3 156 100,00

2.15

9.625.453

EUR

5 668 522,60

5 668 522,60

2.15

9.682.899

EUR

3 814 947,43

3 814 947,43

2.15

9.683.240

EUR

846 256,90

846 256,90

2.15

9.604.251

EUR

4 235 753,26

4 235 753,26

2.15

9.604.235

EUR

6 500 000,00

6 500 000,00

2.15

2.030.012

EUR

50 000 000,00

50 000 000,00

2.15

2.030.039

EUR

25 000 000,00

25 000 000,00

2.15

2.030.020

EUR

25 000 000,00

25 000 000,00

2.15

9.632.735

RUB

310 000 000,00

4 479 768,79

2.15

9.632.751

USD

15 365 000,00

13 669 928,83

 

208 004 293,33

3.4.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from the share purchase agreement of 8 September 2014, including the amending agreements of 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

3.5.

The nominal value or outstanding balance of HETA’s eligible liability for the potential purchase price in connection with the sale of the SEE banking network arising from the share purchase agreement of 18/25 November 2014, including addenda, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes (FIMBAG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

3.6.

The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis the Republic of Austria and FIMBAG for a fine in connection with section 7(1)(a) of the memorandum of understanding of 23.12.2008, including addenda, and including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

3.7.

The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis the Province of Carinthia in connection with § 5(3)(4) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

3.8.

The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis HETA Immobilien- und Bauconsult GmbH (formerly: HYPO Immobilien- und Bauconsult GmbH) arising from the tender rights agreement dated 19.9.2011 in respect of Headquarter Alpe Adria Center Klagenfurt, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

III.

1.

The interest rate for HETA’s eligible liabilities within the meaning of § 2(71) BaSAG and relevant capital instruments within the meaning of § 2(74) BaSAG shall be set at zero percent in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG with effect from 1.3.2015.

2.

The maturity of the debt instruments issued by HETA and the other eligible liabilities or other outstanding balances already in place as at 1.3.2015, including the interest accrued until 28.2.2015, shall be changed in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG so that it coincides with the decision on dissolution pursuant to § 84(9) BaSAG, but occurs not later than on 31.12.2023. This covers all eligible liabilities within the meaning of § 2(71) BaSAG or outstanding balances of HETA, and in particular those that are either covered by the ruling of the Constitutional Court of 3.7.2015 (case reference number G 239/2014 and others, V 14/2015 and others), or have a maturity that would otherwise have occurred since 1.3.2015 or would occur in the future.

IV.

The rights and obligations associated with existing shares and other instruments of ownership of HETA within the meaning of § 2(61) BaSAG – and in particular the right to a share in the profits (§ 53 et seq. of the Austrian Public Limited Companies Act (AktG)), the right to subscribe (§ 153 et seq. AktG) and the right to a share of any liquidation surplus (§ 212 AktG) – shall be extinguished in accordance with § 89(1)(1) BaSAG, with the exception of the rights mentioned in point V.

V.

Pursuant to § 50(1)(2) in conjunction with § 58(1)(2) BaSAG, the FMA shall assume control over HETA and exercises all the administrative rights associated with the shares and other instruments of ownership, and in particular the right to participate in the general meeting (§ 102 et seq. AktG), the right to vote (§ 12 AktG) and the right to ask questions and table resolutions (§ 118 and § 119 AktG).

Explanatory statement

Instructions on the right of appeal

In accordance with § 116(8) BaSAG, an objection may be lodged with the FMA against this decision, which has been issued under the accelerated procedure (Mandatsverfahren) set out in § 116(1)-(4) BaSAG, by HETA or any other party whose rights have been affected by the resolution measures ordered in this decision, in particular HETA's shareholders and creditors, within three months of publication of the measures.

This decision shall have direct legal effect on HETA ASSET RESOLUTION AG and on the creditors and shareholders affected and all other addressees.

The objection is to be lodged in writing with the FMA. Oral objections are not permitted.

Where technical means of transmission (for example, electronic mailbox, fax, email) are available for the written objection, this should be stated in addition to our address. Please note, however, that the sender bears the risks associated with each method of transmission (for example, transmission error, loss of document).

In order for electronic and written applications to the Austrian Financial Market Authority (FMA) to be valid (§ 13(1) of the General Administrative Procedure Act (AVG)), the FMA’s hours of business must be observed. These are the same as the public opening hours and are as follows:

Monday to Thursday: 08:00 to 17:30

Friday: 08:00 to 16:00

(except public holidays, 24 December and 31 December)

The FMA’s devices for receiving documents via electronic mailbox, fax and email operate outside the business hours stated above, but they are monitored only during business hours. Therefore, even though they have already reached the FMA’s official space, documents transmitted to such devices outside business hours shall only be deemed to be properly lodged (and received) after the resumption of business hours, and shall (only) be dealt with from that time (§ 13(2) in conjunction with § 13(5) AVG).

Furthermore, no documents will be accepted outside business hours (§ 13(5) AVG).

The objection does not have suspensive effect, which means that the decision may be implemented with immediate effect irrespective of any objection.

Late objections will be dismissed.