02014R0215 — EN — 25.02.2018 — 002.001


This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document

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COMMISSION IMPLEMENTING REGULATION (EU) No 215/2014

of 7 March 2014

laying down rules for implementing Regulation (EU) No 1303/2013 of the European Parliament and of the Council laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund with regard to methodologies for climate change support, the determination of milestones and targets in the performance framework and the nomenclature of categories of intervention for the European Structural and Investment Funds

(OJ L 069 8.3.2014, p. 65)

Amended by:

 

 

Official Journal

  No

page

date

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COMMISSION IMPLEMENTING REGULATION (EU) No 1232/2014 of 18 November 2014

  L 332

5

19.11.2014

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COMMISSION IMPLEMENTING REGULATION (EU) 2018/276 of 23 February 2018

  L 54

4

24.2.2018




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COMMISSION IMPLEMENTING REGULATION (EU) No 215/2014

of 7 March 2014

laying down rules for implementing Regulation (EU) No 1303/2013 of the European Parliament and of the Council laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund with regard to methodologies for climate change support, the determination of milestones and targets in the performance framework and the nomenclature of categories of intervention for the European Structural and Investment Funds



CHAPTER I

METHODOLOGY FOR DETERMINING THE SUPPORT FOR CLIMATE CHANGE OBJECTIVES FOR EACH OF THE ESI FUNDS

(Empowerment under the third subparagraph of Article 8 of Regulation (EU) No 1303/2013)

Article 1

Methodology for the calculation of support by the ERDF, the ESF and the Cohesion Fund for climate change objectives

1.  The calculation of support to be used for climate change objectives by the ERDF and the Cohesion Fund shall be carried out in two steps as follows:

(a) the coefficients set out in Table 1 of Annex I to this Regulation shall be applied by intervention field code to financial data reported for those codes;

(b) in relation to financial data reported against intervention field codes that have a coefficient of zero, where financial data is reported in the thematic objective dimension against codes 04 and 05 set out in Table 5 of Annex I to this Regulation, the data shall be weighted with a 40 % coefficient in terms of their contribution to climate change objectives.

2.  The climate change coefficients applied on the basis of Table 1 of Annex I to this Regulation shall also apply to the respective categories under the European territorial cooperation goal established on the basis of the second subparagraph of Article 8(2) of Regulation (EU) No 1299/2013 of the European Parliament and of the Council ( 1 ).

3.  The calculation of support for climate change objectives by the ESF shall be made by identifying the financial data reported against dimension code 01 ‘Supporting the shift to a low carbon, resource efficient economy’ in accordance with Dimension 6 ‘Codes for the secondary theme dimension under the European Social Fund’ as set out in Table 6 of Annex I to this Regulation.

Article 2

Methodology for the calculation of support by the EAFRD for climate change objectives

1.  The indicative amount of support to be used for climate change objectives by the EAFRD in each programme as referred to in Article 27(6) of Regulation (EU) No 1303/2013 shall be calculated by applying the coefficients set out in Annex II to this Regulation to the planned expenditure shown in the financing plan referred to in Article 8(1)(h) of Regulation (EU) No 1305/2013 in relation to the priorities and focus areas referred to in points 3(b), 4, 5 and 6(b) of Article 5 of Regulation (EU) No 1305/2013.

2.  For the purpose of reporting on support used for climate change objectives in the annual implementation report in accordance with Article 50(4) and (5) of Regulation (EU) No 1303/2013, the coefficients referred to in paragraph 1 shall be applied to the information on expenditure referred to in Article 75(2) of Regulation (EU) No 1305/2013.

Article 3

Methodology for the calculation of support by the EMFF for climate change objectives

1.  The contribution to climate change by the EMFF shall be calculated by attaching coefficients to each of the main measures supported by the EMFF reflecting the climate change relevance of each of these measures.

Support by the EMFF for climate change objectives shall be calculated on the basis of the following information:

(a) the indicative amount of support to be used for climate change objectives by the EMFF in each programme as referred to in Article 27(6) of Regulation (EU) No 1303/2013;

(b) the coefficients established for the main measures supported by the EMFF as set out in Annex III to this Regulation;

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(c) reporting by Member States on financial appropriations and expenditure by measure in annual implementation reports pursuant to Article 50(4) and (5) of Regulation (EU) No 1303/2013 and Article 114(2) of Regulation (EU) No 508/2014;

(d) the information and data provided by Member States on operations selected for funding pursuant to Article 97(1)(a) and 107(3) of Regulation (EU) No 508/2014.

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2.  A Member State may propose in its operational programme that a coefficient of 40 % be assigned to a measure weighed with a coefficient of 0 % in Annex III to this Regulation, provided that it can demonstrate the relevance of that measure to climate change mitigation or adaptation.



CHAPTER II

DETERMINING MILESTONES AND TARGETS IN THE PERFORMANCE FRAMEWORK AND ASSESSING THEIR ACHIEVEMENT

(Empowerment under the fifth subparagraph of Article 22(7) of Regulation (EU) No 1303/2013)

Article 4

Information to be recorded by the bodies preparing the programmes

1.  The bodies preparing programmes shall record information on the methodologies and criteria applied to select indicators for the performance framework to ensure that corresponding milestones and targets comply with the conditions set out in paragraph 3 of Annex II to Regulation (EU) No 1303/2013 for all programmes and priorities supported by the ESI Funds, as well as the specific allocation to the Youth Employment Initiative (‘YEI’) as referred to in Article 16 of Regulation (EU) No 1304/2013 of the European Parliament and of the Council ( 2 ), subject to the exceptions set out in paragraph 1 of Annex II to Regulation (EU) No 1303/2013.

2.  The information recorded by the bodies preparing programmes shall permit verification of compliance with the conditions set out in paragraph 3 of Annex II to Regulation (EU) No 1303/2013 for the milestones and targets. This shall include:

(a) data or evidence used to estimate the value of milestones and targets and the calculation method, such as data on unit costs, benchmarks, standard or a past rate of implementation, expert advice and the conclusions of the ex-ante evaluation;

(b) information on the share of the financial allocation represented by operations, to which the output indicators and key implementation steps set out in the performance framework correspond, as well as the explanation of how that share has been calculated;

(c) information on how the methodology and mechanisms to ensure consistency in the functioning of the performance framework set out in the Partnership Agreement in accordance with Article 15(1)(b)(iv) of Regulation (EU) No 1303/2013 have been applied;

(d) an explanation of the selection of result indicators or key implementation steps, where these have been included in the performance framework.

3.  The information on the methodologies and criteria applied to select indicators for the performance framework and to fix corresponding milestones and targets recorded by the bodies preparing programmes shall be made available at the request of the Commission.

4.  The requirements referred to in paragraphs 1 to 3 of this Article shall also apply to the revision of milestones and targets in accordance with Article 30 of Regulation (EU) No 1303/2013.

Article 5

Establishment of milestones and targets

1.  Milestones and targets shall be set at the level of the priority, except in the cases referred to in Article 7. Output indicators and key implementation steps set out in the performance framework shall correspond to more than 50 % of the financial allocation to the priority. For the purposes of establishing that amount, an allocation to an indicator or key implementation step shall not be counted more than once.

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2.  For all ESI Funds, except for the EAFRD, the milestone and the target for a financial indicator shall refer to the total amount of eligible expenditure entered into the accounting system of the certifying authority and certified by that authority in accordance with point (a) of Article 126 of Regulation (EU) No 1303/2013.

For the EAFRD, they shall refer to the realised total public expenditure entered into the common monitoring and evaluation system.

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3.  The milestone and target for an output indicator shall refer to the values achieved by operations, where all the actions leading to outputs have been implemented in full, but for which not all the related payments have necessarily been made, or to the values achieved by operations which have been started, but where some of the actions leading to outputs are still ongoing, or to the both.

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4.  A key implementation step shall be an important stage in the implementation of operations under a priority, whose completion is verifiable and may be expressed by a number or percentage. For the purpose of Articles 6 and 7 of this Regulation, key implementation steps shall be treated as indicators.

5.  A result indicator shall be used only where appropriate and closely linked to supported policy interventions.

6.  Where the information referred to in Article 4(2) of this Regulation has been found to be based on incorrect assumptions leading to under- or over-estimation of targets or milestones, this may be considered to constitute a duly justified case in the meaning of paragraph 5 of Annex II to Regulation (EU) No 1303/2013.

Article 6

Achievement of milestones and targets

1.  The achievement of milestones and targets shall be assessed by taking into account all indicators and key implementation steps included in the performance framework set at the level of priority in the meaning of Article 2(8) of Regulation (EU) No 1303/2013 except in cases referred to in Article 7 of this Regulation.

2.  The milestones or targets of a priority shall be deemed to be achieved if all indicators included in the related performance framework have achieved at least 85 % of the milestone value by the end of 2018 or at least 85 % of the target value by the end of 2023. By way of derogation, where the performance framework includes three or more indicators, the milestones or targets of a priority may be deemed to be achieved if all indicators except for one achieve 85 % of their milestone values by the end of 2018 or 85 % of their target value by the end of 2023. The indicator, which does not achieve 85 % of its milestone or target value, shall not achieve less than 75 % of its milestone or target value.

3.  For a priority whose performance framework includes no more than two indicators, a failure to achieve at least 65 % of the milestone value by the end of 2018 for either of these indicators shall be deemed a serious failure to achieve milestones. A failure to achieve at least 65 % of the target value by the end of 2023 for either of these indicators shall be deemed a serious failure to achieve the targets.

4.  For a priority whose performance framework includes more than two indicators the failure to achieve at least 65 % of the milestone value by the end of 2018 for at least two of those indicators shall be deemed a serious failure to achieve milestones A failure to achieve at least 65 % of the target value by the end of 2023 for at least two of these indicators shall be deemed a serious failure to achieve the targets.

Article 7

Performance framework for priority axes referred to in Article 96(1)(a) and (b) of Regulation (EU) No 1303/2013 and priority axes integrating the YEI

1.  The indicators and key implementation steps selected for the performance framework, their milestones and targets, as well as their achievement values shall be broken down by Fund and, for the ERDF and the ESF, by category of region.

2.  The information required in Article 4(2) of this Regulation shall be set out by Fund and by category of region, where applicable.

3.  The achievement of milestones and targets shall be assessed separately for each Fund and for each category of region within the priority, taking into account the indicators, their milestones and targets, and their achievement values broken down by Fund and category of region. Output indicators and key implementation steps set out in the performance framework shall correspond to more than 50 % of the financial allocation to the Fund and category of region, where applicable. For the purposes of establishing that amount, an allocation to an indicator or key implementation step shall not be counted more than once.

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4.  If the resources for the YEI are programmed as a part of a priority axis in accordance with Article 18(c) of Regulation (EU) No 1304/2013, a performance framework shall be established separately for the YEI and the achievement of milestones and targets set for the YEI shall be assessed separately from the other part of the priority axis.

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CHAPTER III

NOMENCLATURE OF CATEGORIES OF INTERVENTION FOR THE ERDF, THE ESF AND THE COHESION FUND UNDER THE INVESTMENT FOR GROWTH AND JOBS GOAL

Article 8

Categories of intervention for the ERDF, the ESF and the Cohesion Fund

(Empowerment under the second subparagraph of Article 96(2) of Regulation (EU) No 1303/2013)

1.  The nomenclature for categories of intervention referred to in the second subparagraph of Article 96(2) of Regulation (EU) No 1303/2013 is set out in Tables 1 to 8 of Annex I to this Regulation. The Codes set out in these tables shall apply to the ERDF with regard to the Investment for growth and jobs goal, the Cohesion Fund, the ESF and the YEI, as specified in paragraphs 2 and 3 of this Article.

2.  Codes 001 to 101 set out in Table 1 of Annex I to this Regulation shall only apply to the ERDF and the Cohesion Fund.

Codes 102 to 120 set out in Table 1 of Annex I to this Regulation shall only apply to the ESF.

Only Code 103 set out in Table 1 of Annex I to this Regulation shall apply to the YEI.

Codes 121, 122 and 123 set out in Table 1 of Annex I to this Regulation shall apply to the ERDF, the Cohesion Fund and the ESF.

3.  The codes set out in Tables 2 to 4, 7 and 8 of Annex I to this Regulation shall apply to the ERDF, the ESF, the YEI and the Cohesion Fund.

The codes set out in Table 5 of Annex I to this Regulation shall only apply to the ERDF and the Cohesion Fund.

The codes set out in Table 6 of Annex I to this Regulation shall only apply to the ESF and the YEI.



CHAPTER IV

FINAL PROVISIONS

Article 9

This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.

Article 3 and Annex III to this Regulation shall apply with effect as of the entry into force of the EMFF Regulation.

This Regulation shall be binding in its entirety and directly applicable in all Member States.




ANNEX I

Nomenclature for the categories of intervention of the Funds ( 3 )under the Investment for growth and jobs goal and of the Youth Employment Initiative



TABLE 1:  CODES FOR THE INTERVENTION FIELD DIMENSION

1.  INTERVENTION FIELD

Coefficient for the calculation of support to climate change objectives

I.  Productive investment:

001  Generic productive investment in small and medium – sized enterprises (‘SMEs’)

0  %

002  Research and innovation processes in large enterprises

0  %

003  Productive investment in large enterprises linked to the low-carbon economy

40  %

004  Productive investment linked to the cooperation between large enterprises and SMEs for developing information and communication technology (‘ICT’) products and services, e-commerce and enhancing demand for ICT

0  %

II.  Infrastructure providing basic services and related investment:

Energy infrastructure

 

005  Electricity (storage and transmission)

0  %

006  Electricity (TEN-E storage and transmission)

0  %

007  Natural gas

0  %

008  Natural gas (TEN-E)

0  %

009  Renewable energy: wind

100  %

010  Renewable energy: solar

100  %

011  Renewable energy: biomass

100  %

012  Other renewable energy (including hydroelectric, geothermal and marine energy) and renewable energy integration (including storage, power to gas and renewable hydrogen infrastructure)

100  %

013  Energy efficiency renovation of public infrastructure, demonstration projects and supporting measures

100  %

014  Energy efficiency renovation of existing housing stock, demonstration projects and supporting measures

100  %

015  Intelligent Energy Distribution Systems at medium and low voltage levels (including smart grids and ICT systems)

100  %

016  High efficiency co-generation and district heating

100  %

Environmental infrastructure

 

017  Household waste management (including minimisation, sorting, recycling measures)

0  %

018  Household waste management (including mechanical biological treatment, thermal treatment, incineration and landfill measures)

0  %

019  Commercial, industrial or hazardous waste management

0  %

020  Provision of water for human consumption (extraction, treatment, storage and distribution infrastructure)

0  %

021  Water management and drinking water conservation (including river basin management, water supply, specific climate change adaptation measures, district and consumer metering, charging systems and leak reduction)

40  %

022  Waste water treatment

0  %

023  Environmental measures aimed at reducing and / or avoiding greenhouse gas emissions (including treatment and storage of methane gas and composting)

100  %

Transport infrastructure

 

024  Railways (TEN-T Core)

40  %

025  Railways (TEN-T comprehensive)

40  %

026  Other Railways

40  %

027  Mobile rail assets

40  %

028  TEN-T motorways and roads — core network (new build)

0  %

029  TEN-T motorways and roads — comprehensive network (new build)

0  %

030  Secondary road links to TEN-T road network and nodes (new build)

0  %

031  Other national and regional roads (new build)

0  %

032  Local access roads (new build)

0  %

033  TEN-T reconstructed or improved road

0  %

034  Other reconstructed or improved road (motorway, national, regional or local)

0  %

035  Multimodal transport (TEN-T)

40  %

036  Multimodal transport

40  %

037  Airports (TEN-T) (1)

0  %

038  Other airports (1)

0  %

039  Seaports (TEN-T)

40  %

040  Other seaports

40  %

041  Inland waterways and ports (TEN-T)

40  %

042  Inland waterways and ports (regional and local)

40  %

Sustainable transport

 

043  Clean urban transport infrastructure and promotion (including equipment and rolling stock)

40  %

044  Intelligent transport systems (including the introduction of demand management, tolling systems, IT monitoring, control and information systems)

40  %

Information and communication technology (ICT) infrastructure

 

045  ICT: Backbone/backhaul network

0  %

046  ICT: High-speed broadband network (access/local loop; >/= 30 Mbps)

0  %

047  ICT: Very high-speed broadband network (access/local loop; >/= 100 Mbps)

0  %

048  ICT: Other types of ICT infrastructure/large-scale computer resources/equipment (including e-infrastructure, data centres and sensors; also where embedded in other infrastructure such as research facilities, environmental and social infrastructure)

0  %

III.  Social, health and education infrastructure and related investment:

049  Education infrastructure for tertiary education

0  %

050  Education infrastructure for vocational education and training and adult learning

0  %

051  Education infrastructure for school education (primary and general secondary education)

0  %

052  Infrastructure for early childhood education and care

0  %

053  Health infrastructure

0  %

054  Housing infrastructure

0  %

055  Other social infrastructure contributing to regional and local development

0  %

IV.  Development of endogenous potential:

Research and development and innovation

 

056  Investment in infrastructure, capacities and equipment in SMEs directly linked to research and innovation activities

0  %

057  Investment in infrastructure, capacities and equipment in large companies directly linked to research and innovation activities

0  %

058  Research and innovation infrastructure (public)

0  %

059  Research and innovation infrastructure (private, including science parks)

0  %

060  Research and innovation activities in public research centres and centres of competence including networking

0  %

061  Research and innovation activities in private research centres including networking

0  %

062  Technology transfer and university-enterprise cooperation primarily benefiting SMEs

0  %

063  Cluster support and business networks primarily benefiting SMEs

0  %

064  Research and innovation processes in SMEs (including voucher schemes, process, design, service and social innovation)

0  %

065  Research and innovation infrastructure, processes, technology transfer and cooperation in enterprises focusing on the low carbon economy and on resilience to climate change

100  %

Business development

 

066  Advanced support services for SMEs and groups of SMEs (including management, marketing and design services)

0  %

067  SME business development, support to entrepreneurship and incubation (including support to spin offs and spin outs)

0  %

068  Energy efficiency and demonstration projects in SMEs and supporting measures

100  %

069  Support to environmentally-friendly production processes and resource efficiency in SMEs

40  %

070  Promotion of energy efficiency in large enterprises

100  %

071  Development and promotion of enterprises specialised in providing services contributing to the low carbon economy and to resilience to climate change (including support to such services)

100  %

072  Business infrastructure for SMEs (including industrial parks and sites)

0  %

073  Support to social enterprises (SMEs)

0  %

074  Development and promotion of commercial tourism assets in SMEs

0  %

075  Development and promotion of commercial tourism services in or for SMEs

0  %

076  Development and promotion of cultural and creative assets in SMEs

0  %

077  Development and promotion of cultural and creative services in or for SMEs

0  %

Information and communication technology (ICT) — demand stimulation, applications and services

 

078  e-Government services and applications (including e-Procurement, ICT measures supporting the reform of public administration, cyber-security, trust and privacy measures, e-Justice and e-Democracy)

0  %

079  Access to public sector information (including open data e-Culture, digital libraries, e-Content and e-Tourism)

0  %

080  e-Inclusion, e-Accessibility, e-Learning and e-Education services and applications, digital literacy

0  %

081  ICT solutions addressing the healthy active ageing challenge and e-Health services and applications (including e-Care and ambient assisted living)

0  %

082  ICT Services and applications for SMEs (including e-Commerce, e-Business and networked business processes), living labs, web entrepreneurs and ICT start-ups)

0  %

Environment

 

083  Air quality measures

40  %

084  Integrated pollution prevention and control (IPPC)

40  %

085  Protection and enhancement of biodiversity, nature protection and green infrastructure

40  %

086  Protection, restoration and sustainable use of Natura 2000 sites

40  %

087  Adaptation to climate change measures and prevention and management of climate related risks e.g. erosion, fires, flooding, storms and drought, including awareness raising, civil protection and disaster management systems and infrastructures

100  %

088  Risk prevention and management of non-climate related natural risks (i.e. earthquakes) and risks linked to human activities (e.g. technological accidents), including awareness raising, civil protection and disaster management systems and infrastructures

0  %

089  Rehabilitation of industrial sites and contaminated land

0  %

090  Cycle tracks and footpaths

100  %

091  Development and promotion of the tourism potential of natural areas

0  %

092  Protection, development and promotion of public tourism assets

0  %

093  Development and promotion of public tourism services

0  %

094  Protection, development and promotion of public cultural and heritage assets

0  %

095  Development and promotion of public cultural and heritage services

0  %

Other

 

096  Institutional capacity of public administrations and public services related to implementation of the ERDF or actions supporting ESF institutional capacity initiatives

0  %

097  Community-led local development initiatives in urban and rural areas

0  %

098  Outermost regions: compensation of any additional costs due to accessibility deficit and territorial fragmentation

0  %

099  Outermost regions: specific action to compensate additional costs due to size market factors

0  %

100  Outermost regions: support to compensate additional costs due to climate conditions and relief difficulties

40  %

101  Cross-financing under the ERDF (support to ESF-type actions necessary for the satisfactory implementation of the ERDF part of the operation and directly linked to it)

0  %

V.  Promoting sustainable and quality employment and supporting labour mobility:

102  Access to employment for job-seekers and inactive people, including the long-term unemployed and people far from the labour market, also through local employment initiatives and support for labour mobility

0  %

103  Sustainable integration into the labour market of young people, in particular those not in employment, education or training, including young people at risk of social exclusion and young people from marginalised communities, including through the implementation of the Youth Guarantee

0  %

104  Self-employment, entrepreneurship and business creation including innovative micro, small and medium sized enterprises

0  %

105  Equality between men and women in all areas, including in access to employment, career progression, reconciliation of work and private life and promotion of equal pay for equal work

0  %

106  Adaptation of workers, enterprises and entrepreneurs to change

0  %

107  Active and healthy ageing

0  %

108  Modernisation of labour market institutions, such as public and private employment services, and improving the matching of labour market needs, including throughactions that enhance transnational labour mobility as well as through mobility schemes and better cooperation between institutions and relevant stakeholders

0  %

VI.  Promoting social inclusion, combating poverty and any discrimination:

109  Active inclusion, including with a view to promoting equal opportunities and active participation, and improving employability

0  %

110  Socio-economic integration of marginalised communities such as the Roma

0  %

111  Combating all forms of discrimination and promoting equal opportunities

0  %

112  Enhancing access to affordable, sustainable and high-quality services, including health care and social services of general interest

0  %

113  Promoting social entrepreneurship and vocational integration in social enterprises and the social and solidarity economy in order to facilitate access to employment

0  %

114  Community-led local development strategies

0  %

VII.  Investing in education, training and vocational training for skills and lifelong learning:

115  Reducing and preventing early school-leaving and promoting equal access to good quality early-childhood, primary and secondary education including formal, non-formal and informal learning pathways for reintegrating into education and training

0  %

116  Improving the quality and efficiency of, and access to, tertiary and equivalent education with a view to increasing participation and attainment levels, especially for disadvantaged groups

0  %

117  Enhancing equal access to lifelong learning for all age groups in formal, non-formal and informal settings, upgrading the knowledge, skills and competences of the workforce, and promoting flexible learning pathways including through career guidance and validation of acquired competences

0  %

118  Improving the labour market relevance of education and training systems, facilitating the transition from education to work, and strengthening vocational education and training systems and their quality, including through mechanisms for skills anticipation, adaptation of curricula and the establishment and development of work-based learning systems, including dual learning systems and apprenticeship schemes

0  %

VIII.  Enhancing institutional capacity of public authorities and stakeholders and efficient public administration:

119  Investment in institutional capacity and in the efficiency of public administrations and public services at the national, regional and local levels with a view to reforms, better regulation and good governance

0  %

120  Capacity building for all stakeholders delivering education, lifelong learning, training and employment and social policies, including through sectoral and territorial pacts to mobilise for reform at the national, regional and local levels

0  %

IX.  Technical assistance:

121  Preparation, implementation, monitoring and inspection

0  %

122  Evaluation and studies

0  %

123  Information and communication

0  %

(1)   Restricted to investments related to environmental protection or accompanied by investments necessary to mitigate or reduce its negative environmental impact.



TABLE 2:  CODES FOR THE FORM OF FINANCE DIMENSION

2.  FORM OF FINANCE

01  Non-repayable grant

02  Repayable grant

03  Support through financial instruments: venture and equity capital or equivalent

04  Support through financial instruments: loan or equivalent

05  Support through financial instruments: guarantee or equivalent

06  Support through financial instruments: interest rate subsidy, guarantee fee subsidy, technical support or equivalent

07  Prize



TABLE 3:  CODES FOR THE TERRITORIAL DIMENSION

3.  TERRITORY TYPE

01  Large Urban areas (densely populated > 50 000 population)

02  Small Urban areas (intermediate density > 5 000 population)

03  Rural areas (thinly populated)

04  Macro regional cooperation area

05  Cooperation across national or regional programme areas in national context

06  ESF transnational cooperation

07  Not applicable



TABLE 4:  CODES FOR THE TERRITORIAL DELIVERY MECHANISMS DIMENSION

4.  TERRITORIAL DELIVERY MECHANISMS

01  Integrated Territorial Investment — Urban

02  Other integrated approaches to sustainable urban development

03  Integrated Territorial Investment — Other

04  Other integrated approaches to sustainable rural development

05  Other integrated approaches to sustainable urban/rural development

06  Community-led local development initiatives

07  Not applicable



TABLE 5:  CODES FOR THEMATIC OBJECTIVE DIMENSION

5.  THEMATIC OBJECTIVE (ERDF and the Cohesion Fund)

01  Strengthening research, technological development and innovation

02  Enhancing access to, and use and quality of, information and communication technologies

03  Enhancing the competitiveness of small and medium-sized enterprises

04  Supporting the shift towards a low-carbon economy in all sectors

05  Promoting climate change adaptation, risk prevention and management

06  Preserving and protecting the environment and promoting resource efficiency

07  Promoting sustainable transport and removing bottlenecks in key network infrastructures

08  Promoting sustainable and quality employment and supporting labour mobility

09  Promoting social inclusion and combating poverty and any discrimination

10  Investing in education, training and vocational training for skills and lifelong learning

11  Enhancing the institutional capacity of public authorities and stakeholders and an efficient public administration

12  Not applicable (Technical assistance only)



TABLE 6:  CODES FOR THE SECONDARY THEME DIMENSION UNDER THE ESF

6.  ESF SECONDARY THEME

Coefficient for the calculation of support to climate change objectives

01  Supporting the shift to a low-carbon, resource efficient economy

100  %

02  Social innovation

0  %

03  Enhancing the competitiveness of SMEs

0  %

04  Strengthening research, technological development and innovation

0  %

05  Enhancing the accessibility, use and quality of information and communication technologies

0  %

06  Non-discrimination

0  %

07  Gender equality

0  %

08  Not applicable

0  %



TABLE 7:  CODES FOR THE ECONOMIC ACTIVITY DIMENSION

7.  ECONOMIC ACTIVITY

01  Agriculture and forestry

02  Fishing and aquaculture

03  Manufacture of food products and beverages

04  Manufacture of textiles and textile products

05  Manufacture of transport equipment

06  Manufacture of computer, electronic and optical products

07  Other unspecified manufacturing industries

08  Construction

09  Mining and quarrying (including mining of energy producing materials)

10  Electricity, gas, steam, hot water and air conditioning

11  Water supply, sewerage, waste management and remediation activities

12  Transport and storage

13  Information and communication activities, including telecommunication, information service activities, computer programming, consultancy and related activities

14  Wholesale and retail trade

15  Tourism, accommodation and food service activities

16  Financial and insurance activities

17  Real estate, renting and business activities

18  Public administration

19  Education

20  Human health activities

21  Social work activities, community, social and personal services

22  Activities linked to the environment and to climate change

23  Arts, entertainment, creative industries and recreation

24  Other unspecified services



TABLE 8:  CODES FOR THE LOCATION DIMENSION

8.  LOCATION (2)

Code

Location

 

Code of region or area where operation is located/carried out, as set out in the Classification of Territorial Units for Statistics (NUTS) in the Annex to Regulation (EC) No 1059/2003 of the European Parliament and of the Council (1)

(1)   Regulation (EC) No 1059/2003 of the European Parliament and of the Council of 26 May 2003 on the establishment of a common classification of territorial units for statistics (NUTS) (OJ L 154, 21.6.2003, p. 1).




ANNEX II

Coefficients for calculating amounts of support for climate change objectives in the case of the European Agricultural Fund for Rural Development pursuant to Article 2



Article of Regulation (EU) No 1305/2013 (1)

Priority / focus area

Coefficient

Article 5(3)(b)

Supporting farm risk prevention and management

40  %

Article 5(4)

Restoring, preserving and enhancing ecosystems related to agriculture and forestry (all focus areas)

100  %

Article 5(5)

Promoting resource efficiency and supporting the shift towards a low-carbon and climate-resilient economy in the agriculture, food and forestry sectors (all focus areas)

100  %

Article 5(6)(b)

Fostering local development in rural areas

40  %

(1)   Regulation (EU) No 1305/2013 of the European Parliament and of the Council of 17 December 2013 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (OJ L 347, 20.12.2013, p. 487).

▼M1




ANNEX III

Coefficients for calculating amounts of support for climate change objectives in the case of the European Maritime and Fisheries Fund pursuant to Article 3



Article of Regulation (EU) No 508/2014

Title of the Measure

Coefficient

CHAPTER I

Sustainable development in Fisheries

Article 26

Innovation (+ Article 44(3) Inland fishing)

0 %* (1)

Article 27

Advisory services (+ Article 44(3) Inland fishing)

0 %

Article 28

Partnerships between scientists and fishermen (+ Article 44(3) Inland fishing)

0 %*

Article 29(1) + (2)

Promotion of human capital, job creation and social dialogue — training, networking, social dialogue; support to spouses and life partners (+ Article 44(1)(a) Inland fishing)

0 %*

Article 29(3)

Promotion of human capital, job creation and social dialogue — trainees on board SSCF vessels/social dialogue

0 %*

Article 30

Diversification and new forms of income (+ Article 44(4) Inland fishing)

0 %*

Article 31

Start-up support for young fishermen (+ Article 44(2) Inland fishing)

0 %

Article 32

Health and safety (+ Article 44(1)(b) Inland fishing)

0 %

Article 33

Temporary cessation of fishing activities

40 %

Article 34

Permanent cessation of fishing activities

100 %

Article 35

Mutual funds for adverse climatic events and environmental incidents

40 %

Article 36

Support to systems of allocation of fishing opportunities

40 %

Article 37

Support for the design and implementation of conservation measures and regional cooperation

0 %

Article 38

Limiting the impact of fishing on the marine environment and adapting fishing to the protection of species (+ Article 44(1)(c) Inland fishing)

40 %

Article 39

Innovation linked to the conservation of marine biological resources (+ Article 44(1)(c) Inland fishing)

40 %

Article 40(1)(a)

Protection and restoration of marine biodiversity — collection of lost fishing gear and marine litter

0 %

Article 40(1)(b)-(g) and (i)

Protection and restoration of marine biodiversity — contribution to a better management or conservation, construction, installation or modernisation of static or movable facilities, preparation of protection and management plans related to Natura 2000 sites and spatial protected areas, management, restoration and monitoring marine protected areas, including Natura 2000 sites, environmental awareness, participation in other actions aimed at maintaining and enhancing biodiversity and ecosystem services (+ Article 44(6) Inland aquatic fauna and flora)

40 %

Article 40(1)(h)

Protection and restoration of marine biodiversity — schemes for the compensation of damage to catches caused by mammals and birds

0 %

Article 41(1)(a), (b) and (c)

Energy efficiency and mitigation of climate change — on board investments; energy efficiency audits and schemes; studies to assess the contribution of alternative propulsion systems and hull designs (+ Article 44(1)(d) Inland fishing)

100 %

Article 41(2)

Energy efficiency and mitigation of climate change — Replacement or modernisation of main or ancillary engines

100 %

Article 42

Added value, product quality and use of unwanted catches (+ Article 44(1)(e) Inland fishing)

0 %

Article 43(1) + (3)

Fishing ports, landing sites, auction halls and shelters — investments improving fishing ports and auction halls infrastructure or landing sites and shelters; construction of shelters to improve safety of fishermen (+ Article 44(1)(f) Inland fishing)

40 %

Article 43(2)

Fishing ports, landing sites, auction halls and shelters — investments to facilitate compliance with the obligation to land all catches

0 %

CHAPTER II

Sustainable development in Aquaculture

Article 47

Innovation

0 %*

Article 48(1)(a)-(d), (f), (g) and (h)

Productive investments in aquaculture

0 %*

Article 48(1)(e), (i) and (j)

Productive investments in aquaculture — resource efficiency, reducing usage of water and chemicals, recirculation systems minimising water use

0 %*

Article 48(1)(k)

Productive investments in aquaculture — increasing energy efficiency, renewable energy

40 %

Article 49

Management, relief and advisory services for aquaculture farms

0 %*

Article 50

Promoting human capital and networking

0 %*

Article 51

Increasing the potential of aquaculture sites

40 %

Article 52

Encouraging new sustainable aquaculture farmers practising sustainable aquaculture

0 %

Article 53

Conversion to eco-management and audit schemes and organic aquaculture

0 %*

Article 54

Aquaculture providing environmental services

0 %*

Article 55

Public health measures

0 %

Article 56

Animal health and welfare measures

0 %

Article 57

Aquaculture stock insurance

40 %

CHAPTER III

Sustainable development of Fisheries Areas

Article 62(1)(a)

Preparatory support

0 %

Article 63

Implementation of local development strategies (including running costs and animation)

40 %

Article 64

Cooperation activities

0 %*

CHAPTER IV

Marketing and Processing related measures

Article 66

Production and marketing plans

0 %*

Article 67

Storage aid

0 %

Article 68

Marketing measures

0 %*

Article 69

Processing of fisheries and aquaculture products

0 %*

CHAPTER V

Compensation for additional costs in outermost regions for fishery and aquaculture products

Article 70

Compensation regime

0 %

CHAPTER VI

Accompanying measures for the common fisheries policy under shared management

Article 76

Control and enforcement

0 %

Article 77

Data collection

0 %*

CHAPTER VII

Technical assistance at the initiative of the Member States

Article 78

Technical assistance at the initiative of the Member States

0 %

CHAPTER VIII

Measures concerning integrated maritime policy financed under shared management

Article 80(1)(a)

Integrating Maritime Surveillance

0*%

Article 80(1)(b)

Promotion of the protection of marine environment, and the sustainable use of marine and coastal resources

40 %

Article 80(1)(c)

Improving the knowledge on the state of the marine environment

40 %

(1)   A weight of 40 % can be assigned to the measure marked with * in the table, in accordance with Article 3(2).



( 1 ) Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the support from the European Regional Development Fund to the European territorial cooperation goal (OJ L 347, 20.12.2013, p. 259).

( 2 ) Regulation (EU) No 1304/2013 of the European Parliament and of the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 181/2006 (OJ L 347, 20.12.2013, p. 470).

( 3 ) European Regional Development Fund, Cohesion Fund and European Social Fund.