COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL COMMITTEE AND THE COMMITTEE OF THE REGIONS Addressing the consequences of disenfranchisement of Union citizens exercising their right to free movement /* COM/2014/033 final */
COMMUNICATION FROM THE COMMISSION TO
THE EUROPEAN PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL
COMMITTEE AND THE COMMITTEE OF THE REGIONS Addressing the consequences of
disenfranchisement of Union citizens exercising their right to free movement 1. Introduction The possibility for citizens to express
their political will by exercising their right to vote, one of the fundamental
political rights of citizenship, is part of the very fabric of democracy. The
European Union itself is founded on the value of respect for democracy[1]. Every EU citizen has
the right to participate in the democratic life of the Union[2]. The Commission
considers it a priority to encourage the participation of EU citizens in the Union’s democratic life[3]. The political rights of EU citizens have featured prominently
during the European Year of Citizens 2013, dedicated to promoting a debate and
raising awareness about the rights and responsibilities that come with EU
citizenship. One of the obstacles EU citizens from certain
Member States face as political actors, identified in the EU Citizenship Report
2010[4], is that they lose the
right to vote (they are "disenfranchised") in national elections of
their home country once they reside abroad for a given period of time, including
when they reside in another Member State. As a consequence, these citizens are
not able to participate in any national elections, whether in the home Member State or in the Member State of residence. In accordance with Article 4(2) TEU, the Union must respect the national identities of Member States, inherent in their fundamental
structures, political and constitutional. Hence, it is a matter for each Member State, while respecting the value of respect for democracy, common to all Member
States, to decide solely on the composition of the electorate for its national
elections. Nevertheless, it must be taken into account
that national policies which lead to disenfranchising citizens may be
considered as limiting the enjoyment of rights attached to EU citizenship, such
as the right to move and reside freely within the EU, a fundamental right of
every EU citizen. This is at odds with
the founding premise of EU citizenship, namely that it is additional to
national citizenship and is designed to give additional rights to EU citizens,
whereas in this case the exercise of the right of free movement may lead to
losing a right of political participation. Such policies are further out of step with
the current global trend to allow non-resident citizens to vote[5]. In addition, EU
citizens residing in another Member State can maintain lifelong and close ties
with their country of origin and continue to be directly affected by acts
adopted by the legislature there (e.g. payment of taxes, pension rights). In
particular, the widespread access to television broadcasts across borders[6] and the availability of
internet and other web-based and mobile communication technologies, including
social media, makes it easier than ever to remain connected to one’s home
politics from abroad and take part in social and political developments there. Recurrent petitions, questions from Members
of the European Parliament and correspondence from the general public reveal
that EU citizens are concerned at what they perceive as a gap in their political
rights. Generally, Europeans believe that EU citizens should not lose the right
to vote in national elections in their country of nationality just because they
have moved to another EU country[7]. For these reasons, the Commission announced
— in the EU Citizenship Report 2010 — that it would launch a discussion to
identify political options to prevent EU citizens from losing their political
rights as a consequence of exercising their right to free movement
(action 20). As a follow-up, the Commission wrote to
certain Member States, explaining its views on the negative impact on the EU
rights arising from disenfranchisement and inviting their contribution to a
common reflection on the subject. The replies provided clarifications on
current laws and policies and on debates at national level. On 19 February 2013, the European
Parliament and the Commission held a joint hearing on EU citizenship.
Participants, including EU citizens affected, civil society representatives,
Members of the European Parliament and experts underlined the need to reassess
existing policies that disenfranchise citizens — and the justifications
underpinning them — in the light of current developments towards more inclusive
democratic participation within the EU. In the EU Citizenship Report 2013 EU
citizens: your rights, your future[8]
the Commission underlined that full participation of EU citizens in the
democratic life of the EU at all levels is the very essence of Union
citizenship. Accordingly, it announced that it would propose constructive ways
to enable EU citizens living in another Member State to fully participate in
the democratic life of the EU by maintaining their right to vote in national
elections in their country of origin (action 12). The present Communication gives effect to
this commitment. It draws on the outcome of on-going debates at national and EU
level, involving civil society, academics and EU citizens themselves. It aims
at suggesting constructive ways to enhance the right of the EU citizens to
participate in democratic life of the Union and their right to free movement,
by limiting the consequences of national disenfranchisement policies, measures
and administrative practices, to be explored in cooperation with the Member
States. This Communication is accompanied by a Recommendation proposing
inclusive and proportionate solutions to this end. 2. State of play in Member States Most
Member States have rules in place depriving citizens of their voting rights for
reasons of criminal convictions for serious offences or on grounds of loss of
legal capacity linked to mental health problems and intellectual disabilities. According to the
information available to the Commission, in five Member
States the legal regimes currently applicable may lead
to a situation where Union citizens residing in other Member States could lose
their right to vote solely on the ground that they have been residing abroad
for a certain period of time.[9]
The main characteristics of these regimes can be summarised as follows: In Denmark, Danish citizens leaving the
country are allowed to remain on the electoral roll if they register their
intention to return within two years[10]
— a rule reflecting the requirement enshrined in the Constitution of permanent
residence as a pre-condition for voting in national elections[11]. Some voters[12] are deemed to have
their permanent residence in Denmark irrespective of whether they live abroad. Similarly, Irish citizens leaving Ireland are allowed to remain on the electoral roll only if they register their intention
to return within 18 months[13].
Nevertheless, in the context of its plan for constitutional reform, Ireland’s Constitutional Convention examined in 2013 the issue of removing this limitation
and suggested, in its report submitted to the Irish government on 25 November
2013[14],
granting Irish citizens the right to vote at Irish embassies in presidential
elections without this limitation. The Irish government is due to issue its
response to the report in March 2014. Cypriot citizens lose their right to vote
in national elections if they have not resided in Cyprus during the six months
immediately preceding such elections, unless they are residing abroad because
they study or temporarily work there, or for health reasons[15]. Under the Maltese Constitution, Maltese
citizens lose their right to vote if they have not been residing there for a
period of at least six months within the eighteen months period immediately
preceding their registration to vote in national elections[16]. British citizens lose the right to vote in UK
Parliamentary elections if they have not been registered to vote at an address
in the UK at any time in the previous 15 years[17].
Over the recent years, successive governments and parliaments have considered
that, in principle, this restriction is necessary and justified. This
restriction was challenged before the European Court of Human Rights, which, in
line with previous case-law, did not find it contrary to Article 3 of Protocol
No.1 to the European Convention on Human Rights Convention[18]. The compatibility of this
rule with EU law has not yet been established by the Court of Justice of the
European Union [19]
. A few Member States impose certain other
conditions for maintaining the right to vote in national elections. German citizens
residing abroad are eligible to vote in national elections provided they fulfil
one of the following conditions: either: i) that they had resided in Germany
for an uninterrupted period of at least three months after reaching the age of
fourteen years and this period dates back not more than 25 years; or ii) that they
have become familiar, personally and directly, with the political situation in
Germany and are affected by it[20]. Austrian law[21] requires citizens to
apply before leaving the country to remain registered on the electoral roll and
to renew this application every ten years — a renewal which can be done by
electronic means. Authorities are obliged to make citizens living abroad aware
of their removal from the electoral roll and they ensure publicity about the
right of nationals abroad to register on the roll. 3. The Council of Europe perspective States have the sovereign right to
determine, in line with the international norms by which they are bound, the
conditions for the exercise by their nationals of the right to vote in national
elections, including conditions requiring residence in the country. The
European Court of Human Rights has assessed such residence conditions in the
light of Article 3 of Protocol No 1 to the European Convention on Human Rights[22] and has accepted, in
all the cases it has examined so far, that they are not, in principle, an
arbitrary restriction of the right to vote[23].
The Court has outlined the factors which may justify such conditions:[24] ·
the assumption that a non-resident citizen is
less directly or continuously concerned with the country’s day-to-day problems
and has less knowledge of them; ·
that it is impracticable for candidates to
present the issues to citizens abroad and that the latter have no influence on
the selection of candidates or on the formulation of their electoral
programmes; ·
the close connection between the right to vote
in parliamentary elections and being directly affected by the acts of the
political bodies so elected; and ·
the legitimate concern to limit the influence in
elections of citizens living abroad on issues that, while fundamental,
primarily affect persons living in the country. However, such justifications should be
weighed against the principles underpinning political participation. As
highlighted by the European Court of Human Rights, "The right to vote is
not a privilege. In the twenty-first century, the presumption in a democratic
State must be in favour of inclusion […] Any general, automatic and
indiscriminate departure from the principle of universal suffrage risks undermining
the democratic validity of the legislature thus elected and the laws it
promulgates."[25] According to the European Commission for
Democracy through Law (Venice Commission), where a time-limit is set for
retention of the right to vote after a national has emigrated, it is preferable
that the situation be ‘reconsidered’ at the expiry of the period rather than
that the right to vote to be purely and simply lost. States could place certain
formal restrictions on the voting rights of citizens residing abroad, such as a
requirement to register on an electoral roll, which usually remains valid only
for a limited period. This would allow excluding persons with no ties with the
country of origin while respecting the principle of proportionality[26]. Moreover, the European Court of Human
Rights highlighted the existence of a current trend towards allowing
non-resident citizens to vote. Reviewing the laws of the States that are
members of the Council of Europe, the Court found that ‘the emergence of new
technologies and cheaper transport has enabled migrants to maintain a higher
degree of contact with their State of nationality than would have been possible
for most migrants forty, even thirty, years ago. This has led a number of
States […] to amend their legislation to allow for the first time non-residents
to vote in national elections.’ It thus concluded that there is a clear trend
in favour of allowing voting by non-resident citizens, even though no common
European approach exists yet[27]. 4. The EU context As the Court of Justice has ruled, where a
matter falls within the competence of the Member States – such as the
definition of the composition of the electorate for national elections – the
Member States must none the less exercise that competence in accordance with EU
law, in particular the provisions of the Treaty concerning the right of every
EU citizen to move and reside freely within the territory of the Member States,
and therefore avoid any overt or covert discrimination on the basis of
nationality[28].
In this vein, the Court has, for instance, acknowledged,
with respect to the European elections, that a criterion linked to residence is
not in principle inappropriate to determine who has the right to vote and stand
as a candidate, whilst making clear that such a criterion should not result in
violation of the general principles of EU law, in particular the principle of
non-discrimination[29].
The national legislations on the
composition of the electorate for national elections are disparate. As, currently, no Member State has a general policy granting other
Member States' nationals residing on its territory the right to vote in
national elections[30],
disenfranchised EU citizens are usually left without the right to vote in
national elections in any of the Member States. However, since the Union has
not yet made use of the possibility under Article 25 TFEU to complement the
list of rights enjoyed by the citizens of the Union, EU law cannot guarantee to
an EU citizen that a transfer of his/her residence to another Member State will
be completely neutral as regards his/her right to vote in national elections.[31] This situation may nevertheless result in
hindering the full enjoyment of the rights and benefits that EU citizenship
brings to them in their daily lives. Firstly, the current situation may be
perceived as out of keeping with the founding premise of EU citizenship. Under Article 20 TFEU, Union citizenship
status is additional to and does not replace national
citizenship. The core rights attached to EU citizenship are to be conferred on
EU citizens in addition to those derived from their national citizenship.
One would not expect that the exercise of the rights attached to Union
citizenship results in the loss of the right to vote in national elections,
which is generally linked to national citizenship. Secondly, national disenfranchisement
policies may influence the way in which EU citizens exercise their right to
freely move and reside within the territory of the Member States. For instance, such citizens might consider
not to declare their move to the administrative authorities so as to make sure
that they will not lose their political rights in their home country. Thirdly, disenfranchising policies lead
to a gap in the political rights of the EU citizens concerned that is inconsistent
with the efforts to promote citizens' participation the democratic life of the Union. Although disenfranchised EU citizens retain
the right to elect members of the European Parliament, they do not have the
right to participate in the national processes leading to the composition of
national governments, the members of which compose the Council, the EU’s other
co-legislator, which is inconsistent with current efforts to enhance conditions
for citizens' involvement in the national and European public sphere. For these reasons, the Commission suggests
some options which would contribute to reducing the risk of disenfranchising EU
citizens who simply make use of their right to free movement. Those options are without prejudice to the
role of the Commission as guardian of the Treaties and to the Treaty rules on
the right to free movement of EU citizens, as interpreted by the Court of
Justice. 5. Options to address the consequences
of disenfranchisement 5.1. Inappropriate options from
an EU perspective One of the options put forward in recent
years to remedy the loss of political rights in the country of origin is
naturalisation in the country of residence, leading to acquisition of political
rights there. However, promoting naturalisation in the host country as a means
of increasing political rights would be at odds with the role of EU citizenship
as the primary vehicle for promoting respect for national identity and
diversity, and ensuring equality of treatment irrespective of nationality. Moreover,
this option disregards the complexity of intra-EU mobility. Individuals may
reside in several countries for longer or shorter periods— eventually even
returning to their home country. They could not be expected to acquire multiple
or successive nationalities solely to maintain political rights. Another option, promoted notably by
academics[32],
would be to set up a structured dialogue or an open method of coordination to
encourage Member States to ensure mutual recognition — on a bilateral or
multilateral basis — of voting rights for their nationals living in other
Member States (especially close neighbours or with which they have strong
ties). However, such an approach would result in fragmentation and asymmetrical
voting rights for EU citizens across the EU[33]. 5.2. Appropriate solutions
within the EU framework 5.2.1. Short-term proportionate
solutions The rules currently applicable in certain
Member States are based on the presumption that residence abroad of a given
duration means that the connection with the political process in the home
country is lost. This presumption is, however, not correct in every individual
case. Therefore, it might be appropriate to give citizens who risk becoming disenfranchised
the possibility to demonstrate their continuing interest in the political
process in the Member State of which they are nationals. Possibilities exist today for EU citizens
to stay connected with political life in their country of origin and current
trends are towards more inclusive approaches for political participation. Along
with the prime importance of the right to free movement in the EU, this would
suggest that proportionate solutions should be put in place in the short-term.
These should empower EU citizens to determine themselves the strength of the
ties they maintain with the home country. As regards suitable criteria to provide
evidence of such ties, a positive action on the part of the individuals such as
their application to remain registered on the electoral roll should be
considered as sufficient for this purpose – and would appear to be the simplest
and least cumbersome solution for the citizens themselves. Member
States that limit the rights of their nationals to vote in national elections
based exclusively on a residence condition should enable their nationals who
make use of their right to free movement and residence in the European Union to
retain their right to vote if they demonstrate a continuing interest in the
political life in the Member State of which they are nationals, including
through an application to remain registered on the electoral roll. The possibility of requesting from citizens
an application to remain registered on the electoral roll should be without
prejudice to the possibility that Member States request their citizens to renew
such applications at appropriate intervals, so confirming the persistence of
such an interest.[34]
In
cases where Member States allow their nationals residing in another Member
State to retain their right to vote in national elections through an application to remain registered on the electoral
roll, these Member States can put in place proportionate accompanying
arrangements, such as reapplication at appropriate intervals. To minimise the burden for citizens abroad,
the lodging of their applications to register or remain registered on electoral
rolls should be possible through electronic means. Member
States that allow their nationals residing in another Member State to retain their right to vote in national elections through an application or a reapplication
to remain registered on the electoral roll should ensure that all relevant
applications may be submitted electronically. Finally, it is important to ensure adequate
information of citizens moving to or residing in another Member State about the conditions under which they can retain their voting rights. This information
could be made available in leaflets, broadcasts and targeted information by
consulates, embassies and expatriates’ organisations. Member
States providing for the loss of the right to vote in national elections by
their nationals residing in another Member State should inform them by
appropriate means and in a timely manner about the conditions and the practical
arrangements for retaining their right to vote in national elections. A
longer-term vision This reflection on enhancing political
participation of EU citizens by addressing the consequences of disenfranchisement
should not prevent a longer-term reflection on how to remedy the gap in
participation for EU citizens living in another Member State as regards the
national and, where relevant, regional level. Indeed, enfranchisement in the
host country is put forward in current debates also as a contribution
towards enhancing the political participation of disenfranchised EU citizens
who are left without any right to vote in national elections anywhere in the EU.
Clearly, this is a much broader issue — one
which would contribute to giving full effect to the right of every citizen to
participate in the democratic life of the Union, enable mobile EU citizens to
integrate better in their host country and strengthen EU citizenship. As announced in the EU Citizenship Report
2013, it is appropriate to examine this issue in the context of the upcoming
broader reflections on the future of the EU. 6. Conclusion Taking into account the political dialogue
on disenfranchisement with all relevant stakeholders, institutional actors and
civil society and in response to the expectations of EU citizens themselves, as
expressed in the public consultations and the Citizens' dialogues on the future
of the EU, the Commission is suggesting appropriate solutions. The rationale of
the current disenfranchisement policies should be re-assessed in light of
socio-economic and technological realities, the present state of European
integration and current trends towards inclusive political participation. Of
relevance in this respect is the fundamental role of EU citizenship in enabling
citizens to be treated as equal and valued members of the community, both in their
country of origin and their country of residence. The present Communication identifies
possible constructive solutions which it suggests to the Member States
concerned to explore. In the accompanying Recommendation, the Commission
proposes inclusive and proportionate approaches towards the political rights of
citizens who exercise their free movement rights, based on the premise that
these citizens should be empowered to determine themselves whether they
maintain a strong interest in the political life of their home country. The Commission will assess advancements
towards addressing the consequences of the disenfranchisement of EU citizens
exercising their right to free movement when reporting on progress towards
effective EU citizenship. [1] Article
2 of the Treaty on European Union (TEU). [2] Article
10(3) TEU. [3] Commission Communication ‘Preparing for the 2014
European elections: further enhancing their democratic and efficient conduct’
of 12 March 2013 (COM(2013) 126) and Recommendation on ‘Enhancing the
democratic and efficient conduct of the elections to the European Parliament’
of 12 March 2013 (C(2013) 1303). [4] COM(2010) 603. [5] Judgment of the European Court of Human Rights of 7
May 2013 in case Shindler v. The United Kingdom, paras 110 and 115. [6] Facilitated by the Directive 2010/13/EU of the
European Parliament and of the Council of 10 March 2010 on the coordination of
certain provisions laid down by law, regulation or administrative action in
Member States concerning the provision of audiovisual media services
(Audiovisual Media Services Directive) [7] Almost
two thirds (65 %) of Europeans consider it unjustified that EU citizens
residing in an EU country other than their country of origin lose their voting
rights in national elections: 2012 Eurobarometer survey no. 364 on ‘Electoral rights’,
http://ec.europa.eu/public_opinion/flash/fl_364_en.pdf.
This view was held by a similarly high proportion of respondents (62 %) to
an online public consultation on EU citizenship: 2012 Public Consultation ‘EU
citizens — your rights, your future’, http://ec.europa.eu/justice/citizen/files/report_eucitizenship_consultation_en.pdf. [8] COM(2013) 269. [9] Cyprus, Denmark, Ireland, Malta and the United Kingdom. [10] Article 2(3) of Chapter I, Part I, of the Parliamentary
Election Act No 271 of 13 May 1987, as last amended in 2009. [11] § 29 of Part IV of the Constitutional Act of 5 June
1953. [12] Mainly diplomats, employees of public agencies or
private companies, or international organisations or Danish aid or relief
organisations, students studying abroad, or people living abroad for health
reasons. [13] Article 11(3) lit a) of Part II of the Electoral
Act No 23 of 1992. [14] The Fifth Report submitted to Oireachtas is available
at https://www.constitution.ie/Default.aspx [15] Article 5 of Act 72/1979 and Article 11 of Act 40/1980,
as last amended by Act 4(i)/2003). [16] §57 of the Constitution, as amended by Act
LVIII.1974.23. [17] Section 1(3) lit. c) of the Representation of
the People Act 1985, as amended by the Political Parties and Referendum Act
2000. [18] Case Shindler, cited above. [19] This rule has been challenged by citizens before
national courts; these challenges have been unsuccessful. However, to date, no
preliminary question has been addressed to the Court of Justice of the European
Union. [20] Article 1, 21st Act amending the Federal
Elections Act of 27 April 2013, Federal Law Gazette I p. 962. This law was
adopted following a judgment of the German Constitutional Court which, assessing
previously applicable national law, had ruled that the sole criterion of an
earlier three-month stay at any time in Germany as a condition for non-resident
citizens to maintain the right to vote was unsuitable, in itself, for
demonstrating that the persons concerned are familiar with and affected by the
national political situation. Instead, the Court had put emphasis, in
particular, on whether the persons are familiar with the political system not
only through information obtained via modern media but also first-hand, for
instance through membership of associations or parties, and on whether the
State can impose duties upon them; Judgment of 4 July 2012 (2 BvC 1/11 and 2
BvC 2/11), paras. 44, 45, 47, 50, 52, 56. [21] Articles 2(3) and 2a(1) of the Electoral Roll Act 1973. [22] Article 3 of Protocol No 1 grants the right to free
elections by imposing upon the contracting parties an obligation to ‘undertake
to hold free elections at reasonable intervals by secret ballot, under
conditions which will ensure the free expression of the opinion of the people
in the choice of the legislature‘. [23] Most recently in Case Shindler, cited above. [24] See in particular judgment of 7 September 1999, Hilbe
v Liechtenstein, and Case Shindler, cited above, para. 105 [25] Case Shindler, cited above, para. 103. [26] Report on Out-of-Country Voting, 24 June 2011(CDL-AD
(2011) 022) , paras. 72 and 76. [27] Case Shindler,
cited above, paras. 110, 115. [28] Case C-403/03, Schempp, para 19. [29] Case C-300/04, Eman and Sevinger, paras 55 and
61. [30] The only exceptions are the possibility for Irish
nationals and for nationals of Cyprus and Malta (considered as ‘Qualifying Commonwealth citizens’) to vote in national parliamentary elections in the UK and the possibility for UK nationals to vote in national parliamentary elections in Ireland. [31] According to Article 25 (2) TFEU, the Council, acting
unanimously in accordance with a special legislative procedure and after
obtaining the consent of the European Parliament, may adopt provisions to
strengthen or to add the rights that citizens of the Union shall enjoy under
Article 20 (2) TFEU. These provisions shall enter into force after their
approval by the Member States in accordance with their respective
constitutional requirements. [32] J. Shaw, E.U. citizenship and
political rights in an evolving European Union, Fordham L. Rev., Vol. 75 2549,
2567 (2007). [33] Citizens of Member States who disenfranchise might
acquire the right to vote in some or all other Member States, but there would
be no guarantee of such a right for citizens of the 23 Member States who do not
disenfranchise. [34] This is the system in Austria, where such a
reapplication is required every ten years.