|
Country
|
Title of Reg. Market
|
Operating entity
|
Competent authority for designation and oversight of market
|
|
Austria
|
|
1.
|
Amtlicher Handel (official market)
|
|
2.
|
Geregelter Freiverkehr (semi-official market)
|
|
|
|
1.-2.
|
Finanzmarktaufsichtsbehörde (FMA — Financial Markets Authority)
|
|
|
Belgium
|
|
1.
|
|
(a)
|
Le marché «Euronext Brussels»/De «Euronext Brussels» markt,
|
|
(b)
|
Le marché des instruments dérivés d'Euronext Brussels/De markt voor afgeleide producten van Euronext Brussels.
|
|
|
|
1.
|
Euronext Brussels SA/NV.
|
|
|
1.
|
|
(a)
|
Reconnaissance: Ministre des Finances sur avis de la Commission bancaire, financière et des assurances (CBFA).
Erkenning: Minister van Financiën op advies van de Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA)
|
|
(b)
|
Surveillance: CBFA.
Toezicht: CBFA
|
|
|
|
2.
|
Le marché réglementé hors bourse des obligations linéaires, des titres scindés et des certificats de trésorerie/De gereglementeerde buitenbeursmarkt van de lineaire obligaties, de gesplitste effecten en de schatkistcertificaten.
|
|
|
2.
|
Fonds des rentes/Rentenfonds.
|
|
|
2.
|
|
(a)
|
Reconnaissance: Législateur (art. 144, §2 de la loi du 2.8.2002).
Erkenning: Regelgever (art. 144, §2 van de wet van 2.8.2002).
|
|
(b)
|
Surveillance: Comité du Fonds des rentes, pour compte de la CBFA.
Toezicht: Comité van het Rentenfonds, voor rekening van de CBFA
|
|
|
|
Bulgaria
|
|
1.
|
Официален пазар (official market)
|
|
2.
|
Неофициален пазар (unofficial market)
|
|
Българска Фондова Борса — София АД (Bulgarian Stock Exchange — Sofia JSCo)
|
Комисия за финансов надзор (Financial Supervision Commission)
|
|
Cyprus
|
Cyprus Stock Exchange
|
5.
|
Investment Companies markets
|
|
7.
|
Ocean-going shipping market
|
|
|
1.-7.
|
Cyprus Stock Exchange
|
|
|
1.-7.
|
Cyprus Securities and Exchange Commission
|
|
|
Czech Republic
|
|
1.
|
Main Market (Hlavní trh)
|
|
2.
|
Free Market (Volný trh)
|
|
|
1.-2.
|
Prague Stock Exchange
(Burza cenných papírů Praha, a.s.)
|
|
3.
|
RM-SYSTEM, Czech stock exchange
(RM-SYSTÉM, česká burza cenných papírů a.s.)
|
|
4.-5.
|
Prague Energy Exchange
(Energetická burza Praha)
|
|
|
1.-5.
|
Czech National Bank
|
|
|
Denmark
|
|
1.
|
NASDAQ OMX Copenhagen A/S
|
|
|
1.
|
Copenhagen Stock Exchange AS
|
|
Finanstilsynet (Danish financial supervisory authority)
|
|
2.
|
Dansk Autoriseret Markedsplads A/S (Danish Authorised Market Place Ltd. (DAMP)) [authorised market place = regular trade in securities admitted for trading but not listed on stock exchange]
|
|
|
2.
|
Danish Authorised Market Place AS (DAMP)
|
|
|
Estonia
|
|
1.
|
Väärtpaberibörs (Stock Exchange)
|
—
|
Põhinimekiri (Main list)
|
|
—
|
Võlakirjade nimekiri (Bond list )
|
|
—
|
Fondiosakute nimekri (Fund list)
|
|
|
NASDAQ OMX Tallinn AS
(NASDAQ OMX Tallinn Ltd.)
|
Finantsinspektsioon
(Estonian Financial Supervision Authority)
|
|
2.
|
Reguleeritud turg
(Regulated Market)
|
—
|
Lisanimekiri (Secondary List)
|
|
|
|
|
|
Finland
|
Arvopaperipörssi (Stock Exchange);
|
—
|
Pörssilista (Official list);
|
|
—
|
Muut arvopaperit -lista (Other Securities List)
|
|
NASDAQ OMX Helsinki Oy (NASDAQ OMX Helsinki Ltd.)
|
Designation:
Ministry of Finance.
Oversight:
|
—
|
Approval of rules: Ministry of Finance;
|
|
—
|
Supervision of compliance:
Finanssivalvonta, Finnish Financial Supervisory Authority
|
|
|
France
|
|
Euronext Paris (1-3)
|
Proposition de l’Autorité des marchés financiers (AMF).
Reconnaissance par le ministre chargé de l’économie (cf. article L. 421-1 du code monétaire et financier).
|
|
Germany
|
|
|
Börsenaufsichtsbehörden der Länder (stock exchange supervisory authorities of the federal states) and the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin).
State authorities:
|
|
1.
|
Börse Berlin (Regulierter Markt)
|
|
|
|
1.
|
Senatsverwaltung für Wirtschaft, Technologie und Frauen, Berlin
|
|
|
2.
|
Düsseldorfer Börse (Regulierter Markt)
|
|
|
|
2.
|
Finanzministerium des Landes Nordrhein-Westfalen, Düsseldorf
|
|
|
3.
|
Frankfurter Wertpapierbörse (Regulierter Markt);
|
|
|
|
3 & 4.
|
Hessisches Ministerium für Wirtschaft, Verkehr und Landesentwicklung, Wiesbaden
|
|
|
|
|
|
5.
|
Hanseatische Wertpapierbörse Hamburg (Regulierter Markt, Startup market)
|
|
|
|
5.
|
Freie und Hansestadt Hamburg, Behörde für Wirtschaft und Arbeit
|
|
|
6.
|
Niedersächsische Börse zu Hannover (Regulierter Markt)
|
|
|
|
6.
|
Niedersächsisches Ministerium für Wirtschaft, Arbeit und Verkehr, Hannover
|
|
|
7.
|
Börse München (Regulierter Markt)
|
|
|
|
7.
|
Bayerisches Staatsministerium für Wirtschaft, Infrastruktur, Verkehr und Technologie, München
|
|
|
8.
|
Baden-Württembergische Wertpapierbörse(Regulierter Markt)
|
|
|
|
8.
|
Wirtschaftsministerium Baden-Württemberg, Stuttgart
|
|
|
9.
|
Risk Management Exchange Hannover (Regulierter Markt)
|
|
|
|
9.
|
Niedersächsisches Ministerium für Wirtschaft, Arbeit und Verkehr, Hannover
|
|
|
10.
|
European Energy Exchange
|
|
|
10.
|
European Energy Exchange AG, Leipzig
|
|
|
10.
|
Sächsisches Staatsministerium für Wirtschaft und Arbeit, Dresden
|
|
|
Greece
|
|
|
|
1.
|
Hellenic Capital Market Commission (HCMC)
|
|
|
2.
|
Electronic Secondary Securities Market (HDAT-Debt Instruments’ Market)
|
|
|
|
2.
|
Hellenic Capital Market Commission (HCMC)
|
|
|
Hungary
|
Budapesti Értéktőzsde Zrt. (Budapest Stock Exchange)
|
—
|
Részvényszekció (Equities Section)
|
|
—
|
Hitelpapír szekció (Debt Securities Section)
|
|
—
|
Származékos szekció (Derivatives Section)
|
|
—
|
Áru szekció (Commodities Section)
|
|
Budapesti Értéktőzsde Zrt. (Budapest Stock Exchange)
|
Pénzügyi Szervezetek Állami Felügyelete (Hungarian Financial Supervisory Authority)
|
|
Ireland
|
Main Market of the Irish Stock Exchange
|
Irish Stock Exchange Ltd.
|
The Irish Financial Services Regulatory Authority (‘Financial Regulator’) authorises ‘regulated markets’ and (excluding listing conditions) supervises compliance with MiFID requirements by the Market Operator.
|
|
Italy
|
|
1.
|
Electronic Share Market (MTA)
|
|
2.
|
Electronic Bond Market (MOT)
|
|
3.
|
Electronic Open-end Funds and ETCs Market (ETF-Plus)
|
|
4.
|
Electronic Securitised Derivatives Market (SeDeX)
|
|
5.
|
The Market After Hour (TAH)
|
|
6.
|
Italian Derivatives Market for the trading of the Financial Instruments referred to in Articles 1(2)(f) and 1(2)(i) of the Consolidated Law on Finance (IDEM)
|
|
7.
|
Wholesale Italian and Foreign Government Bond Market (MTS)
|
|
8.
|
Wholesale Trading in Non-Government Bonds and Securities Issued by International Organisations with Government Participation (MTS Corporate)
|
|
9.
|
Wholesale Online Trading in Government Bonds (BondVision)
|
|
|
1-6
|
Borsa Italiana S.p.A.
|
|
7-9
|
Società per il Mercato dei Titoli di Stato — MTS S.p.A.
|
|
Consob authorises companies which manage markets and approve their by-laws and regulations.
For wholesale markets for Government securities, the operating company is authorised by the Ministry of Economy and Finance having regard to the opinion of Consob and Banca d’Italia.
|
|
Latvia
|
NASDAQ OMX Riga:
|
JSC NASDAQ OMX Riga
|
Finanšu un kapitāla tirgus komisija (Financial and Capital Market Commission)
|
|
Lithuania
|
Nasdaq OMX Vilnius:
|
—
|
The Main List of the Nasdaq OMX Vilnius
|
|
—
|
The Secondary list of the Nasdaq OMX Vilnius
|
|
—
|
The Debt Securities List of the Nasdaq OMX Vilnius
|
|
—
|
The Funds List of the Nasdaq OMX Vilnius
|
|
Nasdaq OMX Vilnius
|
Lithuanian Securities Commission
|
|
Luxembourg
|
Bourse de Luxembourg
|
Société de la Bourse de Luxembourg S.A.
|
Commission de surveillance du Secteur Financier
|
|
Malta
|
Malta Stock Exchange
|
Malta Stock Exchange
|
Malta Financial Services Authority
|
|
Netherlands
|
|
1.
|
|
(a)
|
Euronext Amsterdam Cash Market:
|
|
(b)
|
Euronext Amsterdam Derivatives Market
|
|
|
|
1.
|
NYSE Euronext (International) BV, NYSE Euronext (Holding) BV, Euronext NV, Euronext (Holdings) NV en Euronext Amsterdam NV
|
|
|
1.-3.
|
License by the Minister of Finance after advice from the Netherlands Authority for the Financial Markets
Supervision by the Netherlands Authority for the Financial Markets and The Dutch Ministry of Finance.
|
|
|
|
|
2.
|
ENDEX European Energy Derivatives Exchange N.V.
|
|
|
|
|
|
Poland
|
|
1.
|
Rynek podstawowy (Main Market)
|
|
2.
|
Rynek równolegly (Parallel Market)
|
|
3.
|
Rynek Papierów Wartosciowych CeTO (regulowany rynek pozagieldowy) (CeTO Securities Market Regulated Off-exchange market)
|
|
|
1. and 2.
|
Gielda Papierów Wartościowych w Warszawie (Warsaw Stock Exchange)
|
|
Komisja Nadzoru Finansowego (Financial Supervisory Commission)
|
|
Portugal
|
|
1.
|
Eurolist by Euronext Lisbon (Official Listing Market)
|
|
2.
|
Mercado de Futuros e Opções (Futures and Options Market)
|
|
3.
|
MEDIP — Mercado Especial de Dívida Pública (Special Market for Public Debt)
|
|
4.
|
MIBEL — Mercado Regulamentado de Derivados do MIBEL.
|
(Energy Market)
|
|
1.-2.
|
Euronext Lisbon — Sociedade Gestora de Mercados Regulamentados, S.A.
|
|
3.
|
MTS Portugal — Sociedade Gestora do Mercado Especial de Dívida Pública, SGMR, S.A.
|
|
4.
|
OMIP — Operador do Mercado Ibérico de Energia (Pólo Português), Sociedade Gestora de Mercado Regulamentado, SA (OMIP).
|
|
Finance Ministry authorises markets by proposal from the Comissão do Mercado de Valores Mobiliários (CMVM, responsible for market regulation and supervision).
|
|
Romania
|
|
1.
|
Piața reglementată (Spot Regulated Market –BVB)
|
|
2.
|
Piața reglementată la termen (Derivatives Regulated Market – BVB)
|
|
3.
|
Piața reglementată – (Derivatives Regulated Market – BMFMS)
|
|
|
1. and 2.
|
S.C. Bursa de Valori București S.A. (Bucharest Stock Exchange S.A.)
|
|
3.
|
S.C. Bursa Monetar Financiară și de Mărfuri S.A. Sibiu (Monetary — Financial and Commodities Exchange S.A. Sibiu)
|
|
Comisia Națională a Valorilor Mobiliare (Romanian National Securities Commission)
Comisia Națională a Valorilor Mobiliare (Romanian National Securities Commission)
|
|
Slovak Republic
|
|
1.
|
Market of Listed Securities
|
|
Bratislava Stock Exchange
|
National Bank of Slovakia
|
|
Slovenia
|
Ljubljana Stock Exchange official market (Borzni trg)
|
Ljubljana Stock Exchange (Ljubljanska borza)
|
Securities Markets Agency
(Agencija za trg vrednostnih papirjev)
|
|
Spain
|
|
A.
|
Bolsas de Valores (all comprise first, and second market segments)
|
|
|
CNMV (Comisión Nacional del Mercado de Valores)
Banco de España responsible for market for public debt.
|
|
1.
|
Bolsa de Valores de Barcelona;
|
|
|
A1.
|
Sociedad Rectora de la Bolsa de Valores de Barcelona S.A.
|
|
|
|
2.
|
Bolsa de Valores de Bilbao;
|
|
|
A2.
|
Soc. Rectora de la Bolsa de Valores de Bilbao S.A.
|
|
|
|
3.
|
Bolsa de Valores de Madrid;
|
|
|
A3.
|
Soc. Rectora de la Bolsa de Valores de Madrid S.A.
|
|
|
|
4.
|
Bolsa de valores de Valencia.
|
|
|
A4.
|
Soc. Rectora de la Bolsa de Valores de Valencia. S.A.
|
|
|
|
B.
|
Mercados oficiales de Productos Financieros Derivados
|
|
|
|
|
|
|
B1.
|
Soc. Rectora de Productos Financieros Derivados de RENTA Fija S.A.
|
|
|
|
|
|
B2.
|
Soc. Rectora de Productos Financieros Derivados de Renta Variable S.A.
|
|
|
|
C.
|
Mercado MFAO de Futuros del Aceite de Oliva
|
|
|
C.
|
(MFAO) Sociedad rectora del Mercado de Futuros del Aceite de Oliva, S.A.
|
|
|
|
D.
|
AIAF Mercado de Renta Fija
|
|
|
D.
|
AIAF Mercado de Renta Fija
|
|
|
|
E.
|
Mercados de Deuda Pública en Anotaciones
|
|
|
|
|
Sweden
|
Nasdaq OMX Stockholm AB
|
—
|
regulated market for shares and financial instruments equivalent to shares
|
|
—
|
regulated market for derivatives
|
|
—
|
regulated market for bonds and financial instruments equivalent to bonds
|
|
OMX Nordic Exchange Stockholm AB
|
Finansinspektionen (Financial Supervisory Authority)
|
|
United kingdom
|
|
|
|
1.-6.
|
Financial Services Authority
|
|
|
2.
|
PLUS-Markets Group — PLUS-listed Market
|
|
|
|
3.
|
The London International Financial Futures and Options Exchanges (LIFFE)
|
|
|
3.
|
LIFFE Administration and Management
|
|
|
4.
|
The London Metal Exchange
|
|
|
4.
|
The London Metal Exchange Limited
|
|
|
5.
|
Intercontinental Exchange — ICE Futures Europe
|
|
|
|
6.
|
London Stock Exchange — Regulated Market
|
|
|
6.
|
London Stock Exchange plc
|
|
|
Iceland
|
OMX Nordic Exchange á Islandi (regulated market)
|
OMX Nordic Exchange
|
Fjármálaeftirlitið (Financial Supervisory Authority)
|
|
Liechtenstein
|
N.A.
|
N.A.
|
N.A.
|
|
Norway
|
|
1.
|
Oslo Stock Exchange (official listing)
|
—
|
Derivatives Market (financial)
|
|
|
|
Kredittilsynet (Financial Supervisory Authority of Norway)
|
|
|
|
|
3.
|
Nord Pool (official listing)
|
—
|
Derivatives Market (commodity)
|
|
|
|
|
4.
|
Imarex
|
—
|
Derivatives Market (commodity)
|
|
|
|
|
5.
|
Fish Pool
|
—
|
Derivatives Market (commodity)
|
|
|
|
