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Document 02012R0923-20240501

Consolidated text: Commission Implementing Regulation (EU) No 923/2012 of 26 September 2012 laying down the common rules of the air and operational provisions regarding services and procedures in air navigation and amending Implementing Regulation (EU) No 1035/2011 and Regulations (EC) No 1265/2007, (EC) No 1794/2006, (EC) No 730/2006, (EC) No 1033/2006 and (EU) No 255/2010 (Text with EEA relevance)Text with EEA relevance

ELI: http://data.europa.eu/eli/reg_impl/2012/923/2024-05-01

This consolidated text may not include the following amendments:

Amending act Amendment type Subdivision concerned Date of effect
32024R1111 Modified by annex point SERA.11012 point (a) 01/05/2025
32024R1111 Modified by article 2 point 85b 01/05/2025
32024R1111 Modified by annex point SERA.11012 point (b) 01/05/2025
32024R1111 Modified by annex point SERA.9005 point 7a 01/05/2025
32024R1111 Modified by article 2 point 94a 01/05/2025
32024R1111 Modified by annex point SERA.8020 point (d) point 2 01/05/2025
32024R1111 Modified by annex point SERA.4005 point (a) point 12 01/05/2025
32024R1111 Modified by article 2 point 85 01/05/2025
32024R1111 Modified by annex point SERA.8015 point (b) point 4 01/05/2025
32024R1111 Modified by article 2 point 85a 01/05/2025
32024R1111 Modified by annex point SERA.11005 point (ab) 01/05/2025
32024R1111 Modified by annex appendix 5 section A point 2 section 2 point 8 01/05/2025
32024R1111 Modified by annex point SERA.11015 table S11-1 Text 01/05/2025
32024R1111 Modified by annex point SERA.4015 point (b) 01/05/2025
32024R1111 Modified by annex point SERA.2010 point (b) 01/05/2025
32024R1111 Modified by annex point SERA.8020 point (d) point 1 01/05/2025
32024R1111 Modified by annex appendix 1 point 4 point 4.1.2 point 16-20 FOOTNOTE 1-3 01/05/2025
32024R1111 Modified by annex point SERA.11015 table S11-2 Text 01/05/2025
32024R1111 Modified by annex appendix 1 point 4 point 4.1.1 point (b) 01/05/2025
32024R0404 Modified by annex appendix 1 point 3.1 point 3.1.1 title 01/05/2025
32024R0404 Modified by annex point SERA.8020 point (c) point 3 01/05/2025
32024R0404 Modified by annex point SERA.3212 01/05/2025
32024R0404 Modified by annex Text 01/05/2025
32024R0404 Modified by annex appendix 1 point 3.1 table AP 1–1 FIGURE A1–1 01/05/2025
32024R0404 Modified by annex point SERA.5010 sentence 01/05/2025
32024R0404 Modified by article 5 01/05/2025
32024R0404 Modified by annex point SERA.8015 point (d) point 4 01/05/2025
32024R0404 Modified by article 2 point 21 01/05/2025
32024R0404 Modified by article 2 point 151 01/05/2025
32024R0404 Modified by annex point SERA.8015 point (e) point 6 01/05/2025
32024R0404 Modified by annex point SERA.9010 point (b) point 8 01/05/2025
32024R0404 Modified by annex point SERA.5005 point (b) sentence 01/05/2025
32024R0404 Modified by annex appendix 1 point 1.2.1 point (a) 01/05/2025
32024R0404 Modified by annex point SERA.14065 point (a) 01/05/2025
32024R0404 Modified by article 3 01/05/2025
32024R0404 Modified by annex point SERA.8035 point (b) 01/05/2025
32024R0404 Modified by annex point SERA.8025 point (a) point 3 01/05/2025
32024R0404 Modified by annex point SERA.14100 01/05/2025
32024R0404 Modified by annex section 13 title 01/05/2025
32024R0404 Modified by annex point SERA.14090 01/05/2025
32024R0404 Modified by annex point SERA.8020 point (b) 01/05/2025
32024R0404 Modified by annex point SERA.14065 point (c) point 2 01/05/2025
32024R0404 Modified by annex point SERA.14087 01/05/2025
32024R0404 Modified by annex point SERA.8015 point (e) point 5 01/05/2025
32024R0404 Modified by annex point SERA.14045 point (c) 01/05/2025
32024R0404 Modified by annex point SERA.8015 point (b) 01/05/2025
32024R0404 Modified by annex point SERA.8025 point (c) 01/05/2025
32024R0404 Modified by annex point SERA.9010 point (c) point 8 01/05/2025
32024R0404 Modified by annex point SERA.5010 point (c) 01/05/2025
32024R0404 Modified by annex point SERA.14035 point (a) point 1 01/05/2025
32024R0404 Modified by article 2 point 150 01/05/2025
32024R0404 Modified by article 6 01/05/2025
32024R0404 Modified by annex point SERA.14083 01/05/2025
32024R0404 Modified by annex appendix 5 point A 01/05/2025
32024R0404 Modified by annex appendix 2 point 5.3.1 01/05/2025
32024R0404 Modified by annex point SERA.8015 point (d) point 3 01/05/2025
32024R0404 Modified by annex point SERA.9010 point (d) point 7 01/05/2025
32024R0404 Modified by annex point SERA.8025 point (b) 01/05/2025
32024R0404 Modified by annex point SERA.12020 01/05/2025
32024R0404 Modified by article 2 point 148 01/05/2025
32024R0404 Modified by annex point SERA.13015 01/05/2025
32024R0404 Modified by article 2 point 89a 01/05/2025
32024R0404 Modified by article 2 point 149 01/05/2025
32024R0404 Modified by article 2 point 119 01/05/2025
32024R0404 Modified by annex appendix 1 point 3.1 point 3.1.3 01/05/2025

02012R0923 — EN — 01.05.2024 — 011.001


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►B

COMMISSION IMPLEMENTING REGULATION (EU) No 923/2012

of 26 September 2012

laying down the common rules of the air and operational provisions regarding services and procedures in air navigation and amending Implementing Regulation (EU) No 1035/2011 and Regulations (EC) No 1265/2007, (EC) No 1794/2006, (EC) No 730/2006, (EC) No 1033/2006 and (EU) No 255/2010

(Text with EEA relevance)

(OJ L 281 13.10.2012, p. 1)

Amended by:

 

 

Official Journal

  No

page

date

►M1

COMMISSION REGULATION (EU) 2015/340 of 20 February 2015

  L 63

1

6.3.2015

►M2

COMMISSION IMPLEMENTING REGULATION (EU) 2016/1185 of 20 July 2016

  L 196

3

21.7.2016

 M3

COMMISSION IMPLEMENTING REGULATION (EU) 2017/835 of 12 May 2017

  L 124

35

17.5.2017

►M4

COMMISSION IMPLEMENTING REGULATION (EU) 2020/469 of 14 February 2020

  L 104

1

3.4.2020

 M5

Amended by:  COMMISSION IMPLEMENTING REGULATION (EU) 2020/1177 of 7 August 2020

  L 259

12

10.8.2020

 M6

COMMISSION IMPLEMENTING REGULATION (EU) 2020/886 of 26 June 2020

  L 205

14

29.6.2020

►M7

COMMISSION IMPLEMENTING REGULATION (EU) 2021/666 of 22 April 2021

  L 139

187

23.4.2021

►M8

COMMISSION IMPLEMENTING REGULATION (EU) 2023/1772 of 12 September 2023

  L 228

73

15.9.2023

 M9

COMMISSION IMPLEMENTING REGULATION (EU) 2024/379 of 25 January 2024

  L 379

1

26.1.2024

►M10

COMMISSION IMPLEMENTING REGULATION (EU) 2024/404 of 30 January 2024

  L 404

1

11.4.2024




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COMMISSION IMPLEMENTING REGULATION (EU) No 923/2012

of 26 September 2012

laying down the common rules of the air and operational provisions regarding services and procedures in air navigation and amending Implementing Regulation (EU) No 1035/2011 and Regulations (EC) No 1265/2007, (EC) No 1794/2006, (EC) No 730/2006, (EC) No 1033/2006 and (EU) No 255/2010

(Text with EEA relevance)



Article 1

Subject matter and scope

1.  
The objective of this Regulation is to establish the common rules of the air and operational provisions regarding services and procedures in air navigation that shall be applicable to general air traffic within the scope of Regulation (EC) No 551/2004.
2.  

This Regulation shall apply in particular to airspace users and aircraft engaged in general air traffic:

(a) 

operating into, within or out of the Union;

(b) 

bearing the nationality and registration marks of a Member State of the Union, and operating in any airspace to the extent that they do not conflict with the rules published by the country having jurisdiction over the territory overflown.

▼M8

3.  
This Regulation shall also apply to the competent authorities of the Member States, air navigation service providers, the Network Manager, aerodrome operators and ground personnel engaged in aircraft operations.

▼M2

4.  
This Regulation shall not apply to model aircraft and toy aircraft. However, Member States shall ensure that national rules are established to ensure that model aircraft and toy aircraft are operated in such a manner as to minimise hazards related to civil aviation safety, to persons, property or other aircraft.

▼B

Article 2

Definitions

For the purpose of this Regulation the following definitions shall apply:

1. 

‘accuracy’ means a degree of conformance between the estimated or measured value and the true value;

▼M2 —————

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3. 

‘advisory airspace’ means an airspace of defined dimensions, or designated route, within which air traffic advisory service is available;

4. 

‘advisory route’ means a designated route along which air traffic advisory service is available;

5. 

‘aerobatic flight’ means manoeuvres intentionally performed by an aircraft involving an abrupt change in its attitude, an abnormal attitude, or an abnormal variation in speed, not necessary for normal flight or for instruction for licenses or ratings other than aerobatic rating;

6. 

‘aerodrome’ means a defined area (including any buildings, installations and equipment) on land or water or on a fixed, fixed off-shore or floating structure intended to be used either wholly or in part for the arrival, departure and surface movement of aircraft;

7. 

‘aerodrome control service’ means air traffic control service for aerodrome traffic;

8. 

‘aerodrome control tower’ means a unit established to provide air traffic control service to aerodrome traffic;

9. 

‘aerodrome traffic’ means all traffic on the manoeuvring area of an aerodrome and all aircraft flying in the vicinity of an aerodrome. An aircraft operating in the vicinity of an aerodrome includes but is not limited to aircraft entering or leaving an aerodrome traffic circuit;

10. 

‘aerodrome traffic circuit’ means the specified path to be flown by aircraft operating in the vicinity of an aerodrome;

11. 

‘aerodrome traffic zone’ means an airspace of defined dimensions established around an aerodrome for the protection of aerodrome traffic;

12. 

‘aerial work’ means an aircraft operation in which an aircraft is used for specialised services such as agriculture, construction, photography, surveying, observation and patrol, search and rescue, aerial advertisement, etc.;

13. 

‘Aeronautical Information Publication (AIP)’ means a publication issued by or with the authority of a State and containing aeronautical information of a lasting character essential to air navigation;

14. 

‘aeronautical mobile service’ means a mobile service between aeronautical stations and aircraft stations, or between aircraft stations, in which survival craft stations may participate; emergency position-indicating radio beacon stations may also participate in this service on designated distress and emergency frequencies;

15. 

‘aeronautical station’ means a land station in the aeronautical mobile service. In certain instances, an aeronautical station may be located, for example, on board ship or on a platform at sea;

16. 

‘aeroplane’ means a power-driven heavier-than-air aircraft, deriving its lift in flight chiefly from aerodynamic reactions on surfaces which remain fixed under given conditions of flight;

17. 

‘airborne collision avoidance system (ACAS)’ means an aircraft system based on secondary surveillance radar (SSR) transponder signals which operates independently of ground-based equipment to provide advice to the pilot on potential conflicting aircraft that are equipped with SSR transponders;

18. 

‘aircraft’ means any machine that can derive support in the atmosphere from the reactions of the air other than the reactions of the air against the earth’s surface;

19. 

‘aircraft address’ means a unique combination of 24 bits available for assignment to an aircraft for the purpose of air-ground communications, navigation and surveillance;

▼M8

19a. 

‘aircraft identification’ means a group of letters, figures, or a combination of them, which is either identical, or the coded equivalent, to the aircraft call sign to be used in air–ground communications, and which is used to identify the aircraft in ground–ground air traffic services communications;

▼B

20. 

‘aircraft observation’ means the evaluation of one or more meteorological elements made from an aircraft in flight;

21. 

‘AIRMET information’ means information issued by a meteorological watch office concerning the occurrence or expected occurrence of specified en-route weather phenomena which may affect the safety of low-level aircraft operations and which was not already included in the forecast issued for low-level flights in the flight information region concerned or sub-area thereof;

22. 

‘air-ground communication’ means two-way communication between aircraft and stations or locations on the surface of the earth;

23. 

‘air-ground control radio station’ means an aeronautical telecommunication station having primary responsibility for handling communications pertaining to the operation and control of aircraft in a given area;

24. 

‘air-report’ means a report from an aircraft in flight prepared in conformity with requirements for position, and operational and/or meteorological reporting;

▼M2

25. 

‘air-taxiing’ means movement of a helicopter/vertical take-off and landing (VTOL) above the surface of an aerodrome, normally in ground effect and at a ground speed normally less than 37 km/h (20 kts);

▼B

26. 

‘air traffic’ means all aircraft in flight or operating on the manoeuvring area of an aerodrome;

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27. 

‘air traffic advisory service’ means a service provided within advisory airspace to ensure separation, in so far as practical, between aircraft which are operating on instrument flight rules (IFR) flight plans;

28. 

‘air traffic control (ATC) clearance’ means authorisation for an aircraft to proceed under conditions specified by an air traffic control unit;

▼B

29. 

‘air traffic control instruction’ means directives issued by air traffic control for the purpose of requiring a pilot to take a specific action;

30. 

‘air traffic control service’ means a service provided for the purpose of:

(a) 

preventing collisions:

(1) 

between aircraft; and

(2) 

on the manoeuvring area between aircraft and obstructions; and

(b) 

expediting and maintaining an orderly flow of air traffic;

31. 

‘air traffic control unit’ means a generic term meaning variously, area control centre, approach control unit or aerodrome control tower;

32. 

‘air traffic service (ATS)’ means a generic term meaning variously, flight information service, alerting service, air traffic advisory service, air traffic control service (area control service, approach control service or aerodrome control service);

▼M2

33. 

‘air traffic services (ATS) airspaces’ mean airspaces of defined dimensions, alphabetically designated, within which specific types of flights may operate and for which air traffic services and rules of operation are specified;

34. 

‘air traffic services (ATS) reporting office (ARO)’ means a unit established for the purpose of receiving reports concerning air traffic services and flight plans submitted before departure;

▼M2

34a. 

‘air traffic services (ATS) surveillance service’ means a service provided directly by means of an ATS surveillance system;

▼M2

35. 

‘air traffic services (ATS) unit’ means a generic term meaning, variously, air traffic control unit, flight information centre, aerodrome flight information service unit or air traffic services reporting office;

▼B

36. 

‘airway’ means a control area or portion thereof established in the form of a corridor;

37. 

‘alerting service’ means a service provided to notify appropriate organisations regarding aircraft in need of search and rescue aid, and assist such organisations as required;

▼M2

38. 

‘alternate aerodrome’ means an aerodrome to which an aircraft may proceed when it becomes either impossible or inadvisable to proceed to or to land at the aerodrome of intended landing, where the necessary services and facilities are available, where aircraft performance requirements can be met and which is operational at the expected time of use. Alternate aerodromes include the following:

(a)

take-off alternate : an alternate aerodrome at which an aircraft would be able to land should this become necessary shortly after take-off and it is not possible to use the aerodrome of departure;

(b)

en-route alternate : an alternate aerodrome at which an aircraft would be able to land in the event that a diversion becomes necessary while en route;

(c)

destination alternate : an alternate aerodrome at which an aircraft would be able to land should it become either impossible or inadvisable to land at the aerodrome of intended landing;

▼B

39. 

‘altitude’ means the vertical distance of a level, a point or an object considered as a point, measured from mean sea level (MSL);

40. 

‘approach control service’ means air traffic control service for arriving or departing controlled flights;

41. 

‘approach control unit’ means a unit established to provide air traffic control service to controlled flights arriving at, or departing from, one or more aerodromes;

42. 

‘apron’ means a defined area, intended to accommodate aircraft for purposes of loading or unloading passengers, mail or cargo, fuelling, parking or maintenance;

43. 

‘area control centre (ACC)’ means a unit established to provide air traffic control service to controlled flights in control areas under its jurisdiction;

44. 

‘area control service’ means air traffic control service for controlled flights in control areas;

45. 

‘area navigation (RNAV)’ means a method of navigation which permits aircraft operation on any desired flight path within the coverage of ground- or space-based navigation aids or within the limits of the capability of self-contained aids, or a combination of these;

46. 

‘ATS route’ means a specified route designed for channelling the flow of traffic as necessary for the provision of air traffic services;

47. 

‘automatic dependent surveillance — broadcast (ADS-B)’ means a means by which aircraft, aerodrome vehicles and other objects can automatically transmit and/or receive data such as identification, position and additional data, as appropriate, in a broadcast mode via a data link;

48. 

‘automatic dependent surveillance — contract (ADS-C)’ means a means by which the terms of an ADS-C agreement will be exchanged between the ground system and the aircraft, via a data link, specifying under what conditions ADS-C reports would be initiated, and what data would be contained in the reports;

▼M2

48a. 

‘automatic dependent surveillance — contract (ADS-C) agreement’ means a reporting plan which establishes the conditions of ADS-C data reporting (i.e. data required by the air traffic services unit and frequency of ADS-C reports which have to be agreed to, prior to using ADS-C in the provision of air traffic services);

▼B

49. 

‘automatic terminal information service (ATIS)’ means the automatic provision of current, routine information to arriving and departing aircraft throughout 24 hours or a specified portion thereof:

(a) 

‘Data link-automatic terminal information service (D-ATIS)’ means the provision of ATIS via data link;

(b) 

‘Voice-automatic terminal information service (Voice-ATIS)’ means the provision of ATIS by means of continuous and repetitive voice broadcasts;

50. 

‘ceiling’ means the height above the ground or water of the base of the lowest layer of cloud below 6 000 m (20 000 ft) covering more than half the sky;

51. 

‘change-over point’ means the point at which an aircraft navigating on an ATS route segment defined by reference to very high frequency omnidirectional radio ranges is expected to transfer its primary navigational reference from the facility behind the aircraft to the next facility ahead of the aircraft;

52. 

‘clearance limit’ means the point to which an aircraft is granted an air traffic control clearance;

53. 

‘cloud of operational significance’ means a cloud with the height of cloud base below 1 500 m (5 000 ft) or below the highest minimum sector altitude, whichever is greater, or a cumulonimbus cloud or a towering cumulus cloud at any height;

54. 

‘code (SSR)’ means the number assigned to a particular multiple pulse reply signal transmitted by a transponder in Mode A or Mode C;

55. 

‘competent authority’ means the authority designated by the Member State as competent to ensure compliance with the requirements of this Regulation;

56. 

‘control area’ means a controlled airspace extending upwards from a specified limit above the earth;

▼M4

57. 

‘controlled aerodrome’ means an aerodrome at which air traffic control service is provided to aerodrome traffic;

▼B

58. 

‘controlled airspace’ means an airspace of defined dimensions within which air traffic control service is provided in accordance with the airspace classification;

59. 

‘controlled flight’ means any flight which is subject to an air traffic control clearance;

60. 

‘controller-pilot data link communications (CPDLC)’ mean a means of communication between controller and pilot, using data link for ATC communications;

61. 

‘control zone’ means a controlled airspace extending upwards from the surface of the earth to a specified upper limit;

62. 

‘cruise climb’ means an aeroplane cruising technique resulting in a net increase in altitude as the aeroplane mass decreases;

63. 

‘cruising level’ means a level maintained during a significant portion of a flight;

64. 

‘current flight plan (CPL)’ means the flight plan, including changes, if any, brought about by subsequent clearances;

65. 

‘danger area’ means an airspace of defined dimensions within which activities dangerous to the flight of aircraft may exist at specified times;

66. 

‘data link communications’ mean a form of communication intended for the exchange of messages via a data link;

67. 

‘datum’ means any quantity or set of quantities that may serve as a reference or basis for the calculation of other quantities;

68. 

‘downstream clearance’ means a clearance issued to an aircraft by an air traffic control unit that is not the current controlling authority of that aircraft;

69. 

‘estimated elapsed time’ means the estimated time required to proceed from one significant point to another;

▼M8

69a. 

‘estimated off-block date’ means the estimated date on which the aircraft will commence movement associated with departure;

▼B

70. 

‘estimated off-block time’ means the estimated time at which the aircraft will commence movement associated with departure;

▼M2

71. 

‘estimated time of arrival (ETA)’ means for IFR flights, the time at which it is estimated that the aircraft will arrive over that designated point, defined by reference to navigation aids, from which it is intended that an instrument approach procedure will be commenced, or, if no navigation aid is associated with the aerodrome, the time at which the aircraft will arrive over the aerodrome. For visual flight rules (VFR) flights, the time at which it is estimated that the aircraft will arrive over the aerodrome;

▼B

72. 

‘expected approach time’ means the time at which ATC expects that an arriving aircraft, following a delay, will leave the holding fix to complete its approach for a landing. The actual time of leaving the holding fix will depend upon the approach clearance;

73. 

‘filed flight plan (FPL)’ means the flight plan as filed with an ATS unit by the pilot or a designated representative, without any subsequent changes;

74. 

‘flight crew member’ means a licensed crew member charged with duties essential to the operation of an aircraft during a flight duty period;

75. 

‘flight information centre’ means a unit established to provide flight information service and alerting service;

76. 

‘flight information region’ means an airspace of defined dimensions within which flight information service and alerting service are provided;

77. 

‘flight information service’ means a service provided for the purpose of giving advice and information useful for the safe and efficient conduct of flights;

78. 

‘flight level (FL)’ means a surface of constant atmospheric pressure which is related to a specific pressure datum, 1 013,2 hectopascals (hPa), and is separated from other such surfaces by specific pressure intervals;

79. 

‘flight plan’ means specified information provided to air traffic services units, relative to an intended flight or portion of a flight of an aircraft;

80. 

‘flight visibility’ means the visibility forward from the cockpit of an aircraft in flight;

81. 

‘forecast’ means a statement of expected meteorological conditions for a specified time or period, and for a specified area or portion of airspace;

82. 

‘ground visibility’ means the visibility at an aerodrome, as reported by an accredited observer or by automatic systems;

83. 

‘heading’ means the direction in which the longitudinal axis of an aircraft is pointed, usually expressed in degrees from North (true, magnetic, compass or grid);

84. 

‘height’ means the vertical distance of a level, a point or an object considered as a point, measured from a specified datum;

85. 

‘helicopter’ means a heavier-than-air aircraft supported in flight chiefly by the reactions of the air on one or more powerdriven rotors on substantially vertical axes;

86. 

‘high seas airspace’ means airspace beyond land territory and territorial seas, as specified in the United Nations Convention on the Law of the Sea (Montego Bay, 1982);

87. 

‘IFR’ means the symbol used to designate the instrument flight rules;

88. 

‘IFR flight’ means a flight conducted in accordance with the instrument flight rules;

89. 

‘IMC’ means the symbol used to designate instrument meteorological conditions;

▼M2

89a. 

‘instrument approach operation’ means an approach and landing using instruments for navigation guidance based on an instrument approach procedure. There are two methods for executing instrument approach operations:

(a) 

a two-dimensional (2D) instrument approach operation, using lateral navigation guidance only; and

(b) 

a three-dimensional (3D) instrument approach operation, using both lateral and vertical navigation guidance;

▼M8

89b. 

‘Integrated Initial Flight Plan Processing System (IFPS)’ means a system within the European Air Traffic Management network through which a centralised flight planning processing and distribution service, dealing with the reception, validation and distribution of flight plans, is provided within the airspace to which this Regulation applies;

▼B

90. 

‘instrument approach procedure (IAP)’ means a series of predetermined manoeuvres by reference to flight instruments with specified protection from obstacles from the initial approach fix, or where applicable, from the beginning of a defined arrival route to a point from which a landing can be completed and thereafter, if a landing is not completed, to a position at which holding or en-route obstacle clearance criteria apply. Instrument approach procedures are classified as follows:

▼M2

(a) 

non-precision approach (NPA) procedure. An instrument approach procedure designed for 2D instrument approach operations Type A;

(b) 

approach procedure with vertical guidance (APV). A performance-based navigation (PBN) instrument approach procedure designed for 3D instrument approach operations Type A;

(c) 

precision approach (PA) procedure. An instrument approach procedure based on navigation systems (ILS, MLS, GLS and SBAS Cat I) designed for 3D instrument approach operations Type A or B;

▼B

91. 

‘instrument meteorological conditions (IMC)’ mean meteorological conditions expressed in terms of visibility, distance from cloud, and ceiling, less than the minima specified for visual meteorological conditions;

92. 

‘landing area’ means that part of a movement area intended for the landing or take-off of aircraft;

93. 

‘level’ means a generic term relating to the vertical position of an aircraft in flight and meaning variously, height, altitude or flight level;

94. 

‘manoeuvring area’ means that part of an aerodrome to be used for the take-off, landing and taxiing of aircraft, excluding aprons;

▼M2

94a. 

‘minimum fuel’ means a term used to describe a situation in which an aircraft's fuel supply has reached a state where the flight is committed to land at a specific aerodrome and no additional delay can be accepted;

▼B

95. 

‘mode (SSR)’ means the conventional identifier related to specific functions of the interrogation signals transmitted by an SSR interrogator. There are four modes specified in ICAO Annex 10: A, C, S and intermode;

▼M2

95a. 

‘model aircraft’ means an unmanned aircraft, other than toy aircraft, having an operating mass not exceeding limits prescribed by the competent authority, that is capable of sustained flight in the atmosphere and that is used exclusively for display or recreational activities;

95b. 

‘mountainous area’ means an area of changing terrain profile where the changes of terrain elevation exceed 900 m (3 000 ft) within a distance of 18,5 km (10,0 NM);

▼B

96. 

‘movement area’ means that part of an aerodrome to be used for the take-off, landing and taxiing of aircraft, consisting of the manoeuvring area and the apron(s);

▼M8

96a. 

‘Network Manager (NM)’ means the body entrusted with the tasks necessary for the execution of the functions referred to in Article 6 of Regulation (EC) No 551/2004;

▼B

97. 

‘night’ means the hours between the end of evening civil twilight and the beginning of morning civil twilight. Civil twilight ends in the evening when the centre of the sun’s disc is 6 degrees below the horizon and begins in the morning when the centre of the sun’s disc is 6 degrees below the horizon;

▼M8

97a. 

‘NOTAM’ means a notice distributed by means of telecommunication containing information concerning the establishment, condition, or change in any aeronautical facility, service, procedure, or hazard, the timely knowledge of which is essential to personnel concerned with flight operations;

▼B

98. 

‘obstacle’ means all fixed (whether temporary or permanent) and mobile objects, or parts thereof, that:

(a) 

are located on an area intended for the surface movement of aircraft; or

(b) 

extend above a defined surface intended to protect aircraft in flight; or

(c) 

stand outside those defined surfaces and that have been assessed as being a hazard to air navigation;

99. 

‘operating site’ means a site selected by the operator or pilot-in-command for landing, take-off and/or hoist operations;

▼M8

99a. 

‘originator of a flight plan’ means a person or organisation submitting flight plans and any associated update messages to the Integrated Initial Flight Plan Processing System (IFPS), including pilots, operators and agents acting on their behalf, and ATS units;

▼B

100. 

‘pilot-in-command’ means the pilot designated by the operator, or in the case of general aviation, the owner, as being in command and charged with the safe conduct of a flight;

▼M8

100a. 

‘pre-flight phase’ means the period from the first submission of a flight plan until the first air traffic control clearance is delivered;

▼B

101. 

‘pressure-altitude’ means an atmospheric pressure expressed in terms of altitude which corresponds to that pressure in the Standard Atmosphere, as defined in Annex 8, Part 1 to the Chicago Convention;

102. 

‘problematic use of substances’ means the use of one or more psychoactive substances by aviation personnel in a way that:

(a) 

constitutes a direct hazard to the user or endangers the lives, health or welfare of others; and/or

(b) 

causes or worsens an occupational, social, mental or physical problem or disorder;

103. 

‘prohibited area’ means an airspace of defined dimensions, above the land areas or territorial waters of a State, within which the flight of aircraft is prohibited;

▼M1

104. 

‘psychoactive substance’ means alcohol, opioids, cannabinoids, sedatives and hypnotics, cocaine, other psychostimulants, hallucinogens, and volatile solvents, whereas caffeine and tobacco are excluded;

▼B

105. 

‘radar’ means a radio detection device which provides information on range, azimuth and/or elevation of objects;

106. 

‘radio mandatory zone (RMZ)’ means an airspace of defined dimensions wherein the carriage and operation of radio equipment is mandatory;

107. 

‘radio navigation service’ means a service providing guidance information or position data for the efficient and safe operation of aircraft supported by one or more radio navigation aids;

108. 

‘radiotelephony’ means a form of radiocommunication primarily intended for the exchange of information in the form of speech;

109. 

‘repetitive flight plan’ means a flight plan related to a series of frequently recurring, regularly operated individual flights with identical basic features, submitted by an operator for retention and repetitive use by ATS units;

110. 

‘reporting point’ means a specified geographical location in relation to which the position of an aircraft can be reported;

111. 

‘restricted area’ means an airspace of defined dimensions, above the land areas or territorial waters of a State, within which the flight of aircraft is restricted in accordance with certain specified conditions;

112. 

‘route segment’ means a route or portion of route usually flown without an intermediate stop;

113. 

‘runway’ means a defined rectangular area on a land aerodrome prepared for the landing and take-off of aircraft;

▼M2

114. 

‘runway-holding position’ means a designated position intended to protect a runway, an obstacle limitation surface, or an instrument landing system (ILS)/microwave landing system (MLS) critical/sensitive area at which taxiing aircraft and vehicles are to stop and hold, unless otherwise authorised by the aerodrome control tower;

▼B

115. 

‘runway visual range (RVR)’ means the range over which the pilot of an aircraft on the centre line of a runway can see the runway surface markings or the lights delineating the runway or identifying its centre line;

▼M2

116. 

‘safety-sensitive personnel’ means persons who might endanger aviation safety if they perform their duties and functions improperly, including crew members, aircraft maintenance personnel, aerodrome operations personnel, rescue, fire-fighting and maintenance personnel, personnel allowed unescorted access to the movement area and air traffic controllers;

▼B

117. 

‘sailplane’ means a heavier-than-air aircraft which is supported in flight by the dynamic reaction of the air against its fixed lifting surfaces, the free flight of which does not depend on an engine, including also hang gliders, paragliders and other comparable craft;

118. 

‘secondary surveillance radar (SSR)’ means a surveillance radar system which uses transmitters/receivers (interrogators) and transponders;

119. 

‘SIGMET information’ means information issued by a meteorological watch office concerning the occurrence or expected occurrence of specified en-route weather phenomena which may affect the safety of aircraft operations;

120. 

‘signal area’ means an area on an aerodrome used for the display of ground signals;

121. 

‘significant point’ means a specified geographical location used in defining an ATS route or the flight path of an aircraft and for other navigation and ATS purposes;

122. 

‘special VFR flight’ means a VFR flight cleared by air traffic control to operate within a control zone in meteorological conditions below VMC;

123. 

‘strayed aircraft’ means an aircraft which has deviated significantly from its intended track or which reports that it is lost;

124. 

‘surveillance radar’ means radar equipment used to determine the position of an aircraft in range and azimuth;

125. 

‘taxiing’ means movement of an aircraft on the surface of an aerodrome or an operating site under its own power, excluding take-off and landing;

126. 

‘taxiway’ means a defined path on a land aerodrome established for the taxiing of aircraft and intended to provide a link between one part of the aerodrome and another, including:

(a) 

Aircraft stand taxilane means a portion of an apron designated as a taxiway and intended to provide access to aircraft stands only.

(b) 

Apron taxiway means a portion of a taxiway system located on an apron and intended to provide a through taxi route across the apron.

(c) 

Rapid exit taxiway means a taxiway connected to a runway at an acute angle and designed to allow landing aeroplanes to turn off at higher speeds than are achieved on other exit taxiways thereby minimising runway occupancy times;

127. 

‘territory’ means the land areas and territorial waters adjacent thereto under the sovereignty, suzerainty, protection or mandate of a State;

128. 

‘threshold’ means the beginning of that portion of the runway usable for landing;

129. 

‘total estimated elapsed time’ means:

(a) 

for IFR flights, the estimated time required from take-off to arrive over that designated point, defined by reference to navigation aids, from which it is intended that an instrument approach procedure will be commenced, or, if no navigation aid is associated with the destination aerodrome, to arrive over the destination aerodrome;

(b) 

for VFR flights, the estimated time required from take-off to arrive over the destination aerodrome;

▼M2

129a. 

‘toy aircraft’ means an unmanned aircraft designed or intended for use, whether or not exclusively, in play by children under 14 years of age;

▼B

130. 

‘track’ means the projection on the earth’s surface of the path of an aircraft, the direction of which path at any point is usually expressed in degrees from North (true, magnetic or grid);

131. 

‘traffic avoidance advice’ means an advice provided by an air traffic services unit specifying manoeuvres to assist a pilot to avoid a collision;

132. 

‘traffic information’ means information issued by an air traffic services unit to alert a pilot to other known or observed air traffic which may be in proximity to the position or intended route of flight and to help the pilot avoid a collision;

133. 

‘transfer of control point’ means a defined point located along the flight path of an aircraft, at which the responsibility for providing air traffic control service to the aircraft is transferred from one control unit or control position to the next;

134. 

‘transition altitude’ means the altitude at or below which the vertical position of an aircraft is controlled by reference to altitudes;

135. 

‘transition level’ means the lowest flight level available for use above the transition altitude;

136. 

‘transponder mandatory zone (TMZ)’ means an airspace of defined dimensions wherein the carriage and operation of pressure-altitude reporting transponders is mandatory;

137. 

‘unidentified aircraft’ means an aircraft which has been observed or reported to be operating in a given area but whose identity has not been established;

138. 

‘unmanned free balloon’ means a non-power-driven, unmanned, lighter-than-air aircraft in free flight;

139. 

‘VFR’ means the symbol used to designate the visual flight rules;

140. 

‘VFR flight’ means a flight conducted in accordance with the visual flight rules;

141. 

‘visibility’ means visibility for aeronautical purposes which is the greater of:

(a) 

the greatest distance at which a black object of suitable dimensions, situated near the ground, can be seen and recognised when observed against a bright background;

(b) 

the greatest distance at which lights in the vicinity of 1 000 candelas can be seen and identified against an unlit background;

142. 

‘visual meteorological conditions’ mean meteorological conditions expressed in terms of visibility, distance from cloud, and ceiling, equal to or better than specified minima;

143. 

‘VMC’ means the symbol used to designate visual meteorological conditions;

▼M4

144. 

‘critical area’ means an area of defined dimensions extending around the ground equipment of a precision instrument approach within which the presence of vehicles or aircraft will cause unacceptable disturbance of the guidance signals;

145. 

‘sensitive area’ means an area extending beyond the critical area where the parking or movement, or both, of aircraft or vehicles will affect the guidance signal to the extent that it may be rendered as an unacceptable disturbance to aircraft using the signal;

▼M7

146. 

‘U-space airspace’ means a UAS geographical zone designated by Member States, where UAS operations are only allowed to take place with the support of U-space services;

147. 

‘U-space service’ means a service relying on digital services and automation of functions designed to support safe, efficient and secure access to U-space airspace for a large number of UAS.

▼B

Article 3

Compliance

The Member States shall ensure compliance with the common rules and provisions set out in the Annex to this Regulation without prejudice to the flexibility provisions contained in Article 14 of the Regulation (EC) No 216/2008 and the safeguards contained in Article 13 of Regulation (EC) No 549/2004.

Article 4

Exemptions for special operations

▼M2

1.  

The competent authorities may, either on their own initiative or based on applications by the entities concerned, grant exemptions to individual entities or to categories of entities from any of the requirements of this Regulation for the following activities of public interest and for the training necessary to carry out those activities safely:

▼B

(a) 

police and customs missions;

(b) 

traffic surveillance and pursuit missions;

(c) 

environmental control missions conducted by, or on behalf of public authorities;

(d) 

search and rescue;

(e) 

medical flights;

(f) 

evacuations;

(g) 

fire fighting;

(h) 

exemptions required to ensure the security of flights by heads of State, Ministers and comparable State functionaries.

2.  
The competent authority authorising these exemptions shall inform EASA of the nature of the exemptions at latest two months after the exemption has been approved.
3.  
This Article is without prejudice to Article 3 and may be applied in the cases where the activities listed under paragraph 1, cannot be carried out as operational air traffic or where they otherwise may not benefit from the flexibility provisions contained in this Regulation.

▼M2

This Article shall also be without prejudice to helicopter operating minima contained in the specific approvals granted by the competent authority, pursuant to Annex V to Commission Regulation (EU) No 965/2012 ( 1 ).

▼M4

Article 4a

Very-high frequency (VHF) emergency frequency

1.  
Without prejudice to paragraph 2, Member States shall ensure that the VHF emergency frequency (121.500 MHz) is only used for emergency purposes specified in point SERA.14095(d) of the Annex.
2.  
Member States may exceptionally allow the use of the VHF emergency frequency referred to in paragraph 1 for other purposes than those specified in point SERA.14095(d) of the Annex, if those are limited to what is necessary to achieve their aim and in order to reduce the impact upon aircraft in distress or emergency and on the operations of air traffic services units.

▼B

Article 5

Differences

1.  

Further to the entry into force of this Regulation and at the latest by the date of its applicability, the Member States shall:

(a) 

formally notify ICAO that all previously notified differences with respect to ICAO Standards and recommended practices that are covered by this Regulation are withdrawn, with the exception of those relating to essential security and defence policy interests of the Member States in accordance with Article 13 of Regulation (EC) No 549/2004;

(b) 

notify ICAO of the commonly agreed differences contained in the supplement to the Annex to this Regulation.

2.  
In accordance with Annex 15 to the Chicago Convention, each Member State shall publish through its Aeronautical Information Publication the commonly agreed differences notified to ICAO in accordance with point (b) of paragraph 1 of this Article, as well as any other provisions necessitated by local air defence and security considerations in accordance with point (a) of paragraph 1 of this Article.

Article 6

Monitoring of amendments

1.  

Further to the entry into force of this Regulation, the Commission shall establish, with the support of Eurocontrol and EASA, a permanent process:

(a) 

to ensure that any amendments adopted under the framework of the Chicago Convention which are of relevance with respect to the scope of this Regulation are monitored and analysed; and

(b) 

where necessary, to develop proposals for amendments to the Annex to this Regulation.

2.  
The provisions of Article 5 of this Regulation relating to the withdrawal and notification of differences and publication in the Aeronautical Information Publication and Article 7 regarding amendments to the Annex shall apply as appropriate.

Article 7

Amendments to the Annex

1.  
The Annex shall be amended in accordance with Article 5(3) of Regulation (EC) No 549/2004.
2.  
The amendments referred to in paragraph 1 may include, but shall not be limited to, amendments required to ensure consistency of legal provisions during the future extension of this Regulation to contain the relevant provisions of other ICAO annexes and documents than Annex 2 or changes stemming from updates of those ICAO annexes and documents themselves or from changes to any relevant Union Regulations.

Article 8

Transitional and additional measures

1.  
Member States that have adopted prior to the entry into force of this Regulation additional provisions complementing an ICAO Standard shall ensure that those are compliant with this Regulation.
2.  
For the purpose of this Article, such additional provisions complementing an ICAO Standard shall not constitute a difference under the Chicago Convention. The Member States shall publish such additional provisions as well as any matters left to the decision of a competent authority under this Regulation, through their aeronautical information publications. They shall also inform the Commission and EASA at the latest two months after entry into force of this Regulation, or when the additional provision has been adopted.

Article 9

Safety requirements

Further to the entry into force of this Regulation and without prejudice to Article 7, Member States shall, in order to maintain or enhance existing safety levels, ensure that, within the context of a safety management process addressing all aspects of the implementation of this Regulation, a safety assessment on the implementation plan, including hazard identification, risk assessment and mitigation, is conducted, preceding the actual changes to the previously applied procedures. Such mitigation may include the application of Article 3.

Article 10

Amendments to Regulations (EC) No 730/2006, (EC) No 1033/2006, (EC) No 1794/2006, (EC) No 1265/2007, (EU) No 255/2010 and Implementing Regulation (EU) No 1035/2011

1.  

Regulation (EC) No 730/2006 is amended as follows:

(a) 

Article 2(3) and (4) shall be replaced by the following:

‘3. 

“IFR” means the symbol used to designate instrument flight rules;

4. 

“VFR” means the symbol used to designate visual flight rules.’

2.  

Regulation (EC) No 1033/2006 is amended as follows:

(a) 

Article 2(2), point 8, shall be replaced by the following:

‘8. 

“IFR” means the symbol used to designate instrument flight rules.’;

(b) 

Article 3(1) shall be replaced by the following:

‘1.  
The provisions specified in the Annex shall apply to the submission, acceptance and distribution of flight plans for every flight subject to this Regulation and to all changes to a key item in a flight plan in the pre-flight phase in accordance with this Regulation.’;
(c) 

the heading and first indent of the Annex shall be replaced by the following:

‘Provisions referred to in Article 3(1)

1. Section 4 of Commission Implementing Regulation (EU) No 923/2012 ( 2 ).

3.  

Regulation (EC) No 1794/2006 is amended as follows:

(a) 

Article 2(c) and (d) shall be replaced by the following:

‘(c) 

“IFR” means the symbol used to designate instrument flight rules;

(d) 

“VFR” means the symbol used to designate visual flight rules.’.

4.  

Regulation (EC) No 1265/2007 is amended as follows:

(a) 

Article 2(5) shall be replaced by the following:

‘5. 

“flights operated under visual flight rules” (VFR flights) means any flights conducted in accordance with visual flight rules.’.

5.  

Regulation (EU) No 255/2010 is amended as follows:

(a) 

Article 2(3) shall be replaced by the following:

‘3. 

“IFR” means the symbol used to designate instrument flight rules’.

6.  

Implementing Regulation (EU) No 1035/2011 is amended as follows:

(a) 

the reference in Annex II, point 4(a), to ‘Annex 2 on rules of the air in its 10th edition of July 2005’ shall be replaced by a reference to ‘Implementing Regulation (EU) No 923/2012’;

(b) 

the reference in Annex II, point 4(c), to ‘Annex 11 on air traffic services in its 13th edition of July 2001, including all amendments up to No 47-B’ shall be amended by adding at the end of that sentence ‘and Implementing Regulation (EU) No 923/2012 as applicable.’;

(c) 

the reference in Annex III, point 2(b), to ‘Annex 11 on air traffic services in its 13th edition of July 2001, including all amendments up to No 47-B’ shall be amended by adding at the end of that sentence ‘and Implementing Regulation (EU) No 923/2012 as applicable;’

Article 11

Entry into force

1.  
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

It shall apply from 4 December 2012.

2.  
By way of derogation from the second subparagraph of paragraph 1, Member States may decide not to apply the provisions of this Regulation until 4 December 2014.

When a Member State makes use of that possibility, it shall notify to the Commission and EASA in accordance with Article 12(1) of Regulation (EC) No 549/2004, the reasons for that derogation, its duration, as well as the envisaged and related timing of implementation of this Regulation.

This Regulation shall be binding in its entirety and directly applicable in all Member States.




ANNEX

RULES OF THE AIR

SECTION 1

Flight over the high seas

SERA.1001    General

(a) For flight over the high seas, the rules specified in Annex 2 to the Chicago Convention shall apply without exception. For the purposes of continuity and seamless operation of air traffic services in particular within Functional Airspace Blocks, the provisions of Annex 11 to the Chicago Convention may be applied in airspace over high seas in a manner that is consistent with how those provisions are applied over the territory of the member States. This shall be without prejudice to the operations of State Aircraft under Article 3 of the Chicago Convention. This shall also be without prejudice to the responsibilities of Member States to ensure that aircraft operations within the Flight Information Regions within which they are responsible for the provision of air traffic services in accordance with ICAO regional air navigation agreements are undertaken in a safe, expeditious and efficient manner.

(b) For those parts of the high seas where a Member State has accepted, pursuant to an ICAO regional air navigation agreement, the responsibility of providing air traffic services, the Member State shall designate the ATS provider for providing those services.

SECTION 2

Applicability and compliance

▼M8

SERA.2001    Subject

Without prejudice to point SERA.1001, this Annex applies to airspace users and aircraft:

(a) 

operating into, within or out of the Union;

(b) 

bearing the nationality and registration marks of a Member State of the Union, and operating in any airspace to the extent that they do not conflict with the rules published by the State having jurisdiction over the territory overflown.

▼B

SERA.2005    Compliance with the rules of the air

The operation of an aircraft either in flight, on the movement area of an aerodrome or at an operating site shall be in compliance with the general rules, the applicable local provisions and, in addition, when in flight, either with:

(a) 

the visual flight rules; or

(b) 

the instrument flight rules.

SERA.2010    Responsibilities

(a)   Responsibility of the pilot-in-command

The pilot-in-command of an aircraft shall, whether manipulating the controls or not, be responsible for the operation of the aircraft in accordance with this Regulation, except that the pilot-in-command may depart from these rules in circumstances that render such departure absolutely necessary in the interests of safety.

(b)   Pre-flight action

Before beginning a flight, the pilot-in-command of an aircraft shall become familiar with all available information appropriate to the intended operation. Pre-flight action for flights away from the vicinity of an aerodrome, and for all IFR flights, shall include a careful study of available current weather reports and forecasts, taking into consideration fuel requirements and an alternative course of action if the flight cannot be completed as planned.

SERA.2015    Authority of pilot-in-command of an aircraft

The pilot-in-command of an aircraft shall have final authority as to the disposition of the aircraft while in command.

SERA.2020    Problematic use of psychoactive substances

No person whose function is critical to the safety of aviation (safety-sensitive personnel) shall undertake that function while under the influence of any psychoactive substance, by reason of which human performance is impaired. No such person shall engage in any kind of problematic use of substances.

SECTION 3

General rules and collision avoidance

CHAPTER 1

Protection of persons and property

SERA.3101    Negligent or reckless operation of aircraft

An aircraft shall not be operated in a negligent or reckless manner so as to endanger life or property of others.

SERA.3105    Minimum heights

Except when necessary for take-off or landing, or except by permission from the competent authority, aircraft shall not be flown over the congested areas of cities, towns or settlements or over an open-air assembly of persons, unless at such a height as will permit, in the event of an emergency arising, a landing to be made without undue hazard to persons or property on the surface. The minimum heights for VFR flights shall be those specified in SERA.5005(f) and minimum levels for IFR flights shall be those specified in SERA.5015(b).

SERA.3110    Cruising levels

The cruising levels at which a flight or a portion of a flight is to be conducted shall be in terms of:

(a) 

flight levels, for flights at or above the lowest usable flight level or, where applicable, above the transition altitude;

(b) 

altitudes, for flights below the lowest usable flight level or, where applicable, at or below the transition altitude.

SERA.3115    Dropping or spraying

Dropping or spraying from an aircraft in flight shall only be conducted in accordance with:

(a) 

Union legislation or, where applicable, national legislation for aircraft operations regulated by Member States; and

(b) 

as indicated by any relevant information, advice and/or clearance from the appropriate air traffic services unit.

SERA.3120    Towing

An aircraft or other object shall only be towed by an aircraft in accordance with:

(a) 

Union legislation or, where applicable, national legislation for aircraft operations regulated by Member States; and

(b) 

as indicated by any relevant information, advice and/or clearance from the appropriate air traffic services unit.

SERA.3125    Parachute descents

Parachute descents, other than emergency descents, shall only be made in accordance with:

(a) 

Union legislation or, where applicable, national legislation for aircraft operations regulated by Member States; and

(b) 

as indicated by any relevant information, advice and/or clearance from the appropriate air traffic services unit.

SERA.3130    Aerobatic flight

Aerobatic flights shall only be carried out in accordance with:

(a) 

Union legislation or, where applicable, national legislation for aircraft operations regulated by Member States; and

(b) 

as indicated by any relevant information, advice and/or clearance from the appropriate air traffic services unit.

SERA.3135    Formation flights

Aircraft shall not be flown in formation except by pre-arrangement among the pilots-in-command of the aircraft taking part in the flight and, for formation flight in controlled airspace, in accordance with the conditions prescribed by the competent authority. These conditions shall include the following:

(a) 

one of the pilots-in-command shall be designated as the flight leader;

(b) 

the formation operates as a single aircraft with regard to navigation and position reporting;

(c) 

separation between aircraft in the flight shall be the responsibility of the flight leader and the pilots-in-command of the other aircraft in the flight and shall include periods of transition when aircraft are manoeuvring to attain their own separation within the formation and during join-up and breakaway; and

(d) 

for State aircraft a maximum lateral, longitudinal and vertical distance between each aircraft and the flight leader in accordance with the Chicago Convention. For other than State aircraft a distance not exceeding 1 km (0,5 nm) laterally and longitudinally and 30 m (100 ft) vertically from the flight leader shall be maintained by each aircraft.

SERA.3140    Unmanned free balloons

An unmanned free balloon shall be operated in such a manner as to minimise hazards to persons, property or other aircraft and in accordance with the conditions specified in Appendix 2.

SERA.3145    Prohibited areas and restricted areas

Aircraft shall not be flown in a prohibited area, or in a restricted area, the particulars of which have been duly published, except in accordance with the conditions of the restrictions or by permission of the Member State over whose territory the areas are established.

CHAPTER 2

Avoidance of collisions

SERA.3201    General

Nothing in this Regulation shall relieve the pilot-in-command of an aircraft from the responsibility of taking such action, including collision avoidance manoeuvres based on resolution advisories provided by ACAS equipment, as will best avert collision.

SERA.3205    Proximity

An aircraft shall not be operated in such proximity to other aircraft as to create a collision hazard.

SERA.3210    Right-of-way

(a) The aircraft that has the right-of-way shall maintain its heading and speed.

(b) An aircraft that is aware that the manoeuvrability of another aircraft is impaired shall give way to that aircraft.

(c) An aircraft that is obliged by the following rules to keep out of the way of another shall avoid passing over, under or in front of the other, unless it passes well clear and takes into account the effect of aircraft wake turbulence.

(1) 

Approaching head-on. When two aircraft are approaching head-on or approximately so and there is danger of collision, each shall alter its heading to the right.

(2) 

Converging. When two aircraft are converging at approximately the same level, the aircraft that has the other on its right shall give way, except as follows:

(i) 

power-driven heavier-than-air aircraft shall give way to airships, sailplanes and balloons;

(ii) 

airships shall give way to sailplanes and balloons;

(iii) 

sailplanes shall give way to balloons;

(iv) 

power-driven aircraft shall give way to aircraft which are seen to be towing other aircraft or objects.

(3) 

Overtaking. An overtaking aircraft is an aircraft that approaches another from the rear on a line forming an angle of less than 70 degrees with the plane of symmetry of the latter, i.e. is in such a position with reference to the other aircraft that at night it should be unable to see either of the aircraft’s left (port) or right (starboard) navigation lights. An aircraft that is being overtaken has the right-of-way and the overtaking aircraft, whether climbing, descending or in horizontal flight, shall keep out of the way of the other aircraft by altering its heading to the right, and no subsequent change in the relative positions of the two aircraft shall absolve the overtaking aircraft from this obligation until it is entirely past and clear.

(i) 

Sailplanes overtaking. A sailplane overtaking another sailplane may alter its course to the right or to the left.

(4) 

Landing. An aircraft in flight, or operating on the ground or water, shall give way to aircraft landing or in the final stages of an approach to land.

(i) 

When two or more heavier-than-air aircraft are approaching an aerodrome or an operating site for the purpose of landing, aircraft at the higher level shall give way to aircraft at the lower level, but the latter shall not take advantage of this rule to cut in front of another which is in the final stages of an approach to land, or to overtake that aircraft. Nevertheless, power-driven heavier-than-air aircraft shall give way to sailplanes.

(ii) 

Emergency landing. An aircraft that is aware that another is compelled to land shall give way to that aircraft.

(5) 

Taking off. An aircraft taxiing on the manoeuvring area of an aerodrome shall give way to aircraft taking off or about to take off.

(d) Surface movement of aircraft, persons and vehicles.

(1) 

In case of danger of collision between two aircraft taxiing on the movement area of an aerodrome or equivalent part of an operating site, the following shall apply:

(i) 

when two aircraft are approaching head on, or approximately so, each shall stop or where practicable alter its course to the right so as to keep well clear;

(ii) 

when two aircraft are on a converging course, the one which has the other on its right shall give way;

(iii) 

an aircraft which is being overtaken by another aircraft shall have the right-of-way and the overtaking aircraft shall keep well clear of the other aircraft.

(2) 

At a controlled aerodrome an aircraft taxiing on the manoeuvring area shall stop and hold at all runway-holding positions unless an explicit clearance to enter or cross the runway has been issued by the aerodrome control tower.

(3) 

An aircraft taxiing on the manoeuvring area shall stop and hold at all lighted stop bars and may proceed further in accordance with (2) when the lights are switched off.

(4) 

Movement of persons and vehicles at aerodromes:

(i) 

The movement of persons or vehicles, including towed aircraft, on the manoeuvring area of an aerodrome shall be controlled by the aerodrome control tower as necessary to avoid hazard to them or to aircraft landing, taxiing or taking off.

(ii) 

In conditions where low visibility procedures are in operation:

▼M4

(A) 

persons and vehicles operating on the manoeuvring area of an aerodrome shall be restricted to the essential minimum and particular regard shall be given to the requirements to protect the critical and sensitive area(s) of radio navigation aids;

(B) 

subject to the provisions of point (iii), the method or methods to separate vehicles and taxiing aircraft shall be as specified by the air navigation service provider (‘ANSP’) and approved by the competent authority taking into account the aids available;

▼B

(C) 

when mixed ILS and MLS Category II or Category III precision instrument operations are taking place to the same runway continuously, the more restrictive ILS or MLS critical and sensitive areas shall be protected.

(iii) 

Emergency vehicles proceeding to the assistance of an aircraft in distress shall be afforded priority over all other surface movement traffic.

(iv) 

Subject to the provisions in (iii), vehicles on the manoeuvring area shall be required to comply with the following rules:

▼M4

(A) 

vehicles and vehicles towing aircraft shall give way to aircraft which are landing, taking-off or taxiing;

▼B

(B) 

vehicles shall give way to other vehicles towing aircraft;

(C) 

vehicles shall give way to other vehicles in accordance with air traffic services unit instructions;

(D) 

notwithstanding the provisions of (A), (B) and (C), vehicles and vehicles towing aircraft shall comply with instructions issued by the aerodrome control tower.

SERA.3215    Lights to be displayed by aircraft

(a) Except as provided by (e), at night all aircraft in flight shall display:

(1) 

anti-collision lights intended to attract attention to the aircraft; and

▼M2

(2) 

except for balloons, navigation lights intended to indicate the relative path of the aircraft to an observer. Other lights shall not be displayed if they are likely to be mistaken for these lights.

▼M2 —————

▼B

(b) Except as provided by (e), at night:

(1) 

all aircraft moving on the movement area of an aerodrome shall display navigation lights intended to indicate the relative path of the aircraft to an observer and other lights shall not be displayed if they are likely to be mistaken for these lights;

(2) 

unless stationary and otherwise adequately illuminated, all aircraft on the movement area of an aerodrome shall display lights intended to indicate the extremities of their structure, as far as practicable;

(3) 

all aircraft taxiing or being towed on the movement area of an aerodrome shall display lights intended to attract attention to the aircraft; and

(4) 

all aircraft on the movement area of an aerodrome whose engines are running shall display lights which indicate that fact.

(c) Except as provided by (e), all aircraft in flight and fitted with anti-collision lights to meet the requirement of (a)(1) shall display such lights also during day.

(d) Except as provided by (e), all aircraft:

(1) 

taxiing or being towed on the movement area of an aerodrome and fitted with anti-collision lights, to meet the requirement of (b)(3); or

(2) 

on the movement area of an aerodrome and fitted with lights to meet the requirement of (b)(4);

shall display such lights also during day.

(e) A pilot shall be permitted to switch off or reduce the intensity of any flashing lights fitted to meet the requirements of (a), (b), (c) and (d) if they do or are likely to:

(1) 

adversely affect the satisfactory performance of duties; or

(2) 

subject an outside observer to harmful dazzle.

SERA.3220    Simulated instrument flights

An aircraft shall not be flown under simulated instrument flight conditions unless:

(a) 

fully functioning dual controls are installed in the aircraft; and

(b) 

an additional qualified pilot (in this rule called a safety pilot) occupies a control seat to act as safety pilot for the person who is flying under simulated instrument conditions. The safety pilot shall have adequate vision forward and to each side of the aircraft, or a competent observer in communication with the safety pilot shall occupy a position in the aircraft from which the observer’s field of vision adequately supplements that of the safety pilot.

SERA.3225    Operation on and in the vicinity of an aerodrome

An aircraft operated on or in the vicinity of an aerodrome shall:

(a) 

observe other aerodrome traffic for the purpose of avoiding collision;

(b) 

conform with or avoid the pattern of traffic formed by other aircraft in operation;

(c) 

except for balloons, make all turns to the left, when approaching for a landing and after taking off, unless otherwise indicated, or instructed by ATC;

(d) 

except for balloons, land and take off into the wind unless safety, the runway configuration, or air traffic considerations determine that a different direction is preferable.

SERA.3230    Water operations

(a) When two aircraft or an aircraft and a vessel are approaching one another and there is a risk of collision, the aircraft shall proceed with careful regard to existing circumstances and conditions including the limitations of the respective craft.

(1) 

Converging. An aircraft which has another aircraft or a vessel on its right shall give way so as to keep well clear.

(2) 

Approaching head-on. An aircraft approaching another aircraft or a vessel head-on, or approximately so, shall alter its heading to the right to keep well clear.

(3) 

Overtaking. The aircraft or vessel which is being overtaken has the right of way, and the one overtaking shall alter its heading to keep well clear.

(4) 

Landing and taking off. Aircraft landing on or taking off from the water shall, in so far as practicable, keep well clear of all vessels and avoid impeding their navigation.

(b)  Lights to be displayed by aircraft on the water. At night or during any other period prescribed by the competent authority, all aircraft on the water shall display lights as required by the Convention on the International Regulations for Preventing Collisions at Sea, 1972, unless it is impractical for them to do so, in which case they shall display lights as closely similar as possible in characteristics and position to those required by the International Regulations.

CHAPTER 3

Signals

SERA.3301    General

(a) Upon observing or receiving any of the signals given in Appendix 1, aircraft shall take such action as may be required by the interpretation of the signal given in that Appendix.

(b) The signals of Appendix 1 shall, when used, have the meaning indicated therein. They shall be used only for the purpose indicated and no other signals likely to be confused with them shall be used.

(c) A signalman/marshaller shall be responsible for providing standard marshalling signals to aircraft in a clear and precise manner using the signals shown in Appendix 1.

(d) Only persons trained, qualified and approved as required by the relevant Union or national legislation shall carry out the functions of a signalman/marshaller.

(e) The signalman/marshaller shall wear a distinctive fluorescent identification vest to allow the flight crew to identify that he or she is the person responsible for the marshalling operation.

(f) Daylight-fluorescent wands, table-tennis bats or gloves shall be used for all signalling by all participating ground staff during daylight hours. Illuminated wands shall be used at night or in low visibility.

CHAPTER 4

Time

SERA.3401    General

(a)

Coordinated Universal Time (UTC) shall be used and shall be expressed in hours and minutes and, when required, seconds of the 24-hour day beginning at midnight.

(b)

A time check shall be obtained prior to operating a controlled flight and at such other times during the flight as may be necessary.

(c)

Wherever time is utilised in the application of data link communications, it shall be accurate to within 1 second of UTC.

(d)

Time in air traffic services

(1) Aerodrome control towers shall, prior to an aircraft taxiing for take-off, provide the pilot with the correct time, unless arrangements have been made for the pilot to obtain it from other sources. Air traffic services units shall, in addition, provide aircraft with the correct time on request. Time checks shall be given at least to the nearest minute.

SECTION 4

Flight plans

SERA.4001    Submission of a flight plan

(a) Information relative to an intended flight or portion of a flight, to be provided to air traffic services units, shall be in the form of a flight plan. The term ‘flight plan’ is used to mean variously, full information on all items comprised in the flight plan description, covering the whole route of a flight, or limited information required, inter alia, when the purpose is to obtain a clearance for a minor portion of a flight such as to cross an airway, to take off from, or to land at a controlled aerodrome.

(b) A flight plan shall be submitted prior to operating:

(1) 

any flight or portion thereof to be provided with air traffic control service;

(2) 

any IFR flight within advisory airspace;

(3) 

any flight within or into areas, or along routes designated by the competent authority, to facilitate the provision of flight information, alerting and search and rescue services;

(4) 

any flight within or into areas or along routes designated by the competent authority, to facilitate coordination with appropriate military units or with air traffic services units in adjacent States in order to avoid the possible need for interception for the purpose of identification;

(5) 

any flight across international borders, unless otherwise prescribed by the States concerned;

(6) 

any flight planned to operate at night, if leaving the vicinity of an aerodrome.

▼M8

(c) A flight plan shall be:

(1) 

submitted, before departure:

(i) 

to the Network Manager directly or via an air traffic services reporting office, in accordance with the operations manuals containing the necessary instructions and information developed and maintained by the Network Manager, if there is the intent for the flight to operate in accordance with IFR for a portion, or the entire route, of the flight within the single European sky airspace; or

(ii) 

to an air traffic services reporting office for other cases;

(2) 

transmitted, during flight, to the appropriate air traffic services unit or air–ground control radio station.

(d) Unless a shorter period of time has been prescribed by the competent authority for domestic VFR flights, a flight plan for any flight planned to operate across international borders or to be provided with air traffic control service or air traffic advisory service shall be submitted as follows:

(1) 

not more than 120 hours before the estimated off-block time;

(2) 

at least 3 hours before the estimated off-block time for flights that may be subject to air traffic flow management measures;

(3) 

at least 60 minutes before departure for all other flights not covered in point (2); or

(4) 

if submitted during flight, at a time which ensures its receipt by the appropriate ATS unit, at least 10 minutes before the aircraft is estimated to reach:

(i) 

the intended point of entry into a control area or advisory area; or

(ii) 

the point of crossing an airway or advisory route.

▼M8

(e) For flights operated partially or entirely in accordance with IFR, entering the area of responsibility of an air traffic services unit, for which no flight plan has previously been received from the Network Manager, the unit concerned shall transmit to the Network Manager the aircraft identification, aircraft type, point of entry to its area of responsibility, time and flight level at that point, route and destination aerodrome of the flight.

(f) Requirements laid down in points (c), (d), and (e) shall not apply in the Single European Sky airspace that is not part of the ICAO EUR region.

▼M8

SERA.4005    Content of a flight plan

(a) 

A flight plan shall include all information considered relevant by the competent authority as regards the following:

(1) 

aircraft identification;

(2) 

flight rules and type of flight;

(3) 

number and type(s) of aircraft and wake turbulence category;

(4) 

aircraft equipment and capabilities;

(5) 

departure aerodrome or operating site;

(6) 

estimated off-block date and time;

(7) 

cruising speed(s);

(8) 

cruising level(s);

(9) 

route to be followed;

(10) 

destination aerodrome or operating site and total estimated elapsed time;

(11) 

alternate aerodrome(s) or operating site(s);

(12) 

fuel endurance;

(13) 

total number of persons on board;

(14) 

emergency and survival equipment, including ballistic parachute recovery system;

(15) 

other information.

(b) 

For flight plans submitted during flight, the departure aerodrome or operating site provided shall be the location from which supplementary information concerning the flight may be obtained, if required. Additionally, the information to be provided in lieu of the estimated off-block time shall be the time over the first point of the route to which the flight plan relates.

SERA.4010    Completion of a flight plan

(a) 

A flight plan shall contain information, as applicable, on relevant items listed in point SERA.4005(a)(1) to (11) regarding the whole route or the portion thereof for which the flight plan is submitted.

(b) 

Aircraft operators, flight plan originators and air traffic services units following the necessary instructions referred to in point SERA.4001(c)(1)(i) shall comply with the following:

(1) 

the instructions for completion of the flight plan form contained in Appendix 6;

(2) 

any constraints identified in relevant Aeronautical Information Publications (AIPs).

(c) 

Aircraft operators, or the agents that act on their behalf, which intend to operate within the single European sky airspace for a portion of or the entire route in accordance with IFR shall insert the appropriate indicator for the aircraft equipment available on board and its capabilities in accordance with Commission Implementing Regulation (EU) 2023/1770 ( 3 ) in the relevant item in the flight plan as required in point SERA.4005(a)(4).

(d) 

Operators of aircraft not equipped in accordance with Implementing Regulation (EU) 2023/1770 which intend to operate within the single European sky airspace shall insert the appropriate indicator for the aircraft equipment available on board and its capabilities, and any potential exemptions in the relevant items in the flight plan as per points SERA.4005(a) (4) and SERA.4005(a) (15) respectively. The flight plan shall, in addition, contain information, as applicable, on all other items when so prescribed by the competent authority or when otherwise deemed necessary by the person submitting the flight plan.

▼M8

SERA.4013    Acceptance of a flight plan

(a) 

The Network Manager, for the portion of the route operated in accordance with IFR, and the air traffic services reporting office shall take the necessary measures to ensure that when a flight plan is received, or when changes are made to it, it is:

(1) 

in compliance with the applicable format and data conventions;

(2) 

complete and, to the extent possible, accurate;

(3) 

if necessary, made acceptable to the air traffic services; and

(4) 

accepted, or the changes made to it are also accepted, and this is indicated to the originator of the flight plan.

(b) 

ATC units shall provide the Network Manager with any necessary changes of a flight plan affecting items related to the route or flight level as listed in point SERA.4005 (a) (1) to (10) that could affect the safe conduct of a flight, for flight plans and associated update messages previously received by them from the Network Manager. No other changes to, or cancellation of, a flight plan shall be made by an ATC unit in the pre-flight phase without coordination with the aircraft operator.

(c) 

The Network Manager shall communicate to all affected ATS units the accepted flight plan and any accepted pre-flight-phase changes made to the items listed in point SERA.4005 (a) (1) to (10) of the flight plan and associated update messages.

(d) 

The Network Manager shall communicate to the aircraft operator any necessary pre-flight-phase changes made to the flight plan affecting items listed in point SERA.4005 (a) (1) to (10) related to the route or flight level that could affect the safe conduct of a flight, for flight plans and associated update messages previously received.

(e) 

The originator of a flight plan, when not being the aircraft operator or the pilot, shall ensure that the conditions of acceptance of a flight plan and any necessary changes to these conditions as notified by the Network Manager for the portion of the flight operated in accordance with IFR, or by the air traffic services reporting offices, are made available to the aircraft operator or the pilot that has submitted the flight plan.

(f) 

The aircraft operator shall ensure that the conditions of acceptance of a flight plan and any necessary changes to it as notified by the Network Manager or by the air traffic services reporting office to the originator of the flight plan are incorporated into the planned flight operation and communicated to the pilot.

(g) 

The aircraft operator shall ensure prior to the operation of the flight that the content of the flight plan correctly reflects the operational intentions.

(h) 

The Network Manager shall process and distribute the information on the 8,33 kHz channel spacing capability received in the flight plans.

(i) 

Requirements laid down in points (a) to (h) shall not apply in the Single European Sky airspace that is not part of the ICAO EUR region.

▼M8

SERA.4015    Changes to a flight plan

(a) 

All changes to a flight plan submitted for an IFR flight, or a VFR flight operated as a controlled flight, shall be reported:

(1) 

during the pre-flight phase, to the Network Manager for flights intended to operate in accordance with IFR for a portion of or the entire route, and to air traffic services reporting offices as soon as practicable;

(2) 

during the flight, subject to the provisions of point SERA.8020(b), to the appropriate air traffic services unit.

For other VFR flights, significant changes to a flight plan shall be reported as soon as practicable to the appropriate air traffic services unit.

(b) 

In the event of a delay of 30 minutes in excess of the estimated off-block time for a controlled flight or a delay of 1 hour for an uncontrolled flight for which a flight plan has been submitted, the flight plan shall be amended, or a new flight plan submitted, and the old flight plan cancelled, whichever is applicable. For any flight operated in accordance with IFR, delays of more than 15 minutes shall be communicated to the Network Manager.

(c) 

In the case of a change in the aircraft equipment and its capability status for a flight, aircraft operators, or the agents that act on their behalf, shall send a modification message to the Network Manager or the air traffic services reporting offices with the appropriate indicator inserted in the relevant item of the flight plan form.

(d) 

Information submitted prior to departure regarding fuel endurance or total number of persons carried on board, if incorrect at the time of departure, constitutes a significant change to the flight plan and, as such, shall be reported.

(e) 

Requirements laid down in points (a) to (d) shall not apply in Single European Sky airspace that is not part of the ICAO EUR region.

▼B

SERA.4020    Closing a flight plan

(a) An arrival report shall be made in person, by radiotelephony, via data link or by other means as prescribed by the competent authority at the earliest possible moment after landing, to the appropriate air traffic services unit at the arrival aerodrome, by any flight for which a flight plan has been submitted covering the entire flight or the remaining portion of a flight to the destination aerodrome.

(1) 

Submission of an arrival report is not required after landing on an aerodrome where air traffic services are provided on condition that radio communication or visual signals indicate that the landing has been observed.

(b) When a flight plan has been submitted only in respect of a portion of a flight, other than the remaining portion of a flight to destination, it shall, when required, be closed by an appropriate report to the relevant air traffic services unit.

(c) When no air traffic services unit exists at the arrival aerodrome or operating site, the arrival report, when required, shall be made as soon as practicable after landing and by the quickest means available to the nearest air traffic services unit.

(d) When communication facilities at the arrival aerodrome or operating site are known to be inadequate and alternate arrangements for the handling of arrival reports on the ground are not available, the following action shall be taken. Immediately prior to landing the aircraft shall, if practicable, transmit to the appropriate air traffic services unit, a message comparable to an arrival report, where such a report is required. Normally, this transmission shall be made to the aeronautical station serving the air traffic services unit in charge of the flight information region in which the aircraft is operated.

(e) Arrival reports made by aircraft shall contain the following elements of information:

(1) 

aircraft identification;

(2) 

departure aerodrome or operating site;

(3) 

destination aerodrome or operating site (only in the case of a diversionary landing);

(4) 

arrival aerodrome or operating site;

(5) 

time of arrival.

SECTION 5

Visual meteorological conditions, visual flight rules, special VFR and instrument flight rules

SERA.5001    VMC visibility and distance from cloud minima

VMC visibility and distance from cloud minima are contained in Table S5-1.



Table S5-1 (*1)

Altitude band

Airspace class

Flight visibility

Distance from cloud

At and above 3 050 m (10 000 ft) AMSL

(*2) B C D E F G

8 km

1 500 m horizontally

300 m (1 000 ft) vertically

Below 3 050 m (10 000 ft) AMSL and above 900 m (3 000 ft) AMSL, or above 300 m (1 000 ft) above terrain, whichever is the higher

(*2) B C D E F G

5 km

1 500 m horizontally

300 m (1 000 ft) vertically

At and below 900 m (3 000 ft) AMSL, or 300 m (1 000 ft) above terrain, whichever is the higher

(*2) B C D E

5 km

1 500 m horizontally

300 m (1 000 ft) vertically

F G

5 km (*3)

Clear of cloud and with the surface in sight

(*1)   

When the height of the transition altitude is lower than 3 050 m (10 000 ft) AMSL, FL 100 shall be used in lieu of 10 000 ft.

(*2)   

The VMC minima in Class A airspace are included for guidance to pilots and do not imply acceptance of VFR flights in Class A airspace.

(*3)   

When so prescribed by the competent authority:

(a)  flight visibilities reduced to not less than 1 500 m may be permitted for flights operating:

(1)  at speeds of 140 kts IAS or less to give adequate opportunity to observe other traffic or any obstacles in time to avoid collision; or

(2)  in circumstances in which the probability of encounters with other traffic would normally be low, e.g. in areas of low volume traffic and for aerial work at low levels;

►M2  

(b)  helicopters may be permitted to operate in less than 1 500 m but not less than 800 m flight visibility, if manoeuvred at a speed that will give adequate opportunity to observe other traffic or any obstacles in time to avoid collision.

 ◄

SERA.5005    Visual flight rules

(a) Except when operating as a special VFR flight, VFR flights shall be conducted so that the aircraft is flown in conditions of visibility and distance from clouds equal to or greater than those specified in Table S5-1.

(b) Except when a special VFR clearance is obtained from an air traffic control unit, VFR flights shall not take off or land at an aerodrome within a control zone, or enter the aerodrome traffic zone or aerodrome traffic circuit when the reported meteorological conditions at that aerodrome are below the following minima:

(1) 

the ceiling is less than 450 m (1 500 ft); or

(2) 

the ground visibility is less than 5 km.

(c) When so prescribed by the competent authority, VFR flights at night may be permitted under the following conditions:

(1) 

if leaving the vicinity of an aerodrome, a flight plan shall be submitted in accordance with SERA.4001(b)(6);

(2) 

flights shall establish and maintain two-way radio communication on the appropriate ATS communication channel, when available;

(3) 

the VMC visibility and distance from cloud minima as specified in Table S5-1 shall apply except that:

(i) 

the ceiling shall not be less than 450 m (1 500 ft);

▼M2

(ii) 

the reduced flight visibility provisions specified in Table S5-1(a) and (b) shall not apply;

(iii) 

in airspace classes B, C, D, E, F and G, at and below 900 m (3 000 ft) AMSL or 300 m (1 000 ft) above terrain, whichever is the higher, the pilot shall maintain continuous sight of the surface; and

▼M2 —————

▼M2

(v) 

for mountainous area, higher VMC visibility and distance from cloud minima may be prescribed by the competent authority;

▼M2 —————

▼B

(5) 

except when necessary for take-off or landing, or except when specifically authorised by the competent authority, a VFR flight at night shall be flown at a level which is not below the minimum flight altitude established by the State whose territory is overflown, or, where no such minimum flight altitude has been established:

(i) 

over high terrain or in mountainous areas, at a level which is at least 600 m (2 000 ft) above the highest obstacle located within 8 km of the estimated position of the aircraft;

(ii) 

elsewhere than as specified in i), at a level which is at least 300 m (1 000 ft) above the highest obstacle located within 8 km of the estimated position of the aircraft.

▼M2

(d) VFR flights shall not be operated:

(1) 

at transonic and supersonic speeds unless authorised by the competent authority;

(2) 

above FL 195. Exceptions to this requirement are the following:

(i) 

an airspace reservation has been established, where practical, by the Member States, in which VFR flights may be allowed; or

(ii) 

airspace up to and including flight level 285, when VFR traffic in that airspace has been authorised by the responsible ATS unit in accordance with the authorisation procedures established by the Member States and published in the relevant aeronautical information publication.

▼B

(e) Authorisation for VFR flights to operate above FL 285 shall not be granted where a vertical separation minimum of 300 m (1 000 ft) is applied above FL 290.

(f) Except when necessary for take-off or landing, or except by permission from the competent authority, a VFR flight shall not be flown:

(1) 

over the congested areas of cities, towns or settlements or over an open-air assembly of persons at a height less than 300 m (1 000 ft) above the highest obstacle within a radius of 600 m from the aircraft;

(2) 

elsewhere than as specified in (1), at a height less than 150 m (500 ft) above the ground or water, or 150 m (500 ft) above the highest obstacle within a radius of 150 m (500 ft) from the aircraft.

(g) Except where otherwise indicated in air traffic control clearances or specified by the competent authority, VFR flights in level cruising flight when operated above 900 m (3 000 ft) from the ground or water, or a higher datum as specified by the competent authority, shall be conducted at a cruising level appropriate to the track as specified in the table of cruising levels in Appendix 3.

(h) VFR flights shall comply with the provisions of Section 8:

(1) 

when operated within Classes B, C and D airspace;

(2) 

when forming part of aerodrome traffic at controlled aerodromes; or

(3) 

when operated as special VFR flights.

(i) A VFR flight operating within or into areas or along routes designated by the competent authority, in accordance with SERA.4001(b)(3) or (4), shall maintain continuous air-ground voice communication watch on the appropriate communication channel of, and report its position as necessary to, the air traffic services unit providing flight information service.

(j) An aircraft operated in accordance with the visual flight rules which wishes to change to compliance with the instrument flight rules shall:

(1) 

if a flight plan was submitted, communicate the necessary changes to be effected to its current flight plan; or

(2) 

as required by SERA.4001(b), submit a flight plan to the appropriate air traffic services unit as soon as practicable and obtain a clearance prior to proceeding IFR when in controlled airspace.

SERA.5010    Special VFR in control zones

▼M2

Special VFR flights may be authorised to operate within a control zone, subject to an ATC clearance. Except when permitted by the competent authority for helicopters in special cases such as, but not limited to, police, medical, search and rescue operations and fire-fighting flights, the following additional conditions shall be applied:

(a) 

such special VFR flights may be conducted during day only, unless otherwise permitted by the competent authority;

(b) 

by the pilot:

(1) 

clear of cloud and with the surface in sight;

(2) 

the flight visibility is not less than 1 500 m or, for helicopters, not less than 800 m;

(3) 

fly at a speed of 140 kts IAS or less to give adequate opportunity to observe other traffic and any obstacles in time to avoid a collision; and

(c) 

an air traffic control unit shall not issue a special VFR clearance to aircraft to take off or land at an aerodrome within a control zone, or enter the aerodrome traffic zone or aerodrome traffic circuit when the reported meteorological conditions at that aerodrome are below the following minima:

(1) 

the ground visibility is less than 1 500 m or, for helicopters, less than 800 m;

(2) 

the ceiling is less than 180 m (600 ft).

▼B

SERA.5015    Instrument flight rules (IFR) — Rules applicable to all IFR flights

(a)   Aircraft equipment

Aircraft shall be equipped with suitable instruments and with navigation equipment appropriate to the route to be flown and in accordance with the applicable air operations legislation.

(b)   Minimum levels

Except when necessary for take-off or landing, or except when specifically authorised by the competent authority, an IFR flight shall be flown at a level which is not below the minimum flight altitude established by the State whose territory is overflown, or, where no such minimum flight altitude has been established:

(1) 

over high terrain or in mountainous areas, at a level which is at least 600 m (2 000 ft) above the highest obstacle located within 8 km of the estimated position of the aircraft;

(2) 

elsewhere than as specified in (1), at a level which is at least 300 m (1 000 ft) above the highest obstacle located within 8 km of the estimated position of the aircraft.

(c)   Change from IFR flight to VFR flight

(1) An aircraft electing to change the conduct of its flight from compliance with the instrument flight rules to compliance with the visual flight rules shall notify the appropriate air traffic services unit specifically that the IFR flight is cancelled and communicate thereto the changes to be made to its current flight plan.

(2) When an aircraft operating under the instrument flight rules is flown in or encounters visual meteorological conditions it shall not cancel its IFR flight unless it is anticipated, and intended, that the flight will be continued for a reasonable period of time in uninterrupted visual meteorological conditions.

▼M2

(3) Change from IFR flight to VFR flight shall only be acceptable when a message initiated by the pilot-in-command containing the specific expression ‘CANCELLING MY IFR FLIGHT’, together with the changes, if any, to be made to the current flight plan, is received by an ATS unit. No invitation to change from IFR flight to VFR flight shall be made by ATS either directly or by inference.

▼B

SERA.5020    IFR — Rules applicable to IFR flights within controlled airspace

(a) IFR flights shall comply with the provisions of Section 8 when operated in controlled airspace.

(b) An IFR flight operating in cruising flight in controlled airspace shall be flown at a cruising level, or, if authorised by ATS unit to employ cruise climb techniques, between two levels or above a level, selected from the table of cruising levels in Appendix 3, except that the correlation of levels to track prescribed therein shall not apply whenever otherwise indicated in air traffic control clearances or specified by the competent authority in aeronautical information publications.

SERA.5025    IFR — Rules Applicable to IFR flights outside controlled airspace

(a)   Cruising levels

An IFR flight operating in level cruising flight outside of controlled airspace shall be flown at a cruising level appropriate to its track as specified in the table of cruising levels in Appendix 3, except when otherwise specified by the competent authority for flight at or below 900 m (3 000 ft) above mean sea level.

(b)   Communications

An IFR flight operating outside controlled airspace but within or into areas, or along routes, designated by the competent authority in accordance with SERA.4001(b)(3) or (4) shall maintain an air-ground voice communication watch on the appropriate communication channel and establish two-way communication, as necessary, with the air traffic services unit providing flight information service.

(c)   Position reports

An IFR flight operating outside controlled airspace and required by the competent authority to maintain an air-ground voice communication watch on the appropriate communication channel and establish two-way communication, as necessary, with the air traffic services unit providing flight information service, shall report position, as specified in SERA.8025 for controlled flights.

SECTION 6

Airspace classification

▼M2

SERA.6001    Classification of airspaces

(a) 

Member States shall designate airspace in accordance with the following airspace classification and in accordance with Appendix 4:

(1) 

Class A. IFR flights only are permitted. All flights are provided with air traffic control service and are separated from each other. Continuous air- ground voice communications are required for all flights. All flights shall be subject to ATC clearance.

(2) 

Class B. IFR and VFR flights are permitted. All flights are provided with air traffic control service and are separated from each other. Continuous air- ground voice communications are required for all flights. All flights shall be subject to ATC clearance.

(3) 

Class C. IFR and VFR flights are permitted. All flights are provided with air traffic control service and IFR flights are separated from other IFR flights and from VFR flights. VFR flights are separated from IFR flights and receive traffic information in respect of other VFR flights and traffic avoidance advice on request. Continuous air-ground voice communications are required for all flights. For VFR flights a speed limitation of 250 kts indicated airspeed (IAS) applies below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons, cannot maintain this speed. All flights shall be subject to ATC clearance.

(4) 

Class D. IFR and VFR flights are permitted and all flights are provided with air traffic control service. IFR flights are separated from other IFR flights, receive traffic information in respect of VFR flights and traffic avoidance advice on request. VFR flights receive traffic information in respect of all other flights and traffic avoidance advice on request. Continuous air-ground voice communications are required for all flights and a speed limitation of 250 kts IAS applies to all flights below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons, cannot maintain this speed. All flights shall be subject to ATC clearance.

(5) 

Class E. IFR and VFR flights are permitted. IFR flights are provided with air traffic control service and are separated from other IFR flights. All flights receive traffic information, as far as is practical. Continuous air-ground voice communications are required for IFR flights. A speed limitation of 250 kts IAS applies to all flights below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons cannot maintain this speed. All IFR flights shall be subject to ATC clearance. Class E shall not be used for control zones.

(6) 

Class F. IFR and VFR flights are permitted. All participating IFR flights receive an air traffic advisory service and all flights receive flight information service if requested. Continuous air-ground voice communications are required for IFR flights participating in the advisory service and all IFR flights shall be capable of establishing air-ground voice communications. A speed limitation of 250 kts IAS applies to all flights below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons cannot maintain this speed. ATC clearance is not required.

(7) 

Class G. IFR and VFR flights are permitted and receive flight information service if requested. All IFR flights shall be capable of establishing air- ground voice communications. A speed limitation of 250 kts IAS applies to all flights below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons cannot maintain this speed. ATC clearance is not required.

(8) 

Implementation of Class F shall be considered as a temporary measure until such time as it can be replaced by an alternative classification.

(b) 

The designation of the airspace classification shall be appropriate to the needs of the Member States, except that all airspace above FL 195 shall be classified as Class C airspace.

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SERA.6005    Requirements for communications, SSR transponder and electronic conspicuity in U-space airspace

(a) 

Radio mandatory zone (RMZ)

(1) 

VFR flights operating in parts of Classes E, F or G airspace and IFR flights operating in parts of Classes F or G airspace designated as a radio mandatory zone (RMZ) by the competent authority shall maintain continuous air-ground voice communication watch and establish two-way communication, as necessary, on the appropriate communication channel, unless in compliance with alternative provisions prescribed for that particular airspace by the ANSP.

(2) 

Before entering a radio mandatory zone, an initial call containing the designation of the station being called, call sign, type of aircraft, position, level, the intentions of the flight and other information as prescribed by the competent authority, shall be made by pilots on the appropriate communication channel.

(b) 

Transponder mandatory zone (TMZ)

All flights operating in airspace designated by the competent authority as a transponder mandatory zone (TMZ) shall carry and operate SSR transponders capable of operating on Modes A and C or on Mode S, unless in compliance with alternative provisions prescribed for that particular airspace by the ANSP.

(c) 

U-space airspace

Manned aircraft operating in airspace designated by the competent authority as a U-space airspace, and not provided with an air traffic control service by the ANSP, shall continuously make themselves electronically conspicuous to the U-space service providers.

(d) 

Airspaces designated as radio mandatory zone, transponder mandatory zone or U-space airspace shall be duly promulgated in the aeronautical information publications.

▼B

SECTION 7

Air traffic services

SERA.7001    General — Objectives of the air traffic services

The objectives of the air traffic services shall be to:

(a) 

prevent collisions between aircraft;

(b) 

prevent collisions between aircraft on the manoeuvring area and obstructions on that area;

(c) 

expedite and maintain an orderly flow of air traffic;

(d) 

provide advice and information useful for the safe and efficient conduct of flights;

(e) 

notify appropriate organisations regarding aircraft in need of search and rescue aid, and assist such organisations as required.

▼M2

SERA.7002    Collision hazard information when ATS based on surveillance are provided

(a) When an identified controlled flight is observed to be on a conflicting path with an unknown aircraft, deemed to constitute a collision hazard, the pilot of the controlled flight shall, whenever practicable:

(1) 

be informed of the unknown aircraft, and, if the pilot so requests, or if the situation so warrants in the opinion of the controller, avoiding action shall be suggested; and

(2) 

be notified when the conflict no longer exists.

▼B

SERA.7005    Coordination between the aircraft operator and air traffic services

(a) Air traffic services units, in carrying out their objectives, shall have due regard for the requirements of the aircraft operators consequent on their obligations as specified in the relevant Union legislation on Air Operations, and, if so required by the aircraft operators, shall make available to them or their designated representatives such information as may be available to enable them or their designated representatives to carry out their responsibilities.

(b) When so requested by an aircraft operator, messages (including position reports) received by air traffic services units and relating to the operation of the aircraft for which operational control service is provided by that aircraft operator shall, so far as practicable, be made available immediately to the aircraft operator or a designated representative in accordance with locally agreed procedures.

SECTION 8

Air traffic control service

SERA.8001    Application

Air traffic control service shall be provided:

(a) 

to all IFR flights in airspace Classes A, B, C, D and E;

(b) 

to all VFR flights in airspace Classes B, C and D;

(c) 

to all special VFR flights;

(d) 

to all aerodrome traffic at controlled aerodromes.

SERA.8005    Operation of air traffic control service

(a) In order to provide air traffic control service, an air traffic control unit shall:

(1) 

be provided with information on the intended movement of each aircraft, or variations therefrom, and with current information on the actual progress of each aircraft;

(2) 

determine from the information received, the relative positions of known aircraft to each other;

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(3) 

issue one or more of the following: clearances, instructions or information for the purpose of preventing collision between aircraft under its control and of expediting and maintaining an orderly flow of traffic;

▼B

(4) 

coordinate clearances as necessary with other units:

(i) 

whenever an aircraft might otherwise conflict with traffic operated under the control of such other units;

(ii) 

before transferring control of an aircraft to such other units.

(b) Clearances issued by air traffic control units shall provide separation:

(1) 

between all flights in airspace Classes A and B;

(2) 

between IFR flights in airspace Classes C, D and E;

(3) 

between IFR flights and VFR flights in airspace Class C;

(4) 

between IFR flights and special VFR flights;

(5) 

between special VFR flights unless otherwise prescribed by the competent authority;

except that, when requested by the pilot of an aircraft and agreed by the pilot of the other aircraft and if so prescribed by the competent authority for the cases listed under b) above in airspace Classes D and E, a flight may be cleared subject to maintaining own separation in respect of a specific portion of the flight below 3 050 m (10 000 ft) during climb or descent, during day in visual meteorological conditions.

(c)  ►M4  Except for cases of operations on parallel or near-parallel runways as in point ATS.TR.255 of Annex IV to Commission Implementing Regulation (EU) 2017/373 ( 4 ), or when a reduction in separation minima in the vicinity of aerodromes can be applied, separation by an ATC unit shall be obtained by at least one of the following: ◄

▼M4

(1) 

vertical separation, obtained by assigning different levels selected from the table of cruising levels in Appendix 3, except that the correlation of levels to track as prescribed therein shall not apply whenever otherwise indicated in appropriate aeronautical information publications or ATC clearances. The vertical separation minimum shall be a nominal 300 m (1 000 ft) up to and including FL 410 and a nominal 600 m (2 000 ft) above that level. Geometric height information shall not be used to establish vertical separation;

▼B

(2) 

horizontal separation, obtained by providing:

(i) 

longitudinal separation, by maintaining an interval between aircraft operating along the same, converging or reciprocal tracks, expressed in time or distance; or

(ii) 

lateral separation, by maintaining aircraft on different routes or in different geographical areas.

SERA.8010    Separation minima

(a) The selection of separation minima for application within a given portion of airspace shall be made by the ANSP responsible for the provision of air traffic services and approved by the competent authority concerned.

(b) For traffic that will pass from one into the other of neighbouring airspaces and for routes that are closer to the common boundary of the neighbouring airspaces than the separation minima applicable in the circumstances, the selection of separation minima shall be made in consultation between the ANSPs responsible for the provision of air traffic services in neighbouring airspace.

(c) Details of the selected separation minima and of their areas of application shall be notified:

(1) 

to the air traffic services units concerned; and

(2) 

to pilots and aircraft operators through aeronautical information publications, where separation is based on the use by aircraft of specified navigation aids or specified navigation techniques.

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SERA.8012    Application of wake turbulence separation

▼M4

(a) 

Air traffic control units shall apply wake turbulence separation minima to aircraft in the approach and departure phases of flight in any of the following circumstances:

(1) 

an aircraft is operating directly behind another aircraft at the same altitude or less than 300 m (1 000 ft) below it;

(2) 

both aircraft are using the same runway or parallel runways separated by less than 760 m (2 500 ft);

(3) 

an aircraft is crossing behind another aircraft at the same altitude or less than 300 m (1 000 ft) below it.

(b) 

Paragraph (a) shall not apply to arriving VFR flights and to arriving IFR flights executing visual approach when the aircraft has reported the preceding aircraft in sight and has been instructed to follow and maintain own separation from that aircraft. In those cases, the air traffic control unit shall issue caution for wake turbulence.

▼B

SERA.8015    Air traffic control clearances

▼M2

(a)

Air traffic control clearances shall be based solely on the following requirements for providing air traffic control service:

(1) 

Clearances shall be issued solely for expediting and separating air traffic and be based on known traffic conditions which affect safety in aircraft operation. Such traffic conditions include not only aircraft in the air and on the manoeuvring area over which control is being exercised, but also any vehicular traffic or other obstructions not permanently installed on the manoeuvring area in use.

(2) 

ATC units shall issue such ATC clearances as necessary to prevent collisions and to expedite and maintain an orderly flow of air traffic.

(3) 

ATC clearances shall be issued early enough to ensure that they are transmitted to the aircraft in sufficient time for it to comply with them.

▼B

(b)

Operation subject to clearance

(1) An air traffic control clearance shall be obtained prior to operating a controlled flight, or a portion of a flight as a controlled flight. Such clearance shall be requested through the submission of a flight plan to an air traffic control unit.

(2) The pilot-in-command of an aircraft shall inform ATC if an air traffic control clearance is not satisfactory. In such cases, ATC will issue an amended clearance, if practicable.

(3) Whenever an aircraft has requested a clearance involving priority, a report explaining the necessity for such priority shall be submitted, if requested by the appropriate air traffic control unit.

(4)  Potential reclearance in flight. If, prior to departure, it is anticipated that, depending on fuel endurance and subject to reclearance in flight, a decision may be taken to proceed to a revised destination aerodrome, the appropriate air traffic control units shall be so notified by the insertion in the flight plan of information concerning the revised route (where known) and the revised destination.

(5) An aircraft operated on a controlled aerodrome shall not taxi on the manoeuvring area without clearance from the aerodrome control tower and shall comply with any instructions given by that unit.

▼M4

(6) When vectoring or assigning a direct routing not included in the flight plan, which takes an IFR flight off published ATS route or instrument procedure, an air traffic controller providing ATS surveillance service shall issue clearances such that the prescribed obstacle clearance exists at all times until the aircraft reaches the point where the pilot re-joins the flight plan route or joins a published ATS route or instrument procedure.

▼B

(c)

Clearances for transonic flight

(1) The air traffic control clearance relating to the transonic acceleration phase of a supersonic flight shall extend at least to the end of that phase.

(2) The air traffic control clearance relating to the deceleration and descent of an aircraft from supersonic cruise to subsonic flight shall seek to provide for uninterrupted descent at least during the transonic phase.

(d)

Contents of clearances

An air traffic control clearance shall indicate:

(1) 

aircraft identification as shown in the flight plan;

(2) 

clearance limit;

▼M2

(3) 

route of flight, …

(i) 

the route of flight shall be detailed in each clearance when deemed necessary; and

(ii) 

the phrase ‘cleared via flight planned route’ shall not be used when granting a re-clearance;

▼B

(4) 

level(s) of flight for the entire route or part thereof and changes of levels if required;

▼M4

(5) 

any necessary instructions or information on other matters, such as ATFM departure slot if applicable, approach or departure manoeuvres, communications and the time of expiry of the clearance.

▼B

(e)

►M4  Read back of clearances, instructions and safety-related information ◄

(1) The flight crew shall read back to the air traffic controller safety-related parts of ATC clearances and instructions which are transmitted by voice. The following items shall always be read back:

(i) 

ATC route clearances;

(ii) 

clearances and instructions to enter, land on, take off from, hold short of, cross, taxi and backtrack on any runway; and

(iii) 

runway-in-use, altimeter settings, SSR codes, newly assigned communication channels, level instructions, heading and speed instructions; and

(iv) 

transition levels, whether issued by the controller or contained in ATIS broadcasts.

(2) Other clearances or instructions, including conditional clearances and taxi instructions, shall be read back or acknowledged in a manner to clearly indicate that they have been understood and will be complied with.

(3) The controller shall listen to the read-back to ascertain that the clearance or instruction has been correctly acknowledged by the flight crew and shall take immediate action to correct any discrepancies revealed by the read-back.

(4) Voice read-back of CPDLC messages shall not be required, unless otherwise specified by the ANSP.

▼M2

(ea)

Changes in clearance regarding route or level
(1) 

When issuing a clearance covering a requested change in route or level, the exact nature of the change shall be included in the clearance.

(2) 

When traffic conditions will not permit clearance of a requested change, the word ‘UNABLE’ shall be used. When warranted by circumstances, an alternative route or level shall be offered.

(eb)

Clearance related to altimetry
(1) 

For flights in areas where a transition altitude is established, the vertical position of the aircraft shall, except as provided for in (5) below, be expressed in terms of altitudes at or below the transition altitude and in terms of flight levels at or above the transition level. While passing through the transition layer, the vertical position shall be expressed in terms of flight levels when climbing and in terms of altitudes when descending.

(2) 

The flight crew shall be provided with the transition level in due time prior to reaching it during descent.

▼M4

(3) 

Except when it is known that the aircraft has already received the information in a directed transmission, an QNH altimeter setting shall be included in:

(i) 

the descent clearance, when first cleared to an altitude below the transition level;

(ii) 

the approach clearance or the clearance to enter the traffic circuit;

(iii) 

the taxi clearance for departing aircraft.

▼M2

(4) 

A QFE altimeter setting shall be provided to aircraft on request or on a regular basis in accordance with local arrangements.

(5) 

►M4  When an aircraft has been given clearance to land or where an aircraft has been informed that the runway is available for landing at AFIS aerodromes and that aircraft is completing its approach using atmospheric pressure at aerodrome elevation (QFE), the vertical position of that aircraft shall be expressed in terms of height above aerodrome elevation during that portion of its flight for which QFE may be used, except that it shall be expressed in terms of height above runway threshold elevation: ◄

(i) 

for instrument runways if the threshold is 2 m (7 ft) or more below the aerodrome elevation; and

(ii) 

for precision approach runways.

(ec)

Conditional clearances

Conditional phrases, such as ‘behind landing aircraft’ or ‘after departing aircraft’, shall not be used for movements affecting the active runway(s), except when the aircraft or vehicles concerned are seen by the appropriate controller and pilot. The aircraft or vehicle causing the condition in the clearance issued shall be the first aircraft/vehicle to pass in front of the other aircraft concerned. In all cases, a conditional clearance shall be given in the following order and consist of:

(1) 

the call sign;

(2) 

the condition;

(3) 

the clearance; and

(4) 

a brief reiteration of the condition.

▼B

(f)

Coordination of clearances

(1) An air traffic control clearance shall be coordinated between air traffic control units to cover the entire route of an aircraft or a specified portion thereof as described in provisions (2) to (6).

(2) An aircraft shall be cleared for the entire route to the aerodrome of first intended landing:

(i) 

when it has been possible, prior to departure, to coordinate the clearance between all the units under whose control the aircraft will come; or

(ii) 

when there is reasonable assurance that prior coordination will be effected between those units under whose control the aircraft will subsequently come.

(3) When coordination as in (2) has not been achieved or is not anticipated, the aircraft shall be cleared only to that point where coordination is reasonably assured; prior to reaching such point, or at such point, the aircraft shall receive further clearance, holding instructions being issued as appropriate.

(4) When prescribed by the ATS unit, aircraft shall contact a downstream air traffic control unit, for the purpose of receiving a downstream clearance prior to the transfer of control point.

(i) 

Aircraft shall maintain the necessary two-way communication with the current air traffic control unit whilst obtaining a downstream clearance.

(ii) 

A clearance issued as a downstream clearance shall be clearly identifiable as such to the pilot.

(iii) 

Unless coordinated, downstream clearances shall not affect the aircraft’s original flight profile in any airspace, other than that of the air traffic control unit responsible for the delivery of the downstream clearance.

(5) When an aircraft intends to depart from an aerodrome within a control area to enter another control area within a period of thirty minutes, or such other specific period of time as has been agreed between the area control centres concerned, coordination with the subsequent area control centre shall be effected prior to issuance of the departure clearance.

(6) When an aircraft intends to leave a control area for flight outside controlled airspace, and will subsequently re-enter the same or another control area, a clearance from the point of departure to the aerodrome of first intended landing may be issued. Such clearance or revisions thereto shall apply only to those portions of the flight conducted within controlled airspace.

SERA.8020    Adherence to flight plan

(a) Except as provided for in (b) and (d) an aircraft shall adhere to the current flight plan or the applicable portion of a current flight plan submitted for a controlled flight unless a request for a change has been made and clearance obtained from the appropriate air traffic control unit, or unless an emergency situation arises which necessitates immediate action by the aircraft, in which event as soon as circumstances permit, after such emergency authority is exercised, the appropriate air traffic services unit shall be notified of the action taken and that this action has been taken under emergency authority.

(1) 

Unless otherwise authorised by the competent authority, or directed by the appropriate air traffic control unit, controlled flights shall, in so far as practicable:

(i) 

when on an established ATS route, operate along the defined centre line of that route; or

(ii) 

when on any other route, operate directly between the navigation facilities and/or points defining that route.

(2) 

Unless otherwise authorised by the competent authority, or directed by the appropriate air traffic control unit, an aircraft operating along an ATS route segment defined by reference to very high frequency omnidirectional radio ranges shall change over for its primary navigation guidance from the facility behind the aircraft to that ahead of it at, or as close as operationally feasible to, the changeover point, where established.

▼M2

(3) 

Deviation from the requirements in point (1) shall be notified to the appropriate ATS unit.

▼B

(b)  Inadvertent changes. In the event that a controlled flight inadvertently deviates from its current flight plan, the following action shall be taken:

(1) 

Deviation from track: if the aircraft is off track, action shall be taken forthwith to adjust the heading of the aircraft to regain track as soon as practicable.

(2) 

Variation in true airspeed: if the average true airspeed at cruising level between reporting points varies or is expected to vary by plus or minus 5 per cent of the true airspeed, from that given in the flight plan, the appropriate air traffic services unit shall be so informed.

▼M2

(3) 

Change in time estimate: if the time estimate for the next applicable reporting point, flight information region boundary or destination aerodrome, whichever comes first, is found to be in error in excess of 2 minutes from that notified to ATS or such other period of time as prescribed by the competent authority, a revised estimated time shall be notified as soon as possible to the appropriate ATS unit.

▼B

(4) 

Additionally, when an ADS-C agreement is in place, the air traffic services unit shall be informed automatically via data link whenever changes occur beyond the threshold values stipulated by the ADS-C event contract.

(c)  Intended changes. Requests for flight plan changes shall include information as indicated hereunder:

(1) 

Change of cruising level: aircraft identification; requested new cruising level and cruising speed at this level, revised time estimates (when applicable) at subsequent flight information region boundaries.

(2) 

Change of route:

(i) 

Destination unchanged: aircraft identification; flight rules; description of new route of flight including related flight plan data beginning with the position from which requested change of route is to commence; revised time estimates; any other pertinent information.

(ii) 

Destination changed: aircraft identification; flight rules; description of revised route of flight to revised destination aerodrome including related flight plan data, beginning with the position from which requested change of route is to commence; revised time estimates; alternate aerodrome(s); any other pertinent information.

(d)  Weather deterioration below the VMC. When it becomes evident that flight in VMC in accordance with its current flight plan will not be practicable, a VFR flight operated as a controlled flight shall:

(1) 

request an amended clearance enabling the aircraft to continue in VMC to destination or to an alternative aerodrome, or to leave the airspace within which an ATC clearance is required; or

(2) 

if no clearance in accordance with a) can be obtained, continue to operate in VMC and notify the appropriate ATC unit of the action being taken either to leave the airspace concerned or to land at the nearest suitable aerodrome; or

(3) 

if operated within a control zone, request authorisation to operate as a special VFR flight; or

(4) 

request clearance to operate in accordance with the instrument flight rules.

SERA.8025    Position reports

(a) Unless exempted by the competent authority or by the appropriate air traffic services unit under conditions specified by that authority, a controlled flight shall report to the appropriate air traffic services unit, as soon as possible, the time and level of passing each designated compulsory reporting point, together with any other required information. Position reports shall similarly be made in relation to additional points when requested by the appropriate air traffic services unit. In the absence of designated reporting points, position reports shall be made at intervals prescribed by the competent authority or specified by the appropriate air traffic services unit.

(1) 

Controlled flights providing position information to the appropriate air traffic services unit via data link communications shall only provide voice position reports when requested.

▼M2

(2) 

When a controlled flight has been exempted from the requirement to report at compulsory reporting points, pilots shall, unless automated position reporting is in effect, resume voice or CPDLC position reporting:

(i) 

when so instructed;

(ii) 

when advised that the ATS surveillance service has been terminated; or

(iii) 

when advised that the ATS surveillance identification is lost.

(3) 

The format of position reports shall be in accordance with Appendix 5, Point A.

▼B

SERA.8030    Termination of control

A controlled flight shall, except when landing at a controlled aerodrome, advise the appropriate ATC unit as soon as it ceases to be subject to air traffic control service.

SERA.8035    Communications

(a) An aircraft operated as a controlled flight shall maintain continuous air-ground voice communication watch on the appropriate communication channel of, and establish two-way communication as necessary with, the appropriate air traffic control unit, except as may be prescribed by the relevant ANSP in respect of aircraft forming part of aerodrome traffic at a controlled aerodrome.

(1) 

The requirement for an aircraft to maintain an air-ground voice communication watch shall remain in effect when CPDLC has been established.

▼M2

(b) The Member States shall comply with the appropriate provisions on communication failures as have been adopted under the Chicago Convention. The Commission shall take the necessary measures for the transposition of those provisions into Union law so as to establish common European procedures on communication failures by 31 December 2017 at the latest.

▼B

SECTION 9

Flight information service

SERA.9001    Application

(a) Flight information service shall be provided by the appropriate air traffic services units to all aircraft which are likely to be affected by the information and which are:

(1) 

provided with air traffic control service; or

(2) 

otherwise known to the relevant air traffic services units.

(b) The reception of flight information service does not relieve the pilot-in-command of an aircraft of any responsibilities and the pilot-in-command shall make the final decision regarding any suggested alteration of flight plan.

(c) Where air traffic services units provide both flight information service and air traffic control service, the provision of air traffic control service shall have precedence over the provision of flight information service whenever the provision of air traffic control service so requires.

SERA.9005    Scope of flight information service

(a) Flight information service shall include the provision of pertinent:

(1) 

SIGMET and AIRMET information;

(2) 

information concerning pre-eruption volcanic activity, volcanic eruptions and volcanic ash clouds;

(3) 

information concerning the release into the atmosphere of radioactive materials or toxic chemicals;

(4) 

information on changes in the availability of radio navigation services;

(5) 

information on changes in condition of aerodromes and associated facilities, including information on the state of the aerodrome movement areas when they are affected by snow, ice or significant depth of water;

(6) 

information on unmanned free balloons;

▼M4

(7) 

information on abnormal aircraft configuration and condition;

(8) 

any other information likely to affect safety.

▼M4 —————

▼B

(b) Flight information service provided to flights shall include, in addition to that outlined in (a), the provision of information concerning:

(1) 

weather conditions reported or forecast at departure, destination and alternate aerodromes;

(2) 

collision hazards, to aircraft operating in airspace Classes C, D, E, F and G;

▼M4

(3) 

for flight over water areas, in so far as practicable and when requested by a pilot, any available information such as radio call sign, position, true track, speed, etc. of surface vessels in the area; and

▼M4

(4) 

messages, including clearances, received from other air traffic services units to relay to aircraft.

▼B

(c) Flight information service provided to VFR flights shall include, in addition to that outlined in (a), the provision of available information concerning traffic and weather conditions along the route of flight that are likely to make operation under the visual flight rules impracticable.

▼M4

(d) AFIS provided to flights shall include, in addition to relevant items outlined in points (a) and (b), the provision of the information concerning:

(1) 

collision hazards with aircraft, vehicles and persons operating on the manoeuvring area;

(2) 

the runway-in-use.

▼B

SERA.9010    Automatic terminal information service (ATIS)

(a)   Use of the ATIS messages in directed request/reply transmissions

(1) When requested by the pilot, the applicable ATIS message(s) shall be transmitted by the appropriate air traffic services unit.

(2) Whenever Voice-ATIS and/or D-ATIS is provided:

(i) 

aircraft shall acknowledge receipt of the information upon establishing communication with the ATS unit providing approach control service, the aerodrome control tower or Aerodrome Flight Information Service (AFIS), as appropriate; and

(ii) 

the appropriate air traffic services unit shall, when replying to an aircraft acknowledging receipt of an ATIS message or, in the case of arriving aircraft, at such other time as may be prescribed by the competent authority, provide the aircraft with the current altimeter setting.

(3) Information contained in a current ATIS, the receipt of which has been acknowledged by the aircraft concerned, need not be included in a directed transmission to the aircraft, with the exception of the altimeter setting, which shall be provided in accordance with (2).

▼M4

(4) If an aircraft acknowledges receipt of an ATIS that is no longer current, the ATS unit shall without delay take one of the following actions:

(i) 

communicate to the aircraft any element of information which has to be updated;

(ii) 

instruct the aircraft to obtain the current ATIS information.

▼B

(b)   ATIS for arriving and departing aircraft

ATIS messages containing both arrival and departure information shall contain the following elements of information in the order listed:

(1) 

name of aerodrome;

(2) 

arrival and/or departure indicator;

(3) 

contract type, if communication is via D-ATIS;

(4) 

designator;

(5) 

time of observation, if appropriate;

(6) 

type of approach(es) to be expected;

(7) 

the runway(s) in use; status of arresting system constituting a potential hazard, if any;

(8) 

significant runway surface conditions and, if appropriate, braking action;

(9) 

holding delay, if appropriate;

(10) 

transition level, if applicable;

(11) 

other essential operational information;

▼M2

(12) 

surface wind direction (in degrees magnetic) and speed, including significant variations and, if surface wind sensors related specifically to the sections of runway(s) in use are available and the information is required by aircraft operators, the indication of the runway and the section of the runway to which the information refers;

(13) 

visibility and, when applicable, RVR ( 5 ) and, if visibility/RVR sensors related specifically to the sections of runway(s) in use are available and the information is required by operators, the indication of the runway and the section of the runway to which the information refers;

▼B

(14) 

present weather (5) ;

(15) 

cloud below 1 500 m (5 000 ft) or below the highest minimum sector altitude, whichever is greater; cumulonimbus; if the sky is obscured, vertical visibility when available (5) ;

(16) 

air temperature;

(17) 

dew point temperature;

(18) 

altimeter setting(s);

(19) 

any available information on significant meteorological phenomena in the approach and climb-out areas including wind shear, and information on recent weather of operational significance;

(20) 

trend forecast, when available; and

(21) 

specific ATIS instructions.

(c)   ATIS for arriving aircraft

ATIS messages containing arrival information only shall contain the following elements of information in the order listed:

(1) 

name of aerodrome;

(2) 

arrival indicator;

(3) 

contract type, if communication is via D-ATIS;

(4) 

designator;

(5) 

time of observation, if appropriate;

(6) 

type of approach(es) to be expected;

(7) 

main landing runway(s); status of arresting system constituting a potential hazard, if any;

(8) 

significant runway surface conditions and, if appropriate, braking action;

(9) 

holding delay, if appropriate;

(10) 

transition level, if applicable;

(11) 

other essential operational information;

▼M2

(12) 

surface wind direction (in degrees magnetic) and speed, including significant variations and, if surface wind sensors related specifically to the sections of runway(s) in use are available and the information is required by aircraft operators, the indication of the runway and the section of the runway to which the information refers;

(13) 

visibility and, when applicable, RVR (5)  and, if visibility/RVR sensors related specifically to the sections of runway(s) in use are available and the information is required by operators, the indication of the runway and the section of the runway to which the information refers;

▼B

(14) 

present weather (5) ;

(15) 

cloud below 1 500 m (5 000 ft) or below the highest minimum sector altitude, whichever is greater; cumulonimbus; if the sky is obscured, vertical visibility when available (5) ;

(16) 

air temperature;

(17) 

dew point temperature;

(18) 

altimeter setting(s);

(19) 

any available information on significant meteorological phenomena in the approach area including wind shear, and information on recent weather of operational significance;

(20) 

trend forecast, when available; and

(21) 

specific ATIS instructions.

(d)   ATIS for departing aircraft

ATIS messages containing departure information only shall contain the following elements of information in the order listed:

(1) 

name of aerodrome;

(2) 

departure indicator;

(3) 

contract type, if communication is via D-ATIS;

(4) 

designator;

(5) 

time of observation, if appropriate;

(6) 

runway(s) to be used for take-off; status of arresting system constituting a potential hazard, if any;

(7) 

significant surface conditions of runway(s) to be used for take-off and, if appropriate, braking action;

(8) 

departure delay, if appropriate;

(9) 

transition level, if applicable;

(10) 

other essential operational information;

▼M2

(11) 

surface wind direction (in degrees magnetic) and speed, including significant variations and, if surface wind sensors related specifically to the sections of runway(s) in use are available and the information is required by aircraft operators, the indication of the runway and the section of the runway to which the information refers;

(12) 

visibility and, when applicable RVR (5)  and, if visibility/RVR sensors related specifically to the sections of runway(s) in use are available and the information is required by operators, the indication of the runway and the section of the runway to which the information refers;

▼B

(13) 

present weather (5) ;

(14) 

cloud below 1 500 m (5 000 ft) or below the highest minimum sector altitude, whichever is greater; cumulonimbus; if the sky is obscured, vertical visibility when available (5) ;

(15) 

air temperature;

(16) 

dew point temperature;

(17) 

altimeter setting(s);

(18) 

any available information on significant meteorological phenomena in the climb-out area including wind shear;

(19) 

trend forecast, when available; and

(20) 

specific ATIS instructions.

SECTION 10

Alerting service

SERA.10001    Application

(a) Alerting service shall be provided by the air traffic services units:

(1) 

for all aircraft provided with air traffic control service;

(2) 

in so far as practicable, to all other aircraft having filed a flight plan or otherwise known to the air traffic services; and

(3) 

to any aircraft known or believed to be the subject of unlawful interference.

▼M2

(b) Unless otherwise prescribed by the competent authority, aircraft equipped with suitable two-way radio-communications shall report during the period 20 to 40 minutes following the time of the last contact, whatever the purpose of such contact, merely to indicate that the flight is progressing according to plan, such report to comprise identification of the aircraft and the words ‘Operations normal’.

(c) The ‘Operations normal’ message shall be transmitted air-ground to an appropriate ATS unit.

▼B

SERA.10005    Information to aircraft operating in the vicinity of an aircraft in a state of emergency

(a) When it has been established by an air traffic services unit that an aircraft is in a state of emergency, other aircraft known to be in the vicinity of the aircraft involved shall, except as provided in (b), be informed of the nature of the emergency as soon as practicable.

(b) When an air traffic services unit knows or believes that an aircraft is being subjected to unlawful interference, no reference shall be made in ATS air-ground communications to the nature of the emergency unless it has first been referred to in communications from the aircraft involved and it is certain that such reference will not aggravate the situation.

SECTION 11

Interference, emergency contingencies and interception

▼M2

SERA.11001    General

▼M2 —————

▼M2

(c) In case of an aircraft known or believed to be in a state of emergency, including being subjected to unlawful interference, ATS units shall give the aircraft maximum consideration, assistance and priority over other aircraft, as may be necessitated by the circumstances.

(d) Subsequent ATC actions shall be based on the intentions of the pilot, the overall air traffic situation and the real-time dynamics of the contingency.

▼M2

SERA.11005    Unlawful interference

▼M2 —————

▼M2

(aa) An aircraft which is being subjected to unlawful interference shall endeavour to set the transponder to Code 7500 and notify the appropriate ATS unit of any significant circumstances associated therewith and any deviation from the current flight plan necessitated by the circumstances, in order to enable the ATS unit to give priority to the aircraft and to minimise conflict with other aircraft.

(ab) If an aircraft is subjected to unlawful interference, the pilot-in-command shall attempt to land as soon as practicable at the nearest suitable aerodrome or at a dedicated aerodrome assigned by the competent authority, unless considerations aboard the aircraft dictate otherwise.

(b) When an occurrence of unlawful interference with an aircraft takes place or is suspected, air traffic services units shall attend promptly to requests by the aircraft. Information pertinent to the safe conduct of the flight shall continue to be transmitted and necessary action shall be taken to expedite the conduct of all phases of the flight, especially the safe landing of the aircraft.

(c) When an occurrence of unlawful interference with an aircraft takes place or is suspected, ATS units shall, in accordance with locally agreed procedures, immediately inform the appropriate authority designated by the State and exchange necessary information with the aircraft operator or its designated representative.

SERA.11010    Strayed or unidentified aircraft

▼B

Strayed or unidentified aircraft

(a) As soon as an air traffic services unit becomes aware of a strayed aircraft it shall take all necessary steps as outlined in (1) and (3) to assist the aircraft and to safeguard its flight.

(1) 

If the aircraft’s position is not known, the air traffic services unit shall:

(i) 

attempt to establish two-way communication with the aircraft, unless such communication already exists;

(ii) 

use all available means to determine its position;

(iii) 

inform other air traffic services units into whose area the aircraft may have strayed or may stray, taking into account all the factors which may have affected the navigation of the aircraft in the circumstances;

(iv) 

inform, in accordance with locally agreed procedures, appropriate military units and provide them with pertinent flight plan and other data concerning strayed aircraft;

(v) 

request from the units referred to in (iii) and (iv) and from other aircraft in flight every assistance in establishing communication with the aircraft and determining its position.

(2) 

The requirements in (1)(iv) and (1)(v) shall apply also to air traffic services units informed in accordance with (1)(iii).

(3) 

When the aircraft’s position is established, the air traffic services unit shall:

▼M2

(i) 

advise the aircraft of its position and the corrective action to be taken. This advice shall be immediately provided when the ATS unit is aware that there is a possibility of interception or other hazard to the safety of the aircraft; and

▼B

(ii) 

provide, as necessary, other air traffic services units and appropriate military units with relevant information concerning the strayed aircraft and any advice given to that aircraft.

(b) As soon as an air traffic services unit becomes aware of an unidentified aircraft in its area, it shall endeavour to establish the identity of the aircraft whenever this is necessary for the provision of air traffic services or required by the appropriate military authorities in accordance with locally agreed procedures. To this end, the air traffic services unit shall take such of the following steps as are appropriate in the circumstances:

(1) 

attempt to establish two-way communication with the aircraft;

(2) 

inquire of other air traffic services units within the flight information region about the flight and request their assistance in establishing two-way communication with the aircraft;

(3) 

inquire of air traffic services units serving the adjacent flight information regions about the flight and request their assistance in establishing two-way communication with the aircraft;

(4) 

attempt to obtain information from other aircraft in the area;

(5) 

the air traffic services unit shall, as necessary, inform the appropriate military unit as soon as the identity of the aircraft has been established.

(c) In the case of a strayed or unidentified aircraft, the possibility of the aircraft being subject of unlawful interference shall be taken into account. Should the air traffic services unit consider that a strayed or unidentified aircraft may be the subject of unlawful interference, the appropriate authority designated by the State shall immediately be informed, in accordance with locally agreed procedures.

▼M2

SERA.11012    Minimum Fuel and Fuel Emergency

(a) 

When a pilot reports a state of minimum fuel, the controller shall inform the pilot as soon as practicable of any anticipated delays or that no delays are expected.

(b) 

When the level of fuel renders declaring a situation of distress necessary, the pilot, in accordance with SERA.14095, shall indicate that by using the radiotelephony distress signal (MAYDAY), preferably spoken three times, followed by the nature of the distress condition (FUEL).

SERA.11013    Degraded aircraft performance

(a) 

Whenever, as a result of failure or degradation of navigation, communications, altimetry, flight control or other systems, aircraft performance is degraded below the level required for the airspace in which it is operating, the flight crew shall advise the ATC unit concerned without delay. Where the failure or degradation affects the separation minimum currently being employed, the controller shall take action to establish another appropriate type of separation or separation minimum.

(b) 

Degradation or failure of the RNAV system

When an aircraft cannot meet the specifications as required by the RNAV route or procedure, as a result of a failure or degradation of the RNAV system, a revised clearance shall be requested by the pilot.

(c) 

Loss of vertical navigation performance required for reduced vertical separation minima (RVSM) airspace

(1) 

The pilot shall inform ATC as soon as possible of any circumstances where the vertical navigation performance requirements for RVSM airspace cannot be maintained. In such cases, the pilot shall obtain a revised ATC clearance prior to initiating any deviation from the cleared route and/or flight level, whenever possible. When a revised ATC clearance cannot be obtained prior to such a deviation, the pilot shall obtain a revised clearance as soon as possible thereafter.

(2) 

During operations in, or vertical transit through, RVSM airspace with aircraft not approved for RVSM operations, pilots shall report non-approved status as follows:

(i) 

at initial call on any channel within RVSM airspace;

(ii) 

in all requests for level changes; and

(iii) 

in all read-backs of level clearances.

(3) 

Air traffic controllers shall explicitly acknowledge receipt of messages from aircraft reporting RVSM non-approved status.

(4) 

Degradation of aircraft equipment — pilot-reported:

(i) 

When informed by the pilot of an RVSM-approved aircraft operating in RVSM airspace that the aircraft's equipment no longer meets the RVSM requirements, ATC shall consider the aircraft as non-RVSM-approved.

(ii) 

ATC shall take action immediately to provide a minimum vertical separation of 600 m (2 000 ft) or an appropriate horizontal separation from all other aircraft concerned that are operating in RVSM airspace. An aircraft rendered non-RVSM-approved shall normally be cleared out of RVSM airspace by ATC when it is possible to do so.

(iii) 

Pilots shall inform ATC, as soon as practicable, of any restoration of the proper functioning of equipment required to meet the RVSM requirements.

(iv) 

The first ACC to become aware of a change in an aircraft's RVSM status shall coordinate with adjacent ACCs, as appropriate.

(5) 

Severe turbulence — not forecast:

(i) 

When an aircraft operating in RVSM airspace encounters severe turbulence due to weather or wake vortex that the pilot believes will impact the aircraft's capability to maintain its cleared flight level, the pilot shall inform ATC. ATC shall establish either an appropriate horizontal separation or an increased minimum vertical separation.

(ii) 

ATC shall, to the extent possible, accommodate pilot requests for flight level and/or route changes and shall pass on traffic information, as required.

(iii) 

ATC shall solicit reports from other aircraft to determine whether RVSM should be suspended entirely or within a specific flight level band and/or area.

(iv) 

The ACC suspending RVSM shall coordinate with adjacent ACCs such suspension(s) and any required adjustments to sector capacities, as appropriate, to ensure an orderly progression of the transfer of traffic.

(6) 

Severe turbulence — forecast:

(i) 

When a meteorological forecast is predicting severe turbulence within RVSM airspace, ATC shall determine whether RVSM should be suspended and, if so, for how long and for which specific flight level(s) and/or area.

(ii) 

In cases where RVSM will be suspended, the ACC suspending RVSM shall coordinate with adjacent ACCs with regard to the flight levels appropriate for the transfer of traffic, unless a contingency flight level allocation scheme has been determined by letter of agreement. The ACC suspending RVSM shall also coordinate applicable sector capacities with adjacent ACCs, as appropriate.

SERA.11014    ACAS resolution advisory (RA)

(a) 

ACAS II shall be used during flight, except as provided in the minimum equipment list specified in Commission Regulation (EU) No 965/2012 (4)  in a mode that enables RA indications to be produced for the flight crew when undue proximity to another aircraft is detected. This shall not apply if inhibition of RA indication mode (using traffic advisory (TA) indication only or equivalent) is called for by an abnormal procedure or due to performance-limiting conditions.

(b) 

In the event of an ACAS RA, pilots shall:

(1) 

respond immediately by following the RA, as indicated, unless doing so would jeopardise the safety of the aircraft;

(2) 

follow the RA even if there is a conflict between the RA and an ATC instruction to manoeuvre;

(3) 

not manoeuvre in the opposite sense to an RA;

(4) 

as soon as possible, as permitted by flight crew workload, notify the appropriate ATC unit of any RA which requires a deviation from the current ATC instruction or clearance;

(5) 

promptly comply with any modified RAs;

(6) 

limit the alterations of the flight path to the minimum extent necessary to comply with the RAs;

(7) 

promptly return to the terms of the ATC instruction or clearance when the conflict is resolved; and

(8) 

notify ATC when returning to the current clearance.

(c) 

When a pilot reports an ACAS RA, the controller shall not attempt to modify the aircraft flight path until the pilot reports ‘CLEAR OF CONFLICT’.

(d) 

Once an aircraft departs from its ATC clearance or instruction in compliance with an RA, or a pilot reports an RA, the controller ceases to be responsible for providing separation between that aircraft and any other aircraft affected as a direct consequence of the manoeuvre induced by the RA. The controller shall resume responsibility for providing separation to all the affected aircraft when:

(1) 

the controller acknowledges a report from the flight crew that the aircraft has resumed the current clearance; or

(2) 

the controller acknowledges a report from the flight crew that the aircraft is resuming the current clearance and issues an alternative clearance which is acknowledged by the flight crew.

▼B

SERA.11015    Interception

(a) Except for intercept and escort service provided on request to an aircraft, interception of civil aircraft shall be governed by appropriate regulations and administrative directives issued by Member States in compliance with the Convention on International Civil Aviation, and in particular Article 3(d) under which ICAO Contracting States undertake, when issuing regulations for their State aircraft, to have due regard for the safety of navigation of civil aircraft.

(b) The pilot-in-command of a civil aircraft, when intercepted, shall:

(1) 

immediately follow the instructions given by the intercepting aircraft, interpreting and responding to visual signals in accordance with the specifications in Tables S11-1 and S11-2;

(2) 

notify, if possible, the appropriate air traffic services unit;

(3) 

attempt to establish radio-communication with the intercepting aircraft or with the appropriate intercept control unit, by making a general call on the emergency frequency 121,5 MHz, giving the identity of the intercepted aircraft and the nature of the flight; and if no contact has been established and if practicable, repeating this call on the emergency frequency 243 MHz;

(4) 

if equipped with SSR transponder, select Mode A, Code 7700, unless otherwise instructed by the appropriate air traffic services unit;

(5) 

if equipped with ADS-B or ADS-C, select the appropriate emergency functionality, if available, unless otherwise instructed by the appropriate air traffic services unit.



Table S11-1

Signals initiated by intercepting aircraft and responses by intercepted aircraft

Series

INTERCEPTING Aircraft Signals

Meaning

INTERCEPTED Aircraft Responds

Meaning

1

DAY or NIGHT — Rocking aircraft and flashing navigational lights at irregular intervals (and landing lights in the case of a helicopter) from a position slightly above and ahead of, and normally to the left of, the intercepted aircraft (or to the right if the intercepted aircraft is a helicopter) and, after acknowledgement, a slow level turn, normally to the left (or to the right in the case of a helicopter) on the desired heading.

Note 1

Meteorological conditions or terrain may require the intercepting aircraft to reverse the positions and direction of turn given above in Series 1.

Note 2

If the intercepted aircraft is not able to keep pace with the intercepting aircraft, the latter is expected to fly a series of race-track patterns and to rock the aircraft each time it passes the intercepted aircraft.

You have been intercepted. Follow me.

DAY or NIGHT — Rocking aircraft, flashing navigational lights at irregular intervals and following.

Understood, will comply.

2

DAY or NIGHT — An abrupt breakaway manoeuvre from the intercepted aircraft consisting of a climbing turn of 90 degrees or more without crossing the line of flight of the intercepted aircraft.

You may proceed.

DAY or NIGHT — Rocking the aircraft.

Understood, will comply.

3

DAY or NIGHT — Lowering landing gear (if fitted), showing steady landing lights and overflying runway in use or, if the intercepted aircraft is a helicopter, overflying the helicopter landing area. In the case of helicopters, the intercepting helicopter makes a landing approach, coming to hover near to the landing area.

Land at this aerodrome.

DAY or NIGHT — Lowering landing gear, (if fitted), showing steady landing lights and following the intercepting aircraft and, if, after overflying the runway in use or helicopter landing area, landing is considered safe, proceeding to land.

Understood, will comply.



Table S11-2

Signals initiated by intercepted aircraft and responses by intercepting aircraft

Series

INTERCEPTED Aircraft Signals

Meaning

INTERCEPTING Aircraft Responds

Meaning

4

DAY or NIGHT — Raising landing gear (if fitted) and flashing landing lights while passing over runway in use or helicopter landing area at a height exceeding 300 m (1 000 ft) but not exceeding 600 m (2 000 ft) (in the case of a helicopter, at a height exceeding 50 m (170 ft) but not exceeding 100 m (330 ft)) above the aerodrome level, and continuing to circle runway in use or helicopter landing area. If unable to flash landing lights, flash any other lights available.

Aerodrome you have designated is inadequate.

DAY or NIGHT — If it is desired that the intercepted aircraft follow the intercepting aircraft to an alternate aerodrome, the intercepting aircraft raises its landing gear (if fitted) and uses the Series 1 signals prescribed for intercepting aircraft.

If it is decided to release the intercepted aircraft, the intercepting aircraft uses the Series 2 signals prescribed for intercepting aircraft.

Understood, follow me.

Understood, you may proceed.

5

DAY or NIGHT — Regular switching on and off of all available lights but in such a manner as to be distinct from flashing lights.

Cannot comply.

DAY or NIGHT — Use Series 2 signals prescribed for intercepting aircraft.

Understood.

6

DAY or NIGHT — Irregular flashing of all available lights.

In distress.

DAY or NIGHT — Use Series 2 signals prescribed for intercepting aircraft.

Understood.

(c) If any instructions received by radio from any sources conflict with those given by the intercepting aircraft by visual signals, the intercepted aircraft shall request immediate clarification while continuing to comply with the visual instructions given by the intercepting aircraft.

(d) If any instructions received by radio from any sources conflict with those given by the intercepting aircraft by radio, the intercepted aircraft shall request immediate clarification while continuing to comply with the radio instructions given by the intercepting aircraft.

(e) If radio contact is established during interception but communication in a common language is not possible, attempts shall be made to convey instructions, acknowledgement of instructions and essential information by using the phrases and pronunciations in Table S11-3 and transmitting each phrase twice:



Table S11-3

Phrases for use by INTERCEPTING aircraft

Phrases for use by INTERCEPTED aircraft

Phrase

Pronunciation (1)

Meaning

Phrase

Pronunciation (1)

Meaning

CALL SIGN

KOL SA-IN

What is your call sign?

CALL SIGN

(call sign) (2)

KOL SA-IN

(call sign)

My call sign is (call sign)

FOLLOW

FOL-LO

Follow me

WILCO

VILL-KO

►M2  Understood, will comply ◄

DESCEND

DEE-SEND

Descend for landing

►M2  — ◄

 

 

 

 

 

CAN NOT

KANN NOTT

Unable to comply

YOU LAND

YOU LAAND

Land at this aerodrome

REPEAT

REE-PEET

Repeat your instruction

 

 

 

AM LOST

AM LOSST

Position unknown

PROCEED

PRO-SEED

You may proceed

 

 

 

 

 

 

MAYDAY

MAYDAY

I am in distress

 

 

 

HIJACK (3)

HI-JACK

I have been hijacked

 

 

 

LAND

(place name)

LAAND

(place name)

I request to land at

(place name)

 

 

 

DESCEND

DEE-SEND

I require descent

(1)   

In the second column, syllables to be emphasised are underlined.

(2)   

The call sign required to be given is that used in radiotelephony communications with air traffic services units and corresponding to the aircraft identification in the flight plan.

(3)   

Circumstances may not always permit, nor make desirable, the use of the phrase ‘HIJACK’.

(f) As soon as an air traffic services unit learns that an aircraft is being intercepted in its area of responsibility, it shall take such of the following steps as are appropriate in the circumstances:

(1) 

attempt to establish two-way communication with the intercepted aircraft via any means available, including the emergency radio frequency 121,5 MHz, unless such communication already exists;

(2) 

inform the pilot of the intercepted aircraft of the interception;

(3) 

establish contact with the intercept control unit maintaining two-way communication with the intercepting aircraft and provide it with available information concerning the aircraft;

(4) 

relay messages between the intercepting aircraft or the intercept control unit and the intercepted aircraft, as necessary;

(5) 

in close coordination with the intercept control unit take all necessary steps to ensure the safety of the intercepted aircraft;

(6) 

inform air traffic services units serving adjacent flight information regions if it appears that the aircraft has strayed from such adjacent flight information regions.

(g) As soon as an air traffic services unit learns that an aircraft is being intercepted outside its area of responsibility, it shall take such of the following steps as are appropriate in the circumstances:

(1) 

inform the air traffic services unit serving the airspace in which the interception is taking place, providing this unit with available information that will assist in identifying the aircraft and requesting it to take action in accordance with (f);

(2) 

relay messages between the intercepted aircraft and the appropriate air traffic services unit, the intercept control unit or the intercepting aircraft.

SECTION 12

Services related to meteorology — Aircraft observations and reports by voice communications

SERA.12001    Types of aircraft observations

(a) The following aircraft observations shall be made during any phase of the flight:

(1) 

special aircraft observations; and

(2) 

other non-routine aircraft observations.

SERA.12005    Special aircraft observations

(a) Special observations shall be made and reported by all aircraft whenever the following conditions are encountered or observed:

(1) 

moderate or severe turbulence; or

(2) 

moderate or severe icing; or

(3) 

severe mountain wave; or

(4) 

thunderstorms, without hail, that are obscured, embedded, widespread or in squall lines; or

(5) 

thunderstorms, with hail, that are obscured, embedded, widespread or in squall lines; or

(6) 

heavy dust storm or heavy sandstorm; or

(7) 

volcanic ash cloud; or

▼M4

(8) 

pre-eruption volcanic activity or a volcanic eruption; or

▼M4

(9) 

the runway braking action encountered is not as good as reported.

▼B

(b) Competent authorities shall prescribe as necessary other conditions which shall be reported by all aircraft when encountered or observed.

▼M2

(c) Flight crews shall compile the reports using forms based on the model AIREP SPECIAL form as set out in point A of Appendix 5. Those reports shall comply with the detailed instructions for reporting, as provided in point 2 of Appendix 5.

(1) 

The detailed instructions, including the formats of messages and the phraseologies provided in Appendix 5, shall be used by flight crews when transmitting air-reports and by ATS units when retransmitting such reports.

(2) 

Special air-reports containing observations of volcanic activity shall be recorded on the special air-report of volcanic activity form. Forms based on the model form for special air-reports of volcanic activity set out in point B of Appendix 5 shall be provided for flight crews operating on routes which could be affected by volcanic ash clouds.

▼B

SERA.12010    Other non-routine aircraft observations

When other meteorological conditions not listed under SERA.12005 (a), e.g. wind shear, are encountered and which, in the opinion of the pilot-in-command, may affect the safety or markedly affect the efficiency of other aircraft operations, the pilot-in-command shall advise the appropriate air traffic services unit as soon as practicable.

SERA.12015    Reporting of aircraft observations by voice communication

(a) Aircraft observations shall be reported during flight at the time the observation is made or as soon thereafter as is practicable.

(b) Aircraft observations shall be reported as air-reports and shall comply with the technical specifications in Appendix 5.

SERA.12020    Exchange of air-reports

(a) ATS units shall transmit, as soon as practicable, special and non-routine air-reports to:

(1) 

other aircraft concerned;

▼M2

(2) 

the associated meteorological watch office (MWO) in accordance with point 3 of Appendix 5; and

▼B

(3) 

other ATS units concerned.

(b) Transmissions to aircraft shall be repeated at a frequency and continued for a period of time which shall be determined by the ATS unit concerned.

▼M2

SECTION 13

SSR Transponder

SERA.13001    Operation of an SSR transponder

(a) 

When an aircraft carries a serviceable SSR transponder, the pilot shall operate the transponder at all times during flight, regardless of whether the aircraft is within or outside airspace where SSR is used for ATS purposes.

(b) 

Pilots shall not operate the IDENT feature unless requested by ATS.

(c) 

Except for flight in airspace designated by the competent authority for mandatory operation of transponder, aircraft without sufficient electrical power supply are exempted from the requirement to operate the transponder at all times.

SERA.13005    SSR transponder Mode A code setting

(a) 

To indicate that it is in a specific contingency situation, the pilot of an aircraft equipped with SSR shall:

(1) 

select Code 7700 to indicate a state of emergency unless ATC has previously directed the pilot to operate the transponder on a specified code. In the latter case, a pilot may nevertheless select Code 7700 whenever there is a specific reason to believe that this would be the best course of action;

(2) 

select Code 7600 to indicate a state of radio-communication failure;

(3) 

attempt to select Code 7500 to indicate a state of unlawful interference. If circumstances so warrant, Code 7700 should be used instead.

(b) 

Except in the cases described in (a) above, the pilot shall:

(1) 

select codes as instructed by the ATS unit; or

(2) 

in the absence of ATS instructions related to code setting, select code 2000 or another code as prescribed by the competent authority; or

(3) 

when not receiving air traffic services, select code 7000 in order to improve the detection of suitably equipped aircraft unless otherwise prescribed by the competent authority.

(c) 

When it is observed that the code shown on the situation display is different from what has been assigned to the aircraft:

(1) 

the pilot shall be requested to confirm the code selected and, if the situation warrants, to reselect the correct code; and

(2) 

if the discrepancy between assigned and displayed codes still persists, the pilot may be requested to stop the operation of the aircraft's transponder. The next control position and any other affected unit using SSR and/or multilateration (MLAT) in the provision of ATS shall be informed accordingly.

SERA.13010    Pressure-altitude-derived information

(a) 

When the aircraft carries serviceable Mode C equipment, the pilot shall continuously operate this mode unless otherwise dictated by ATC.

▼M4

(b) 

Unless otherwise prescribed by the competent authority, verification of the pressure-altitude-derived level information displayed shall be effected at least once by each suitably equipped ATS unit on initial contact with the aircraft concerned or, if this is not feasible, as soon as possible thereafter.

▼M2

SERA.13015    SSR transponder Mode S aircraft identification setting

(a) 

Aircraft equipped with Mode S having an aircraft identification feature shall transmit the aircraft identification as specified in Item 7 of the ICAO flight plan or, when no flight plan has been filed, the aircraft registration.

(b) 

Whenever it is observed on the situation display that the aircraft identification transmitted by a Mode S-equipped aircraft is different from that expected from the aircraft, the pilot shall be requested to confirm and, if necessary, re-enter the correct aircraft identification.

(c) 

If, following confirmation by the pilot that the correct aircraft identification has been set on the Mode S identification feature, the discrepancy continues to exist, the controller shall take the following actions:

(1) 

inform the pilot of the persistent discrepancy;

(2) 

where possible, correct the label showing the aircraft identification on the situation display; and

(3) 

notify the next control position and any other unit concerned using Mode S for identification purposes that the aircraft identification transmitted by the aircraft is erroneous.

SERA.13020    SSR transponder failure when the carriage of a functioning transponder is mandatory

(a) 

In case of a transponder failure after departure, ATC units shall attempt to provide for continuation of the flight to the destination aerodrome in accordance with the flight plan. Pilots may, however, be expected to comply with specific restrictions.

(b) 

In the case of a transponder which has failed and cannot be restored before departure, pilots shall:

(1) 

inform ATS as soon as possible, preferably before submission of a flight plan;

(2) 

insert in Item 10 of the ICAO flight plan form under SSR the character ‘N’ for complete unserviceability of the transponder or, in case of partial transponder failure, insert the character corresponding to the remaining transponder capability; and

(3) 

comply with any published procedures for requesting an exemption from the requirements to carry a functioning SSR transponder.

SECTION 14

Voice communication procedures

SERA.14001    General

Standardised phraseology shall be used in all situations for which it has been specified. Only when standardised phraseology cannot serve an intended transmission, plain language shall be used.

SERA.14005    Categories of messages

(a) 

The categories of messages handled by the aeronautical mobile service, and the order of priority in the establishment of communications and the transmission of messages shall be in accordance with Table S14-1.



Table S14-1

Message category and radiotelephony order of priority signal

Radiotelephony signal

(a)  Distress calls, distress messages and distress traffic

MAYDAY

(b)  Urgency messages, including messages preceded by the medical transports signal

PAN PAN or PAN PAN MEDICAL

(c)  Communications relating to direction finding

(d)  Flight safety messages

(e)  Meteorological messages

(f)  Flight regularity messages

(b) 

Distress messages and distress traffic shall be handled in accordance with the provisions of point SERA.14095.

(c) 

Urgency messages and urgency traffic, including messages preceded by the medical transports signal, shall be handled in accordance with the provisions of point SERA.14095.

SERA.14010    Flight safety messages

Flight safety messages shall comprise the following:

(a) 

movement and control messages;

(b) 

messages originated by an aircraft operator or by an aircraft, of immediate concern to an aircraft in flight;

(c) 

meteorological advice of immediate concern to an aircraft in flight or about to depart (individually communicated or for broadcast);

(d) 

other messages concerning aircraft in flight or about to depart.

SERA.14015    Language to be used in air-ground communication

(a) 

The air-ground radiotelephony communications shall be conducted in the English language or in the language normally used by the station on the ground.

(b) 

The English language shall be available, on request of any aircraft, at all stations on the ground serving designated aerodromes and routes used by international air services. Unless otherwise prescribed by the competent authority for specific cases, the English language shall be used for communications between the ATS unit and aircraft, at aerodromes with more than 50 000 international IFR movements per year. Member States, where at the date of entry into force of this Regulation, the English language is not the only language used for communications between the ATS unit and aircraft at such aerodromes, may decide not to apply the requirement to use the English language and inform the Commission accordingly. In that case, those Member States shall, by 31 December 2017 at the latest, conduct a study on the possibility to require the use of the English language for communications between the ATS unit and aircraft at those aerodromes for reasons of safety, so as to avoid incursions of aircraft on an occupied runway or other safety risks, while taking into account the applicable provisions of Union and national law on the use of languages. They shall make that study public and communicate its conclusions to the Agency and the Commission.

(c) 

The languages available at a given station on the ground shall form part of the Aeronautical Information Publications and other published aeronautical information concerning such facilities.

SERA.14020    Word spelling in radiotelephony

When proper names, service abbreviations and words of which the spelling is doubtful are spelled out in radiotelephony, the alphabet in the Table S14-2 shall be used.



Table S14-2

The radiotelephony spelling alphabet

Letter

Word

Approximate pronunciation

(Latin alphabet representation)

A

Alfa

AL FAH

B

Bravo

BRAH VOH

C

Charlie

CHAR LEE or SHAR LEE

D

Delta

DELL TAH

E

Echo

ECK OH

F

Foxtrot

FOKS TROT

G

Golf

GOLF

H

Hotel

HO TELL

I

India

IN DEE AH

J

Juliett

JEW LEE ETT

K

Kilo

KEY LOH

L

Lima

LEE MAH

M

Mike

MIKE

N

November

NO VEM BER

O

Oscar

OSS CAH

P

Papa

PAH PAH

Q

Quebec

KEH BECK

R

Romeo

ROW ME OH

S

Sierra

SEE AIR RAH

T

Tango

TANG GO

U

Uniform

YOU NEE FORM or OO NEE FORM

V

Victor

VIK TAH

W

Whiskey

WISS KEY

X

X-ray

ECKS RAY

Y

Yankee

YANG KEY

Z

Zulu

ZOO LOO

In the approximate representation using the Latin alphabet, syllables to be emphasised are underlined.

SERA.14025    Principles governing the identification of ATS routes other than standard departure and arrival routes

(a) 

Use of ATS route designators in communications

(1) 

In voice communications, the basic letter of a designator shall be spoken in accordance with the spelling alphabet as defined in Table S14-2.

(2) 

Where the prefixes K, U or S are used, they shall, in voice communications, be spoken as follows:

(i)

K— KOPTER

(ii)

U— UPPER

(iii)

S— SUPERSONIC

(b) 

The word ‘kopter’ shall be pronounced as in the word ‘helicopter’ and the words ‘upper’ and ‘supersonic’ as in the English language.

SERA.14026    Significant points

Normally the plain language name for significant points marked by the site of a radio navigation aid, or the unique five-letter pronounceable ‘name-code’ for significant points not marked by the site of a radio navigation aid, shall be used to refer to the significant point in voice communications. If the plain language name for the site of a radio navigation aid is not used, it shall be replaced by the coded designator which, in voice communications, shall be spoken in accordance with the spelling alphabet.

SERA.14030    Use of designators for standard instrument departure and arrival routes

The plain language designator for standard instrument departure or arrival routes shall be used in voice communications.

SERA.14035    Transmission of numbers in radiotelephony

(a) Transmission of numbers

(1) 

All numbers used in the transmission of aircraft call sign, headings, runway, wind direction and speed shall be transmitted by pronouncing each digit separately.

(i) 

Flight levels shall be transmitted by pronouncing each digit separately, except for the case of flight levels in whole hundreds.

(ii) 

The altimeter setting shall be transmitted by pronouncing each digit separately, except for the case of a setting of 1 000 hPa, which shall be transmitted as ‘ONE THOUSAND’.

(iii) 

All numbers used in the transmission of transponder codes shall be transmitted by pronouncing each digit separately except that, when the transponder codes contain whole thousands only, the information shall be transmitted by pronouncing the digit in the number of thousands followed by the word ‘THOUSAND’.

(2) 

All numbers used in transmission of other information than those described in point (a)(1) shall be transmitted by pronouncing each digit separately, except that all numbers containing whole hundreds and whole thousands shall be transmitted by pronouncing each digit in the number of hundreds or thousands followed by the word ‘HUNDRED’ or ‘THOUSAND’, as appropriate. Combinations of thousands and whole hundreds shall be transmitted by pronouncing each digit in the number of thousands followed by the word ‘THOUSAND’, followed by the number of hundreds followed by the word ‘HUNDRED’.

(3) 

In cases where there is a need to clarify the number transmitted as whole thousands and/or whole hundreds, the number shall be transmitted by pronouncing each digit separately.

(4) 

When providing information regarding the relative bearing to an object or to conflicting traffic in terms of the 12-hour clock, the information shall be given pronouncing the digits together such as ‘TEN O'CLOCK’ or ‘ELEVEN O'CLOCK’.

(5) 

Numbers containing a decimal point shall be transmitted as prescribed in point (a)(1) with the decimal point in appropriate sequence, indicated by the word ‘DECIMAL’.

(6) 

All six digits of the numerical designator shall be used to identify the transmitting channel in very high frequency (VHF) radiotelephony communications, except in the case of both the fifth and sixth digits being zeros, in which case only the first four digits shall be used.

SERA.14040    Pronunciation of numbers

When the language used for communication is English, numbers shall be transmitted using the pronunciation shown in Table S14-3:



Table S14-3

Numeral or numeral element

Pronunciation

0

ZE-RO

1

WUN

2

TOO

3

TREE

4

FOW-er

5

FIFE

6

SIX

7

SEV-en

8

AIT

9

NIN-er

10

TEN

11

EE-LE-VEN

12

TWELF

Decimal

DAY-SEE-MAL

Hundred

HUN-dred

Thousand

TOU-SAND

SERA.14045    Transmitting technique

(a) 

Transmissions shall be conducted concisely in a normal conversational tone.

(b) 

The following words and phrases shall be used in radiotelephony communications as appropriate and shall have the meaning ascribed in Table S14-4:



Table S14-4

Phrase

Meaning

ACKNOWLEDGE

‘Let me know that you have received and understood this message.’

AFFIRM

‘Yes.’

APPROVED

‘Permission for proposed action granted.’

BREAK

‘I hereby indicate the separation between portions of the message.’

BREAK BREAK

‘I hereby indicate the separation between messages transmitted to different aircraft in a very busy environment.’

CANCEL

‘Annul the previously transmitted clearance.’

CHECK

‘Examine a system or procedure.’

CLEARED

‘Authorised to proceed under the conditions specified.’

CONFIRM

‘I request verification of: (clearance, instruction, action, information).’

CONTACT

‘Establish communications with…’

CORRECT

‘True’ or ‘Accurate’.

CORRECTION

‘An error has been made in this transmission (or message indicated). The correct version is…’

DISREGARD

‘Ignore.’

HOW DO YOU READ

‘What is the readability of my transmission?’ (see point SERA.14070(c))

I SAY AGAIN

‘I repeat for clarity or emphasis.’

MAINTAIN

‘Continue in accordance with the condition(s) specified’ or in its literal sense.

MONITOR

‘Listen out on (frequency).’

NEGATIVE

‘No’or‘Permission not granted’or‘That is not correct’or‘Not capable’.

OVER

‘My transmission is ended, and I expect a response from you.’

OUT

‘This exchange of transmissions is ended and no response is expected.’

READ BACK

‘Repeat all, or the specified part, of this message back to me exactly as received.’

RECLEARED

‘A change has been made to your last clearance and this new clearance supersedes your previous clearance or part thereof.’

REPORT

‘Pass me the following information…’

REQUEST

‘I should like to know…’or‘I wish to obtain…’

ROGER

‘I have received all of your last transmission.’

SAY AGAIN

‘Repeat all, or the following part, of your last transmission.’

SPEAK SLOWER

‘Reduce your rate of speech.’

STANDBY

‘Wait and I will call you.’

UNABLE

‘I cannot comply with your request, instruction, or clearance.’

WILCO

(Abbreviation for ‘will comply’)

‘I understand your message and will comply with it.’

WORDS TWICE

(a)  As a request:‘Communication is difficult. Please send every word, or group of words, twice.’

(b)  As information:‘Since communication is difficult, every word, or group of words, in this message will be sent twice.’

SERA.14050    Radiotelephony call signs for aircraft

(a) 

Full call signs:

An aircraft radiotelephony call sign shall be one of the following types:

(1)

Type (a) — the characters corresponding to the registration marking of the aircraft; or

(2)

Type (b) — the telephony designator of the aircraft operator, followed by the last four characters of the registration marking of the aircraft;

(3)

Type (c) — the telephony designator of the aircraft operator, followed by the flight identification.

(b) 

Abbreviated call signs:

The aircraft radiotelephony call signs shown in point (a), with the exception of Type (c), may be abbreviated under the circumstances prescribed in point SERA.14055(c). Abbreviated call signs shall be in the following form:

(1)

Type (a) — the first character of the registration and at least the last two characters of the call sign;

(2)

Type (b) — the telephony designator of the aircraft operator, followed by at least the last two characters of the call sign;

(3)

Type (c) — no abbreviated form.

SERA.14055    Radiotelephony procedures

(a) 

An aircraft shall not change the type of its radiotelephony call sign during flight, except temporarily on the instruction of an ATC unit in the interests of safety. Except for reasons of safety, no transmission shall be directed to an aircraft during take-off, during the last part of the final approach or during the landing roll.

(b) 

Establishment of radiotelephony communications

(1) 

Full radiotelephony call signs shall always be used when establishing communication. When establishing communication, aircraft shall start their call by the designation of the station called, followed by the designation of the station calling.

(2) 

The reply to the above calls shall use the call sign of the station calling, followed by the call sign of the station answering, which shall be considered an invitation to proceed with transmission by the station calling. For transfers of communication within one ATS unit, the call sign of the ATS unit may be omitted, when so authorised by the competent authority.

(3) 

Communications shall commence with a call and a reply when it is desired to establish contact, except that, when it is certain that the station called will receive the call, the calling station may transmit the message, without waiting for a reply from the station called.

(c) 

Subsequent radiotelephony communications

(1) 

Abbreviated radiotelephony call signs, as prescribed in point SERA.14050(b), shall be used only after satisfactory communication has been established and provided that no confusion is likely to arise. An aircraft shall use its abbreviated call sign only after it has been addressed in this manner by the aeronautical station.

(2) 

When issuing ATC clearances and reading back such clearances, controllers and pilots shall always add the call sign of the aircraft to which the clearance applies. For other than those occasions, continuous two-way communication after contact has been established shall be permitted without further identification or call until termination of the contact.

SERA.14060    Transfer of VHF communications

(a) 

An aircraft shall be advised by the appropriate ATS unit to transfer from one radio frequency to another in accordance with agreed procedures. In the absence of such advice, the aircraft shall notify the ATS unit before such a transfer takes place.

(b) 

When establishing initial contact on, or when leaving, a VHF frequency, an aircraft shall transmit such information as may be prescribed by the ANSP responsible for the provision of services and approved by the competent authority.

SERA.14065    Radiotelephony procedures for air-ground voice communication channel changeover

(a) 

Unless otherwise prescribed by the ANSP responsible for the provision of services and approved by the competent authority, the initial call to an ATS unit after a change of air-ground voice communication channel shall contain the following elements:

(1) 

the designation of the ATS unit being called;

(2) 

call sign and, for aircraft in the heavy wake turbulence category, the word ‘Heavy’ or ‘Super’ if that aircraft has been so identified by the competent authority;

(3) 

level, including passing and cleared levels, if not maintaining the cleared level;

(4) 

speed, if assigned by ATC; and

(5) 

additional elements, as required by the ANSP responsible for the provision of services and approved by the competent authority.

(b) 

Pilots shall provide level information at the nearest full 30 m or 100 ft as indicated on the pilot's altimeter.

(c) 

Initial call to aerodrome control tower

For aircraft being provided with aerodrome control service, the initial call shall contain:

(1) 

the designation of the ATS unit being called;

(2) 

call sign and, for aircraft in the heavy wake turbulence category, the word ‘Heavy’ or ‘Super’ if that aircraft has been so identified by the competent authority;

(3) 

position; and

(4) 

additional elements, as required by the ANSP responsible for the provision of services and approved by the competent authority.

SERA.14070    Test procedures

(a) 

The form of test transmissions shall be as follows:

(1) 

the identification of the station being called;

(2) 

the identification of the station calling;

(3) 

the words ‘RADIO CHECK’;

(4) 

the frequency being used.

(b) 

The reply to a test transmission shall be as follows:

(1) 

the identification of the station requesting the test;

(2) 

the identification of the station replying;

(3) 

information regarding the readability of the station requesting the test transmission.

(c) 

When the tests are made, the following readability scale shall be used:

Readability Scale

1

Unreadable

2

Readable now and then

3

Readable but with difficulty

4

Readable

5

Perfectly readable

SERA.14075    Exchange of communications

(a) 

Communications shall be concise and unambiguous, using standard phraseology whenever available.

(1) 

When transmitted by an aircraft, the acknowledgement of receipt of a message shall comprise the call sign of that aircraft.

(2) 

When acknowledgement of receipt is transmitted by an ATS unit to an aircraft, it shall comprise the call sign of the aircraft, followed if considered necessary, by the call sign of the ATS unit.

(b) 

End of conversation.

A radiotelephone conversation shall be terminated by the receiving ATS unit or the aircraft using its own call sign.

(c) 

Corrections and repetitions

(1) 

When an error has been made in transmission, the word ‘CORRECTION’ shall be spoken, the last correct group or phrase repeated, and then the correct version transmitted.

(2) 

If a correction can best be made by repeating the entire message, the phrase ‘CORRECTION, I SAY AGAIN’ shall be used before the message is transmitted a second time.

(3) 

If the receiving station is in doubt as to the correctness of the message received, a repetition either in full or in part shall be requested.

(4) 

If repetition of an entire message is required, the words ‘SAY AGAIN’ shall be spoken. If repetition of a portion of a message is required, the phrase: ‘SAY AGAIN ALL BEFORE… (first word satisfactorily received)’ shall be used; or ‘SAY AGAIN… (word before missing portion) TO…(word after missing portion)’; or ‘SAY AGAIN ALL AFTER… (last word satisfactorily received)’.

(d) 

If, in checking the correctness of a read-back, incorrect items are noticed, the words ‘NEGATIVE I SAY AGAIN’ shall be transmitted at the conclusion of the read-back followed by the correct version of the items concerned.

SERA.14080    Communications watch/Hours of service

(a) 

During flight, aircraft shall maintain watch as required by the competent authority and shall not cease watch, except for reasons of safety, without informing the ATS unit concerned.

(1) 

Aircraft on long over-water flights or on flights over designated areas over which the carriage of an emergency locator transmitter (ELT) is required, shall continuously guard the VHF emergency frequency 121,5 MHz, except for those periods when aircraft carry out communications on other VHF channels or when airborne equipment limitations or cockpit duties do not permit simultaneous guarding of two channels.

(2) 

Aircraft shall continuously guard the VHF emergency frequency 121,5 MHz in areas or over routes where the possibility of interception of aircraft or other hazardous situations exists, and a requirement has been established by the competent authority.

(b) 

Aeronautical stations shall maintain a continuous listening watch on VHF emergency channel 121,5 MHz during the hours of service of the units at which it is installed. Where two or more such stations are co-located, provision of 121,5 MHz listening watch at one of them shall meet that requirement.

(c) 

When it is necessary for an aircraft or ATS unit to suspend operation for any reason, it shall, if possible, so inform other stations concerned, giving the time at which it is expected that operation will be resumed. When operation is resumed, other stations concerned shall be so informed. When it is necessary to suspend operation beyond the time specified in the original notice, a revised time of resumption of operation shall, if possible, be transmitted at or near the time first specified.

SERA.14085    Use of blind transmission

(a) 

When an aircraft fails to establish contact on the designated channel, on the previous channel used or on another channel appropriate to the route, and fails to establish communication with the appropriate ATS unit, other ATS unit or other aircraft using all available means, the aircraft shall transmit its message twice on the designated channel(s), preceded by the phrase ‘TRANSMITTING BLIND’ and, if necessary, include the addressee(s) for which the message is intended.

(b) 

When an aircraft is unable to establish communication due to receiver failure, it shall transmit reports at the scheduled times, or positions, on the channel in use preceded by the phrase ‘TRANSMITTING BLIND DUE TO RECEIVER FAILURE’. The aircraft shall:

(1) 

transmit the intended message, following this by a complete repetition;

(2) 

advise the time of its next intended transmission;

(3) 

when provided with ATS, transmit information regarding the intention of the pilot-in-command with respect to the continuation of the flight.

SERA.14087    Use of relay communication technique

(a) 

When an ATS unit has been unable to establish contact with an aircraft after calls on the frequencies on which the aircraft is believed to be listening, it shall:

(1) 

request other ATS units to render assistance by calling the aircraft and relaying traffic, if necessary; and

(2) 

request aircraft on the route to attempt to establish communication with the aircraft and relay traffic, if necessary.

(b) 

The provisions of point (a) shall also be applied:

(1) 

at request of the ATS unit concerned;

(2) 

when an expected communication from an aircraft has not been received within a time period such that the occurrence of a communication failure is suspected.

SERA.14090    Specific communication procedures

(a) 

Movement of vehicles

Phraseologies for the movement of vehicles, other than tow-tractors, on the manoeuvring area shall be the same as those used for the movement of aircraft, with the exception of taxi instructions, in which case the word ‘PROCEED’ shall be substituted for the word ‘TAXI’ when communicating with vehicles.

(b) 

Air traffic advisory service

Air traffic advisory service does not deliver ‘clearances’ but only ‘advisory information’ and it shall use the word ‘advise’ or ‘suggest’ when a course of action is proposed to an aircraft.

(c) 

Indication of heavy wake turbulence category

(1) 

For aircraft in the heavy wake turbulence category, the word ‘Heavy’ shall be included immediately after the aircraft call sign in the initial radiotelephony contact between such aircraft and ATS units.

(2) 

For specific aircraft in the heavy wake turbulence category, as identified by the competent authority, the word ‘Super’ shall be included immediately after the aircraft call sign in the initial radiotelephony contact between such aircraft and ATS units.

(d) 

Procedures related to weather deviation

When the pilot initiates communications with ATC, a rapid response may be obtained by stating ‘WEATHER DEVIATION REQUIRED’ to indicate that priority is desired on the frequency and for ATC response. When necessary, the pilot shall initiate communications using the urgency call ‘PAN PAN’ (preferably spoken three times).

SERA.14095    Distress and urgency radiotelephony communication procedures

(a) 

General

(1) 

Distress and urgency traffic shall comprise all radiotelephony messages relative to the distress and urgency conditions respectively. Distress and urgency conditions are defined as:

(i)

Distress : a condition of being threatened by serious and/or imminent danger and of requiring immediate assistance.

(ii)

Urgency : a condition concerning the safety of an aircraft or other vehicle, or of some person on board or within sight, but which does not require immediate assistance.

(2) 

The radiotelephony distress signal ‘MAYDAY’ and the radiotelephony urgency signal ‘PAN PAN’ shall be used at the commencement of the first distress and urgency communication respectively. At the commencement of any subsequent communication in distress and urgency traffic, it shall be permissible to use the radiotelephony distress and urgency signals.

(3) 

The originator of messages addressed to an aircraft in distress or urgency condition shall restrict to the minimum the number and volume and content of such messages as required by the condition.

(4) 

If no acknowledgement of the distress or urgency message is made by the ATS unit addressed by the aircraft, other ATS units shall render assistance as prescribed in points (b)(2) and (b)(3) respectively.

(5) 

Distress and urgency traffic shall normally be maintained on the frequency on which such traffic was initiated until it is considered that better assistance can be provided by transferring that traffic to another frequency.

(6) 

In cases of distress and urgency communications, in general, the transmissions by radiotelephony shall be made slowly and distinctly, each word being clearly pronounced to facilitate transcription.

(b) 

Radiotelephony distress communications

(1) 

Action by the aircraft in distress

In addition to being preceded by the radiotelephony distress signal ‘MAYDAY’ in accordance with point (a)(2), preferably spoken three times, the distress message to be sent by an aircraft in distress shall:

(i) 

be on the air-ground frequency in use at the time;

(ii) 

consist of as many as possible of the following elements spoken distinctly and, if possible, in the following order:

(A) 

the name of the ATS unit addressed (time and circumstances permitting);

(B) 

the identification of the aircraft;

(C) 

the nature of the distress condition;

(D) 

the intention of the pilot-in-command;

(E) 

present position, level and heading.

(2) 

Action by the ATS unit addressed or by the first ATS unit acknowledging the distress message

The ATS unit addressed by an aircraft in distress, or the first ATS unit acknowledging the distress message, shall:

(i) 

immediately acknowledge the distress message;

(ii) 

take control of the communications or specifically and clearly transfer that responsibility, advising the aircraft if a transfer is made; and

(iii) 

take immediate action to ensure that all necessary information is made available, as soon as possible, to:

(A) 

the ATS unit concerned;

(B) 

the aircraft operator concerned, or its representative, in accordance with pre-established arrangements;

(iv) 

warn other ATS units, as appropriate, in order to prevent the transfer of traffic to the frequency of the distress communication.

(3) 

Imposition of silence

(i) 

The aircraft in distress, or the ATS unit in control of distress traffic, shall be permitted to impose silence, either on all stations of the mobile service in the area or on any station which interferes with the distress traffic. It shall address these instructions ‘to all stations’ or to one station only, according to the circumstances. In either case, it shall use:

(A) 

‘STOP TRANSMITTING’;

(B) 

the radiotelephony distress signal ‘MAYDAY’.

(ii) 

The use of the signals specified in point (b)(3)(i) shall be reserved for the aircraft in distress and for the ATS unit controlling the distress traffic.

(4) 

Action by all other ATS units/aircraft

(i) 

The distress communications have absolute priority over all other communications and ATS units/aircraft aware of them shall not transmit on the frequency concerned unless:

(A) 

the distress is cancelled or the distress traffic is terminated;

(B) 

all distress traffic has been transferred to other frequencies;

(C) 

the ATS unit controlling communications gives permission;

(D) 

it has itself to render assistance.

(ii) 

Any ATS unit/aircraft which has knowledge of distress traffic, and which cannot itself assist the aircraft in distress, shall nevertheless continue listening to such traffic until it is evident that assistance is being provided.

(5) 

Termination of distress communications and of silence

(i) 

When an aircraft is no longer in distress, it shall transmit a message cancelling the distress condition.

(ii) 

When the ATS unit which has controlled the distress communication traffic becomes aware that the distress condition is ended, it shall take immediate action to ensure that this information is made available, as soon as possible, to:

(A) 

the ATS units concerned;

(B) 

the aircraft operator concerned, or its representative, in accordance with pre-established arrangements.

(iii) 

The distress communication and silence conditions shall be terminated by transmitting a message, including the words ‘DISTRESS TRAFFIC ENDED’, on the frequency or frequencies being used for the distress traffic. This message shall be originated only by the ATS unit controlling the communications when, after the reception of the message prescribed in point (b)(5)(i), it is authorised to do so by the competent authority.

(c) 

Radiotelephony urgency communications

(1) 

Action by the aircraft reporting an urgency condition except as indicated in point (c)(4)

In addition to being preceded by the radiotelephony urgency signal ‘PAN PAN’ in accordance with point (a)(2), preferably spoken three times and each word of the group pronounced as the French word ‘panne’, the urgency message to be sent by an aircraft reporting an urgency condition shall:

(i) 

be on the air-ground frequency in use at the time;

(ii) 

consist of as many as required of the following elements spoken distinctly and, if possible, in the following order:

(A) 

the name of the ATS unit addressed;

(B) 

the identification of the aircraft;

(C) 

the nature of the urgency condition;

(D) 

the intention of the pilot-in-command;

(E) 

present position, level and heading;

(F) 

any other useful information.

(2) 

Action by the ATS unit addressed or first ATS unit acknowledging the urgency message

The ATS unit addressed by an aircraft reporting an urgency condition or the first ATS unit acknowledging the urgency message shall:

(i) 

acknowledge the urgency message;

(ii) 

take immediate action to ensure that all necessary information is made available, as soon as possible, to:

(A) 

the ATS unit concerned;

(B) 

the aircraft operator concerned, or its representative, in accordance with pre-established arrangements;

(iii) 

if necessary, exercise control of communications.

(3) 

Action by all other ATS units/aircraft

The urgency communications have priority over all other communications except distress communications and all ATS units/aircraft shall take care not to interfere with the transmission of urgency traffic.

(4) 

Action by an aircraft used for medical transports

(i) 

The use of the signal described in point (c)(4)(ii) shall indicate that the message which follows concerns a protected medical transport pursuant to the 1949 Geneva Conventions and Additional Protocols.

(ii) 

For the purpose of announcing and identifying aircraft used for medical transports, a transmission of the radiotelephony urgency signal ‘PAN PAN’, preferably spoken three times, and each word of the group pronounced as the French word ‘panne’, shall be followed by the radiotelephony signal for medical transports ‘MAY-DEE-CAL’, pronounced as in the French ‘medical’. The use of the signals described above indicates that the message which follows concerns a protected medical transport.

The message shall convey the following data:

(A) 

the call sign or other recognised means of identification of the medical transports;

(B) 

position of the medical transports;

(C) 

number and type of the medical transports;

(D) 

intended route;

(E) 

estimated time en-route and of departure and arrival, as appropriate; and

(F) 

any other information such as flight altitude, radio frequencies guarded, languages used and secondary surveillance radar modes and codes.

(5) 

Action by the ATS units addressed, or by other stations receiving a medical transports message

The provisions of points (c)(2) and (c)(3) shall apply as appropriate to ATS units receiving a medical transports message.

▼M4

(d) 

As laid down in Article 4a the VHF emergency frequency (121,500 MHz) shall be used for genuine emergency purposes including any of the following:

(1) 

to provide a clear channel between aircraft in distress or emergency and a ground station when the normal channels are being utilised for other aircraft;

(2) 

to provide a VHF communication channel between aircraft and aerodromes, not normally used by international air services, in case of an emergency condition arising;

(3) 

to provide a common VHF communication channel between aircraft, either civil or military, and between such aircraft and surface services, involved in common search and rescue operations, prior to changing when necessary to the appropriate frequency;

(4) 

to provide air–ground communication with aircraft when airborne equipment failure prevents the use of the regular channels;

(5) 

to provide a channel for the operation of emergency locator transmitters, and for communication between survival craft and aircraft engaged in search and rescue operations;

(6) 

to provide a common VHF channel for communication between civil aircraft and intercepting aircraft or intercept control units and between civil or intercepting aircraft and air traffic services units in the event of interception of the civil aircraft.

▼M8

SECTION 15

Controller–pilot data link communication (CPDLC) procedures

SERA.15001 Data link initiation and data link initiation failure

(a) 

The logon address associated with an air traffic services unit shall be published in the national aeronautical information publications (AIPs).

(b) 

Upon receipt of a valid data link initiation request from an aircraft approaching or within the data link service area, the air traffic services unit shall accept the request and, if able to correlate it with a flight plan, shall establish a connection with the aircraft.

(c) 

The air traffic services provider shall establish procedures to resolve, as soon as practicable, data link initiation failures.

(d) 

The aircraft operator shall establish procedures to resolve, as soon as practicable, data link initiation failures.

SERA.15005 Establishment of CPDLC

(a) 

CPDLC shall be established in sufficient time in advance to ensure that the aircraft communicates with the appropriate air traffic control unit.

(b) 

Information concerning when and, if applicable, where the air or ground systems should establish CPDLC shall be published in aeronautical information circulars or publications.

(c) 

The pilot shall be able to identify the air traffic control unit that provides the air traffic control service at any time while the service is being provided.

SERA.15010 Transfer of CPDLC

(a) 

When CPDLC is transferred, the transfer of voice communication and CPDLC shall commence concurrently.

(b) 

When an aircraft is transferred from an air traffic control unit where CPDLC is available to an air traffic control unit where CPDLC is not available, the termination of CPDLC shall commence concurrently with the transfer of voice communication.

(c) 

The air traffic controller shall be informed when attempting a transfer of CPDLC resulting in a change in data authority if there are data link messages for which a closure response has not been received. When the air traffic controller decides to transfer the aircraft without receiving pilot responses to the uplink message(s) outstanding, the air traffic controller shall normally revert to voice communication to clarify any ambiguity associated with the uplink message(s) outstanding.

SERA.15015 Construction of CPDLC messages

(a) 

The text of CPDLC messages shall be composed in standard message format, in plain language, or in abbreviations and codes. Plain language shall be avoided when the length of the text can be reduced by using appropriate abbreviations and codes. Non-essential words and phrases, such as expressions of politeness, shall not be used.

(b) 

The air traffic controller and the pilot shall construct CPDLC messages using standard message elements, free text message elements, or a combination of both. The use of free text message elements by air traffic controllers or pilots shall, be avoided.

(c) 

When the implemented CPDLC message set does not provide for specific circumstances, the competent authority may determine, in consultation with operators and other air traffic services providers, that it is acceptable to use free text message elements. In such cases, the competent authority concerned shall define the display format, intended use and attributes for each free text message element.

(d) 

The composition of a CPDLC message shall not exceed five message elements, only two of which may contain the route clearance variable.

(e) 

Construction of multi-element CPDLC messages:

(1) 

When a multi-element CPDLC message requires a response, the response shall apply to all message elements.

(2) 

When a single message element clearance or any part of a multi-element clearance message cannot be complied with, the pilot shall send an ‘UNABLE’ response for the whole message.

(3) 

The controller shall respond with an ‘UNABLE’ message that applies to all elements of the request when no element(s) of a single or multi-element clearance request can be approved. The current clearance(s) shall not be restated.

(4) 

When a multi-element clearance request can only be partially accommodated, the controller shall respond with an ‘UNABLE’ message applying to all the message elements of the request and, if appropriate, include a reason and/or information on when clearance may be expected.

(5) 

When all elements of a single or multi-element clearance request can be accommodated, the controller shall respond with clearances corresponding to each element of the request. This response shall be a single uplink message.

(6) 

When a CPDLC message contains more than one message element and the response attribute for the message is ‘Y’, when utilised, the single response message shall contain the corresponding number of replies in the same order.

SERA.15020 Responding to CPDLC messages

(a) 

Unless otherwise specified by the competent authority, voice read-back of CPDLC messages shall not be required.

(b) 

Except when correction of the CPDLC message transmitted is needed, when a controller or a pilot communicates via CPDLC, the response shall normally be via CPDLC. When a controller or a pilot communicates via voice, the response shall normally be via voice.

SERA.15025 Correction of CPDLC messages

(a) 

When a correction to a CPDLC message is deemed necessary or when the contents of such a message need to be clarified, the air traffic controller and the pilot shall use the most appropriate means available for issuing the correct details or for providing the necessary clarification.

(b) 

When voice communication is used to correct a CPDLC message for which no operational response has yet been received, the controller’s or the pilot’s voice transmission shall be prefaced by the phrase: ‘DISREGARD CPDLC (message type) MESSAGE, BREAK’ – followed by the correct clearance, instruction, information or request.

(c) 

When referring to and identifying the CPDLC message to be disregarded, caution shall be exercised in its phrasing so as to avoid any ambiguity with the issue of the correction to the clearance, instruction, information or request.

(d) 

If a CPDLC message that requires an operational response is subsequently negotiated via voice, an appropriate CPDLC message closure response shall be sent to ensure proper synchronisation of the CPDLC dialogue. This may be achieved either by explicitly instructing the recipient of the message via voice to close the dialogue or by allowing the system to automatically close the dialogue.

SERA.15030 Controller data link communication procedures for emergencies, hazards, and CPDLC equipment failure

(a) 

When an air traffic controller or a pilot is alerted that a single controller–pilot data link communication message has failed, the air traffic controller or the pilot shall take one of the following actions, as appropriate:

(1) 

via voice, confirm the actions that will be taken with respect to the related dialogue, prefacing the information with the phrase: ‘CPDLC MESSAGE FAILURE’;

(2) 

via controller–pilot data link communication, reissue the controller–pilot data link communication message that failed.

(b) 

Air traffic controllers that are required to transmit information concerning a complete controller–pilot data link communication ground system failure to all stations likely to intercept should preface such a transmission by the general call: ‘ALL STATIONS CPDLC FAILURE’ – followed by the identification of the calling station.

(c) 

When controller–pilot data link communication fail and the communication reverts to voice, all CPDLC messages outstanding shall be considered not delivered and the entire dialogue involving the messages outstanding shall be recommenced by voice.

(d) 

When controller–pilot data link communication fails but is restored prior to a need to revert to voice communication, all messages outstanding shall be considered not delivered and the entire dialogue involving the messages outstanding shall be recommenced via CPDLC.

SERA.15035 Intentional shutdown of CPDLC system

(a) 

When a system shutdown of the communications network or the CPDLC ground system is planned, a NOTAM shall be published to inform all affected parties of the shutdown period and, if necessary, the details of the voice communication frequencies to be used.

(b) 

Aircraft in communication with the ATC units shall be informed by voice or CPDLC of any imminent loss of the CPDLC service.

SERA.15040 Discontinuation of the use of CPDLC requests

(a) 

When a controller requires all stations or a specific flight to avoid sending CPDLC requests for a limited period of time, the following phrase shall be used: ((call sign) or ALL STATIONS) STOP SENDING CPDLC REQUESTS [UNTIL ADVISED] [(reason)].

(b) 

The resumption of the normal use of CPDLC shall be advised by using the following phrase: ((call sign) or ALL STATIONS) RESUME NORMAL CPDLC OPERATIONS.

SERA.15045 Use of CPDLC in the event of air–ground voice communication failure

The existence of a CPDLC connection between an air traffic services unit and an aircraft should not prevent the pilot and the air traffic controller concerned from initiating and performing all the required actions in the event of air–ground voice communication failure.

SERA.15050 Testing of CPDLC

Where the testing of CPDLC with an aircraft could affect the air traffic services being provided to the aircraft, coordination shall be effected prior to such testing.

▼B




Appendix 1

Signals

1.   DISTRESS AND URGENCY SIGNALS

1.1.    General

1.1.1. Notwithstanding the provisions in 1.2 and 1.3, an aircraft in distress shall use any means at its disposal to attract attention, make known its position and obtain help.

▼M2

1.1.2. The telecommunication transmission procedures for the distress and urgency signals shall be in accordance with Section 14.

▼B

1.2.    Distress signals

1.2.1. The following signals, used either together or separately, mean that grave and imminent danger threatens, and immediate assistance is requested:

(a) 

a signal made by radiotelegraphy or by any other signalling method consisting of the group SOS (.. .— — — . .. in the Morse Code);

(b) 

a radiotelephony distress signal consisting of the spoken word MAYDAY;

(c) 

a distress message sent via data link which transmits the intent of the word MAYDAY;

(d) 

rockets or shells throwing red lights, fired one at a time at short intervals;

(e) 

a parachute flare showing a red light;

(f) 

setting of the transponder to Mode A Code 7700.

1.3.    Urgency signals

1.3.1. The following signals, used either together or separately, mean that an aircraft wishes to give notice of difficulties which compel it to land without requiring immediate assistance:

(a) 

the repeated switching on and off of the landing lights; or

(b) 

the repeated switching on and off of the navigation lights in such manner as to be distinct from flashing navigation lights.

1.3.2. The following signals, used either together or separately, mean that an aircraft has a very urgent message to transmit concerning the safety of a ship, aircraft or other vehicle, or of some person on board or within sight:

(a) 

a signal made by radiotelegraphy or by any other signalling method consisting of the group XXX (—..— —..— —..— in the Morse Code);

(b) 

a radiotelephony urgency signal consisting of the spoken words PAN, PAN;

(c) 

an urgency message sent via data link which transmits the intent of the words PAN, PAN.

2.   VISUAL SIGNALS USED TO WARN AN UNAUTHORISED AIRCRAFT FLYING IN OR ABOUT TO ENTER A RESTRICTED, PROHIBITED OR DANGER AREA

2.1. When visual signals are used to warn unauthorised aircraft flying in or about to enter a restricted, prohibited or danger area by day and by night, a series of projectiles discharged from the ground at intervals of 10 seconds, each showing, on bursting, red and green lights or stars shall indicate to an unauthorised aircraft that it is flying in or about to enter a restricted, prohibited or danger area, and that the aircraft is to take such remedial action as may be necessary.

3.   SIGNALS FOR AERODROME TRAFFIC

3.1.    Light and pyrotechnic signals

3.1.1.    Instructions



Table AP 1-1

Light

From Aerodrome Control to:

Aircraft in flight

Aircraft on the ground

Directed towards aircraft concerned

(see Figure A1-1).

Steady green

Cleared to land

Cleared for take-off

Steady red

Give way to other aircraft and continue circling

Stop

Series of green flashes

Return for landing (*1)

Cleared to taxi

Series of red flashes

Aerodrome unsafe, do not land

Taxi clear of landing area in use

Series of white flashes

Land at this aerodrome and proceed to apron (*1)

Return to starting point on the aerodrome

Red pyrotechnic

Notwithstanding any previous instructions, do not land for the time being

 

(*1)   

Clearances to land and to taxi will be given in due course.