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Document 02004R0549-20091204
Regulation (EC) N o 549/2004 of the European Parliament and of the Council of 10 March 2004 laying down the framework for the creation of the single European sky (the framework Regulation) (Text with EEA relevance)
Consolidated text: Regulation (EC) N o 549/2004 of the European Parliament and of the Council of 10 March 2004 laying down the framework for the creation of the single European sky (the framework Regulation) (Text with EEA relevance)
Regulation (EC) N o 549/2004 of the European Parliament and of the Council of 10 March 2004 laying down the framework for the creation of the single European sky (the framework Regulation) (Text with EEA relevance)
02004R0549 — EN — 04.12.2009 — 001.001
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REGULATION (EC) No 549/2004 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 10 March 2004 laying down the framework for the creation of the single European sky (the framework Regulation) (OJ L 096 31.3.2004, p. 1) |
Amended by:
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REGULATION (EC) No 1070/2009 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 21 October 2009 |
L 300 |
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14.11.2009 |
REGULATION (EC) No 549/2004 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
of 10 March 2004
laying down the framework for the creation of the single European sky
(the framework Regulation)
(Text with EEA relevance)
Article 1
Objective and scope
Article 2
Definitions
For the purpose of this Regulation and of the measures referred to in Article 3, the following definitions shall apply:
‘air traffic control (ATC) service’ means a service provided for the purpose of:
preventing collisions:
expediting and maintaining an orderly flow of air traffic;
‘aerodrome control service’ means an ATC service for aerodrome traffic;
‘aeronautical information service’ means a service established within the defined area of coverage responsible for the provision of aeronautical information and data necessary for the safety, regularity, and efficiency of air navigation;
‘air navigation services’ means air traffic services; communication, navigation and surveillance services; meteorological services for air navigation; and aeronautical information services;
‘air navigation service providers’ means any public or private entity providing air navigation services for general air traffic;
‘airspace block’ means an airspace of defined dimensions, in space and time, within which air navigation services are provided;
‘airspace management’ means a planning function with the primary objective of maximising the utilisation of available airspace by dynamic time-sharing and, at times, the segregation of airspace among various categories of airspace users on the basis of short-term needs;
‘airspace users’ means operators of aircraft operated as general air traffic;
‘air traffic flow management’ means a function established with the objective of contributing to a safe, orderly and expeditious flow of air traffic by ensuring that ATC capacity is utilised to the maximum extent possible, and that the traffic volume is compatible with the capacities declared by the appropriate air traffic service providers;
‘air traffic management (ATM)’ means the aggregation of the airborne and ground-based functions (air traffic services, airspace management and air traffic flow management) required to ensure the safe and efficient movement of aircraft during all phases of operations;
‘air traffic services’ means the various flight information services, alerting services, air traffic advisory services and ATC services (area, approach and aerodrome control services);
‘area control service’ means an ATC service for controlled flights in a block of airspace;
‘approach control service’ means an ATC service for arriving or departing controlled flights;
‘ATM Master Plan’ means the plan endorsed by Council Decision 2009/320/EC ( 9 ), in accordance with Article 1(2) of Council Regulation (EC) No 219/2007 of 27 February 2007 on the establishment of a Joint Undertaking to develop the new generation European air traffic management system (SESAR) ( 10 );
‘bundle of services’ means two or more air navigation services;
‘certificate’ means a document issued by a national supervisory authority in any form complying with national law, which confirms that an air navigation service provider meets the requirements for providing a specific service;
‘communication services’ means aeronautical fixed and mobile services to enable ground-to-ground, air-to-ground and air-to-air communications for ATC purposes;
‘European air traffic management network’ (EATMN) means the collection of systems listed in Annex I to Regulation (EC) No 552/2004 of the European Parliament and of the Council of 10 March 2004 on the interoperability of the European air traffic management network (the interoperability Regulation) ( 11 ) enabling air navigation services in the Community to be provided, including the interfaces at boundaries with third countries;
‘concept of operation’ means the criteria for the operational use of the EATMN or of part thereof;
‘constituents’ means tangible objects such as hardware and intangible objects such as software upon which the interoperability of the EATMN depends;
‘Eurocontrol’ is the European Organisation for the Safety of Air Navigation set up by the International Convention of 13 December 1960 relating to Cooperation for the Safety of Air Navigation ( 12 )
▼M1 —————
‘flexible use of airspace’ means an airspace management concept applied in the European Civil Aviation Conference area on the basis of the ‘Airspace management handbook for the application of the concept of the flexible use of airspace’ issued by Eurocontrol;
‘flight information region’ means an airspace of defined dimensions within which flight information services and alerting services are provided;
‘flight information service’ means a service provided for the purpose of giving advice and information useful for the safe and efficient conduct of flights;
‘alerting service’ means a service provided to notify relevant organisations regarding aircraft in need of search and rescue aid, and to assist such organisations as required;
‘flight level’ means a surface of constant atmospheric pressure which is related to the specific pressure datum of 1 013,2 hectopascals and is separated from other such surfaces by specific pressure intervals;
‘functional airspace block’ means an airspace block based on operational requirements and established regardless of State boundaries, where the provision of air navigation services and related functions are performance-driven and optimised with a view to introducing, in each functional airspace block, enhanced cooperation among air navigation service providers or, where appropriate, an integrated provider;
‘general air traffic’ means all movements of civil aircraft, as well as all movements of State aircraft (including military, customs and police aircraft) when these movements are carried out in conformity with the procedures of the ICAO;
‘ICAO’ means the International Civil Aviation Organisation, as established by the 1944 Chicago Convention on International Civil Aviation;
‘interoperability’ means a set of functional, technical and operational properties required of the systems and constituents of the EATMN and of the procedures for its operation, in order to enable its safe, seamless and efficient operation. Interoperability is achieved by making the systems and constituents compliant with the essential requirements;
‘meteorological services’ means those facilities and services that provide aircraft with meteorological forecasts, briefs and observations as well as any other meteorological information and data provided by States for aeronautical use;
‘navigation services’ means those facilities and services that provide aircraft with positioning and timing information;
‘operational data’ means information concerning all phases of flight that are required to take operational decisions by air navigation service providers, airspace users, airport operators and other actors involved;
‘procedure’, as used in the context of the interoperability Regulation, means a standard method for either the technical or the operational use of systems, in the context of agreed and validated concepts of operation requiring uniform implementation throughout the EATMN;
‘putting into service’ means the first operational use after the initial installation or an upgrade of a system;
‘route network’ means a network of specified routes for channelling the flow of general air traffic as necessary for the provision of ATC services;
‘routing’ means the chosen itinerary to be followed by an aircraft during its operation;
‘seamless operation’ means the operation of the EATMN in such a manner that from the user's perspective it functions as if it were a single entity;
▼M1 —————
‘surveillance services’ means those facilities and services used to determine the respective positions of aircraft to allow safe separation;
‘system’ means the aggregation of airborne and ground-based constituents, as well as space-based equipment, that provides support for air navigation services for all phases of flight;
‘upgrade’ means any modification that changes the operational characteristics of a system;
‘cross-border services’ means any situation where air navigation services are provided in one Member State by a service provider certified in another Member State.
Article 3
Fields for action by the Community
This Regulation establishes a harmonised regulatory framework for the creation of the single European sky in conjunction with:
Regulation (EC) No 551/2004 of the European Parliament and of the Council of 10 March 2004 on the organisation and use of the airspace in the Single European Sky (the airspace Regulation) ( 13 );
Regulation (EC) No 550/2004 of the European Parliament and of the Council of 10 March 2004 on the provision of air navigation services in the Single European Sky (the service provision Regulation) ( 14 ); and
Regulation (EC) No 552/2004 of the European Parliament and of the Council of 10 March 2004 on the interoperability of the European Air Traffic Management network (the interoperability Regulation) ( 15 );
and with the implementing rules adopted by the Commission on the basis of this Regulation and the regulations referred to above.
Article 4
National supervisory authorities
Article 5
Committee procedure
The period referred to in Article 5(6) of Decision 1999/468/EC shall be set at one month.
Article 6
Industry consultation body
Without prejudice to the role of the Committee and of Eurocontrol, the Commission shall establish an ‘industry consultation body’, to which air navigation service providers, associations of airspace users, airport operators, the manufacturing industry and professional staff representative bodies shall belong. The role of this body shall solely be to advise the Commission on the implementation of the single European sky.
Article 7
Relations with European third countries
The Community and its Member States shall aim at and support the extension of the single European sky to countries which are not members of the European Union. To that end, they shall endeavour, either in the framework of agreements concluded with neighbouring third countries or in the context of agreements on functional airspace blocks, to extend the application of this Regulation, and of the measures referred to in Article 3, to those countries.
Article 8
Implementing rules
Article 9
Penalties
The penalties that Member States shall lay down for infringements of this Regulation and of the measures referred to in Article 3 in particular by airspace users and service providers shall be effective, proportionate and dissuasive.
Article 10
Consultation of stakeholders
Consultation of stakeholders shall cover, in particular, the development and introduction of new concepts and technologies in the EATMN.
The stakeholders may include:
Article 11
Performance scheme
To improve the performance of air navigation services and network functions in the single European sky, a performance scheme for air navigation services and network functions shall be set up. It shall include:
Community-wide performance targets on the key performance areas of safety, the environment, capacity and cost-efficiency;
national plans or plans for functional airspace blocks, including performance targets, ensuring consistency with the Community-wide performance targets; and
periodic review, monitoring and benchmarking of the performance of air navigation services and network functions.
The Community-wide performance targets for the air traffic management network shall be adopted by the Commission in accordance with the regulatory procedure referred to in Article 5(3), after taking into account the relevant inputs from national supervisory authorities at national level or at the level of functional airspace blocks.
The national or functional airspace block plans referred to in point (b) of paragraph 1 shall be drawn up by national supervisory authorities and adopted by the Member State(s). These plans shall include binding national targets or targets at the level of functional airspace blocks and an appropriate incentive scheme as adopted by the Member State(s). Drafting of the plans shall be subject to consultation with air navigation service providers, airspace users' representatives, and, where relevant, airport operators and airport coordinators.
The consistency of the national or functional airspace block targets with the Community-wide performance targets shall be assessed by the Commission using the assessment criteria referred to in point (d) of paragraph 6.
In the event that the Commission identifies that one or more national or functional airspace block targets do not meet the assessment criteria, it may decide, in accordance with the advisory procedure referred to in Article 5(2), to issue a recommendation that the national supervisory authorities concerned propose revised performance target(s). The Member State(s) concerned shall adopt revised performance targets and appropriate measures which shall be notified to the Commission in due time.
Where the Commission finds that the revised performance targets and appropriate measures are not adequate, it may decide, in accordance with the regulatory procedure referred to in Article 5(3), that the Member States concerned shall take corrective measures.
Alternatively, the Commission may decide, with adequate supporting evidence, to revise the Community-wide performance targets in accordance with the regulatory procedure referred to in Article 5(3).
The reference period for the performance scheme shall cover a minimum of three years and a maximum of five years. During this period, in the event that the national or functional airspace block targets are not met, the Member States and/or the national supervisory authorities shall apply the appropriate measures they have defined. The first reference period shall cover the first three years following the adoption of the implementing rules referred to in paragraph 6.
The Commission shall carry out regular assessments of the achievement of the performance targets and present the results to the Single Sky Committee.
The following procedures shall apply to the performance scheme referred to in paragraph 1:
collection, validation, examination, evaluation and dissemination of relevant data related to the performance of air navigation services and network functions from all relevant parties, including air navigation service providers, airspace users, airport operators, national supervisory authorities, Member States and Eurocontrol;
selection of appropriate key performance areas on the basis of ICAO Document No 9854 ‘Global air traffic management operational concept’, and consistent with those identified in the Performance Framework of the ATM Master Plan, including safety, the environment, capacity and cost-efficiency areas, adapted where necessary in order to take into account the specific needs of the single European sky and relevant objectives for these areas and definition of a limited set of key performance indicators for measuring performance;
establishment of Community-wide performance targets that shall be defined taking into consideration inputs identified at national level or at the level of functional airspace blocks;
assessment of the national or functional airspace block performance targets on the basis of the national or functional airspace block plan; and
monitoring of the national or functional airspace block performance plans, including appropriate alert mechanisms.
The Commission may add to the list of procedures referred to in this paragraph. These measures designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 5(4).
For the detailed functioning of the performance scheme, the Commission shall by 4 December 2011 and within a suitable time-frame with a view to meeting the relevant deadlines laid down in this Regulation, adopt implementing rules in accordance with the regulatory procedure referred to in Article 5(3). These implementing rules shall cover the following:
the content and timetable of the procedures referred to in paragraph 4;
the reference period and intervals for the assessment of the achievement of performance targets and setting of new targets;
criteria for the setting up by the national supervisory authorities of the national or functional airspace block performance plans, containing the national or functional airspace block performance targets and the incentive scheme. The performance plans shall:
be based on the business plans of the air navigation service providers;
address all cost components of the national or functional airspace block cost base;
include binding performance targets consistent with the Community-wide performance targets;
criteria to assess whether the national or functional airspace block targets are consistent with the Community-wide performance targets during the reference period and to support alert mechanisms;
general principles for the setting up by Member States of the incentive scheme;
principles for the application of a transitional mechanism necessary for the adaptation to the functioning of the performance scheme not exceeding 12 months following the adoption of the implementing rules.
Article 12
Supervision, monitoring and methods of impact assessment
Article 13
Safeguards
This Regulation shall not prevent the application of measures by a Member State to the extent to which these are needed to safeguard essential security or defence policy interests. Such measures are in particular those which are imperative:
Article 13a
European Aviation Safety Agency
When implementing this Regulation and Regulations (EC) No 550/2004, (EC) No 551/2004, (EC) No 552/2004 and Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency ( 16 ), Member States and the Commission, in accordance with their respective roles as provided for by this Regulation, shall coordinate as appropriate with the European Aviation Safety Agency to ensure that all safety aspects are properly addressed.
Article 14
Entry into force
This Regulation shall enter into force on the 20th day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
( 1 ) OJ C 103 E, 30.4.2002, p. 1.
( 2 ) OJ C 241, 7.10.2002, p. 24.
( 3 ) OJ C 278, 14.11.2002, p. 13.
( 4 ) Opinion of the European Parliament of 3 September 2002 (OJ C 272 E, 13.11.2003, p. 296), Council common position of 18 March 2003 (OJ C 129 E, 3.6.2003, p. 1) and position of the European Parliament of 3 July 2003 (not yet published in the Official Journal). Legislative resolution of the European Parliament of 29 January 2004 and Decision of the Council of 2 February 2004.
( 5 ) See page 9 of this Official Journal.
( 6 ) OJ L 225, 12.8.1998, p. 27.
( 7 ) OJ L 184, 17.7.1999, p. 23.
( 8 ) OJ C 38, 6.2.2001, p. 3.
( 9 ) OJ L 95, 9.4.2009, p. 41.
( 10 ) OJ L 64, 2.3.2007, p. 1.
( 11 ) See page 33 of this Official Journal.
( 12 ) Convention modified by the protocol of 12 February 1981 and revised by the protocol of 27 June 1997.
( 13 ) See page 20 of this Official Journal.
( 14 ) See page 10 of this Official Journal.
( 15 ) See page 26 of this Official Journal.
( 16 ) OJ L 79, 19.3.2008, p. 1.