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Document Ares(2021)4887758
Supervisory fees and fines or penalty payments for DRSPs under ESMA supervision and the criteria for derogation
COMMISSION DELEGATED REGULATION (EU) …/... supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council by specifying fees, rules of procedure for measures and criteria for derogation relating to the supervision by the European Securities Markets Authority of data reporting service providers
- Legal basis:
- 32014R0600 - A2P3 ; 32014R0600 - A38kP10 ; 32014R0600 - A38nP3
- EuroVoc thesaurus:
- financial services; investment company; exchange of information; financial control; financial transaction; credit institution; financial instrument; European Securities and Markets Authority; financial legislation; market supervision; banking supervision; financial supervision; financial institution
- See the lifecycle of this act on the Interinstitutional register of delegated acts
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- Documents:
- Ares(2021)4887758 (Draft delegated regulation)
- Legal basis:
- 32014R0600 - A2P3 ; 32014R0600 - A38kP10 ; 32014R0600 - A38nP3
- Leading service:
- Directorate-General for Financial Stability, Financial Services and Capital Markets Union
- Expert group:
- E02553
- Check the status of this initiative on the Better Regulation Portal
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- Consultation type:
- Stakeholder feedback
- Consultation duration (weeks):
- 4
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- Documents:
- C/2021/9430 final (Delegated regulation)
- Leading service:
- Directorate-General for Financial Stability, Financial Services and Capital Markets Union
-
- Foreseen end of objection period:
- 17/03/2022
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- Documents:
- C/2022/0849 final (Delegated regulation)
- Leading service:
- Directorate-General for Financial Stability, Financial Services and Capital Markets Union
-
- Foreseen end of objection period:
- 16/05/2022
-
- Documents:
- C/2022/1405 final (Delegated regulation)
- Leading service:
- Directorate-General for Financial Stability, Financial Services and Capital Markets Union
-
- Foreseen end of objection period:
- 10/06/2022
-
- Documents:
- 32022R0930 (Delegated regulation)
- Date of publication:
- 17/06/2022
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- Documents:
- 32022R0466 (Delegated regulation)
- Date of publication:
- 24/03/2022