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Document 32021R0732
Amendment of rules of procedures for penalties imposed on trade repositories by ESMA
Commission Delegated Regulation (EU) 2021/732 of 26 January 2021 amending Delegated Regulation (EU) No 667/2014 with regard to the content of the file to be submitted by the investigation officer to the European Securities and Markets Authority, the right to be heard with regard to interim decisions and the lodging of fines and periodic penalty payments (Text with EEA relevance)
- Legal basis:
- 32012R0648 - A64P7
- EuroVoc thesaurus:
- financial services; financial transaction; periodic penalty payment; European Securities and Markets Authority; rights of the defence; financial control; futures market; limitation of legal proceedings
- See the lifecycle of this act on the Interinstitutional register of delegated acts
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- Documents:
- Ares(2020)7404426 (Draft delegated regulation)
- Legal basis:
- 32012R0648 - A64P7
- Leading service:
- Directorate-General for Financial Stability, Financial Services and Capital Markets Union
- Expert group:
- E02553
- Check the status of this initiative on the Better Regulation Portal
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- Consultation type:
- Stakeholder feedback
- Consultation duration (weeks):
- 4
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- Documents:
- C/2021/0339 final (Delegated regulation)
- Leading service:
- Directorate-General for Financial Stability, Financial Services and Capital Markets Union
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- Foreseen end of objection period:
- 26/04/2021
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- Documents:
- 32021R0732 (Delegated regulation)
- Date of publication:
- 06/05/2021