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Document 32003R1210

    Council Regulation (EC) No 1210/2003 of 7 July 2003 concerning certain specific restrictions on economic and financial relations with Iraq and repealing Regulation (EC) No 2465/96

    OJ L 169, 8.7.2003, p. 6–23 (ES, DA, DE, EL, EN, FR, IT, NL, PT, FI, SV)

    This document has been published in a special edition(s) (CS, ET, LV, LT, HU, MT, PL, SK, SL, BG, RO, HR)

    Legal status of the document In force: This act has been changed. Current consolidated version: 13/09/2024

    ELI: http://data.europa.eu/eli/reg/2003/1210/oj

    32003R1210

    Council Regulation (EC) No 1210/2003 of 7 July 2003 concerning certain specific restrictions on economic and financial relations with Iraq and repealing Regulation (EC) No 2465/96

    Official Journal L 169 , 08/07/2003 P. 0006 - 0023


    Council Regulation (EC) No 1210/2003

    of 7 July 2003

    concerning certain specific restrictions on economic and financial relations with Iraq and repealing Regulation (EC) No 2465/96

    THE COUNCIL OF THE EUROPEAN UNION,

    Having regard to the Treaty establishing the European Community, and in particular Articles 60 and 301 thereof,

    Having regard to Common Position 2003/495/CFSP on Iraq and repealing Common Positions 1996/741/CFSP and 2002/599/CFSP(1),

    Having regard to the proposal from the Commission,

    Whereas:

    (1) Further to United Nations Security Council Resolution 661 (1990) and subsequent relevant Resolutions, in particular Resolution 986 (1995), the Council imposed a comprehensive embargo on trade with Iraq. This embargo is at present laid down in Council Regulation (EC) No 2465/96 of 17 December 1996 concerning the interruption of economic and financial relations between the European Community and Iraq(2).

    (2) In its Resolution 1483 (2003) of 22 May 2003, the Security Council decided that, with certain exceptions, all prohibitions related to trade with Iraq and the provision of financial or economic resources to Iraq should no longer apply.

    (3) With the exception of a ban on exports of arms and related materiel to Iraq, the Resolution provides that the comprehensive restrictions concerning trade should be repealed and replaced with specific restrictions applying to proceeds from all export sales of petroleum, petroleum products, and natural gas from Iraq, and to trade in goods belonging to Iraq's cultural heritage with the objective of facilitating the safe return of those goods.

    (4) The Resolution also states that certain funds and economic resources, in particular those belonging to former Iraqi President Saddam Hussein and senior officials of his regime, should be frozen, subject to designation by the Committee of the Security Council established pursuant to paragraph 6 of Resolution 661 (1990), and that such funds should subsequently be transferred to the Development Fund for Iraq.

    (5) In order to allow the Member States to effect the transfer of frozen funds, economic resources and proceeds of economic resources to the Development Fund for Iraq, provision should be made for such funds and economic resources to be unfrozen.

    (6) The Resolution stipulates that all petroleum, petroleum products and natural gas exported by Iraq, as well as the payments for such goods, should be exempt from legal proceedings, attachment, garnishment and execution by those having claims against Iraq. This temporary measure is necessary in order to promote the economic reconstruction of Iraq and the restructuring of its debt, which will help remove the threat to international peace and security constituted by the current situation in Iraq in the common interest of the international community and in particular the Community and its Member States.

    (7) Common Position 2003/495/CFSP makes provision for an amendment of the current Community regime in order to align it with UNSC Resolution 1483 (2003).

    (8) These measures fall under the scope of the Treaty and, therefore, in particular with a view to avoiding distortion of competition, Community legislation is necessary to implement the relevant decisions of the Security Council as far as the territory of the Community is concerned. For the purposes of this Regulation, the territory of the Community is deemed to encompass the territories of the Member States to which the Treaty is applicable, under the conditions laid down in that Treaty.

    (9) In order to create maximum legal certainty within the Community, the names and other relevant data relating to natural or legal persons, groups or entities identified by the UN authorities whose funds and economic resources are to be frozen, should be published and a procedure established within the Community to amend these lists.

    (10) For reasons of expediency, the Commission should be empowered to amend the Annexes to this Regulation setting out the list of cultural goods, the lists of persons, bodies and entities, whose funds and economic resources are to be frozen, and the list of competent authorities.

    (11) The competent authorities of the Member States should, where necessary, be empowered to ensure compliance with the provisions of this Regulation.

    (12) The Commission and Member States should inform each other of the measures taken under this Regulation and of other relevant information at their disposal in connection with this Regulation, and should cooperate with the Committee established by UNSC Resolution 661 (1990), in particular by supplying it with information.

    (13) Member States should lay down rules on sanctions applicable to infringements of the provisions of this Regulation and ensure that they are implemented. Those sanctions should be effective, proportionate and dissuasive.

    (14) Since the comprehensive trade measures of Regulation (EC) No 2465/96 are being replaced by the specific trade restrictions of this Regulation, and this Regulation imposes freezing measures which require immediate application by economic operators, it is necessary to ensure that sanctions for breaches of this Regulation can be imposed as soon as it enters into force.

    (15) For the sake of clarity, Regulation (EC) No 2465/96 should be repealed in its entirety.

    (16) Council Regulation (EEC) No 3541/92 of 7 December 1992 prohibiting the satisfying of Iraqi claims with regard to contracts and transactions, the performance of which was affected by United Nations Security Council Resolution 661 (1990) and related resolutions(3) should remain in force,

    HAS ADOPTED THIS REGULATION:

    Article 1

    For the purpose of this Regulation, the following definitions shall apply:

    1. "Sanctions Committee" means: the Committee of the Security Council of the United Nations which was established pursuant to paragraph 6 of Resolution 661 (1990);

    2. "funds" means financial assets and economic benefits of every kind, including but not limited to:

    (a) cash, cheques, claims on money, drafts, money orders and other payment instruments;

    (b) deposits with financial institutions or other entities, balances on accounts, debts and debt obligations;

    (c) publicly- and privately-traded securities and debt instruments, including stocks and shares, certificates representing securities, bonds, notes, warrants, debentures and derivatives contracts;

    (d) interest, dividends or other income on or value accruing from or generated by assets;

    (e) credit, right of set-off, guarantees, performance bonds or other financial commitments;

    (f) letters of credit, bills of lading, bills of sale;

    (g) documents evidencing an interest in funds or financial resources,

    (h) any other instrument of export-financing;

    3. "economic resources" means assets of every kind, whether tangible or intangible, movable or immovable, which are not funds but can be used to obtain funds, goods or services;

    4. "freezing of funds" means preventing any move, transfer, alteration, use of or dealing with funds in any way that would result in any change in their volume, amount, location, ownership, possession, character, destination or other change that would enable the use of the funds, including portfolio management;

    5. "freezing of economic resources" means preventing their use to obtain funds, goods or services in any way, including, but not limited to, by selling, hiring or mortgaging them;

    6. "Development Fund for Iraq" means the Development Fund for Iraq held by the Central Bank of Iraq.

    Article 2

    All proceeds from all export sales of petroleum, petroleum products, and natural gas from Iraq, as listed in Annex I, as of 22 May 2003 shall be deposited into the Development Fund for Iraq under the conditions set out in UNSC Resolution 1483 (2003) and in particular paragraphs 20 and 21 thereof, until such time as an internationally recognized, representative government of Iraq is properly constituted.

    Article 3

    1. The following shall be prohibited:

    (a) the import of or the introduction into the territory of the Community of,

    (b) the export of or removal from the territory of the Community of, and

    (c) the dealing in, Iraqi cultural property and other items of archaeological, historical, cultural, rare scientific and religious importance including those items listed in Annex II, if they have been illegally removed from locations in Iraq, in particular, if:

    (i) the items form an integral part of either the public collections listed in the inventories of Iraqi museums, archives or libraries' conservation collection, or the inventories of Iraqi religious institutions, or

    (ii) there exists reasonable suspicion that the goods have been removed from Iraq without the consent of their legitimate owner or have been removed in breach of Iraq's laws and regulations.

    2. These prohibitions shall not apply if it is shown that either:

    (a) the cultural items were exported from Iraq prior to 6 August 1990; or

    (b) the cultural items are being returned to Iraqi institutions in accordance with the objective of safe return as set out in paragraph 7 of UNSC Resolution 1483 (2003).

    Article 4

    1. All funds and economic resources located outside Iraq on or after 22 May 2003 of the previous Government of Iraq, or of any of the public bodies, corporations, including companies established under private law in which the public authorities have a majority stake, and agencies of that Republic, identified by the Sanctions Committee and listed in Annex III, shall be frozen.

    2. All funds and economic resources belonging to, or owned or held by the following persons, identified by the Sanctions Committee and listed in Annex IV, shall be frozen:

    (a) former President Saddam Hussein;

    (b) senior officials of his regime;

    (c) immediate members of their families; or

    (d) legal persons, bodies or entities owned or controlled directly or indirectly by the persons referred to in subparagraphs (a), (b) and (c) or by any natural or legal person acting on their behalf or at their direction.

    3. No funds shall be made available, directly or indirectly, to, or for the benefit of, a natural or legal person, body or entity listed in Annexes III and IV.

    4. No economic resources shall be made available, directly or indirectly, to, or for the benefit of, a natural or legal person, body or entity listed in Annexes III and IV, so as to enable that person, group or entity to obtain funds, goods or services.

    Article 5

    1. The crediting of frozen accounts shall be allowed on the condition that any additions shall be frozen.

    2. This Regulation shall not require the freezing of a transfer of funds to a beneficiary in the Community by or through an Iraqi bank meeting the conditions of Article 4(1), if such transfer constitutes a payment for goods and services ordered by customers of that bank. It shall not restrict the validity and use of the guarantees and letters of credit issued by Iraqi banks meeting the conditions of Article 4(1), at the request of their customers, with a view to payment for goods or services which such customers concerned have ordered in the Community.

    Article 6

    Funds, economic resources and proceeds of economic resources frozen pursuant to Article 4 shall only be unfrozen for the purpose of their transfer to the Development Fund for Iraq held by the Central Bank of Iraq, under the conditions set out in UNSC Resolution 1483 (2003).

    Article 7

    1. The participation, knowingly and intentionally, in activities, the object or effect of which is, directly or indirectly, to circumvent Article 4 or to promote the transactions referred to in Articles 2 and 3, shall be prohibited.

    2. Any information that the provisions of this Regulation are being, or have been, circumvented shall be notified to the competent authorities of the Member States, as listed in Annex V, and, directly or through these competent authorities, to the Commission.

    Article 8

    1. Without prejudice to the applicable rules concerning reporting, confidentiality and professional secrecy and to the provisions of Article 284 of the Treaty, natural and legal persons, entities and bodies shall:

    (a) provide immediately any information which would facilitate compliance with this Regulation, such as accounts and amounts frozen in accordance with Article 4, to the competent authorities of the Member States listed in Annex V where they are resident or located, and, directly or through these competent authorities, to the Commission;

    (b) cooperate with the competent authorities listed in Annex V in any verification of this information.

    2. Any information provided or received in accordance with this Article shall be used only for the purposes for which it was provided or received.

    3. Any additional information directly received by the Commission shall be made available to the competent authorities of the Member States concerned.

    Article 9

    The freezing of funds and economic resources, carried out in good faith that such action is in accordance with this Regulation, shall not give rise to liability of any kind on the part of the natural or legal person or entity implementing it, or its directors or employees, unless it is proved that the funds and economic resources were frozen as result of negligence.

    Article 10

    1. The following shall be immune from legal proceedings and shall not be subjected to any form of attachment, garnishment or execution:

    (a) petroleum, petroleum products and natural gas originating in Iraq, until title to such goods has been passed to a purchaser;

    (b) proceeds and obligations arising from the sale of petroleum, petroleum products and natural gas originating in Iraq, including payments for such goods deposited into the Development Fund for Iraq held by the Central Bank of Iraq;

    (c) funds and economic resources frozen pursuant to Article 4;

    (d) the Development Fund for Iraq held by the Central Bank of Iraq.

    2. By way of derogation from paragraph 1, the proceeds and obligations arising from the sale of petroleum, petroleum products and natural gas originating in Iraq, and the Development Fund for Iraq shall not be immune from claims made on the basis of Iraq's liability for damages in connection with any ecological accident occurring after 22 May 2003.

    Article 11

    The Commission shall be empowered to:

    (a) amend Annex II as necessary;

    (b) amend or supplement Annexes III and IV on the basis of determinations made by either the United Nations Security Council or the Sanctions Committee; and

    (c) amend Annex V on the basis of information supplied by Member States.

    Article 12

    Without prejudice to the rights and obligations of the Member States under the Charter of the United Nations, the Commission shall maintain all necessary contacts with the Sanctions Committee for the purpose of the effective implementation of this Regulation.

    Article 13

    The Commission and the Member States shall immediately inform each other of any measures taken pursuant to this Regulation. They shall supply each other with relevant information at their disposal in connection with this Regulation, in particular information received in accordance with Article 8 and information relating to breaches of the provisions of this Regulation, enforcement problems and judgements handed down by national courts.

    Article 14

    This Regulation shall apply notwithstanding any rights conferred or obligations imposed by any international agreement signed or any contract entered into or any licence or permit granted before the entry into force of this Regulation.

    Article 15

    1. The Member States shall lay down the rules on sanctions applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure that they are implemented. The sanctions provided for must be effective, proportionate and dissuasive.

    2. Pending the adoption, where necessary, of any legislation to that end, the sanctions to be imposed where the provisions of this Regulation are infringed shall, where relevant, be those determined by the Member States in order to give effect to Article 7(3) of Regulation (EC) No 2465/96.

    3. Each Member State shall be responsible for bringing proceedings against any natural or legal person, group or entity under its jurisdiction, in cases of breach of any of the restrictive measures laid down in this Regulation by any such person, group or entity.

    Article 16

    This Regulation shall apply:

    (a) within the territory of the Community, including its airspace;

    (b) on board any aircraft or any vessel under the jurisdiction of a Member State;

    (c) to any person elsewhere who is a national of a Member State;

    (d) to any legal person, group or entity which is incorporated or constituted under the law of a Member State;

    (e) to any legal person, group or entity doing business within the Community.

    Article 17

    Regulation (EC) No 2465/96 is hereby repealed.

    Article 18

    1. This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.

    2. Save for Articles 4 and 6, it shall apply from 23 May 2003.

    3. Article 10 shall apply until 31 December 2007.

    This Regulation shall be binding in its entirety and directly applicable in all Member States.

    Done at Brussels, 7 July 2003.

    For the Council

    The President

    F. Frattini

    (1) See page 72 of this Official Journal.

    (2) OJ L 337, 27.12.1996, p. 1. Regulation as last amended by Commission Regulation (EC) No 208/2003 (OJ L 28, 4.2.2003, p. 26).

    (3) OJ L 361, 10.12.1992, p. 1.

    ANNEX I

    List of goods referred to in Article 2

    >TABLE>

    ANNEX II

    List of goods referred to in Article 3

    >TABLE>

    ANNEX III

    List of public bodies, corporations and agencies and natural and legal persons, bodies and entities of the previous government of Iraq referred to in Article 4(1), (3) and (4)

    p.m.

    ANNEX IV

    List of natural and legal persons, bodies or entities associated with the regime of former President Saddam Hussein referred to in Article 4(2), (3) and (4)

    1. NAME: Saddam Hussein Al-Tikriti

    ALIAS: Abu Ali

    DATE OF BIRTH/PLACE OF BIRTH: 28 April 1937, al-Awja, near Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Named in 1483

    2. NAME: Qusay Saddam Hussein Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: 1965 or 1966, Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Saddam's second son;

    Oversaw Special Republican Guard, Special Security Organisation, and Republican Guard

    3. NAME: Uday Saddam Hussein Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: 1964 or 1967, Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Saddam's eldest son;

    Leader of Paramilitary Organisation Fedayeen Saddam

    4. NAME: Abid Hamid Mahmud Al-Tikriti

    ALIAS: Abid Hamid Bid Hamid Mahmud

    Col Abdel Hamid Mahmoud

    Abed Mahmoud Hammud

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1957, al-Awja, near Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Saddam's Presidential Secretary and Key Advisor

    5. NAME: Ali Hassan Al-Majid Al-Tikriti

    ALIAS: Al-Kimawi

    DATE OF BIRTH/PLACE OF BIRTH: 1943, al-Awja, near Tikrit, Iraq

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Presidential Advisor and Senior Member of Revolutionary Command Council

    6. NAME: Izzat Ibrahim al-Duri

    ALIAS: Abu Brays

    Abu Ahmad

    DATE OF BIRTH/PLACE OF BIRTH: 1942, al-Dur

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Deputy Commander-in-Chief of Iraqi Military,

    Deputy Secretary, Ba'th Party Regional Command,

    Vice Chairman, Revolutionary Command Council

    7. NAME: Hani Abd-Al-Latif Tilfah Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1962, al-Awja, near Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    No 2 in Special Security Organisation

    8. NAME: Aziz Salih al-Numan

    DATE OF BIRTH/PLACE OF BIRTH: 1941 or 1945, An Nasiriyah

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman;

    Former Governor of Karbala and An Najaf;

    Former Minister of Agriculture and Agrarian Reform (1986-1987)

    9. NAME: Muhammad Hamza Zubaidi

    DATE OF BIRTH/PLACE OF BIRTH: 1938, Babylon, Babil

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Former Prime Minister

    10. NAME: Kamal Mustafa Abdallah

    ALIAS: Kamal Mustafa Abdallah Sultan al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: 1952 or 4 May 1955, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Republican Guard Secretary;

    Led Special Republican Guards and commanded both Republican Guard Corps

    11. NAME: Barzan Abd al-Ghafur Sulaiman Majid Al-Tikriti

    ALIAS: Barzan Razuki Abd al-Ghafur

    DATE OF BIRTH/PLACE OF BIRTH: 1960, Salah al-Din

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Commander, Special Republican Guard

    12. NAME: Muzahim Sa'b Hassan Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1946 or 1949 or 1960, Salah al-Din or al-Awja near Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Led Iraq's Air Defence Forces;

    Deputy Director of Organisation of Military Industrialisation

    13. NAME: Ibrahim Ahmad Abd al-Sattar Muhammed Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: 1950, Mosul

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Armed Forces Chief of Staff

    14. NAME: Saif-al-Din Fulayyih Hassan Taha Al-Rawi

    ALIAS: Ayad Futayyih Al-Rawi

    DATE OF BIRTH/PLACE OF BIRTH: 1953, Ramadi

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Republican Guard Chief of Staff

    15. NAME: Rafi Abd-al-Latif Tilfah Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1954, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Director of Directorate of General Security

    16. NAME: Tahir Jalil Habbush Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: 1950, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Director of Iraqi Intelligence Services;

    Head of Directorate of General Security 1997 to 1999

    17. NAME: Hamid Raja Shalah Al-Tikriti

    ALIAS: Hassan Al-Tikriti; Hamid Raja-Shalah Hassum Al-Tikriti;

    DATE OF BIRTH/PLACE OF BIRTH: 1950, Bayji, Salah al-Din Governorate

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Air Force Commander

    18. NAME: Latif Nusayyif Jasim Al-Dulaymi

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1941, ar-Rashidiyah, suburb of Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Military Bureau Deputy Chairman;

    Labour and Social Affairs Minister (1993 to 1996)

    19. NAME: Abd-al-Tawwab Mullah Huwaysh

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1957 or 14 March 1942, either Mosul or Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Deputy Prime Minister;

    Director of Organisation of Military Industrialisation

    20. NAME: Taha Yassin Ramadan Al-Jizrawi

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1938, Mosul

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Vice President since 1991

    21. NAME: Rukan Razuki Abd-al-Ghafur Sulaiman Al-Tikriti

    ALIAS: Rukan Abdal-Ghaffur Sulayman al-Majid;

    Rukan Razuqi Abd al-Ghafur Al-Majid;

    Rukan Abd al-Ghaffur al-Majid Al-Tikriti Abu Walid;

    DATE OF BIRTH/PLACE OF BIRTH: 1956, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Head of Tribal Affairs in Presidential Office

    22. NAME: Jamal Mustafa Abdallah Sultan Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: 4 May 1955, al-Samnah, near Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Deputy Head of Tribal Affairs in Presidential Office

    23. NAME: Mizban Khadr Hadi

    DATE OF BIRTH/PLACE OF BIRTH: 1938, Mandali District, Diyala

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Member, Ba'th Party Regional Command and Revolutionary Command Council since 1991

    24. NAME: Taha Muhyi-al-Din Ma'ruf

    DATE OF BIRTH/PLACE OF BIRTH: 1924, Sulaymaniyah

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Vice President, Revolutionary Command Council

    25. NAME: Tariq Aziz

    ALIAS: Tariq Mikhail Aziz

    DATE OF BIRTH/PLACE OF BIRTH: 1 July 1936, Mosul or Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Deputy Prime Minister;

    PASSPORT: (July 1997): No 34409/129

    26. NAME: Walid Hamid Tawfiq Al-Tikriti

    ALIAS: Walid Hamid Tawfiq al-Nasiri

    DATE OF BIRTH/PLACE OF BIRTH: 1954, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Governor of Basrah

    27. NAME: Sultan Hashim Ahmad Al-Ta'i

    DATE OF BIRTH/PLACE OF BIRTH: 1944, Mosul

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Minister of Defence

    28. NAME: Hikmat Mizban Ibrahim al-Azzawi

    DATE OF BIRTH/PLACE OF BIRTH: 1934, Diyala

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Deputy Prime Minister and Finance Minister

    29. NAME: Mahmud Dhiyab Al-Ahmed

    DATE OF BIRTH/PLACE OF BIRTH: 1953, Baghdad or Mosul

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Minister of Interior

    30. NAME: Ayad Futayyih Khalifa Al-Rawi

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1942, Rawah

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Chief of Staff, Quds Force, 2001 to 2003;

    Former Governor of Baghdad and Ta'mim

    31. NAME: Zuhair Talib Abd-al-Sattar Al-Naqib

    DATE OF BIRTH/PLACE OF BIRTH: Circa 1948

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Director, Military Intelligence

    32. NAME: Amir Hamudi Hassan Al-Sa'di

    DATE OF BIRTH/PLACE OF BIRTH: 5 April 1938, Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Presidential Scientific Advisor;

    Senior Deputy, Organisation of Military Industrialisation, 1988 to 1991;

    Former President, Technical Corps for Special Projects;

    PASSPORTS:?No 33301/862

    Issued: 17 October 1997

    Expires: 1 October 2005?

    M0003264580

    Issued: Unknown

    Expires: Unknown?

    H0100009

    Issued: May 2001

    Expires: Unknown

    33. NAME: Amir Rashid Muhammad Al-Ubaidi

    DATE OF BIRTH/PLACE OF BIRTH: 1939, Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Minister of Oil, 1996 to 2003;

    Head, Organisation of Military Industrialisation, early 1990s.

    34. NAME: Husam Muhammad Amin Al-Yassin

    DATE OF BIRTH/PLACE OF BIRTH: 1953 or 1958, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Head, National Monitoring Directorate

    35. NAME: Muhammad Mahdi Al-Salih

    DATE OF BIRTH/PLACE OF BIRTH: 1947 or 1949, al-Anbar Governate

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Minister of Trade, 1987 to 2003;

    Chief, Presidential Office, mid-1980s

    36. NAME: Sab'awi Ibrahim Hassan Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: 1947, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Presidential Advisor;

    Director of General Security, early 1990s;

    Chief, Iraqi Intelligence Services, 1990 to 1991;

    Half-brother of Saddam Hussein

    37. NAME: Watban Ibrahim Hassan Al-Tikriti

    ALIAS: Watab Ibrahim al-Hassan

    DATE OF BIRTH/PLACE OF BIRTH: 1952, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Presidential Advisor;

    Minister of Interior, Early 1990s;

    Half-brother of Saddam Hussein

    38. NAME: Barzan Ibrahim Hassan Al-Tikriti

    DATE OF BIRTH/PLACE OF BIRTH: 1951, Tikrit

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Presidential Advisor;

    Permanent Representative to UN (Geneva), 1989 to 1998;

    Head, Iraqi Intelligence Services, early 1980s;

    Half-brother of Saddam Hussein

    39. NAME: Huda Salih Mahdi Ammash

    DATE OF BIRTH/PLACE OF BIRTH: 1953, Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Member, Ba'th Party Regional Command;

    Head, Biological Laboratories, Military Industrial Organisation, mid-1990s;

    Former Head, Student and Youth Bureau, Ba'th Party;

    Former Head, Professional Bureau of Women's Affairs;

    40. NAME: Abd-al-Baqi Abd-al-Karim Abdallah Al-Sa'dun

    DATE OF BIRTH/PLACE OF BIRTH: 1947

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Diyala

    Deputy Commander, Southern Region, 1998 to 2000;

    Former National Assembly Speaker

    41. NAME: Muhammad Zimam Abd-al-Razzaq Al-Sa'dun

    DATE OF BIRTH/PLACE OF BIRTH: 1942, Suq Ash-Shuyukh District, Dhi-Qar

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, At-Tamin;

    Minister of Interior, 1995 to 2001

    42. NAME: Samir Abd al-Aziz Al-Najim

    DATE OF BIRTH/PLACE OF BIRTH: 1937 or 1938, Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, East Baghdad;

    43. NAME: Humam Abd-al-Khaliq Abd-al-Ghafur

    ALIAS: Humam 'Abd al-Khaliq 'Abd al-Rahman;

    Humam 'Abd-al-Khaliq Rashid

    DATE OF BIRTH/PLACE OF BIRTH: 1945, Ar-Ramadi

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Minister of Higher Education and Research, 1992 to 1997, 2001 to 2003;

    Minister of Culture, 1997 to 2001;

    Director and Deputy Director, Iraqi Atomic Energy Organisation, 1980s;

    PASSPORT: 0018061/104, issued 12 September 1993

    44. NAME: Yahia Abdallah Al-Ubaidi

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, al-Basrah

    45. NAME: Nayif Shindakh Thamir Ghalib

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, An-Najaf;

    Member, Iraqi National Assembly;

    NOTE: Died in 2003

    46. NAME: Saif-al-Din Al-Mashhadani

    DATE OF BIRTH/PLACE OF BIRTH: 1956, Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Al-Muthanna

    47. NAME: Fadil Mahmud Gharib

    ALIAS: Gharib Muhammad Fazel al-Mashaikhi

    DATE OF BIRTH/PLACE OF BIRTH: 1944, Dujail

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Babil;

    Chairman, General Federation of Iraqi Trade Unions

    48. NAME: Muhsin Khadr Al-Khafaji

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, al-Qadisyah

    49. NAME: Rashid Taan Kathim

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, al-Anbar

    50. NAME: Ugla Abid Sakr Al-Zubaisi

    ALIAS: Saqr al-Kabisi Abd Aqala

    DATE OF BIRTH/PLACE OF BIRTH: 1944, Kubaisi, al-Anbar

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Maysan

    51. NAME: Ghazi Hammud Al-Ubaidi

    DATE OF BIRTH/PLACE OF BIRTH: 1944, Baghdad

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Wasit

    52. NAME: Adil Abdallah Mahdi

    DATE OF BIRTH/PLACE OF BIRTH: 1945, al-Dur

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Dhi-Qar;

    Former Ba'th Party Chairman for Diyala and al-Anbar

    53. NAME: Qaid Hussein Al-Awadi

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Ninawa;

    Former Governor of An-Najaf, circa 1998 to 2002

    54. NAME: Khamis Sirhan Al-Muhammad

    ALIAS: Dr. Fnu Mnu Khamis

    NATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Karbala

    55. NAME: Sa'd Abd-al-Majid Al-Faisal Al-Tikriti

    ATE OF BIRTH/PLACE OF BIRTH: 1944, Tikrit

    ATIONALITY: Iraq

    UNSC RESOLUTION 1483 BASIS:

    Ba'th Party Regional Command Chairman, Salah Ad-Din;

    Former Undersecretary for Security Affairs, Foreign Ministry

    ANNEX V

    List of competent authorities referred to in Articles 7 and 8

    BELGIUM

    Service Public Fédéral Economie, PME, Classes Moyennes et Energie

    Administration des relations économiques

    Politique d'accès aux marchés

    Service: Licences

    60, Rue Général Leman

    B-1040 Bruxelles

    Tél. (32-2) 206 58 11

    Fax (32-2) 230 83 22

    Federale Overheidsdienst Economie, KMO, Middenstand en Energie

    Bestuur economische betrekkingen

    Marktordening

    Dienst: vergunningen

    60, Generaal Lemanstraat

    B-1040 Brussel

    Tel. (32-2) 206 58 11

    Fax (32-2) 230 83 22

    Service Public Fédéral Finances

    Administration de la Trésorerie

    Avenue des Arts, 30

    B-1040 Bruxelles

    Fax (32-2) 233 75 18

    E-mail: quesfinvragen.tf@minfin.fed.be

    mailto: quesfinvragen.tf@minfin.fed.be

    Federale Overheidsdienst Financiën

    Administratie van de Thesaurie

    Kunstlaan, 30

    B-1040 Brussel

    Fax (32-2) 233 75 18

    E-mail: quesfinvragen.tf@minfin.fed.be

    mailto: quesfinvragen.tf@minfin.fed.be

    DENMARK

    Erhvervs- og Boligstyrelsen

    Dahlerups Pakhus

    Langelinie Allé 17

    DK-2100 København Ø

    Tel. (45) 35 46 60 00

    Fax (45) 35 46 60 01

    GERMANY

    For funds and financial assets:

    Deutsche Bundesbank

    Postfach 100 602

    D-60006 Frankfurt am Main

    Tel. (49-69) 95661

    Fax (49-69) 5601071

    For Iraqi cultural property:

    Zollkriminalamt

    Bergisch Gladbacher Str. 837

    D-51069 Köln

    Tel. (49-221) 6720

    Fax (49-221) 6724500

    E-mail: poststelle@zka.bgmv.de

    Internet: www.zollkriminalamt.de

    GREECE

    Υπουργείο Εθνικής Οικονομίας και Οικονομικών

    Γενική Γραμματεία Διεθνών Σχέσεων

    Γενική Διεύθυνση Πολιτικού Προγραμματισμού και Εφαρμογής

    Διεύθυνση Διεθνών Οικονομικών Θεμάτων

    Τηλ.: 30210 32 86 021, 32 86 051

    Φαξ: 30210 32 86 094, 32 86 059

    E-mail: e3c@dos.gr

    Ministry of Economy and Economics General Secretariat of International Relations

    General Directorate for Policy Planning and Implementation

    Directory for International Economy Issues

    Tel. 30210 32 86 021, 32 86 051

    Fax 30210 32 86 094, 32 86 059

    E-mail: e3c@dos.gr

    SPAIN

    Ministerio de Economía

    Secretaría General de Comercio Exterior

    Po de la Castellana 162

    E-28046 MADRID

    Tel. (34-91) 349 38 60

    Fax (34-91) 457 28 63

    FRANCE

    Ministère de l'économie, des finances et de l'industrie

    Direction du Trésor

    Service des affaires européennes et internationales

    Sous direction E

    139, rue de Bercy

    F-75 572 Paris Cedex 12

    Tél. (33-1) 44 87 72 85

    Fax (33-1) 53 18 96 37

    Ministère des Affaires étrangères

    Direction des Nations unies et des Organisations internationales

    Sous-direction des affaires politiques

    37, quai d'Orsay

    75700 Paris 07SP

    Tél. (33-1) 43174678/5968/5032

    Fax (33-1) 43174691

    IRELAND

    Licensing Unit Department of Enterprise, Trade and Employment

    Block C

    Earlsfort Centre

    Hatch Street

    Dublin 2 Ireland

    Tel. (353-1) 6312534

    Fax (353-1) 6312562

    ITALY

    Ministero delle Attività Produttive

    D. G. per la Politica Commerciale e per la Gestione del Regime degli Scambi

    Divisione IV - UOPAT

    Viale Boston, 35

    I-00144 Roma

    Dirigente:

    Tel. (39-06) 59647534

    Fax (39-06) 59647506

    Collaboratori:

    Tel. (39-06) 59933295

    Fax (39-06) 59932430

    LUXEMBOURG

    Ministère des affaires étrangères, du commerce extérieur, de la

    coopération, de l'action humanitaire et de la défense

    Direction des relations économiques internationales

    BP 1602

    L-1016 Luxembourg

    Tél. (352) 478-1 ou 478-2350

    Fax (352) 22 20 48

    Office des licences

    BP 113

    L-2011 Luxembourg

    Tél. (352) 478 23 70

    Fax (352) 46 61 38

    Ministère des finances

    3, rue de la Congrégation

    L-1352 Luxembourg

    Tel. (352) 478-2712

    Fax (352) 47 52 41

    NETHERLANDS

    General coordination of Iraq sanctions

    Ministerie van Buitenlandse Zaken

    Departement Politieke Zaken

    Postbus 20061

    2500 EB Den Haag

    Nederland

    Fax (31-70) 348 4638

    Tel. (31-70) 348 6211

    e-mail: DPZ@minbuza.nl

    Specifically for financial sanctions

    Ministerie van Financiën

    Directie Financiële Martken/Afdeling Integriteit

    Postbus 20201

    2500 EE Den Haag

    Fax (31-70) 342 7918

    Tel. (31-70) 342 8148

    For Iraqi cultural property

    Inspectie Cultuurbezit

    Prins Willem-Alexander Hof 28

    2595 BE Den Haag

    Tel. (31-70) 302 8120

    Fax (31-70) 365 1914

    AUSTRIA

    Bundesministerium für Wirtschaft und Arbeit

    Abteilung C2/2

    Außenwirtschaftsadministration

    Stubenring 1

    A-1010 Wien

    Tel. (43-1) 71100/8345

    Fax (43-1) 71100/8386

    Österreichische Nationalbank

    Otto-Wagner-Platz 3

    A-1090 Wien

    Tel. (43-1) 404 20 0

    Fax (43-1) 404 20 7399

    PORTUGAL

    Ministério dos Negócios Estrangeiros

    Direcção Geral dos Assuntos Multilaterais

    Direcção de Serviços das Organizações Políticas Multilaterais

    Largo do Rilvas,

    P-1399-030 Lisboa

    Portugal

    e-mail: spm@sg.mne.gov.pt

    Tel: (351-21) 3946702

    Fax: (351-21) 3946073

    FINLAND

    Ulkoasiainministeriö/Utrikesministeriet

    PL/PB 176

    FIN-00161 Helsinki/Helsingfors

    Tel. (358-9) 16 05 59 00

    Fax (358-9) 16 05 57 07

    SWEDEN

    Utrikesdepartementet

    Rättssekretariatet för EU-frågor

    S-103 39 Stockholm

    Tel. (46-8) 405 1000

    Fax (46-8) 723 1176

    UNITED KINGDOM

    H M Treasury

    International Financial Services Team

    1 Horseguards Road

    London SW1A 2HQ

    United Kingdom

    Tel. (44-207) 270 5550,

    Fax (44-207) 270 5430

    Bank of England

    Financial Sanctions Unit

    Threadneedle Street

    London EC2R 8AH

    United Kingdom

    Tel. (44-207) 601 4768

    Fax (44-207) 601 4309

    EUROPEAN COMMUNITY

    Commission of the European Communities

    Directorate-General for External Relations

    Directorate CFSP

    Unit A.2: Legal and institutional matters for external relations - Sanctions

    CHAR 12/163

    B-1049 Bruxelles/Brussel

    Tel. (32-2) 295 81 48, 296 25 56

    Fax (32-2) 296 75 63

    E-mail: relex-sanctions@cec.eu.int

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