(1)

Pursuant to Article 10 of Implementing Regulation (EU) 2019/317, Member States are to draw up performance plans, either at national level or at functional airspace blocks level (‘FABs’), which are to include binding performance targets for each reference period of the performance scheme for air navigation services and network functions. Those performance targets are to be consistent with the Union-wide targets adopted by the Commission for the reference period concerned.

(2)

Union-wide performance targets for the third reference period (‘RP3’) were originally set out in Commission Implementing Decision (EU) 2019/903 (3). As those Union-wide performance targets and the draft RP3 performance plans subsequently submitted in October 2019 by Member States were drawn up before the outbreak of the COVID-19 pandemic in March 2020, they did not take account of the considerable reduction in air traffic due to the measures taken by the Member States and third countries to contain the pandemic.

(3)

In response to the impact of the COVID-19 pandemic on the provision of air navigation services, exceptional measures for RP3, which derogate from the provisions of Implementing Regulation (EU) 2019/317, were set out in Commission Implementing Regulation (EU) 2020/1627 (4). The Commission adopted, on 2 June 2021, Commission Implementing Decision (EU) 2021/891 (5) setting revised Union-wide performance targets for RP3. On that basis, in October 2021, Member States submitted to the Commission draft performance plans containing revised local performance targets for RP3.

(4)

In Commission Implementing Decision (EU) 2022/728 (6), the Commission found, in respect of the draft performance plan established at the level of the Functional Airspace Block Europe Central (‘FABEC’) by the Netherlands, jointly with Belgium, France, Germany and Luxembourg (‘draft FABEC performance plan’), that the en route cost-efficiency performance targets for the Belgium-Luxembourg charging zone were not consistent with the Union-wide performance targets and issued recommendations for the revision of those targets. In Implementing Decision (EU) 2022/728, the Commission did not raise any findings with regard to the performance targets applicable to air navigation services provided in the airspace of the Netherlands.

(5)

In response to Russia’s war of aggression against Ukraine, which started on 24 February 2022, the Union has imposed restrictive measures which prohibit Russian air carriers, any Russian-registered aircraft and any non-Russian-registered aircraft which is owned or chartered, or otherwise controlled by any Russian natural or legal person, entity or body, from landing in and taking off from, or overflying the territory of the Union. Those restrictive measures and the counter-measures adopted by Russia have led to changes in air traffic in European airspace. Certain Member States have been severely affected by a significant reduction in the number of overflights in the airspace under their responsibility. However, at Union-wide level, the observed impact on the number of flights has been limited in contrast with the sharp reduction of air traffic across Europe which resulted from the outbreak of the COVID-19 pandemic.

(6)

On 13 July 2022, the Netherlands, jointly with Belgium, France, Germany and Luxembourg, submitted a revised draft FABEC performance plan for RP3 (‘revised draft FABEC performance plan’) to the Commission.

(7)

On 24 October 2022, the Commission concluded that the revised cost-efficiency performance targets proposed for the Belgium-Luxembourg en route charging zone continue to give rise to doubts as to their consistency with the Union-wide performance targets. The Commission therefore initiated the detailed examination set out in Article 15(3) of Implementing Regulation (EU) 2019/317 in respect of those performance targets, which were contained in the revised draft FABEC performance plan. The Commission notified Belgium, France, Germany, Luxembourg and the Netherlands thereof by its Decision (EU) 2022/2255 (7).

(8)

On 4 November 2022, the Netherlands informed the Commission that it has withdrawn from the revised draft FABEC performance plan, and submitted to the Commission a revised draft performance plan for RP3 established at national level (the ‘revised draft national performance plan’). The revised draft national performance plan maintains the performance targets for air navigation services provided in the airspace of the Netherlands at the level set in the revised draft FABEC performance plan submitted on 13 July 2022. There were effectively no additional performance benefits or synergies for the Netherlands deriving from the revised draft FABEC performance plan. The revised draft national performance plan does not list any negative impact resulting from the discontinuation of the performance planning and target setting activities at FABEC level.

(9)

The performance review body, assisting the Commission in the implementation of the performance scheme pursuant to Article 11(2) of Regulation (EC) No 549/2004, has submitted to the Commission a report containing its assessment of the revised draft national performance plan.

(10)

In accordance with Article 15(1) of Implementing Regulation (EU) 2019/317, the Commission, taking account of local circumstances, has assessed the consistency of the local performance targets included in the revised draft national performance plan of the Netherlands on the basis of the assessment criteria laid down in point 1 of Annex IV to that Implementing Regulation. In respect of each key performance area and the related performance targets, the Commission has complemented its assessment by reviewing the elements set out in point 2 of Annex IV to Implementing Regulation (EU) 2019/317.

(11)

The Eurocontrol’s Statistics and Forecast Service (STATFOR) base traffic forecast published in June 2022 takes account of the change in circumstances referred to in recital 5. On the basis of that forecast, the Commission notes that the Netherlands is not expected to experience major changes in air traffic flows over RP3 as a result of Russia’s war in Ukraine. Therefore, those changes in circumstances do not directly impact the performance targets contained in the revised draft national performance plan or the assessment of those targets in respect of their consistency with the Union-wide performance targets.

(12)

The Netherlands exceptionally agrees to waive its rights deriving from Article 342 of the Treaty on the Functioning of the European Union, in conjunction with Article 3 of Regulation 1/1958 (8) and to have this Decision adopted and notified in English.

(13)

Concerning the key performance area of safety, the Commission has assessed the consistency of the targets submitted by the Netherlands regarding the effectiveness of safety management of air navigation service providers (‘ANSPs’) based on the criterion laid down in point 1.1 of Annex IV to Implementing Regulation (EU) 2019/317.

(14)

The local safety performance targets proposed by the Netherlands in respect of the effectiveness of safety management, broken down per safety management objective and expressed as a level of implementation, are as follows:

(15)

The safety performance targets proposed by the Netherlands for LVNL are consistent with the Union-wide performance targets.

(16)

The Commission notes that the revised draft national performance plan submitted by the Netherlands sets out measures for LVNL for the achievement of the local safety performance targets, such as the establishment of a risk-based safety plan and updates to the safety management system.

(17)

Therefore, in the light of what has been said in recitals 14, 15 and 16, and considering that the Union-wide safety performance targets set in Implementing Decision (EU) 2021/891 are to be achieved by the final year of RP3, namely 2024, the targets in the key performance area of safety included in the revised draft national performance plan should be considered consistent with the Union-wide performance targets.

(18)

Concerning the key performance area of environment, the consistency of the targets submitted by the Netherlands regarding the average horizontal en route flight efficiency of the actual trajectory has been assessed based on the criterion laid down in point 1.2 of Annex IV to Implementing Regulation (EU) 2019/317. Accordingly, the targets included in the revised draft national performance plan have been compared with the relevant en route horizontal flight efficiency reference values set out in the European Route Network Improvement Plan (‘ERNIP’) available on 2 June 2021, the time of adopting the revised Union-wide performance targets for RP3.

(19)

In respect of the year 2020, the Union-wide performance target for RP3 in the key performance area of environment, which before the outbreak of the COVID-19 pandemic was initially set out in Implementing Decision (EU) 2019/903, was not revised by Implementing Decision (EU) 2021/891, in so far as the period for the application of that target had expired and its implementation had thus become definitive leaving no possibility for retroactive adjustments. Similarly, it was not possible to modify retroactively, in the revised draft performance plans, the local environment performance targets for the year 2021 set by Member States in the draft performance plans submitted in October 2021. Therefore, the consistency of the local environment performance targets with the corresponding Union-wide performance targets should be assessed with regard to the years 2022, 2023 and 2024.

(20)

The performance targets in the key performance area of environment proposed by the Netherlands and the corresponding national reference values for RP3 from the ERNIP, expressed as the average horizontal en route flight efficiency of the actual trajectory, are as follows:

(21)

The Commission observes that the environment targets proposed by the Netherlands are equal to the corresponding national reference values for each of the years 2022, 2023 and 2024.

(22)

The Commission notes that in the revised draft national performance plan, the Netherlands has presented various measures for the achievement of the local environment targets which include airspace restructuring, the implementation of cross-border arrival manager, performance-based navigation, improvements to the air traffic control system to enable more effective civil-military coordination and enhanced interoperability with control centres in Germany. The Commission welcomes that the Netherlands plans to implement all the recommended measures from the ERNIP to improve en route trajectories.

(23)

Therefore, in the light of what has been said in recitals 20, 21 and 22, the targets in the key performance area of environment included in the revised draft national performance plan should be considered consistent with the Union-wide performance.

(24)

Concerning the key performance area of capacity, the consistency of the targets submitted by the Netherlands regarding the average en route air traffic flow management (‘ATFM’) delay per flight has been assessed based on the criterion laid down in point 1.3 of Annex IV to Implementing Regulation (EU) 2019/317. Accordingly, the targets included in the revised draft national performance plan have been compared with the relevant reference values set out in the Network Operations Plan available on 2 June 2021, the time of adopting the revised Union-wide performance targets for RP3.

(25)

In respect of the year 2020, the Union-wide performance target for RP3 in the key performance area of capacity, which before the outbreak of the COVID-19 pandemic was initially set out in Implementing Decision (EU) 2019/903, was not revised by Implementing Decision (EU) 2021/891 in so far as the period for the application of that target had expired and its implementation had thus become definitive leaving no possibility for retroactive adjustments. Similarly, it was not possible to modify retroactively, in the revised draft performance plans, the local capacity performance targets for the year 2021 set by Member States in the draft performance plans submitted in October 2021. Therefore, the consistency of the local capacity performance targets with the corresponding Union-wide performance targets should be assessed with regard to the years 2022, 2023 and 2024.

(26)

The en route capacity targets proposed by the Netherlands for RP3, expressed in minutes of ATFM delay per flight, as well as the corresponding reference values from the Network Operations Plan, are as follows:

(27)

The Commission observes that the capacity targets proposed by the Netherlands are equal to the corresponding national reference values for the years 2022, 2023 and 2024.

(28)

The Commission notes that the Netherlands has presented, in the revised draft national performance plan, measures for the achievement of the local en route capacity targets. Those measures include a new air traffic management system, airspace restructuring, as well as continuous recruitment and improved training of air traffic controllers.

(29)

Therefore, in the light of what has been said in recitals 26, 27 and 28, the targets in the key performance area of capacity included in the revised draft national performance plan should be considered consistent with the Union-wide performance targets.

(30)

With regard to airports which fall within the scope of Implementing Regulation (EU) 2019/317 as set out in Article 1(3) and (4) of that Implementing Regulation, the Commission has complemented its assessment of en route capacity targets by reviewing the capacity targets for terminal air navigation services in accordance with point 2.1.(b) of Annex IV to Implementing Regulation (EU) 2019/317. In respect of the Netherlands, those targets were not found to raise concerns.

(31)

The Commission has assessed the consistency of the cost-efficiency targets proposed in the revised draft national performance plan based on the criteria laid down in points 1.4(a), (b) and (c) of Annex IV to Implementing Regulation (EU) 2019/317.

(32)

The en route cost-efficiency targets proposed by the Netherlands for RP3 are as follows:

(33)

As regards point 1.4(a) of Annex IV to Implementing Regulation (EU) 2019/317, the Commission observes that the en route determined unit cost (‘DUC’) trend at charging zone level of +0,7 % over RP3 outperforms the Union-wide trend of +1,0 % over the same period.

(34)

As regards point 1.4(b) of Annex IV to Implementing Regulation (EU) 2019/317, the Commission observes that the long-term en route DUC trend at charging zone level of +0,7 % over the second reference period and RP3 underperforms the long-term Union-wide trend of -1,3 % over the same period.

(35)

As regards point 1.4(c) of Annex IV to Implementing Regulation (EU) 2019/317, the Commission observes that the baseline value for the DUC of EUR 69,56 of the Netherlands, expressed in EUR2017, is 10,9 % lower than the average baseline value of 78,09 in EUR2017 of the relevant comparator group.

(36)

It is clear that the Netherlands’ DUC trend over RP3 outperforms the corresponding Union-wide trend. Furthermore, as noted in recital 35, the Netherlands demonstrates a good performance in respect of the baseline value for 2019, which is lower than the corresponding comparator group average value. Therefore, the Commission considers that, in respect of the Netherlands, the deviation from the Union-wide long-term DUC trend referred to in recital 34 does not preclude the cost-efficiency performance targets from being consistent with the Union-wide cost-efficiency performance targets.

(37)

Therefore, in the light of what has been said in recitals 32 to 36, the targets in the key performance area of cost-efficiency included in the revised draft national performance plan should be considered consistent with the Union-wide performance targets.

(38)

With regard to airports which fall within the scope of Implementing Regulation (EU) 2019/317 as set out in Articles 1(3) and (4) of that Implementing Regulation, the Commission has complemented its assessment of the en route cost-efficiency targets by reviewing the cost-efficiency targets for terminal air navigation services in accordance with point 2.1(c) of Annex IV to Implementing Regulation (EU) 2019/317. Those draft targets were not found to raise concerns in respect of the Netherlands.

(39)

In accordance with point 2.1(f) of Annex IV to Implementing Regulation (EU) 2019/317, the Commission has complemented its assessment of capacity targets by reviewing the incentive schemes referred to in Article 11 of that Implementing Regulation. In that respect, the Commission has examined whether the proposed incentive schemes fulfil the substantive requirements set out in Article 11(1) and (3) of Implementing Regulation (EU) 2019/317.

(40)

In Implementing Decision (EU) 2022/728, the Commission concluded that the Netherlands is to revise its incentive schemes for achieving en route and terminal capacity targets in such a way that the maximum financial disadvantage stemming from those incentive schemes is set at a level having a material impact on the revenue at risk. The Commission notes that the Netherlands has not made any changes to those incentive schemes in comparison with the draft FABEC performance plan submitted in 2021 and the revised draft FABEC performance plan submitted in July 2022.

(41)

Therefore, in the light of what has been said in recital 40, the Commission concludes that the incentive schemes set out in the revised draft national performance plan continue to give rise to concerns. The Commission therefore reiterates its view that the Netherlands should revise its incentive schemes for achieving en route and terminal capacity targets, in connection with the adoption of its final performance plan in accordance with Article 16, point (a), of Implementing Regulation (EU) 2019/317, so that the maximum financial disadvantages stemming from those incentive schemes are set at a level having a material impact on the revenue at risk, as expressly required under Article 11(3), point (a), of that Implementing Regulation. In the Commission’s view that should lead to a maximum financial disadvantage equal to or higher than 1 % of determined costs.

(42)

On the basis of the assessment set out in recitals 13 to 41, the Commission finds that the performance targets included in the revised draft national performance plan submitted by the Netherlands are consistent with the Union-wide performance targets,