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Document 32014R0379
Commission Regulation (EU) No 379/2014 of 7 April 2014 amending Commission Regulation (EU) No 965/2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council
Commission Regulation (EU) No 379/2014 of 7 April 2014 amending Commission Regulation (EU) No 965/2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council
Commission Regulation (EU) No 379/2014 of 7 April 2014 amending Commission Regulation (EU) No 965/2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council
OJ L 123, 24.4.2014, p. 1–94
(BG, ES, CS, DA, DE, ET, EL, EN, FR, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)
In force
24.4.2014 |
EN |
Official Journal of the European Union |
L 123/1 |
COMMISSION REGULATION (EU) No 379/2014
of 7 April 2014
amending Commission Regulation (EU) No 965/2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002 and Directive 2004/36/EC (1), and in particular Article 8(5) thereof,
Whereas:
(1) |
Operators and personnel involved in the operation of certain aircraft have to comply with the relevant essential requirements set out in Annex IV to Regulation (EC) No 216/2008. |
(2) |
In accordance with Regulation (EC) No 216/2008 the Commission should adopt the necessary implementing rules for establishing the conditions for the safe operation of aircraft. Those rules should primarily take into account the complexity of aircraft, organisations and aircraft operations, as well as the risks associated with the different types of operations. |
(3) |
Commission Regulation (EU) No 965/2012 (2) establishes implementing rules for commercial air transport operations with aeroplanes and helicopters. Rules for commercial air transport operations with balloons and sailplanes should also be provided in order to comply with the basic principles and applicability of Regulation (EC) No 216/2008. In addition, the specificities of certain commercial operations with aeroplanes and helicopters, starting and ending at the same aerodrome or operating site, need to be appropriately addressed according to their scale and scope and the risk involved. |
(4) |
Commission Regulation (EU) No 800/2013 (3) amends Regulation (EU) No 965/2012 to include rules for non-commercial operations according to the complexity of aircraft. It is also necessary to amend Regulation (EU) No 965/2012 in order to reflect the current state of the art and to ensure proportionate measures for certain strictly defined activities with other-than-complex aircraft and the organizations involved. |
(5) |
Rules for specialised operations with aeroplanes, helicopters balloons and sailplanes should also be included taking into account the particular aspects of such operations and the risk involved. For reasons of proportionality it would not be appropriate to subject all commercial operators to certification, in particular commercial specialised operators. Although of commercial nature, these operators would be subject to a declaration of capability instead of a certificate. Nevertheless, conditions for certain high risk commercial specialised operations, which endanger third parties on the ground, should be specified in the interest of safety and therefore those operations should be submitted to authorisation. |
(6) |
Regulation (EU) No 965/2012 should therefore be amended accordingly. |
(7) |
In order to ensure a smooth transition and a high level of civil aviation safety in the Union, the implementing measures should reflect the state of the art, including best practices, and scientific and technical progress in the field of air operations. Accordingly, technical requirements and administrative procedures agreed under the auspices of the International Civil Aviation Organisation and the European Joint Aviation Authorities until 30 June 2009, as well as existing legislation pertaining to a specific national environment, should be considered. |
(8) |
It is necessary to provide sufficient time for the aeronautical industry and Member States’ administrations to adapt to the new regulatory framework. |
(9) |
The European Aviation Safety Agency prepared draft implementing rules and submitted them as an Opinion to the Commission in accordance with Article 19(1) of Regulation (EC) No 216/2008. |
(10) |
The measures provided for in this Regulation are in accordance with the opinion of the Committee established by Article 65 of Regulation (EC) No 216/2008, |
HAS ADOPTED THIS REGULATION:
Article 1
Regulation (EU) No 965/2012 is amended as follows:
(1) |
Article 1 is replaced by the following: ‘Article 1 Subject matter and scope 1. This Regulation lays down detailed rules for air operations with aeroplanes, helicopters, balloons and sailplanes, including ramp inspections of aircraft of operators under the safety oversight of another State when landed at aerodromes located in the territory subject to the provisions of the Treaty. 2. This Regulation also lays down detailed rules on the conditions for issuing, maintaining, amending, limiting, suspending or revoking the certificates of operators of aircraft referred to in Article 4(1)(b) and (c) of Regulation (EC) No 216/2008 engaged in commercial air transport operation, the privileges and responsibilities of the holders of certificates as well as conditions under which operations shall be prohibited, limited or subject to certain conditions in the interest of safety. 3. This Regulation also lays down detailed rules on the conditions and procedures for the declaration by, and for the oversight of, operators engaged in commercial specialised operations and non-commercial operation of complex motor-powered aircraft, including non-commercial specialised operations of complex motor-powered aircraft. 4. This Regulation also lays down detailed rules on the conditions under which certain high risk commercial specialised operations shall be subject to authorisation in the interest of safety, and on the conditions for issuing, maintaining, amending, limiting, suspending or revoking the authorisations. 5. This Regulation shall not apply to air operations within the scope of Article 1(2)(a) of Regulation (EC) No 216/2008. 6. This Regulation shall not apply to air operations with tethered balloons and airships as well as tethered balloon flights.’; |
(2) |
Article 2 is amended as follows:
|
(3) |
Article 5 is amended as follows:
|
(4) |
Article 6 is amended as follows:
|
(5) |
Article 8 is amended as follows:
|
(6) |
in Article 10, paragraph 3 is amended as follows:
|
(7) |
in Article 10, the following paragraphs 4, 5, 6 and 7 are added: ‘4. By way of derogation from the second subparagraph of paragraph 1, Member States may decide not to apply the provisions of Annexes II, III, VII and VIII to specialised operations until 21 April 2017. 5. By way of derogation from the second subparagraph of paragraph 1, Member States may decide not to apply the provisions of Annexes II, III and IV to:
6. When a Member State makes use of the derogation provided for in paragraph 5 point (a), the following rules shall apply:
7. When a Member State makes use of the derogations provided for in paragraphs 3, 4 and 5, it shall notify the Commission and the Agency. This notification shall describe the reasons for the derogation and its duration, as well as the programme for implementation containing actions envisaged and related timing.’; |
(8) |
Annexes I to VII to Regulation (EU) No 965/2012 are amended as set out in Annex I to this Regulation; |
(9) |
an Annex VIII (Part-SPO) is added to Regulation (EU) No 965/2012, as set out in Annex II to this Regulation. |
Article 2
This Regulation shall enter into force on the third day following that of its publication in the Official Journal of the European Union.
It shall apply from 1 July 2014.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 7 April 2014.
For the Commission
The President
José Manuel BARROSO
(2) Commission Regulation (EU) No 965/2012 of 5 October 2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council (OJ L 296, 25.10.2012, p. 1).
(3) Commission Regulation (EU) No 800/2013 of 14 August 2013 amending Regulation (EU) No 965/2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council (OJ L 227, 24.8.2013, p. 1).
ANNEX I
(1) |
Annex I to Regulation (EU) No 965/2012 is amended as follows:
|
(2) |
Annex II to Regulation (EU) No 965/2012 is amended as follows:
|
(3) |
Annex III to Regulation (EU) No 965/2012 is amended as follows:
|
(4) |
Annex IV to Regulation (EU) No 965/2012 is amended as follows:
|
(5) |
Annex V to Regulation (EU) No 965/2012 is amended as follows:
|
(6) |
In Annex VI to Regulation (EU) No 965/2012, point (b) of NCC.POL.125 is replaced by the following:
|
(7) |
Annex VII to Regulation (EU) No 965/2012 is amended as follows:
|
(1) Commission Regulation (EU) No 748/2012 of 3 August 2012 laying down implementing rules for the airworthiness and environmental certification of aircraft and related products, parts and appliances, as well as for the certification of design and production organisations (OJ L 224, 21.8.2012, p. 1).
ANNEX II
‘ANNEX VIII
SPECIALISED OPERATIONS
[PART-SPO]
SPO.GEN.005 Scope
(a) |
This Annex applies to any specialised operation where the aircraft is used for specialised activities such as agriculture, construction, photography, surveying, observation and patrol, aerial advertisement. |
(b) |
Notwithstanding (a), non-commercial specialised operations with other than complex motor-powered aircraft shall comply with Annex VII (Part-NCO). |
(c) |
Notwithstanding (a), the following operations with other than complex motor-powered aircraft may be conducted in accordance with Annex VII (Part-NCO):
|
SUBPART A
GENERAL REQUIREMENTS
SPO.GEN.100 Competent authority
The competent authority shall be the authority designated by the Member State in which the operator has its principal place of business or is residing.
SPO.GEN.101 Means of compliance
Alternative means of compliance to those adopted by the Agency may be used by an operator to establish compliance with Regulation (EC) No 216/2008 and its Implementing Rules.
SPO.GEN.102 Touring motor gliders, -powered sailplanes and mixed balloons
(a) |
Touring motor gliders shall be operated following the requirements for:
|
(b) |
Touring motor gliders shall be equipped in compliance with the requirements applicable to aeroplanes unless otherwise specified in Subpart D. |
(c) |
Powered sailplanes, excluding touring motor gliders, shall be operated and equipped in compliance with the requirements applicable to sailplanes. |
(d) |
Mixed balloons shall be operated in accordance with the requirements for hot-air balloons. |
SPO.GEN.105 Crew responsibilities
(a) |
The crew member shall be responsible for the proper execution of his/her duties. Crew duties shall be specified in the standard operating procedures (SOP) and, where appropriate, in the operations manual. |
(b) |
Except for balloons, during critical phases of flight or whenever deemed necessary by the pilot-in-command in the interest of safety, the crew member shall be restrained at his/her assigned station unless otherwise specified in the SOP. |
(c) |
During flight, the flight crew member shall keep his/her safety belt fastened while at his/her station. |
(d) |
During flight, at least one qualified flight crew member shall remain at the controls of the aircraft at all times. |
(e) |
The crew member shall not undertake duties on an aircraft:
|
(f) |
The crew member who undertakes duties for more than one operator shall:
|
(g) |
The crew member shall report to the pilot-in-command:
|
SPO.GEN.106 Task specialists responsibilities
(a) |
The task specialist shall be responsible for the proper execution of his/her duties. Task specialists’ duties shall be specified in the SOP. |
(b) |
Except for balloons, during critical phases of flight or whenever deemed necessary by the pilot-in-command in the interest of safety, the task specialist shall be restrained at his/her assigned station unless otherwise specified in the SOP. |
(c) |
The task specialist shall ensure that he/she is restrained when carrying out specialised tasks with external doors opened or removed. |
(d) |
The task specialist shall report to the pilot-in-command:
|
SPO.GEN.107 Pilot-in-command responsibilities and authority
(a) |
The pilot-in-command shall be responsible for:
|
(b) |
The pilot-in-command shall have the authority to refuse carriage of or disembark any person or cargo that may represent a potential hazard to the safety of the aircraft or its occupants. |
(c) |
The pilot-in-command shall, as soon as possible, report to the appropriate air traffic services (ATS) unit any hazardous weather or flight conditions encountered that are likely to affect the safety of other aircraft. |
(d) |
Notwithstanding the provision of (a)(6), in a multi-crew operation the pilot-in-command may continue a flight beyond the nearest weather-permissible aerodrome when adequate mitigating procedures are in place. |
(e) |
The pilot-in-command shall, in an emergency situation that requires immediate decision and action, take any action he/she considers necessary under the circumstances in accordance with 7.d. of Annex IV to Regulation (EC) No 216/2008. In such cases he/she may deviate from rules, operational procedures and methods in the interest of safety. |
(f) |
The pilot-in-command shall submit a report of an act of unlawful interference without delay to the competent authority and shall inform the designated local authority. |
(g) |
The pilot-in-command shall notify the nearest appropriate authority by the quickest available means of any accident involving the aircraft that results in serious injury or death of any person or substantial damage to the aircraft or property. |
SPO.GEN.108 Pilot-in-command responsibilities and authority — balloons
The pilot-in-command of a balloon shall, in addition to SPO.GEN.107:
(a) |
be responsible for the pre-flight briefing of those persons assisting in the inflation and deflation of the envelope; |
(b) |
ensure that no person is smoking on board or within the direct vicinity of the balloon; and |
(c) |
ensure that persons assisting in the inflation and deflation of the envelope wear appropriate protective clothing. |
SPO.GEN.110 Compliance with laws, regulations and procedures
The pilot-in-command, crew members and task specialists shall comply with the laws, regulations and procedures of those States where operations are conducted.
SPO.GEN.115 Common language
The operator shall ensure that all crew members and task specialists are able to communicate with each other in a common language.
SPO.GEN.120 Taxiing of aeroplanes
The operator shall ensure that an aeroplane is only taxied on the movement area of an aerodrome if the person at the controls:
(a) |
is an appropriately qualified pilot; or |
(b) |
has been designated by the operator and:
|
SPO.GEN.125 Rotor engagement
A helicopter rotor shall only be turned under power for the purpose of flight with a qualified pilot at the controls.
SPO.GEN.130 Portable electronic devices
The operator shall not permit any person to use a portable electronic device (PED) on board an aircraft that could adversely affect the performance of the aircraft’s systems and equipment.
SPO.GEN.135 Information on emergency and survival equipment carried
The operator shall, at all times, have available for immediate communication to rescue coordination centres (RCCs) lists containing information on the emergency and survival equipment carried on board.
SPO.GEN.140 Documents, manuals and information to be carried
(a) |
The following documents, manuals and information shall be carried on each flight as originals or copies unless otherwise specified below:
|
(b) |
Notwithstanding (a), the documents and information in (a)(2) to (a)(11) and (a)(14), (a)(17), (a)(18) and (a)(19) may be retained at the aerodrome or operating site on flights:
|
(c) |
Notwithstanding (a), on flights with balloons or sailplanes, excluding touring motor gliders (TMGs), the documents and information in (a)(1) to (a)(10) and (a)(13) to (a)(19) may be carried in the retrieve vehicle. |
(d) |
In case of loss or theft of documents specified in (a)(2) to (a)(8), the operation may continue until the flight reaches its destination or a place where replacement documents can be provided. |
(e) |
The operator shall make available, within a reasonable time of being requested to do so by the competent authority, the documentation required to be carried on board. |
SPO.GEN.145 Preservation, production and use of flight recorder recordings — operations with complex motor-powered aircraft
(a) |
Following an accident or an incident that is subject to mandatory reporting, the operator of an aircraft shall preserve the original recorded data for a period of 60 days unless otherwise directed by the investigating authority. |
(b) |
The operator shall conduct operational checks and evaluations of flight data recorder (FDR) recordings, cockpit voice recorder (CVR) recordings and data link recordings to ensure the continued serviceability of the recorders. |
(c) |
The operator shall save the recordings for the period of operating time of the FDR as required by SPO.IDE.A.145 or SPO.IDE.H.145, except that, for the purpose of testing and maintaining the FDR, up to 1 hour of the oldest recorded material at the time of testing may be erased. |
(d) |
The operator shall keep and maintain up-to-date documentation that presents the necessary information to convert FDR raw data into parameters expressed in engineering units. |
(e) |
The operator shall make available any flight recorder recording that has been preserved, if so determined by the competent authority. |
(f) |
CVR recordings shall only be used for purposes other than for the investigation of an accident or an incident subject to mandatory reporting if all crew members and maintenance personnel concerned consent. |
(g) |
FDR recordings or data link recordings shall only be used for purposes other than for the investigation of an accident or an incident that is subject to mandatory reporting if such records are:
|
SPO.GEN.150 Transport of dangerous goods
(a) |
The transport of dangerous goods by air shall be conducted in accordance with Annex 18 to the Chicago Convention as last amended and amplified by the Technical Instructions for the Safe Transport of Dangerous Goods by Air (ICAO Doc 9284-AN/905), including its attachments, supplements and any other addenda or corrigenda. |
(b) |
Dangerous goods shall only be transported by an operator approved in accordance with Annex V (Part-SPA), subpart G, to Regulation (EU) No 965/2012 except when:
|
(c) |
The operator shall establish procedures to ensure that all reasonable measures are taken to prevent dangerous goods from being carried on board inadvertently. |
(d) |
The operator shall provide personnel with the necessary information enabling them to carry out their responsibilities, as required by the Technical Instructions. |
(e) |
The operator shall, in accordance with the Technical Instructions, report without delay to the competent authority and the appropriate authority of the State of occurrence in the event of:
|
(f) |
The operator shall ensure that task specialists are provided with information about dangerous goods. |
(g) |
The operator shall ensure that notices giving information about the transport of dangerous goods are provided at acceptance points for cargo as required by the Technical Instructions. |
SPO.GEN.155 Release of dangerous goods
The operator shall not operate an aircraft over congested areas of cities, towns or settlements or over an open-air assembly of persons when releasing dangerous goods.
SPO.GEN.160 Carriage and use of weapons
(a) |
The operator shall ensure that, when weapons are carried on a flight for the purpose of a specialised task, these are secured when not in use. |
(b) |
The task specialist using the weapon shall take all necessary measures to prevent the aircraft and persons on board or on the ground from being endangered. |
SPO.GEN.165 Admission to the flight crew compartment
The pilot-in-command shall make the final decision regarding the admission to the flight crew compartment and shall ensure that:
(a) |
admission to the flight crew compartment does not cause distraction or interference with the operation of the flight; and |
(b) |
all persons carried in the flight crew compartment are made familiar with the relevant safety procedures. |
SUBPART B
OPERATIONAL PROCEDURES
SPO.OP.100 Use of aerodromes and operating sites
The operator shall only use aerodromes and operating sites that are adequate for the type of aircraft and operation concerned.
SPO.OP.105 Specification of isolated aerodromes — aeroplanes
For the selection of alternate aerodromes and the fuel policy, the operator shall consider an aerodrome as an isolated aerodrome if the flying time to the nearest adequate destination alternate aerodrome is more than:
(a) |
for aeroplanes with reciprocating engines, 60 minutes; or |
(b) |
for aeroplanes with turbine engines, 90 minutes. |
SPO.OP.110 Aerodrome operating minima — aeroplanes and helicopters
(a) |
For instrument flight rules (IFR) flights, the operator or the pilot-in-command shall specify aerodrome operating minima for each departure, destination and alternate aerodrome to be used. Such minima shall:
|
(b) |
When specifying the aerodrome operating minima, the operator or the pilot-in-command shall take the following into account:
|
(c) |
The minima for a specific type of approach and landing procedure shall only be used if:
|
SPO.OP.111 Aerodrome operating minima — NPA, APV, CAT I operations
(a) |
The decision height (DH) to be used for a non-precision approach (NPA) flown with the continuous descent final approach (CDFA) technique, approach procedure with vertical guidance (APV) or category I (CAT I) operation shall not be lower than the highest of:
|
(b) |
The minimum descent height (MDH) for an NPA operation flown without the CDFA technique shall not be lower than the highest of:
Table 1 System minima
|
SPO.OP.112 Aerodrome operating minima — circling operations with aeroplanes
(a) |
The MDH for a circling operation with aeroplanes shall not be lower than the highest of:
|
(b) |
The minimum visibility for a circling operation with aeroplanes shall be the highest of:
Table 1 MDH and minimum visibility for circling vs. aeroplane category
|
SPO.OP.113 Aerodrome operating minima — onshore circling operations with helicopters
The MDH for an onshore circling operation with helicopters shall not be lower than 250 ft and the meteorological visibility not less than 800 m.
SPO.OP.115 Departure and approach procedures — aeroplanes and helicopters
(a) |
The pilot-in-command shall use the departure and approach procedures established by the State of the aerodrome, if such procedures have been published for the runway or FATO to be used. |
(b) |
The pilot-in-command may deviate from a published departure route, arrival route or approach procedure:
|
(c) |
In the case of operations with complex motor-powered aircraft, the final approach segment shall be flown visually or in accordance with the published approach procedures. |
SPO.OP.120 Noise abatement procedures
The pilot-in-command shall take into account published noise abatement procedures to minimise the effect of aircraft noise while ensuring that safety has priority over noise abatement.
SPO.OP.121 Noise abatement procedures — balloons
The pilot-in-command shall make use of operating procedures, where established, to minimise the effect of heating-system noise while ensuring that safety has priority over noise abatement.
SPO.OP.125 Minimum obstacle clearance altitudes — IFR flights
(a) |
The operator shall specify a method to establish minimum flight altitudes that provide the required terrain clearance for all route segments to be flown in IFR. |
(b) |
The pilot-in-command shall establish minimum flight altitudes for each flight based on this method. The minimum flight altitudes shall not be lower than those published by the State overflown. |
SPO.OP.130 Fuel and oil supply — aeroplanes
(a) |
The pilot-in-command shall only commence a flight if the aeroplane carries sufficient fuel and oil for the following:
|
(b) |
In computing the fuel required, including providing for contingency, the following shall be taken into consideration: |